Parliamentary
Archives,
HL/PO/JU/18/243
Davy (Respondent.)
v.
Spelthorne Borough Council (Appellants)
JUDGMENT
Die Jovis 13° Octobris 1983
Upon Report from the Appellate Committee to
whom was
referred the Cause Davy against Spelthorne Borough
Council,
That the Committee had heard Counsel as well on Monday
the
18th as on Tuesday the 19th days of July last upon
the
Petition and Appeal of Spelthorne Borough Council,
Council
Offices, Knowle Green, Staines, Middlesex, praying that
the
matter of the Order set forth in the Schedule thereto,
namely
an Order of Her Majesty's Court of Appeal of the 9th
day of
February 1983, so far as therein stated to be
appealed against
might be reviewed before Her Majesty the
Queen in Her Court of
Parliament and that the said Order
might be reversed, varied or
altered or that the Petitioners
might have such other relief in
the premises as to Her
Majesty the Queen in Her Court of
Parliament might seem
meet; as also upon the Case of Arthur James
Davy lodged in
answer to the said Appeal; and due consideration
had this
day of what was offered on either side in this Cause:
It is Ordered and Adjudged, by
the Lords Spiritual and
Temporal in the Court of Parliament of Her
Majesty the Queen
assembled. That the said Order of Her Majesty's
Court of
Appeal of the 9th day of February 1983 complained of in
the
said Appeal be, and the same is hereby, Affirmed and that
the
said Petition and Appeal be, and the same is hereby,
dismissed
this House: And it is further Ordered, That the
Appellants
do pay or cause to be paid to the said Respondent
the Costs
incurred by him in respect of the said Appeal, the
amount thereof
to be certified by the Clerk of the
Parliaments if not agreed
between the parties.
Cler: Parliamentor;
HOUSE OF LORDS
DAVY
(RESPONDENT)
SPELTHORNE
BOROUGH COUNCIL
(APPELLANTS)
LORD FRASER OF TULLYBELTON
My Lords,
Lord Fraser of
Tullybelton
Lord Wilberforce
Lord Roskill
Lord Brandon of
Oakbrook
Lord Brightman
This
appeal is a sequel to the decision of this House in the
case of
O'Reilly v. Mackman [1982] 3 W.L.R. 1096. The issue
of
most general importance raised in the appeal relates to
the
circumstances in which a person with a cause of action against
a
public authority, which is connected with the performance of
its
public duty, is entitled to proceed against the authority by
way of
an ordinary action, as distinct from an application for
judicial
review.
The
respondent is the owner of premises known as Riverside
Works,
Nutty Lane, Shepperton. The appellants are the local
planning
authority for the district within which those premises are
situated.
On 28th September 1977 the respondent made a planning
application
for the retention for a period of ten years of the
existing
buildings and the continued use of the premises as a pre-
cast
concrete works. Thereafter, the respondent made another
planning
application, which was later withdrawn, and amended his
original
application, which was refused, and he met officers of the
appellants
on several occasions when he discussed with them the
future use of
the premises. The respondent alleges that
eventually, as a result
of the discussions and correspondence with
the appellants'
officers, on or about 6th November 1979 he entered
into an
agreement with the appellants whereby he undertook not to
appeal
against an enforcement notice to be served by the
appellants upon
him in respect of the use of the premises,
provided that the
notice would not be enforced by the appellants
for a period of
three years from the date of its service. The
appellants served an
enforcement notice on 15th October 1980
which, the respondent
alleges, was in accordance with that
agreement. The enforcement
notice stated that the appellants
required the respondent, within
three years of the date when the
notice took effect, to cease
using the land for the manufacture of
concrete products and to
remove from it all buildings and works.
The respondent did not
appeal against the enforcement notice and
the time for so doing
has long since expired. The notice took
effect thirty-five days
after the date of service, 15th October
- 1 –
1980, and
the time for appealing against it expired when it took
effect. The
respondent alleges that he refrained from appealing
against the
enforcement notice in pursuance of the agreement of
6th November
1979 and that he entered into that agreement on
the advice of the
appellants' officers.
On 24th
August 1982 the respondent issued a writ against
the appellants.
In his statement of claim he made allegations
including those
which I have summarised. He also alleged that the
agreement of 6th
November 1979 was ultra vires the appellants
and void on
several grounds which I need not now particularise.
He claimed
damages from the appellants on the ground that the
appellants, or
their officers, had purported to advise him as to his
rights under
the Town and Country Planning Act 1971 ("the 1971
Act"),
and that their advice had been negligent. The appellants
deny that
there was any legally enforceable agreement between
the respondent
and themselves. They also deny that they, or their
officers,
purported to advise the respondent on his rights, and they
say
that, if they did give any such advice, it was not given
negligently.
For the purposes of the present appeal the
respondent's
allegations must be taken to be true.
The relief claimed by the respondent was as follows:
An
injunction ordering the appellants not to implement
the
enforcement notice.
Damages.
An order that the enforcement notice be set aside.
The
appellants applied to have the writ and statement of
claim struck
out under the Rules of the Supreme Court, Order 19
Rule 1, or
under the inherent jurisdiction, on the ground that they
were an
abuse of the process of the court. Their application was
rejected
by the Vice Chancellor on 11th October 1982, before the
decision
of this House in O'Reilly (supra), and the learned
Vice
Chancellor's reasons have been largely superseded by that
decision.
The appellants appealed and the Court of Appeal
(Cumming-Bruce
and Fox L.JJ. and Bush J.), with the decision of
your Lordships'
House in O'Reilly before them, ordered that
Claims 1 and 3, and
certain portions of the statement of claim
relating to them, be
struck out, on the ground that they raised
questions of public law
which could only be raised by way of
judicial review under Rules
of the Supreme Court, Order 53. The
Court of Appeal left the
respondent's claim for damages for
negligence alive. In the
instant appeal, the appellants' seek to
have that, the only
remaining claim, struck out.
The first
contention of the appellants is that the
respondent's claim for
damages involves a challenge of the
enforcement notice which is,
in substance, a challenge of its
validity, and which is therefore
barred by section 243 of the 1971
Act. In order that the
respondent may succeed in his claim for
damages, he must establish
three things - viz. (1) that the
appellants, or their officers,
advised him on his rights under the
1971 Act and that they owed
him a duty of care when they did so;
(2) that they were in breach
of that duty by negligently advising
him not to appeal against the
enforcement notice, and (3) that he
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has
suffered damage flowing from the breach. The damages are
claimed
because, according to the respondent, he had a good
defence to the
enforcement notice which he could, or at least
might, have
established, if he had appealed against the notice
timeously, but
which he lost the chance of establishing when he
acted on the
appellants' advice and, in accordance with the
agreement of 6th
November 1979, did not appeal. It is thus a
necessary step in the
respondent's case for him to show that he
had a good defence, good
enough to give him at least a chance of
successfully challenging
the enforcement notice, if he had appealed
against it in time.
The amount of damages to which he would be
entitled will, of
course, depend largely on the prospects of success
if he had
appealed. The appellants maintain that the respondent is
not
entitled to have the merits of his defence investigated in
these
proceedings because the defence is in substance a challenge
of the
validity of the enforcement notice, and is therefore barred
by
section 243 of the 1971 Act. Section 243(1) (as amended by
the
Local Government and Planning (Amendment) Act 1981) ("the
1981
Act") provides as follows:
"243(1). Subject to the provisions of this section -
"(a)
The validity of an enforcement notice shall not, except
"by
way of an appeal under Part V of this Act, be
"questioned in
any proceedings whatsoever on any of the
"grounds on which
such an appeal may be brought;"
Part V of
the 1971 Act deals with enforcement of planning
control. The first
section in Part V is section 87 which (as
substituted by the 1981
Act) provides that a local planning
authority shall have power to
serve an enforcement notice in cases
where there has been a breach
of planning control. Section 88 (as
substituted by the 1981 Act)
provides:
"88(1).
A person having an interest in the land to which an
"enforcement
notice relates may, at any time before the
"date specified in
the notice as the date on which it is to
"take effect, appeal
to the Secretary of State against the
"notice, whether or not
a copy of it has been served on
"him.
"(2).
An appeal may be brought on any of the following
"grounds -
"(a)
that planning permission ought to be granted for the
"development
to which the notice relates or, as the case
"may
be, that a condition or limitation alleged in the
"enforcement
notice not to have been complied
"with
ought to be discharged;
"(b)
that the matters alleged in the notice do not constitute
"a
breach of planning control;
"(c)
that the breach of planning control alleged in the notice
"has
not taken place;
"(d)
in the case of a notice which, by virtue of section 87(4)
"of
this Act, may be issued only within the period
"of four years
from the date of the breach of planning
- 3 -
"control
to which the notice relates, that that period
"had elapsed at
the date when the notice was issued;
"(e) ....
"(f)
....
"(g) ....
"(h) ....".
The
defence on which the respondent would have relied
would have been
under paragraph (d) of that section. The effect
of section
243(1)(a) is to prohibit the bringing of appeals on any of
the
grounds to which it relates before the High Court and, in
accordance
with section 88(1), to substitute the Secretary of State
as the
forum for deciding such appeals. Section 88(1) also limits
the
time for appealing to the period before the date on which
the
enforcement notice is to take effect. Accordingly, the
appellants
say that the present proceedings, being in substance an
appeal
against the enforcement order, are incompetent because they
are
brought before the wrong tribunal and also, although I did
not
understand this to be relied on as a separate point, because
they
are out
of time.
I note in
passing that although section 243(1)(a) provides
that
the "validity" of an
enforcement notice is not to be
questioned except as therein
provided, the word "validity" is
evidently not intended
to be understood in its strict sense. It is
used to mean merely
enforceability. That appears from a
consideration of the grounds
on which an appeal may be brought
under
Part V of the 1971 Act, which are not
limited to matters
affecting the validity of the notice. The
relevant grounds are set
out in
section 88(2) part of which I have
already quoted, and it is
apparent
that paragraph (a), (at least)
goes to the merits rather
than to the
validity (In the strict sense) of the
notice.
Accordingly, the fact
that the respondent is not questioning the
"validity"
of the notice is immaterial. In fact, of
course, the
respondent now accepts
the notice as perfectly valid and, as
at
the date of instituting the
present proceedings,
unappealable;
indeed,
that is the essential basis of his claim for damages.
But in my
opinion, the respondent's
claim for damages is
not
barred by section 243(1)(a). That
paragraph provides that the
validity
of an enforcement notice shall not be
questioned in any
proceedings
whatsoever "on any of the grounds on which such an
"appeal
may be brought." The words "such an appeal" are
a
reference back to an appeal under Part V of the 1971 Act,
and
they mean in effect the grounds specified in section 88(2).
But
section 243(l)(a) does not prohibit questioning the
validity of the
notice on other
grounds. If,
for example,
the respondent had
alleged
that the enforcement notice had been vitiated by fraud,
because
one of the appellants' officers had been
bribed to issue it,
or had been
served without the
appellants' authority, he would
indeed
have been questioning its
validity, but not on any of
the
grounds
on which an appeal may be brought under
Part V. So
here, the
respondent's complaint that he acquiesced in
the
enforcement
notice because of negligent advice from
the appellants
is not one of the
grounds specified in section
88(2), and
it would
not
have entitled him to appeal to the Secretary of State under
- 4 -
Part V of
the 1971 Act. Accordingly, even on the assumption that
the
validity of the enforcement notice is being questioned in the
present
proceedings (an assumption which in my opinion is open to
serious
doubt), it is certainly not being questioned on any of the
grounds
referred to in section 243(l)(a) and the proceedings are
not
barred by that subsection. In my opinion, therefore,
the
appellants' first contention fails.
Their
second contention is that, when the respondent alleges
that he had
a good defence to the enforcement order, he is
asserting a right
to which he is entitled to protection under public
law, and one
which therefore he cannot be permitted to defend by
way of an
ordinary action. The contention was based on the
speech of my
noble and learned friend, Lord Diplock, in O'Reilly,
(supra),
in the following passage at page 1110 C to D:
". .
. . it would in my view as a general rule be contrary
"to
public policy, and as such an abuse of the process of
"the
court, to permit a person seeking to establish that a
"decision
of a public authority infringed rights to which he
"was
entitled to protection under public law to proceed "by
"way
of an ordinary action and by this means to evade the
"provisions
of Order 53 for the protection of such
"authorities."
The
appellants accept that there are, of course, many claims
against
public authorities which involve asserting rights purely of
private
law, and which can be pursued in an ordinary action. They
accept
also that if a question as to the validity of the
enforcement
notice had arisen incidentally in an action to which
they, the
appellants, were not parties, it could properly have been
decided
in the High Court - for example, if it had arisen as a
preliminary
issue in an action by the respondent against his
solicitors for
negligence. But Mr. Sullivan maintained that, when
there is an
issue between a citizen and a public authority which
involves
determining whether the citizen can challenge a public
notice or
order, the only way to decide the issue is by way of
procedure
under Order 53. He maintained further that it makes
no difference
whether the issue concerns a present right or a past
right to
challenge the notice or order. The only relevant
distinction, he
says, between a past right and a present right is
that
investigating a past right tends to be more difficult, and
more
burdensome to the public authority, than investigating a
present
right, so that the authority's need for the protection of
Order 53
will be all the greater in the former case.
Although
the argument was presented most persuasively, it
is in my view not
well founded. The present proceedings, so far
as they consist of a
claim for damages for negligence, appear to
me to be simply an
ordinary action for tort. They do not raise
any issue of public
law as a live issue. I cannot improve upon the
words of Fox L.J.,
in the Court of Appeal, when he said this:
"I do
not think that the negligence claim is concerned with
"'the
infringement of rights to which [the plaintiff] was
"'entitled
to protection under public law' to use Lord
"Diplock's words
in O'Reilly v. Mackman. The claim, in my
"opinion,
is concerned with the alleged infringement of the
"plaintiff's
rights at common law. Those rights are not
- 5 -
"even
peripheral to a public law claim. They are the
"essence of
the entire claim (so far as negligence is
"concerned)."
It follows
that in my opinion they do not fall within the scope of
the
general rule laid down in O'Reilly (supra). The
present
proceedings may be contrasted with the case of Cocks
v. Thanet
District Council [1982] 3 W.L.R. 1121, which was
decided in this
House on the same day as O'Reilly (supra).
In Cocks, the House
held that the general rule stated in
O'Reilly applied (and I quote
the headnote) "where a
plaintiff was obliged to impugn a public
"authority's
determination as a condition precedent to enforcing
"his
private law rights". In that case, the plaintiff had to impugn
a
decision of the Housing Authority, to the effect that he
was
intentionally homeless, as a condition precedent to
establishing the
existence of a private law right to be provided
with
accommodation. It is quite clear from the speech of Lord
Bridge
of Harwich, with which all the other members of the
House
agreed, that the plaintiff was asserting a present right to
impugn
or overturn the decision - see page 1127 D: "the
decision of the
"public authority which the litigant
wishes to overturn". (Emphasis
added).In the present
case, on the other hand, the respondent does
not impugn or wish to
overturn the enforcement order. His whole
case on negligence
depends on the fact that he has lost his chance
to impugn it. In
my opinion therefore the general rule stated in
O'Reilly
supra is inapplicable. The circumstances in which the
procedure
under Order 53 is appropriate were described in some
detail by
Lord Diplock in O'Reilly. At page 1100 G he mentioned
the
fact that in that case no claim for damages would lie against
the
defendants, and that the only relief sought was for a
declaration,
a form of relief that is discretionary only. At page
1106 D he
explained that one of the reasons why the procedure
under Order 53
is appropriate in certain cases is that it provides
"a very
speedy means, available in urgent cases within a matter
"of
days rather than months, for determining whether a disputed
"decision
was valid in law or not." The importance of obtaining a
speedy
decision is (see page 1106 B) that:
"The
public interest in good administration requires that
"public
authorities and third parties should not be kept in
"suspense
as to the legal validity of a decision the authority
"has
reached in purported exercise of decision-making
"powers for
any longer period than is absolutely necessary in
"fairness
to the person affected by the decision."
That
explanation points the contrast with the present case, where
the
validity of the enforcement order is not now challenged, and
no
public authority or third party is being kept in suspense on
that
matter. Procedure under Order 53 would in my view be
entirely
inappropriate in this case.
A further
consideration is that if the claim based on
negligence, which is
the only one of the original three claims now
surviving, were to
be struck out, the blow to the respondent's
chances of recovering
damages might well be mortal. The court
has no power to order the
proceedings for damages to continue as
if they had been made under
Order 53. The converse power under
Order 53 rule 9 operates in one
direction only - see O'Reilly at
page 1109 A. So, if 'the
present appeal were to succeed, the
- 6 -
respondent's
only chance of bringing his claim for damages before
the court
would be by obtaining leave to start proceedings for
judicial
review (now long out of time) and then by relying on
Order 53 rule
7 to attach a claim for damages to his claim for
judicial review.
That would be an awkward and uncertain process
to which the
respondent ought not to be subjected unless it is
required by
statute - see Pyx Granite Co. Ltd, v. Ministry of
Housing
[1960] A.C. 260 per Viscount Simonds page 286. In my
view it is
not.
The third
contention for the appellants was that the claim
for damages had
the same purpose and would have the same effect
as the other
reliefs claimed, namely injunction and setting aside.
My Lords,
this contention seems to me entirely without
justification. The
ostensible purpose of the claim for damages is
clearly different
from the purpose of the other claims, and for all
that your
Lordships can tell, the respondent may at this date
prefer to
receive a payment in cash rather than to have the
enforcement
order set aside. It seems to me quite impossible to
hold that the
true purpose of the claim for damages is only to put
pressure
on the appellants not to enforce the order. As regards
the effect
of the claim for damages being allowed to proceed, the
suggestion
was that the threat of the claim hanging over the head
of the
appellants would be likely to cause them to refrain from
enforcing
the order, if the respondent has not complied with it
when the
three year period expires in November 1983. I have
some doubt
whether it would be proper for the appellants to allow
their
decision to be influenced by such a threat, but, assuming
that the
threat would be a legitimate and proper consideration, it
could
only operate by affecting the exercise of the appellants'
discretion
in deciding whether to prosecute the respondent for
failing to
obey the enforcement notice, and it would in my opinion
be
something much less compelling than an injunction or an order
to
quash. I have no hesitation therefore in rejecting the
appellants'
third contention.
For these reasons I would dismiss this appeal.
LORD WILBERFORCE
My Lords,
Although,
with one qualification which I shall state, I agree
with the
judgments in the Court of Appeal, I will make some
observations
upon this appeal both from respect to the attractive
argument of
Mr. Sullivan Q.C. for the appellant and because this
case may be
of some general importance.
The issue
as it reaches this House, after other matters have
been disposed
of without cross appeal, is simply whether a common
law action for
damages against the appellant council arising from
alleged
negligence should be struck out as an abuse of the process
of the
court. There are two grounds on which this is sought to be
done.
The first is that the claim is precluded by section
243(l)(a)
of the Local Government Act 1971 (as amended) which
reads:
"243(1). Subject to the provisions of this section -
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"(a)
The validity of an enforcement notice shall not, except
"by
way of an appeal under Part V of this Act, be
"questioned in
any proceedings whatsoever on any of the
"grounds on which
such an appeal may be brought;"
I agree
with the Court of Appeal that this section does not apply.
In my
opinion the enforcement notice is not questioned in the
proposed
action, and, even if it is, it is not questioned on the
grounds
specified. Although there may be some warrant for not
giving to
this subsection a restricted meaning (see Square Meals
Frozen
Foods Ltd, v. Dunstable Corporation [1974] 1 WLR 59),
to
extend it so as to cover a claim such as that we are
concerned
with would amount to a reconstruction too radical to
be
contemplated. I need add no more on the point to what has
been
said by my noble and learned friend Lord Fraser of
Tullybelton.
The second
point is the substantial one. For proper
appreciation it is
necessary to define the claim to which it
relates. As pleaded (and
for the purpose of this appeal we are
only concerned with the
pleading and not with its substance or
merits) it is that the
appellant council owed to the respondent
plaintiff a duty of care
in, through its officers, advising him as to
his planning
application; that the council was negligent in so
advising him;
that by reason of this negligence he suffered
damage, namely the
loss of a chance of successfully appealing
against the enforcement
notice served upon him by the council.
Though this was initially
one of several claims, it now stands on its
own, and should be
judged as an independent and separate action.
To say
that such a claim, so formulated, ought to be, or
indeed can be,
struck out as an abuse of the process of the court
seems on the
face of it a remarkable proposition. There is no
doubt that, side
by side with their statutory duties, local
authorities may in
certain limited circumstances become liable for
negligence at
common law in the performance of their duties (see
for example
Dorset Yacht Co. v. Home Office [1970] AC 1004,
Anns
v. London Borough of Merton [1978] AC 728, 756, 788).
In
what circumstances then can it be said to be an abuse of
process
to sue them for negligence in the common law courts?
It is said
that, in this case, the right should be denied
because the claim
involves consideration of a question not of
"private law"
but of "public law" - namely whether the respondent
had
or would have had a defence against the enforcement notice,
that
this consideration cannot take place in an ordinary action but
can
only take place in a proceeding of what is now called
"Judicial
Review" under the provisions of the R.S.C. Ord. 53.
The
expressions "private law" and "public law" have
recently
been imported into the law of England from countries
which,
unlike our own, have separate systems concerning public law
and
private law. No doubt they are convenient expressions
for
descriptive purposes. In this country they must be used
with
caution, for, typically, English law fastens, not upon
principles but
upon remedies. The principle remains intact that
public authorities
and public servants are, unless clearly
exempted, answerable in the
ordinary courts for wrongs done to
individuals. But by an
extension of remedies and a flexible
procedure it can be said that
something resembling a system of
public law is being developed.
- 8 -
Before the
expression "public law" can be used to deny a subject
a
right of action in the court of his choice it must be related to
a
positive prescription of law, by statute or by statutory
rules. We
have not yet reached the point at which mere
characterisation of
a claim as a claim in public law is sufficient
to exclude it from
consideration by the ordinary courts: to permit
this would be to
create a dual system of law with the rigidity and
procedural
hardship for plaintiffs which it was the purpose of the
recent
reforms to remove.
The
relevant statute to the present case is the Supreme
Court Act 1981
section 31. and the relevant statutory rules those
contained in
R.S.C. Ord. 53 dating from 1977. These lay down the
conditions
under the procedure by which the courts can be asked
to review the
actions or omissions of (inter alia) statutory bodies,
persons
acting under statute, and inferior courts. Before a
proceeding at
common law can be said to be an abuse of process,
it must, at
least be shown (1) that the claims in question could
be
brought be way of judicial review (2) that it should be
brought by
way of judicial review.
The case
of O'Reilly v. Mackman [1982] 3 WLR 1096
illustrates
this in the clearest manner, and goes no distance
towards
supporting the appellant's case in this appeal. It was not
contested
there that the appellants, seeking directly to attack the
board's
decisions, would have had a remedy by way of judicial
review
(p.1099 H): indeed, as I understand the case, they would not
have
had a remedy in private law at all. The only question, which
my
noble and learned friend Lord Diplock was able to put in a
single
sentence (p.1100 E),, was whether it was an abuse of process
to
apply for declarations by using the procedure laid down
in
proceedings begun by writ or originating summons instead of
using
the procedure laid down by R.S.C. Ord. 53. It was decided
that it
would be such an abuse of process. The statements of law
laid
down in the single opinion must be related to that issue,
the
foundation of which was that the claims in question could
have
been brought by way of judicial review. Even when
this
requirement was satisfied, Lord Diplock was careful to make
it
clear that he was stating no universal rule that such claims
could
only be brought by this procedure - see p.1109 H. And
he
expressly stated that though there should be a general rule
of
public policy against permitting a person seeking to establish
that
a decision of a public authority infringed rights to which he
was
entitled to protection under public law to proceed by way
of
ordinary action, there might be exceptions, particularly where
the
invalidity of the decision arises as a collateral issue in a
claim for
infringement of a right of the plaintiff arising under
private law,
and in other instances on a case to case basis.
(The
contemporaneous case of Cocks v. Thanet District
Council (ibid
p.1121) may be regarded as one where a direct
issue of public law
arose at one remove).
It is
indeed plain enough that issues which could be
characterised as
issues of "public law" may arise in a number of
contexts
besides those where an attack upon, or review of, actions
or
omissions of public bodies is involved - cases, for example,
where
the invalidity of such action is set up by way of defence,
or
where the validity of such action arises collaterally in
actions
against third parties. The Law Commission in its
recommendations
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of 1971
suggested that the procedure of judicial review should
cover such
cases, but this suggestion was not accepted and the
reforms of
1977 - 1981 were of a more limited character. So we
must judge a
contention of "abuse of process" according to
normal
principle.
In fact
neither of the requirements which I have mentioned
above is met.
First (and
it is here that I venture to differ to some extent
from the
judgment of Cumming-Bruce L.J. in the Court of
Appeal), this
claim, treated as it must be as a claim for damages
for
negligence, could not in my opinion, be pursued by way of
judicial
review under R.S.C. Ord. 53.
This
proposition can be established in two steps. First, the
right to
award damages conferred by Ord. 53 r.7 is by its terms
Jinked to
an application for judicial review. Unless judicial review
would
lie, damages cannot be given. Secondly, an action for
judicial
review in respect of alleged negligence is not "appropriate"
within
the meaning of Ord. 53 r.1. I quote the words of Lord
Scarman:
"The
application for judicial review was introduced by rule
"of
court in 1977. The new R.S.C., Ord. 53 is a procedural
"reform
of great importance in the field of public law, but
"it does
not - indeed cannot - either extend or diminish the
"substantive
law. Its function is limited to ensuring 'ubi jus,
'"ibi
remedium'.
"The
new procedure is more flexible than that which it
"supersedes.
An applicant for relief will no longer be
"defeated merely
because he has chosen to apply for the
"wrong remedy. Not
only has the court a complete
"discretion to select and grant
the appropriate remedy: but
"it now may grant remedies which
were not previously
"available. Rule 1(2) enables the court
to grant a
"declaration or injunction instead of, or in
addition to, a
"prerogative order, where to do so would be
just and
"convenient. This is a procedural innovation of
great
"consequence: but it neither extends nor diminishes
the
"substantive law. For the two remedies (borrowed from
the
"private law) are put in harness with the
prerogative
"remedies. They may be granted only in
circumstances in
"which one or other of the prerogative
orders can issue. I
"so interpret R.S.C. Ord. 53 r. 1 (2)
because to do otherwise
"would be to condemn the rule as
ultra vires." Reg.
v. Inland Revenue Commissioners
[1982] AC 617, 647-8 and
similarly per Lord Diplock p. 639.
So, since
no prerogative writ, or order, in relation to the
present claim
could be sought, since consequently, no declaration
or injunction
could be asked for, no right to judicial review exists
under r.l,
and no consequential claim for damages can be made
under r.7.
Secondly,
and even assuming that this claim could in some
way be brought
under the procedure of judicial review, there is no
ground, in my
opinion, upon which it can be said that it should
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only be so
brought. Ord. 53 does not state, that the procedure
which
it authorised was the only procedure which could be
followed in
cases where it applied. (In this it followed the
recommendation of
the Law Commission). So prima facie the
rule applies that the
plaintiff may choose the court and the
procedure which suits him
best. The onus lies upon the defendant
to show that in doing so he
is abusing the court's procedure. In
O'Reilly it was
possible to show that the plaintiffs were
improperly and
flagrantly seeking to evade the protection which
the rule confers
upon public authorities. There is nothing of that
sort here. The
only "public law" element involved in the present
claim
is that which may require the court, after it has decided
the
issue of duty of care and of negligence, in assessing damages
to
estimate, as best it can, the value of the chance which the
plaintiff
lost of resisting enforcement of the council's notice. The
presence
of this element is in my opinion quite insufficient to
justify the
court, on public policy grounds, from preventing the
plaintiff
from proceeding by action in the ordinary way in the
court of his
choice, particularly when one has regard to the
serious procedural
obstacles which he would find if compelled to
seek judicial
review. If he had been suing his solicitor for
negligent advice,
exactly the same problem in assessing damages
would have arisen
and nobody could contend that the action would
not proceed. I
cannot see that it makes any difference that the
defendant is a
public authority: the claim remains one the essence
of which is a
claim at common law: any "public law" element
is
peripheral. On the same line of reasoning, but a fortiori, I
reject
the appellant's argument that any award of damages against
the
council might inhibit it in the performance of its statutory
duty or
might have the same effect, in practice, as granting an
injunction
- an argument which logically would apply to any
"private law"
claim against public authorities.
In my
opinion the decision of the Court of Appeal was right
and I would
dismiss the appeal.
LORD ROSKILL
My Lords,
I have
had the advantage of reading in draft the
speech
delivered by my noble and learned friend,
Lord Fraser of
Tullybelton. For the reasons he
gives I too would dismiss this
appeal.
LORD BRANDON OF OAKBROOK
My Lords,
I have had
the advantage of reading in draft the speech
prepared by my noble
and learned friend, Lord Fraser of
Tullybelton. I agree with it,
and for the reasons which he gives I
would dismiss the appeal.
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LORD BRIGHTMAN
My Lords,
I would
dismiss this appeal for the reasons given by
my
noble and learned friend, Lord Fraser of Tullybelton.
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