Die Martis, 26° Julii 1977
Parliamentary
Archives,
HL/PO/JU/4/3/1307
HOUSE OF LORDS
GOURIET AND OTHERS (RESPONDENTS)
v.
HER MAJESTY'S ATTORNEY-GENERAL (APPELLANT)
GOURIET (RESPONDENT)
v.
POST OFFICE ENGINEERING UNION (APPELLANTS)
GOURIET (RESPONDENT)
v.
UNION
OF POST OFFICE WORKERS (APPELLANTS)
[Consolidated Appeals]
GOURIET
(APPELLANT)
v.
UNION OF
POST OFFICE WORKERS AND
OTHERS (RESPONDENTS)
Lord Wilberforce
Lord
Wilberforce
Viscount
Dilhorne
Lord
Diplock
Lord
Edmund-Davies
Lord
Fraser of Tullybelton
MY LORDS,
These
appeals relate to certain orders made by the Court of Appeal
in
January 1977. The Attorney-General, Mr J. P. Gouriet, and the
two Post
Office Unions are each appealing against portions of
these orders. It is diffi-
cult to summarise at all accurately the
exact issues at stake because the
record is in a state of
procedural confusion due to improvisations and changes
of
direction by the court and the parties. But, briefly, the issues
which have
emerged for decision by this House are:
Whether,
in spite of the refusal of the Attorney-General to consent to
the
use of his name in relator proceedings, Mr. Gouriet, as a
private citizen, was
entitled to come to the court and ask for an
injunction against the Post Office
Unions from soliciting
interference with the mail to or with communications
with the
Republic of South Africa, and/or for a declaration that it would
be
unlawful for the Unions to take such action.
Whether
Mr. Gouriet's claim against the Post Office Unions to such
in-
junctions or declarations is maintainable or ought to be
struck out.
The
present proceedings are interlocutory only, so that Mr. Gouriet
should
be allowed to go on with his action unless it is manifestly
ill-founded in law.
The facts
are that Mr. Gouriet who, though supported by an association,
appears
simply as a citizen on 13th January 1977 discovered that the
execu-
tive of the Union of Post Office Workers (U.P.W.) had
resolved to call on its
members not to handle mail from this
country to South Africa during the
week starting at midnight,
Sunday, 16th January. The General Secretary
of the U.P.W., Mr. Tom
Jackson, appeared on television that evening (13th)
and said that
the legality of such action had never been tested in the courts:
the
relevant laws dated from Queen Anne and were more appropriate
for
dealing with highwaymen and footpads. On 14th January the "
Times " re-
ported the passing of the U.P.W. resolution and
also reported that the Post
Office Engineering Union (P.O.E.U.)
had said that they would instruct their
members not to provide or
maintain circuits to South Africa except in a
matter of "
life and death ".
On 14th
January (Friday) Mr. Gouriet applied to H.M. Attorney-General
for
consent to an action in the name of the Attorney-General at the
relation
of Mr. Gouriet against the U.P.W. for an injunction
against soliciting or pro-
curing any person wilfully to delay any
postal package in the course of
transmission between this country
and South Africa. The Attorney-General
refused his consent to this
application in the following terms:
"
Having considered all the circumstances including the public
interest
" relating to the application for my consent ... I
have come to the
2
"
conclusion that in relation to this application I should not give
my
" consent."
Mr.
Gouriet thereupon issued a writ in his own name against the U.P.W.
and
immediately applied for an interim injunction against it in
the terms men-
tioned above. This application was supported by an
affidavit deposing to the
facts as I have stated them. After a
hearing, Stocker J. dismissed the appli-
cation on the ground that
he had no power to make the order requested.
I have no doubt that
on the authorities he was perfectly correct in so doing.
Mr.
Gouriet appealed to the Court of Appeal which sat specially to hear
the
appeal on 15th January (Saturday). In the course of the
argument the court
expressed itself critically of the decision of
the Attorney-General. Ultimately,
the Court of Appeal allowed the
appeal and granted an interim injunction as
asked until Tuesday,
18th January. Then they gave the plaintiff leave to join
the
P.O.E.U. as a party and granted an injunction against that Union.
This
followed the wording of the Telegraph Act 1863, section 45,
set out below.
Thirdly, leave was given to add the
Attorney-General as a defendant. The
plaintiff did this and,
following indications which had been given in the argu-
ment,
claimed against the Attorney-General a declaration that in refusing
his
consent to the plaintiff to bring relator proceedings the
Attorney-General
acted improperly and wrongfully exercised his
discretion—I refer to this as
Declaration X.
On the
resumed hearing on 18th January, the Attorney-General appeared
and
contested the court's right to review the exercise of his discretion.
After
substantial argument, the plaintiff conceded that he was not
entitled to
Declaration X. The Court of Appeal reserved judgment
on the matters
before it until 27th January. On that day judgments
were given in which:
By a
majority (Lawton L.J. and Ormrod L.J.) it was held that the
court
had no power to review the decision of the Attorney-General in
refusing
consent to relator proceedings. Lord Denning M.R. held
that the court had
this power to review at least indirectly.
By a
majority (as above) it was held that, consent having been refused
to
bring relator proceedings, the plaintiff was not entitled to a
permanent in-
junction in the terms previously mentioned. Lord
Denning M.R. dissented.
All three
members of the court held that the plaintiff could
claim
declarations in the form mentioned and that, pending a
decision on this
claim, the court could grant interim injunctions
as sought. However, in fact,
the court discharged the
injunctions as being no longer necessary. The
plaintiff had
not, at this stage, asked for declarations, but the Court of
Appeal
gave leave for him to (re)amend his claim so as to do so.
This he did. He
also amended his claim against the
Attorney-General so as to seek a declara-
tion that
notwithstanding his refusal to allow relator proceedings, the
plain-
tiff is entitled to proceed with his claim against the
Unions for declarations
and interim relief. The Unions and the
Attorney-General were then treated
as having applied to the court
to strike out all the plaintiff's claims and such
putative
applications were dismissed. Leave to appeal to this House
was
then granted.
This
narrative shows that the proceedings involved a high degree of
im-
provisation, even of fiction. But this must not obscure the
important real
issues which underlie these hurried proceedings.
These the parties to this
appeal have fully and frankly argued,
and our main task is to decide them.
I shall make such
observations as are necessary on the procedure at a later
stage.
It is,
first, convenient to set out the statutory provisions relevant to
the
working of Post Office services. These are:
(i) Post Office Act 1953, section 58(1):
" If
any officer of the Post Office, contrary to his duty wilfully
"
detains or delays, or procures or suffers to be detained or
delayed,
" any……..Postal packet [in course of
transmission by post], he shall
3
" be
guilty of a misdemeanour and be liable to imprisonment [for a term
"
not exceeding two years] or to a fine, or to both "
(ii) ibid, section 68:
" If
any person solicits or endeavours to procure any other person
"
to commit an offence punishable on indictment under this Act, he
shall
" be guilty of a misdemeanour and be liable to
imprisonment for a term
" not exceeding two years ".
(iii)
Telegraph Act 1863, section 45:
" If
any person in the employment of the [Post Office]—wilfully or
"
negligently omits or delays to transmit or deliver any message ; or
"
by any wilful or negligent act or omission prevents or delays the
trans-
" mission or delivery of any message ; he shall for
every such
" offence be liable to a penalty not exceeding £20
" .
It is necessary to say of these sections at this stage three things:
There is
no sense in which they can be said to be obsolete.
Particularly,
those in the Post Office Act 1953 are of modern,
indeed recent, enactment
and express the intention of Parliament
as recently as 1969 when the Post
Office Act 1969 was passed.
The
sections are perfectly clear as to their meaning without the
need
for judicial interpretation.
This being
so it is surprising and, I would say, regrettable that, after
Mr.
Jackson's expressed and broadcast doubts as to their
applicability, oppor-
tunity was not taken for an authoritative
statement that they represent the
law and that the law must be
obeyed. If such a course had been taken, much
of the difficulty
which faced the Court of Appeal could have been avoided.
3. There
was no evidence before the judge of any actual breach of (a)
section
58 of the Post Office Act 1953 or (b) section 45 of the
Telegraph
Act 1863. In any case such breach would not be by
either of the defendant
Unions, but by some employee of the Post
Office.
It is
debatable whether any offence had been committed by the U.P.W.
under
section 68 of the Post Office Act 1953. The Union may have
mani-
fested an intention to " solicit or endeavour to
procure " its members to com-
mit an offence, but it could be
contended, and it was so argued, that there
was no evidence that
they had done this by 14th January or by 18th January
1977 and
that until they did so there was no offence. These considerations
are
clearly relevant to the grant of injunctive relief.
I proceed
now to the main issue. This cannot be resolved, or under-
stood,
unless some preliminary matters are borne in mind.
1. There
is now no longer a claim that the Attorney-General's refusal
of
consent to relator proceedings was improper or that it can be
reviewed
by the court. This issue, originally presented as one of
great constitutional
importance, has disappeared from the case.
The importance remains, but
the issue has vanished. The
Attorney-General's decision is accepted as, in
the courts,
unassailable. The prerogatives of his office are no longer
attacked.
All that Mr. Gouriet now claims is that the refusal of
the Attorney-General
to act does not bar him from acting. The
Attorney-General and the Unions
contend that it does.
2.
Parliament has conferred and by recent legislation reinforced a
great
degree of immunity from suit upon Trade Unions. The key
provision is
section 14 of the Trade Union and Labour Relations
Acts 1974-76—which
I shall call " the Acts of 1974-76
".
' 14.
Immunity of trade unions and employers' associations to actions
"
in tort.
" (1)
Subject to subsection (2) below, no action in tort shall lie
"
in respect of any act—
"
(a) alleged to have been done by or on behalf of a trade
"
union which is not a special register body
4
" (b)
" (c) alleged to be threatened or to be intended to be done as
" mentioned in paragraph (a) or (b) above ;
"against
the union ... in its own name, or against the trustees
" of
the union ... or against any members or officials of the union
"...
on behalf of themselves and all other members of the
" union
. . . ".
" (2) " (Not relevant to the present case).
It was no
doubt because of the very wide immunity conferred by this
subsection
(which, as seems to have been overlooked, is not limited to
cases
where there is a trade dispute) that the plaintiff did not
himself sue as a
person, or attempt to bring in with himself as a
plaintiff any person, who had
any special interest in the
transmission of mail or messages to South Africa
or who was likely
to suffer any special damage from non-transmission of
such mail or
messages. On the contrary the plaintiff has at all times dis-
claimed
having any interest in these matters apart from the interest
which
all members of the public have in seeing that the law is
observed.
Proceedings
may be brought against a trade union " for any offence
"
alleged to have been committed by it or on its behalf" (section
2 (1) (d)),
and a trade union may be sued in its own name
on any cause of action
other than such as are covered by section
14.
There are
special restrictions (section 17 of the Acts of 1974-76) upon
the
seeking of injunctions against trade unions—broadly directed
against
the seeking of " snap " injunctions in relation
to trade disputes. I shall
return to these provisions.
There are
severe restrictions upon proceedings against the Post
Office.
Although the Post Office is under a (public law) general
duty to provide
services, section 9 which imposes this duty
concludes:
" (4)
Nothing in this section shall be construed as imposing upon
"
the Post Office, either directly or indirectly, any form of duty or
"
liability enforceable by proceedings before any court."
And
section 29 creates extensive immunity of the Post Office, its
officers and
servants, from proceedings in tort in relation to
posts and telecommunications
(see for an historical account of
Post Office legislation Triefus & Co. Ltd- v.
Post Office
[1957] 2 Q.B. 352 per Hodson L.J.).
To say
therefore, as has been said with emphasis, that the plaintiff, or
the
public, " has a right " to the services of the Post
Office, is a statement, which,
if relevant at all in these
proceedings against the unions, can only be
accepted if "
right" is given a reduced meaning not extending to a
right
capable of direct enforcement by the civil law.
In the
light of these enactments, and of argument as the case has
pro-
ceeded, Mr. Gouriet's claim has been narrowed and made
specific. His
only claim now is that he, as all other members of
the public, has an interest
in his enforcement of the law which
entitles him to access to the courts from
which he cannot be "
immunised" by the Attorney-General's refusal to
allow the use
of his name. It is this claim which is at the centre of the case,
and
it requires first some discussion of the phrase " enforcement of
the law ".
The phrase is an emotive one, and one that
atrracts rhetoric, so we must see
what it means in the context.
When
Parliament decides to prohibit certain conduct (e.g. delaying
the
mail) it enacts legislation defining the prohibited act (e.g.
Post Office Act
1953, sections 58, 68). To violation or disregard
of the prohibition it at-
taches a sanction—prosecution as
for a misdemeanour with a possible sen-
tence of two years
imprisonment. Enforcement of the law means that any
person who
commits the relevant offence is prosecuted. So it is the duty
either
of the Post Office itself, or of the Director of Public Prosecutions
or
of the Attorney-General, to take steps to enforce the law in
this way. Failure
to do so, without good case, is a breach of
their duty (for a recent formula-
tion of this duty see the
statement of Sir H. Shawcross, A.G., (1951) in
5
Edwards,
The Law Officers of the Crown (1964) p. 223) The individual, in
such
situations, who wishes to see the law enforced has a remedy of his
own:
he can bring a private prosecution. This historical right
which goes right
back to the earliest days of our legal system,
though rarely exercised in
relation to indictable offences, and
though ultimately liable to be controlled
by the Attorney-General
(by taking over the prosecution and, if he thinks fit,
entering a
nolle prosequi) remains a valuable constitutional safeguard
against
inertia or partiality on the part of authority. This is
the true enforcement
process and k must be clear that an assertion
of a right to invoke it is of no
help to Mr. Gouriet here. His
case is not based on the committal of offence
plus a refusal to
prosecute, it is based on a right to take preventive action
in a
civil court which could have been taken but was not taken by the
Attor-
ney-General in relator proceedings. This involves
consideration of the " rela-
tor action " and of the
Attorney-General's part in it.
A relator
action—a type of action which has existed from the
earliest
times—is one in which the Attorney-General, on the
relation of individuals
(who may include local authorities or
companies) brings an action to assert a
public right. It can
properly be said to be a fundamental principle of
English law that
private rights can be asserted by individuals, but that
public
rights can only be asserted by the Attorney-General as
representing
the public. In terms of constitutional law, the
rights of the public are vested
in the Crown, and the
Attorney-General enforces them as an officer of the
Crown. And
just as the Attorney-General has in general no power to inter-
fere
with the assertion of private rights, so in general no private person
has
the right of representing the public in the assertion of
public rights. If he
tries to do so his action can be struck out.
An appeal
was made to the Year Books to controvert this universally ac-
cepted
proposition. Examples can be found of cases, in early times,
where
subjects were allowed to assert in the courts rights of the
Crown (see Year
Books Series Vol. XVII, Ed. II, 1314-15, Selden
Society ed. W. C. Bolland).
But all these cases were cases
asserting, through writs of quo warranto or
analogous writs claims
of a nature which in modern times came to be made
by prerogative
writs, or cases concerned with some proprietary right of the
Crown:
they were not cases of individuals asserting rights belonging to
the
public. No instance of this could be brought forward, whether
in ancient or
modern times.
The
plaintiff accepted that this was so but produced a number of
argu-
ments why this form of action should be departed from or
modernised. The
use of the Attorney-General's name was said to be
fictional: the real claim-
ant was the individual—who has to
bear the costs. The introduction of the
Attorney-General was a
matter of practice and procedure, the subject of
judicial
invention: what the courts have invented, the courts can change.
The
Attorney-General has no real part to play in these proceedings:
his
functions are limited to ensuring that the action is not
frivolous of vexatious.
It is time to discard these fictions, or
at least to remould the action for use
in modern times.
My Lords,
apart from the fact that to accept this line of argument would
mean
a departure from a long, uniform and respected series of
authorities,
so straining to the utmost the power of judicial
innovation, in my opinion
it rests on a basic misconception of the
Attorney-General's role with regard
to the assertion of public
rights.
It can be
granted that in this, as in most of our law, procedural
considera-
tions have played a part. It was advantageous to make
use of the name of
the King so as to gain a more favourable
position in the King's Courts and
to avoid restrictions by which
the King was not bound (see Robertson, Civil
Proceedings by and
against the Crown, p. 464). Moreover it may well be
true that in
many types of action, and under some Attorneys-General, the use
of
his name was readily granted—even to the point of becoming a
formality.
This was particularly the case in charity cases up to
the time of Sir John
Campbell, A.G. (see Shore v. Wilson
(1839-42) 9 Cl. & F. 355, 407).
6
But the
Attorney-General's role has never been fictional. His position
in
relator actions is the same as it is in actions brought without
a relator (with
the sole exception that the relator is liable for
costs (A.G. v. lockermouth
Local Board L.R. 18 Eq. 172,
176, per Jessel M.R.). He is entitled to see and
approve the
statement of claim, and any amendment in the pleadings, he
is
entitled to be consulted on discovery, the suit cannot be
compromised with-
out his approval; if the relator dies, the suit
does not abate. For the proposi-
tion that his only concern is to
" filter out" vexations and frivolous pro-
ceedings,
there is no authority—indeed, there is no need for the
Attorney-
General to do what is well within the power of the
court. On the contrary
he has the right, and the duty, to consider
the public interest generally and
widely.
It was
this consideration which led to the well known pronouncement of
the
Earl of Halsbury L.C. in 1902, for the suggestion was being made that
the
court could enquire whether, when the Attorney-General had
consented to
relator proceedings, the public had a material
interest in the subject matter of
the suit.
". .
. The initiation of the litigation, and the determination of the
ques-
" tion whether it is a proper case for the
Attorney-General to proceed
" in, is a matter entirely beyond
the jurisdiction of this or any other
" court. It is a
question which the law of this country has made to reside
"
exclusively in the Attorney-General ". (L.C.C. v.
Attorney-General
[1902] AC 165, 168-9 per Earl of
Halsbury L.C.: 170 per Lord
Macnaghten).
To limit
this passage to a case where the Attorney-General has given
his
consent (as opposed to a case where he refuses consent) goes
beyond legitimate
distinction: it ignores the force of the words "
whether he ought to initiate
" litigation ... or not "
(I.e. p. 168).
It is the
decision on the public interest that is binding whichever
direction
that takes. That a refusal is binding had never been
contested ; that it was so
was explicitly decided in firm terms in
relation to the fiat in Ex parte Newton
(1855) 4 E. &
B. 869, a case cited to but not noticed by the Court of Appeal.
My Lords,
the propositions stated above, usually regarded as elemetary,
are
supported by too many authorities for citatio nto be possible. But
I
must deal briefly with some of the cases cited contra.
The
Attorney-General of the Duchy (ex, rel, Vermuden) v. Heath
& Ors.
(1690) Free. Ch. 13 was clearly not a case of a
public right: the briefly
reported holding that " the King's
name is only made use of by the form of
" the court ... the
suit is not for the King's duty but the relator's interest"
have
no application to such a case. Shore v. Wilson ((1839-42)
9 Cl. & F. 355)
was a charity case and contains two points of
interest. The Attorney-General
(Sir J. Campbell) said:
"
When there are private relators who wish to file an information in
"
respect of a charity, the Attorney-General cannot with propriety
refuse
" the use of his name, if there be an arguable
question to be submitted to
" a Court. The practice which I
have followed, and which has been, I
" believe, adopted by
all my predecessors, has been, upon a certificate
" by a
gentleman at the bar saying that there is some question that may
"
fairly be submitted to the Court, not to stop inquiry, but to give
the
" sanction of our name " (p. 407).
The
Attorney-General in fact appeared separately as counsel for
defendants
Lord Brougham's comment on this (apposite in a case
about Unitarians)
"We distinguish the persons; you need not
trouble yourself". Whether
this was the correct view was
later debated in A .-G v. Ironmonger's Company
(1840)
2 B. 313, where the master of the Rolls (Lord Langdale) said that:
"
He did not recognise the relator as distinct from the Attorney-
"
General. That the suit was the suit of the Attorney-General, though
"
at the relation of another person upon whom he relied and who was
"
answerable for costs; and that he could only recognise the counsel
"
for the relator as the counsel for the Attorney-General, and could
7
"
hear them only by his permission ; that the suit was so entirely
under
" the control of the Attorney-General that he might
desire the Court to
" dismiss the information, and that if he
stated that he did not sanction
" any proceeding, it would be
instantly stopped ". (I.e. p.328).
The
Attorney-General (Sir J. Campbell) referred to Shore v. Wilson
and
apparently maintained his position, but it is certainly
clear from Lord Lang-
dale's judgment that, apart from the
question of appearance by counsel, the
Attorney-General and not
the relators remains totally in control of the
suit.
Attorney-General
v. Sheffield Gas Consumers Co. (1853) 3 De G. M. &
G.
304, is invoked for this passage:
"
Although the name of the Attorney-General is used, it is quite
clear
" that he has never been consulted, and that any
advantage from these
" litigations to the public is the last
thing which those who have set it
" on foot have thought of
". (p. 309).
But this
was argument by counsel and all that Lord Cranworth said was
that
agreeing that the case was in two parts, one of public nuisance
and
the other of private nuisance " in substance, I cannot
but come to the con-
"clusion that the Attorney-General, and
the public here, are a mere fiction,
" and that the real
parties concerned are only those that were parties to the
"
first suit". Note the words " and the public ": what
is " fictional " is the
alleged public interest not the
right of the Attorney-General to enforce a
real public interest.
Lastly, of
English authorities, there is the confusing case of London
As-
sociation of Shipowners & Brokers v. London & India
Docks Joint Com-
mittee [1892] 3 Ch 242 C.A. The P. &
O. Company, one of the plaintiffs,
not asserting any
public right, and so not using the Attorney-General's name,
was
bound to prove special damage and was unable to do so. It had
failed
to establish its alleged rights and so its appeal was
dismissed but nevertheless
the court made a declaration of right
in favour of the P. & O. The decision,
and the observations of
the Lords of Justices, gave clear support to the dis-
tinction
between private and public rights and to the necessity for the
latter
to be enforced by, or through, the Attorney-General.
Whether the court,
having dismissed the appeal, ought to have
granted declaratory relief, whether,
indeed, it would have done so
if it had not had all the parties before it and
if concessions and
admissions had not been at the Bar (see per Bowen L.J.
at p. 266)
may be debatable, but the case throws no light on the nature
of
relator actions.
The Master
of the Rolls, in his judgment, invoked two cases from over-
seas,
Thorson v. Attorney-General of Canada (No. 2) (1974) 43
D.L.R. (3rd)
I and Float v. Cohen (1968) 392 U.S.
83. The first of these recognises the
English law on enforcement
of public rights, but distinguishes it where
constitutionality of
legislation is involved. The second turns wholly upon
the position
under the U.S. Constitution and has no discussion of
English
authorities. These are unimpressive support.
In
contrast with these inconclusive passages I will cite one of many
in
which the contrary has been affirmed. In the Stockport
District Waterworks
Co. v. The Mayor, etc., of Manchester
(1863) 9 Jurist N.S. 266 Lord West-
bury L.C. said this:
"...
those are a few of the reasons which might be assigned, showing
how
desirable it is not to allow any private individual to usurp the
right of
representing the public interest. The only arguments
which I am disposed
> accept from those which I have heard
today, are arguments founded
upon the public interest, and the
general advantage of restraining an in-
corporated company within
its proper sphere of action. But, in the present
case, the
transgression of those limits inflicts no private wrong upon
these
plaintiffs ; and although the plaintiffs, in common with the rest of
the
Public, might be interested in the larger view of the
question, yet the con-
8
"
stitution of the country has wisely intrusted the privilege with a
public
" officer, and has not allowed it to be usurped by a
private individual ".
That it is
the exclusive right of the Attorney-General to represent the
public
interest—even where individuals might be interested
in a larger view of
the matter—is not technical, not
procedural, not fictional. It is constitutional.
I agree with Lord
Westbury that it is also wise.
From this
general consideration of the nature of relator actions, I pass to
the
special type of relator action with which this appeal is concerned.
It
is of very special character, and it is one in which the
predominant position
of the Attorney-General is a fortiori the
general case.
This is a
right, of comparatively modern use, of the Attorney-General
to
invoke the assistance of civil courts in aid of the criminal
law. It is an
exceptional power confined, in practice, to
cases where an offence is frequently
repeated in disregard of a,
usually, inadequate penalty—see Attorney-General
v.
Harris [1961] 1 Q.B. 74 ; or to cases of emergency—see
Attorney-General v.
Chaudry [1971] 1 W.L.R. 1614. It
is one not without its difficulties and these
may call for
consideration in the future.
If
Parliament has imposed a sanction (e.g., a fine of £1), without
an
increase in severity for repeated offences, it may seem wrong
that the courts
—civil courts—should think fit, by
granting injunctions, breaches of which
may attract unlimited
sanctions, including imprisonment, to do what Parlia-
ment has not
done. Moreover, where Parliament has (as here in the Post
Ofiice
Act 1953) provided for trial of offences by indictment before a
jury,
it may seem wrong that the courts, applying a civil standard
of proof, should
in effect convict a subject without the
prescribed trial. What would happen
if, after punishment for
contempt, the same man were to be prosecuted in
a criminal court?
That Lord Eldon was much oppressed by these difficulties
is shown
by the discussions in Attorney-General v. Cleaver (1811)
18 Ves.
Jun. 211.
These and
other examples which can be given show that this jurisdiction—
though
proved useful on occasions— is one of great delicacy and is one
to
be used with caution. Further, to apply to the court for an
injunction at all
against the threat of a criminal offence, may
involve a decision of policy
with which conflicting considerations
may enter. Will the law best be
served by preventive action? Will
the grant of an injunction exacerbate
the situation? (very
relevant this in industrial disputes). Is the injunction
likely to
be effective or may it be futile? Will it be better to make it
clear
that the law will be enforced by prosecution and to appeal
to the law abiding
instinct, negotiations, and moderate
leadership, rather than provoke people
along the road to
martyrdom? All these matters—to which Devlin J.
justly drew
attention in Attorney-General v. Bastow [1957] 1 Q.B.
515, 519,
and the exceptional nature of this civil remedy,
point the matter as one
essentially for the Attorney-General's
preliminary discretion. Every known
case, so far, has been so
dealt with: in no case hitherto has it ever been
suggested that an
individual can act, though relator actions for public nuisance
which
may also involve a criminal offence, have been known for 200 years.
There are
two arguments put forward for permitting individual citizens
to
take this action.
The first
points to the private prosecution. All citizens have
sufficient
interest in the enforcement of the law to entitle them
to take this step. Why
then should this same interest not be
sufficient to support preventive action
by way of
injunction—subject, it may be, to ultimate control by the
Attorney-
General? At one time I was attracted by this argument.
But I have reached
the conclusion that I cannot accept it.
The
Attorney-General's right to seek, in the civil courts,
anticipatory
prevention of a breach of the law, is a part or
aspect of his general power
to enforce, in the public interest,
public rights. The distinction between
public rights, which the
Attorney-General can and the individual (absent
9
special
interest) cannot seek to enforce, and private rights, is
fundamental
in our law. To break it, as the plaintiff's counsel
frankly invited us to do,
is not a development of the law, but a
destruction of one of its pillars. Nor,
in my opinion, at least in
this particular field, would removal of the distinc-
tion be
desirable. More than in any other field of public rights, the
decision
to be taken before embarking on a claim for injunctive
relief, involving as it
does the interests of the public over a
broad horizon, is a decision which the
Attorney-General alone is
suited to make (see Attorney-General v. Bastow
U.S.).
This
brings me to the second argument. Surely, it is said, since
the whole
matter is discretionary it can be left to the court. The
court can prevent
vexatious, or frivolous, or multiple actions:
the court is not obliged to grant
an injunction: leave it in the
court's hands. I cannot accept this either.
The decisions to be
made as to the public interest are not such as courts
are fitted
or equipped to make. The very fact that, as the present case
very
well shows, decisions are of the type to attract political
criticism and con-
troversy, shows that they are outside the range
of discretionary problems
which the courts can resolve. Judges are
equipped to find legal rights and
administer, on well-known
principles, discretionary remedies. These matters
are widely
outside those areas.
It is said
that the Attorney-General can always be joined as a party—as
he
was here—and so can represent the public interest. There
are clear objec-
tions to making him a defendant: if he were so
joined, he, and through him
all members of the public, would be
bound by the decision. But even if he
appears as amicus curiae,
what is gained? His presence as, presumably, a
hostile or at
least a non-supporting party cannot legitimise the
plaintiffs'
otherwise illegitimate claim to represent the public.
Moreover, when he is
there, either he objects to the proceeding in
the public interest without giving
reasons, in which case (unless
the court over-rules him) nothing has been
achieved beyond his
refusal to allow relator proceedings: or he is obliged
to state
his reasons for objection and the court is able to review them.
But
this is contrary to the whole nature of his office and to the
general principle
that the court cannot review.
There
remain certain other arguments for the plaintiff's case which
need
consideration.
Attention
was drawn to the procedure of applying for prerogative writs.
These
are often applied for by individuals and the courts have allowed
them
liberal access under a generous conception of locus
stand!. It was argued
that analogy requires a similar and
equally liberal right to bring relator
actions. But the
analogy is imperfect. The correct comparison is not be-
tween
the court to which application is made for the writ and a court
before
which an individual seeks to enforce a public right, but
between the court
exercising the prerogative power of controlling
an abuse of authority or juris-
diction and the
Attorney-General under prerogative power considering
whether
the public interest will be served by a relator action. To allow
un-
restricted access of individuals—to any judge of the
High Court—seeking
enforcement of a public right would be
to depart from analogy not to apply it.
In so far
as reliance was placed on observations of Lord Denning
M.R.
(concurred in by Lawton L.J.) in Attorney-General ex.
rel. McWhirter v.
Independent Broadcasting Authority [1973]
Q.B. 629, 649, these were dicta
in proceedings in which,
ultimately, the Attorney-General consented to rela-
tor
proceedings. The court in fact held that an individual could not
apply
for an injunction against a breach of the law except with
the fiat of the
Attorney-General. Lord Denning went on to
express the opinion obiter
that a individual member of the
public can apply for an injunction " if the
"
Attorney-General refuses leave in a proper case or improperly or
unreason-
" ably delays in giving leave, or his machinery
works too slowly " (p. 649).
There is no authority for this
proposition and in my opinion it is contrary to
principle. In
any event none of the stated hypotheses apply in the present
case.
10
3. The
majority of the Court of Appeal sought, in effect, to outflank
the
refusal of the Attorney-General to relator proceedings by
allowing declaratory
relief to be claimed and by permitting this
to be used as a basis for granting
an interim injunction. This
produced the remarkable result that the plaintiff
was more
successful at the interim stage than he could possibly be at
the
final stage for it was accepted that no final injunction could
be claimed.
This argument was based, as such arguments invariably
are, upon the very
wide words used in 0.15 r. 16 (formerly 0.25,
r.5) and upon wide expressions
extracted from different contexts
(e.g., Viscount Radcliffe in Ibeneweka v.
Egbuna [19641
1 W.L.R. 219, 224.) Since, as I understand, others of your
Lordships
intend to deal fully with this argument and with the authorities,
I
shall content myself with saying that, in my opinion, there is
no support in
authority for the proposition that declaratory
relief can be granted unless the
plaintiff, in proper proceedings,
in which there is a dispute between the plain-
tiff and the
defendant concerning their legal respective rights or
liabilities
either asserts a legal right which is denied or
threatened, or claims immunity
from some claim of the defendant
against him or claims that the defendant is infring-
ing or
threatens to infringe some public right so as to inflict special
damage on
the plaintiff. The present proceedings do not possess
the required charac-
teristic. The case on which so much reliance
was placed by the plaintiff—
Dyson v.
Attorney-General [1912] 1 Ch 158, was one where a person
was
affected in his private rights: if the issue of the form had
been proceeded
with, and a penalty levied, the levy would have
been wrongful and Mr.
Dyson would have had a right to recover it.
A right is none the less a right,
or a wrong any the less a wrong,
because millions of people have a similar
right or may suffer a
similar wrong. On the other hand, the case in this
House of
L.P.T.B. v. Moscrop [19421 A.C. 332 is clear and strong
authority
that where there is no interference with a private right
and no personal
damage, declaratory relief cannot be sought
without joining the Attorney-
General as a party (s.c. as
relator)—see pp. 334-5 per Viscount Maugham.
In my opinion
the law is clear, and rightly so, that only the
Attorney-General
—either ex officio or ex
relatione can apply to the civil courts for injunctive
relief
against threatened breaches of the law. The present proceedings
are
misconceived and should have been struck out.
Finally
there is the case of the P.O.E.U. This Union was ordered to be
joined
as a defendant on 15th January 1977 and an interim injunction
ex
parte was granted at once, without any notice having been given
to it. There
was no evidence of any breach of the law having been
committed, Mr.
Jackson's statement was not made on its behalf, and
there was no evidence of
any intention except a hearsay statement,
made without ascription of source,
by the labour correspondent of
The Times newspaper. No request was made
to the Attorney-General
for the use of his name in relator proceedings against
this Union.
No regard was paid to section 17(1) of the Trade Union and
Labour
Relations Act 1974 (as amended by the Employment Protection Act
1975)
which requires that if, in the opinion of the court, the Union would
be
likely to claim that it acted in contemplation of furtherance
of a trade dispute,
no injunction may be granted unless the court
is satisfied that all reasonable
steps had been taken to secure
that notice of his application had been given.
This section, an
important one in this context, was disposed of by the Court
of
Appeal in a brief discussion, after the injunction had been granted,
by
saying that this has nothing to do with a trade dispute. That
may be a
debatable question.
Complaint
was made of this procedure by counsel for the P.O.E.U. before
this
House, and I must say, with all respect, that I think it was
justified.
Given the need for expedition, the granting of
injunctions is a serious matter,
and the purpose of section 17 is
precisely to prevent hasty and ex parte
applications being granted
without the Union in question being heard.
I would
allow the appeals of the Attorney-General and of the two
Union
defendants. I would dismiss the appeal of the plaintiff. The
plaintiff should
pay the costs of the union defendants in this
House. The costs below were
ordered to be costs in the cause, and
consequent on the plaintiff's claims
being struck out will fall to
be paid by the plaintiff.
11
Viscount Dilhorne
MY LORDS,
The
announcement that the Executive Council of the Union of Post
Office
Workers (U.P.W.) had resolved to call upon its members to
interfere with
the passage of mail in the course of transmission
between England and Wales
and South Africa was made by the B.B.C.
in the 9 o'clock news on television
on Thursday the 13th January
1977. Immediately thereafter Mr. Jackson,
the General Secretary of
the Union was interviewed. He said that the legality
of the
proposed action which was to start at midnight on Sunday the
16th
January, had not been tested in the courts and that the laws
relating to it
dated from Queen Anne and were more appropriate for
dealing with high-
waymen and footpads.
The Times
the next day stated that the 31 members of the Executive
had
unanimously decided to brave possible legal action under the
Post Office Act
and to boycott all telephone calls, mail and
telegrams to South Africa the next
week. Their action, the Times
said, was taken in response to a call for
" international
solidarity " from the International Confederation of
Trade
Unions in the hope of influencing apartheid policy in South
Africa. The
Times referred to action being taken by other unions
and reported that the
Post Office Engineering Union (P.O.E.U.) had
said that it would instruct its
members not to provide or maintain
circuits to South Africa except in a
matter of " life and
death ".
The
respondent, Mr Gouriet, does not claim to have any special
interest
in the passage of mail to and from South Africa. He does
not assert that
he would have suffered any loss or damage by the
projected interruption of
communications. His rights, if any, and
interest were those enjoyed by every
member of the public.
Perhaps
because he thought that Mr Jackson's challenge should be taken
up
and the legality of the proposed action tested in the courts, Mr
Gouriet
applied to the Attorney-General for his consent to the
institution of an action
in his name, a relator action, against
the U.P.W. seeking an injunction to
restrain the U.P.W. its
servants or agents from soliciting or endeavouring to
procure any
person wilfully to detain or delay any postal packet in the
course
of transmission between this country and South Africa.
During the
afternoon of Friday the 14th January, the Attorney-General
gave
his decision. He refused his consent to the application, stating that
he
had considered all the circumstances, including the public
interest.
In the
course of the judgment he delivered on the 27th January Lord
Denning
M.R. said that sections 58 and 68 of the Post Office Act 1953 were
so
clearly worded that he could see no reason for anyone to require
the
position to be tested in the courts. I agree. Though there may
have been
similar provisions in the days of Queen Anne, no
sensible person could think
that these sections passed in such a
recent Act were either spent or obsolete ;
nor could anyone
reading section 58 (which applies only to officers of the
Post
Office) and section 68 have seriously thought that they were directed
at
highwaymen and footpads. Any doubts about the scope of these
sections
felt by Mr Jackson would have been speedily dispelled if
he had sought the
advice of any lawyer. If, when he gave his
decision on the Friday, the
Attorney-General had made a statement
that if Mr Jackson or anyone
solicited or endeavoured to procure
any officer of the Post Office to detain
or delay a postal packet,
a criminal offence would be committed, that should
have sufficed
to dispel Mr Jackson's doubts and any doubts which had arisen
in
the minds of members of the U.P.W. in consequence of Mr Jackson's
state-
ments on television.
That same
afternoon Mr Gouriet started in his own name an action
against the
U.P.W. seeking an injunction in the same terms and applied to
Stocker
J. in Chambers for an interim injunction in the same terms.
His
application was refused, Stocker J. holding that he had no
jurisdiction to grant
12
it when
the Attorney-General had refused his consent to a relator action.
Mr
Gouriet promptly appealed and his appeal was heard by the Court
of
Appeal the next day, Saturday the 15th January.
In the
course of the judgments delivered that day Lord Denning M.R.
said
that he thought that a breach of the criminal law was impending "
directed,
encouraged or procured by the Executive " of the
Union ; Lawton L.J. said
that there was ample evidence that by its
resolution the Union had com-
mitted an offence under section 68
of the Post Office Act and Ormord L.J.
held that the Union was
guilty of an offence under that section and that
future breaches
were threatened. Whether or not an offence had been
committed by
the passage of the resolution and its communication to the
media
with the result that members of the Union would be informed of it
in
lime to take action at midnight on the Sunday, it is not
necessary to decide.
If a member of the executive was indicted in
respect of that, the question
would fall to be decided by the
jury. But there is no doubt that breaches
of section 58 were
clearly threatened.
At the
hearing on the Saturday Lawton L.J. said that he could see no
good
legal reason for the Attorney-General's refusal of consent
though he could
conceive of many political reasons for his
decision. He went on to say that
until there was some explanation
of his refusal " then on the face of it, his
" failure
to do so must have been for some reason which was not a good
"
reason in law. ".
The court
adjourned the hearing until the following Tuesday to enable
the
Attorney-General to be present and granted an interim
injunction in the
terms sought against the U.P.W.
After
judgment was given on the Saturday, Mr Newman, counsel for
Mr
Gouriet, asked and was given leave to join the P.O.E.U. as a
defendant, and
the statement of claim was amended to include a
claim for an injunction to
restrain the P.O.E.U. its servants or
agents from counselling, procuring or
inciting any person in the
employment of the Post Office to do any of the
acts made offences
by sections 45 of the Telegraph Act 1863. An
interim
injunction in these terms was made against the P.O.E.U.
Mr
Saville, who appeared for both Unions, contended that this
injunction
should not have been granted. The affidavit sworn by Mr
Gouriet in support
of his application for an interim
injunction against the U.P.W. exhibited the
extract from the Times
which stated what the P.O.E.U. was going to instruct
its members
to do. He contended that there was insufficient material before
the
court to entitle it in the exercise of its discretion to grant the
injunc-
tion.
While I
agree there was little information before the court for it to act
on,
I am not prepared to say that in all the circumstances it was
insufficient. The
question is now of little importance.
Mr.
Saville also took the point that the Court of Appeal had failed
to
comply with section 17(1) of the Trade Union and Labour
Relations Act
1974 which is in the following terms:
'' Where
an application for an injunction .... is made to a court
" in
the absence of the party against whom the injunction ... is sought
"
or any representative of his, and that party claims, or in the
opinion
" of the court would be likely to claim, that he
acted in contemplation
" or furtherance of a trade
dispute, the court shall not grant the injunc-
" tion . .
unless satisfied that all steps which in the circumstances were
"
reasonable have been taken with a view to securing that notice of
"
the application and an opporunity of being heard with respect to
the
" application have been given to that party."
The Court
held that this section did not apply as there was no trade
dispute
falling within the definition in section 29(1) of the Act.
Section 29(3) as
amended by paragraph 6 of Part III of Schedule 16
of the Employment
Protection Act 1975, provides that " There
is a trade dispute for the purposes
13
"of
this Act even though it relates to matters occurring outside Great
"
Britain " and Mr. Saville at the hearing the following week
asserted that
there was a dispute between the Government of South
Africa as employers
and other employers with trade unions in South
Africa which came within
the statutory definition of ' trade
dispute'.
The
application of section 17(1) does not depend on whether there is
in
fact a trade dispute. It depends on whether in the opinion of
the court
it is likely that a party will claim that what was
proposed was in con-
templation or furtherance of a trade dispute.
Here the only information
before the court was that the action
proposed was in response to a call for
international solidarity in
the hope of influencing policy on apartheid. I see
no reason for
concluding that in the light of this information the court
should
have formed the opinion that there would be a claim that the
action
proposed was in furtherance of a trade dispute. I therefore
reject the con-
tention that the court failed to comply with
section 17 (1).
On the
Saturday the statement of claim was also amended to include a
claim
for a declaration that the Attorney-General had acted improperly
in
refusing his consent to relator proceedings and had wrongly exercised
his
discretion. At the hearing the following Tuesday the
Attorney-General's
refusal to give his reasons for withholding his
consent was regarded by the
Master of the Rolls as a direct
challenge to the rule of law, a statement with
which I feel I must
express my complete dissent.
In the
course of his judgment on the 27th January Lord Denning said
that
he accepted that the court could not enquire into the giving of
consent
by the Attorney-General to the institution of a relator
action but in his
opinion his refusal of consent could be reviewed
by the courts. Lawton L.J.
and Ormrod L.J. did not agree. On the
last day of the hearing Mr. Gouriet
abandoned his contention that
the courts had power to review the Attorney-
General’s
exercise of his powers, but in view of Lord Denning's
observations
and those of Lawton L.J. on the Saturday to which I
have referred and the
importance of the question, I feel I should
say something with regard
thereto.
The
Attorney-General has many powers and duties. He may stop
any
prosecution on indictment by entering a nolle prosequi. He
merely has to
sign i\ piece of paper saying that he does
not wish the prosecution to continue.
He need not give any
reasons. He can direct the institution of a prosecution
and direct
the Director of Public Prosecutions to take over the conduct of
any
criminal proceedings and he may tell him to offer no evidence.
In the
exercise of these powers he is not subject to direction by
his Ministerial
colleagues or to control and supervision by the
courts. If the court can
review his refusal of consent to a
relator action, it is an exception to the
general rule. No
authority was cited which supports the conclusion that the
courts
can do so. Indeed such authority as there is points strongly in
the
opposite direction. In 1902 in the London County Council v.
Attorney-
General [1902] AC 165 Lord Halsbury said at p.
168:-
" My
Lords, one question has been raised, though I think not raised
"
here—it appears to have emerged in the Court below—which
I confess
" I do not understand. I mean the suggestion that
the courts have any
" power over the jurisdiction of the
Attorney-General when he is suing
" on behalf of a relator in
a matter in which he is the only person who
" has to decide
those questions. It may well be that it is true that the
"
Attorney-General ought not to put into operation the whole
machinery
" of the first law officer of the Crown in order to
bring into Court some
" trifling matter. But if he did, it
would not go to his jurisdiction ; it
" would go, I think, to
the conduct of his office and it might be made,
" perhaps in
Parliament, the subject of adverse comment; but what
" right
has a Court of law to intervene? If there is excess of power
"
claimed by a particular public body, and it is a matter that
concerns
" the public, it seems to me that it is for the
Attorney-General and not
" for the Courts to determine
whether he ought to initiate litigation in
" that respect or
not ... In a case where as a part of his public duty
" he has
a right to intervene, that which the Courts can decide is whether
14
"
there is the excess of power which he, the Attorney-General,
alleges.
" Those are the functions of the Court; but the
initiation of the litigation,
" and the determination of the
question whether it is a proper case for
" the
Attorney-General to proceed in, is a matter entirely beyond the
"
jurisdiction of this or any other Court. It is a question which the
law
" of this country has made to reside exclusively in the
Attorney-General.
" I make this observation upon it, though
the thing has not been urged
" here at all, because it seems
to me to be very undesirable to throw any
" doubt upon the
jurisdiction, or the independent exercise of it by the
"
first law officer of the Crown."
In the
same case Lord Macnaghten said that he entirely concurred in
these
observations. Although obiter, they nevertheless have great
authority and in
my opinion the view that refusal of consent to a
relator action is an exception
to the general rule and is subject
to review by the courts must be rejected. It
is because I think it
undesirable that any judicial observations suggesting that
the
exercise by the Attorney-General of these functions and duties is
subject
to control, supervision and review by the courts should be
left unanswered
that I have ventured to make these observations.
Mr.Gouriet's
contention now is that the Attorney-General can only refuse
his
consent to the institution of a relator action if it is frivolous,
vexatious or
oppressive and that as the action for which he sought
the Attorney-General's
consent did not fall under any of these
heads, the Attorney-General had
acted improperly. The ancient
cases to which we were referred show that
there was a time when
Attorneys-General freely gave their consent to such
actions but
since the days of Lord Eldon, Attorneys-General have
exercised
considerable control. The figures with which we were
supplied show that
over the last 25 years or so the number of
applications for the Attorney-
General’s consent
has increased, and while a good percentage of them are
refused,
the number of such actions has also increased. A relator action
is
not something to be regarded as archaic and obsolete. The
courts have jower
to dismiss an action which is frivolous,
vexatious or oppressive. If indeed the
only purpose of requiring
an application for the Attorney-General's consent
was to give him
the opportunity of saying in advance of the courts that an
action
was frivolous, vexatious, or oppressive, this function of his would
serve
little useful purpose. Again in my opinion this contention
for which no
authority was cited must be rejected. The
Attorney-General did not in my
opinion act improperly as now
suggested on behalf of Mr. Gouriet.
"
There is no greater nonsense talked about the Attorney-General's duty
"
said Sir John Simon in 1925, "than the suggestion that
in all cases, the
" Attorney-General ought to decide to
prosecute merely because he thinks
" there is what the
lawyers call ' a case '. It is not true and no one who has
"
held that office supposes that it is." However clear it appears
to be that an
offence has been committed, it is, as Sir Hartley
Shawcross then Attorney-
General said in 1951, the
Attorney-General's duty "in deciding whether or
" not to
authorise the prosecution, to acquaint himself with all the
relevant
" facts, including, for instance, the effect which
the prosecution, successful
" or unsuccessful as the case may
be, would have upon public morale and
" order ".
This
approach which the Attorney-General should make when
considering
whether a prosecution should be started, is in my
opinion the kind of ap-
proach he should have made to the question
of giving his consent to Mr
Gouriet's application.
In
deciding whether or not to prosecute " there is only one
consideration
" which is altogether excluded " Sir
Hartley Shawcross said, " and that is
" the repercussion
of a given decision upon my personal or my party's or the
"
Government's political fortunes ". In the discharge of any of
the duties
to which I have referred, it is, of course, always
possible that an Attorney-
General may act for reasons of this
kind and may abuse his powers. One
does not know the reasons for
the Attorney-General's refusal in this case but
it should not be
inferred from his refusal to disclose them that he acted
wrongly.
For all one knows he may have attached considerable importance
15
to the
fact that the injunction sought did no more than repeat the language
of
the sections of the Post Office Act. On the Friday he may
indeed have
thought that to start proceedings so speedily for an
injunction which did no
more than that, was not likely to serve
any useful purpose and might indeed
exacerbate the situation.
Instances of applications by Attorneys-General to
the civil courts
for aid in enforcing the criminal law are few in number
and
exceptional in character. In the Court of Appeal a number of
observations
were made as to the inability of the courts to
"enforce the law" if the
Attorney-General refused his
consent to an application for such an injunction.
A breach of the
law was impending according to Lord Denning. " Are the
"
courts to stand idly by? " was the question he posed on the
Saturday. On
the 27th January he said: —
" If
he " (the Attorney-General) " does not act himself—or
refuses to
" give his consent to his name being used—then
the law will not be
" enforced. If one Attorney-General after
another does this, if each in
" his turn declines to take
action against those who break the law—then
" he law
becomes a dead letter."
With great
respect the criminal law does not become a dead letter if
pro-
ceedings for injunctions to restrain the commission of
offences or for declara-
tions that certain conduct is unlawful
are not brought. The criminal law is
enforced in the criminal
courts by the conviction and punishment of offenders,
not in the
civil courts. The jurisdiction of the civil courts is mainly as to
the
determination of disputes and claims. They are' not charged
with responsi-
bility for the administration of the criminal
courts. The question " Are the
" courts to stand idly
by? " might be supposed by some to suggest that the
civil
courts have some executive authority in relation to the criminal
law.
The line between the functions of the executive and the
judiciary should not
be blurred.
There are
a number of statutory offences for the prosecution of which
the
consent of the Attorney-General or of the Director of Public
Prosecutions
is required but apart from these offences, anyone can
if he wishes start a
prosecution without obtaining anyone's
consent. The enforcement of the
criminal law does not rest with
the civil courts or depend on the Attorney-
General alone.
An
enactment by Parliament defining and creating a criminal
offence
amounts to an injunction by Parliament restraining the
commission of the
acts made criminal. If the injunction in the Act
is not obeyed—and in
these days it frequently is not—the
statute normally states the maximum
punishment that can be awarded
on conviction. If in addition to the enact-
ment, an injunction is
granted in the civil courts to restrain persons from
doing the
acts already made criminal by Parliament, an injunction which
does
no more than embody the language of the statute, has that any
greater
potency than the injunction by Parliament contained in the
Act? An
injunction in the terms sought when the application in
this case was made
to the Attorney-General does not appear to me
to be one that can with any
accuracy of language be regarded as '
enforcing the law '. Repetition is
not enforcement. The granting
of such an injunction merely imposes a
liability to fine or
imprisonment for contempt additional to the maximum
Parliament has
thought fit to prescribe on conviction for the same conduct.
Great
difficulties may arise if' enforcement' of the criminal law by
injunc-
tion became a regular practice. A person charged, for
instance, with an
oli'ence under section 58 or 68 of the Post
Office Act has the right of trial
by jury. If before he commits
the offence, an injunction is granted restraining
him from
committing an offence under those sections and he is brought
before
the civil courts for contempt, his guilt will be decided
not by a jury but
by a judge or judges. If he is subsequently
tried for the criminal offence,
might not the finding of guilt by
a judge or judges prejudice his trial? This
question is not to my
mind satisfactorily answered by saying that juries can
be told to
ignore certain matters. It was suggested that this difficulty
might
be overcome by adjourning the proceedings for contempt until
after the
conclusion of the criminal trial. If that was done, the
question might arise
16
then as to
the propriety of imposing a punishment in the contempt pro-
ceedings
additional to that imposed on conviction for the same conduct in
the
criminal court.
Such
considerations may have been present to the mind of the
Attorney-
General when he considered Mr. Gouriet's application on
the Friday and
may have provided valid grounds for his refusal of
consent. Whether they
did so or not, one does not know but I have
mentioned them as they seem
to me to suffice to show that even if
good legal reasons for his decision were
not immediately apparent,
the inference that he abused or misused his powers
is not one that
should be drawn-
An
Attorney-General is not subject to restrictions as to the
applications
he makes, either ex officio or in relator actions, to
the courts. In every case
it will be for the court to decide
whether it has jurisdiction to grant the
application and whether
in the exercise of its discretion it should do so. It has
been and
in my opinion should continue to be exceptional for the aid of
the
civil courts to be invoked in support of the criminal law and
no wise Attorney-
General will make such an application or agree
to one being made in his
name unless it appears to him that the
case is exceptional.
One
category of cases in which the Attorney-General has
successfully
sought an injunction to restrain the commission of
criminal acts is where
the penalties imposed for the offence have
proved wholly inadequate to deter
its commission (See A .G. v.
Sharp [1931] 1 Ch. 121: A.-G. v. Premier Line
Ltd.
[1932] 1 Ch. 303: A.-G. v. Bastow [1957] 1 Q.B.
514; and A.-G. v.
Harris [1961] 1 Q.B. 74 where the
defendant had been convicted on no less
than 142 occasions of
breaches of the Manchester Police Regulation Act
1844).
In A.
G. v. Chandry (1971) 1 W.L.R. 1614 an injunction was
granted at
the instance of the Attorney-General in a relator
action to restrain the
defendant from using a building as a hotel
without a certificate under the
London Building Acts. There was a
serious fire risk and it was not possible
to secure the early
hearing of a summons charging the defendant with a
criminal
offence in so using the building without a certificate. In
those
circumstances an interlocutory injunction was granted
prohibiting the use
of the building as a hotel until the necessary
certificate was granted.
I do not
wish to suggest that the cases to which I have referred are the
only
types of cases in which the civil courts can and should come to the
aid
of the criminal law by granting injunctions at the instance of
the Attorney-
General but they, I think, serve to show that the
exercise of that jurisdiction
at the instance of the
Attorney-General is exceptional.
As after
the hearing on the Saturday the proposed action by members of
the
Unions was called off, there was no occasion when the hearing
was resumed
for the grant of injunctions. The Court of Appeal
allowed the statement of
claim to be amended to add claims for
declarations. I do not propose to
spend time considering the terms
of the declarations sought against the Unions.
It suffices to say
that they were that it would be unlawful for the Unions
their
servants and agents to do the acts made criminal by sections
58 and 68 of the
Post Office Act 1953 and section 45 of the
Telegraph Act 1863. The question
for decision is not whether in
the exercise of their discretion the Court of
Appeal should have
declared that what Parliament had made criminal was
unlawful but
whether the court had any jurisdiction to entertain Mr.
Gouriet's
application.
That is
the main question to be decided in this appeal and the main thrust
of
Mr. Gouriet's contention, which was it appears to me, accepted by
the
Court of Appeal, was that it was wrong in principle that the
Attorney-General
should by the refusal of his consent to a relator
action, be able to block
recourse to the civil courts when a
widespread breach of the criminal law
was threatened. There were
frequent references in the course of the argument
to the courts
being " immunized " by his refusal. It has been asserted
that
the Attorney-General stands between members of the public and
the courts
17
and by his
refusal can deny access thereto. This would appear to be the
basis
for the Master of the Rolls' observation that his refusal of consent
in
this case was a direct challenge to the rule of law.
It was
also urged that if, as is undoubtedly the case, any person can
start
a prosecution for a criminal offence without, save in those
cases where the
consent of the Attorney-General or the Director of
Public Prosecutions is
required by statute, the consent of anyone,
why should not any member of
the public be entitled to apply to
the civil courts for an injunction in an
endeavour to prevent the
commission of an offence? Why when the Attorney-
General is not
the only person who can start a prosecution, should he be the
only
person who can apply for such an injunction?
The reply
to this made on behalf of the Attorney-General and the Unions
was
that Mr. Gouriet was not qualified to act on behalf of the public
to
prevent injury to public rights and the courts had not
jurisdiction to entertain
his claim.
Mr.
Gouriet does not as I have said assert a private right of any
kind.
He does not claim that he would have suffered any loss or
damage by reason
of the interruption of postal services to and
from South Africa. [f he had
suffered any such loss or damage, he
would have no cause of action against
the Post Office or in tort
against the Unions and their members (See the
Post Office Act 1953
sections 9(4) and 29(1)).
It is not
necessary therefore to consider the long line of cases dealing
with
the rights of individuals to secure injunctions and
declarations when their
private rights are threatened though it is
not without interest to note that in
Springhead Spinning Co. v.
Riley (1868) 6 Eq. 551 it was held that an injunc-
tion
could be granted at the instance of a person to prevent the
commission
of a crime if, but only if, that person would be
damaged thereby. In that
case Sir R. Malins V.C. said at p. 558:
" if
these acts amount to the commission of a crime only, it is clear
"
that this Court has no jurisdiction to restrain them. In the
celebrated
" case of Gee v. Pritchard " (2
Sw. 402, 413) " the object of which was to
" restrain
the publication of letters written by the plaintiff to the
defendant,
" Lord Eldon says ' The publication of a libel is
a crime, and I have no
" ' jurisdiction to prevent the
commission of crimes, excepting, of course,
" ' such cases as
belong to the protection of infants where a dealing with
" '
an infant may amount to a crime—an exception arising from the
"
' peculiar jurisdiction of this Court' ",
and
"
The jurisdiction of this Court is to protect property, and it will
"
interfere by injunction to stay any proceedings whether connected
with
" crime or not, which go to the immediate, or tend to
the ultimate
" destruction of property or to make it less
valuable or comfortable for
" use or occupation ".
In London
Association of Shipowners & Brokers v. London & India
Docks
Joint Committee [1892] 3 Ch 242, it was held that the
plaintiff company,
the P. & O. Steamship Co., who had brought
an action for a declaration that
regulations made by the
defendants in the purported exercise of statutory
powers were
invalid, had, to succeed, to show that they had suffered
special
damage by reason of the regulations. At p. 257 Lindley
L.J. said: —
"
The Peninsular and Oriental Company, if aggrieved by the de-
"
fendants' regulations, have a clear locus standi as plaintiffs
in an action
" brought to have its grievances redressed. At
the same time the Penin-
" sular and Oriental Company is not
like the Attorney-General, and is
" not entitled to sue on
behalf of the public for the purpose of preventing
" the
defendants from exceeding their statutory powers irrespective of
"
any particular injury to any particular individual. The Peninsular
and
" Oriental Company must show that it is itself aggrieved
before it is
" entitled to any declaration or relief in an
action brought by itself.
" Had this action been an
information by the Attorney-General there
18
"
would be no difficulty in declaring the regulations complained of
not
" to be binding on the public, and in granting an
injunction to restrain
" the Joint Committee from enforcing
them".
Despite
these observations and similar observations by the other members
of
the Court and despite the fact that the appeal from the dismissal of
the
plaintiff's action was dismissed, the Court somewhat
surprisingly granted a
declaration, it would seem by consent.
In Cutler
v. Wandsworth Stadium [1949] A.C. 398 Lord Simonds, referring
to
the Betting and Lotteries Act 1934, observed
" the
sanction of criminal proceedings emphasise that this statutory
"
obligation, like many others which the Act contains, is imposed for
the
" public benefit and that the breach of it is a public,
not a private wrong ".
So here in
my opinion the sanction of criminal proceedings in sections 58
and
68 of the Post Office Act 1953 and in section 45 of the Telegraph
Act
1863 was imposed for the public benefit and breach of them is a
public
and not a private wrong.
That the
Attorney-General can, if he thinks it in the public interest to
do
so, lake proceedings to prevent the commission of a public
wrong is not
disputed. As Professor Edwards said at p.268 in his
book " Law Officers of
the Crown " this aspect " of
the Attorney-General's role as protector of
public rights is of
great antiquity ".
An
instance of its exercise is to be found in A.G. v. Bastow
[1957] 1
Q.B.514 where Devlin J. as he then was, said that a
relator action was one
over which the Attorney-General retains
complete control. I venture to
think that no one who has held the
office of Attorney-General would agree
with the view expressed by
Ormrod L.J. in the present case that there is a
fictional element
in relator actions. While it is true that the conduct of
the
proceedings in such an action is left in the hands of the
relator, it is in his
hands as agent for the Attorney-General and
its conduct is always under his
control and direction.
In that
case Devlin J. cited the following observation of Jessel M.R.
in
A.-G. v. Cockermouth Local Board (1874) 18 Eq.
172 at p. 176:-
"
Except for the purposes of costs, there is no difference between an
"
ex officio information and an information at the relation of a
private
" individual. In both cases the Sovereign, as parens
patriae, sues by
" the Attorney-General."
No useful
purpose would I think be served by my referring to all the
cases
cited in argument. While the contention that if a private
individual can
start a prosecution, he should be able to take
steps directed to preventing
the commission of a crime appears at
first sight attractive and logical, I do
not find anything to
support it in the decided cases. Dyson v. A.-G. [1911]
1
K.B. 410 is not a case where the plaintiff was asserting a public
right or the
existence of a public wrong. He was seeking to
protect himself. Ellis v.
Duke of Bedford [1899] 1 Ch 494 also was not a case where the plaintiffs
were asserting a
public right. They were growers who alleged that they had
special
rights under the Act relating to Covent Garden. The question
for
decision in that case was not that in this. There the only
question was
whether they could properly join as plaintiffs in one
action. The granting
of the declaration in the London
Association of Shipowners case (supra)
which appears to have
been by consent, does not assist Mr. Gouriet.
The
conclusion to which I have come in the light of the many authorities
to
which we were referred is that it is the law, and long
established law, that
save and in so far as the Local Government
Act 1922, section 222, gives local
authorities a limited power so
to do, only the Attorney-General can sue on
behalf of the public
for the purpose of preventing public wrongs and that a
private
individual cannot do so on behalf of the public though he may be
able
to do so if he will sustain injury as a result of a public wrong. In
my
19
opinion
the cases establish that the courts have no jurisdiction to
entertain
such claims by a private individual who has not suffered
and will not suffer
damage.
If these
conclusions are right, then when the Attorney-General gives
his
consent to a relator action, he is enabling an action to be
brought which an
individual alone could not bring. When he refuses
his consent, he is not
denying the right of any individual and
barring his access to the courts for
the courts have no
jurisdiction to entertain a claim by an individual whose
only
interest is as a member of the public in relation to a public right.
Con-
sequently, any suggestions that his refusal constitutes a
challenge to the rule
of law appears to me to be entirely
misconceived, and though views may
differ as to where the balance
of public interest lies, it should not be lightly
assumed that his
refusal of consent in a particular case was unjustified and
not
grounded on considerations of public interest.
There are
a few other matters with which I desire to deal. I do not think
that
there is any true analogy between the giving of consent to relator
actions
and the issue of prerogative writs and we are not
therefore in my opinion
called upon to express views upon the
correctness of the observations made
as to the issue of mandamus
in Reg. v. Commissioner of Police of the Metro-
polis ex. p.
Blackburn [1963] 2 Q.B.118.
In A.-G.
ex rel. McWhirter v. Independent Broadcasting Authority
[1973]
Q.B. 629 Lord Denning made some obiter observations to
the effect that a
member of the public can apply to the Court when
the Attorney-General re-
fuses leave in a proper case for the
institution of relator proceedings. It fol-
lows from what I have
said that these obiter observations do not in my
opinion correctly
state the law. The courts cannot review the Attorney-
General's
decision and they have no jurisdiction to entertain an application
by
a member of the public which he alone can make, either ex
officio or in a
relator action.
The
majority of the Court of Appeal thought that the court had
jurisdic-
tion to make the declarations sought by virtue of R.S.C.
Order 15 r.16 which
is in the same terms as Order 25 r.5 made in
1883. It reads as follows :-
" No
action or other proceedings shall be open to objection on the
"
ground that a merely declaratory judgment or order is sought
thereby,
" and the Court may make binding declarations of
right whether or not
" any consequential relief is or could
be claimed."
It does
not provide that an action will lie whenever a declaration is
sought.
It does not enlarge the jurisdiction of the court. It merely
provides
that no objection can be made on the ground only that a
declaration is
sought. In my opinion it provides no ground for
saying that since 1883
the courts have had jurisdiction to
entertain an action instituted by a person
other than the
Attorney-General who does not claim that any personal right
or
interest will be affected and who is seeking just to protect public
rights.
In my
opinion the Attorney-General was right in his contention that
the
court had no jurisdiction to grant the interim injunctions. It
had no juris-
diction to grant declarations or a final injunction
in this suit by Mr. Gouriet.
In
conclusion, as I see it, we were asked not just to extend the
existing
law but to override a mass of authority and to say that
long established law
should no longer prevail. That is a question
for the Legislature to consider
and in the light of what I have
said about the exceptional character of requests
by the
Attorney-General to the civil courts to come to the aid of the
criminal
law and of the occasions when that has been given, I must
confess to con-
siderable doubt whether it would be in the public
interest that private indi-
viduals such as Mr. Gouriet should be
enabled to make such applications in
cases where such interest as
they have is in common with all other members
of the public and
when the object is the enforcement of public rights.
For
these reasons in my opinion the appeals of the Attorney-General
and
the Unions should be allowed and that of Mr. Gouriet
dismissed. His claim
should be struck out and, the
Attorney-General not seeking costs in this
House, Mr. Gouriet
should pay the Unions' costs here in addition to the
costs in the
courts below which were ordered to be costs in cause.
20
Lord Diplock
MY LORDS,
At the
heart of the issues in these appeals lies the difference
between
private law and public law. It is the failure to recognise
this distinction
that has in my view led to some confusion and an
unaccustomed degree
of rhetoric in this case.
As the
facts that have been narrated by my noble and learned friend
Lord
Wilberforce disclose, on Friday 14th January 1977 the Union
of Post Office
Workers (" UPOW ") was threatening to
instruct its members to refuse to
handle during the ensuing week
any postal packets in course of transmission
between England and
the Republic of South Africa. That such conduct
by the postal
workers would constitute a criminal offence punishable
upon
indictment by imprisonment or a fine is, as Lord
Wilberforce's citation of the
relevant section of the Post Office
Act 1953 shows, plain beyond argument.
It is no less plain that if
the UPOW were to carry out its proposal to instruct
its members to
" black " South African mail, the Union would itself
commit
a criminal offence punishable by indictment. So the
situation on that Friday
was that a powerful trade union was
threatening to defy the criminal law
and to endeavour to procure
its members to do likewise in such a way as
would result in
inconvenience and, it may be, in some cases serious financial
loss,
to those members of the public who during the coming week might
want
to make use of the postal services between England and South
Africa
for the purpose of their business or personal affairs.
It is
understandable that, in the face of such a threat and the
nationwide
publicity that it had been accorded, the question
should be put rhetorically,
as it was by the Master of the Rolls
in his interlocutory judgment of 17
January: " Are the courts to stand idly by? ".
Courts of
justice do not act of their own motion. In our legal system it
is
their function to stand idly by until their aid is invoked by
someone recognised
by law as entitled to claim the remedy in
justice that he seeks. Courts of
justice cannot compel anyone to
invoke their aid who does not choose to
do so ; nor can they
demand of him an explanation for his absention. That
is why it is
now conceded that the Attorney-General cannot be called upon
to
disclose his reasons for refusing on 14 January to authorise the
bringing
of proceedings in his name against the UPOW when so
requested by Mr.
Gouriet.
So Mr.
Gouriet if he wanted to achieve his purpose of preventing the
UPOW
from carrying out its threatened defiance of the criminal law had
to
proceed alone. The remedy originally sought by him was an
injunction
against the UPOW to restrain their threatened conduct.
This was expressed
in terms which followed closely the actual
wording of section 68 of the Post
Office Act, 1953. I will for the
time being leave out of account the sub-
sequent amendments and
additions of fresh defendants to which Lord
Wilberforce has
referred ; for, in my opinion, the answer to the question,
"
Had the High Court jurisdiction to grant this relief upon the
application of
" a private citizen?", is decisive of
this appeal; though later I shall deal
briefly with the question
whether the majority of the Court of Appeal were
right in holding
that the substitution of a claim for declaratory relief in place
of
the original claim for an injunction could make all the difference.
Mr.
Gouriet does not base his claim to either form of relief upon
the
ground that any private legal right either of his own or of
any other
individual would be infringed if the Post Office were to
suspend for a week
transmission of postal packets between England
and South Africa. The
Post Office, its officers and servants enjoy
a special immunity from liability
in private law. So long as the
Post Office continued to be a department of
government, carriage
by post of packets entrusted to the Post Office by
subjects was
not undertaken pursuant to any contract. Acceptance for
transmission
to the addressee gave rise to no contractual rights. Triefus &
Co.
Ltd. v. Post Office [1957] 2 Q.B. 352. This exclusion of
contractual
21
liability
is preserved by section 9(4) of the Post Office Act 1969. Until
1947
the Post Office enjoyed the Crown's immunity from liability
in tort and this
immunity in respect of anything done or omitted
to be done in relation to
a postal packet was expressly preserved
by section 9 of the Crown Pro-
ceedings Act 1947. When, by the
Post Office Act 1969 the Post Office
caused to be a department of
state and became a separate public authority
invested with
statutory powers and duties, the same immunity from liability
in
tort was conferred upon it and upon its employees by section 29.
So
even apart from the comprehensive immunity from actions in tort
that is
conferred upon trade unions as such by section 14 of the
Trade Union and
Labour Relations Act 1974, there were insuperable
obstacles in the way of
Mr. Gouriet's asserting that the kind of
conduct by post office workers that
the UPOW was threatening to
procure would result in the infringement of
any right of his own
(or of any other individual) that was enforceable in
private law.
The conduct would be criminal; it would cause great
public
inconvenience and harm, but it would not be in breach of
any duty in
contract or quasi-contract owed by the Post Office to
the sender or addressee
of any postal packet; nor would it give
rise to any cause of action in tort.
For the harm it caused there
would be no remedy available in private law.
The
ordinary way of enforcing criminal law is by punishing the
offender
after he has acted in breach of it. Commission of the
crime precedes the
invocation of the aid of a court of criminal
jurisdiction by a prosecutor.
The functions of the court whose aid
is then invoked are restricted to (1)
determining (by verdict of a
jury in indictable cases) whether the accused
is guilty of the
offence that he is charged with having committed and, (2) if
he is
found guilty, decreeing what punishment may be inflicted on him
by
the executive authority. In English public law every citizen
still has the
right, as he once had a duty (though of imperfect
obligation), to invoke the
aid of courts of criminal jurisdiction
for the enforcement of the criminal
law by this procedure. It is a
right which nowadays seldom needs to be
exercised by an ordinary
member of the public, for since the formation of
regular police
forces charged with the duty in public law to prevent and
detect
crime and to bring criminals to justice, and the creation in 1879 of
the
office of Director of Public Prosecutions, the need for
prosecutions to be
undertaken (and paid for) by private
individuals has largely disappeared ;
but it still exists and is a
useful constitutional safeguard against capricious,
corrupt or
biased failure or refusal of those authorities to prosecute
offenders
against the criminal law.
Mr.
Gouriet could have initiated a private prosecution against the
UPOW
; but he would have had to wait until an offence under section 68
of
the Post Office Act 1953 had been committed ; and it is doubtful
whether
that could be proved until the officials of the Union had
acted on the
resolution by actually sending out to its members
instructions to " black " all
South African mail.
So much
for the ordinary way of enforcing the criminal law. There
are,
however, two procedures by which the aid of a court of
justice may be
anticipatively invoked before any crime, even
inchoate, has actually been com-
mitted. Both these procedures are
exceptional and in some respects anoma-
lous. Of the first, the
power of a magistrate to bind over a person to be of
good
behaviour, I need say very little. It has its origin in the Justice
of
the Peace Act 1361 when the distinction between the executive
and the
judicial functions of these dignitaries was still blurred.
The power was ex-
tended to all courts of criminal jurisdiction by
the Administration of Justice
Act 1969, but it is debatable
whether it should properly be classified as
appertaining to
criminal or to public law.
The second
exceptional procedure is that which has given rise to these
appeals:
the application to a court of civil jurisdiction for an injunction
to
restrain a potential offender from doing something in the
future which
although if done it would give the applicant no right
to redress in private
law, would nevertheless be a criminal
offence.
22
My Lords,
there is ample authority already cited by Lord Wilberforce that
this
procedure is undoubtedly available if applied for by the
Attorney-General
either ex officio or ex relatione; but
it is no less anomalous than that of
binding over to be of good
behaviour a person who has not been proved to
have committed any
offence. It is in my view appropriate to be used only
in the most
exceptional of cases. It is not accurate to describe it as
preventive
justice. It is a deterrent and punitive procedure; but
this is characteristic
too of the enforcement of criminal law
through the ordinary courts of
criminal jurisdiction. The very
creation by parliament of a statutory offence
constitutes a
warning to potential offenders that if they are found guilty by
a
court of criminal jurisdiction of the conduct that is proscribed,
they will be
liable to suffer punishment up to a maximum
authorised by the statute.
When a court of civil jurisdiction
grants an injunction restraining a potential
offender from
committing what is a crime but not a wrong for which there
is
redress in private law, this in effect is warning him that he will be
in double
jeopardy, for if he is found guilty by the civil court
of committing the crime
he will be liable to suffer punishment of
whatever severity that court may
think appropriate, whether or not
it exceeds the maximum penalty authorised
by the statute and
notwithstanding that he will also be liable to be punished
again
for the same crime if found guilty of it by a court of criminal
jurisdic-
tion. Where the crime that is the subject matter of the
injunction is triable
on indictment the anomalies involved in the
use of this exceptional procedure
are enhanced. The accused has
the constitutional right to be tried by jury
and his guilt
established by reference to the criminal standard of proof. If
he
is proceeded against for contempt of court he is deprived of
these
advantages.
I mention
these matters, obvious though they may be, for two reasons.
First,
in justice to the Attorney-General against whom it has been
hinted
that there could be no reasons that were not partizan for
his refusal to
authorise the bringing of a relator action against
the UPOW when asked to
do so by Mr. Gouriet on 14th January. The
matters I have referred to are
juristic considerations proper to
be taken into account, no doubt with others
of a less juristic
character, in determining whether the public interest was
likely
to be best served by resorting to this exceptional and anomalous
pro-
cedure for the enforcement of the criminal law.
The second
reason why they are important is that they are relevant to
the
distinction between an injunction in restraint of crime simpliciter
and
an injunction to restrain conduct which, although amounting to
a crime, would
also infringe some right belonging to the plaintiff
who is applying for the
injunction, which is enforceable by him in
private law. The supercession
of private revenge for wrongs by
remedies obtainable from courts of justice
and enforceable by the
executive authority of the state lies at the common
origin both of
the criminal law and of the civil private law of tort. So
from the
outset there have been many crimes which at common law were
private
wrongs to the person who suffered particular damage from them as
well
as public wrongs ; and the policy of the law has been not to
deprive
the victim of a private wrong of his redress in civil
private law against the
wrongdoer merely because the wrongdoer is
subject also to punitive sanctions
under the criminal law for the
same conduct; although until the recent
abolition of the
distinction between felonies and misdemeanours if the facts
relied
upon by the plaintiff as constituting a private wrong amounted
also
to the graver crime, a felony, the plaintiff was barred from
proceeding with
his civil remedy until after the wrongdoer had
been prosecuted in a criminal
court.
In modern
statutes whose object is to protect the health or welfare of
a
section of the public by prohibiting conduct of a particular
kind, it is not
infrequently the case that the prohibited conduct
is made both a criminal
offence and a civil wrong for which a
remedy in private law is available to
any individual member of
that section of the public who has suffered damage
as a result of
it. So it creates a private right to be protected from loss or
damage
caused by the prohibited conduct.
23
For the
protection of the private right created by such a statute a court
of
civil jurisdiction has jurisdiction to grant to the person entitled
to the
private right, but to none other, an injunction to
restrain a threatened breach
of it by the defendant. Upon the
application for the injunction the issues
are neither technically
nor actually the same as they would be upon a subse-
quent
prosecution for the criminal offence once the threat had been
trans-
lated into action. They would still not be technically the
same upon an
application to the civil court to commit the
defendant for contempt of court
for breach of the injunction;
though proof of commission of an offence
would be a necessary step
in the proof of the contempt where the only civil
wrong involved
was conduct prohibited by the penal provisions of the statute.
This
is a consideration that it would be proper for the court to bear in
mind
in exercising its discretion whether or not to grant an
injunction is this type
of case; but however sparingly it should
be exercised, where the court is
satisfied that grave and
irreparable harm would otherwise be done to the
plaintiff's
private rights for which damages could not provide
adequate
compensation, it has undoubted jurisdiction to grant one.
The words
italicised in the last paragraph are important words for they
draw
attention to the fact that the jurisdiction of a civil court to
grant
remedies in private law is confined to the grant of remedies
to litigants whose
rights in private law have been infringed or
are threatened with infringement.
To extend that jurisdiction to
the grant of remedies for unlawful conduct
which does not infringe
any rights of the plaintiff in private law, is to move
out of the
field of private into that of public law with which analogies may
be
deceptive and where different principles apply.
There is
nothing that I desire to add to what my noble and learned
friends
Lord Wilberforce and Viscount Dilhorne have already said
about the exclu-
sive right of the Attorney-General to represent
the public interest in litigation,
or about the development of the
practice of his seeking ex officio or ex
relatione a
civil remedy by injunction against unlawful conduct that would
cause
public harm. I do desire, however, to comment briefly upon
the
exercise of the jurisdiction to grant a remedy by injunction
on the application
of the Attorney-General in cases where what
makes conduct sought to be
restrained is unlawful as well as
harmful is because it constitutes a criminal
offence. Resort to
this jurisdiction is of respectable antiquity. It was first
used
in cases of public nuisance as a more effective and expeditious
remedy
than was provided by indictment or criminal information.
Nevertheless the
extension of its use to statutory offences is
modern, and has hitherto been
confined by the consistent practice
of successive Attorneys-General to statutes
whose objects are to
promote the health, the safety or the welfare of the
public and to
particular cases under such statutes either where the
prescribed
penalty for the summary offence has proved to be
insufficient to deter the
offender from numerous repetitions of
the offence, as in Attorney-General
v. Sharp [1931] 1 Ch.
121, Attorney-General v. Premier Line Ltd. [1932] 1
Ch,
303, Attorney-General v. Harris [1961] 1 Q.B. 74; or
where the defen-
dant's disobedience to the statutory prohibition
may cause grave and irre-
parable harm, as in Attorney-General
v. Chaudry [1971] 1 W.L.R. 1614.
The use of this
procedure for the reasons I have already given ought not in
my
view to be extended beyond those limits.
Finally I
turn to the two propositions accepted by the majority of the
Court
of Appeal. The first was that despite the court's lack of
jurisdiction
to grant a final injunction otherwise at the suit of
the Attorney-General, it
could none the less grant in a suit by
Mr. Gouriet alone, a declaration that
the conduct threatened by
the UPOW would be unlawful. The second was
that pending the making
or refusal of the declaration the court had jurisdic-
tion to
restrain the threatened conduct by interlocutory injunction.
This
second proposition was, however, dealt with extremely briefly
in the judg-
ments on 27th January. An interlocutory injunction
had previously been
granted. It was not then renewed and nothing
in the arguments addressed
to this House has persuaded me that
there is any ground on which the
proposition can be supported.
24
Authorities
about the jurisdiction of the courts to grant declaratory relief
are
legion. The power to grant a declaration is discretionary; it is a
useful
power and over the course of the last hundred years it has
become more and
more extensively used—often as an
alternative to the procedure by way of
certiorari in cases
where it is claimed that a decision of an administrative
authority
which purports to affect rights available to the plaintiff in
private
law is ultra vires and void. Nothing that I have to
say is intended to
discourage the exercise of judicial discretion
in favour of making declarations
of right in cases where the
jurisdiction to do so exists. But that there are
limits to the
jurisdiction is inherent in the nature of the relief: a
declaration
of rights.
The only
kinds of rights with which courts of justice are concerned are
legal
rights ; and a court of civil jurisdiction is concerned with legal
rights
only when the aid of the court is invoked by one party
claiming a right
against another party, to protect or enforce the
right or to provide a remedy
against that other party for
infringement of it, or is invoked by either party
to settle a
dispute between them as to the existence or nature of the
right
claimed. So for the court to have jurisdiction to declare
any legal right it
must be one which is claimed by one of the
parties as enforceable against
an adverse party to the litigation,
either as a subsisting right or as one
which may come into
existence in the future conditionally on the happening
of an
event.
The early
controversies as to whether a party applying for declaratory
relief
must have a subsisting cause of action or a right to some other
relief
as well can now be forgotten. It is clearly established
that he need not.
Relief in the form of a declaration of right is
generally superfluous for a
plaintiff who has a subsisting cause
of action. It is when an infringement of
the plaintiff's rights in
the future is threatened or when, unaccompanied by
threats, there
is a dispute between parties as to what their respective rights
will
be if something happens in the future, that the jurisdiction to
make
declarations of right can be most usefully invoked. But the
jurisdiction
of the court is not to declare the law generally or
to give advisory opinions;
it is confined to declaring contested
legal rights, subsisting or future, of the
parties represented in
the litigation before it and not those of anyone else.
The most
direct authority of this House on the point is to be found in
Moscrop
v. London Passenger Transport Board [1942] A.C. 332 which
Lord
Wilberforce has already cited. In Dyson v.
Attorney-General [1912] 1 Ch.
158 the legal nature of the
right that was in dispute between Mr. Dyson
and the Commissioners
of Inland Revenue was not discussed ; but on analysis
the case is
no exception to the rule I have stated. Mr. Dyson was not
asserting
a public right. He had been threatened by the Commissioners with
what
he claimed would be an unlawful demand for payment of money by
way
of a penalty if he failed to fill up a form. If in consequence of
an
unlawful demand he had paid the penalty he would have had a
cause of
action against the Commissioners to recover the amount of
the penalty
as money illegally demanded colore officit. See
Morgan v. Palmer 2 B.
and C. 729. Steele v.
Williams 8 Ex. 625.
Dyson
v. Attorney-General was an example of a case where a large
number
of individuals in similar circumstances to those of Mr.
Dyson would also have
had the same private right as he had in
respect of money demanded
illegally under colour of office. There
are other cases which were relied on
by counsel for Mr. Gouriet in
which declarations of a private legal right to
which many people
were separately entitled were made at the suit of one
of the
individuals entitled to it. I need not refer to them by name; they
do
not assist Mr. Gouriet. Apart from some obiter dicta in
the McWhirter
case [1973] Q.B. 629 to which Lord
Wilberforce has already referred, there
is no authority that the
court has jurisdiction at the suit of a private
individual as
plaintiff to make declarations of public rights as distinct
from
rights in private law to which the plaintiff claims to be
entitled. The court
has jurisdiction to declare public rights but
only at the suit of the Attorney-
General ex officio or ex
relatione, since as my noble and learned friends
25
Lord
Wilberforce and Viscount Dilhorne have demonstrated he is the
only
person who is recognised by public law as entitled to
represent the public
in a court of justice.
In my view
the High Court has no jurisdiction to make any of the
declarations
now sought in the amended Statement of Claim. It should be
struck
out.
Lord Edmund-Davies
MY LORDS,
Section 45 of the Telegraph Act 1863 provides that:
" If
any person in the employment of the company . . ."—which
embraced
the Post Office "wilfully or negligently omits or delays to
"
transmit or deliver any message; or by wilful or negligent act or
"
omission prevents or delays the transmission or delivery of any
"
message; ... he shall for every such offence be liable to a penalty
"
not exceeding £20 ".
Section 58 of the Post Office Act, 1953, enacts that:
(1) "If
any officer of the Post Office, contrary to his duty, . . .
"
wilfully detains or delays, or procures or suffers to be detained
or
" delayed, any . . . postal packet [in course of
transmission by post].
" he shall be guilty of a misdemeanour
and be liable to imprisonment
" or to a fine, or to both: . .
. ".
And by section 68 of the same Act :
" If
any person solicits or endeavours to procure any other person to
"
commit an offence punishable on indictment under this Act, he shall
be
" guilty of a misdemeanour and be liable to imprisonment
for a term
" not exceeding two years ".
During the
British Broadcasting Corporation's television news relay on
the
evening of January 13th last, it was reported that the
Executive Council of
the Union of Post Office Workers ("
U.P.W. ") had resolved that day to call
upon its members to
interfere with the passage of mail in the course of
transmission
by post between the Republic of South Africa and England
and
Wales. The accuracy of that report has never been challenged, and
it
clearly indicated a threat by the U.P.W. that its members would
be called
upon to commit breaches of section 58, as anyone who
stopped for one
moment to think should have realised. Certainly,
the contrary has at no time
been submitted to this House.
Nevertheless, the news report was immediately
followed by a
televised interview with the general secretary of that Union,
who,
on being asked whether the action his executive council had
resolved
to take was unlawful, replied that the matter had never
been tested in the
courts, and that the relevant laws dated from
Queen Anne and were more
appropriate for dealing with highwaymen
and footpads.
This
remarkable pronouncement led to prompt action in the High Court
on
Friday January 14th by a private citizen, Mr. John Prendergast
Gouriet,
who is the secretary of an organisation calling itself '
The National Associa-
' tion for Freedom '. Before then, there had
appeared in ' The Times' that
morning a report (the accuracy of
which has again never been challenged)
ending:
" The
Post Office Engineering Union instructed its members not to
"
provide or maintain circuits to the country [South Africa] except
in
" a matter of ' life or death'."
It
has to be said that the proposed action of the last-named trade
union
("P.O.E.U.") constituted with equal clarity a
threat to solicit or procure
its members to commit breaches of
section 45 of the Telegraph Act 1863.
26
Notwithstanding
the wide dissemination through the public media of
these
pronouncements, no statement emerged from Government sources
to dispel
any doubts regarding their illegality. In these
circumstances, at 12.45 p.m.
that same Friday Mr. Gouriet asked
the Attorney-General to consent to a
relator action being brought
in the cozurts against the U.P.W. because of its
proposed breach
of sections 58 and 68 of the 1953 Act. (We were told that
no
action was initially taken against the P.O.E.U. because the
Telegraph
Act 1863 was at that time overlooked). In the draft writ
and statement
of claim accompanying Mr. Gouriet's application to
the Attorney-General
he claimed against the U.P.W. :
" An
Order that the Defendant by itself its servants or agents or
"
otherwise be restrained from soliciting or endeavouring to procure
"
any person wilfully to detain or delay any postal packet in the
course
" of transmission between England and Wales and the
Republic of
" South Africa ".
At 3.32 p.m. the Attorney-General replied:
"
Having considered all the circumstances including the public
interest
" relating to the application for my consent .... I
have come to the
" conclusion that in relation to this
application I should not give my
" consent".
Mr.
Gouriet thereupon promptly issued his writ and applied ex parte
to
Stocker J. in Chambers for an interim injunction against
U.P.W. in the terms
of the permanent injunction. Stocker J.
expressed regret that he could not
accede in the absence of
authority establishing his jurisdiction to do so after
the
Attorney-General had refused his consent to a relator action. Mr.
Gouriet
appealed, and at a special meeting of the Court of Appeal
on Saturday,
January 15th, leave was granted to him to add the
P.O.E.U. as second defend-
ant and the Attorney-General as third
defendant. Interim injunctions (to run
until Tuesday, January
18th) were granted against U.P.W. and P.O.E.U.,
and the statement
of claim was amended to add a prayer for a declaration
against the
Attorney-General—
" . .
. . that in refusing his consent to the plaintiff to bring the
above
" relator proceedings the third Defendant acted
improperly and wrongly
" exercised his discretion ".
Having sat
on January 18th and two successive days, the Court of
Appeal
delivered their final judgments with commendable
promptitude on January
27th. They unanimously found that prima
facie evidence had been adduced
of an offence contrary to
section 68 of the 1953 Act and that offences contrary
to section
58 of that Act and section 45 of the 1863 Act were about to
be
committed. They also held unanimously that, notwithstanding the
Attorney-
General's refusal of consent to a relator action, the
court had jurisdiction to
make certain declarations against all
three defendants; and, although none
had been sought when the
Attorney-General was approached, the matter
has proceeded before
your Lordships as if his consent had also been sought
and refused
in relation to such declaratory relief. The court also
granted
interim injunctions against the trade unions in support of
the declarations,
but Lawton and Ormrod L.JJ. held that they
lacked jurisdiction to grant
the final injunctions sought, whereas
Lord Denning M.R. was for granting
them.
The Court
of Appeal at the same time dismissed applications by each of
the
trade unions that the plaintiff's suit be dismissed under
R.S.C. Order 18, r.
19, as disclosing no reasonable cause of
action. They also dismissed a similar
application by the
Attorney-General hi relation to an amended declaration
sought
that, notwithstanding his refusal to consent to relator
proceedings,
... the plaintiff is entitled (a) to proceed with his
aforesaid applications and
" (b) pending the final
determination of his aforesaid applications to obtain
"
relief by way of interim injunction".
In the
present proceedings before your Lordships' House, (a) the two
trade
unions are appealing against the rejection of their
applications to strike out
the statement of claim and against the
declarations and interim injunctions
27
granted
against them and they do so on the twofold grounds (i) that the
Court
of Appeal had no power to grant them save hi a relator
action, which this is
not, and (ii) that Mr. Gouriet's suit
constituted an action in tort and, as such,
was' prohibited by
section 14(1) of the Trade Union and Labour Relations Act
1974;
(b) the Attorney-General is appealing against the dismissal of
his
application to strike out the statement of claim, and this on
the ground that
the Court of Appeal had no jurisdiction to grant
any declarations or interim
injunctions save in relator
proceedings; finally, (c) Mr. Gouriet appeals
against the
Court of Appeal's refusal by a majority to grant him a
final
injunction against the two trade unions.
During the
ten days' hearing of these appeals in your Lordships' House a
vast
area has been covered, several scores of decisions have been cited
and
we have been taken back to the Year Books and to other ancient
authorities.
If at times the topics discussed seemed of a
distinctly peripheral character,
this is not surprising, for this
House has been engaged in considering con-
stitutional issues of
great importance, and learned counsel have under-
standably
explored every avenue and turned every stone in their anxiety
to
ensure that the justice of the case, as each side sees it, is
convincingly
demonstrated. I desire to pay tribute to their zeal
and ability and to the
assistance which they have rendered,
certainly to me.
Relator proceedings
The first,
and main, issue arising in these proceedings was stated by
the
Attorney-General in this way :
" In
what circumstances (if any) is a person who has no interest in
"
the subject-matter of proposed proceedings, other than that general
"
interest which every member of the community has in seeing that its
"
laws are obeyed, competent to bring proceedings to restrain by
"
permanent injunction other persons from disobeying those laws which
"
the Attorney-General has been asked to give (and has declined to
give)
" his consent to relator proceedings seeking such a
permanent
" injunction? "
One
prefatory topic can, despite its basic importance be disposed of
with
comparative brevity. It raises the question whether the
courts are at liberty
to enquire into the manner in which an
Attorney-General has responded to
an application to consent to a
relator action being brought, and it will be
recalled that in the
instant case Mr. Gouriet originally claimed but later
revoked his
request for a declaration that the Attorney-General "... in
"
refusing his consent . . . acted improperly and wrongfully exercised
his
" discretion ". Lawton and Ormrod, L.JJ. held that
the Court had no right
to enquire into such matter and at some
stage Mr. Gouriet conceded this.
Lord Denning, M.R., on the other
hand, concurred only where the Attorney-
General had consented.
But he held (1977 1 W.L.R. 328B) that where, as
here, consent is
refused it is competent to the court to enquire into
the
acceptability of the Attorney-General's decision. But the
legal position
is otherwise, and it is difficult to understand
what possible basis there can
be for holding that the courts
cannot investigate the propriety of the Attorney-
General's saying
" Yes ", but that they are free to scrutinise and
adjudicate
upon the propriety of his saying "No". And
the point was long ago
authoritatively dealt with in L.C.C. v.
Attorney-General (1902 AC 165),
where Lord Halsbury
repudiated (at p. 168) " the suggestion that the Courts
"
have any power over the jurisdiction of the Attorney-General when he
is
" suing on behalf of a relator in a matter in which he is
the only person who
" has to decide ", and added:
" It
may well be that it is true that the Attorney-General ought not to
"
put into operation the whole machinery of the first law officer of
"
Crown in order to bring into Court some trifling matter. But if he
"
did, it would not go to his jurisdiction; it would go, I think, to
the
" conduct of his office, and it might be made, perhaps in
Parliament, the
" subject of adverse comment; but what right
has a Court of law to
" intervene? If there is excess of
power claimed by a particular public
28
"
body, and it is a matter that concerns the public, it seems to me
that
" it is for the Attorney-General and not for the Courts
to determine
" whether he ought to initiate litigation in
that respect or not; ... the
" initiation of the
litigation, and the determination of the question whether
"
it is a proper case for the Attorney-General to proceed in, is
a matter
" entirely beyond the jurisdiction of this or any
other Court. It is a
" question which the law of this country
has made to reside exclusively
" in the Attorney-General".
Lord
Denning, M.R. was unfortunately mistaken in his view that
Lord
Halsbury had in mind only cases where the Attorney-General
had granted
consent, as the italicised words show. Nor is this the
only decision on the
matter, for, in relation to the closely
analogous topic of the refusal of the
Attorney-General's fiat to
prosecute in criminal matters Lord Campbell CJ.
held in Ex
parte Newton (1855) 4 E. & B. 869 ; 119 E.R. 323, which was
cited
to the Court of Appeal, that the courts have no jurisdiction
to review the
Attorney-General's decision.
In any
event, for my part I see no grounds for questioning the propriety
of
the Attorney-General's decision in the present case, and such
expressions
in the Court of Appeal judgments as disclose a
different conclusion seem to
me regrettable. Indeed, the
observations of my noble and learned friend,
Viscount Dilhorne,
speaking from experience as. a former principal law
officer which
has been shared by no other judge called upon to deal with
this
unhappy case, has demonstrated to my satisfaction that the
Attorney-General
may well have been fully justified in concluding
that he ought not to give
his consent.
The point
of cardinal importance that nevertheless remains is: assuming
that
the Attorney-General was entitled to decide as he did, does that
preclude
others who take a different view from seeking relief in
the courts? For this
purpose, we have to suppose that Mr.
Gouriet's private legal rights have not
been threatened or
breached, and that although a public right is involved he
has not
suffered, and does not apprehend, any special damage over and
above
that sustained by the public at large. (If the circumstances
are other than
those predicated, a private citizen can sue in his
own name and needs no
consent from anyone before doing so:
Springhead Spinning Co. v. Riley
(1868) 6 Eq. 551). No
right over and above that of the general public was
asserted by
Mr. Gouriet in his statement of claim or in the Court of Appeal,
and
even had the threatened disruption of the postal services arisen, the
legal
position is that, while section 9 of the Post Office Act
1969 lays down the
general duties of the Post Office in relation
to the efficient conveyance of
postal packets and the provision of
adequate telephone services, subsection (4)
thereof provides that:
"
Nothing in this section shall be construed as imposing upon the
"
Post Office, either directly or indirectly, any form of duty or
liability
" enforceable by proceedings before any court."
Nevertheless,
in Mr. Gouriet's printed case to this House it is submitted
(para.
23) that the nationwide threat to prevent breaches of Sec. 58 and
68
of the Post Office Act, 1953, operated to confer upon all
citizens a sufficient
interest to bring the facts before the
Court, and, furthermore (para. 24), "...
" apart from
his interest as a private citizen . . . [Mr. Gouriet] had a
sufficient
" interest as a member of the public entitled to
use the services provided by
" the Post Office Corporation as
and when he so desired and for whose
" protection the
relevant criminal provisions of the statutes in point were
"
designed ".
Although
section 9(4) is clearly inconsistent with the existence of any
"
right" in this matter. Mr. Gouriet does undoubtedly possess the
same
" interest" as that of all citizens in the postal
services being properly main-
tained, and, furthermore, in the
upholding of the rule of law if it is subjected
to threats of
widespread criminal conduct. In such circumstances, there are
29
those who,
mistakenly or otherwise, would recall with something like yearn-
ing
the words of the Lord Chief Baron Abinger, who said in Deare v.
Attorney-
General (1835) I Y. & C. Ex. 197 at 208:
" It
has been the practice, which I hope never will be discontinued,
"
for the officers of the Crown to throw no difficulty in the way of
any
" proceeding for the purpose of bringing matters before a
Court of
" justice where any real point of difficulty that
requires judicial decision
" has occurred ".
But in the
circumstances had the court jurisdiction to entertain Mr.
Gouriet's
claim to any relief, whether by way of final injunctions,
interim in-
junctions declarations, or in any other manner? Stern
language has been
used to describe the sort of situation which it
was said could arise were
that question answered in the negative.
Lord Denning said (329 G) that it
meant that the Attorney-General
and his predecessors and successors " can,
" one after
another, suspend or dispense with the execution of the laws of
"
England ". This sounds most alarming, but it has to be said that
Attorneys-
General have for generations possessed and exercised
that very power in
relation to criminal prosecutions,
notwithstanding which the heavens have
not fallen and the stars
stay in their courses. That the Attorney-General
could well have
acted is beyond doubt; he could have acted ex officio or,
as
Mr. Gouriet asked, ex relatione. And since, as was held in
Attorney-
General v. Harris [1961] 1 Q.B. 74, he can
act on his own account to prevent
breaches of a criminal law which
has proved ineffective in the past, he can
surely also take steps
of his own volition to prevent widespread breaches
or to avert
dire danger ; Attorney-General v. Chaudry [1971] 1
W.L.R. 1614.
And if, for reasons which are wholly unknown to the
apprehensive public,
he declines, ought not one or more of their
number to be entitled to take
in the civil courts the salutary
steps which he declines to take? It is true
that any citizen can
institute a private prosecution. But since that presup-
poses that
crime has already been committed, it affords no relief to
those
seeking to prevent its commission. So why deny the private
citizen the right
to do that which the Attorney-General refuses to
do?
So runs
one argument advanced on Mr. Gouriet's behalf. But what is
in-
escapable is that in truth he is seeking to bring what is
essentially a relator
action without the Attorney-General's
consent. And that he cannot do.
The law is so firmly established
as to form what Mr. Christopher French
described as a " mould
", but one which he invited your Lordships to reshape
or,
failing that, to break. Can we do so? And, if so, ought we?
It is
certainly of considerable antiquity. In his seminal work
(Law
Officers of the Crown, 1964, pp. 286-295) Processor John
Edwards discussed
the ancestry of the modern relator action and
the suggestion that it originated
from the procedure whereby the
Attorney-General, representing the Crown
as parens patriae,
would proceed by way of information to enforce rights
of a
charitable nature for the benefit of interested persons. Nowadays,
he
says, " In effect, a relator's action in form is simply a
suit brought by the
" Attorney-General at the relation, or
instance, of some other person. Al-
" though the
Attorney-General is the nominal plaintiff in the action, in re-
"
ality the action is brought by the complainant. Once the consent of
the
" Attorney-General is obtained, the actual conduct of the
proceedings is en-
" tirely in the hands of the relator, who
is responsible for the costs of the
" action" (ibid. p.
288). These features led Ormrod L.J. to say ([19771 i
W.L.R. 344D)
that, "... there is a fictional element in these relator
actions'.
But the reality is that having consented, the
Attorney-General nevertheless
remains dominus litis. Contrary
to certain observations in Attorney-General
v. Sheffield
Gas Consumers Co. (1853) 3 De G.M. & G. 304, the
Attorney-
General not only can, but does, scrutinise and criticise
draft pleadings, and
directs what interlocutory steps should be
taken. And it is undoubted law
that he can continue relator
proceedings even though the relator has died, and
that no
compromise can be arrived at without his concurrence. His role
is,
accordingly, far from purely fictional, and it is not easy to
see why Ormrod,
L.J., described the relator procedure as "
obsolete ". On the contrary, it
remains a well nurtured,
vigorous and useful plant.
30
My Lords,
it has long been established that no citizen can of his
own
initiative sue in our courts on his own behalf save to assert
and protect his
private rights, or to repel a right asserted
against him by another. No
advantage would be served by referring
to more than a small fraction of the
many cases cited to your
Lordships which demonstrate that such is the law,
and most of them
will be found usefully discussed in Professor de Smith's
"
Judicial Review of Administrative Action " (1973, 3rd Ed., p.
400 et seq.).
In Stockport District Water Works Co. v.
Mayor of Manchester (1863) 7
L.T. (N.S.) 545, where a
company incorporated for supplying Stockport with
water filed a
bill against a rival company, alleging that they were acting
ultra
vires and contrary to the public interest, but alleging no
private injury,
the bill was held demurrable and Lord Westbury,
L.C. said (at p. 548):
" I
cannot see any private right which this incorported Stockport
"
company has in the matter. I do not see how the overleaping of
their
" limits by the Manchester Corporation inflicts any
amount of private
" injury upon the plaintiffs so as to
entitle them to seek redress in a court
" of justice .... But
to the plaintiffs [the Manchester Corporation]
" are
certainly not responsible. The plaintiffs have no interest in their
"
action so as to maintain a complaint against them. The plaintiffs
are
" not qualified to represent the rights and interests of
the public, and
" in one of these two capacities the bill of
the plaintiffs, if it can be
" maintained, must be supported
".
The Lord
Chancellor remarked on "... how desirable it is not to allow
"
any private individual to usurp the right of representing the
public
" interest ", and concluded:
" The
only arguments which I am disposed to accept... are arguments
"
founded upon the public interest, and the general advantage of re-
"
straining an incorporated company with its proper sphere of action.
"
But in the present case the transgression of those limits inflicts
no
" private wrong upon these plaintiffs and although the
plaintiffs in com-
" mon with the rest of the public might be
interested in the larger view
" of the question, yet the
constitution of the country has wisely entrusted
" the
privilege with a public officer, and has not allowed it to be
usurped
" by a private individual. I must therefore allow the
demurrer
Again, in
Attorney-General v. Bastow [1957] 1 Q.B. 579 Devlin J.
described
the Attorney-General as " the only authority who
has a right to bring a civil
suit upon the infringement of public
rights ".
As against
the foregoing, in Attorney-General ex rel. McWhirter v.
Inde-
pendent Broadcasting Authority [1973] 1 Q.B. 629,
Lord Denning M.R.
expressed obiter the view that, in the
last resort, if the Attorney-General
refused leave in a proper
case or unreasonably delayed in dealing with a
request for leave,
a member of the public could apply for a declaration, at
least,
and, in a proper case for an injunction, joining the
Attorney-General,
if need be, as a defendent. Something must later
be said about the accept-
ability of that novel qualification of
the general rule.
But it is
submitted for Mr. Gouriet that, whatever be the general rule,
the
true legal position is (and should now be declared to be)
markedly
different where the private citizen is seeking injunctive
relief in a civil court
to prevent the commission of crimes.
The argument advanced may be thus
summarised: (1) The private
citizen, no less than the Attorney-General, can
institute a
private prosecution when a crime has been committed; (2)
the
Attorney-General can, hi a proper case, obtain an injunction
to restrain the
commission of crime where the defendant's
behaviour has revealed the in-
adequacy of the criminal law or
where the situation is one of dire emergency,
and such preventive
remedy is more valuable than the purely punitive
remedy of
prosecuting after crimes have been committed; (3) where wide-
spread
crime is threatened and the public interest requires that speedy
steps
be taken to check this, the private citizen must be able to
obtain an in-
junction for that purpose if the Attorney-General
for no discernible reason
refuses to intervene.
31
I have to
say that none of the grounds advanced on behalf of the
Attorney-
General and Trade Unions have satisfied me that in the
circumstances
predicated it must necessarily be in the public
interest to deny such a claim
by a private citizen. For example,
it was urged that any change in the
present law would open what
were called the " floodgates " to a multiplicity
of
claims by busybodies. But it is difficult to see why such people
should
be more numerous or active than private prosecutors are at
the present day,
and they are few and far between, though this
fact may be attributable in
part to the power of the
Attorney-General to enter a "Nolle prosequi"
in any
criminal case or to order the Director of Public Prosecutors to
take
it over and then to offer no evidence. It was also urged that
the granting
of an injunction could prejudice the subsequent jury
trial of the wrongdoer,
turning as it would upon a different
standard of proof than that applied
in the civil proceedings, and
that great complications could arise if (an
injunction having been
granted, the breach of which could lead to a com-
mittal for
contempt and might, indeed, already have done so) the defendant
was
later tried and acquitted of the criminal charge. But exactly the
same
observations can be made at the present time in, for example,
cases of
public nuisances (which are crimes), in relation to which
the Attorney-
General not infrequently seeks and secures
injunctions. And it would
always be open to the Attorney-General
himself to intervene and make
representations in civil proceedings
brought by a private individual if he
considered that the public
interest required him to do so.
Be that as
it may, there is nevertheless a massive body of law supporting
the
proposition that only the Attorney-General can seek and obtain
injunctive
relief in relation to criminal acts, whether threatened
or committed, which
do not also involve the invasion of private
rights of person or property,
though it is clearly desirable that
he should take extreme care before deciding
to exercise it. In
Attorney-General v. Sharp [1931] 1 Ch. 121, 133,
where
the defendant had deliberately and persistently committed
breaches of the
Manchester Police Regulation Act 1844 in relation
to the licensing of hackney
carriages and had been fined 60 times
in consequence and it was plain
that he intended to pursue his
illegal course of conduct, it was held that
the court had
jurisdiction to grant an injunction to the Attorney-General
to
restrain such conduct, Lawrence, L.J. saying (at p. 133):
"
[Defence counsel] contended that as the Act created a new liability
"
and prescribed the remedy, and as no interference with any right
"
of property was involved, the Court had no jurisdiction to grant an
"
injunction. The cases relied upon in support of this contention,
such
" as Cooper v. Whittingham (1880) 15 Ch.D. 501,
Stevens v. Chown
" [1901] 1 Ch 894 and Institute
of Patent Agents v. Lockwood [1894]
" A.C. 347 are
cases where the action was brought, not by the Attorney-
"
General suing on behalf of the public, but by some individual
person
" or body aggrieved by the breach of the statutory
obligation. In such
" cases, no doubt, the proposition relied
upon by [defence counsel]
" has an important bearing on the
question whether the Court has
" jurisdiction to grant an
injunction, but in my opinion it has no
" application to a
case where the Attorney-General is suing on behalf
" of the
public. There is a large body of authority showing the distinction
"
between the two classes of cases ... It is firmly established that
the
" Court has jurisdiction to restrain an illegal act of a
public nature
" at the instance of the Attorney-General suing
on behalf of the public,
" although the illegal act does not
constitute an invasion of any right
" of property and
although the Act imposing the new liability prescribes
" the
remedy for its breach ".
In truth, the exclusive authority of the Attorney-General to sue in the civil
courts in
such cases derives from the public interest that the criminal law
is
respected and not flouted and is thus simply an illustration of the
more
general rule regarding the unique role of the
Attorney-General, acting on
behalf of the Crown as parens patriae. So it is that in Attorney-General v.
Harris [1961] 1 Q.B. 74 Pearce LJ. said (at p. 92):
" It
is now firmly established that where an individual or public body
"
persistently breaks the law, and where there is no person or no
sufficient
32
"
sanction to prevent the breaches, these courts in an action by the
"
Attorney-General may lend their aid to secure obedience to the law.
"
They may do so whether the breaches be an invasion of public rights
"
of property or merely an invasion of the community's general right
to
" have the laws of the land obeyed ... the
Attorney-General represents
" the community, which has a
larger and wider interest in seeing that the
" laws are
obeyed and order maintained."
Although
the majority of the Court of Appeal in the instant case accepted
that
they had no right to review the Attorney-General's refusal of consent
to
a relator action, they inconsistently held that where the
proposed civil action
aims at upholding the criminal law
they can review such refusal and are free
to express the view, for
example, that " there is no discernible reason why
"
threatened breaches of the criminal law should not be declared
illegal and
" possibly restrained " (per Lawton,
LJ. at 340 C), and, having done so, to
allow the private citizen
to proceed. Such a conclusion strikes at the roots
of the
Attorney-General's unique role, and it is backed by no more
authority
than that available to support the view expressed obiter
in McWhirter's case
(ante) that a private citizen may act if
the Attorney-General unreasonably
delays in giving his consent or
refuses it in what was there described as " a
" proper
case ". It should be added that none of the circumstances
there
predicated have been shown to exist in the present case. And
the trouble
about opening that particular door is that it involves
proceeding upon the
basis that the Attorney-General is in no
better position than any other citizen
to decide what is best in
the public interest. That is a mistake, as Pearce L.J.
demonstrated
in Attorney-General v. Harris (ante, at p. 92), for he
frequently
has sources of information not generally available and
must bear in mind
considerations which may be undervalued when one
considers injury to the
public merely in terms of immediate injury
; see also Edwards, pp. 222-3.
The law
being perfectly clear, does the public interest require that it
be
changed? All three members of the Court of Appeal sternly
condemned the
Attorney-General's conduct. He had acted "
contrary to the whole spirit of
" the law of England ",
and, by refusing to explain his refusal, he had made
" a
direct challenge to the rule of law ". So said Lord Denning,
M.R. (pp.
322 FG and 328 CD), quoting Baggallay, L.J., who had
said in Attorney-
General v. Great Eastern Railway Co.
(1879) 11 Ch D 449, at 500, that—
" It
is the interest of the public that the law should in all respects
be
" respected and observed, and if the law is transgressed
or threatened to
" be transgressed ... it is the duty of the
Attorney-General to take the
" necessary steps to enforce it,
nor does it make any difference whether he
" sues ex
officio, or at the instance of relators ".
But it is
not the law that every criminal act must lead to a
prosecution
(Buckoke v. G.L.C. [1971] Ch. 655, per
Lord Denning, M.R., at 668 DH), and,
even if it were, the
Attorney-General is unquestionably entitled to halt pro-
secutions
in the manner already indicated. In other words, it is ultimately
a
matter for his unfettered discretion. The Court of Appeal
regarded the
manner of its exercise in the present case as so
inexplicable that, in the words
of Lawton, L.J. (320 EF), "...
until such time as there is some explanation
" as to why the
Attorney-General did not intervene, then on the face of it his
"
failure to do so must have been for some reason which was not a
good
" reason in law " And yet lip-service was paid to
the proposition that the
Attorney-General's exercise of his
discretion cannot be reviewed by the courts.
For my part, I
venture to reiterate by way of a contrast the striking fact that
my
noble and learned friend, Viscount Dilhorne, has expressed the
affirmative
view that the Attorney-General may well have acted in
the public interest in
withholding his consent. This highlights
the undesirability of making the
matter one of disputation in the
courts, instead of in Parliament.
Accepting
as I do that the Attorney-General's discretion is absolute
and
non-reviewable, there was accordingly, in my judgment, no
basis upon which
the plaintiff should have been granted the final
injunction he sought. It
remains to be considered whether he
should have been granted any relief
or whether, as the
three defendants submit, the proceedings should have
33
been
dismissed as showing no reasonable cause of action. I
accordingly
turn to the question of whether Mr. Gouriet
established his right to
declaratory relief or to interim
injunctions.
Declaratory relief
Although
he failed to get his final injunction, the Court of Appeal, on
its
own initiative granted Mr. Gouriet the following relief:
Against
the first defendant (U.P.W.): " A declaration that it
would
" be unlawful for the 1st defendant by itself, its
servants, agents or
" otherwise to solicit or endeavour to
procure any person wilfully to.
" detain or delay any postal
packet in the course of transmission between
" England and
Wales and the Republic of South Africa ".
Against
the second defendant (P.O.E.U.): "A declaration that it
"
would be unlawful for the 2nd defendant by itself its servants or
"
agents or otherwise to counsel or procure or incite in any way
whatso-
" ever any person in the employment of the Post
Office wilfully or
" negligently to omit or delay to transmit
or deliver any message in the
" course of transmission
between England and Wales and the Republic
" of South Africa
or by any wilful or negligent act or omission to
" prevent or
delay the transmission or delivery of any such message ".
Against
the third defendant (the Attorney-General): " A
declaration
" that notwithstanding the refusal of the 3rd
defendant to consent to
" relator proceedings the plaintiff
is entitled (a) to proceed with his
" aforesaid
applications for declarations and (b) pending the final
"
determination of his aforesaid applications to obtain relief by way
of
" interim injunction ".
It was
said during the hearing of these appeals that the first and
second
declarations were pointless, in that they merely repeated
the wording of
section 68 of the Post Office Act 1953, and section
45 of the Telegraph Act
1863 and that their sole effect,
accordingly, was to declare that ' The law is
' the law'. But that
is not to say that, even so, they served no useful
purpose in a
situation where the general secretary of the first defendant had
cast
doubt upon the meaning and applicability of current statutes and
where
no contrary indication was given.
But the
primary question is: Had the court jurisdiction to make them?
The
answer given by the Attorney-General may be simply stated and has
a
familiar ring: Whenever public rights are in issue, the general
rule is that
relief may be sought only by, and granted solely at
the request of the
Attorney-General. There are certain exceptions
to the general rule, but
none of them applies here. For example,
there are statutory exceptions,
such as section 222 of the Local
Government Act 1972 which enables a
local authority to institute
civil proceedings for the promotion or protection
of the interests
of the inhabitants of their area (see Solihull Metropolitan
B.C.
v. Maxfern Ltd. [1977] 1 W.L.R. 127). And there are the
familiar
common law exceptions to the general rule, dealt with by
Buckley, J., in
Boyce v. Paddington Borough Council
[1903] 1 Ch 109, at 114, where a
private right has also been
invaded or special damage suffered.
For the
plaintiff, it is urged that the power of the court to grant
declaratory
relief is extremely wide. Although the power was
granted to the Court of
Chancery by the Court of Chancery
Procedure Act 1852' it was R.S.C. Order
25, rule 5, which in 1883
for the first time enabled declaratory relief to be
granted
whether or not any consequential relief was sought or could have
been
granted. Although the power was at first exercised sparingly,
it was recognised
no later than 1899 that it was an "innovation
of a very important kind"
(per Lindley, M.R., Ellis v.
Duke of Bedford [1899] 1 Ch 494, at 515). The
decision of
this House in Institute of Patent Agents v. Lockwood
[1894]
A.C. 347 that it had no power to make the declaration
sought in that case
is no authority on the jurisdiction conferred
on the English Courts by
O- 25, r. 5, and the identically worded
Order 15 rule 16, which succeeded it.
The availability of
declaratory (as also, indeed, of injunctive) relief should
34
be
approached on the footing that they are remedies, analogous
to
prerogative orders, which are governed by no fixed technical rules as
to
locus standi or jurisdiction, the question being left
solely to the discretion
of the court. And it is clearly entitled
to make a declaration notwithstanding
that the issue on which it
is asked to adjudicate is (as here) the construction
and effect of
a criminal statute. Thus, in outline, ran the general submissions
for
Mr. Gouriet on this aspect of the case.
In
considering it, one may usefully begin with Dyson v. A.-G.
[1911] 1K.B.
410, and [1912] 1 Ch 158, the case most
strongly relied upon for Mr. Gouriet.
Professor de Smith regarded
the decision as the turning point in the
development of
declaratory relief (ibid., 428) a remedy which Lord Atkin
once
described as " one of the most valuable contributions that the
courts
" have made to the commercial life of this country "
(Spettabile Consorzio
Veneziano etc. v. Northumberland
Shipbuilding Co. Ltd (1919) 121 L.T. 628
at 635). Mr.
Vinelott, Q.C., for the Attorney-General, on the other
hand,
stigmatised Dyson as a " red herring "
introduced into these proceedings.
Shortly stated, the facts were
that the Commissioner of Inland Revenue issued
to Dyson ( a
taxpayer) a form and a notice requiring him under penalty to
submit
certain particulars. Relying on Ord. 25, r. 5, he sued the
Attorney-
General for declarations that the requisition was
unauthorised and that he was
under no obligation to comply with it
inasmuch as it was ultra vires the
Finance Act. The Court
of Appeal granted the declarations sought, and
Professor de Smith
commented (ibid., 429), "... this was a case in which
"
the plaintiff had no ' cause of action ' that would have entitled him
to any
" other form of judicial relief; the threat to his
interests created by the
" unlawful demand that had been made
upon him could be directly averted
" only by the award of a
binding declaration ". But it is noteworthy that
the
defendant against whom a declaration was sought was none other
than
the Attorney-General himself, concerning whom Cozens Hard,
M.R., said
([1911] 1 K.B. at 415):
" I
start with this proposition, that the penalty which is threatened
"
to be enforced against the plaintiff is one which the
Attorney-General
" must sue for in this Court: Inland Revenue
Regulations Act, 1890,
" ss. 21 and 22. This suggests that
the Attorney-General ought to be
" liable to an action in so
far as he threatens to enforce a penalty based
" upon
non-compliance with an unauthorised notice ".
The fact
is that, as Mr. Vinelott rightly submitted, Mr. Dyson (though
only
one among a very large number) had been threatened with
penalties if he
refused to comply with an invalid demand. He
therefore had a special
interest and thus a locus standi to
institute what were, in effect, quia timet
proceedings to
protect his private rights, and this nonetheless because
the
different private rights of many others were similarly
threatened. Dyson v.
Attorney-General, in my
judgment, does not justify the declaration granted
on the Court of
Appeal's initiative to Mr. Gouriet.
While he
is entitled to assert, on the authority of such further cases
as
Guaranty Trust v. Hannay [1915] 2 K.B. 536 and
Eastham v. Newcastle
United Football Club Ltd. [1964]
1 Ch. 413 that declaratory relief may be
granted whether or not
the plaintiff has a cause of action which might
entitle him to
consequential relief, the further submission advanced on
Mr.
Gouriet's behalf that every member of the public has a locus
standi
to apply for declarations through his public interest
in having the law
enforced is unsupported by any case cited to
your Lordships, save the pre-
viously cited observation of Lord
Denning in McWhirter's case. On the
contrary, of the three
decisions quoted in Mr. Gouriet's printed case in
support of his
submissions, in Simmonds v. Newport, etc. Coal Co. [1921]
1
K.B. 617 a mineworker successfully sought a declaration that he
was
entitled to have delivery of the statement containing detailed
particulars
of how his wages had been computed which under the
Coal Mines Act,
1911. mineowners were obliged to deliver at the
peril of being fined in the
event of defaulting; in Brownsea
Haven Properties Ltd. v. Poole Corporation
[1958] 1 Ch.
574 the owners of a hotel adjoining a certain road sought
a
declaration that an order made by the defendant corporation
making it a
35
"one-way"
street was ultra vires; and Thames Launches Ltd. v.
Trinity
House Corporation [1961] Ch. 197 related to
declarations that on the true
construction of the Pilotage Act
1913 the plaintiff company was entitled
to navigate its vessels in
the Port of London. In other words, in each case
a declaration was
sought in relation to a private right asserted by the
suppliant
for relief.
L.P.T.B.
v. Moscrop [1942] A.C. 332
is a conclusive authority against
Mr. Gouriet's entitlement to
declaratory relief. Mr. Moscrop, an employee
of the London
Passenger Transport Board, sought a declaration that
certain
conditions of his employment were unlawful. Rejecting that
claim, Viscount
Maugham said (at p. 344):
" My
Lords, I cannot call to mind any action for a declaration in
"
which (as in this case) the plaintiff claims no right for himself,
but
" seeks to deprive others of a right which does not
interfere with his
" liberty or his private rights ... It has
been stated again and again,
" and also in this House, that
the jurisdiction to give a declaratory
" judgment should be
exercised ' with great care and jealousy' . . .
" What
special interest has the respondent to enable him to bring this
"
action? We are not here concerned with anything but his civil
right,
" if any, under the section. I think it plain that
there has been no
" interference with any private right of
his, nor has he suffered special
" damage peculiar to himself
from the alleged breach ..."
Lawton,
L.J., said that the weighty opinions in Moscrop bore heavily
upon
him (339 B). But he concluded that they did not apply to the
instant case,
on the ground that, " what the plaintiff has
asked this court to restrain
" is a breach of the criminal
law which will take away his own right to
" use the
facilities of the Post Office ". But as no such " right"
exists,
in my judgment the ratio decidendi of Moscrop
applies in full force to this
case. It was a decision of this
House in complete conformity with a large
body of long-established
law, and it impels me to the conclusion that the
plaintiff was
entitled to none of the declarations granted and that his
last-
minute request for them should have been dismissed.
Interim Injunctions
Towards
the end of a very long judgment, I seek to deal with this
topic
briefly. The stand taken in this regard by Lord Denning,
M.R., was surely
the only logical one; that is to say, if the
plaintiff was entitled to injunctive
relief at all, it should have
been in a final form, failing which it should have
been denied him
in toto. Lawton LJ. apparently considered that section 14
of
the Trade Union and Labour Relations Act 1974 prohibited the
court
from granting a final injunction, but proceeded (339 CD), "
If this court
" has jurisdiction to grant the declaratory
judgment for which the plaintiff
" asks, I can see no
difficulty about granting an interim injunction ", and
Ormrod
LJ. expressed himself similarly (346).
The
reliance by both learned Lords Justices on section 45(1) of
the
Supreme Court of Judicature (Consolidation) Act 1925 was,
however, mis-
placed, and created the startling situation that Mr.
Gouriet was better off
at the interlocutory stage than he could
possibly have been at the conclusion
of the proceedings. The
provision by section 45(1), replacing section 25(8)
of the
Judicature Act 1873 and enabling the High Court to grant an
injunc-
tion " by an interlocutory order in all cases in
which it appears to the court
" to be just and convenient so
to do ", dealt only with procedure and had
nothing to do with
jurisdiction. In North London Railway Co. v. Great
Northern
Railway Co. [1883] 11 QBD 30, Cotton LJ. said (at p. 39):
" If
it was intended to give the enormously increased power which it
"
is contended is given by this section "—section 25(8) of
the 1873 Act—
" it is remarkable that it empowers it to
be done by interlocutory order.
" It is said if it can be
done by interlocutory order, of course it can be
" done by a
final order at the hearing of the cause or judgment; no
"
doubt that is true; but when the section only refers to
interlocutory
" orders and not to orders for injunction to be
made at the hearing of
36
" the
cause, is not the prima facie presumption that it did not intend
to
" give the right to an injunction to parties who before
had no legal right
" whatever, but simply to give to the
Court, when dealing with legal
" rights which were under its
jurisdiction independently of this section,
" power, if it
should think it just or convenient, to superadd to what
"
would have been previously the remedy ... so that where there is
"
a legal right the Court may, without being hampered by its old
rules,
" grant an injunction where it is just or convenient
to do so for the
" purpose of protecting or asserting the
legal rights of the parties."
But the
plaintiff having no legal right recognisable by the courts it
follows
that, however " convenient " to him the interim
injunction were (and, indeed,
despite their effectiveness, as
events demonstrated), it has to be said that it
was not "
just" to grant them. The Court of Appeal was powerless in
the
matter, and erred in coming to the conclusion it did.
Mr.
Saville, Q.C., urged that, in any event and even assuming the
existence
of a general power to grant interim injunctions in such
circumstances as
those prevailing here, the second defendant
(P.O.E.U.) was in a special
position and that by virtue of section
17 of the Trade Union and Labour
Acts, 1974-76, the court had no
power to grant against them any inter-
locutory injunction. This
peripheral matter is being dealt with by others
of your Lordships
and I restrict myself to saying that I incline to accede
to Mr.
Saville's submission on this point and hold that for this
additional
reason also no interlocutory injunction should have
been granted against the
P.O.E.U. when the court sat on January
15th.
This point naturally leads one to the final topic canvassed:
The special position of Trade Unions
Were it
the case that Mr. Gouriet had, in general, a right to apply for
the
relief sought, the ultimate question is whether, even so, he
would find himself
barred by the special position of Trade Unions
under our law. The Trade
Union and Labour Relations Act 1974
provides by section 14 that—
"
(1).... no action in tort shall lie in respect of any act—
"
(a) alleged to have been done by or on behalf of a trade union
"
which is not a special register body .... against the union
"
.... in its own name, or against the trustees of the union
" or
against any members or officials of the union ....
" on
behalf of themselves and all other members of the union
" .
. . . "
Section 29
of the Post Office Act 1969 further provides that no proceedings
in
tort shall lie against the Post Office, its officers and servants in
relation to
posts and telecommunications. It is hardly necessary
to point out (a) that
these provisions are not
restricted to proceedings arising from or relating to a
trade
dispute, and (b) that they leave unaffected any liability of
individual
trade union members or officials to be proceeded
against in relation to alleged
breaches of the criminal law.
Accordingly, had Mr. Gouriet proceeded
by way of private
prosecutions, the foregoing statutory provisions would
have been
irrelevant.
Even were
it the law that, despite the clear wording of section 9 (4) of
the
Post Office Act 1969 Mr. Gouriet possessed that " right to the
facilities
"provided by the Post Office" erroneously
considered by Lawton and
Ormrod, L. J J, to exist, any action to
protect it or redress its breach is as much
an " action in
tort " as that brought in Ashby v. White (1703) 1
Smith's L.C.,
13th Ed., 253 for interference with the plaintiff's
right to vote at a Parlia-
mentary election. It matters not that
Mr. Gouriet, acting on legal advice,
prudently abstained from
adding a claim for damages to the relief sought,
for in such cases
" the law presumes damage " (per Lord Wright, M.R.,
in
Nicholls v. Ely Beet Sugar Factory Ltd. [1936]
Ch. 343, at 350.]
37
Conclusion
The plaintiff is confronted by insurmountable difficulties. For either
he is
asserting a public right, which (since no private rights were
invaded
and he neither feared nor suffered any special damage in
consequence) he cannot
do without the concurrence of the
Attorney-General in a relator action; or
he is
asserting a private right by means of an action in tort, and that
is
barred against the defendant trade unions by Section 14 of the
Trades Union
and Labour Relations Act 1974 and Section 29 of the
Post Office Act
1969.
So clear
and well-established is the law that those who regard it as
ill
serving the public interest must seek the aid of Parliament to
remedy the
position, for the massive and fundamental revision
involved before such
plaintiffs as Mr. Gouriet can be granted
relief is beyond the proper capacity
of your Lordships' House. We
accordingly cannot accede to Mr. French's
supplication to break
the " mould ".
For these
reasons, I hold that the appeals of the Attorney-General and
the
two trade unions should be allowed and that of Mr. Gouriet
dismis-
sed.
Lord Fraser of Tullybelton
MY LORDS,
These
appeals raise a question of some constitutional importance as
to
whether the English courts have jurisdiction to entertain an
action at the
instance of a private person for an injunction to
restrain threatened conduct
because, and only because, it would
constitute a criminal offence. The
Attorney-General refused his
consent to relator proceedings and the action
has therefore been
brought by the plaintiff, Mr. Gouriet, in his own name as
a member
of the public at large, not averring that the threatened
conduct
would cause him special damage or affect him in any way
differently from
any other private citizen who might wish to use
the postal services between
England and South Africa. He claims to
be entitled to an injunction, or to a
declaration, or to both,
because he shares with every other citizen the right
not to have
those services interfered with by conduct that would be criminal.
I
shall assume for the moment that the plaintiff and other members of
the
public have a legal right to the services of the Post Office,
although for
reasons to be mentioned later I do not think that is
correct.
There are
many reported decisions more or less adverse to Mr.
Gouriet's
contentions although we were referred to no decision
that dealt exactly with
the question that arises here. The general
rule is that a private person
is only entitled to sue in respect
of interference with a public right if either
there is also
interference with a private right of his or the interference with
the
public right will inflict special damage on him—Boyce v.
Paddington
Borough Council [1903] 1 Ch 109. And in
Stockport District Waterworks
Co. v. Manchester
Corporation (1863) 9 Jurist 266, Lord Westbury L.C.
referred,
in a passage already quoted by my noble and learned friend
Lord
Wilberforce to the reasons why it is desirable " not to
allow any private
" individual to usurp the right of
representing the public interest". There
is also high
authority to the effect that the Attorney General's decision
whether
or not to give his consent to relator proceedings in matters
concerning
the public is not subject to review by the
courts—London County Council
v. Attorney-General
[1902] AC 165, 168, per Lord Halsbury. But if the
court were
to entertain an application for an injunction or a declaration in
a
matter of public interest, after the Attorney-General had
refused his consent,
it would be over-ruling his decision at least
by implication, and if eventually
it were to grant the application
the over-ruling would be even plainer. The
majority in the Court
of Appeal accepted that Lord Halsbury's statement
meant that the
courts have no jurisdiction over the discretion of the
Attorney-
General whether he exercises it by giving or by
withholding consent to relator
38
proceedings.
That view of the law was not challenged in this House, and
I think
it is correct. It appears to me to provide strong support for
the
Attorney-General's contention in these appeals that he alone
is entitled to
represent the public interest.
There have
been a few cases in recent years in which the Attorney-General
has
obtained injunctions from the civil courts with the object of
preventing
criminal offences from being committed. In those cases
the Attorney-
General was acting to assert the interests of the
public at large in seeing
that Acts of Parliament are obeyed and
the civil courts, at his invitation,
came to the aid of the
criminal courts for that purpose. Examples of such
cases are
Attorney-General v. Sharp [1931] 1 Ch. 121,
Attorney-General v.
Premier Line Limited [1932] 1
Ch. 303, Attorney-General v. Harris [1961]
1 K.B. 74
and Attorney-General v. Bastow 1957 1 Q.B. 514. In all
these
cases the offenders had been repeatedly convicted of
breaches of statutory
provisions and they had continued their
illegal conduct undeterred by the
comparatively trivial penalties
fixed by the statutes; that is to say the
criminal law was being
persistently and deliberately flouted. The position
of the
Attorney-General as representing the public interest was
emphasised
by the court and in Bastow, Devlin J., as he
then was, said at page 519 that
an injunction for breach of a
public right could be granted by the court,
" if the suit be
by the Attorney-General, who is the only authority who has
"
a right to bring a civil suit upon the infringement of public
rights." (my
italics). In the Premier Line case Eve
J., thought that if the action, which
was for an injunction, had
been commenced and prosecuted by the relator
without the
concurrence of the Attorney General it was " pretty clear "
that
he could not have succeeded. A case of a rather different
type was Attorney-
General v. Chaudry 1971 1 W.L.R. 1614
where an injunction was granted in
a relator action because of the
urgent necessity of preventing the continued
use of dangerous
premises. In that case Lord Denning, M.R., at p. 1624
said this:
"
Whenever Parliament has enacted a law and given a particular
"
remedy for the breach of it, such remedy being in an inferior
court,
" nevertheless the High Court always has reserve power
to enforce the law
" so enacted by way of an injunction or
declaration or other suitable
" remedy. The High Court has
jurisdiction to ensure obedience to the
" law whenever it is
just and convenient so to do."
If those
words were intended to mean that the High Court had jurisdiction
even
in an action to which the Attorney-General was not a party, they
were
not necessary for a decision in that case, and in my opinion
they were
erroneous.
Notwithstanding
the authorities to which I have referred, it was argued on
behalf
of Mr. Gouriet that the court had jurisdiction to entertain an
action
such as this and that it ought now to exercise the
jurisdiction for the first
time. One argument relied on by the
plaintiff, and accepted by Lord Denning
M.R. in the Court of
Appeal, was that where the Attorney-General will not
take
proceedings to obtain an injunction either ex proprio motu or
ex
relatione then, unless a member of the public can take
proceedings himself,
the courts are powerless to enforce the law.
In my opinion this argument
is fallacious because it overlooks the
fact that the ordinary and primary
means of enforcing the criminal
law is by prosecuting an offender after he
has committed an
offence, and that the power of prosecution is in no way
affected
by the Attorney-General's refusal of consent to relator
proceedings.
The civil courts may indeed be powerless, in the
absence of the Attorney-
General's consent, to prevent, or attempt
to prevent, the law from being
broken, but the criminal courts
retain their ordinary power to punish
offenders.
Moreover
it cannot be assumed that an injunction, still less a
declaration,
will necessarily be obeyed when the penalities of the
criminal law have
failed or are thought likely to fail. On
Saturday 15th January 1977, when
the present case first came
before the Court of Appeal, Lord Denning M.R
thought that a breach
of the law was " impending "([1977] 2 W.L.R. 318E)
while
Lawton L.J. at 319D and Ormrod L.J. at 321A thought that offences
39
had
already been committed. It is immaterial for the present purpose
which
of those views were correct; whichever it was, there was no
question of a
repeated flouting of the law in defiance of
convictions and the case is not
in the same class as Harris and
the others I have mentioned. As it
happened the temporary
injunction issued by the Court of Appeal on 15th
January proved
effective but it might not have done so. It did so probably
because
the threat to interfere with the mails had been accompanied by
a
statement by Mr. Tom Jackson, the General Secretary of the
Postal Workers
Union, the the law against interference dated from
Queen Anne and had
never been tested in the courts, the clear
implication being that it was
antiquated and of doubtful effect.
Both the statement and the implication
were plainly wrong and they
were of course corrected by the Court of
Appeal by reference to
the Post Office Acts of 1953 and 1969 and the Tele-
graph Act
1863. But it was not necessary to invoke the machinery of the
courts
to correct the statement; any person in authority could have
clarified
the legal position without difficulty. The temporary
orders that were made
on 15th January merely repeated the words of
the Acts of Parliament, but
it seems to me that an order which
merely does that, without directly relating
the words to the facts
of the case, is not one that the court should pronounce.
In the
present case I recognize that it may have served a useful purpose
by
publicly and emphatically drawing attention to the terms of the
Act but
that is not the function of the courts. The only legal
effect of the temporary
injunction was to add the penalty for
contempt of court to the penalty already
existing under the Post
Office Act 1953 for breach of section 68. I shall
return in a
moment to consider how far that is desirable. The present point
is
that the increased penalties could not guarantee that the law would
be
obeyed.
The most
substantial argument on behalf of the plaintiff was based upon
an
analogy between the alleged right of the private citizen to sue
for an injunc-
tion with the well established right of the private
citizen to prosecute. Just as
the Attorney-General's right and
duty to prosecute after a crime has been
committed does not
exclude the private person's right to prosecute, so, it was
said,
his right to obtain an injunction to prevent a crime should not
exclude
the private person's right to an injunction. But the
analogy is not exact
because a private prosecution is always
subject to the control of the Attorney-
General through his power
to enter a nolle prosequi, or to call in any
private
prosecution and then offer no evidence. By the exercise of
these powers the
Attorney-General can prevent the right of private
prosecution being effectively
exercised in any particular case.
The need to obtain the Attorney-General's
consent to relator
proceedings is the means of enabling the Attorney-General
to
exercise an equivalent control in the public interest over a private
applica-
tion for injunctions against crimes. In relator
proceedings the Attorney-
General is dominus litis; his
right of control is not a fiction but it can be made
effective at
any stage of the proceedings—see Attorney-General v.
Cocker-
mouth Local Board (1874) 18 Eq. 172, 176. Accordingly
this argument for
the plaintiff which at first seemed formidable
is in my opinion not well
founded.
Even if
the analogy between private injunctions and private prosecutions
had
been closer than it is, I would have been reluctant to accept the
argument
for the plaintiff. The use of injunctions to prohibit
conduct, solely because
it is criminal, is quite a recent
development and it is one which is not without
its dangers. The
effect of an injunction issued in such circumstances is to add
a
discretionary penalty for contempt of court to the criminal penalty,
which in
the case of a statutory offence will have been fixed by
Parliament. Further,
breach of an injunction will be dealt with in
the civil court by the judge
alone, whereas in the criminal court
the accused may be entitled to be tried
by a jury. In a case that
attracts publicity, punishment for breach of interdict
might
prejudice a subsequent jury trial. Conversely, if an injunction were
to
be refused because the civil court considered that the
threatened conduct
would not be a criminal offence, a subsequent
prosecution for the same con-
duct might be inhibited although it
would have been justified on its merits.
There are thus powerful
reasons of a procedural nature for keeping injunctions
against
criminal conduct as such within narrow limits.
40
It was
submitted on behalf of the plaintiff that the absolute discretion of
the
Attorney-General was limited to applications which were
frivolous, vexatious
or oppressive and that in any case not
falling into one of those classes his
discretion could be
overruled by the courts. There is no authority for such
severe
limitation of his discretion, and in fact it would leave him no
real
discretion at all since the courts would in any event be
bound to refuse such
applications. It was faintly suggested that
the jurisdiction of the court in such
matters was comparable to
the jurisdiction of the High Court of Justiciary in
Scotland which
can allow private prosecution without the concurrence of the
Lord
Advocate where such concurrence has been refused, see J. &
P. Coats
Limited v. Brown 1909 S.C. (J) 29. But there
is no analogy, because the
essential basis of the High Court's
jurisdiction is that the crime alleged is a
wrong towards the
private prosecutor—see per Lord Justice-Clerk at p. 34.
The
only case in which jurisdiction has been asserted to entertain an
action
for induction or declaration in the public interest by a
private person without
the concurrence of the Attorney-General
seems to be the Attorney-General
ex rel. McWhirter v.
Independent Broadcasting Authority [1973] 1 Q.B. 629.
In my
opinion there was no jurisdiction to grant the temporary injunction
in
that case, because at the stage when the temporary injunction
was granted the
Attorney-General had not given his consent to
relator proceedings. For the
reasons that I have given, I think
that the majority of the Court of Appeal
(Lawton LJ. and Ormrod
L.J.) were right in holding, as they did, that the
court had no
jurisdiction to make orders for final injunctions as claimed in
these
proceedings. But all the members of the Court of Appeal held
that
they had jurisdiction to make declaratory orders dealing with
the same issues
as had originally been raised in the claims for
the injunctions. It is therefore
necessary to consider whether
there is any relevant difference between injunc-
tions and
declarations. Before turning to the declarations sought against
the
trade union defendants, I should mention that which was added
by
amendment against the Attorney-General. I doubt whether it is
properly
described as being " against" the
Attorney-General, but as he has taken no
objection to the form of
the declaration it is unnecessary to consider it further.
At least
it has served a useful purpose in facilitating his appeal to this
House.
The form of the declarations claimed against the trade
union defendants in
the amended pleadings was also criticised on
the ground that they did no
more than repeat the words of the Post
Office Act 1953, section 68, and the
Telegraph Act 1863, section
45. This criticism was in my opinion justified
and I do not think
that declarations in the terms claimed could have been
made. But
the real objection to them rests on grounds more fundamenal
than
their form.
So far as
these declarations are concerned, I cannot see how the court
could
have jurisdiction to make them when it does not have
jurisdiction to grant
the injunctions. The objection to the
jurisdiction in respect of the injunctions
is not based upon the
nature of the order that is sought but upon the funda-
mental fact
that Mr. Gouriet lacks any title to represent the public interest.
He
must be just as much a usurper when he asks, in the public interest,
for
a declaration as when he asks for an injunction. There is of
course no doubt
that when private rights are in issue the courts
have very wide power to make
declarations defining the parties'
rights—see Guaranty Trust Company of
New York v.
Hannay and Company [1915] 2 K.B. 536, and Ibeneweka
v.
Egbuna [1964] 1 WLR 219, 225, where Lord
Radcliffe accepted that the
power of the court in such matters was
" almost unlimited ". But that wide
power cannot avail
the plaintiff in these proceedings because his action is
not
concerned with defining his private rights ; if it were, the
action would be
in my opinion an action in tort and as it is
directed against a trade union
it would fail by reason of section
14 of the Trade Union and Labour Relations
Act 1974. For that
reason the plaintiff has expressly disclaimed any special
interest
and has sued simply as a member of the public. In the field of
public
rights I find confirmation in several of the cases that were cited
to
us for my view that there is no difference in the extent of the
court's juris-
diction in actions by private persons according to
whether the action claims
an injunction or a declaration. Thus in
London Passenger Transport Board
v. Moscrop [1942]
A.C. 332, which began as an action for a declaration and
41
an
injunction, but in which the Court of Appeal had made only a
declaration,
this House did not distinguish between the remedies
when it held that the
plaintiff could not sue without joining the
Attorney-General—see especially
Viscount Maugham at p. 345.
Similarly, in Institute of Patent Agents v.
Lockwood [1894] AC 347 the pursuers were held not entitled to bring the
action
and no distinction was drawn between the conclusions for
declarator
and interdict. Nor was any such distinction made in the
Stockport District
Waterworks case supra.
The case
of London Association of Shipowners and Brokers v. London
and
India Docks Joint Committee [1892] 3 Ch 242, might at
first sight appear
to support a wider power to make declarations
but that is not really so. All
the learned judges who took part in
the decision thought the plaintiffs would
only be entitled to a
declaration if their private rights were being injured
or
threatened—see Lindley LJ. at p. 258 to 259, Bowen LJ. at p.
261 and
Kay LJ. at p. 273. The only member of the court who
thought that private
rights had been infringed was Kay L.J. and
the other two Lords Justices dis-
missed the action and made a
declaration only because they considered that
it would be useful
to set out concessions made by the defendants. Except
for that
rather special case, all the cases cited to us where declarations
con-
cerned with public rights were made at the instance of
private parties suing
alone were cases in which either their
private rights were affected or they had
suffered special damage
by the infringement of the public rights. In Dyson
v.
Attorney General [1911] 1 KB 410 that is less obvious than
in some other
cases but the true basis of the action is I think
stated by Cozens-Hardy M.R.
at p. 414 in the first paragraph of
his opinion. The plaintiff claimed that a
notice had been served
upon him by the Commissioners of Inland Revenue
requiring him to
deliver certain returns within 30 days subject to a penalty.
The
plaintiff's case was that the requirement in the form was illegal
and
unauthorised and he claimed " a declaration that he is
not under any obliga-
" tion to comply with the notice."
No doubt other taxpayers could have
made the same claim but the
plaintiff was merely asserting his own right, and
he did not
purport to be acting on behalf of the public. The contrast with
the
Scottish case of Torrie v. Duke of Atholl 1 Macqueen
65, is instructive.
The pursuers were three members of the public
who asserted a public right
of way. It was held in the Court of
Session and in the House of Lords that
they had a title to sue the
action just because the law of Scotland, unlike the
law of
England, provided no other way in which the matter could be
brought
to trial—see per Lord Ordinary at p. 66 and Lord
Chancellor at p. 73. So
far as it is relevant at all to the
instant appeals it therefore tends to support
the
Attorney-General's case.
The result
is that in my opinion the plaintiff's main case both on the
in-
junctions and the declarations fails. The failure of his case
on the declaration
implies also that the interim injunction should
not have been granted. He
could only succeed if your Lordships
were disposed to embark upon an
extensive re-shaping of relator
procedure and, even if that would be within
our judicial powers, I
would be against doing anything of the sort. It
seems to me
entirely appropriate that responsibility for deciding whether
to
initiate preventive proceedings for injunction or declaration
in the public
interest should be vested in a public officer, and
for historical reasons that
officer is the Attorney-General. It is
well established that he is not bound
to prosecute in every case
where there is sufficient evidence, but that when a
question of
public policy may be involved the Attorney-General has the duty
of
deciding whether prosecution would be in the public interest, see the
state-
ment by Sir Hartley Shawcross in 1951 quoted in Edwards'
The Law Officers
of the Crown p.223. It seems even more
necessary that similar consideration
should be given to the public
interest before initiating preventive procedure
for injunction or
declaration. Enforcement of the criminal law is of course
a very
important public interest, but it is not the only one, and may
not
always be the predominant one. There may be even more
important reasons
of public policy why such procedure should not
be taken at a particular
moment, and it must be proper for the
Attorney-General (acting of course
42
not for
party political advantage) to have regard to them. He may
have
information that there is a good prospect of averting the
threatened illegal
conduct by negotiation. Or he may know that the
time would be particularly
inopportune for a confrontation. Or he
may regard it as essential to leave
the way clear for subsequent
prosecution before a jury. The information
before him may be
confidential and, even if it is not, it may not be widely
available
to the public. For reasons of that sort I would be against
stretch-
ing the law to allow a member of the public to launch
preventive proceedings
without the consent of the
Attorney-General. If the Attorney-General were
to commit a serious
error of judgment by withholding consent to relator pro-
ceedings
in a case where he ought to have given it, the remedy must in
my
opinion lie in the political field by enforcing his responsibility to
Parlia-
ment and not in the legal field through the courts. That
is appropriate
because his error would not be an error of law but
would be one of political
judgment, using the expression of course
not in a party sense but in the
sense of weighing the relative
importance of different aspects of the public
interest. Such
matters are not appropriate for decision in the courts.
I wish to
refer to two other matters. The first is the propriety or other-
wise
of the interim injunction that was granted on 15th January 1977
against
the Post Office Engineering Union. That Union was not
originally a de-
fendant when the matter came before the Court of
Appeal on that date, and
no application had been made to the
Attorney-General to consent to the
relator proceedings against it.
No intimation of the proceedings had been
given to the P.O.E.U.
The affidavits did not depose to any threatened offence
by it and
the only reason for bringing it in seems to have been a reference
to
it in an article from The Times which was produced with Mr.
Gouriet's
affidavit. In that state of circumstances the
information was not in my
opinion sufficient to justify the order
for an interim injunction against the
P.O.E.U. I reach this
opinion without relying at all upon section 17(1) of
the Trade
Union and Labour Relations Act 1974. That section provides
that in
certain circumstances the court shall not grant an injunction
against
a party in his absence unless satisfied that all
reasonable steps have been taken
to give notice to the party. The
circumstances, so far as material, are that
the absent party
claims " or in the opinion of the court would be likely to
"
claim, that he acted in contemplation or furtherance of a trade
dispute
"...". I appreciate that the defendant unions
are now claiming that their
action was in contemplation of a trade
dispute, but on the facts as they
were known to the Court of
Appeal I do not think that the court ought to
have anticipated
that such a claim would be made, even having regard to
the wide
definition of a trade dispute in section 29 of the 1974 Act
as
extended by the Trade Union and Labour Relations (Amendment)
Act 1976,
section 1(1).
The other
matter is that the plaintiff has in my opinion no legal
right
enforceable by proceedings before any court to enjoy the
services of the Post
Office. That seems to me to follow from the
provisions of section 9(4) and
section 29(1) and (2) of the Post
Office Act 1969.
For these
reasons I would allow the appeals of the Attorney-General and
of
the trade unions.
Printed
in England by Her Majesty's Stationery Office at St Stephen's
Parliamentary Press
312045
Dd 353191 240 7/77