Parliamentary
Archives,
HL/PO/JU/18/246
Puhlhofer
(A.P.) and another (A.P.) (Appellants) v. London
Borough
of Hillingdon (Respondents) (England)
JUDGMENT
Die Jovis 6 Februarii 1986
Upon Report from the Appellate Committee to
whom was
referred the Cause Puhlhofer (A.P.) and another
(A.P.)
against London Borough of Hillingdon, That the Committee
had
heard Counsel on Wednesday the 4th and Thursday the 5th
days
of December last upon the Petition and Appeal of Ricky
and
Angela Puhlhofer both of De Porres Hotel, Sheepcote
Road,
Harrow, Middlesex, praying that the matter of the Order
set
forth in the Schedule thereto, namely an order of
Her
Majesty's Court of Appeal of the 24th day of July 1985,
might
be reviewed before Her Majesty the Queen in Her Court
of
Parliament and that the said Order might be reversed, varied
or
altered or that the Petitioners might have such other
relief in
the premises as to Her Majesty the Queen in Her
Court of
Parliament might seem meet; as also upon the Case of
the London
Borough of Hillingdon lodged in answer to the said
appeal; and due
consideration had this day of what was
offered on either side in
this Cause:
It is Ordered and Adjudged, by
the Lords Spiritual and
Temporal in the Court of Parliament of Her
Majesty the Queen
assembled, That the said Order of Her Majesty's
Court of
Appeal (Civil Division) of the 24th day of July
1985
complained of in the said Appeal be, and the same is
hereby,
Affirmed and that the said Petition and Appeal be,
and the
same is hereby, dismissed this House: And it is
further
Ordered That the Costs of the Appellants be taxed
in
accordance with Schedule 2 to the Legal Aid Act 1974.
Cler: Parliamentor:
6 February 1986
HOUSE OF LORDS
PUHLHOFER
(A.P.) AND ANOTHER (A.P.)
(APPELLANTS)
v.
LONDON
BOROUGH OF HILLINGDON
(RESPONDENTS)
Lord
Keith of Kinkel
Lord
Roskill
Lord
Brandon of Oakbrook
Lord
Brightman
Lord
Mackay of Clashfern
LORD KEITH OF KINKEL
My Lords,
I have had the advantage of having
read in draft the speech,
to be delivered by my noble and learned
friend Lord Brightman. I
agree with it, and would
dismiss the appeal for the reasons he
gives.
LORD ROSKILL
My Lords,
I have had the advantage of
reading in draft the speech to
be delivered by my noble and
learned friend, Lord Brightman. I
agree with it and for the
reasons he gives I would dismiss this
appeal. I would like
emphatically to endorse what my noble and
learned friend has said
about the misuse of the remedy of judicial
review in cases where
Parliament has entrusted the decision-
making power to a public
body save, of course, where that public
body has acted in such a
manner as to justify judicial intervention
on one or more of the
various grounds to which my noble and
learned friend refers in his
speech.
LORD BRANDON OF OAKBROOK
My Lords,
I have had the advantage of
reading in draft the speech
prepared by my noble and learned
friend, Lord Brightman. I agree
with it, and for the reasons which
he gives I would dismiss the
appeal.
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LORD BRIGHTMAN
My Lords,
The Housing (Homeless Persons) Act
1977 is a part of the
large volume of public housing legislation
based on the Housing
Act 1957 (now Part III of the Housing Act
1985 shortly to come
into force). It has generated a mass of
litigation, at the receiving
end of which are local authorities
endeavouring to cope with
intractable housing problems and to
balance competing claims to
limited housing resources. The present
appeal is the first case to
reach your Lordships' House, or indeed
the Court of Appeal, that
is directly concerned with the meaning
to be given in the Act to
the word "accommodation," a
word which is central to the
operation of the Act and has a place
in almost every section.
The statutory scheme is well
known, and needs only a brief
introduction. As Lord Wilberforce
has pointed out, the Homeless
Persons Act (as I will call it)
imposed for the first time on a
local housing authority a positive
duty to accommodate homeless
persons, as distinct from assisting
them through welfare
departments. Section 1 of the Act is a
definition section. It
defines when a person is "homeless"
within the meaning of the
Act. The key words are: "A person
is homeless for the purposes
of this Act if he has no
accommodation, . . ." The section then
sets out circumstances
in which a person is to be treated as
having no accommodation.
These circumstances bring the homeless
person's family within the
shelter of the Act; a person is to be
treated as having no
accommodation if there is no accommodation
which he, together with
any other person who normally resides
with him as a member of his
family, is entitled to occupy. The
second part of the section
specifies when a person is to be treated
as homeless although he
has accommodation, e.g. if he cannot
secure entry to it. There is
also a definition of a person
threatened with homelessness. This
category of homeless person
need not be distinguished for the
purposes of the present appeal.
Section 2 in effect divides
homeless persons into those who
have and those who have not a
priority need. The "priority need"
class includes, for
example, a person who has dependent children
residing with him.
Section 4 defines the principal duties of the
local authority
towards the homeless. There are three categories
of homeless
persons. The highest category, towards whom the
local authority
has the highest statutory duty, is the homeless
person who has a
priority need and who is not intentionally
homeless. The duty of
the local authority is "to secure that
accommodation becomes
available for his occupation." The next
category is the
homeless person who has a priority need but
became homeless
intentionally (as defined in section 17): In this
case the duty of
the local authority is twofold, to furnish him
with advice and
appropriate assistance, and to "secure that
accommodation is
made available for his occupation [including his
family, per
section 16] for such period as they consider will give
him a
reasonable opportunity of himself securing accommodation
for his
occupation." The third category is the homeless person
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with no priority need, whether
homeless intentionally or
unintentionally. In this case the duty
of the local authority is
confined to furnishing advice and
appropriate assistance. The duty
of the local authority to secure
that accommodation is made
available to the homeless person is
accordingly confined to the
homeless person with a priority need:
indefinite accommodation if
not intentionally homeless, temporary
accommodation if
intentionally homeless.
It will be seen from a reading of
the Act that it contains a
statutory definition of "homeless"
(section 1), "threatened with
homelessness" (section 1),
"priority need" (section 2),
"accommodation . . .
available for a person's occupation" (section
16), and
"homeless intentionally" (section 17). There is
no
statutory definition of the word "accommodation"
although it is a
component of the meaning of each of these
expressions. Nor is
there any definition in the rest of the
housing legislation; the
different expression "housing
accommodation" is used and defined,
in different terms, in
the Housing Acts of 1957 and 1974.
I turn to a brief narrative of the
facts. The applicants are
Mr. and Mrs. Puhlhofer, to whom I will
refer as the husband and
the wife. The wife, then unmarried,
applied to the London
borough of Hillingdon for assistance under
the Act of 1977 in June
1983. She had a son born in April 1982 and
was treated therefore
as having a priority need. There was a
dispute, irrelevant for
present purposes, whether she was
intentionally homeless. The
local authority placed her in the
Rosslyn Guest House, Harrow,
used by the borough for homeless
persons within their area. In
July 1983 the husband, who was also
homeless, applied to the
borough for assistance. They introduced
him by way of advice and
appropriate assistance, to the same guest
house. In September
1983 the husband and the wife married. In
April 1984 a child was
born of the marriage. In May 1984 the
husband and the wife
applied jointly to the borough for assistance
under the Act. At
that time they and the two children were in
occupation of one
room at the guest house, on a bed-and-breakfast
basis. The
applicants claimed that this room was not accommodation
which
answered the statutory duty of the borough under the
Homeless
Persons Act. The housing officer disagreed. He formally
notified
the husband and the wife by letter dated 11 May 1984 that
they
were not homeless or threatened with homelessness "because
you
have accommodation available for your occupation" at the
guest
house. The applicants were not satisfied with this answer
and
obtained leave to apply for judicial review of the local
authority's
decision. The relief sought by the applicants was an
order of
certiorari to quash the decision that they were neither
homeless
nor threatened with homelessness, and a declaration (so
far as
material) that "the accommodation available to the
applicants is
such that they are homeless" within the meaning
of the Homeless
Persons Act.
The applicants were at the date of
the application in
occupation of one room at the guest house
containing a double and
a single bed, a baby's cradle, dressing
table, pram and steriliser
unit. There were no cooking or washing
facilities in the room.
There were three bathrooms in the guest
house, the total capacity
of the guest house being 36 people or
thereabouts. The applicants
were in consequence compelled to eat
out and to use a launderette
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for washing their own and the
children's clothing. This expense
absorbed most of their state
benefit of £78 a week.
It is the submission of the
appellants that a person does not
have "accommodation"
within the meaning of the Act and is
therefore "homeless,"
if he occupies premises which either are not
large enough to
accommodate the family unit, or lack the basic
amenities of family
life; such basic amenities should include not
only sleeping
facilities, but also cooking, washing and eating
facilities. If
the premises are deficient in any of these respects,
they are not
accommodation. The local authority have to take
into account the
size of the family, and whether the premises
occupied are capable
of being regarded as a "home" for that
family. Put
shortly, "accommodation" must provide the
ordinary
facilities of a residence. Therefore no local authority
properly
directing themselves could have formed the view that the
room
allotted to the applicants at the Rosslyn Guest House
was
"accommodation" within the meaning of section 1, at
least after
the child of the marriage was born in April 1984,
because it was
then overcrowded in the statutory sense, and lacked
both exclusive
and communal facilities for cooking and clothes
washing. So ran
the argument for the appellants.
Before turning to the judgments of
the Divisional Court and
the Court of Appeal, it will be
convenient to consider certain
observations made in the Court of
Appeal in Parr v. Wyre Borough
Council (1982) 2 H.L.R. 71,
which was decided on 3 February 1982.
In that case a husband and
wife, with five children, were
desperate for accommodation. As a
temporary expedient they
acquired what was described as a motor
caravanette, parked it on
the promenade at Fleetwood, which was
the husband's home town,
and applied to the housing department for
accommodation. The
view taken by the housing officer was that they
were not homeless
because they had accommodation in keeping with
their chosen
mode of living. After some discussion, the housing
department
accepted that they were homeless and stated that they
would
make a suitable offer of accommodation. The offer turned out
to
be accommodation 200 miles away in Birmingham. It was held
that
the local authority could not on the facts of that case
discharge
their statutory duty in that manner. The importance of
the case
for present purposes is that observations were made in
relation to
the quality of the accommodation which a local
authority is under
a statutory duty to provide for homeless persons
who qualify for
accommodation, and those observations were
fastened on by the
trial judge in the instant case. Lord Denning
M.R. said, at p. 78:
"It was agreed on all hands
that the accommodation offered
must be "appropriate"
accommodation. That means, of
course, that the house - as a
dwelling - must be appropriate
for a family of this size. It must
have enough rooms to
house his wife and five children."
Eveleigh L.J. spoke to the same effect, at pp. 79-80:
"I agree with my Lord that
accommodation must be
appropriate, and whether or not it is
appropriate will be a
matter for the local authority to decide
taking into
consideration all the facts and circumstances of the
case.
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This court may then review that
decision ii it comes to the
conclusion that the local authority
has approached the
question of appropriateness upon a wrong
basis."
Donaldson L.J. added, at p. 82:
"both parties agree that the word
'appropriate' should be
read into the Act."
In the instant case the trial
judge addressed himself first to
the question whether the
accommodation which the appellants were
currently occupying was
capable of being regarded as
accommodation within section 1 of the
Act. Not unnaturally, in
the light of the observations of the
Lords Justices in Parr's case,
he translated this into the
question "whether
. . . any reasonable authority
could have come to the conclusion
that it was appropriate."
He concluded:
"the accommodation in this
case is so inappropriate . . .
particularly in respect of
overcrowding . . . that no
reasonable local authority properly
directing itself . . . could
come to the conclusion that this
particular accommodation
was appropriate within section 1."
In so concluding the learned judge
had regard to the Housing
(Homeless Persons) Act 1977 Code of
Guidance issued pursuant to
section 12 of the Act. This section is
in the following terms:
"(1) In relation to homeless
persons and persons threatened
with homelessness a relevant
authority shall have regard in
the exercise of their functions to
such guidance as may
from time to time be given by the Secretary
of State. (2)
The Secretary of State may give guidance either
generally
or to specified descriptions of authorities."
The second edition of the Code was
issued in 1983. Paragraph 4,
under the heading "Accommodation,"
begins with a reference to
the duty of the local authority, where
satisfied that an applicant
is homeless and has a priority need,
to secure that accommodation
is available for his occupation.
Paragraph 4.3 points out that the
authority may fulfil their
obligation to secure that accommodation
is available in a number
of ways, concluding as follows:
"Authorities should also bear
in mind relevant provisions of general
housing and public health
legislation." This observation led the
learned judge to
consider as a matter of importance section 4(1)
of the Housing Act
1957 (as amended by section 71 of the Housing
Act 1969), which
provides:
"In determining for any of
the purposes of this Act whether
a house is unfit for human
habitation, regard shall be had to
its condition in respect of the
following matters, that is to
say - ... (cc)internal
arrangement; . . . (f)water supply; . .
. (h)
facilities for ... preparation and cooking of food and
for the
disposal of waste water; . . ."
He also referred to the fact that
if the appellants' room at the
guest house was a dwelling-house
within section 77 of the Act of
1957 (as to which he made no
finding):
"it is overcrowded to the
extent of one half . . . when you
go so far that there is, or
would be, statutory overcrowding,
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then it seems to me that that is
the 'bottom line.' . . .
there is a bottom line and the
accommodation in this case
is so inappropriate, so fails,
particularly in respect of
overcrowding, to come up to the
guidance (which I accept
the local authority is not in law bound
to follow) that no
reasonable local authority properly directing
itself and taking
into account, but no more, the Code of Guidance,
could
come to the conclusion that this particular
accommodation
was appropriate within section 1."
He accordingly quashed the
decision of the local authority, and
declared that the applicants
were homeless persons in priority need
of accommodation.
The local authority appealed, but
before turning to the
judgments in the Court of Appeal, I would
like to put aside the
Code of Guidance. I am in respectful
agreement with Slade L.J.
that none of the provisions of the code
give any assistance on the
particular point at issue beyond that
afforded by the Act itself.
Ackner L.J., who delivered the
first judgment, rejected the
proposition that accommodation within
the meaning of section 1 of
the Act must simply be "appropriate"
or "reasonable":
"I am, however, of the
opinion that to treat the word
'accommodation' as being totally
unqualified does not give
effect to the intention of Parliament as
evinced by the
statute considered as a whole .... In my judgment
the
accommodation must be such that it is reasonable for
the
applicant and his family to continue to occupy it,
having
regard to the general circumstances prevailing in relation
to
housing in the area of the housing authority to whom he
has
applied. This qualification recognises: 1. that the
standard
of accommodation may be such that it is not reasonable
for
the housing authority to regard it as being capable of
being
accommodation for the applicant and his family; and 2.
that
the standard cannot be lower or higher than that
required by
section 17 of the Act to justify an applicant
being entitled to
leave that accommodation without thereby
becoming 'intentionally'
homeless."
He concluded that there was
material upon which the
borough were entitled to conclude, having
regard to housing in
their area, that it was reasonable for the
Puhlhofers to continue
to live in the accommodation at the guest
house.
With great respect to the learned
Lord Justice, I do not
think that it was correct to construe
"accommodation" in section 1
by reference to section 17.
The relevant subsections of section 17
read as follows:
"(1) Subject to subsection
(3) below, for the purposes of
this Act a person becomes homeless
intentionally if he
deliberately does or fails to do anything in
consequence of
which he ceases to occupy accommodation which is
available
for his occupation and which it would have been
reasonable
for him to continue to occupy. . . . (4) Regard may be
had,
in determining for the purposes of subsections (1) and
(2)
above whether it would have been reasonable for a person
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to continue to occupy
accommodation, to the general
circumstances prevailing in relation
to housing in the area
of the housing authority to whom he applied
for
accommodation or for assistance in obtaining
accommodation."
The purpose of subsection (1) is
simply to define the
expression "becomes homeless
intentionally." The subsection starts
by making the
assumption that the homeless person has been in
occupation of
accommodation which is available for occupation
both by him and
(per section 16) by others reasonably expected to
reside
with him. It then assumes that the homeless person ceased
to
occupy that accommodation. Lastly, it assumes that it would
have
been reasonable for him to have continued to occupy
that
accommodation, instead of ceasing to do so. In
such
circumstances he "becomes homeless intentionally."
For example,
the rent of the accommodation which the homeless
person has
ceased to occupy may have become too great for that
person to
afford; in such a case the local authority may take the
view that
it was reasonable for him to cease to occupy it;
therefore, though
homeless, he is not homeless intentionally. Or
the local authority
may take the view that the new rent was within
his means, so
that by ceasing to occupy he made himself homeless
intentionally.
Or the accommodation which he occupied may be up a
flight of
stairs, which was no longer within the physical capacity
of the
homeless person; so the local authority may consider that
it waif
reasonable for him to have ceased to occupy it; he is,
therefore,
homeless but not intentionally. That subsection has
nothing
whatever to do with the inherent quality of the
accommodation
and does not assist to answer the question whether a
person is
homeless because he has no "accommodation"
properly so called.
Similarly, subsection (4) has no relevance for
present purposes. It
simply provides a gloss on the words in
subsection (1), "which it
would have been reasonable for him
to continue to occupy." In
deciding whether or not it was
reasonable for the homeless person
to walk out of his existing
accommodation, the local authority may
have regard to the general
circumstances prevailing in relation to
housing in the locality.
An example of the possible application of
this subsection was
given by Lord Fraser of Tullybelton in Din
(Taj) v. Wandsworth
London Borough Council [1983] 1 AC 657, 670H-
671A.
Slade L.J. in his judgment
also rejected the implication of
"appropriate" in
section 1 of the Act. He said:
"If the legislature, in using
the word 'accommodation' in
that section, had intended to confine
its meaning to
appropriate accommodation, or to accommodation
which it
was reasonable for the occupant to continue to occupy,
I
think it would surely have said so."
Glidewell L.J. added:
"If a person is occupying
what would normally be regarded
as accommodation (as the room
occupied by [the Puhlhofers]
certainly would) it is in my judgment
still accommodation
within section 1 however crowded or lacking in
facilities it
may be, and thus such a person is not 'homeless'
within the
Act of 1977."
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He concluded that there was
information before the council on
which they could properly reach
the decision that the appellants
were not homeless.
My Lords, I have summarised the
judgments in the Court of
Appeal with brevity but I hope without
discourtesy, for the purpose
of indicating the diversity of
opinion expressed.
There are several features of the
Act which in my
respectful opinion have to be borne in mind.
First, although the
Act bears the word "Housing" in its
short title, it is not an Act
which imposes any duty upon a local
authority to house the
homeless. As the long title indicates, its
object is to make
"further provision as to the functions of
local authorities with
respect to persons who are homeless or
threatened with
homelessness; . . ." It is an Act to assist
persons who are
homeless, not an Act to provide them with homes.
It is an Act
which came into operation in England and Wales only
four months,
and in Scotland only seven months, after it was
passed (section
21); not sufficient time to enable a local
authority to achieve any
dramatic increase in their available
housing stock. It is intended
to provide for the homeless a
lifeline of last resort; not to enable
them to make inroads into
the local authority's waiting list of
applicants for housing. Some
inroads there probably are bound to
be, but in the end the local
authority will have to balance the
priority needs of the homeless
on the one hand, and the legitimate
aspirations of those on their
housing waiting list on the other
hand.
In this situation, Parliament
plainly, and wisely, placed no
qualifying adjective before the
word "accommodation" in section 1
or section 4 of the
Act, and none is to be implied. The word
"appropriate"
or "reasonable" is not to be imported. Nor is
accommodation
not accommodation because it might in certain
circumstances be
unfit for habitation for the purposes of Part II of
the Housing
Act 1957 or might involve overcrowding within the
meaning of Part
IV. Those particular statutory criteria are not to
be imported
into the Homeless Persons Act for any purpose. What
is properly to
be regarded as accommodation is a question of fact
to be decided
by the local authority. There are no rules. Clearly
some places in
which a person might choose or be constrained to
live could not
properly be regarded as accommodation at all; it
would be a misuse
of language to describe Diogenes as having
occupied accommodation
within the meaning of the Act. What the
local authority have to
consider, in reaching a decision whether a
person is homeless for
the purposes of the Act, is whether he has
what can properly be
described as accommodation within the
ordinary meaning of that
word in the English language.
I do not, however, accept that
overcrowding is a factor to
be disregarded, as Glidewell L.J.
apparently thought. I agree that
the statutory definition of
overcrowding has no relevance. But
accommodation must, by
definition, be capable of accommodating.
If, therefore, a place is
properly capable of being regarded as
accommodation from an
objective standpoint, but is so small a
space that it is incapable
of accommodating the applicant together
with other persons who
normally reside with him as members of
his family, then on the
facts of such a case the applicant would
be homeless because he
would have no accommodation in any
relevant sense.
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In the instant case the bona fides
of the borough is not in
dispute. On the facts in evidence, it is
in my opinion plain that
the council were entitled to find that
the applicants were not
homeless for the purposes of the Homeless
Persons Act because
they had accommodation within the ordinary
meaning of that
expression.
My Lords, I am troubled at the
prolific use of judicial
review for the purpose of challenging the
performance by local
authorities of their functions under the Act.
Parliament intended
the local authority to be the judge of fact.
The Act abounds with
the formula when, or if, the housing
authority are satisfied as to
this, or that, or have reason to
believe this, or that. Although
the action or inaction of a local
authority is clearly susceptible to
judicial review where they
have misconstrued the Act, or abused
their powers or otherwise
acted perversely, I think that great
restraint should be exercised
in giving leave to proceed by judicial
review. The plight of the
homeless is a desperate one, and the
plight of the applicants in
the present case commands the deepest
sympathy. But it is not, in
my opinion, appropriate that the
remedy of judicial review, which
is a discretionary remedy, should
be made use of to monitor the
actions of local authorities under
the Act save in the exceptional
case. The ground upon which the
courts will review the exercise of
an administrative discretion is
abuse of power - e.g. bad faith, a
mistake in construing the limits
of the power, a procedural
irregularity, or unreasonableness in the
Wednesbury sense -
unreasonableness verging on an absurdity: see
the speech of Lord
Scarman in Reg, v. Secretary of State for the
Environment. Ex
parte Nottinghamshire County Council [1986] 2
W.L.R. 1, 5. Where
the existence or non-existence of a fact is
left to the judgment
and discretion of a public body and that fact
involves a broad
spectrum ranging from the obvious to the
debatable to the just
conceivable, it is the duty of the court to
leave the decision of
that fact to the public body to whom
Parliament has entrusted the
decision-making power save in a case
where it is obvious that the
public body, consciously or
unconsciously, are acting perversely.
My Lords, I would dismiss this
appeal. And I express the
hope that there will be a lessening in
the number of challenges
which are mounted against local
authorities who are endeavouring,
in extremely difficult
circumstances, to perform their duties under
the Homeless Persons
Act with due regard for all their other
housing problems.
LORD MACKAY OF CLASHFERN
My Lords,
I have had the advantage of
reading in draft the speech
prepared by my noble and learned
friend, Lord Brightman. I agree
with it, and for the reasons which
he gives I would dismiss the
appeal.
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