Parliamentary
Archives,
HL/PO/JU/18/240
HOUSE OF LORDS
BUSHELL AND ANOTHER (RESPONDENTS)
v.
SECRETARY OF STATE FOR THE ENVIRONMENT
(APPELLANT)
Lord
Diplock
Viscount
Dilhorne
Lord
Edmund-Davies
Lord
Fraser of Tullybelton
Lord
Lane
Lord Diplock
my lords,
This
appeal arises out of a local inquiry which lasted a hundred days
into
two proposed schemes made by the Secretary of State for the
Environment
("the Minister") under section 11 of the
Highways Act 1959, for the
provision of two approximately 15-mile
lengths of special road (i.e.
motor-way) through rural areas to
the south and south-east of Birmingham.
I shall refer to these as
" M42 Bromsgrove " and " M40 Warwick ". They
were
intended to form an integral part of the national network of
motorways
when it is eventually completed and as part of that
network catering for
traffic between the north-west and south-east
of the country and between
the north-east and south-west.
The
procedure to be followed by the Minister in making schemes
under
section 11 of the Act is to be found in Part II of the First
Schedule. It is
not necessary to set it out in detail; it suffices
to say that paragraph 9
provides for the lodging of objections by
persons appearing to the Minister
to be affected by the proposed
scheme and goes on to provide that if any
such objection is not
withdrawn " the Minister shall cause a local inquiry to
"
be held ". There is a discretion in the Minister to dispense
with an
inquiry if he is satisfied that circumstances exist that
make it unnecessary;
but that does not apply to the instant case.
The local inquiry was held.
The Act
itself says nothing more than this about the scope of the
inquiry
or the procedure to be followed at or after it, save that
paragraph
10 provides:
"
After considering any objections to the proposed scheme which
"
are not withdrawn, and, where a local inquiry is held, the report
"
of the person who held the inquiry, the Minister may make or
"
confirm the scheme either without modification or subject to such
"
modifications as he thinks fit."
So before
reaching his decision the Minister must consider the objections,
so
far as not withdrawn, and the report of the inspector who held the
local
inquiry, before he makes up his mind whether to exercise his
administrative
discretion in favour of making the scheme either in
its original form or
with modifications or not making it at all;
and section 12 of the Tribunals
and Inquiries Act 1971 requires
him to give reasons for his decision.
At the time of the inquiry
in the instant case no rules regulating the
procedure to be
followed at the inquiry had been made under section 11 of
the
latter Act. The Highways (Inquiries Procedure) Rules 1976 did
not
come into force until long after the inquiry in the instant
case had closed.
The Minister had, however, announced his
willingness at local inquiries
into proposed schemes for motorways
to comply with those rules that
were already applicable in case of
compulsory acquisition of land by
Ministers—The Compulsory
Purchase by Ministers (Inquiries Procedure)
Rules 1967. These are
in substantially the same terms as the subsequent
Highways
Procedure Rules of 1976, but with one difference to which I shall
be
referring later.
My Lords,
before I come to the specific complaints as to the procedure
followed
at the local inquiry and thereafter before the Minister's
decision,
which have been held by a majority of the Court of
Appeal to justify
quashing the Minister's decisions on the ground
that the objectors were
2
denied
natural justice, I think that it is useful to give some
general
consideration to the scope and purpose of a local inquiry
into a scheme for
a motorway which the Minister himself proposes
to make under section 11
of the Highways Act 1959, and also to the
functions of the inspector by
whom such an inquiry is held and of
the Minister after the inspector's
report has been received by him
and before he has made his decision.
The
provision and improvement of a national system of routes for
through
traffic for which a Government Department and not a local
authority
should be the highway authority has formed a part of
national
transport policy since the passing of the Trunk Roads Act
in 1936. As
part of this national network, or superimposed upon
it, there have been
constructed by stages during the course of the
last thirty years special roads
familiarly known as motorways
which were first authorised by the Special
Roads Act 1949. The
construction of motorways is a lengthy and
expensive process and
it has been the policy of successive Governments,
which would in
any event have been dictated by necessity, to construct the
network
by stages. The order in which the various portions of the network
are
to be constructed thus becomes as much a matter of
Government
transport policy as the total extent and configuration
of the motorway
network itself. It also has the consequence that
schemes for the provision
of special roads which, the Minister
proposes to make under section 11 of
the Highways Act 1959, deal
with comparatively short stretches in a
particular locality of
what, when the other stretches are completed, will
be integral
parts of the national network. It follows, therefore, that there
will
be a whole series of schemes relating to successive stretches of
the
national network of motorways each of which may be the subject
of separate
local inquiries under Schedule 1. paragraph 9, to the
Act.
A scheme
made by the Minister under section 11 does no more than
authorise
the construction of the stretch of motorway to which it relates.
It
does not follow that the construction of that stretch will begin
immediately
or within any fixed time limit or, indeed, at all.
Section 286 provides for
its revocation or amendment by a
subsequent scheme which may be made
at any time either before or
after construction has begun. Before
construction can start
however it will be necessary to make compulsory
purchase orders in
respect of the lands required for the motorway and its
approach
roads and these in turn are likely to be the subject of further
local
inquiries. So from the publication of the draft scheme to the
actual
construction of the stretch of motorway which is authorised
the process is
necessarily a long one in the course of which
circumstances may alter and
even government policy may change.
Where it
is proposed that land should be acquired by a Government
Department
or local authority and works constructed on it for the benefit
of
the public either as a whole or in a particular locality, the holding
of
a public inquiry before the acquisition of the land and the
construction of
the works are authorised has formed a familiar
part of the administrative
process ever since authorisation by
ministerial order of compulsory
acquisition of land for public
purposes began to be used to replace
parliamentary authorisation
by Private Bill procedure in the nineteenth
century. The essential
characteristics of a " local inquiry ", an expression
which
when appearing in a statute has by now acquired a special meaning
as
a term of legal art, are that it is held in public in the locality in
which
the works that are the subject of the proposed scheme are
situated by a
person appointed by the Minister upon whom the
statute has conferred
the power in his administrative discretion
to decide whether to confirm
the scheme. The subject matter of the
inquiry is the objections to the
proposed scheme that have been
received by the Minister from local
authorities and from private
persons in the vicinity of the proposed stretch
of motorway whose
interests may be adversely effected, and in consequence
of which
he is required by Schedule 1. paragraph 9. to hold the inquiry.
The
purpose of the inquiry is to provide the Minister with as
much
information about those objections as will ensure that in
reaching his
decision he will have weighed the harm to local
interests and private persons
3
who may be
adversely affected by the scheme against the public benefit
which
the scheme is likely to achieve and will not have failed to
take
into consideration any matters which he ought to have taken
into
consideration.
Where
rules regulating the procedure to be followed at a local inquiry
held
pursuant to a particular statutory provision have been made by
the
Lord Chancellor under section 11 of the Tribunals and
Inquiries Act 1971.
the Minister and the inspector appointed to
hold the inquiry must observe
those rules; but no such rules were
applicable in the instant case—they had
not yet been made.
The Highways Act 1959 being itself silent as to the
procedure to
be followed at the inquiry, that procedure, within such limits
as
are necessarily imposed by its qualifying for the description "
local
" inquiry ", must necessarily be left to the
discretion of the Minister or the
inspector appointed by him to
hold the inquiry on his behalf, or partly to
one and partly to the
other. In exercising that discretion, as in exercising
any other
administrative function, they owe a constitutional duty to perform
it
fairly and honestly and to the best of their ability, as Lord Greene
M.R.
pointed out in his neglected but luminous analysis of the
quasi-judicial and
administrative functions of a Minister as
confirming authority of a
compulsory purchase order made by a
local authority which is to be
found in B. Johnson & Co.
(Builders) Ltd. v. Minister of Health [1947]
2 All E.R.
395 at pp.399, 400. That judgment contains a salutary warning
against
applying to procedures involved in the making of
administrative
decisions, concepts that are appropriate to the
conduct of ordinary civil
litigation between private parties. So
rather than use such phrases as
" natural justice "
which may suggest that the prototype is only to be found
in
procedures followed by English courts of law, I prefer to put it that
in
the absence of any rules made under the Tribunals and Inquiries
Act 1971.
the only requirement of the Highways Act 1959, as to the
procedure to
be followed at a local inquiry held pursuant to
Schedule 1, paragraph 9. is
that it must be fair to all those who
have an interest in the decision that
will follow it whether they
have been represented at the inquiry or not.
What is a fair
procedure to be adopted at a particular inquiry will depend
upon
the nature of its subject matter.
What is
fair procedure is to be judged not in the light of
constitutional
fictions as to the relationship between the
Minister and the other servants
of the Crown who serve in the
Government Department of which he is
the head, but in the light of
the practical realities as to the way in which
administrative
decisions involving forming judgments based on
technical
considerations are reached. To treat the Minister in his
decision-making
capacity as someone separate and distinct from the
Department of
Government of which he is the political head and for
whose actions he
alone in constitutional theory is accountable to
Parliament, is to ignore
not only practical realities but also
Parliament's intention. Ministers come
and go; departments, though
their names may change from time to
time, remain. Discretion in
making administrative decisions is conferred
upon a Minister not
as an individual but as the holder of an office in which he
will
have available to him in arriving at his decision the collective
knowledge,
experience and expertise of all those who serve the
Crown in the department
of which, for the time being, he is the
political head. The collective
knowledge, technical as well as
factual, of the civil servants in the
Department and their
collective expertise is to be treated as the Minister's
own
knowledge, his own expertise. It is they who in reality will
have
prepared the draft scheme for his approval; it is they who
will in the first
instance consider the objections to the scheme
and the report of the
inspector by whom any local inquiry has been
held and it is they who will
give to the Minister the benefit of
their combined experience, technical
knowledge and expert opinion
on all matters raised in the objections and
the report. This is an
integral part of the decision-making process itself;
it is not to
be equiparated with the Minister receiving evidence, expert
opinion
or advice from sources outside the Department after the local
inquiry
has been closed.
4
The
content of a draft scheme under section 11 of the Highways Act
1959
for a stretch of motorway to be made by the Minister is
purely
factual. It describes the proposed route of the motorway
and its connecting
roads by reference to a deposited plan. It
discloses no reasons why the
Department considers that it is in
the public interest that the construction of
this particular
stretch of motorway should be authorised at this particular
time
upon the particular line shown in the deposited plan. If the
Minister
is to give proper consideration to objections to the
scheme by persons in
the vicinity of the proposed stretch of
motorway, as he is required to do
by Schedule 1, paragraph 10,
fairness requires that the objectors should
have an opportunity of
communicating to the Minister the reasons for
their objections to
the scheme and the facts on which they are based. The
Highways Act
1959 requires that the form in which that opportunity is
to be
afforded to them is at a local inquiry. Fairness, as it seems to
me,
also requires that the objectors should be given sufficient
information about
the reasons relied on by the Department as
justifying the draft scheme, to
enable them to challenge the
accuracy of any facts and the validity of any
arguments upon which
the Departmental reasons are based.
A draft
scheme is likely to attract supporters as well as objectors;
to
modify the scheme so as to meet an individual objection for
instance as
to the line of the motorway or any connecting roads,
may have the result
of transferring the adverse effect of the
scheme from the objecting property-
owner to someone else who had
no reason to object to the draft scheme
as originally published.
Fairness would suggest that supporters of the
scheme should also
be heard and would require that before a decision is
made to
modify a draft scheme those adversely affected by the
modification
should be given an opportunity of stating their
reasons for objecting to it.
In the
instance case the public inquiries into the two schemes which
were
for two adjoining stretches of the national motorway network
were
held together. There were 170 objections to the schemes which
had not
been withdrawn when the combined inquiry began. There were
about a
hundred different parties who took part in it and made
representations to
the inspector orally or in writing in objection
to or in support of the
schemes. Many of these called witnesses in
support of their representations.
The hearing of the inquiry by
the inspector took a hundred working days
between June 1973 and
January 1974. He made his report to the Minister
on 12 June 1975.
It is
evident that an inquiry of this kind and magnitude is quite
unlike
any civil litigation and that the inspector conducting it
must have a wide
discretion as to the procedure to be followed in
order to achieve its
objectives. These are to enable him to
ascertain the facts that are relevant
to each of the objections,
to understand the arguments for and against them
and, if he feels
qualified to do so, to weigh their respective merits, so that
he
may provide the Minister with a fair, accurate and adequate report
on
these matters.
Proceedings
at a local inquiry at which many parties wish to make
representations
without incurring the expense of legal representation, and
cannot
attend the inquiry throughout its length ought to be as informal
as
is consistent with achieving those objectives. To
"over-judicialise" the
inquiry by insisting on
observance of the procedures of a court of justice
which
professional lawyers alone are competent to operate effectively
in
the interests of their clients would not be fair. It would, in
my view, be
quite fallacious to suppose that at an inquiry of this
kind the only fair way
of ascertaining matters of fact and expert
opinion is by the oral testimony
of witnesses who are subjected to
cross-examination on behalf of parties
who disagree with what they
have said. Such procedure is peculiar to
litigation conducted in
courts that follow the common law system of
procedure; it plays no
part in the procedure of courts of justice under legal
systems
based upon the civil law, including the majority of our fellow
Member
States of the European Communities; even in our own Admiralty
Court
it is not availed of for the purpose of ascertaining expert opinion
on
5
questions
of navigation—the judge acquires information about this
by
private inquiry from assessors who are not subject to
cross-examination
by the parties. So refusal by an inspector to
allow a party to cross-examine
orally at a local inquiry a person
who has made statements of facts or has
expressed expert opinions
is not per se unfair.
Whether
fairness requires an inspector to permit a person who has
made
statements on matters of fact or opinion, whether expert or
otherwise,
to be cross-examined by a party to the inquiry who
wishes to dispute a
particular statement, must depend on all the
circumstances. In the instant
case, the question arises in
connection with expert opinion upon a technical
matter. Here the
relevant circumstances in considering whether fairness
requires
that cross-examination should be allowed include the nature of
the
topic upon which the opinion is expressed, the qualifications of
the
maker of the statement to deal with that topic, the forensic
competence of
the proposed cross-examiner, and, most important,
the inspector's own views
as to whether the likelihood that
cross-examination will enable him to make
a report which will be
more useful to the Minister in reaching his decision
than it
otherwise would, is sufficient to justify any expense and
inconvenience
to other parties to the inquiry which would be
caused by any resulting
prolongation of it.
The
circumstances in which the question of cross-examination arose in
the
instant case were the following. Before the inquiry opened
each objector
had received a document containing a statement of
the Minister's reasons for
proposing the draft scheme. It was
itself a long and detailed document, and
was accompanied by an
even longer and more detailed one called Strategic
Studies
Information, which gave an account of various traffic studies that
had
been undertaken between 1964 and 1973 in the area to be served
by M42
Bromsgrove and M40 Warwick, the methodology used for those
studies and
the conclusions reached. The second paragraph of the
Minister's statement
of reasons said: " The Government's
policy to build these new motorways "
(s.c. for which the two
schemes provided) " will not be open to debate at
" the
forthcoming inquiries; the Secretary of State is answerable to
Parliament
" for this policy ".
"
Policy " as descriptive of departmental decisions to pursue a
particular
course of conduct is a protean word and much confusion
in the instant case
has, in my view, been caused by a failure to
define the sense in which it
can properly be used to describe a
topic which is unsuitable to be the
subject of an investigation as
to its merits at an inquiry at which only persons
with local
interests affected by the scheme are entitled to be represented.
A
decision to construct a nationwide network of motorways is clearly
one
of Government policy in the widest sense of the term. Any
proposal to alter
it is appropriate to be the subject of debate in
Parliament, not of separate
investigations in each of scores of
local inquiries before individual inspectors
up and down the
country upon whatever material happens to be presented
to them at
the particular inquiry over which they preside. So much
the
respondents readily concede.
At the
other extreme the selection of the exact line to be followed
through
a particular locality by a motorway designed to carry
traffic between the
destinations that it is intended to serve
would not be described as involving
Government policy in the
ordinary sense of that term. It affects particular
local interests
only and normally does not affect the interests of any wider
section
of the public, unless a suggested variation of the line would
involve
exorbitant expenditure of money raised by taxation. It is
an appropriate
subject for full investigation at a local inquiry
and is one on which the
inspector by whom the investigation is to
be conducted can form a judgment
on which to base a recommendation
which deserves to carry weight with the
Minister in reaching a
final decision as to the line the motorway should
follow.
Between
the black and white of these two extremes, however, there is what
my
noble and learned friend, Lord Lane, in the course of the
hearing
described as a " grey area ". Because of the
time that must elapse between
6
the
preparation of any scheme and the completion of the stretch of
motorway
that it authorises, the Department, in deciding in what
order new stretches
of the national network ought to be
constructed, has adopted a uniform
practice throughout the country
of making a major factor in its decision
the likelihood that there
will be a traffic need for that particular stretch of
motorway in
fifteen years from the date when the scheme was prepared.
This is
known as the " design year " of the scheme. Priorities as
between
one stretch of motorway and another have got to be
determined somehow.
Semasiologists may argue whether the adoption
by the Department of a
uniform practice for doing this is most
appropriately described as Government
policy or as something else.
But the propriety of adopting it is clearly a
matter fit to be
debated in a wider forum and with the assistance of a wider
range
of relevant material than any investigation at an individual
local
inquiry is likely to provide; and in that sense at least,
which is the relevant
sense for present purposes, its adoption
forms part of Government policy.
The "
need " for a new road to carry traffic between given
destinations is
an imprecise concept. If it is to be used as an
important factor in comparing
one situation with another for the
purpose of determining priorities, there
must be uniform criteria
by which that need in each locality is to be measured.
The test of
future needs in the design year which the Department has adopted
is:
whether, if the new stretch of motorway is not constructed, there
will be
undue congestion of traffic on existing roads, either in
the locality or forming
other parts of the national network of
motorways, for which the new stretch
of motorway would provide an
alternative route. To apply this test of need
to a design year
fifteen years ahead involves, among other things, estimating
(1)
the amount of traffic that the existing roads in the locality are
capable
of bearing without becoming so congested as to involve
unacceptable delays;
and (2) the amount of traffic that in the
absence of the new stretch of
motorway would in the design year be
using those existing roads which the
motorway is intended to
relieve.
The
methods used by the Department for arriving at these estimates
are
very complicated. So far as I am capable of understanding them
as one
who is by now (I hope) a reasonably well-informed layman,
it is obvious to
me that no one who is not an expert in this
esoteric subject could form a
useful judgment as to their merits.
The methods used are kept under
periodical review by the
Department's own experts as a result of which they
are revised
from time to time. They are described in published documents.
One
which it will be necessary to mention dealt with the capacity of
rural
roads; but that which is most relevant to the respondent's
complaint about
refusal to permit cross-examination in the instant
case has been referred to
as the Red Book. It was published in
1968 under the title " Traffic Prediction
"for Rural
Roads" and described the method that had been used
for
predicting the growth of traffic up to the design year on the
roads which
the M42 Bromsgrove and M40 Warwick were intended to
relieve. Important
features of the method set out in the Red Book
for predicting traffic that
will be using the roads in a
particular locality are the assumptions (1) that
in general
traffic on rural roads throughout the country will grow at the
same
rate in all areas, except where exceptional changes can be foreseen
as
likely to take place in a particular locality; and (2) that the
annual rate of
growth will fall off as vehicle ownership in the
country approaches saturation
point, and that the best way of
predicting what the growth will have been
up to a particular
design year is by assuming that it can be graphically
represented
by a curve that is asymptotic (i.e. broadly "S" shaped)
and
whose shape where it represents future years can be
extrapolated (i.e.
predicted) from the shape of the curve which
represents the observed annual
increase in vehicle registrations
over past years. It was recognised that
predictions as applied to
individual roads could only be very approximate
and were subject
to margins of error as high as 10% to 20%.
The
decisions to make these two assumptions for the purpose of
calculating
and comparing what traffic needs will be in all
localities throughout the
country in which it is proposed to
construct future stretches of the national
network of motorway,
might not, in a general context, be most naturally
7
described
as being government policy; but if a decision to determine
priorities
in the construction of future stretches of the national
network of motorways
by reference to their respective traffic
needs in a design year fifteen years
ahead can properly be
described as government policy, as I think it can, the
definition
of " traffic needs " to be used for the purposes of
applying the
policy, viz. traffic needs as assessed by methods
described in the Red Book
and the departmental publication on the
capacity of rural roads may well be
regarded as an essential
element in the policy. But whether the uniform
adoption of
particular methods of assessment is described as policy
or
methodology, the merits of the methods adopted are, in my view,
clearly not
appropriate for investigation at individual local
inquiries by an inspector
whose consideration of the matter is
necessarily limited by the material which
happens to be presented
to him at the particular inquiry which he is holding.
It would be
a rash inspector who based on that kind of material a
positive
recommendation to the Minister that the method of
predicting traffic needs
throughout the country should be changed
and it would be an unwise
Minister who acted in reliance on it.
At the
local inquiry into the M42 Bromsgrove and the M40 Warwick,
objectors
including the respondents, whose property would be affected by
the
scheme, and the M42 Action Committee, a "pressure group"
which
supported them primarily upon environmental grounds, had
studied in
advance the Minister's reasons for the schemes, the
Strategic Studies
Information and the Red Book. They came to the
inquiry prepared to
criticise the methods used to predict the
traffic needs in the design year on
local roads in the localities
of the M42 Bromsgrove and M40 Warwick and
to call evidence of
witnesses with professional qualifications to testify to
their
unreliability. The circumstances in which the inspector was
induced to give
an early ruling as to what evidence he would admit
and what cross-
examination he would allow are recounted in the
speech of my noble and
learned friends. In the result—and
when one is considering natural justice
it is the result that
matters—the objectors were allowed to voice their
criticisms
of the methods used to predict traffic needs for the purposes of
the
two schemes and to call such expert evidence as they wanted to
in support
of their criticisms. What they were not allowed to do
was to cross-examine
the Department's representatives upon the
reliability and statistical validity
of the methods of traffic
prediction described in the Red Book and applied
by the Department
for the purpose of calculating and comparing traffic needs
in all
localities throughout the country. This is the only matter in
relation
to the conduct of the inquiry by the inspector of which
complaint is made.
Was this
unfair to the objectors? For the reasons I have already given
and
in full agreement with the minority judgment of Templeman L.J. in
the
Court of Appeal, I do not think it was. I think that the
inspector was right
in saying that the use of the concept of
traffic needs in the design year
assessed by a particular
method as the yardstick by which to determine the
order in
which particular stretches of the national network of
motorways
should be constructed, was government policy in the
relevant sense of being
a topic unsuitable for investigation by
individual inspectors upon whatever
material happens to be
presented to them at local inquiries held throughout
the country.
In June
1975 the inspector sent his report to the Minister. He
recommended
that both schemes should be made as drafted but
subject to a considerable
number of relatively minor
modifications; and he duly reported to the Minister
the criticisms
of the Red Book method of forecasting traffic growth that he
had
received. As regards traffic needs in the design year, the inspector
came
to the conclusion that he ought to be guided by the
Department's forecasts
while at the same time recognising the wide
margin of error to which they
were admitted to be subject. He
added: "It may well be that more
" up-to-date and
authoritative forecasts will have become available by the time
"
you consider this report; if so, you will, I trust, be in a position
to assess
" my conclusions in the light of this later
information."
8
The
inspector's prophecy had been borne out by the time the Minister
made
his decision on 5 August 1976. In August 1974, new standards
for
assessing the capacity of rural roads were adopted and
published by the
Department. Experience had shown that as a result
of improvements
in motor vehicles and road construction modern
roads were capable of
carrying more traffic than they had been
credited with under the previous
system by which capacity was
estimated. In 1975, the method described
in the Red Book for
predicting traffic growth on rural roads was abandoned
by the
Department and replaced by a revised method. It is not necessary
to
describe the changes except to say that they resulted in predictions
of
slower growth than the Red Book method. The respondents claim
that it
was a denial of natural justice to them on the Minister's
part not to re-open
the local inquiry so as to give to objectors
an opportunity of criticising
these revised methods of assessment,
cross-examining the Department's
representatives about them and
advancing arguments as to the strength
they added to the
objectors' case.
As a
further ground for re-opening the inquiry, the respondents
also
relied upon the fact that in 1974 actual traffic counts were
made on roads
in the areas affected by M42 Bromsgrove and M40
Warwick which could
be compared with figures that had been
predicted for that year at the
inquiry by extrapolation from
actual counts that had been made in 1968.
The actual numbers were
substantially less than those that had been
predicted. This is not
at all surprising when it is borne in mind that 1974
was the oil
crisis year and I need say no more about it.
My Lords,
in the analysis by Lord Greene M.R. in B. Johnson & Co.
v.
Minister of Health (supra) of the common case in
which a Minister's
functions are to confirm, modify or reject a
scheme prepared and promoted
by a local authority, it is pointed
out that the Minister's ultimate decision
is a purely
administrative one. It is only at one stage in the course of
arriving
at his decision that there is imposed on his administrative
character,
a character loosely described as being quasi
judicial; and that is: when he
is considering the respective
representations of the promoting authority and
of the objectors
made at the local inquiry and the report of the inspector
upon
them. In doing this he must act fairly as between the
promoting
authority and the objectors; after the inquiry has
closed he must not hear
one side without letting the other know;
he must not accept from third
parties fresh evidence which
supports one side's case without giving the
other side an
opportunity to answer it. But when he comes to reach his
decision,
what he does bears little resemblance to adjudicating on a
lis
between the parties represented at the inquiry. Upon
the substantive matter,
viz. whether the order should be confirmed
or not, there is a third party
who was not represented at the
inquiry, the general public as a whole
whose interests it is the
Minister's duty to treat as paramount. No one
could reasonably
suggest that as part of the decision-making process after
receipt
of the report the Minister ought not to consult with the officials
of
his department and obtain from them the best informed advice he
can to
enable him to form a balanced judgment on the strength of
the objections
and merits of the scheme in the interests of the
public as a whole, or that
he was bound to communicate the
departmental advice that he received
to the promoting authority
and the objectors.
If the
analogy of a lis inter partes be a false analogy even where
the
scheme which is the subject of the local inquiry is not a
departmental
scheme but one of which a public authority other than
the Minister is the
originator, the analogy is even farther from
reflecting the essentially
administrative nature of the Minister's
functions when having considered
in the light of the advice of his
Department the objections which have been
the subject of a local
inquiry and the report of the inspector, he makes his
decision in
a case where the scheme is one that has been prepared by his
own
Department itself and which it is for him in his capacity as head
of
that Department to decide whether it is in the general public
interest that it
should be made or not. Once he has reached his
decision he must be
prepared to disclose his reasons for it,
because the Tribunals and Inquiries.
9
Act 1971
so requires; but he is, in my view, under no obligation to
disclose
to objectors and give them an opportunity of commenting
on advice, expert
or otherwise, which he receives from his
Department in the course of
making up his mind. If he thinks that
to do so will be helpful to him in
reaching the right decision in
the public interest he may, of course, do so;
but if he does not
think it will be helpful—and this is for him to
decide—failure
to do so cannot in my view be treated as a denial of natural
justice
to the objectors.
In the
instant case the respondents were in fact aware of the advice
the
Minister had received from his Department upon two matters
after the local
inquiry had closed and before he made his
decision. That advice was
disclosed in the two publicly available
documents that I have mentioned,
which announced revisions in the
methods to be used by the Department,
including the Minister as
its head, in estimating the capacity of rural roads
to carry
traffic and the predictions of traffic growth on rural roads. Both
of
these changes in government policy as to the yardstick by which
the
traffic need for one stretch of the national network of
motorways is to be
compared with the traffic need for another,
were relevant to the Minister's
decision in August 1976 whether to
authorise the schemes for the
construction of M42 Bromsgrove and
M40 Warwick then or to let them
lapse. So the Department did their
sums again, applying the revised
methods of estimation and
prediction. The results of these fresh calculations
are stated by
the Minister in those paragraphs of the letter giving the reasons
for
his decision, which are cited by Templeman L.J. in his judgment.
It
suffices for my purpose to say that; having regard to the later
design year
that had become appropriate in view of the lapse of
time since 1972 when
the schemes were first prepared, the Minister
was of opinion that the
traffic needs for the M42 Bromsgrove and
for the M40 Warwick disclosed
by using the revised methods of
estimation and prediction did not differ so
materially from those
estimates of traffic needs arrived at by the unrevised
methods on
which the Department had relied in its evidence at the local
inquiry,
as to affect the Minister's decision to accept the
inspector's
recommendation that the schemes should be made,
despite the fact that it
was the latter that were the departmental
estimates which the inspector
had before him when he made his
recommendations.
My Lords,
what the respondents really wanted to do in seeking the
re-opening
of the local inquiry was to hold up authorisation of the
construction
of M42 Bromsgrove and M40 Warwick until the revised
methods
adopted by the Department for estimating the comparative
traffic
needs for stretches of the national network of motorways
which have not
yet been constructed had been the subject of
investigation at the re-opened
inquiry. For reasons that I have
already elaborated, a local inquiry does
not provide a suitable
forum in which to debate what is in the relevant
sense a matter of
government policy. So the Minister was in my view fully
justified
in refusing to re-open the local inquiry and in refusing to defer
his
decision whether or not to make the schemes until after this had
been
done and he had received a further report from the inspector.
So the second
ground on which the respondents claim they have
suffered a denial of natural
justice in my view also fails.
The
schemes were, in my view, validly made by the Minister on 5
August
1976 and I would allow the appeal.
I would
not, however, part from this case without remarking that the
making
of a scheme under section 11 of the Highways Act 1959 is by no
means
the end of the matter. More than three years have passed since
the
schemes were made in the instant case; the next step, the
procedure
for making compulsory purchase orders in respect of land
needed for the
construction of the motorways, has not yet been put
in hand. The pendency
of the present litigation would have
prevented this even if the Minister had
wanted to start
construction by now. In the meantime even since the
Minister's
decision, there have been further revisions in the method of
10
estimating
traffic need in future years. These have now been adopted
by the
Minister on the recommendation of an expert departmental
committee,
appointed for this purpose. In making his administrative
decision
whether and when to proceed with the actual construction of
M42
Bromsgrove or M40 Warwick, pursuant to the authorisation
granted by
the schemes, the Minister will take into consideration
traffic needs as
assessed by whatever is the method that it is
then the policy of the
Department to adopt as the most reliable
available. But schemes
authorising the construction of motorways
and decisions to act on such
authorisations cannot be held up
indefinitely because the current methods
of estimating and
predicting future traffic needs are imperfect and are likely
to be
improved as further experience is gained. Comparative traffic
needs
must be measured by the best yardstick available at the time
of the decision
and it is in the nature of the problem with which
the Minister is confronted
that this may not be the same at the
times when each of the successive
decisions are taken: viz. to
publish the draft scheme, to make the scheme
and to proceed with
the construction of the stretch of motorway authorised
by the
scheme.
That is
why in the last letter from the Department to the objectors that
was
put in evidence in the instant case and was dated after the
Minister's
decision had been made, it was said:
" If
your Committee wishes to make further representations, such
"
representations can always be considered by the Secretary of State
"
as part of the continuous consideration of any of the Department's
"
proposals."
Viscount Dilhorne
MY LORDS,
Section 11
of the Highways Act 1959 gives the Minister of Transport
power to
make a scheme authorising the provision of a special road if the
road
is to be provided by him. If the special road is to be provided by
a
local highway authority, the scheme authorising it is made by
the local
highway authority and confirmed by the Minister.
Any scheme
for such a road, whether proposed by the Minister or
submitted to
him by a local highway authority, must be published in
accordance
with the requirements of paragraph 1 of the 1st Schedule to the
Act.
If any objection to the proposed scheme is received by the
Minister
within the stipulated period and is not withdrawn, the
Minister must cause
a local inquiry to be held though in certain
circumstances he may dispense
with that if he is satisfied that
the holding of an inquiry is unnecessary
(1st Sched: para: 9).
Then, after considering any objections which are not
withdrawn,
and when a local inquiry is held, the report of the person who
held
the inquiry, the Minister may make or confirm the scheme
either
without modification or subject to such modifications as he
thinks fit
(1st Sched: para: 10).
Two
schemes were published in accordance with the statutory
requirements
for the provision under section 11 of two stretches of
motorway,
one 18.5 miles in length to form the Bromsgrove Section of
the
proposed M.42, and the other about 13.2 miles in length to form
the
Warwick Section of the proposed M.40. 900 objections were
lodged
and, as 170 of them were not withdrawn, the Secretary of State
caused
a local inquiry to be held. When it has been decided that
the
construction of a particular motorway is desirable, schemes
are published
in relation to different stretches of the motorway
with the consequence that
there may be a number of local inquiries
in respect of each motorway.
Then, if a scheme is made or
confirmed, there may be more local inquiries
if objection is taken
to the acquisition of the land required. It is a lengthy
process.
11
The Franks
Committee in 1957 in their report on Administrative
Tribunals and
Enquiries (Cmd. 218) recommended that before a local
inquiry was
opened, particulars of the case for the proposal should be
given
in the form of a written statement and that the views of the
Minister
responsible should be given in the form of a policy
statement as fairness
required that those whose individual rights
and interests were likely to
be adversely affected by the action
proposed, should know in good time
the case they had to meet.
In
accordance with this recommendation the Department produced and
sent
to objectors a lengthy ' Statement of Case ' for their proposals. It
was
accompanied by a 'Statement of Policy by the Secretary of
State for the
'Environment'.
The introductory paragraphs of the Statement of Case read as follows: —
" 1.1
It is the Government's policy as part of a strategic Trunk
"
Road Network to be completed by the early 1980's, to build new
"
motorways to provide relief to the M.1/M.6 and Trunk Roads in
"
the Oxford-Birmingham corridor, and for the M.5 and Trunk Roads
"
in the Birmingham-Nottingham corridor. The M.42 Bromsgrove
"
Section and the M.40 Warwick Section are integral parts of these
"
new motorways (Policy Statement appended).
" 1.2
The Government's policy to build these new motorways will
"
not be open to debate at the forthcoming inquiries; the Secretary
of
" State is answerable to Parliament for this policy. But
objectors will
" be free to argue, if they so wish, that the
M.42 Bromsgrove Section
" and M.40 Warwick Section should not
be built upon the line at
" present proposed by the Secretary
of State in his draft published
" schemes and that the
Umberslade interchange should be differently
" located.
" 1.3
This Statement of Case will, therefore, explain the background
"
against which the Secretary of State reached his policy to build
the
" motorways and the need which they are intended to
serve. It will be
" explained how the published lines of the
M.42 Bromsgrove Section
" and the M.40 Warwick Section and
the published location of the
" Umberslade Interchange were
selected."
The Policy
Statement also stated that it was the Government's policy to
build
these motorways and that the Bromsgrove and Warwick sections
were
integral parts of them. It repeated that the Secretary of State's
general
policy of providing the strategic network would not be
open to debate at
the inquiries into the proposals for the
Bromsgrove and Warwick Sections.
The Franks
Committee recognised that broad policy was something for
which a
Minister was answerable to Parliament alone and had no wish
to
suggest that the statement of policy should be automatically
open to debate
at a local inquiry. They said that a Minister
should be free, when issuing
a statement of policy, to direct in
writing that the whole or certain parts
of it were not open to
discussion at the inquiry. " This power ", they said.
"
would avoid useless discussion of policy in the wrong forum, but
the
" manner of its exercise would itself be open to
criticism in the right
" forum—Parliament."
(Para: 288).
The
Highways Act 1959 contains no provision requiring those appearing
at
a local inquiry to observe and to comply with such directions as
a
Minister might give as to the matters which might be discussed
thereat.
If in the present case the directions of the Secretary of
State had been
observed, then at the inquiry there would have been
no consideration of
the need for these motorways of which the
Bromsgrove and Warwick
Sections were integral parts. All that
could have been considered was the
line these Sections should
take. This was, we were told, the first inquiry
at which the need
for the proposed motorways was challenged and debated.
12
It came
about in this way. The report of the inspector shows that
directly
the inquiry was opened on the 12th June 1972, it was
submitted that the
view was not tenable that debate on the need
for these motorways could be
excluded from the inquiry, and the
inspector's ruling on the following three
questions was sought: -
" 1.
Would evidence that this motorway (i.e. M.42) is not necessary
"
be admitted?
" 2.
If so, would the Inspector be willing to listen to such evidence
"
and report it to the Secretary of State?
" 3.
If answers to both the above questions were in the affirmative,
"
would the Secretary of State be prepared to take such a report into
"
consideration? "
In giving
his ruling the inspector said it was entirely for him to decide
any
question of relevancy but that in deciding as to relevancy, he
would not be
restrictive and would admit any evidence or
submission which was aimed
at rebutting the Department's case on
the question of the need for the
motorway; nevertheless he would
not allow the inquiry to be made into
an inquiry into the
Government's general transport policy as such matters
were for
Parliament to decide and could not usefully be discussed at a
local
public inquiry. In answer to the three questions on which he
was
asked to rule, he said he would admit evidence which appeared
to him to
be relevant and report to the Secretary of State on all
evidence given at the
inquiry and that the third question was a
matter for the Secretary of State.
Subsequently
he amplified his ruling and said that he would not
necessarily
prevent an objector from giving evidence which was
irrelevant but that he
would not require the Department to deal
with such evidence ' nor would
' he allow the Department's
witnesses to be cross-examined on the matters
' raised '.
By
agreement paragraph 1.2 of the Statement of Case and the
last
paragraph of the Statement of Policy were deleted with the
result that the
restriction which the Secretary of State had
sought to impose on the matters
which might be discussed at the
inquiry was treated as inoperative.
After the
inspector had dealt with a number of other submissions,
witnesses
were called to explain the Department's case. It used to
be
exceptional for a Department to do this (See Franks Committee's
Report,
para: 314) and then only the evidence and submissions of
the objectors were
heard at the inquiry. That Committee saw no
reason why the factual basis
for a departmental view should not be
explained and its validity tested
in cross-examination. Their
proposals were, they said, designed to broaden
the scope of the
inquiry sufficiently to give individual objectors
reasonable
opportunities for testing the case against them and the
evidence for that
case (ibid: para: 316). As I have said the
Committee thought that
the Minister should have power to direct
that policy should not be discussed
at an inquiry but as a policy
usually has a factual basis, the line between
what the Committee
thought should be done and what a Minister should
be able to
direct should not be done, is indefinite.
One
consequence of the implementation of the recommendation that
a
Department should call evidence in support of its case is that
the procedure
at an inquiry now more closely resembles that of a
trial than it did. A trial
ends with a decision in favour of one
party. An inquiry does not. There
is no lis between a Minister and
his Department on the one hand and
the objectors on the other. An
inquiry is followed by the inspector
reporting to the Minister on
the evidence given at the inquiry and his
conclusions thereon and
recommendations. The Minister then has to decide
and in reaching
his decision he may have regard to policy considerations
not
discussed at the inquiry. If there was a lis between the Minister
putting
forward a scheme or proposal and the objectors, then
indeed the Minister
would be judge in his own cause.
13
Brought
about as it is by the lodging of objections, the primary purpose
of
a local inquiry must be ' to ensure that the interests of the
citizens
' closely affected should be protected by the grant to
them of a statutory
' right to be heard in support of their
objections, and to ensure that thereby
' the Minister should be
better informed of the facts of the case' (Franks
Committee's
Report, para: 269). If objectors are given a full opportunity
of
being heard in support of their objections, I find it difficult to
see that
a complaint of unfairness or an allegation of a denial of
natural justice in
the conduct of the inquiry can be well founded.
The
witnesses called for the Department at this inquiry dealt with a
wide
variety of matters, including traffic studies that had been made,
traffic
predictions for the future and the testing of alternatives
to the motorways
proposed. Owing to the time it takes to provide a
new motorway it is
necessary to forecast traffic flows 15 years
ahead, at the end of what is
called the 15 year design period.
These
witnesses fully explained the Department's case and the grounds
on
which it was proposed that these motorways should be made.
The
Department thought that without these motorways all the roads
considered,
the A.34, A.41, A.423 M.5, M.1. and M.6 would 'carry
flows substantially
'in excess of twice the design capacity in
1990' and that with them the
flows would not exceed twice the
design capacity except in two urban
lengths.
In making
their traffic forecasts, the Department had applied the
methods
prescribed in a booklet published by them in 1968 called '
Traffic Prediction
' for Rural Areas ' (hereafter referred to as '
the Red Book ') and they
accepted that in the light of knowledge
gained since its publication, it would
be proper to reduce all
their traffic forecasts based on these methods by 8
per cent in
1974 and by 7 per cent in 1990. These methods were used
not only
for determining whether there was need for a particular motorway
but
also in determining the priority of proposed motorways.
The
inspector after hearing all the evidence called and submissions
made
at this inquiry which started on the 12th June 1972 and ended
on the
29th January 1974 after over 100 sittings, concluded that
the justification
of the Department's proposals was ultimately
dependent on the traffic
forecasts. He said that it was an
unavoidable difficulty that forecasts so
far ahead as the design
year (1990) must be uncertain to a greater or less
degree and that
the Department's forecasts depended on traffic surveys and
the
projection of traffic flows from these surveys forward to 1968 C the
base
'year'), 1974 (the then present year) and 1990 (the design
year) and finally
on a computer assignment of the traffic
identified to the various roads in
the network.
All these processes, were, he said, criticised by objectors.
In this
appeal we are concerned only with one of them, the projection
of
traffic flows calculated as prescribed by the Red Book.
Considerable expert
evidence was called by objectors to establish
that more reliable forecasts
could be made by the use of different
and more sophisticated methods and
it was contended that if these
methods were used, the need for these
motorways in 1990 was not
established. In accordance with his ruling the
inspector allowed
this evidence to be given but he did not allow
cross-examination
of the Department's witnesses on the methods prescribed
by the Red
Book or as to these other methods. He thought that he ought
to be
generally guided by the Department's forecasts but said that he
should
guard against crediting them with a precision they could
not in fact possess
and that this applied especially to
predictions for 1990. He also said: —
" It
may well be that more up-to-date and authoritative forecasts will
"
have become available by the time you consider this report; if so.
"
you will, I trust, be in a position to assess my conclusions in the
"
light of this later information."
He concluded that there was a need for these motorways.
14
It is
against this background that the allegation that the refusal to
permit
the cross-examination of civil servants as to the validity
of the methods
prescribed in the Red Book and as to the more
sophisticated methods put
forward on behalf of the objectors falls
to be considered.
It is
clear that the objectors at this inquiry had every opportunity
of
putting forward their case. An inspector at an inquiry has a
wide discretion
as to its conduct. He may, in my view, properly
disallow a particular line
of cross-examination if it is not
likely to serve any useful purpose. An
admission or expression of
view in the course of cross-examination at a trial
may well affect
the result, but the views of Departmental witnesses as to
the
comparative merits of different methods of forecasting traffic
elicited in the
course of cross-examination are not likely to
affect the ultimate outcome.
In the
lengthy and detailed report of the inspector the evidence of
the
expert witnesses called by objectors was faithfully recorded.
It was there
for the Secretary of State to see and to consider, no
doubt in the light of
advice he received from the civil servants
in his Department. I cannot think
that the expression of views at
the inquiry by civil servants as to methods of
forecasting traffic
would have assisted him or have served any useful purpose.
In my
opinion the inspector was fully entitled in the exercise of
his
discretion to refuse to allow that cross-examination and only
if one treats
proceedings at an inquiry as a trial—which
they are not—can any ground
be found for saying that in
disallowing this cross-examination, there was a
denial of natural
justice or unfairness. In my opinion there was not.
After the
inquiry had closed on the 29th January 1974 and before the
inspector
had made his report to the Secretary of State, the
Department
published two technical memoranda; the first, published
on the 12th August
1974 on ' Design Flows for Motorways and Rural
All-Purpose Roads' and
the second, published in February 1975 on
'Standard Forecasts of Vehicles
' and Traffic '.
The first
of these revised the Design Flow Standards, its first
paragraph
stating: —
"
Observation, traffic counts and speed/flow studies have shown that
"
modern roads are capable of safely carrying higher numbers of
vehicles
" than the flow levels for which they are currently
designed."
The second
of these provided a new basis for forecasting future traffic
and
superseded the forecasts based on the Red Book. Slower growth
of traffic
was predicted.
A census
taken in August 1974 of traffic on the relevant roads showed
that
it was less than anticipated in that year.
It was
consequently claimed that the Department's case at the inquiry
was
invalidated. After the first of these memoranda was published
the re-opening
of the inquiry was sought. This was not agreed to.
On the 12th June 1975
the inspector reported and on the 25th May
1976 a letter was written on
behalf of the Department to the
Chairman of the Midland Motorway Action
Committee which contained
the following paragraph:
" As
I explained in my letter of 15 January, before he decides about
"
the motorway schemes, the Secretary of State will take into account
all
" the relevant information available to him. This will
include any new
" information which has a bearing on the
proposals considered at the
" Public Inquiries and if the
consideration of such new information leads
" the Secretary
of State to disagree with the Inspector's recommendations
"
about the schemes, there will be an opportunity, in accordance with
"
the usual practice, for the objectors to comment on the information."
On the
18th August 1976 a further letter was written on behalf of
the
Department to the Chairman of that Committee. Its final
paragraph
stated: —
15
" If
your Committee wishes to make further representations, such
"
representations can always be considered by the Secretary of State
as
" part of the continuous consideration of any of the
Department's
" proposals."
On the
19th August 1976 the Secretary of State gave his decision. He
agreed
generally with the inspector's recommendations. In the decision
letter
he said that the Department's traffic evidence at the
inquiries had been
re-examined in the light of developments since
they concluded, that the
Department's evidence at the inquiries as
to road capacities was in line with
the new standards, and that
re-examination of their traffic forecasts on the
new basis
strengthened the traffic elements of the case for the new
motorways.
Paragraph 112 of the letter stated that: —
" The
general changes relating to design flow standards and traffic
"
forecasts which have taken place since the Inquiries have been
fully
" taken into account by the Secretary of State who is
satisfied that these
" do not materially affect the evidence
on which the Inspector made his
" recommendations. He is
convinced that the schemes are needed and
" should be
constructed as soon as funds and other road programme
"
priorities permit."
It is now
said that failure to re-open the inquiry was a denial of
natural
justice. I cannot regard this contention as well founded.
If it had been
re-opened, objectors would, it is true, have been
able to comment on the
new standards and their effect in relation
to the proposed motorways and on
the disparity between the actual
and anticipated traffic in 1974. But without
any re-opening of the
inquiry they could make such comments on these
matters as they
desired to the Secretary of State and they would have been
considered
by him. In the circumstances I cannot see that there was any
denial
of justice or unfairness to objectors by the refusal to re-open
the
inquiry.
My Lords,
the history of this lengthy and expensive litigation shows in
my
opinion the desirability of Ministers having power, for the
exercise of which
they would be responsible to Parliament, to
limit the matters which may be
discussed at a local inquiry. If
the need for a particular motorway can be
discussed at every
inquiry held in consequence of objections to a scheme to
construct
a part of it, the time it takes to deal with these matters is
bound
to be extended. If the need for a motorway is to be debated
at one inquiry,
I find it difficult to see any reason why it
cannot be considered at others. As
was said in the Report on the
Review of Highway Inquiry Procedures 1978
(Cmd: 7133)
". .
. local inquiries are unsuitable for examining technical issues,
such
" as methods of trunk road assessment, which have a
national impact.
" But technical matters must not be immune
from rigorous examination
" by an independent body. The
Leitch Committee has already made
" recommendations on these
subjects. The new Standing Advisory
" Committee, to be
chaired by Sir George Leitch, which is being set up
" by the
Secretary of State for Transport, will have a continuing
"
responsibility to monitor developments in methods of technical
"
assessment."
How much
time was spent at this inquiry in examination of technical issues
I
do not know but with such issues being monitored by a Standing
Advisory
Committee, the case for not permitting them to be debated
at a local public
inquiry appears to me strong.
For the reasons I have stated I would allow this appeal.
.
16
Lord Edmund-Davies
MY LORDS,
On
November 3. 1972 the appellant published draft Schemes under
section
11 of the Highways Act 1959 for the construction of two sections
of
motorway. His Statement of Policy was in the following terms:
" It is the Government's policy:
" 1.
As part of a strategic Trunk Road Network to be completed
"
by the early 1980's to build new motorways to provide relief to the
"
M1/M6 and Trunk Roads in the Oxford-Birmingham corridor and
"
for the M5 and Trunk Roads in the Birmingham-Nottingham
"
corridor. The M42 Bromsgrove section and the M40 Warwick
"
section are integral parts of these motorways.
" 2.
To construct the motorways to standards which will permit
"
them to absorb the increasing traffic loads expected in the next
"
20 years so that traffic will flow freely and without interruption
from
" congestion.
" 3.
To construct the motorways to standards which will minimise
"
the risk of accident or injury.
" 4.
To construct the motorways on routes which will secure the
"
maximum economic benefit for the Nation and the communities
"
through which they pass, whilst taking account of the need to
preserve
" property and amenity."
In its original form, the Statement of Policy ended in this way:
" The
Secretary of State's general policy of providing the strategic
"
network will not be open to debate at the forthcoming inquiries
"
into the proposals for the M42 (Bromsgrove Section) and for the M40
"
(Warwick Section), nor will such related questions of policy as the
"
diversion of goods in transit from the roads to the railways or
"
restricting the growth of road transport."
If the
proposed M42 route were adopted, it would divide into four
sections
the farm-land of the respondent John Bushell at Alvechurch and
would
also affect leasehold property owned by the respondent Terence
James
Brunt. They lodged objections to the Schemes and joined with
others
in forming the " M42 Action Committee ", which in its turn
became
a member of the Midland Motorways Action Committee. By the
time
the local inquiry set up by the appellant opened on June 12,
1973 there
were 170 objectors.
At the
outset, objection was taken by learned counsel for the M42
Action
Committee to the following paragraphs in the appellant's Statement
of
Case:
"
1.2. The Government's policy to build these new motorways will
"
not be open to debate at the forthcoming inquiries: the Secretary
of
" State is answerable to Parliament for this policy. But
objectors will
" be free to argue, if they so wish, that the
M42 Bromsgrove Section
" and M40 Warwick Section should not
be built upon the line at
" present proposed by the Secretary
of State in his draft published
" schemes
"
1.3. This Statement of Case will, therefore, explain the background
"
against which the Secretary of State reached his policy to build
the
" motorways and the need which they are intended to
serve. It will
" be explained how the published lines of the
M42 Bromsgrove Section
" and the M40 Warwick Section were
selected ".
Counsel
for the objectors stated that he wished to call evidence that
there
was no need for the M42 Scheme and also wished to
cross-examine the
Department's witnesses on that topic, and
submitted that the prohibition
17
contained
in the Statement of Case was unsupported by the provisions of
the
1959 Act. He therefore sought the inspector's ruling on the
following
questions:
" 1.
Would evidence that motorway M42 is not necessary be
"
admitted?
" 2.
If so, would the Inspector be willing to listen to such evidence
"
and report it to the Secretary of State?
" 3.
If answers to both the above questions were in the affirmative,
"
would the Secretary of State be prepared to take such a report into
"
consideration? "
The
Inspector's ruling must be quoted verbatim -.
" f. RULING
" i.
In giving my ruling I stated that Counsel for the Department
"
had confirmed my understanding that it was entirely for me. as
"
Inspector, to decide any question of relevancy. I said that, in
"
applying my decision as to what was relevant, I would not seek to
"
be restrictive and that, in particular I would admit any evidence
"
or submission which was aimed at rebutting the Department's case on
"
the question of the need for the motorway. Nevertheless I could not
"
allow the Inquiry to be made into an inquiry into the Government's
"
general transport policy; such matters were for Parliament to
decide
" and they could not properly or usefully be discussed
at a Local
" Public Inquiry.
" ii.
I gave answers as follows to the three questions put by
" Mr.
Marnham:
" 1.
I would admit evidence that appeared to me to be relevant
"
on the above criteria.
" 2.
I would report to the Secretary of State on all evidence given
"
at the Inquiry.
" 3. This would be a matter for the Secretary of State.
"
iii. Subsequently during the inquiry, on a number of occasions, I
"
amplified my ruling by explaining that I would not necessarily
prevent
" an objector from giving evidence which was
irrelevant on the criteria
" of i. above but that,
nevertheless, I would not require the Department
" to deal
with such evidence (ie rebut or cross-examine it) nor would
"
I allow the Department's witnesses to be cross-examined on the
"
matters raised. My conduct of the Inquiry was guided by my ruling
"
as amplified.
" g.
As a result of my ruling it was suggested by Mr. Norris (CPRE
"
Worcs Branch) that paragraph 1.2 should be deleted from the
"
Department's Statement of Case (Doc D6); no objection to this was
"
raised by Counsel for the Department and, by common agreement.
"
the deletion was effected. The similar last paragraph of the
"
Statement of Policy of the Secretary of State annexed to the
Statement
" of Case was not at this time specifically
deleted, but it was accepted
" by the Department in a
circular letter dated 31 August 1973 (Copy
" in bundle Doc
D50) that, as a consequence of the agreed deletion of
"
paragraph 1.2, it should be disregarded."
It should
be added that the inspector's ruling was expressed to extend to
the
hearing of M40 objections as well as those relating to M42.
The ruling
rendered this inquiry unique of its kind, and that fact may
go a
long way towards explaining the unexpected difficulty by which
the
inspector found himself confronted and to which, as I hold, he
fell foul.
For. seemingly unlike all previous inquiries, it
followed from his ruling that
a cardinal question in this
particular inquiry was whether there existed a
need for the
contested sections of the new motorways. That topic
constantly
recurred during the 100 working days it lasted, and
when the inspector's
18
report
ultimately emerged in June 1975 the very first of his "General
"
Conclusions on the Proposals " was introduced in this way:
" 623. Need for the proposals.
" a.
On the evidence which I have heard and, in particular, on
"
the basis of the traffic forecasts given in evidence by the
Department,
" I conclude that there is a need for
trunk road schemes to provide
" relief to the M1/M6 and trunk
roads in the Oxford/Birmingham
" corridor and to M5 and roads
in the SW/Birmingham corridor."
(Emphasis added).
That the
appellant in his turn attached no less importance to the issue
of
need emerged with clarity from his Decision letter of August 19
1976 as to
which I respectfully adopt the pungent comments of Shaw
L.J. below.
The key
witness for the Department in this respect was Mr. J. A. Brooks,
a
traffic engineer who very favourably impressed the inspector. A
proof
of his evidence was produced to the Court of Appeal, and
three comments
may fairly be made about it: (1) It recognised the
fundamental importance
of establishing the need for the
proposed schemes. (2) It accepted that
need depended to a great
extent upon traffic projections, thus foreshadowing
the view of
the Leitch Committee (Report of the Advisory Committee on
Trunk
Road Assessment 1977, paragraph 19.1) that "Traffic forecasts
are
" of central importance in the decision to build roads ".
(3) For Mr. Brooks
the proper starting-point for such projections
was the Ministry of Transport's
" Advisory Manual on Traffic
Prediction for Rural Roads ", issued in 1968
and commonly
known as " The Red Book ". Lord Denning M.R. was,
with
respect, clearly right in observing that, with certain modifications
which
the Department accepted, " The Red Book was the
sheet-anchor of the
" Department at the Inquiry ". The
data contained in it provided
the basis of the traffic forecasts
given on behalf of the Department,
and the forecasts themselves
were arrived at by applying the extrapolatory
methods advocated in
the Red Book.
The
respondents sought to challenge those methods at the outset
by
cross-examination. They wanted an opportunity to demonstrate
out of the
mouths of the Department witnesses themselves that the
Red Book
methodology was neither accurate nor reliable. But the
Department
resisted their application to do so, submitting that
the procedures adopted
in the Red Book were " Government
policy " and so within the inspector's
classification of "
irrelevant matter". Most regrettably, the inspector
upheld
that submission and ruled that no such cross-examination could
be
permitted.
The
Department has since sought to support that ruling in a variety
of
ways. Sir Douglas Frank Q.C. said in the course of his
unreported
judgment:
" Mr.
Woolf [for the Department] argued that a scheme under
"
section 11 relates only to the prescription of a route or, as it is
"
commonly called ' the line ', and that the question of the need for
"
it strictly does not arise at the inquiry, and he remarked that this
was
" the first case where the [Department] had given
evidence of need.
" He contended that the Red Book provided
no more than a statistical
" basis on which evidence was
given, and that because of the ' boundary
" ' conditions ' it
was based on or incorporated matters of policy of
" the
[Secretary of State]. Further, there was no reason to think that
"
the engineer who based his evidence on the Red Book could give
"
evidence on it; indeed, it was self-evident that he could not. The
"
Department is entitled to have its own criteria for deciding need;
it
" is not in the capacity of a party, and he referred to
Franklin v.
" Minister of Town and Country Planning
[19481 A.C. 87 and
" T. A. Miller Ltd. v. Minister
of Housing and Local Government
" [1948] 1 W.L.R. 992".
19
What
happened later in the Court of Appeal may be gathered from
the
following passage in the judgment of Lord Denning M.R., who
commented
thus on the inspector's ruling:
"
This attitude was supported by Mr. Schiemann before us. He said
"
that the traffic forecasts were Government policy in themselves; or
"
alternatively that it was Government policy that they should be
"
accepted; and on this account cross-examination should not be
allowed.
" They came, he said, within the description of
policy within the Report
" of Lord Franks' Committee, at
paragraph 318: ' The evidence to be
" ' required of such
witnesses should ... be confined to factual matters,
" ' as
opposed to policy matters, and the inspector should ensure that
"
' this distinction is observed '".
Before
your Lordships, however, Mr. Rippon Q.C.. for the
Department,
manifested difficulty in maintaining that the Red Book
could itself be regarded
as embodying Government policy. His
difficulty was understandable, and
indeed Sir Douglas Frank had
rejected the submission outright, saying,
". . . [the Red
Book] was prepared by ... the Ministry of Transport for
" the
guidance of engineers in the design of rural roads and accordingly
does
" not purport to be a document containing Government
policy; on the
" contrary, it is no more than a technical
guide ". Rightly agreeing, as I
think, with the learned trial
judge on this point. Lord Denning. M.R. said of
the Red Book: "
I do not regard these traffic forecasts as Government policy
"
at all. They are the predictions by the Department's experts about
the
" future. They are just as much matters of fact as the
evidence of a medical
" man as to the prognosis of a disease
". Templeman, L.J. took the opposite
view, but I have found
it difficult to deduce his reasons for doing so. He
largely
restricted himself to asserting that, ". . . the Inspector gave
full
" weight to the criticisms which had been voiced, he was
fully aware of the
" dangers and difficulties and
unpredictability of national and local predictions
" of
traffic extending over a period of 15 years, and in this difficult
field he
" made recommendations which were open to him to
make ". But for
my part I respectfully regard this as an
unwarranted assumption to make in
respect of evidence not
subjected to the customary form of challenge.
My Lords,
for the present I defer considering whether the outcome of
the
inquiry would, or might have been, different had
cross-examination been
allowed. The topic now under consideration
relates solely to the propriety
of its refusal. I have natural
diffidence in differing from your Lordships in
regarding that
refusal as clearly wrong, but such is my considered view. It
is
beyond doubt that the inspector could—and should—disallow
questions
relating to the merits of Government policy. But matters
of policy are
matters which involve the exercise of political
judgment, and matters of fact
and expertise do not become "
policy " merely because a Department of
Government relies on
them. And, as the Franks Committee had put it in
1957, " We
see no reason why the factual basis for a departmental view
"
should not be explained and its validity tested in
cross-examination".
(Report of the Committee on
Administrative Tribunals and Enquiries,
paragraph 316).
Then, if
the Red Book is not " Government policy ", on what basis
can
the cross-examination of departmental witnesses relying on its
methodology,
be properly refused? Sir Douglas Frank Q.C.
surprisingly asserted (a) that
its authors " were the
only persons competent to answer questions on it".
and (b)
that " it seems to me necessarily to follow that the Inspector
was
" entitled to disallow cross-examination on it of a
person who had nothing
" to do with its preparation ".
But expert witnesses frequently quote and
rely upon the
publications of others and are regularly cross-examined upon
the
works so relied upon even though they played no part in their
preparation.
Nor, my Lords, is it right to assume, as was
suggested in the course of the
inquiry and as some of your
Lordships appear to accept, that Mr. Brooks,
the highly qualified
and experienced traffic engineer, would have been
incompetent to
deal in cross-examination with questions directed to
establishing
the unreliability of the Red Book methodology upon which he
20
himself
heavily relied, albeit not without some emendations. Indeed,
in
paragraph 567 of his Report the inspector described the witness
as
" thoroughly competent".
Pausing
there, I conclude that the grounds hitherto considered for
refusing
cross-examination are unacceptable. But it is the case
that, in an inquiry
such as that with which this House is
presently concerned, some special rule
prevails which renders
regular a procedure which in other circumstances
would undoubtedly
have been condemned as irregular? The general law
may, I think, be
summarised in this way:
In
holding an administrative inquiry (such as that presently
being
considered), the inspector was performing quasi-judicial
duties;
He must
therefore discharge them in accordance with the rules of
natural
justice;
Natural
justice requires that objectors (no less than
Departmental
representatives) be allowed to cross-examine
witnesses called for the
other side on all relevant matters, be
they matters of fact or matters
of expert opinion.
In the
exercise of jurisdiction outside the field of criminal law, the
only
restrictions on cross-examination are those general and
well-
defined exclusionary rules which govern the admissibility
of relevant
evidence (as to which reference may conveniently be
had to Cross
on Evidence, 5th Ed., 17); beyond those
restrictions there is no
discretion on the civil side to
exclude cross-examination on relevant
matters.
There is
ample authority for the view that, as Professor H. W. R. Wade
Q.C.
puts it (Administrative Law, 4th Ed., 1977, p. 418): ". . . it
is once
" again quite clear that the principles of natural
justice apply to administrative
" acts generally ". And
there is a massive body of accepted decisions
establishing that
natural justice requires that a party be given an opportunity
of
challenging by cross-examination witnesses called by another party
on
relevant issues; see, for example, Marriott v. Minister
of Health ((1935) 52
T.L.R. 63, per Swift J. at 67—compulsory
purchase orders inquiry); Errington
v. Minister of
Health [1935] 1 K.B. 249, per Maugham L.J. at
272—clearance
order); Reg. v. Deputy Industrial
Injuries Commissioner ([1965] 1 Q-B. 456,
per Diplock L.J. at
488A and 490 EG); and Wednesbury Corporation v.
Ministry
of Housing and Local Government (No. 2) ([1966] 2 Q.B. 275,
per
Diplock L.J. at 302G-303A—local government inquiry).
Then is
there any reason why those general rules should have been
departed
from in the present case? We have already seen that the parameters
of
the inquiry, as agreed to by the Department representatives,
embraced
need as a topic relevant to be canvassed and
reported upon. We have
already considered the unacceptable
submission that the Red Book was
" Government policy".
And, while I am alive to the inconvenience of
different inspectors
arriving at different conclusions regarding different sections
of
a proposed trunk road, the risk of that happening cannot, in my
judgment,
have any bearing upon the question whether justice was
done at this particular
inquiry, which I have already explained
was. in an important respect, unique
of its kind.
There
remains to be considered the wholly novel suggestion, which has
found
favour with your Lordships, that there is a " grey area
"—existing, as
I understand, somewhere between
Government policy (which admittedly may
not be subjected to
cross-examination) and the exact " line " of a section of
a
motorway (which may be)—and that in relation to topics falling
within the
" grey area" cross-examination is a matter of
discretion. I find that
suggestion to be too nebulous to be
grasped. Furthermore, why such an
area should exist has not
been demonstrated—certainly not to my satisfaction
-nor have
its boundaries been defined, unlike those existing restrictions
on
cross-examination to which I have already referred. And I
confess to
abhorrence of the notion that any such area exists. For
the present case
21
demonstrates
that its adoption is capable of resulting in an individual
citizen
denied justice nevertheless finding himself with no remedy
to right the wrong
done to him.
My Lords,
it is for the foregoing reasons that I find myself driven to
the
conclusion that the refusal in the instant case to permit
cross-examination on
what, by common agreement, was evidence of
cardinal importance, was
indefensible and unfair and, as such, a
denial of natural justice. But, even
so, can it be said that no
prejudice to the respondents resulted? It was
urged for the
appellants that, by allowing objectors to call witnesses to
attack
the Red Book methodology and including their proofs among the
papers
submitted to the Secretary of State by the inspector when he
reported,
the inspector had, in effect, put the objectors in as
good a position as if he
had indeed permitted cross-examination on
the Red Book. But that cannot
be so. The inspector was no mere
messenger charged simply to convey to
the Minister the views of
those appearing before him. His duty was to
make recommendations,
and these he arrived at by treating as " irrelevant"
material
evidence for the objectors and by intimating to the
Department's
counsel that they need not cross-examine upon it.
That evidence therefore
manifestly played no part in the formation
of the inspector's conclusions.
That the
objectors were in truth prejudiced is, in my judgment,
clear.
Professor Wade has warned (ibid., p. 454) that, "...
in principle it is vital
" that the procedure and the merits
should be kept strictly apart, since
" otherwise the merits
may be prejudged unfairly ", and Lord Wright said in
General
Medical Council v. Spackman [1943] A.C. 627 at 644 that—
" If
the principles of natural justice are violated in respect of any
"
decision it is, indeed, immaterial whether the same decision would
have
" been arrived at in the absence of the departure from
the essential
" principles of justice. The decision must be
declared to be no decision ".
Again, in
Annamunthodo v. Oilfields Workers' Trade Union [1961] AC 945
Lord Denning, delivering the judgment of their Lordships, said
(at p. 956):
" If
a domestic tribunal fails to act in accordance with natural
justice,
" the person affected by their decision can always
seek redress in the
" courts. It is a prejudice to any man to
be denied justice. He will
" not, of course, be entitled to
damages if he suffered none. But he
" can always ask for the
decision against him to be set aside ".
The
Highways Act 1959 expressly provided that the court may quash
a
scheme or order if it is satisfied that the interests of an
applicant have been
substantially prejudiced. In Miller v.
Weymouth & Melcombe Regis
Corporation (1974) 27 P &
C.R. 468 Kerr. J. rightly said (at p.476):
" If
there is a possibility that the applicants' interests may have
been
" prejudiced, as in the line of cases in which Ministers
received evidence
" from improper sources or applicants were
deprived of an opportunity
" to make representations, then
the court will in general readily accept
" that they have
satisfied this requirement because they can show that
" they
have lost a chance ".
My Lords,
I consider that such test has here been abundantly satisfied,
for
the most effective " representations " can and often are
made in the
process of cross-examination. The affidavit of the
respondent Mr. Bushell,
produced before the Court of Appeal,
described in some detail the lines of
cross-examination which
would have been followed but for the inspector's
ruling. It is
true that, as already indicated, he nevertheless permitted
the
objectors to call witnesses supporting such cross-examination,
even though
he said it was " irrelevant ". That evidence
was later repeated to the Leitch
Committee. It is not necessary to
examine its report in detail, but it
contained substantial
criticisms of Red Book methodology, and, to take one
example,
declared in paragraph 28.2:
"...
The Department's current methods, because they are based on
"
extrapolatory techniques, are generally insensitive to future
policy
" changes. It is therefore preferable to adopt a
'causal' model .".
22
Had the
inspector not ruled as he did, I hold that there was a very
real
possibility that cross-examination of the Department
witnesses on the lines
projected might have created serious doubts
in his mind regarding their
traffic forecasts and therefore as to
whether need for the motorways had
been established. And those
doubts, particularly when combined with certain
important
environmental factors which clearly troubled the inspector (see.
for
example, paragraph 623C of his report) could well have led him
to
different conclusions and findings. As matters turned out,
however, I consider
that the objectors were denied what Lord
Russell of Killowen described
in Fairmount Investments Ltd. v.
Secretary of State for the Environment
[1976] 1 W.L.R.
1255, at 1266A as " a fair crack of the whip". On
that
ground alone, I am for upholding the majority view of the
Court of Appeal in
favour of quashing the Minister's decision
accepting (albeit with modifications)
the inspector's
recommendation in favour of the two draft schemes.
Such being
the conclusion to which I am driven, I do not propose to
adjudicate
upon the further complaints of the respondents regarding
post-
inquiry events. Certainly no consideration by the Minister
of further material
could cure the fatal flaws in the Report. I
accept that the Minister's
ultimate decision was a purely
administrative act. But that fact does not
render his decision
unassailable where, as here, it was preceded by and based
upon a
substantial injustice. I would therefore dismiss this appeal.
Lord Fraser of Tullybelton
my lords,
I have had
the advantage of reading in draft the speeches prepared by my
noble
and learned friends. Lord Diplock, Viscount Dilhorne and Lord Lane.
I
agree with them and I cannot usefully add to their reasoning.
I would allow the appeal.
Lord Lane
MY LORDS,
On
November 3rd 1972 the Secretary of State for the
Environment
published draft schemes under the provisions of the
Highways Act 1959 in
respect of two sections of motorway to the
south of Birmingham. One
concerned 18-5 miles of the M42 (the
Bromsgrove section), the other
was 13-2 miles of the M40 (the
Warwick section). There were originally
900 objectors. The
Secretary of State therefore caused a local inquiry to
be held as
paragraph 9 of the 1st Schedule to the Act requires. By this time
the
number of objectors had been reduced to 170.
The
inquiry lasted 100 working days between June 1973 and the end
of
January 1974. The inspector was faced with a huge volume of
evidence.
It took 18 months—until June 1975—for him to
produce his report. The
Secretary of State required another 14
months to consider the matter. On
August 6th 1976 he made orders
authorising the construction of the two
stretches of motorway.
By
paragraph 2 of the 2nd Schedule to the Act " If a person
aggrieved
" by a scheme or order to which this Schedule
applies desires to question the
" validity thereof, or of any
provision contained therein, on the ground
" that . . any
requirement of this Act or of regulations made thereunder
"
has not been complied with ... he may, within six weeks from the
date
" on which the notice ... is first published, make an
application for the
" purpose to the High Court."
The
respondents to the present appeal, who were amongst the
many
objectors to the Bromsgrove section scheme, both of them
likely to be
adversely affected by the proposed road, duly made
application to the
High Court. The case was tried on December 9th
1977 by Sir Douglas
23
Frank QC
sitting as an additional judge of the Queen's Bench Division.
He
dismissed the claim. The objectors appealed successfully to the
Court
of Appeal who on July 30th 1979 by a majority (Denning M.R.
and Shaw
L.J.; Templeman L.J. dissenting) quashed the orders of
the Secretary of
State but indicated that any further inquiry
should be confined to an
examination of whether the volume of
traffic in 10 or 15 years' time would
be such as to make the new
road necessary. The Secretary of State now
appeals from the
decision of the Court of Appeal.
There are
two main issues. First it is said that the inspector, by
making
certain rulings as to the conduct of the inquiry, in effect
deprived the
objectors of the opportunity of a fair hearing.
Secondly it is said that
after the conclusion of the inquiry there
emerged a body of evidence
casting doubt on the basis upon which
the alleged need for the new roads
had been calculated, that the
Secretary of State should therefore have
reopened the inquiry and
given the objectors the opportunity of renewing
their submissions
in the light of the new evidence.
The
powers of the court to consider an objector's
application are
contained in paragraph 3 of the 2nd Schedule to
the Act as follows:
" 3. On any such application as
aforesaid the court . . .
" (b)
if satisfied that the scheme or order, or any provision contained
"
therein, is not within the powers of this Act or that the interests
of
" the applicant have been substantially prejudiced by
failure to comply
" with any such requirement as aforesaid,
may quash the scheme or
" order or any provision contained
therein, either generally or in so
" far as it affects any
property of the applicant."
At the
outset of the inquiry, application was made by counsel for a
body
of objectors that the inspector should allow the question of need
to
be canvassed. Counsel sought a ruling on three questions:
Would evidence that the motorway is not necessary be admitted?
If so,
would the inspector be willing to listen to such evidence and
report
it to the Secretary of State.
If
answers to both questions were in the affirmative, would
the
Secretary of State be prepared to take such a report into
consideration?
The
Department's " Statement of Case", paragraph 1.2 as
originally
presented read as follows:
" The
Government's policy to build these new motorways will not
"
be open to debate at the forthcoming inquiries: the Secretary of
"
State is answerable to Parliament for this policy. But objectors
will
" be free to argue, if they so wish, that the [roads]
should not be built
" upon the line at present proposed by
the Secretary of State in his
" draft published scheme . . .
The
inspector ruled that it was entirely for him as inspector to
decide
any question of relevancy. He would not seek to be
restrictive; he would
admit any evidence or submission which was
aimed at rebutting the
Department's case on the question of need
for the motorway. Nevertheless
he would not allow the inquiry to
be made into an inquiry into the
Government's general transport
policy; such matters were for Parliament
to decide and they could
not properly or usefully be discussed at a local
public inquiry:
in answer to counsel's specific questions he said:
He would
admit evidence that appeared to him to be relevant on
the above
criteria;
He would
report to the Secretary of State on all evidence given at
the
inquiry;
Whether
the Secretary of State would be prepared to take such a
report
into consideration was a matter for the Secretary of State himself.
In the
light of that ruling, counsel for the Department agreed that
paragraph
1.2 of the Department's case should be deleted.
24
The
inspector in his report made this addendum to his ruling at
the
inquiry:
"
Subsequently during the inquiry, on a number of occasions, I
"
amplified my ruling by explaining that I would not necessarily
"
prevent an objector from giving evidence which was irrelevant on
"
the criteria ... but that, nevertheless, I would not require the
"
Department to deal with such evidence (i.e. rebut or cross-examine
"
it) nor would I allow the Department's witnesses to be
cross-examined
" on the matters raised."
The
objectors submit that by depriving them of the opportunity
of
cross-examining the Department's witnesses as to how they came
to the
conclusion that the motorway was necessary, the inspector
in short did
not accord them a fair hearing.
There can
be no doubt that the obligation to hold an inquiry comprises
the
requirement that the inquiry should be fair. If the inquiry is not
fair
then there has been a " failure to comply " within
the terms of paragraph 3
of the 2nd Schedule to the Act. If that
failure has resulted in the objectors'
interests being
substantially prejudiced, then the court may quash the order.
What
happened was that witnesses from the Department, in particular a
Mr.
Brooks, gave evidence in support of the contention that by 1990
(the
then "target year") existing roads would be unable
to cope with the then
volume of traffic. Their calculations were
based upon a document entitled
" Traffic Predictions for
Rural Roads " which has for convenience been
called the Red
Book. The forecasts in the Red Book were founded on
surveys made
before and during 1968 projected forward to 1974 by a process
of
extrapolation and thence to 1990. These calculations involved the
use
of " standard growth factors ". All these matters
were explained by Mr.
Brooks in his written proof of evidence.
It was the
contention of the objectors that the methods of prophesying
future
traffic levels propounded in the Red Book were unreliable; that
to
apply a rigid growth factor took no account of the many other
factors which
would inevitably affect the number of cars on the
roads in the future. A
number of experts gave evidence on the
objectors' behalf to this effect.
The inspector, however, true to
his initial ruling, did not allow anyone to
cross-examine Mr.
Brooks on the reliability of the Red Book methods of
prediction.
The
inspector's report contains more than 450 pages, and deals in
detail
with the contentions advanced by the objectors and their
witnesses. In
deciding whether the objectors have been treated
unfairly, it is perhaps
instructive to set out one paragraph of
the report (at p. 125):
" Mr.
MacKernan's objection amounted essentially to an attack upon
"
virtually every phase of the technical procedures (network testing,
"
traffic forecasting, cost/benefit analysis and route selection)
employed
" by the Department in framing and presenting its
proposals. In the
" paragraphs which follow I endeavour to
summarise the salient
" criticisms made, but it is not
possible to deal here with the detailed
" arguments used nor
the multitude of detailed criticisms; these are to
" be
found in the proofs and other documents accompanying this report."
It is
clear that all the material was before the Secretary of State and
his
staff. The only things missing were the replies which Mr.
Brooks might
have made to questions put to him by the objectors
and their representatives.
I find it difficult to see how in the
circumstances the inability to cross-examine
can be described as
unfair. There are some occasions when cross-examination
may be
vital, for example when at trial a witness's accuracy of
recollection
or observation is in question. But this was not a
trial, nor was the witness's
accuracy being challenged. It was a
local inquiry convened because there
had been objections to
proposals in respect of one stretch of a proposed
motorway. The
obligation on the Secretary of State under paragraph 10 of
the 1st
Schedule to the Act was simply to consider any objections which
25
were not
withdrawn and to consider the report of the person holding
the
inquiry before coming to his conclusion about the scheme. To
say, as the
objectors do, that because cross-examination would
have been allowed at a
trial it was wrong to disallow it here is
to misunderstand the nature of the
inquiry. The refusal of
cross-examination did not ipso facto result in
unfairness.
If cross-examination had been permitted, the result would have
been,
as is apparent from the extract from the report I have quoted, an
even
lengthier hearing without any appreciable advantage. Mr.
Brooks, it is clear
from his written evidence and from the report,
would have conceded that
the Red Book left much to be desired and
that the task of forecasting traffic
volume 10 or 15 years ahead
was (to say the least) formidable. In the end he
would clearly
have maintained that the Red Book (subject to their
various
qualifications to that document which had been conceded)
was the best guide
available at the time. The two opposing points
of view. Department's on one
side and objectors' on the other,
would have remained as they were, and as
they were presented by
the inspector in his report.
The
decision not to allow this cross-examination was certainly within
the
discretion of the inspector and he was right to rule as he
did. It was not
unfair. Certainly there was no question of the
interests of the objectors
being substantially prejudiced, and
consequently so far as this ground is
concerned no reason for the
court to consider the desirability of quashing
the scheme.
Lord
Gifford advanced another parallel argument before this
House,
although it had not been in the forefront of his
contentions before the Court
of Appeal and did not appear in the
statement of the respondent's case.
A
The
inspector, he submitted, was under a duty not merely to report
but
also to recommend. By treating the question of need for the
motorway
as irrelevant he excluded from his mind considerations
which might have
resulted in a recommendation favourable to the
objectors. This is said to
be a breach of the rules of natural
justice and consequently a failure to
comply with the provisions
of the Act requiring the intervention of the court.
I disagree. It
would have been inappropriate for the inspector to have
made
recommendations as to the need for the motorway as a whole.
He properly
fulfilled his duties by presenting all the material
evidence to the Minister in
his report.
One can
test the matter in a practical way. If every inspector at
every
local inquiry is to determine the question of need and
make
recommendations accordingly one will along the course of a
proposed
motorway, as local inquiry follows local inquiry, get a
series of decisions,
doubtless differing from one another, as to
the need for the motorway. The
effect, apart from the appalling
waste of time and money, would be that the
Secretary of State
would have to make up his mind on the evidence
available to him
rather than on the various recommendations. That end
can better be
achieved by the method adopted here.
In short,
the question of need is a matter of policy or so akin to a matter
of
policy that it was not for the inspector to make any
recommendation.
Just as his ruling on cross-examination was in the
circumstances correct,
so was his decision on this aspect.
I now turn
to the second limb of the objectors' case, namely that the
Secretary
of State should have re-opened the inquiry to give to the
objectors
the opportunity of dealing with new figures and matters which
emerged
after the close of the inquiry and before the Secretary of State
made
known his decision.
Three
material events took place between the close of the inquiry and
the
publication of the Minister's decision.
First, on
August 12th 1974, there came from the Department a circular
setting
out changes in design standards for inter-urban roads which
the
Secretary of State proposed should in the future be adopted.
By virtue of
26
improvements
in the design of vehicles and the skill of drivers and other
similar
developments it had been discovered that the capacity of
existing
roads had been greatly increased.
Secondly,
the predictions of traffic volume which were used at the inquiry
were
subsequently replaced by fresh ones.
Thirdly,
there were in 1974 carried out a number of traffic censuses.
Thus
it was possible to compare the predictions about 1974 traffic
volume
made at the inquiry with what had actually happened in
1974. The actual
1974 traffic, on at least a number of the
important roads was a great deal
less than had been predicted.
As to the
first two events, it is clear from paragraphs 11 to 15 of
his
decision letter that these fresh factors had been taken into
account before
the decision was made. The results of the traffic
censuses in 1974, even
assuming them to be typical, could scarcely
warrant re-opening the inquiry.
Paragraph 112 of the decision letter puts the matter thus:-
" The
Secretary of State has noted that much of the objection to the
"
proposals relates to the fundamental question of whether the new
"
motorways are needed. In support of the view that they are not.
"
objectors have indicated that they consider the Department's
traffic
" evidence was incorrect and unreliable and that
there is insufficient
" traffic to justify the schemes. A
great deal of traffic evidence was
" adduced and debated at
the Inquiries as reported by the Inspector.
" The general
changes relating to design flow standards and traffic
"
forecasts which have taken place since the Inquiries have been
fully
" taken into account by the Secretary of State who is
satisfied that these
" do not materially affect the evidence
on which the Inspector made his
" recommendations. He is
convinced the schemes are needed and should
" be constructed
as soon as funds and other road programme priorities
"
permit."
The
Minister has to balance his duties to the public in general
against
the interests of the objectors. There may be circumstances
in which the
emergence of fresh evidence would as a matter of
justice demand the
re-opening of an inquiry, circumstances in
which no reasonable Minister
would fail to re-open it. There is no
doubt in my mind that this is very
far from being such a case.
I would allow the appeal.
312198 Dd 0541790 190 2/80