Parliamentary
Archives,
HL/PO/JU/18/248
Regina
v. Board of Visitors of Her Majesty's Prison The
Maze
(Respondents), ex parte McCartan (A.P.) (Appellant)
(Northern
Ireland)
Regina
v. Board of Visitors of Her Majesty's Prison The
Maze
(Respondents), ex parte Hone (A.P.) (Appellant)
(Northern
Ireland) (Consolidated Appeals)
JUDGMENT
Die Jovis 21° Januarii 1988
Upon consideration of the Cause Cause Regina
against,
Board of Visitors of Her Majesty's Prison The
Maze
(Respondents), ex parte McCartan (A.P.) (Appellant)
(Northern
Ireland) and Regina against Board of Visitors of Her
Majesty's
Prison The Maze (Respondents), ex parte Hone
(A.P.)
(Appellant) (Northern Ireland) (Consolidated Appeals) ,
That
the House had heard Counsel on Thursday the 15th day
of
October last, upon the Petitions and Appeals of Michael
Joseph
Hone and Richard McCartan, both currently detained at
Her
Majesty's Prison, The Maze, Lisburn, Northern Ireland,
praying
that the matter of the Orders set forth in the
Schedules thereto,
namely Orders of Her Majesty's Court of
Appeal in Northern Ireland
of the 18th of September 1986,
might be reviewed before Her
Majesty the Queen in Her Court of
Parliament and that the said
Orders might be reversed, varied
or altered or that the
Petitioners might have such other
relief in the premises as to Her
Majesty the Queen in Her
Court of Parliament might seem meet
(which said Appeals were
by Order of the House of the 31st of
March 1987 consolidated);
as upon the Case of the Board of
Visitors of Her Majesty's
Prison, The Maze, lodged in answer to
the said Appeals; and
due consideration had this day of what was
offered on either
side in this Cause:
It is Ordered and Adjudged, by
the Lords Spiritual and
Temporal in the Court of Parliament of Her
Majesty the Queen
assembled, That the said Orders of Her Majesty's
Court of
Appeal in Northern Ireland of 18th September 1986
complained
of in the said Appeals be, and the same are hereby,
Affirmed
and that the said Petitions and Appeals be, and
the same are
hereby, dismissed this House: And it is further
Ordered, That
the costs incurred by the Appellants in
respect of the said
Appeals be taxed in accordance with the Legal
Aid, Advice and
Assistance (Northern Ireland) Order 1981.
Cler: Parliamentor
Judgment: 21.1.88
HOUSE OF LORDS
REGINA
V.
BOARD OF VISITORS OF H.M. PRISON, THE MAZE
(RESPONDENTS),
EX
PARTE HONE (A.P.)
(APPELLANT) (NORTHERN IRELAND)
REGINA
V.
BOARD OF VISITORS OF H.M. PRISON, THE MAZE
(RESPONDENTS),
EX
PARTE McCARTAN (A.P.)
(APPELLANT) (NORTHERN IRELAND)
(CONSOLIDATED APPEALS)
Lord
Chancellor
Lord Bridge of Harwich
Lord Ackner
Lord Oliver of
Aylmerton
Lord Goff of Chieveley
LORD MACKAY OF CLASHFERN
My Lords,
I have had the advantage of
reading in draft the speech to
be delivered by my noble and
learned friend Lord Goff of
Chieveley. I agree with him that these
appeals should be
dismissed for the reasons which he has given.
LORD BRIDGE OF HARWICH
My Lords,
I have had the advantage of
reading in draft the speech of
my noble and learned friend Lord
Goff of Chieveley. I agree with
it and for the reasons he gives I
would dismiss the appeals.
LORD ACKNER
My Lords,
I have had the advantage of
reading in draft the speech of
my noble and learned friend Lord
Goff of Chieveley. I agree with
it and for the reasons he gives I
would dismiss the appeals.
LORD OLIVER OF AYLMERTON
My Lords,
I have had the advantage of
reading the speech prepared by
my noble and learned friend, Lord
Goff of Chieveley and I agree
that the appeals should be dismissed
for the reasons which he has
given.
LORD GOFF OF CHIEVELEY
My Lords,
There are before your Lordships'
House two consolidated
appeals, brought by leave of this House,
from a decision of the
Court of Appeal in Northern Ireland. Both
appeals raise the same
issue, viz. whether a prisoner appearing
before a board of visitors
on a disciplinary charge is entitled as
of right to legal
representation at the hearing.
The factual background to the two
cases can be briefly
summarised as follows. The first of the two
appellants, Michael
Joseph Hone, is serving a term of life
imprisonment at Her
Majesty's Prison, The Maze, Lisburn. On 23
October 1984, he was
charged with an offence against discipline
contrary to rule 31(5) of
the Prison Rules (Northern Ireland) 1982
(S.R. 1982 No. 170); the
offence so charged was that he had
assaulted a prison officer,
Officer Wylie, by throwing a mug of
tea in his face and hitting
him with his fist and boot. Rule 32 of
the Rules of 1982 makes
provision for awards which the governor
may make for an offence
against discipline; under rule 33 (which
is concerned with more
serious offences) there is a provision, in
rule 33(l)(e), whereby, in
the case of any serious offence
against discipline for which in the
view of the governor it may be
desirable to award a more severe
punishment than is provided in
rule 32, the governor may refer the
charge to the Secretary of
State. On 30 October the governor of
the Maze Prison, having
investigated the case (to which this
appellant pleaded not
guilty), decided that there was a charge to
answer and that he
should refer the case to the Secretary of
State. The latter
delegated his powers under rule 33 to the board
of visitors in the
normal way, pursuant to rule 33(5). They held
an inquiry on 3 May
1985, the chairman being Dr. D. R. Delargy.
They found the charge
proved, and awarded 60 days' loss of
privileges and the first 30
days in cellular confinement.
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On 8 May 1985 the first appellant
was granted leave to
apply for judicial review. On 11 October 1985
his application was
dismissed by Gibson L.J.J and on appeal his
decision was affirmed
by the Court of Appeal on 18 September 1985.
Before Gibson
L.J., the first appellant relied upon a number of
grounds, all of
which were rejected by him. Before the Court of
Appeal, his
grounds of appeal related to a complaint that he was
denied legal
representation before the board of visitors. His
principal grounds
of appeal were as follows:
"1. That the trial judge
erred in law in holding that the
applicant does not have a right
to legal representation when
appearing before the board of
visitors. 2. That having held
that the board had a discretion to
permit legal
representation the trial judge erred in holding that
the board
had exercised its discretion properly in refusing to
permit
the applicant to be legally represented. 3. That
no
reasonable board of visitors properly directing itself
to
issues of fact and law could reasonably have refused
the
applicant's request for legal representation. 4. That
the
trial judge misdirected himself by holding that 'rule 33
of
the 1982 Prison Rules indicates that an assault is not one
of
the more serious offences' and further misdirected himself
by
holding that 'not being classified as a more serious
offence the
range of penalties is correspondingly less than in
the case of
more serious offences.'"
All these submissions were rejected by the Court of Appeal.
The second of the two appellants,
Richard McCartan, is
serving a total sentence of 24 years
imprisonment, also at the
Maze Prison. On 16 November 1980, he was
charged with two
offences against prison discipline, contrary to
rule 31(5) of the
Rules of 1982, viz. (1) that he assaulted a
prison officer, Officer
McKinney, causing severe injuries to his
face, and (2) that he
assaulted Officer Doherty by kicking him on
the left leg. On 6
March 1985, the governor, having investigated
these two charges,
decided that there were cases to answer and
that he should refer
them to the Secretary of State under rule
33(1). The Secretary of
State having delegated his powers to the
board of visitors, they
inquired into the offences on 1 April
1985, the chairman being Mr.
Bach.
They found both charges proved. In
respect of the assault
on Officer McKinney, they awarded 100 days'
loss of remission and
30 days' cellular confinement, the latter
suspended for six months.
In respect of the assault on Officer
Doherty, they awarded 20
days' cellular confinement and 30 days'
loss of remission, the
latter suspended for six months. Leave to
apply for judicial
review was granted on 24 May 1985. The only
ground relied on by
this appellant was that he had a right to
legal representation
before the board of visitors and was denied
that right. It was
recognised that his case was governed by the
case of Hone and so
Gibson L.J., at the invitation of counsel for
McCartan, ruled that
he had no such right. He then appealed to the
Court of Appeal
on that one ground; and on 18 September 1986 the
Court of
Appeal, having dismissed Hone's appeal, proceeded also to
dismiss
the appeal of McCartan. The appeal before your Lordships'
House
- 3 -
on both appeals is, as already
recorded, confined to the single
issue whether the appellants were
entitled as of right to legal
representation before the board of
visitors.
.
I turn first to the statutory
framework. The Rules of 1982
were made pursuant to section 13 of
the Prison Act (Northern
Ireland) 1953. The relevant rules for
present purposes are rules 29
to 33 inclusive. Rule 29 is entitled
"Disciplinary charges." Rule
29(3) is to the
effect that every charge against a prisoner shall be
dealt with by
the governor or (where there is one) the deputy
governor or, if
neither is available, another officer authorised by
the governor.
Rule 29(5) provides:
"The governor shall inquire
into any charge not later, save
in exceptional circumstances, than
the next day unless that
day is a Sunday or public holiday."
Rule 30 is entitled "Rights of prisoners charged." It provides:
"(1) Where a prisoner is
charged with an offence against
discipline, he shall be told about
the charge as soon as
possible and, in any case, before the time
when it is
inquired into by the governor. (2) At any inquiry into
a
charge against a prisoner, he shall be given a full
opportunity
of hearing what is alleged against him and of
presenting his own
case."
Rule 31 is entitled "Offences
against discipline." It sets out a list
of 21 offences
against discipline, including, in rule 31(5), the case
where a
prisoner commits any assault. Some of these disciplinary
offences,
like an assault under rule 31(5), also constitute criminal
offences;
others do not. Rule 32 makes provision for governor's
awards. The
awards which may be made by the governor are
listed in rule 32(1)
as follows:
"The governor may, subject to
rules 33 and 34, make one or
more of the following awards for an
offence against
discipline - (a) caution; (b) loss
of remission for a period not
exceeding 28 days; (c)
stoppage of earnings for a period not
exceeding 28 days; (d)
stoppage of any or all privileges
other than earnings, for a
period not exceeding 28 days or
90 days in the case of evening
association; (e) exclusion
from associated work for a
period not exceeding 14 days; (f)
cellular confinement for
a period not exceeding three days."
Rule 33 is concerned with more
serious offences. Rule 33(1)
provides:
"Where a prisoner is charged
with any of the following
offences - (a) mutiny or incitement to
mutiny? (b) man
offence under the Act; (c) gross
personal violence to an
officer; (d) gross personal violence to
any person not being
an officer; (e) any serious or
repeated offence against
discipline for which in the view of the
governor it may be
desirable to award a more severe punishment
than is
provided in rule 32; the governor, unless he dismisses
the
charge, may, and in the case of an offence under (b)
shall,
refer the charge to the Secretary of State."
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Under rule 33(5), the Secretary of
State may delegate his powers
under the rule to the board of
visitors in any particular case. The
awards which he (or the board
of visitors on his behalf) may make
are listed In rule 33(2) and
are considerably more substantial than
those within the power of
the governor.
I should also mention that rules
101 to 108 make provision
for the powers and duties of boards of
visitors. It is not, I think
necessary to refer to these rules,
except to record that rule 105 is
concerned with adjudication
procedure by boards.
Before your Lordships' House, the
submissions on behalf of
the appellants were as follows. The basic
submission was that a
convicted prisoner retains all his civil
rights, except those which
are taken away from him expressly or by
necessary implication;
and that an ordinary citizen charged with a
criminal offence is
entitled to legal representation before the
tribunal which hears the
charge against him. It was however
accepted that, on an inquiry
by the governor of a prison, a
prisoner has no right to legal
representation; such a right, it
was submitted, applied only to
hearings before boards of visitors,
when the prisoner is charged
with a criminal offence or the
equivalent of a criminal offence.
The submission now advanced before
your Lordships' House
was dismissed by Gibson L.J. at first
instance, in the case of
Hone, on the simple ground that he had
previously rejected the
same submission In re Lillis (1984)
N.LJ.B. 15. However, the
matter was the subject of very careful
consideration by the court
of Appeal, the judgment of the Court
being delivered by Lord
Lowry C.J. He first reviewed the relevant
provisions of the
Prison Rules applicable in England and in
Northern Ireland. These
are not identical, but he considered that
there was no material
distinction between them for the purposes of
considering the
argument before the court; in particular, rule
49(2) of the English
Prison Rules 1964 (S.I. 1964 No. 388) is in
terms identical to rule
30(2) of the Northern Ireland Rules of
1982 quoted above. He
therefore proceeded to consider the
submission before him with
reference to both the English and the
Northern Ireland authorities.
I, for my part, would be content
respectfully to adopt Lord
Lowry C.J.'s analysis of the
authorities as my own; but since this
is the first occasion upon
which the present question has come
before your Lordships' House,
I propose to refer to certain aspects
of them. The first of the
authorities is the decision of the Court
of Appeal in R. v.
Assessment Committee of St. Mary Abbotts,
Kensington [1891] 1 QB 378. In that case it was held that a
householder who objected
to a valuation list and wished his
objection to be advanced before
the assessment committee need
not appear in person before the
committee but could depute
another person to do so on his behalf.
This decision has been
invoked on subsequent occasions in support
of the proposition that
any person appearing before a disciplinary
tribunal is entitled to
legal representation. The decision of the
Court of Appeal in Pett
v. Greyhound Racing Association Ltd.
[1969] 1 Q.B. 125 appeared,
as first sight, to give some credence
to that proposition. In that
case the plaintiff claimed the right
to legal representation at an
inquiry by the association into a
disciplinary matter, concerned
with a serious charge against the
plaintiff relating to the
circumstances in which a greyhound of
his was withdrawn from a
- 5 -
race, it being alleged that traces
of barbiturates were found in the
dog's urine. On an interlocutory
appeal Lord Denning M.R., in
holding that natural justice required
that in matters affecting a
man's reputation or livelihood or any
matters of serious purport he
should, if he wished, be legally
represented, relied upon the St.
Mary Abbotts case; and
Russell L.J., at p. 135, referred to his
"common law right"
to be so represented. However, on the
substantive hearing of the
case (Pett v. Greyhound Racing
Association Ltd. (No. 2)
[1970] 1 Q.B. 46), Lyell J. concluded that
the only duty on the
association was to observe the rules of
natural justice, and
distinguished the St. Mary Abbotts case as
being concerned
not with legal representation before a tribunal but
with a man
employing an agent to communicate with a body
performing an
administrative act. He said, at p. 63:
"It appears to me that the
Court of Appeal regarded the
overseers as performing an
administrative act in preparing
the valuation lists .... It has,
so far as I am aware,
never been suggested that the valuation
officer in
considering such objections is acting otherwise than in
an
administrative capacity. In view of the many authorities
that
domestic tribunals are subject only to the duty of
observing what
are called the rules of natural justice and
any procedure laid
down or necessarily to be implied from
the instrument that confers
their power, I am unable to
follow the views expressed in the
Court of Appeal, that the
plaintiff is entitled to appear by an
agent unless such right
was expressly negatived by the rules of
the club."
Subsequent cases have proceeded on
the same basis. Thus in
Enderby Town Football Club Ltd, v.
Football Association Ltd.
[1971] Ch. 591, Lord Denning M.R.
rejected the suggestion that a
man who is charged before a
domestic tribunal is entitled as of
right to be legally
represented; on the contrary, he regarded that
matter as being
within the discretion of the tribunal. A similar
suggestion was
rejected by the Court of Appeal in Fraser v. Mudge
[1975] 1
W.L.R. 1132, a case which is very much in point in the
present
case. There a prisoner asked for an injunction to restrain
a board
of visitors from inquiring into a charge against him of
assaulting
a prison officer unless he was represented by a solicitor
and
counsel of his choice. The case therefore raised the
question
whether, in such circumstances, the prisoner was entitled
to legal
representation as of right. Chapman J. refused to grant
the
injunction, and his decision was affirmed by the Court of
Appeal.
Roskill L.J. said, at p.
"The argument of Mr. Sedley,
as I follow it, really involves
that justice cannot be done or
cannot at least be seen to be
done by the defendants, the
visitors, in this case unless
there is legal representation of the
plaintiff. I wish to
make it plain that I do not subscribe to the
view that in
every type of case, irrespective of the nature or
jurisdiction
of the body in question, justice can neither be done
nor be
seen to be done without legal representation of the party
or
parties appearing before that body. Such a proposition to
my
mind is untenable. There are many bodies before which
a party or
parties can be required to appear but who can do
justice and can
be seen to do justice without the party
against whom complaint is
made being legally represented.
- 6 -
Further, as Lord Denning M.R. has
said, if the argument in
relation to rule 49(2) of the Prison
Rules 1964 were well
founded, it would equally apply to complaints
heard by the
governor to which the same language applies, a
proposition
which I think is also untenable. One looks to see what
are
the broad principles underlying these rules. They are
to
maintain discipline in prison by proper, swift and
speedy
decisions, whether by the governor or the visitors; and
it
seems to me that the requirements of natural justice do
not
make it necessary that a person against whom
disciplinary
proceedings are pending should as of right be
entitled to be
represented by solicitors or counsel or both."
Subsequently, in Reg, v.
Secretary of State for the Home
Department, Ex parte Tarrant
[1985] Q.B. 251, a Divisional Court
(consisting of Kerr L.J.
and Webster J.) accepted Fraser v. Mudge
as binding
authority that, before a board of visitors, a prisoner
charged
with a disciplinary offence has no right to legal
representation,
though it was held that a board of visitors has a
discretion to
grant representation; and, in his full and careful
judgment,
Webster J. referred to considerations which he
considered that
every board of visitors should take into account
when exercising
its discretion whether to allow legal
representation, or indeed
the assistance of a friend or adviser, to
a prisoner appearing
before it on a disciplinary charge. As
appears from Lord Lowry
C.J.'s judgment in the present case, the
decision of the
Divisional Court in Ex parte Tarrant has been
twice
followed in Northern Ireland, by MacDermott J. in Ex parte
Daly
(unreported, 1984) and by Gibson J. (as he then was) in In
re
Lillis (1984) N.IJ.B. 15. It was the latter decision which
Gibson
L.J. applied in rejecting the application of the first
appellant in
the present case.
In advancing his submissions for
the appellants in the
present case before your Lordships' House,
Mr. Hill had of
necessity to submit that the decision of the Court
of Appeal in
Fraser v. Mudge was wrong. In support of his
submissions, which I
have already summarised, he relied upon rule
30(2) of the Rules of
1982, which provides that at an inquiry into
a charge against a
prisoner he shall be given a full opportunity
of presenting his own
case. He stressed that a hearing before a
board of visitors is a
sophisticated hearing. In particular, he
submitted, there is an oral
hearing; a formal plea is entered;
cross-examination is allowed and
witnesses are called; the onus
and standard of proof are the same
as in a criminal trial; free
legal aid is available; punishments are
imposed; a plea in
mitigation can be entered; and the board has
greater powers of
punishment than those exercised by magistrates'
courts. He also,
like others before him, invoked the St. Mary
Abbotts case
[1891] 1 QB 378 as authority for the proposition
that each
appellant had a common law right to appoint a lawyer
as his agent
to appear before the board of visitors on his behalf.
I am unable to accept these
submissions. I would first of
all reject the argument founded upon
the St. Mary Abbotts case as
misconceived, for the very
reasons given by Lyell J. in Pett v.
Greyhound Racing
Association Ltd(No. 2) [1970] 2 Q.B. 46, quoted
above, that
the case is not in point since it was concerned only
with the
making of a communication to an administrative body.
But, so far
as Mr. Hill's wider submissions are concerned, I am
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unable to accept his second
proposition that any person charged
with a crime (or the
equivalent thereof) and liable to punishment
is entitled as a
matter of natural justice to legal representation.
No doubt it is
true that a man charged with a crime before a
criminal court is
entitled to legal representation - both before the
Crown Court and
(as a matter of statute) before a magistrates'
court (see section
122 of the Magistrates' Courts Act 1980 and
article 164(1) of the
Magistrates' Courts (Northern Ireland) Order
1981 (S.I. No. 1676)
(N.I. 26)). These statutory provisions derive
from section 2 of
Prisoners' Counsel Act 1836 (6 & 7 Will. 4, c.
114) (enacted
to reform the law following the decision of the
Court of King's
Bench in Collier v. Hicks (1831) 2 B. & Ad. 663)
and
section 9 of the Petty Sessions (Ireland) Act 1851 (14 & 15
Vict.
c. 93). No doubt it is also correct that a board of visitors
is
bound to give effect to the rules of natural justice. But it
does
not follow that, simply because a charge before a
disciplinary
tribunal such as a board of visitors relates to facts
which in law
constitute a crime, the rules of natural justice
require the tribunal
to grant legal representation. Indeed, if
this were the case, then,
as Roskill L.J. pointed out in Fraser
v. Mudge [1975] 1 W.L.R.
1132, exactly the same submission
could be made in respect of
disciplinary proceedings before the
governor of a prison. Mr. Hill
was at pains to escape from this
conclusion by attempting to
distinguish between a governor and a
board of visitors, on the
basis that there was no right of legal
representation before the
governor but an absolute right to legal
representation before the
board of visitors. I for my part am
unable to accept this
distinction. Each, both governor and board
of visitors, is
exercising a disciplinary jurisdiction; and, as
the Rules of 1982
clearly demonstrate, each may do so in respect
of offences against
discipline which could in law constitute
criminal offences. Each
must also be bound by the rules of natural
justice. The difference
between them is not so much a legal as a
practical difference.
The jurisdiction exercised by the governor
is of a more summary
nature, and should properly be exercised with
great expedition;
furthermore the punishments which he can award
are limited to
those set out in rule 32 of the Rules of 1982 ,
though he can
refer the matter to the Secretary of State (and,
through him, to a
board of visitors) under rule 33(l)(e) if he
considers that it may be
desirable that a more severe punishment
should be awarded. In
the nature of things, it is difficult to
imagine that the rules of
natural justice would ever require legal
representation before the
governor. But though the rules of
natural justice may require
legal representation before a board of
visitors, I can see no basis
for Mr. Hill's submission that they
should do so in every case as
of right. Everything must depend on
the circumstances of the
particular case, as is amply demonstrated
by the circumstances so
carefully listed by Webster J. in Reg,
v. Secretary of State for
the Home Department, Ex parte Tarrant
[1985] 1 Q.B. 251 as
matters which boards of visitors should take
into account. But it
is easy to envisage circumstances in which
the rules of natural
justice do not call for representation, even
though the disciplinary
charge relates to a matter which
constitutes in law a crime, as
may well happen in the case of a
simple assault where no question
of law arises, and where the
prisoner charged is capable of
presenting his own case. To hold
otherwise would result in wholly
unnecessary delays in many cases,
to the detriment of all
concerned including the prisoner charged,
and to wholly
unnecessary waste of time and money, contrary to the
public
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interest. Indeed, to hold
otherwise would not only cause injustice
to prisoners; it would
also lead to an adventitious distinction being
drawn between
disciplinary offences which happen also to be
crimes and those
which happen not to be so, for the punishments
liable to be
imposed do not depend upon any such distinction.
It remains for me, however, to
consider a submission of Mr.
Hill founded upon the European
Convention on Human Rights
(Convention for the Protection of Human
Rights and Fundamental
Freedoms (1953) (Cmd. 8969). Article 6(3)
of the European
Convention provides:
"Everyone charged with a
criminal offence has the following
minimum rights: ... (c)
to defend himself in person or
through legal assistance of his own
choosing ..."
It was the submission of Mr. Hill
that, under that provision, as
interpreted by the European Court
of Human Rights in Campbell
and Fell v. United Kingdom
(1984) 7 E.H.R.R. 165, the appellants
in the present case were
entitled to legal representation before
the board of visitors, and
that in this respect the European
Convention and the common law
are harmonious.
It is to be observed that, under
article 6 of the Convention,
a citizen is given the right
to defend himself through legal
assistance of his own choosing
where he is charged with a criminal
offence. If that provision
were to be given a strict interpretation,
it would lead to its
application in all disciplinary proceedings
where the facts
charged constituted in law a crime; and, in the
context of prison
discipline, this would be equally applicable in
disciplinary
proceedings before a governor and in such proceedings
before a
board of visitors. It is not surprising, therefore, to
discover
that the provision has been the subject of interpretation
by the
European Court of Human Rights to ensure that its
application does
not exceed the bounds of common sense. This the
court has achieved
by imposing a restrictive meaning upon the
expression "criminal
offence" in article 6. So in Engel v. The
Netherlands (No.
1) (1976) 1 EHRR 647, a case concerned with
military
discipline, the court had this to say (in paragraph 82 of
the
judgment):
"In this connection, it is
first necessary to know whether
the provision(s) defining the
offence charged belong,
according to the legal system of the
respondent state, to
criminal law, disciplinary law or both
concurrently. This
however provides no more than a starting point.
The
indications so afforded have only a formal and relative
value
and must be examined in the light of the common
denominator
of the respective legislation of the various
contracting states.
The very nature of the offence is a
factor of great import. When a
serviceman finds himself
accused of an act or omission allegedly
contravening a legal
rule governing the operation of the armed
forces, the state
may in principle employ against him disciplinary
law rather
than criminal law. In this respect, the court expresses
its
agreement with the Government [of the Netherlands].
However,
supervision by the court does not stop there.
Such supervision
would generally prove to be illusory if it
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did not also take into
consideration the degree of severity
of the penalty that the
person concerned risks incurring. In
a society subscribing to the
rule of law, there belong to the
’criminal’
sphere deprivations of liberty liable to be imposed
as a
punishment, except those which by their nature,
duration or manner
of execution cannot be appreciably
detrimental. The seriousness of
what is at stake, the
traditions of the contracting states and the
importance
attached by the Convention to respect for the
physical
liberty of the person all require that this should be
so."
These principles were applied by
the court in the case of Campbell
& Fell v. United Kingdom
(1984) 7 E.H.R.R. 165, where it was
stated, in paragraphs 70-72,
at pp. 194-195: (1) that the first
matter to be ascertained is
whether or not the text defining the
offences is in issue belongs,
according to the domestic legal
system, to criminal law,
disciplinary law or both concurrently. (2)
That, in any event, the
indications so afforded by the national law
have only a relative
value; the very nature of the offence is a
fact of greater import.
In this connection, the court referred to
the factor that some
matters may be more serious than others,
and that the illegality
of some acts may not turn on the fact that
they were committed in
prison. However, the court then
commented:
"The court considers that
these factors, whilst not of
themselves sufficient to lead to the
conclusion that the
offences with which the applicant was charged
have to be
regarded as 'criminal' for Convention purposes, do give
them
a certain colouring which does not entirely coincide
with
that of a purely disciplinary matter."
(3) That it is necessary to have
regard to the nature and degree
and severity of the penalty which
might be incurred; and that
deprivation of liberty was "in
general" a penalty that belonged to
the "criminal"
sphere.
Now in English law, the objective
which is sought to be
achieved is, in my opinion, indeed
harmonious with article 6 of the
Convention as interpreted by the
court. It is only the technique
which is different. In English
law, we are fortunate in having
available to us a discretionary
power, so often employed when it is
necessary to weigh the effect
of different factors; and it is
established that disciplinary
tribunals have, in the exercise of their
discretion, and having
regard to a broad range of factors including
those mentioned by
the European Court, to decide whether natural
justice requires
that a person appearing before the tribunal should
be legally
represented. The European Court, being under the duty
to apply
principles embodied in the Convention, is striving, as I
see it,
to achieve the same flexibility by giving a liberal
interpretation
to the expression "criminal offence" in article 6.
It
follows that I cannot, for my part, see that recourse to
the
Convention can assist the appellants in the present case.
The
absolute right to legal representation now claimed by
the
appellants is not, as I understand the position, required by
the
Convention any more than it is required by English law.
For these reasons I would dismiss both appeals.
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