Parliamentary
Archives,
HL/PO/JU/18/241
Die Jovis 25° Junii 1981
Upon Report from the Appellate
Committee to whom
was referred the Cause Jobling (Assisted Person)
against
Associated Dairies Limited, That the Committee had
heard
Counsel as well on Tuesday the 28th as on
Wednesday the 29th days
of April last upon the Petition
and Appeal of Alexander Jobling of
16 Adelaine Road,
Prudhoe, Northumberland praying that the matter
of the
Order set forth in the Schedule thereto, namely an Order
of
Her Majesty's Court of Appeal of the 11th day of July
1980 might
be reviewed before Her Majesty the Queen
in Her Court of
Parliament and that the said Order
might be reversed, varied or
altered or that the
Petitioner might have such other relief in the
premises
as to Her Majesty the Queen in Her Court of
Parliament
might seem meet; as also upon the Case of
Associated
Dairies Limited lodged in answer to the said
Appeal;
and due consideration had this day of what was offered
on
either side in this Cause:
It is Ordered and Adjudged,
by the Lords Spiritual
and Temporal in the Court of Parliament
of Her
Majesty the Queen assembled, That the said Order of
Her
Majesty's Court of Appeal (Civil Division) of the
11th day of July
1980 complained of in the said Appeal
be, and the same is hereby
Affirmed and that the said
Petition and Appeal be, and the
same is hereby,
dismissed this House: And it is further Ordered,
That
the Costs of the Respondents in this House be paid out
of
the Legal Aid Fund under section 13 of the Legal
Aid Act 1974, the
amount thereof to be certified by
the Clerk to the Parliaments:
And it is also further
Ordered, That the Costs of the
Appellant in this House
be taxed in accordance with the provisions
of schedule 2
to the Legal Aid Act 1974.
HOUSE OF LORDS
JOBLING
(A.P.)
(APPELLANT)
v.
ASSOCIATED
DAIRIES LIMITED
(RESPONDENTS)
Lord Wilberforce
Lord Edmond-Davies
Lord
Russell of Killowen
Lord Keith of Kinkel
Lord
Bridge of Harwich
Lord Wilberforce
my lords,
The question raised by this appeal
is whether in assessing damages for
personal injury in respect of
loss of earnings, account should be taken of a
condition of
illness supervening after the relevant accident but before the
trial
of the action, which illness gives rise to a greater degree of
incapacity
than that caused by the accident.
The chronology is as follows:
In January 1973 the appellant
slipped at his place of work and sustained
injury to his back. The
respondents were held liable in damages in respect
of this injury.
In 1975 the appellant had a fall which aggravated his
condition
which the judge held was referrable to the injury of 1973. He
has
not worked since this event. By 1976 his condition was such that
by
reason of his back injury he was only fit for sedentary work.
In 1976,
however, there supervened spondylotic myelopathy, which
affected the
appellant's neck. By the end of 1976 this had
rendered him totally unfit
for work.
The judge at the trial on 26th
March 1979 awarded sums in respect of
special damages and general
damages for pain, suffering and loss of
amenities: the figure for
the latter was reduced by the Court of Appeal.
No question now
arises as regards these items. The figure now in dispute
relates
to loss of earnings—from the date of total incapacity to the
date of
the trial and for the future from the date of trial. This
loss the judge fixed at
£6,825 representing a sum of £13,650
arrived at by using a multiplier, and
dividing this by 2 on the
basis of a 50 per cent loss of earning capacity. The
Court of
Appeal set this figure aside on the basis that the appellant was
made
totally unfit for work by the supervening myelopathy. They
supported
this decision by an impressive judgment delivered by
Ackner L.J.
The evidence as to myelopathy was
provided by agreed medical reports.
No doctor was called at the
trial. An agreed joint report by a consultant
neurologist and a
surgeon, dated 5th March 1979, stated:
" (4) At the date of the
relevant accident (1973) there was (sic) no
"
discernible signs or symptoms of myelopathy.
" (5) The effect of
myelopathy has of itself been such as to render the
"
plaintiff totally unfit to work."
The finding (4) has been accepted
as establishing that the myelopathy was
not a condition existing,
but dormant, at the date of the original injury:
it was a disease
supervening after that event. If it had been dormant but
existing
it is not disputed that it would have had to be taken into account
in
the actual condition found to exist at the trial. But the appellant
submits
that a different result follows if the origination of the
disease takes place
after the accident, i.e. after the tortious
act which gives rise to the claim. At
the very first sight this
distinction is unattractive, if only for the (to me
compelling)
reason that to accept it places in an impossible position
both
potential medical witnesses and the judge who has to value
their evidence.
In an attempt to solve the present
case, and similar cases of successive
causes of incapacity
according to some legal principle, a number of
arguments have been
invoked:
1. Causation arguments. The
unsatisfactory character of these is
demonstrated by the case of
Baker v. Willoughby [1970] AC 467. I think
2
that it can now be seen that Lord
Reid's theory of concurrent causes even
if workable on the
particular facts of Baker v. Willoughby (where
successive
injuries were sustained by the same limb) is as a
general solution not
supported by the authority he invokes
(Harwood v. Wyken Colliery Co.
[1913] 2 KB 158)
nor workable in other cases. I shall not enlarge upon
this point
in view of its more than sufficient treatment in other opinions.
2. The " vicissitudes"
argument. This is that since, according to
accepted doctrine,
allowance—and if necessary some discount—has to be
made
in assessing loss of future earnings for the normal contingencies
of
life, amongst which " illness" is normally
enumerated, so, if one of these
contingencies becomes actual
before the date of trial, this actuality must
be taken into
account. Reliance is here placed on the apophthegm " the
"
court should not speculate when it knows ". This argument has a
good
deal of attraction. But it has its difficulties: it raises at
once the question
whether a discount is to be made on account of
all possible " vicissitudes ",
or only on account of "
non culpable " vicissitudes (i.e. such that if they
occur
there will be no cause of action against anyone, the theory being
that
the prospect of being injured by a tort is not a normally
foreseeable
vicissitude) or only on account of " culpable"
vicissitudes (such as per
contra). And if this distinction
is to be made how is the court to act when
a discounted
vicissitude happens before trial? Must it attempt to decide
whether
there was culpability or not? And how is it to do this if, as is
likely, the alleged culprit is not before it?
This actual distinction between "
culpable " and " non culpable " events
was made,
with supporting argument, in the Alberta case of Penner
v.
Mitchell [1978] 5 W.W.R. 328. One may add to it the
rider that, as pointed
out by Dickson J. in the Supreme Court of
Canada, there are in modern
society many public and private
schemes which cushion the individual against
adverse circumstances
(Andrews v. Grand & Toy Alberta Ltd. [1978]
1
W.W.R. 577, 596/7). One then has to ask whether a discount
should be
made in respect of (a) such cases or (b) cases where
there is no such cushion?
There is indeed in the "
vicissitude " argument some degree of circularity,
since a
discount in respect of possible events would only be fair if the
actual
event, discounted as possible, were to be taken into
account when happening.
But the whole question is whether it
should be. One might just as well argue
from what happens in "
actual " cases to what should happen in discountable
cases.
In spite of these difficulties, the " vicissitude"
argument is capable in
some, perhaps many cases, of providing a
workable and reasonably just
rule, and I would certainly not
discountenance its use, either in the present
case or in others.
The fact, however, is that to
attempt a solution of these and similar
problems, where there are
successive causes of incapacity in some degree,
upon classical
lines (" the object of damages for tort is to place the
"
plaintiff in as good a position as if, etc." . ..." the
defendant must
" compensate for the loss caused by his
wrongful act—no more "—" the
"
defendant must take the plaintiff as he finds him, etc.") is, in
many cases
no longer possible. We do not live in a world governed
by the pure
common law and its logical rules. We live in a mixed
world where a man
is protected against injury and misfortune by a
whole web of rules and
dispositions, with a number of timid
legislative interventions. To attempt to
compensate him upon the
basis of selected rules without regard to the whole
must lead
either to logical inconsistencies, or to over—or
under—
compensation. As my noble and learned friend, Lord
Edmund-Davies, has
pointed out, no account was taken, in Baker
v. Willoughby of the very real
possibility that the
plaintiff might obtain compensation from the Criminal
Injuries
Compensation Board. If he did in fact obtain this compensation
he
would, on the ultimate decision be over-compensated.
In the present, and in other
industrial injury cases, there seems to me
no justification for
disregarding the fact that the injured man's employer
is
insured—indeed since 1972 compulsorily insured—against
liability to his
3
employees. The State has decided,
in other words, on a spreading of risk.
There seems to me
no more justification for disregarding the fact that
the
plaintiff—presumably, we have not been told otherwise—is
entitled to
sickness and invalidity benefit in respect of his
myelopathy the amount of
which may depend on his contribution
record, which in turn may have been
affected by his accident. So
we have no means of knowing whether the
plaintiff would be
over-compensated if he were, in addition, to receive
the assessed
damages from his employer, or whether he would be
under-compensated
if left to his benefit. It is not easy to accept a solution
by
which a partially incapacitated man becomes worse off in terms
of
damages and benefit through a greater degree of incapacity.
Many other
ingredients, of weight in either direction, may enter
into individual cases.
Without any satisfaction I draw from this
the conclusion that no general,
logical, or universally fair rules
can be stated which .will cover, in a manner
consistent with
justice, cases of supervening events whether due to
tortious,
partially tortious, non-culpable or wholly accidental
events. The courts can
only deal with each case as best they can
in a manner so as to provide just
and sufficient but not excessive
compensation, taking all factors into account.
I think that this
is what Baker v. Willoughby did—and indeed that
Lord
Pearson reached his decision in this way: the rationalisation
of the decision
as to which I at least have doubts, need and
should not be applied to other
cases. In the present case the
Court of Appeal reached the unanswerable
conclusion that to apply
Baker v. Willoughby to the facts of the present
case
would produce an unjust result, and I am willing to accept the
corollary
that justice, so far as it can be perceived, lies the
other way and that the
supervening myelopathy should not be
disregarded. If rationalisation is
needed, I am willing to accept
the " vicissitudes" argument as the best
available. I
should be more firmly convinced of the merits of the conclusion
if
the whole pattern of benefits had been considered, in however general
a
way. The result of the present case may be lacking in precision
and
rational justification, but so long as we are content to live
in a mansion of so
many different architectures, this is
inevitable.
I would dismiss the appeal.
Lord Edmund-Davies
my lords,
This appeal relates to the
assessment of damages where a party has been
injured by another's
tort, but, before his action comes on for trial, the
plaintiff
sustains further injury as a result of a wholly independent
and
non-tortious event.
Mr. Jobling was the 48-year-old
manager of the defendants' butcher shop
at Newcastle-upon-Tyne. In
January 1973 he slipped on the floor of a
meat refrigerator owing
to his employers' breach of the Office, Shops and
Railway Premises
Act 1963, by failing to keep it free from substances likely
to
cause persons to slip. He sustained a prolapsed intravertebral disc,
but,
although in considerable pain, which reduced his earning
capacity by fifty
per cent, he resumed work in a supervisory
capacity until September 1976, when
he became totally disabled by
the manifestation of a hitherto unsuspected
condition known as
spondylotic myelopathy which was unrelated to the
1973 incident.
The action based on the 1973
incident came before Reeve J. in March
1979. He found that, even
had the plaintiff sustained no injury therefrom,
"... he
would since 1976 by reason of his myelopathy have been rendered
"
unfit for work thereafter ". He continued, " Should I have
regard to that
" fact in assessing damages for loss of
earnings arising from the 1973
" incident? At first blush it
might seem that he is only entitled to be
" compensated for
loss of earnings during his working life as limited by
" the
myelopathy ". But, in the light of certain observations of Lord
Reid
in Baker v. Willoughby [1970] AC 467, Reeve
J. concluded, " I am bound
"to leave out of account the
disability caused to Mr. Jobling by the
"myelopathy in assessing the
damages resulting from the 1973 incident".
In the result, his
award of general damages included the sum of £6,825 for
future
loss of earnings, on the basis that the plaintiff's back injury must
be
regarded as continuing in to the future to reduce his earning
capacity by
50 per cent. The Court of Appeal unanimously reversed
that finding [1980]
3 W.L.R. 704), and this appeal has been
brought to secure its restoration.
In Baker v. Willoughby this
House found for the plaintiff on the basis of
the Court of Appeal
decision in Harwood v. Wyken Colliery Co. [1913]
2
K.B. 158. Baker v. Willoughby was different in one
important respect from
the present appeal, for this House was
there concerned with successive torts.
The plaintiff's left leg
was injured in 1964 when he was knocked down by
a car negligently
driven by the defendant. In 1967, before his action came
on for
trial, he was shot in the same leg during an armed robbery and
the
limb had to be amputated well above the knee. The trial judge
rejected
the defendant's submission that no injury or loss
suffered thereafter by the
plaintiff could be attributed to his
tort since its effect had been obliterated
by the amputation, and
he awarded damages on the basis of continued
weakness and pain in
the left ankle and the possibility of later development
of
arthritis in the leg. Following upon its unanimous reversal in the
Court
of Appeal ([1970] A.C., at p.478), this House restored the
decision of the
trial judge, Lord Reid (with whom Lord Guest,
Viscount Dilhorne and
Lord Donovan concurred) basing his
conclusion largely on the Court of
Appeal decision in Harwood
v. Wyken Colliery Co. (ante). That was
a case brought
under the Workmen's Compensation Act 1906, where a miner,
who had
for some months been paid compensation for a personal injury
by
accident arising out of and in the course of his employment,
was later
disabled for work by heart disease in no way
attributable to the accident.
Holding that "... there is no
work which ... the accident has prevented
" him from doing
which the heart disease would not also have prevented
" him
from doing ", the judge found that compensation had ceased to
be
payable. The Court of Appeal reversed that decision. Hamilton
L.J. stressed
that the 1906 Act compensated workmen "in a new
and statutory manner
" in respect of a wholly statutory
right", markedly different from that
operating in the common
law assessment of damages, the latter necessitating
regard being
had to contingencies such as "... the possibility of future
"
diminution or loss of earnings arising independently of the cause of
action,
" from increasing age, from accident or illness in
future, and so forth ".
Hamilton L.J. explained (at p. 170):
" The compensation for
workmen under the Act is very different
". . . . It is based
on what the workman has earned, not on what
" he will be
prevented from earning .... Redemption of weekly
" payments
by a lump sum is on the basis of an annuity, calculated by
"
expectation of life and not by expectation of immunity from further
"
accident or from growing age and infirmity ".
Hamilton L.J. further pointed out
that, whereas damages are calculated so
as to put the victim of
tort in as good a position as he was before the wrong,
the Act "
is not founded on indemnity, and the ideas of retribution for
"
wrong doing and of restitutio in integrum are foreign to it ".
Notwithstanding this clear
differentiation, this House (with the exception
of Lord Pearson),
holding that "causation cannot be different in tort",
applied
the Harwood decision to the different facts giving rise to the
common
law claim for damages brought in Baker v.
Willoughby. Lord Reid could
see "... no reason why the
appellant's present disability cannot be regarded
"as having
two causes", and cited in support the following words
of
Hamilton L.J.:
" [the workman] is not
disentitled to be paid compensation by reason
" of the
supervention of a disease of the heart. It cannot be said of
"
him that partial incapacity for work has not resulted and is not
still
" resulting from the injury. All that can be said is
that such partial
" incapacity is not still resulting '
solely' from the injury "
My Lords, I must respectfully
decline to follow the route adopted by the
majority of their
Lordships in Baker v. Willoughby. For the decision in
5
Harwood v. Wyken
Colliery, with its different facts requiring to be
considered
solely in the light of an elaborate statutory scheme having
no
counterpart in the common law, was there applied without
qualification or
differentiation to the common law claim then
under consideration. In
marked contrast was the speech of Lord
Pearson, who made no reference to
Harwood and who described
as " formidable " the argument of defendant's
counsel
that the consequence of the original accident had been submerged
and
obliterated by the supervening event. He nevertheless added (at
495E):
" But it must not be
allowed to succeed, because it produces manifest
"
injustice. The supervening event has not made the plaintiff
less lame
" nor less disabled nor less deprived of amenities.
It has not shortened
" the period over which he will be
suffering. It has made him more
" lame, more disabled, more
deprived of amenities. He should not
" have less damages
through being worse off than might have been
" expected ".
(Emphasis added).
I have to say respectfully that I
find this approach unrealistic. It involves
awarding damages on
the basis of pain and suffering which the plaintiff
would have
suffered if the amputation had not taken place, and it
compensates
him for that which no longer exists. Nor is it correct
to compensate him
for loss of earnings when the very state which
has produced that loss of
earnings has ceased. The loss of
earnings sustained after the amputation
of the leg was caused by
the amputation, not by the first accident. And the
effect of the
amputation was to obliterate completely all the constituents
(pain
and suffering, reduced earning capacity, and loss of amenities) of
the
damages to be awarded for the injury sustained as a result of
that accident.
The key, as I think, to the
contrary conclusion arrived at by Lord Pearson
is to be found in
the words which followed immediately upon the passage
quoted
above:
" The nature of the
injustice becomes apparent if the supervening
" event
is treated as a tort (as indeed it was) and if one envisages the
"
plaintiff suing the robbers who shot him . . .”
The undoubted attraction of
the Baker v. Willoughby decision is that it
avoided
what was there understandably regarded as an unacceptable result,
as
" It provides a greater measure of protection for the victim.
For if the
" whole burden is placed upon the second
tortfeasor and he is a man of
" straw—as would appear
to have been the position in Baker v. Willoughby
"
itself—or cannot be traced, then the victim is left without any
redress "
(McGregor on Damages, 14th Ed., 1980, para. 1146).
But such a view
ignores the ex gratia payment of
compensation provided under the Criminal
Injuries Compensation
Scheme in respect of personal injury directly
attributable to
(inter alia) crimes of violence. Atiyah considered that,
"...
the existence of the Criminal Injuries Compensation Board . . .
"
plainly cast a long shadow over the entire proceedings " ((1969)
85 L.Q.R.
475), but were this indeed so it seems inconceivable
that the reports contain
no mention of the Scheme, despite its
introduction in August 1964. The
simple fact is that it was never
adverted to at any stage by anyone.
It cannot be doubted that the
injured plaintiff in Baker v. Willoughby
had a
valid claim to compensation under the Scheme. But it needs
to be
added that such compensation is assessed on the basis of common
law
damages, and Baker would naturally be treated as a workman who
at
the time of the armed robbery had a maimed leg and reduced
earning
capacity. And the Board imposes a compensation limit based
on gross
average industrial earnings and it applies a strict
approach to collateral
benefits (see the learned note in (1981) 97
L.Q.R. 210, at 212). So the
injured plaintiff in Baker v.
Willoughby might still have been better off
under the
decision of this House than under the Scheme, though that must
remain
a matter of pure speculation. And, even so, what one can say is
that
the " injustice ", the avoidance of which appears to have
led to Lord
Pearson's conclusion, did not, at least in its full
dimensions, exist.
My Lords, the appellant's counsel submits that
no materiality resides in
the fact that the present case is not
one of successive torts (as in Baker),
6
but that of a tort followed by
greater and enveloping injury arising from
independent natural
causes. He accepts (and, indeed, actually relies upon)
the
proposition that a defendant " must take the plaintiff as he
finds him ".
He also recognises that in the assessment of
damages, the court must not
speculate when it knows the facts, and
must therefore have regard to relevant
events which have occurred
before trial or before the hearing of an appeal
(Curwen v.
James [1963] 1 W.L.R. 748; Mulholland v. Mitchell
[1971]
A.C. 666, per Lord Wilberforce at 680A). But
appellant's counsel draws
a novel distinction between (a) cases
where at the time of the tort the
victim was (whether or not he
knew it) already suffering from a disease
which later manifested
itself, and (b) cases where the inception of the disease
was
an event supervening after the tort, and he submits that in the
second
type of case the later event has no materiality.
In my judgment, the distinction
drawn between (a) and (b) is in principle
irrelevant and in
practice capable of creating great confusion. Indeed, in
the
present case Reeve J. in the course of his careful judgment expressed
no
conclusion regarding the time of inception of the myelopathy,
and simply
proceeded on the basis of the " Agreed Medical
Formula " that—
" (4) At the date of the
relevant accident (1973) there was (sic) no
"
discernible signs or symptoms of myelopathy.
" (5) The effect of the
myelopathy has of itself been such as to render
the plaintiff
totally unfit to work ".
Uncertainty as to inception may
well arise with frequency and ought not to
be determinative of the
outcome of proceedings unless legal principle
demands. Not only
was appellant's counsel unable to cite authority
supporting the
drawing of the distinction he advanced, but it is contrary to
the
principle enunciated in innumerable cases that, among the
contingencies
and vicissitudes of life relevant to the assessment
of damages for tort, is that
the victim's expectation of both
natural and working life may be reduced or
terminated by the
future development of illness or infirmity; see, for example,
the
classic words of Brett L.J. in Phillips v. L. and S.W.
Railway Co. (1879)
5 C.P.D. 280, at 291; those of Hamilton
L.J., already quoted, in Harwood v.
Wyken Colliery Co.;
and those of Dickson J. in the Supreme Court of Canada
in
Andrews v.Grand & Toy Alberta Ltd. [1978] 1 W.W.R.
577.
But the submission of learned
counsel for the appellant went even further.
He would not restrict
the exclusion of post-tort incidents to the inception of
illness,
for, as Ackner L.J. put it [1980] 1 W.L.R. 710C):
" It would equally follow on
Mr. Stewart's submission that, if [after
" the tort] the
plaintiff .... as a result solely of his own negligence,
"
was knocked down by a motorcoach and thereby rendered totally
"
incapable of further work, this incapacity would have to be wholly
"
ignored and the plaintiff awarded his future loss of earnings as if
"
that event had never occurred ".
Despite the attractive manner of
their presentation, these bold submissions
run so counter to
fundamental principles as to be wholly unacceptable. In
Pearson
v. Mitchell [1978] 5 W.W.R. 328 the Alberta Supreme
Court
declined to extend the decision in Baker v.
Willoughby to such cases as the
present, Prowse J.A. saying
that " any event that would otherwise be assessed
" as a
future contingency is a relevant factor for assessing damages if it
"
occurs before trial", and a similar conclusion was arrived at by
Latey J.
in Hodgson v. GEC Ltd. [1978] 2 Lloyd's
210.
My Lords, it is a truism that
cases of cumulative causation of damage
can present problems of
great complexity. I can formulate no convincing
juristic or
logical principles supportive of the decision of this House in
Baker
v. Willoughby, and none were there propounded. Lord Pearson
in
particular manifestly acceded to the submission of learned
counsel for the
plaintiff that, " The defendant's approach,
although based on a neat logical
" solution, results in
culpable injustice and, therefore, must be rejected
"
(475 H) . . . . If it is necessary to weigh the balance between
fairness
" to the plaintiff and fairness to the defendant,
the burden should not fall
" on the innocent plaintiff rather
than the tortious defendant. The present
7
" is a case where justice and
logic do not go together, and in the interests
" of justice
the argument founded on logic by the defendants should be
"
rejected. (476G)". Perhaps Glanville Williams was right in
saying that:
" When the lawyer uses the conception of
causation, he is not bound to use
" it in the same way as a
philosopher, or a scientist, or an ordinary man.
" The
concept can be moulded by considerations of policy " (1961
C.L.J. 62,
at 75).
Abandoning the search for logical
principles and advertising solely to
questions of policy, it may
therefore be that Baker v. Willoughby is acceptable
on
its own facts. Even so, I am shaken by (a) the reliance there
mistakenly
placed (as I respectfully think) upon Harwood v.
Wyken Colliery Co., and
(b) the misapprehension that, were
this House to uphold the Court of
Appeal, the innocent yet badly
injured workman might be wholly without
redress for his injuries.
As, however, learned counsel for the respondents
was not minded to
challenge the correctness of Baker on its different facts,
the
matter does not call for present determination.
But what is clear is that where,
as in the present appeal, the question
in issue relates to the
assessment of damages when, a tort having been
committed, the
victim is overtaken before trial by a wholly unconnected
and
disabling illness, the decision in Baker v. Willoughby
has no application.
Your Lordships are therefore untrammelled
by precedent. The effect of the
Court of Appeal's decision is that
no considerations of policy warrant the
imposition on the
respondent of liability for the loss of earnings after the
emergence
of myelopathy. That is in accordance with the long-established
and
eminently reasonable principle that the onset or emergence of
illness
is one of the vicissitudes of life relevant to the
assessment of damages. And
it is of some interest to note that
this view was evidently shared at all stages
by learned counsel
for the plaintiff in Baker v. Willoughby itself, and
had
been anticipated as long ago as 1961 by Glanville Williams
(ibid., at p.76).
I believe the Court of Appeal decision
was entirely correct, and I would
dismiss the appeal.
Lord Russell of Killowen
my
lords,
It is well established that in
assessing compensation for damage caused
to a plaintiff by a
tortfeasor among other considerations is the consequent
loss or
reduction in earning capacity in the working life of the plaintiff.
It is
also well established that it is appropriate, in arriving at
an estimated figure
under that head, that some allowance or
discount should be made for the
ordinary vicissitudes of life. It
is also well established that if by the time
of trial facts emerge
which make known a vicissitude of life as applicable
to the
plaintiff, that knowledge should replace that which would have
been
only an estimate: where there is knowledge estimation has no
part.
One of these vicissitudes is that
a plaintiff might thereafter succumb to a
disease (unconnected
with the tort) which would abbreviate the plaintiff's
working
life. Commonly the discount for such a possibility might well
be
small: but it is not to be ignored. If before trial the
plaintiff does so
succumb in my opinion the evidence of its
abbreviating effect must take
the place of estimate, and reduce
the amount of compensation for the tortious
damage under that
head. In the instant case the plaintiff succumbed to
spondylotic
myelopathy which by 1976, before the trial, terminated his
working
life, which, had its length remained as at the date of the tort,
would
have continued (albeit at a lower wage earning capacity) for
several more
years. For the plaintiff appellant it was contended
that since the evidence
did not show that this condition was
latent and dormant at the date of the
tortious injury, its
emergence could not serve to reduce the amount of
compensation
based on an estimate of working life. But it was conceded
that if
the condition was in some degree present at the date of the tort
the
contrary view should prevail.
8
In the first place I find that
this attempted distinction is calculated to
produce medical
problems virtually impossible of solution. In the joint
medical
report dated 5th March 1979 all that could be said was that at
the
date of the tort "there was no discernible signs or
symptoms of
" myelopathy ".
In the second place this approach
appears to me to intrude upon the well
known principle of discount
or allowance for the vicissitudes of life, by the
wholly
irrelevant principle that a tortfeasor takes his victim as he finds
him.
Among the vicissitudes of life falls to be included the
possibility of developing
a disease which will shorten or
terminate a plaintiff's working life: if that
development takes
place before trial the vicissitude must, it seems to me,
move from
the field of estimate to the field of knowledge.
I agree therefore with the
approach of the Court of Appeal ([1980]
3 W.L.R. 704).
There remains the question of the
decision of this House in Baker v.
Willoughby [1970] AC 467, the facts in which have been related by others
of your
Lordships. That was a case of successive torts by two
tortfeasors.
The first tort severely damaged the plaintiff's leg:
the second tort required
the removal of that leg by surgery. This
House decided that the first
tortfeasor could not escape liability
for the damage done to the now non-
existent leg. The main
consideration leading to the decision was that
otherwise the
second tortfeasor could (on the principle that a tortfeasor
is
entitled to take his victim as he finds him) reduce the damages
against him on
the ground that he was only responsible for the
removal of an already
damaged leg, and not for removal of a sound
leg: thus, if the first tortfeasor
escaped liability, the
plaintiff could not get full compensation for the injuries
done to
him. I am not prepared to state disagreement with the decision.
I
am prepared to suggest that physical damage due to a subsequent tort
is
not to be regarded as a relevant vicissitude. Some of the
reasons given in
that case are susceptible of being taken as
pointing in favour of the appellant
in the instant appeal, but
they do not persuade me that we are led by Baker
v.
Willoughby to take a further step by allowing this appeal. I
add that I
cannot, with respect, find the reliance of Lord Reid on
the workmen's
compensation case of Harwood v. Wyken Colliery
Co. sound.
In short I am persuaded that the
Court of Appeal in the instant case was
right, and I would dismiss
this appeal.
Lord Keith of Kinkel
my lords,
This appeal raises a short but
very difficult point in connection with the
assessment of damages
for personal injuries. In January 1973 the appellant,
in the
course of his employment with the respondents and as a result of
their
negligence, suffered an injury to his back in the shape of a
slipped disc.
This had the effect of incapacitating him for any
but light work. In
September 1976 the appellant was found to be
suffering from a condition
known as cervical myelopathy, unrelated
to the accident, which by the time
his claim came to trial, in
March 1979, had resulted in a total incapacity for
work. According
to an agreed medical report, there were no discernible
signs or
symptoms of myelopathy at the date of the accident in 1973.
In that state of affairs the
question arose whether the respondents were
liable to pay damages
for loss of earnings upon the basis of a partial
incapacity
continuing throughout the period which, in the absence of
the
myelopathy, would have represented the balance of the
appellant's normal
working life, or whether their liability was
limited to loss of earnings up to
the time when the myelopathy
resulted in total incapacity.
The trial judge (Reeve J.) decided
in favour of the greater liability. He
took the view that he was
bound, on the authority of Baker v. Willoughby
[1970] AC 467, to leave out of account the disability caused to the
appellant
by the myelopathy in assessing the damages resulting
from the 1973 accident.
9
The Court of Appeal (Stephenson
and Ackner L.JJ. and Dame Elizabeth
Lane) reversed the decision of
Reeve J., holding that Baker v. Willoughby
(supra) did
not compel the conclusion that where the victim of a tortious
act
suffers a further disability through a supervening event of
non-tortious
character, such as natural disease, the consequences
of the latter event must
be ignored in the assessment of damages.
The facts in Baker v.
Willoughby (supra) were that the plaintiff suffered
an
injury to his left leg through the defendant's negligence, resulting
in a
continuing disability which reduced his earning capacity.
Before his case
came to trial he was shot by a robber in the same
leg, which in consequence
had to be amputated. As a result the
plaintiff's disability was rather greater
than it had been before.
This House reversing the Court of Appeal, held
that the award of
damages for loss of earnings did not fall to be diminished
by
reason of the later injuries, upon the view that they represented no
more
than a concurrent cause, along with the original injury, of
the plaintiff's
disability.
It was argued for the respondent,
defendant in the action, that the second
injury removed the very
limb from which the earlier disability had stemmed,
and that
therefore no loss suffered thereafter could be attributed to
the
respondent's negligence. In rejecting this argument Lord Reid,
whose speech
was concurred in by Lord Guest, Viscount Dilhorne and
Lord Donovan, said
at p.492:
" If it were the case that in
the eye of the law an effect could only
" have one cause then
the respondent might be right. It is always
" necessary to
prove that any loss for which damages can be given was
"
caused by the defendant's negligent act. But it is a commonplace
"
that the law regards many events as having two causes: that happens
"
whenever there is contributory negligence for then the law says
that
" the injury was caused both by the negligence of the
defendant and
" by the negligence of the plaintiff. And
generally it does not matter
" which negligence occurred
first in point of time."
Lord Reid took the view that the
appellant's disability could be regarded
as having two causes, and
he found support for this view in Harwood v.
Wyken
Colliery Co. [1913] 2 KB 158. That was a workmen's
compensation
case in which the Court of Appeal held the plaintiff
entitled to compensation,
notwithstanding that there had
supervened upon the incapacity resulting
from an accident at work
an incapacity of similar extent resulting from
heart disease. Lord
Reid later went on to distinguish the case where
damages might
properly fall to be diminished by reason of the death of
the
plaintiff before trial, upon the basis that in such a case the
supervening event
had reduced the plaintiff's loss. He said at
p.494:
" If the later injury
suffered before the date of the trial either reduces
" the
disabilities from the injury for which the defendant is liable, or
"
shortens the period during which they will be suffered by the
plaintiff,
" then the defendant will have to pay less
damages. But if the later
" injuries merely become a
concurrent cause of the disabilities caused by
" the injury
inflicted by the defendant, then in my view they cannot
"
diminish the damages. Suppose that the plaintiff has to spend a
"
month in bed before the trial because of some illness unconnected
"
with the original injury, the defendant cannot say that he does
"
not have to pay anything in respect of that month; during that
month
" the original injuries and the new illness are
concurrent causes of
" his inability to work and that does
not reduce the damages."
It seems clear from this passage
that the principle of concurrent causes
which Lord Reid selected
as the ratio decidendi of the case would, if sound,
apply
with the same force where the supervening event is natural
disease,
as in the present case, as it does where the supervening
event is a tortious act.
Lord Pearson's main reason for
rejecting the respondent's argument was
that it would produce
manifest injustice. He said at p.495:
" The supervening event has
not made the plaintiff less lame nor
" less disabled nor less
deprived of amenities. It has not shortened
10
" the period over which he
will be suffering. It has made him more
" lame, more
disabled, more deprived of amenities. He should not have
"
less damages through being worse off than might have been expected."
Lord Pearson went on to illustrate
the nature of the injustice by pointing
out that, where the
supervening event was a tortious act, the later tortfeasor,
upon
the principle that he takes his victim as he finds him, would be
liable
for damages in respect of loss of earnings only to the
extent that the act
had caused an additional diminution of earning
capacity. If the earlier
incapacity were treated, in a question
with the first tortfeasor, as submerged
by the later, the
plaintiff would be left in the position of being unable to
recover
from anyone a substantial part of the loss suffered after the date
of
the second tort. So he would not be fully compensated in
respect of the
combined effects of both torts. It is to be
observed that this was the
consideration which had been
principally urged in the argument for the
appellant.
A notable feature of the speeches
in Baker v. Willoughby (supra) is the
absence of any
consideration of the possible implications of what may be
termed
the " vicissitudes " principle. The leading exposition of
this principle
is to be found in the judgment of Brett L.J. in
Phillips v. London & South
Western Railway Co.
(1879) 5 C.P.D. 280, at p.291:
" if no accident had
happened, nevertheless many circumstances
" might have
happened to prevent the plaintiff from earning his previous
"
income; he may be disabled by illness, he is subject to the
ordinary
" accidents and vicissitudes of life; and if all
these circumstances of
" which no evidence can be given are
looked at, it will be impossible to
" exactly estimate them;
yet if the jury wholly pass them over they will
" go wrong,
because these accidents and vicissitudes ought to be taken
"
into account. It is true that the chances of life cannot be
accurately
" calculated, but the judge must tell the jury to
consider them in order
" that they may give a fair and
reasonable compensation."
This principle is to be applied in
conjunction with the rule that the court
will not speculate when
it knows, so that when an event within its scope
has actually
happened prior to the trial date, that event will fall to be
taken
into account in the assessment of damages.
In Harwood v. Wyken Colliery
Co. (supra), which was founded on by
Lord Reid in Baker v.
Willoughby as supporting the view which he took
upon
causation, Hamilton L.J. was at pains to stress that
compensation
under the Workmen's Compensation Acts had nothing in
common with an
award of damages for personal injuries, being based
on what the workman
has earned in the past, not upon what he will
be prevented from earning in
the future. He fully recognised the
application of the " vicissitudes"
principle in the
damages context, saying at p. 169:
" In assessing damages for
injury caused to a plaintiff workman by
" the tortious
negligence of the employer or his servants a jury would
" be
directed that, their damages being a compensation once for all,
they
" must consider not merely past injury, pain and
suffering endured,
" expenses incurred and earnings lost, but
also future loss. They
" would have to measure in money the
future effects of permanent or
" continuing disablement, but
they must consider also the possibility
" of future
diminution or loss of earnings arising independently of the
"
cause of action, from increasing age, from accident or illness in
"
future, and so forth. They would be directed that they had to give
"
solatium for suffering and compensation for disablement, but so
that
" the tort-sufferer should not make a profit out of the
wrong done him,
" the object being by the verdict to place
him in as good a position as
" he was in before the wrong,
but not in any wise in a better one."
By way of contrast, under the
Workmen's Compensation Acts the workman
was given a guarantee of
compensation on the statutory scale where he was
subject to an
incapacity resulting from personal injury by accident arising
out
of and in the course of his employment. The statute did not say
that
the incapacity must result solely from the injury. It
was therefore irrelevant
11
that the incapacity resulted also
to some extent from heart disease. In the
circumstances Harwood
v. Wyken Colliery Co. (supra) must be regarded
as an infirm
foundation for the decision in Baker v. Willoughby (supra).
It is implicit in that decision
that the scope of the " vicissitudes " principle
is
limited to supervening events of such a nature as either to reduce
the
disabilities resulting from the accident or else to shorten
the period during
which they will be suffered. I am of opinion
that failure to consider or
even advert to this implication
weakens the authority of the ratio decidendi
of the case,
and must lead to the conclusion that in its full breadth it is
not
acceptable. The assessment of damages for personal injuries
involves a
process of restitutio in integrum. The object is
to place the injured plaintiff
in as good a position as he would
have been in but for the accident. He is
not to be placed in a
better position. The process involves a comparison
between the
plaintiff's circumstances as regards capacity to enjoy the
amenities
of life and to earn a living as they would have been if the
accident
had not occurred and his actual circumstances in those
respects following
the accident. In considering how matters might
have been expected to
turn out if there had been no accident, the
" vicissitudes " principle says
that it is right to take
into account events, such as illness, which not
uncommonly occur
in the ordinary course of human life. If such events are
not taken
into account, the damages may be greater than are required
to
compensate the plaintiff for the effects of the accident, and that
result
would be unfair to the defendant. Counsel for the appellant
sought to
draw a distinction between the case where the plaintiff,
at the time of the
tortious injury, is already suffering from a
latent undetected condition which
later develops into a disabling
illness, and the case where the inception
of the illness occurs
wholly at a later date. In the former case, so it was
maintained,
the illness would properly fall to be taken into account
in
diminution of damages, upon the principle that the tortfeasor
takes his
victim as he finds him, but in the latter case it would
not. There is no trace
of the suggested distinction in any of the
authorities, and in my opinion it
is unsound and apt to lead to
great practical difficulties, providing ample
scope for
disputation among medical men. What would be the position,
it
might be asked, of an individual having a constitutional weakness
making
him specially prone to illness generally, or an hereditary
tendency to some
specific disease.
I am therefore of opinion that the
majority in Baker v. Willoughby were
mistaken in
approaching the problems common to the case of a supervening
tortious
act and to that of supervening illness wholly from the point of
view
of causation. While it is logically correct to say that in
both cases the
original tort and the supervening event may be
concurrent causes of
incapacity, that does not necessarily, in my
view, provide the correct solution.
In the case of supervening
illness, it is appropriate to keep in view that
this is one of the
ordinary vicissitudes of life, and when one is comparing
the
situation resulting from the accident with the situation had there
been no
accident, to recognise that the illness would have
overtaken the plaintiff in
any event, so that it cannot be
disregarded in arriving at proper compensation,
and no more than
proper compensation.
Additional considerations come
into play when dealing with the problems
arising where the
plaintiff has suffered injuries from two or more successive
and
independent tortious acts. In that situation it is necessary to
secure that
the plaintiff is fully compensated for the aggregate
effects of all his injuries.
As Lord Pearson noted in Baker v.
Willoughby (supra) it would clearly be
unjust to reduce the
damages awarded for the first tort because of the
occurrence of
the second tort, damages for which are to be assessed on the
basis
that the plaintiff is already partially incapacitated. I do not
consider
it necessary to formulate any precise juristic basis for
dealing with this
situation differently from the case of
supervening illness. It might be said
that a supervening tort is
not one of the ordinary vicissitudes of life, or that
it is too
remote a possibility to be taken into account, or that it can
properly
be disregarded because it carries its own remedy. None of
these formulations,
however, is entirely satisfactory. The fact
remains that the principle of full
12
compensation requires that a just
and practical solution should be found.
In the event that damages
against two successive tortfeasors fall to be
assessed at the same
time, it would be highly unreasonable if the aggregate
of both
awards were less than the total loss suffered by the plaintiff.
The
computation should start from an assessment of that total
loss. The award
against the second tortfeasor cannot in fairness
to him fail to recognise that
the plaintiff whom he injured was
already to some extent incapacitated. In
order that the plaintiff
may be fully compensated, it becomes necessary to
deduct the award
so calculated from the assessment of the plaintiff's total
loss
and award the balance against the first tortfeasor. If that be a
correct
approach, it follows that, in proceedings against the
first tortfeasor alone,
the occurrence of the second tort cannot
be successfully relied on by the
defendant as reducing the damages
which he must pay. That, in substance,
was the result of the
decision in Baker v. Willoughby, where the supervening
event
was a tortious act, and to that extent the decision was, in my
view,
correct.
Before leaving the case, it is
right to face up to the fact that, if a non-
tortious supervening
event is to have the effect of reducing damages but a
subsequent
tortious act is not, there may in some cases be difficulty
in
ascertaining whether the event in question is or is not of a
tortious character,
particularly in the absence of the alleged
tortfeasor. Possible questions of
contributory negligence may
cause additional complications. Such difficulties
are real, but
are not sufficient, in my view, to warrant the conclusion that
the
distinction between tortious and non-tortious supervening
events should
not be accepted. The court must simply do its best
to arrive at a just
assessment of damages in a pragmatical way in
the light of the whole
circumstances of the case.
My Lords, for these reasons I would dismiss the appeal.
Lord Bridge of Harwich
my lords,
On the 15th January 1973, the
appellant injured his back in a fall at
the premises where he was
employed by the respondents. He sustained a
prolapsed
intervertebral disc which produced low back pain. In 1976
he
developed cervical myelopathy. This condition was wholly
unrelated to the
1973 injury. It has also been treated as common
ground in the courts below
and in your Lordships' House, that the
condition of cervical myelopathy
was not present in any latent or
dormant form at the date of the appellant's
accident, but
developed subsequently. The effect of the myelopathy was of
itself
such as to render the appellant totally unfit to work from the end
of
September 1976 onwards.
The appellant's claim for damages
against the respondents was tried by
Reeve J. who, on the 26th
March 1979, gave judgment for the appellant,
awarded him £6000
for general damages (reduced in the Court of Appeal
to £4000)
and awarded him special damages representing his loss of
earnings
from the date of the accident to the end of September
1976. No issue is
raised as to any of these matters in your
Lordships' House. The learned
judge went on to consider the extent
to which the appellant's earning capacity
would have been impaired
by the accident injury if the myelopathy had not
supervened. He
assessed this impairment at 50 per cent, held that he
was bound by
authority to disregard the supervening myelopathy in
assessing the
damages resulting from the accident, and accordingly
awarded
further special damages to represent half the appellant's
lost
earnings from October 1976 to the date of the trial, and a
sum in respect
of future loss of earnings calculated by applying a
multiplier of 7 to a
figure representing half the appellant's
annual earning capacity. The
respondent appealed against the
inclusion of these elements of damage in
the award on the ground
that the supervening incapacity of the appellant
attributable to
myelopathy put an end to their legal liability for any loss
of
earnings which, but for myelopathy, would have resulted from the
13
appellant's accident injury in
1973. The Court of Appeal (Stephenson and
Ackner LJJ. and Dame
Elizabeth Lane), in a unanimous judgment delivered
by Ackner LJ.,
so held and reduced the damages accordingly. The appellant
invites
your Lordships to restore the award of the learned judge.
The authority by which the judge
held himself bound, and that which
is the linchpin of the argument
for the appellant before your Lordships,
is the decision of this
house in Baker v. Willoughby [1970] AC 467.
The
plaintiff in that case sustained, by the negligence of the
defendant, an
injury to his left leg which caused a stiff and
painful left ankle,
liability to future arthritis, diminished
mobility and loss of earning capacity.
Subsequently, but before
the trial, he was shot in the left leg in the course
of a robbery
and as a result the leg had to be amputated above the knee.
The
trial judge held that he should not take into account in his
assessment
of the damages the amputation of the left leg, since
the appellant's actual
and prospective loss flowing from the
respondent's negligent act had not
been reduced by the subsequent
loss of the leg. The Court of Appeal
reduced the damages to such
as were appropriate to compensate the plaintiff
for the effects of
the injury up to the date of the subsequent amputation but
no
longer, holding that the subsequent consequences of the
plaintiff's
disability were in law attributable not to the
original injury but to the
subsequent amputation. This House
reversed that decision and restored
the award of the trial Judge.
It is significant that the
argument for the plaintiff in Baker's case, was
put by Mr.
Hugh Griffiths QC, as he then was, on the ground that
special
considerations governed the assessment of damages in the
case of a plaintiff
suffering successive injuries, such as those
suffered by Mr. Baker, where
both were caused tortiously. Mr.
Griffiths appears to have conceded, by
implication if not
expressly, that, if the amputation of the plaintiff's leg
had been
caused by disease or non-tortious accident, the Court of
Appeal's
view of its effect on the assessment of damages for the
previous injury would
have been correct. He argued that the trial
judge's basis of assessment was
necessary in the case of
successive tortious injuries to ensure that the
plaintiff should
recover in the sum of the awards against both tortfeasors
the
aggregate loss he had sustained from both injuries. This he
would not
do if the first tortfeasor's liability was reduced by
the effect of the second
injury, and the second tortfeasor was
entitled to take the plaintiff as he
found him, i.e. as an already
injured man. The Court of Appeal rejected
this argument as
fallacious on the ground that the second tortfeasor would
be
liable to compensate the plaintiff not only for the loss of his
injured lee,
but also for the diminution of his entitlement to
damages against the first
tortfeasor attributable to the loss of
the leg.
Notwithstanding the course taken
by the argument, in the speech of
Lord Reid in this House (with
which Lord Guest, Viscount Dilhorne, and
Lord Donovan agreed)
there is no reference at all to the circumstance that
the
amputation of the plaintiff's leg was the result of a tort as a
factor
relevant to the decision. On the contrary, the reasoning in
the speech
applies equally to the effect of a supervening
disability arising from illness
or non-tortious accident as the
following passages amply demonstrate.
His Lordship said, at p.492: —
"A man is not compensated for
the physical injury: he is
" compensated for the loss which
he suffers as a result of that injury.
" His loss is not in
having a stiff leg: it is in his inability to lead a
" full
life, his inability to enjoy those amenities which depend on
"
freedom of movement and his inability to earn as much as he used to
"
earn or could have earned if there had been no accident. In this
"
case the second injury did not diminish any of these. So why should
"
it be regarded as having obliterated or superseded them?
" If it were the case that in
the eye of the law an effect could
" only have one cause then
the respondent might be right. It is always
" necessary to
prove that any loss for which damages can be given was
"
caused by the defendant's negligent act. But it is a commonplace
that
14
" the law regards many events
as having two causes: that happens
" Whenever there is
contributory negligence for then the law says
" that the
injury was caused both by the negligence of the defendant
"
and by the negligence of the plaintiff. And generally it does not
"
matter which negligence occurred first in point of time.
" I see no reason why the
appellant's present disability cannot be
" regarded as having
two causes, and if authority be needed for this
" I find it
in Harwood v. Wyken Colliery Co. [1913] 2 KB 158.
"
That was a Workmen's Compensation Act case. But causation
"
cannot be different in tort. There an accident made the man only
"
fit for light work. And then a heart disease supervened and it
also
" caused him only to be fit for light work. The
argument for the
" employer was the same as in the present
case. Before the disease
" supervened the workman's
incapacity was caused by the accident.
" Thereafter it was
caused by the disease and the previous accident
" became
irrelevant: he would have been equally incapacitated if the
"
accident had never happened. But Hamilton L.J. said, at p. 169:
"
'... he is not disentitled to be paid compensation by reason of
"
' the supervention of a disease of the heart. It cannot be said
"
' of him that partial incapacity for work has not resulted and is
not
" ' still resulting from the injury. All that can be
said is that such
" ' partial incapacity is not still
resulting " solely" from the
" ' injury.' "
He added, at p.494:
" If the later injury
suffered before the date of the trial either reduces
" the
disabilities from the injury for which the defendant is liable, or
"
shortens the period during which they will be suffered by the
plaintiff,
" then the defendant will have to pay less
damages. But if the later
" injuries merely become a
concurrent cause of the disabilities caused
" by the injury
inflicted by the defendant, then in my view they cannot
"
diminish the damages. Suppose that the plaintiff has to spend a
"
month in bed before the trial because of some illness unconnected
"
with the original injury, the defendant cannot say that he does not
"
have to pay anything in respect of that month; during that month
the
" original injuries and the new illness are concurrent
causes of his
" inability to work and that does not reduce
the damages."
In the speech of Lord Pearson
there are references to the tortious
causation of the supervening
injury, but it is certainly not clear that his
Lordship was
treating this as the critical factor and thus adopting the
narrow
ground for decision advanced by Mr. Griffiths in argument.
In any event,
the ratio decidendi must be collected from
the reasons adopted by the
majority and, according to the strict
doctrine of precedent, I think Reeve J.
was right to treat the
wide principle expressed in the passages from the
speech of Lord
Reid which I have cited as binding him to decide the present
case
as he did.
Mr. Stewart has naturally relied
on Baker's case as binding authority
supporting the learned
judge's assessment of the damages, but, recognising
that it is
open to your Lordships to examine critically and, if thought
right,
to differ from Lord Reid's reasoning, he has sought to
reconcile it with
those principles of law which the Court of
Appeal, in the instant case,
treated as justifying them in
reaching a different conclusion from the
learned judge.
The first principle is that, in
assessing damages for future loss of earnings,
the court makes a
discount for the possibility that, apart from the injury
in
respect of which he claims, the plaintiff's earning capacity may
be
diminished by some independent cause (" the vicissitudes
principle ").
The second principle is that,
since the court does not speculate when
it knows, damages for loss
of earnings, if the plaintiff's earning capacity
has before trial
been actually diminished by some independent cause of
the kind to
which the court would have had regard in applying the
vicissitudes
principle, must be reduced accordingly.
15
Mr. Stewart does not dispute the
existence of either of these principles,
but he contends that the
scope of the vicissitudes principle must be confined
to
consideration of those future possibilities which arise from factors
which
can be shown at the date of trial to have been already
inherent in some
way in the plaintiff's physical make-up, or in
his situation at the date of the
tort, such as a latent but
symptomless arthritis or a particular liability to
injury by
accident arising from the hazardous nature of his occupation.
Naturally, when such factors are
shown to have been present, they will
materially affect the
extent of the discount to be made in assessing damages,
but the
judgment of the Court of Appeal has drawn attention to
the
absurdities which would flow from the adoption of any such
absolute
limitation of the vicissitudes principle as that
suggested. The limitation
would, moreover, be contrary both to
authority and to the underlying
theory of legal causation on which
the vicissitudes principle itself depends.
In the classic words cited by the
Court of Appeal from the judgment of
Brett LJ. in Phillips v.
London and South-Western Railway Co. (1879)
5 C.P.D. 280, at
291:—
" if no accident had
happened, nevertheless many circumstances might
" have
happened to prevent the plaintiff from earning his previous
"
income; he may be disabled by illness, he is subject to the
ordinary
" accidents and vicissitudes of life; and if
all these circumstances of
" which no evidence can be given
are looked at, it will be impossible
" to exactly estimate
them; yet if the jury wholly passed them over
" they will go
wrong, because these accidents and vicissitudes ought to
" be
taken into account." (Emphasis added).
In delivering the judgment of the
Privy Council in Paul v. Rendell on the
very day
your Lordships concluded the hearing of the appeal in this case,
Lord
Diplock said: —
" Where, as in the present
case, the plaintiff's disability is permanent,
" it is, their
Lordships are informed, the common practice in Australia
" to
use actuarial tables for calculating the present capital value of
"
future annual economic loss resulting from the reduction in the
"
plaintiff's annual earnings which the judge considers that he will
suffer
" for the remainder of his working life. From this
figure as a starting
" point the judge makes such adjustments
as he thinks appropriate.
" Some adjustment downwards would
be needed to take account of all
" those contingencies such
as unemployment, ill-health, or any other
" disability short
of premature death, for which allowance is not made
" in the
actuarial tables but which might have deprived the plaintiff of
"
his earning power or reduced it below the figure adopted for the
"
purpose of the actuarial calculation."
The vicissitudes principle itself,
it seems to me, stems from the fundamental
proposition of law that
the object of every award of damages for monetary
loss is to put
the party wronged so far as possible in the same position, no
better
and no worse, as he would be in if he had not suffered the wrong
in
respect of which he claims. To assume that an injured
plaintiff, if not
injured, would have continued to earn his full
wages for a full working life,
is very probably to over-compensate
him. To apply a discount, in respect
of possible future loss of
earnings, arising from independent causes, may
be to
under-compensate him. When confronted by future uncertainty,
the
court assesses the prospects and strikes a balance between
these opposite
dangers as best it can. But when the supervening
illness or injury which
is the independent cause of loss of
earning capacity has manifested itself
before trial, the event has
demonstrated that, even if the plaintiff had never
sustained the
tortious injury, his earnings would now be reduced or
extinguished.
To hold the tortfeasor, in this situation, liable to pay damages
for
a notional continuing loss of earnings attributable to the tortious
injury,
is to put the plaintiff in a better position than he would
be in if he had
never suffered the tortious injury. Put more
shortly, applying well-established
principles for the assessment
of damages at common law, when a plaintiff
16
injured by the defendant's tort is
wholly incapacitated from earning by
supervening illness or
accidental injury, the law will no longer treat the
tort as a
continuing cause of any loss of earning capacity.
It follows from the foregoing that
I am, with the utmost respect, unable
to agree with the opinion of
Lord Reid in Baker's case, as expressed in the
two passages
from his speech which I have cited. In particular, I cannot
accept
that the decision in Harwood v. Wyken Colliery Co. [1913] 2
K.B.
158, affords any authority in support of Lord Reid's
conclusion, or that he
was right to say that causation could not
be different in tort and under the
Workmen's Compensation Acts. In
Harwood's case, Hamilton LJ., with
whose judgment
Cozens-Hardy MR., agreed, was at pains to stress the very
different
principles governing a tortfeasor's liability to pay damages
at
common law on the one hand, and the statutory liability of an
employer to
compensate an injured workman on the other. With
reference to the
former, he clearly recognised the vicissitudes
principle. "They" (sc. the
jury) he said at p. 170 "
would have to measure in money the future effects
" of
permanent or continuing disablement, but they must consider also
"
the possibility of future diminution or loss of earnings arising
independently
" of the cause of action, from increasing age,
from accident or illness in
" future, and so forth."
With reference to the latter, he founded his view that
an injury
at work could be a continuing cause of incapacity, which
would
continue to attract compensation notwithstanding supervening
illness,
entirely on the construction of the particular language
of the statute to be
applied.
Having reached the conclusion that
the ratio decidendi of Baker's case
cannot be
sustained, it remains to consider whether the case should still
be
regarded as authority, as a decision on its own facts for the
proposition that,
when two successive injuries are both caused
tortiously, the supervening
disability caused by the second tort
should, by way of exception to the
general rule arising from the
application of the vicissitudes principle, be
disregarded when
assessing the liability of the first tortfeasor for damages
for
loss of earnings caused by the first tort. I find it difficult to
attribute
such authority to the decision, when both the Court of
Appeal and this
House were expressly invited to adopt that
proposition, and both, in
different ways, declined the invitation.
There is a powerful, perhaps
irresistible, attraction in the
argument that, in the circumstances envisaged,
the aggregate of
the damages recoverable by the plaintiff, should, provided
both
tortfeasors can be found and can meet their liability, be sufficient
to
cover the aggregate loss of earnings, past and future, which
results from
the combined effect of both injuries. But whether
this end is properly
achieved, as between the two tortfeasors, by
apportioning liability on the
principle which commended itself to
the Court of Appeal, or on the principle
for which Mr. Griffiths
contended in argument, seems to me a very difficult
question. For
the reasons I have indicated, I think the speeches in your
Lordships'
House, by going off on a different tack, ultimately left
that
question unanswered. In the instant appeal, Mr. Lawton, for
the respondents,
was content to accept the decision in Baker's
case as correct on its facts, so
your Lordships have not heard
argument on the question. In these
circumstances, the proper
conclusion seems to me to be that the question
should remain open
for decision on another occasion, if and when it arises.
However that may be, for the
reasons indicated earlier in this speech, I
would dismiss the
appeal.
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