Die Jovis. 6° Aprilis, 1978
Parliamentary
Archives,
HL/PO/JU/4/3/1326
HOUSE OF LORDS
DIRECTOR
OF PUBLIC PROSECUTIONS
(APPELLANT)
v.
CAMPLIN (RESPONDENT)
(on appeal from the Court of Appeal (Criminal Division))
Lord
Diplock
Lord Morris of
Borth-y-Gest
Lord Simon
of Glaisdale
Lord
Fraser of Tullybelton
Lord
Scarman
Lord Diplock
my lords,
For the
purpose of answering the question of law upon which this appeal
will
turn only a brief account is needed of the facts that have given rise
to it.
The respondent, Camplin, who was fifteen years of age,
killed a middle aged
Pakistani, Mohammed Lal Khan, by splitting
his skull with a chapati pan,
a heavy kitchen utensil like a
rimless frying pan. At the time the two of
them were alone
together in Khan's flat. At Camplin's trial for murder
before
Boreham J. his only defence was that of provocation so as to
reduce
the offence to manslaughter. According to the story that he
told in the
witness box but which differed materially from that
which he had told to
the police, Khan had buggered him in spite of
his resistance and had then
laughed at him. Whereupon Camplin had
lost his self-control and attacked
Khan fatally with the chapati
pan.
In his
address to the jury on the defence of provocation Mr. Baker, who
was
counsel for Camplin, had suggested to them that when they
addressed
their minds to the question whether the provocation
relied on was enough
to make a reasonable man do as Camplin had
done, what they ought to
consider was not the reaction of a
reasonable adult but the reaction of a
reasonable boy of Camplin's
age. The judge thought that this was wrong in
law. So in his
summing he took pains to instruct the jury that they must
consider
whether:
"...
the provocation was sufficient to make a reasonable man in like
"
circumstances act as the defendant did. Not a reasonable boy, as
"
Mr. Baker would have it, or a reasonable lad ; it is an objective
test—
" a reasonable man."
The jury
found Camplin guilty of murder. On appeal the Court of
Appeal
(Criminal Division) allowed the appeal and substituted a
conviction
for manslaughter upon the ground that the passage I
have cited from the
summing-up was a misdirection. The court held
that " the proper direction
" to the jury is to invite
the jury to consider whether the provocation was
" enough to
have made a reasonable person of the same age as the defendant
"
in the same circumstances do as he did."
The point
of law of general public importance involved in the case has
been
certified as being:
"
Whether, on the prosecution for murder of a boy of 15, where the
"
issue of provocation arises, the jury should be directed to consider
the
" question, under section 3 of the Homicide Act 1957,
whether the
" provocation was enough to make a reasonable man
do as he did by
" reference to a ' reasonable adult' or by
reference to a ' reasonable
" 'boy of 15'."
My Lords,
the doctrine of provocation in crimes of homicide has
always
represented an anomaly in English law. In crimes of
violence which result
in injury short of death, the fact that the
act of violence was committed under
provocation which had caused
the accused to lose his self-control, does not
affect the nature
of the offence of which he is guilty. It is merely a matter
to be
taken into consideration in determining the penalty which it is
appro-
priate to impose. Whereas in homicide provocation effects a
change in the
2
offence
itself from murder for which the penalty is fixed by law
(formerly
death and now imprisonment for life) to the lesser
offence of manslaughter
for which the penalty is in the discretion
of the judge.
The
doctrine of provocation has a long history of evolution at common
law.
Such changes as there had been were entirely the consequence
of judicial
decision until Parliament first intervened by passing
the Homicide Act 1957.
Section 3 deals specifically with
provocation and alters the law as it had been
expounded in the
cases, including three that had been decided comparatively
recently
in this House, viz Mancini [1942] A.C.1.; Holmes [1946]
A.C.588
and Bedder [1954] l.W.L.R. 1119. One of the
questions in this appeal is
to what extent propositions as to the
law of provocation that are laid down
in those cases and in
particular in Bedder ought to be treated as being
of
undiminished authority despite the passing of the Act.
For my
part I find it instructive to approach this question by a
brief
survey of the historical development of the doctrine of
provocation at
common law. Its origin at a period when the penalty
for murder was death
is to be found, as Tindal C.J., echoing Sir
Michael Foster, put it in Hayward's
Case (1833) 6 C. &
P. 157 in "the law's compassion to human infirmity".
The
human infirmity upon which the law first took compassion in a
violent
age when men bore weapons for their own protection when
going about
their business appears to have been chance medley or a
sudden falling out at
which both parties have recourse to their
weapons and fight on equal terms.
Chance medley as a ground of
provocation was extended to assault and
battery committed by the
deceased upon the accused in other circumstances
than a sudden
falling out ; but with two exceptions actual violence offered
by
the deceased to the accused remained the badge of provocation
right
up to the passing of the Homicide Act 1957. The two
exceptions were
the discovery by a husband of his wife in the act
of committing adultery and
the discovery by a father of someone
committing sodomy on his son ; but
these apart, insulting words or
gestures unaccompanied by physical attack
did not in law amount to
provocation.
The "
reasonable man " was a comparatively late arrival in the law
of
provocation. As the law of negligence emerged in the first half
of the
nineteenth century he became the anthropomorphic embodiment
of the
standard of care required by the law. It would appear that
Keating J. in
Reg. v. Welsh (1869) 11 Cox C.C.366
was the first to make use of the
reasonable man as the embodiment
of the standard of self control required
by the criminal law of
persons exposed to provocation ; and not merely as a
criterion by
which to check the credibility of a claim to have been provoked
to
lose his self control made by an accused who at that time was
not
permitted to give evidence himself. This had not been so
previously and
did not at once become the orthodox view. In his
Digest of the Criminal
Law published in 1877 and his History of
the Criminal Law published in
1883 Sir James Fitzjames Stephen
makes no reference to the reasonable man
as providing a standard
of self-control by which the question whether the
facts relied
upon as provocation are sufficient to reduce the subsequent
killing
to manslaughter is to be decided. He classifies and defines the
kinds of conduct of
the deceased that alone are capable in law of
amounting to provocation ; and
appears to treat the questions for
the jury as being limited to (1) whether
the evidence establishes
conduct by the deceased that falls within one of
the defined
classes ; and, if so (2) whether the accused was thereby
actually
deprived of his self-control.
The
reasonable man referred to by Keating J. was not then a term of
legal
art nor has he since become one in criminal law. He (or she)
has
established his (or her) role in the law of provocation under
a variety of
different sobriquets in which the noun " man "
is frequently replaced by
" person " and the adjective "
reasonable " by " ordinary ", " average "
or
"normal". At least from as early as 1914 (See R.
v. Lesbini [1914]
3 K.B. 1116), the test of whether the
defence of provocation is entitled to
succeed has been a dual one:
the conduct of the deceased to the accused
must be such as (1)
might cause in any reasonable or ordinary person and
3
(2)
actually causes in the accused a sudden and temporary loss of
self-control
as the result of which he commits the unlawful act
that kills the deceased.
But until the Homicide Act 1957 was
passed there was a condition precedent
which had to be satisfied
before any question of applying this dual test
could arise. The
conduct of the deceased had to be of such a kind as was
capable in
law of constituting provocation; and whether it was or not was
a
question for the judge, not for the jury. This House so held in
Mancini
[1942] A.C.1 where it also laid down a rule of law
that the mode of resent-
ment, as for instance the weapon used in
the act that caused the death, must
bear a reasonable relation to
the kind of violence that constituted the
provocation.
It is
unnecessary for the purposes of the present appeal to spend time on
a
detailed account of what conduct was or was not capable in law of
giving
rise to a defence of provocation immediately before the
passing of the
Homicide Act 1957. It had remained much the same as
when Stephen was
writing in the last quarter of the nineteenth
century. What, however, is
important to note is that this House in
Holmes [1946] A.C.588 had recently
confirmed that words
alone, save perhaps in circumstances of a most extreme
and
exceptional nature, were incapable in law of constituting
provocation.
My Lords,
this was the state of law when Bedder [1954] 1
W.L.R.1116,
fell to be considered by this House. The accused had
killed a prostitute.
He was sexually impotent. According to his
evidence he had tried to have
sexual intercourse with her and
failed. She taunted him with his failure and
tried to get away
from his grasp. In the course of her attempts to do so
she slapped
him in the face, punched him in the stomach and kicked him in
the
groin ; whereupon he took a knife out of his pocket and stabbed
her
twice and caused her death. The struggle which led to her
death thus
started because the deceased taunted the accused with
his physical infirmity ;
but in the state of the law as it then
was, taunts unaccompanied by any
physical violence did not
constitute provocation. The taunts were followed
by violence on
the part of the deceased in the course of her attempt to get
away
from the accused, and it may be that this subsequent violence
would
have a greater effect upon the self-control of an impotent
man already
enraged by the taunts than it would have had upon a
person conscious of
possessing normal physical attributes. So
there might be some justification
for the judge to instruct the
jury to ignore the fact that the accused was
impotent when they
were considering whether the deceased's conduct
amounted to such
provocation as would cause a reasonable or ordinary person
to lose
his self-control. This indeed appears to have been the ground
on
which the Court of Criminal Appeal had approved the summing-up
when
they said: " no distinction is to be made in the case of
a person who, though
" it may not be a matter of temperament,
is physically impotent, is conscious
" of that impotence, and
therefore mentally liable to be more excited unduly
" if
he is ' twitted ' or attacked on the subject of that particular
infirmity."
This
statement for which I have myself supplied the emphasis, was
approved
by Lord Simonds L.C. speaking on behalf of all the members of
this
House who sat on the appeal; but he also went on to lay down
the
broader proposition that " it would be plainly illogical
not to recognise
" an unusually excitable or pugnacious
temperament in the accused as a
" matter to be taken into
account but yet to recognise for that purpose some
" unusual
physical characteristic, be it impotence or another."
Section 3 of the Homicide Act 1957 is in the following terms:
"
Where on a charge of murder there is evidence on which the jury
"
can find that the person charged was provoked (whether by things
"
done or by things said or by both together) to lose his
self-control,
" the question whether the provocation was
enough to make a reasonable
" man do as he did shall be left
to be determined by the jury : and
" in determining that
question the jury shall take into account everything
" both
done and said according to the effect which, in their opinion,
"
it would have on a reasonable man."
4
My Lords,
this section was intended to mitigate in some degree the harsh-
ness
of the common law of provocation as it had been developed by
recent
decisions in this House. It recognises and retains the dual
test: the provoca-
tion must not only have caused the accused to
lose his self-control but
must also be such as might cause a
reasonable man to react to it as the
accused did. Nevertheless it
brings about two important changes in the
law. The first is: it
abolishes all previous rules of law as to what can or
cannot
amount to provocation and in particular the rule of law that, save
in
the two exceptional cases I have mentioned, words unaccompanied
by
violence could not do so. Secondly it makes it clear that if
there was any
evidence that the accused himself at the time of the
act which caused the
death in fact lost his self-control in
consequence of some provocation however
slight it might appear to
the judge, he was bound to leave to the jury the
question, which
is one of opinion not of law: Whether a reasonable man
might have
reacted to that provocation as the accused did.
I agree
with my noble and learned friend Lord Simon of Glaisdale that
since
this question is one for the opinion of the jury the evidence of
witnesses
as to how they think a reasonable man would react to the
provocation is
not admissible.
The public
policy that underlay the adoption of the " reasonable man "
test
in the common law doctrine of provocation was to reduce the
incidence
of fatal violence by preventing a person relying upon
his own exceptional
pugnacity or excitability as an excuse for
loss of self-control. The rationale
of the test may not be easy to
reconcile in logic with more universal proposi-
tions as to the
mental element in crime. Nevertheless it has been preserved
by the
Homicide Act 1957 but falls to be applied now in the context of a
law
of provocation that is significantly different from what it was
before
the Act was passed.
Although
it is now for the jury to apply the " reasonable man "
test, it
still remains for the judge to direct them what, in the
new context of the
section, is the meaning of this apparently
inapt expression, since powers
of ratiocination bear no obvious
relationship to powers of self-control.
Apart from this the judge
is entitled, if he thinks it helpful, to suggest con-
siderations
which may influence the jury in forming their own opinion as
to
whether the test is satisfied ; but he should make it clear
that these are not
instructions which they are required to follow
; it is for them and no one
else to decide what weight, if any,
ought to be given to them.
As I have
already pointed out for the purposes the law of provocation the
"
reasonable man " has never been confined to the adult male. It
means an
ordinary person of either sex, not exceptionally
excitable or pugnacious,
but possessed of such powers of
self-control as everyone is entitled to
expect that his fellow
citizens will exercise in society as it is today. A
crucial factor
in the defence of provocation from earliest times has been
the
relationship between the gravity of provocation and the way in
which
the accused retaliated, both being judged by the social
standards of the
day. When Hale was writing in the seventeenth
century pulling a man's
nose was thought to justify retaliation
with a sword ; when Mancini (ubi
sup) was decided by this
House . a blow with a fist would not justify retalia-
tion with a
deadly weapon. But so long as words unaccompanied by violence
could
not in law amount to provocation the relevant proportionality
between
provocation and retaliation was primarily one of degrees
of violence. Words
spoken to the accused before the violence
started were not normally to be
included in the proportion sum.
But now that the law has been changed
so as to permit of words
being treated as provocation even though unaccom-
panied by any
other acts, the gravity of verbal provocation may well depend
upon
the particular characteristics or circumstances of the person to
whom
a taunt or insult is addressed. To taunt a person because of
his race, his
physical infirmities or some shameful incident in
his past may well be
considered by the jury to be more offensive
to the person addressed, how-
ever equable his temperament, if the
facts on which the taunt is founded
5
are true
than it would be if they were not. It would stultify much of
the
mitigation of the previous harshness of the common law in ruling
out
verbal provocation as capable of reducing murder to
manslaughter if the
jury could not take into consideration all
those factors which in their opinion
would affect the gravity of
taunts or insults when applied to the person to
whom they are
addressed. So to this extent at any rate the unqualified
proposition
accepted by this House in Bedder that for the purposes of
the
" reasonable man" test any unusual physical characteristics
of the
accused must be ignored requires revision as a result of
the passing of the
Homicide Act 1957.
That he
was only fifteen years of age at the time of the killing is
the
relevant characteristic of the accused in the instant case. It
is a characteristic
which may have its effects on temperament as
well as physique. If the jury
think that the same power of
self-control is not to be expected in an ordinary,
average or
normal boy of fifteen as in an older person, are they to treat
the
lesser powers of self-control possessed by an ordinary, average
or
normal boy of fifteen as the standard of self-control with
which the conduct
of the accused is to be compared?
It may be
conceded that in strict logic there is a transition between
treating
age as a characteristic that may be taken into account in
assessing
the gravity of the provocation addressed to the accused
and treating it as
a characteristic to be taken into account in
determining what is the degree
of self-control to be expected of
the ordinary person with whom the accused's
conduct is to be
compared. But to require old heads upon young shoulders
is
inconsistent with the law's compassion to human infirmity to which
Sir
Michael Foster ascribed the doctrine of provocation more than
two centuries
ago. The distinction as to the purposes for which it
is legitimate to take the
age of the accused into account involves
considerations of too great nicety
to warrant a place in deciding
a matter of opinion, which is no longer one
to be decided by a
judge trained in logical reasoning but by a jury drawing on
their
experience of how ordinary human beings behave in real life.
There is
no direct authority prior to the Act that states expressly that
the
age of the accused could not be taken into account in
determining the
standard of self-control for the purposes of the
reasonable man test—unless
this is implicit in the reasoning
of Lord Simonds L.C. in Bedder. The Court
of Appeal
distinguished the instant case from that of Bedder on the
ground
that what it was there said must be ignored was an unusual
characteristic
that distinguished the accused from ordinary normal
persons, whereas nothing
could be more ordinary or normal than to
be aged fifteen. The reasoning
in Bedder would, I think,
permit of this distinction between normal and
abnormal
characteristics, which may affect the powers of self-control of
the
accused ; but for reasons that 1 have already mentioned the
proposition
stated in Bedder requires qualification as a
consequence of changes in the
law affected by the Homicide Act
1957. To try to salve what can remain
of it without conflict with
the Act could in my view only lead to unnecessary
and
unsatisfactory complexity in a question which has now become a
question
for the jury alone. In my view Bedder, like
Mancini and Holmes, ought no
longer to be treated as
an authority on the law of provocation.
In my
opinion a proper direction to a jury on the question left to
their
exclusive determination by section 3 of the Homicide Act
1957 would be on
the following lines. The judge should state what
the question is using the
very terms of the section. He should
then explain to them that the reasonable
man referred to in the
question is a person having the power of self-control
to be
expected of an ordinary person of the sex and age of the accused,
but
in other respects sharing such of the accused's
characteristics as they think
would affect the gravity of the
provocation to him ; and that the question
is not merely whether
such a person would in like circumstances be provoked
to lose his
self-control but also would react to the provocation as the
accused
did.
I
accordingly agree with the Court of Appeal that the judge ought not
to
have instructed the jury to pay no account to the age of the
accused even
6
though
they themselves might be of opinion that the degree of
self-control
to be expected in a boy of that age was less than in
an adult. So to direct
them was to impose a fetter on the right
and duty of the jury which the Act
accords to them to act upon
their own opinion on the matter.
1 would dismiss this appeal.
Lord Morris of Borth-y-Gest
MY LORDS,
For many
years past in cases where murder has been charged, it has
been
recognised by courts that there can be circumstances in which
the accused
person was so provoked that his unlawful act was held
to amount to man-
slaughter rather than to murder. Due and
sensible regard to human nature
and to human frailty and infirmity
was being paid. In Hayward (1833) 6 C.
& P. 157 at p.
159 this result was said to be "in compassion to
human
infirmity." But courts were careful to ensure that a
plea of provocation should
involve more than some easy explanation
as to how a death had been caused.
What was involved was that the
accused had acted in " heat of blood " or in
a "
transport of passion " or in other words had lost his
self-control and that
this was the result of the provocation. But
in addition to this and by way of
limitation, courts introduced
certain tests of reasonableness. Was it but
natural for even a
reasonable man to have been as much aroused as was the
accused?
Furthermore, might even a reasonable man have been induced in
the
violence of passion to do what the accused did.
These
lines of approach were at different times expressed in different
ways.
In Reg. v. Welsh (1869) 11 Cox C.C. 336 Keating J. in
his summing up used
the following words: —
" The
question, therefore, is—first, whether there is evidence of
any
" such provocation as could reduce the crime from murder
to man-
" slaughter ; and, if there be any such evidence,
then it is for the jury
" whether it was such that they can
attribute the act to the violence of
" passion naturally
arising therefrom, and likely to be aroused in the
" breast of a reasonable man The law is, that there must
"
exist such an amount of provocation as would be excited by the
circum-
" stances in the mind of a reasonable man, and so as
to lead the jury to
" ascribe the act to the influence of that passion The Haw
"
contemplates the case of a reasonable man, and requires that the
"
provocation shall be such as that such a man might naturally be
"
induced, in the anger of the moment, to commit the act."
When
Keating J. said that " the law contemplates the case of a
reasonable
" man " was he doing more than saying that
the jury had to consider whether
the accused had reasonably been
aroused and had reasonably been subject
to a violence of passion.
Could a reasonable man in the position of the
accused have been
"excited by the circumstances"? Could such a person
have
done what the accused did? Those were all questions for the jury.
At a much
later date, in Holmes v. D.P.P. [19461 A.C.588, Viscount
Simon
at p.597 said : —
" If,
on the other hand, the case is one in which the view might fairly
"
be taken (a) that a reasonable person, in consequence of the
provocation
" received, might be so rendered subject to
passion or loss of control as
" to be led to use the violence
with fatal results, and (b) that the accused
" was in fact
acting under the stress of such provocation, then it is for
"
the jury to determine whether on its view of the facts manslaughter
"
or murder is the appropriate verdict."
7
Before the
time when Bedder v. Director of Public Prosecutions (1954)
38
Cr. App. R. 133 came under consideration, the courts seem to
have created
the conception of " the reasonable man" as
a mythical person seemingly
not only detached from but also rather
remote from the accused person and
having certain attributes as
laid down by the court and as the courts directed
juries to
accept.
Who then
or what then was the " reasonable man "? If a reasonable
man
is a man who normally acts reasonably, it becomes important to
consider
the mind of the accused person when considering his
reactions to some
provocation. To consider the mind of some
different person, and to consider
what his reactions would have
been if comparably provoked could involve an
unreal test. In the
argument in Bedder's case the question was raised as to
the
position of a dwarf. If at the date of that case things said could
have
amounted to provocation and if grossly offensive things in
relation to his
stature had been said to a dwarf—had the
jury to consider not whether the
dwarf only acted as a reasonable
dwarf might have acted in being subject
to passion and in doing
what he did or must the jury consider what would
have been the
reactions of a man of normal physique if the things said had
been
said to him?
These
questions in regard to the reasonable man must now be reviewed
in
the light of the provisions of the Homicide Act 1957. Those
contained
in section 2 in reference to persons suffering from
diminished responsibility
may merely be noted in passing. Those
contained in section 3 are of
supreme importance. That section
provides as follows: —
"
Where on a charge of murder there is evidence on which the jury
"
can find that the person charged was provoked (whether by things
"
done or by things said or by both together) to lose his self-control,
the
" question whether the provocation was enough to make a
reasonable
" man do as he did shall be left to be determined
by the jury; and in
" determining that question the jury
shall take into account everything
" both done and said
according to the effect which, in their opinion, it
" would
have on a reasonable man."
One big
change enacted was that things said could, either alone or
in
conjunction with things done, constitute provocation. It will
first be for the
court to decide whether, on a charge of murder,
there is evidence on which
a jury can find that the person charged
was provoked to lose his self-
control : thereafter, as it seems
to me, all questions are for the jury. It will
be for the jury to
say whether they think that whatever was or may have been
the
provocation such provocation was in their view enough to make
a
reasonable man do as the accused did: the jury must take into
account
everything both done and said according to the effect
which they think
there would have been on a reasonable man. Who
then or what then is
the " reasonable man " who is
referred to in the section? It seems to me
that the courts are no
longer entitled to tell juries that a reasonable man
has certain
stated and defined features. It is for the jury to consider all
that
the accused did: it is for them to say whether the provocation
was
enough to make " a reasonable man " do as the
accused did. The jury
must take into account " everything
both done and said." What do they
think would have been the
effect on a reasonable man? They must bring
their "
collective good sense " to bear. As Lord Goddard C.J. said
in
Reg. v. McCarthy [1954] 2 Q.B. 105 at p. 112:-
" No
court has ever given, nor do we think ever can give, a definition
"
of what constitutes a reasonable or an average man. That must be
"
left to the collective good sense of the jury, and what no doubt
would
" govern their opinion would be the nature of the
retaliation used by
" the provoked person."
So in
relation to the facts in Bedder's case apart from the painful
physical
kick, a jury would now have to consider the effect of the
things said on a
reasonable man. If an impotent man was taunted
about his impotence the
jury would not today be told that an
impotent man could not be a reasonable
8 .
man as
contemplated by the law. The jury would be entitled to decide
that
the accused man acted as " a reasonable man " in
being provoked as he was
and in doing " as he did."
It seems
to me that as a result of the changes effected by section 3 a jury
is
fully entitled to consider whether an accused person, placed as he
was, only
acted as even a reasonable man might have acted if he
had been in the
accused's situation. There may be no practical
difference between, on the
one hand, taking a notional independent
reasonable man but a man having
the attributes of the accused and
subject to all the events which surrounded
the accused and then
considering whether what the accused did was only
what such a
person would or might have done, and, on the other hand,
taking
the accused himself with all his attributes and subject to all
the
events and then asking whether there was provocation to such a
degree as.
would or might make a reasonable man do what he (the
accused) in
fact did.
In my view
it would now be unreal to tell a jury that the notional
"
reasonable man " is someone without the characteristics of the
accused:
it would be to intrude into their province. A few
examples may be given.
If the accused is of particular colour or
particular ethnic origin and things
are said which to him are
grossly insulting it would be utterly unreal if
the jury had to
consider whether the words would have provoked a man of
different
colour or ethnic origin—or to consider how such a man
would
have acted or reacted. The question would be whether the
accused if he
was provoked only reacted as even any reasonable man
in his situation would
or might have reacted. If the accused was
ordinarily and usually a very
unreasonable person, the view that
on a particular occasion he acted just
as a reasonable person
would or might have acted would not be impossible
of acceptance.
It is not
disputed that the " reasonable man " in section 3 could
denote
a reasonable person and so a reasonable woman. If words of
grievous
insult were addressed to a woman, words perhaps
reflecting on her chastity or
way of life, a consideration of the
way in which she reacted would have to
take account of how other
women being reasonable women would or might
in like circumstances
have reacted. Would or might she, if she had been a
reasonable
woman, have done what she did.
In the
instant case the considerations to which 1 have been referring
have
application to a question of age. The accused was a young
man.
Sometimes in the summing up he was called a boy or a lad. He
was at the
time of the events described at the trial under 16
years of age: he was
accountable in law for the charge preferred
against him. More generally in
the summing up he was referred to
as a young man: that would appear to
me to have been appropriate.
In his summing up however the learned judge
in referring to a
reasonable man seemed to emphasise to the jury that the
reasonable
man with whom they must compare the accused could not be a
young
man of the age of the accused but had to be someone older and
indeed
had to be someone of full age and maturity. In my view that was
not
correct. The jury had to consider whether a young man of about
the
same age as the accused but placed in the same situation as
that which
befell the accused could, had he been a reasonable
young man, have reacted
as did the accused and could have done
what the accused did. For the
reasons which I have outlined the
question so to be considered by the jury
would be whether they
considered that the accused, placed as he was,
and having regard
to all the things that they find were said, and all the
things
that they find were done, only acted as a reasonable young man
might
have acted, so that, in compassion, and having regard to
human frailty,
he could to some extent be excused even though he
had caused a death.
I consider
that the Court of Appeal came to the correct conclusion and
agreeing
with what my noble and learned friend Lord Diplock has said
as to
the direction to a jury, I would dismiss the appeal.
9
Lord Simon of Glaisdale
MY LORDS,
The
accused, the respondent to this appeal, was indicted for murder.
He
pleaded Guilty of manslaughter, but Not Guilty of murder. His
defence
was provocation. He was found guilty of murder; but the
verdict was
quashed on appeal and a verdict of manslaughter was
substituted. The
prosecution now appeals to your Lordships' House.
At the
time of the offence the accused was 15 years of age. It was
the
common assumption of his counsel, of the trial judge, Boreham
J., and of
the Court of Appeal that the jury might have thought
that the age of the
accused could have been a factor affecting his
self-control—in other words,
that the jury might have held
that a boy of 15 was more liable to lose
his self-control than a
man of full age. It was for this reason that
Boreham J., no doubt
feeling constrained to do so by Bedder (1954) 38
Cr. App.
R. 133, directed the jury that, to justify a verdict of
manslaughter,
the provocation might be sufficient to make a
reasonable man (expressly,
not a reasonable boy or lad), in
like circumstances to those of the accused
at the time of the
homicide, act as the accused did. And it was for this
reason that
the Court of Appeal, distinguishing Bedder, allowed the
appeal
and substituted a verdict of manslaughter. Your Lordships
must, I think,
proceed on the same assumption for the purposes of
this appeal.
In Bedder,
the defendant, who was sexually impotent, had in vain
attempted
to have intercourse with a prostitute. The woman jeered at him
for
his impotence ; and when he tried to hold her she slapped his face
and
punched him in the stomach ; and as he pushed her back she
kicked him in
the private parts. He took a knife from his pocket
and struck her two blows
with it, which killed her. It was argued
on his behalf that the " reasonable
" man " (whom a
long line of previous authorities since 1859 had established
as
the standard for measuring the self-control required where a defence
of
provocation is in question) should be invested with the
physical qualities of
the defendant (in that case, impotence), and
that the question should be
asked, that would be the reaction of
an impotent reasonable man in the
circumstances? But the judge
directed the jury in these terms:
" The
reasonable person, the ordinary person, is the person you must
"
consider when you are considering the effect which any acts, any
"
conduct, any words, might have to justify the steps which were
taken
" in response thereto, so that an unusually excitable
or pugnacious
" individual, or a drunken one or a man who is
sexually impotent is
" not entitled to rely on provocation
which would not have led an
" ordinary person to have acted
in the way which was in fact carried
" out . . ."
This
direction was upheld both in the Court of Criminal Appeal and in
your
Lordships' House.
It is, I
think, important to note what was the point of law certified by
the
Attorney General for the consideration of this House, because
it defines the
scope of the decision. The crucial passage is as
follows:
"
Where provocation is set up as the defence to a charge of murder,
"
to what extent (if at all) it is relevant, in considering the effect
on a
" reasonable man of the alleged provocation, that the
accused suffers
" from a physical infirmity or disability
likely to render a person similarly
" affected more
susceptible to the provocation alleged than a person
" not so
affected ; . . ."
Lord
Simonds L.C., with whose speech the other members of the
House
agreed, gave three main reasons for dismissing the appeal:
(1) "
It would be plainly illogical not to recognise an unusually
excitable
" or pugnacious temperament in the accused as a
matter to be taken
" into account but yet to recognise for
that purpose some unusual
" physical characterisic, be it
impotence or another." (p. 141)
10
(Lord
Simonds' reference to " unusually excitable or pugnacious "
was a direct
citation from the speech of Viscount Simon, with whom
the rest of the
House concurred, in Mancini [1942]AC 1, 9,
where, approving Lesbini
[1914)3 K.B. 1116, he said:
"...
an unusually excitable or pugnacious individual is not entitled
"
to rely on provocation which would not have led an ordinary person
"
to act as he did.")
(2) "
Moreover, the proposed distinction appears to me to ignore the
"
fundamental fact that the temper of a man which leads him to react
"
in such and such a way to provocation, is, or may be, itself
conditioned
" by some physical defect. It is too subtle a
refinement for my mind or,
" I think, for that of a jury to
grasp that the temper may be ignored
" but the physical
defect taken into account." (p.141).
(3) To
invest the hypothetical reasonable man with the peculiar
character-
istics of the accused would make nonsense of the test
established by authority.
" If
the reasonable man is then deprived in whole or in part of
"
his reason, or the normal man endowed with abnormal
characteristics,
" the test ceases to have any value."
(p. 142)
When
Bedder was decided your Lordships' House was bound by the
rule
of precedent; Bedder followed preceding authorities in
your Lordships'
House ; and the speech of Lord Simonds is closely
reasoned in the light of
those authorities. (It is presumably in
consequence of this that some critics
of the decision would wish
to go back beyond 1859 and dispense with
the " reasonable man
" test altogether). Subsequent discussion of Bedder
has,
however, shown that some of its implications constitute affronts
to
common sense and any sense of justice. By way of example only,
a blow
on the face might be quite insufficient to make an ordinary
reasonable man
lose his self-control, whereas if he had a severe
abscess in his cheek the
situation might be very different; but,
according to Bedder, the abscess
would have to be
disregarded. And it is accepted that the phrase " reasonable
"
man " really means " reasonable person ", so as to
extend to " reasonable
"woman" (see, specifically,
Holmes [1946]A.C. 588, 597). So, although
this has never
yet been a subject of decision, a jury could arguably,
consistent
with Bedder and its precedent authorities, take
the sex of the accused into
account in assessing what might
reasonably cause her to lose her self-control.
(A "
reasonable woman " with her sex eliminated is altogether too
abstract
a notion for my comprehension or, I am confident, for
that of any jury.
In any case, it hardly makes sense to say that
an impotent man must be
notionally endowed with virility before he
ranks within the law of provoca-
tion as a reasonable man, yet
that a normal woman must be notionally
stripped of her femininity
before she qualifies as a reasonable woman).
If so, this is
already some qualification on the " reasonable person " as
a
pure abstraction devoid of any personal characteristics, even if
such a
concept were of any value to the law. This qualification
might be crucial :
take the insult " whore" addressed
respectively to a reasonable man and
a reasonable woman.
Nevertheless, as counsel for the appellant sternly
and cogently
maintained, Bedder would preclude the jury from
considering
that the accused was, say, pregnant (Annie Smith
(1914) 11 Cr. App.R. 36),
(or presumably undergoing
menstruation or menopause).
Such
refinements, anomalies and affronts to common sense invite courts
to
distinguish an authority. In the instant case the Court of Appeal
dis-
tinguished Bedder on the ground that age is a
universal quality not a personal
idiosyncrasy. It is certainly not
a " physical infirmity or disability ". This
distinction
is, further, arguably justified by the implications of the "
reasonable
woman " as a standard. It could be said that the
law, in distinguishing from
personal idiosyncrasy something
universal like age, was doing no more
than it had already done in
distinguishing implicitly something universal
like sex.
Nevertheless,
the distinction drawn by the Court of Appeal leads to
great
difficulties. If youth is to be considered (and, presumably,
advanced years
11
too), what
about immaturity in a person of full years or premature
senility?
These would seem to fall on the other, on the Bedder,
side of the line.
One calls to mind what Lord Reid said in
Reg. v. Nat. Ins. Comr. Ex. p.
Hudson [1972]A.C. 944, 966:
" It
is notorious that where an existing decision is disapproved but
"
cannot be overruled courts tend to distinguish it on inadequate
"
grounds."
The fine
distinctions and the anomalies inherent in distinguishing Bedder
are
such as, in my judgment, to make it incumbent to face the issue
whether
Bedder should be followed or is so inconvenient an
authority that it should
be regarded as no longer representing the
law. The latter course involves
considerable retracing of judicial
steps. In order to see where it would be
necessary to go, it is
desirable to investigate the reasons for the various
rules which
have been evolved in the law of provocation.
The
original reasons in this branch of the law were largely reasons of
the
heart and of common sense, not the reasons of pure juristic
logic. The law here, as
so often, has been moulded by
living experience. The
potentiality of provocation to reduce
murder to manslaughter was, as Tindal
C. J. said in Hayward
(1833)6 C. & P. 157, 159, "in compassion to human
"
infirmity." But justice and common sense then demanded some
limitation:
it would be unjust that the drunk man or one
exceptionally pugnacious or
bad-tempered or over-sensitive should
be able to claim that these matters
rendered him peculiarly
susceptible to the provocation offered, where the
sober and
even-tempered man would hang for his homicide. Hence, I think,
the
development of the concept of the reaction of a reasonable man to
the
provocation offered—even though it may have originally
come into this
branch of the law by way of testing the credibility
of the claim of the
accused (who could not at that time himself
give evidence) that he had
been so deprived of his self-control as
to be incapable of forming the
relevant intent. But it is one
thing to invoke the reasonable man for the
standard of
self-control which the law requires: it is quite another to
sub-
stitute some hypothetical being from whom all mental and
physical attributes
(except perhaps sex) have been abstracted.
Nevertheless,
although your Lordships are no longer bound to follow a
previous
decision of your Lordships' House, and are free to retrace steps
if
it appears that the following of authority has led into a false
position, and
although the inconveniences, anomalies and
injustices implicit in the Bedder
decision are now apparent
after the lapse of a quarter cf a century, I am
most reluctant to
urge your Lordships to overrule Bedder. This is partly
for
the reasons given by Lord Reid in Knuller [1973] A.C. 435, 455
B-E.
But these are reinforced in the instant case. The issue here
involves important
questions of public safety ; and Parliament as
a whole constitutes a more
suitable matrix for the framing of
legal rules which concern such issues.
Moreover, in August 1976
the Criminal Law Revision Committee put out
a Working Paper which
covers the issue involved in this appeal: the paper
invited
comments on provisional proposals for amendment of the law;
and no
doubt the Committee will shortly be producing its final report. I
feel
great reluctance in taking any step which might pre-empt the
consequent
decision.
But there
is one factor here which makes the instant situation a peculiar
one.
Section 3 of the Homicide Act 1957 has supervened on Bedder
and
makes it incumbent to determine whether Bedder has
thereby been weakened
as an authority—particularly in view
of the unsatisfactory consequences of
merely distinguishing
Bedder. It reads as follows:
"
Where on a charge of murder there is evidence on which the jury
"
can find that the person charged was provoked (whether by things
done
" or by things said or by both together) to lose his
self-control, the ques-
" tion whether the provocation was
enough to make a reasonable man do
" as he did shall be left
to be determined by the jury ; and in determining
" that
question the jury shall take into account everything both done and
"
said according to the effect which, in their opinion, it would have
on a
" reasonable man."
12
The main
changes affected by this section were, first, to provide that
words
alone could constitute provocation in law and, secondly, to
make the issue
one for the jury alone. I would also draw
particular attention to the words
" the jury shall take into
account everything . . . according to the effect which,
"
in their opinion, it would have on a reasonable man."
The
provision that words alone can constitute provocation accentuates
the
anomalies, inconveniences and injustices liable to follow from
the Bedder
decision. The effect of an insult will often
depend entirely on a characteristic
of the person to whom the
insult is directed. " Dirty nigger " would probably
mean
little if said to a white man or even if said by one coloured man
to
another; but is obviously more insulting when said by a white
man to a
coloured man. Similarly, such an expression as "
Your character is as crooked
" as your back " would have
a different connotation to a hunchback on the
one hand and to a
man with a back like a ramrod on the other. (I would,
however,
wish to emphasise that I do not suggest that a jury would
neces-
sarily, or even probably, consider such insults as I have
cited in this speech
as in themselves excusing homicidal violence,
any more than it must be
assumed that I think it likely that a
jury would hold that a mid or late teenager
was to be credited
with any exceptional incapacity for self-control so as to
excuse
homicidal violence). But if the jury cannot take into account
the
characteristic which particularly points the insult, I cannot
see that they are
taking " into account everything . . .
according to the effect ... it would have
" on a
reasonable man." In my judgment the reference to " a
reasonable
man " at the end of the section means " a man
of ordinary self-control ".
If this is so the meaning
satisfies what I have ventured to suggest as the
reason for
importing into this branch of the law the concept of the
reasonable
man—namely, to avoid the injustice of a man being
entitled to rely on his
exceptional excitability (whether
idiosyncratic or by cultural environment or
ethnic origin) or
pugnacity or ill-temper or on his drunkenness. (I do not
purport
to be exhaustive in this enumeration.)
There is
another respect in which the 1957 Act may have affected the
rigour
of the Bedder doctrine and thus undermined its authority.
There have
been differences of opinion lately in your Lordships'
House on how far one
may have forensic recourse to a public or
parliamentary report. I cite para-
graph 53 of the Working Paper
to which I have referred of the Criminal Law
Revision Committee
(as I would an authoritative text-book) as an expression
of view
of the law formed by a body of criminal lawyers of outstanding
emin-
ence and wide-ranging experience:
" In
this country the law on this matter [provocation] has been in-
"
directly affected by the introduction of the defence of diminished
"
responsibility. It is now possible for a defendant to set up a
combined
" defence of provocation and diminished
responsibility, the practical
" effect being that the jury
may return a verdict of manslaughter if they
" take the view
that the defendant suffered from an abnormality of mind
" and
was provoked. In practice this may mean that a conviction of
"
murder will be ruled out although the provocation was not such as
"
would have moved a person of normal mentality to kill."
In the
exceptional circumstances whereby the reasoning of a decision of
your
Lordships' House, and that of the authorities on which it was
founded,
has been undermined by a subsequent Act of Parliament
(even though the
decision has not been clearly and expressly
abrogated), I think that your
Lordships are justified in saying
that Bedder should no longer be followed.
I think that the
law as it now stands in this country is substantially the same
as
that enacted in the New Zealand Crimes Act 1961 section 169(2)
as
explained by the Court of Appeal of New Zealand in The Queen
v. McGregor
[1962] NZLR. 1069.
I think
that the standard of self-control which the law requires
before
provocation is held to reduce murder to manslaughter is
still that of the
reasonable person (hence his invocation in
section 3); but that, in determining
whether a person of
reasonable self-control would lose it in the circumstances,
the
entire factual situation, which includes the characteristics of the
accused,
must be considered.
13
There is
only one other matter which I would desire to add., It was
suggested
on behalf of the DPP that if what his counsel called the "
completely
" objective test" as established by
Bedder were modified, so that it was open
to the jury to
consider such mental or physical characteristics of the defendant
as
might affect his self-control in the relevant situation, the jury
might
require evidence as to how a person of reasonable
self-control would be
likely to react in such circumstances—or
at least that it would be open to
either side to call such
evidence. In other words, evidence would be
required, or
alternatively be admissible, to show, for example, how a
pregnant
woman or a 15-year-old boy or a hunchback would,
exercising reasonable
self-control, react in the circumstances. I
cannot agree. Evidence of the
pregnancy or the age or the
malformation would be admissible. But whether
the defendant
exercised reasonable self-control in the totality of the
circum-
stances (which would include the pregnancy or the
immaturity or the
malformation) would be entirely a matter for
consideration by the jury
without further evidence. The jury
would, as ever, use their collective
common sense to determine
whether the provocation was sufficient to make a
person of
reasonable self-control in the totality of the circumstances
(includ-
ing personal characteristics) act as the defendant did. I
certainly do not think
that is beyond the capacity of a jury. I
have heard nothing to suggest that
juries in New Zealand find the
task beyond them.
My Lords, for the foregoing reasons I would dismiss the appeal.
I have had
the privilege of reading in draft the speech prepared by my
noble
and learned friend on the Woolsack ; and 1 agree with what he
proposes
as the appropriate direction to the jury.
Lord Fraser of Tullybelton
my lords,
I have had
the advantage of reading in draft the speech prepared by my
noble
and learned friend Lord Diplock. I entirely agree with it, and
for
the reasons given by him I would dismiss the appeal.
Lord Scarman
my lords,
I have had
the advantage of reading in draft the speech delivered by my
noble
and learned friend Lord Diplock. I agree with it, and would
dismiss
the appeal.
31772 Dd 353191 140 StS