Parliamentary
Archives,
HL/PO/JU/18/247
Regina
v.
Steer
(Respondent)
(On Appeal from the Court of Appeal (Criminal
Division))
JUDGMENT
Die Jovis 2° Julii 1987
Upon Report from the Appellate Committee to
whom was
referred the Cause Regina against Steer, That the
Committee
had heard Counsel on Thursday the 30th day of April last
upon
the Petition and Appeal of the Chief Constable of
the
Humberside Constabulary, County Police Headquarters,
Queen's
Gardens, Kingston-upon-Hull, Humberside, praying that
the
matter of the Order set forth in the Schedule thereto,
namely
an Order of Her Majesty's Court of Appeal (Criminal
Division)
of 16th May 1986, might be reviewed before Her Majesty
the
Queen in Her Court of Parliament and that the said Order
might
be reversed, varied or altered or that the Petitioner
might
have such other relief in the premises as to Her Majesty
the
Queen in Her Court of Parliament might seem meet; and
Counsel
having been heard on behalf of Dennis Steer, the
Respondent to
the said Appeal; and due consideration had this day
of what
was offered on either side in this Cause:
It is Ordered and Adjudged, by
the Lords Spiritual and
Temporal in the Court of Parliament of Her
Majesty the Queen
assembled, That the said Order of Her Majesty's
Court of
Appeal (Criminal Division) of 16th May 1986 complained of
in
the said Appeal be, and the same is hereby, Affirmed;
That the
Certified Question be answered by a Declaration that:
"Upon the true construction of section
l(2)(b) of the
Criminal Damage Act 1971 the prosecution are
required to
prove that the danger to life resulted from
the
destruction of or damage to property; it is not
sufficient
for the prosecution to prove that it resulted
from the act of the
defendant which caused the
destruction or damage:"
and that the said Petition and Appeal be, and
the same is
hereby, dismissed this House: And it is further
Ordered That
three-quarters of the costs of the Respondent
incurred in
Lincoln Crown Court be paid out of Central funds
pursuant to
section 16 of the Prosecution of Offences Act 1985;
And it is
also further Ordered, That the Cause be, and the
same is
hereby, remitted back to the Court of Appeal
(Criminal
Division) to do therein as shall be just and consistent
with
this Judgment.
Cler: Parliamentor:
Judgment: 2.7.87
HOUSE OF LORDS
REGINA
v.
STEER
(RESPONDENT)
(ON APPEAL FROM THE COURT OF APPEAL (CRIMINAL
DIVISION))
Lord
Bridge of Harwich
Lord Griffiths
Lord Ackner
Lord Oliver of
Aylmerton
Lord Goff of Chieveley
LORD BRIDGE OF HARWICH
My Lords,
In the early hours of 8 June 1985
the respondent went to
the bungalow of his former business
partner, David Gregory,
against whom he bore some grudge. He was
armed with an
automatic .22 rifle. He rang the bell and woke Mr.
and Mrs.
Gregory, who looked out of their bedroom window. The
respondent
fired a shot aimed at the bedroom window. He then fired
two
further shots, one at another window and one at the front
door.
Fortunately no one was hurt. It was never suggested that
the
first shot had been aimed at Mr. or Mrs. Gregory.
Arising from this incident the
respondent was arraigned on
an indictment containing three counts.
He pleaded not guilty to
possession of a firearm with intent to
endanger life, contrary to
section 16 of the Firearms Act 1968
(count 1) and to an offence
of damaging property with intent,
contrary to section 1(2) of the
Criminal Damage Act 1971, which
was alleged in the particulars as
originally framed as having been
committed "intending by the said
damage to endanger the lives
of David Gregory and Tina Gregory
or being reckless as to whether
the lives of David Gregory and
Tina Gregory would be thereby
endangered" (count 2). He pleaded
guilty to a separate
offence of damaging property, contrary to
section 1(1) of the Act
of 1971 (count 3).
Section 1 of the Act of 1971 provides:
"(1) A person who without
lawful excuse destroys or
damages any property belonging to
another intending to
destroy or damage any such property or being
reckless as to
whether any such property would be destroyed or
damaged
shall be guilty of an offence.
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(2) A person who without lawful
excuse destroys or
damages any property, whether belonging to
himself or
another -
intending to destroy or damage
any property or being
reckless as to whether any
property would be
destroyed or damaged; and
intending by the
destruction or damage to endanger
the life of
another or being reckless as to whether
the life of
another would be thereby endangered;
shall be guilty of an offence.
(3) An offence committed under
this section by destroying
or damaging property by fire shall be
charged as arson."
It is to be observed that the
offence created by subsection
(2), save that it may be committed
by destroying or damaging
one's own property, is simply an
aggravated form of the offence
created by subsection (1), in which
the prosecution must prove, in
addition to the ingredients of the
offence under subsection (1), the
further mental element specified
by subsection (2)(b). In this case
presumably count 2 was
intended to relate to the damage done by
the shot fired at the
bedroom window and count 3 to the damage
done by one or other or
both of the other two shots. It is also
significant to note the
maximum penalties attaching to the three
offences charged. For an
offence under section 16 of the Act of
1968 it is 14 years'
imprisonment, for an offence under section
1(2) of the Act of 1971
life imprisonment, for an offence under
section 1(1) of the Act of
1971 10 years' imprisonment.
At some stage in the trial the
particulars of count 2 were
amended by deleting the words alleging
an intent to endanger life
and leaving only recklessness in that
regard as the mental element
relied on to establish the offence
under section 1(2). The
prosecution, it appears, presented the
case on the footing that
counts 1 and 2 were alternatives and, if
the case had been left to
the jury, the judge would presumably
have directed them that, if
they found that the respondent
intended to endanger the lives of
Mr. and Mrs. Gregory they should
convict on count 1, but if they
found that he was merely reckless
with regard to such danger,
they should acquit on count 1 and
convict on count 2.
At the
conclusion of the case for the prosecution, however,
counsel for
the respondent submitted that there was no case to
answer on count
2 on the ground that, in so far as the lives of
Mr. and Mrs.
Gregory had been endangered, the danger had not
been caused by the
damage done to the bungalow, but by the shot
fired from the
respondent's rifle. Of course, it is obvious that
any danger to
life in this case was caused by the shot from the
rifle itself,
not by any trifling damage done to the bedroom
window or to any
property in the bedroom. But the judge rejected
counsel's
submission and accepted the submission made for the
Crown that the
phrase in section l(2)(b) of the Act of 1971 "by
the
destruction or damage" refers on its true construction not
only
to the destruction or damage to property as the cause of
the
danger to life on which the mental element in the
aggravated
offence under the subsection depends, but also to the
act of the
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defendant which causes that
destruction or damage. On the basis
of the judge's ruling the
respondent changed his plea to guilty on
count 2. He appealed
against conviction on the ground that the
judge's ruling was
erroneous. The Court of Appeal (Criminal
Division) (Neill L.J.,
Peter Pain and Gatehouse JJ.) allowed the
appeal, but certified
that their decision involved a question of law
of general public
importance in the following terms:
"Whether, upon a true
construction of section 1 (2)(b) of the
Criminal Damage Act
1971, the prosecution are required to
prove that the danger to
life resulted from the destruction
of or damage to the property,
or whether it is sufficient for
the prosecution to prove that it
resulted from the act of
the defendant which caused the
destruction or damage."
The Crown now appeals by leave of your Lordships' House.
We must, of course, approach the
matter on the footing,
implicit in the outcome of the trial, that
the respondent, in firing
at the bedroom window, had no intent to
endanger life, but
accepts that he was reckless as to whether life
would be
endangered.
Under both limbs of section 1 of
the Act of 1971 it is the
essence of the offence which the section
creates that the
defendant has destroyed or damaged property. For
the purpose of
analysis it may be convenient to omit reference to
destruction and
to concentrate on the references to damage, which
was all that
was here involved. To be guilty under subsection (1)
the defendant
must have intended or been reckless as to the damage
to property
which he caused. To be guilty under subsection (2) he
must
additionally have intended to endanger life or been reckless
as to
whether life would be endangered "by the damage"
to property
which he caused. This is the context in which the
words must be
construed and it seems to me impossible to read the
words "by the
damage" as meaning "by the damage or
by the act which caused
the damage." Moreover, if the
language of the statute has the
meaning for which the Crown
contends, the words "by the
destruction or damage" and
"thereby" in subsection (2)(b) are mere
surplusage.
If the Crown's submission is right, the only additional
element
necessary to convert a subsection (1) offence into a
subsection
(2) offence is an intent to endanger life or recklessness
as to
whether life would be endangered simpliciter.
It would suffice as a ground for
dismissing this appeal if the
statute were ambiguous, since any
such ambiguity in a criminal
statute should be resolved in favour
of the defence. But I can
find no ambiguity. It seems to me that
the meaning for which
the respondent contends is the only meaning
which the language
can bear.
The contrary construction leads to
anomalies which
Parliament cannot have intended. If A and B both
discharge
firearms in a public place, being reckless as to whether
life would
be endangered, it would be absurd that A, who
incidentally causes
some trifling damage to property, should be
guilty of an offence
punishable with life imprisonment, but that
B, who causes no
damage, should be guilty of no offence. In the
same
circumstances, if A is merely reckless but B actually intends
to
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endanger life, it is scarcely less
absurd that A should be guilty of
the graver offence under section
1(2) of the Act of 1971, B of the
lesser offence under section 16
of the Firearms Act 1968.
Counsel for the Crown did not
shrink from arguing that
section 1(2) of the Act of 1971 had
created, in effect, a general
offence of endangering life with
intent or recklessly, however the
danger was caused, but had
incidentally included as a necessary,
albeit insignificant,
ingredient of the offence that some damage to
property should also
be caused. In certain fields of legislation it
is sometimes
difficult to appreciate the rationale of particular
provisions,
but in a criminal statute it would need the clearest
language to
persuade me that the legislature had acted so
irrationally, indeed
perversely, as acceptance of this argument
would imply.
It was further argued that to
affirm the construction of
section 1(2)(b) adopted by the
Court of Appeal would give rise to
problems in other cases in
which it might be difficult or even
impossible to distinguish
between the act causing damage to
property and the ensuing damage
caused as the source of danger
to life. In particular it was
suggested that in arson cases the jury
would have to be directed
that they could only convict if the
danger to life arose from
falling beams or similar damage caused
by the fire, not if the
danger arose from the heat, flames or
smoke generated by the fire
itself. Arson is, of course, the prime
example of a form of
criminal damage to property which, in the
case of an occupied
building, necessarily involves serious danger to
life and where
the gravity of the consequence which may result as
well from
recklessness as from a specific intent fully justifies the
severity
of the penalty which the Act of 1971 provides for the
offence. But
the argument in this case is misconceived. It is not
the match and
the inflammable materials, the flaming firebrand or
any other
inflammatory agent which the arsonist uses to start the
fire which
causes danger to life, it is the ensuing conflagration
which
occurs as the property which has been set on fire is
damaged or
destroyed. When the victim in the bedroom is
overcome by the smoke
or incinerated by the flames as the
building burns, it would be
absurd to say that this does not result
from the damage to the
building.
Counsel for the Crown put forward
other examples of cases
which he suggested ought to be liable to
prosecution under section
1(2) of the Act of 1971 including that
of the angry mob of
striking miners who throw a hail of bricks
through the window of
the cottage occupied by the working miner
and that of people who
drop missiles from motorway bridges on
passing vehicles. I believe
that the criminal law provides
adequate sanctions for these cases
without the need to resort to
section 1(2) of the Act of 1971.
But if my belief is mistaken,
this would still be no reason to
distort the plain meaning of that
subsection.
Some reference was also made to
damage caused by
explosives. This is the subject of specific
provision under the
Explosive Substances Act 1883 as amended. The
offence created
by section 3(l)(a) of that Act as
substituted by section 7(1) of the
Criminal Jurisdiction Act 1975,
of doing "any act with intent to
cause ... by an explosive
substance an explosion of a nature
likely to endanger life, or
cause serious injury to property"
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obviates
the need to resort to the Act of 1971 when explosives
are used.
The trial
judge was, it seems, in large part persuaded to
rule as he did in
reliance on a sentence from the judgment of the
Court of Appeal
(Criminal Division) delivered by Parker L.J. in
Reg. v. Hardie
[1985] 1 WLR 64, 67, where he said in reference
to the state of
mind of a defendant who commits the actus reus
of an alleged
offence under section 1(2) of the Act of 1971:
"If,
when doing that act, he creates an obvious risk both
that property
will be destroyed and that the life of another
will be endangered
and gives no thought to the possibility of
there being either
risk, the requirements of the subsection
are in our judgment
clearly satisfied."
The case
of Hardie was concerned solely with the effect of
self-
administered tranquillising drugs on the state of mind of
the
defendant. It had nothing whatever to do with the issue
of
causation arising in the instant case. If I may say so
without
offence, the judge's error vividly illustrates the danger,
which is
particularly acute in the field of statutory
construction, of reading
a judicial dictum entirely out of context
and treating the precise
words used as relevant to the decision of
an issue to which the
author of the words had never applied his
mind.
I can well
understand that the prosecution in this case
thought it necessary
and appropriate that, even if they could not
establish the intent
to endanger life necessary to support a
conviction under section
16 of the Act of 1968, they should
include a count in the
indictment to mark in some way the
additional gravity of an
offence of criminal damage to property in
which a firearm is used.
But they had no need to resort to
section 1(2) of the Act of 1971.
A person who, at the time of
committing an offence under section 1
of the Act of 1971, has in
his possession a firearm commits a
distinct offence under section
17(2) of the Act of 1968: see
Schedule 1 to the Act of 1968, as
amended by section 11(7) of the
Act of 1971. If the respondent
had been charged with that offence
in addition to the offence
under section 1(1) of the Act of 1971,
he must have pleaded guilty
to both and, if the prosecution were
content to accept that there
was no intent to endanger life, this
would have been amply
sufficient to mark the gravity of the
respondent's criminal conduct
in the incident at the Gregory
bungalow.
I would
accordingly dismiss the appeal. The certified
question should be
answered as follows:
"Upon
the true construction of section 1 (2)(b) of the
Criminal
Damage Act 1971 the prosecution are required to
prove that the
danger to life resulted from the destruction
of or damage to
property; it is not sufficient for the
prosecution to prove that
it resulted from the act of the
defendant which caused the
destruction or damage."
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LORD GRIFFITHS
My Lords,
I have had
the advantage of reading in draft the speech
delivered by my noble
and learned friend Lord Bridge of Harwich.
For the reasons which
he has given I agree that the appeal should
be dismissed and I
would answer the certified question in the way
in which he has
suggested.
LORD ACKNER
My Lords,
I have had
the advantage of reading in draft the speech
delivered by my noble
and learned friend Lord Bridge of Harwich.
For the reasons which
he has given I also agree that the appeal
should be dismissed and
the certified question answered in the
manner indicated by him.
LORD OLIVER OF AYLMERTON
My Lords,
I have had
the advantage of reading in draft the speech
delivered by my noble
and learned friend Lord Bridge of Harwich.
For the reasons which
he has given I agree that the appeal should
be dismissed and the
certified question answered in the sense
which he has indicated.
LORD GOFF OF CHIEVELEY
My Lords,
I have had
the advantage of reading in draft the speech
delivered by my noble
and learned friend Lord Bridge of Harwich.
For the reasons which
he has given I also agree that the appeal
should be dismissed and
the certified question answered in the
manner indicated by him.
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