Parliamentary
Archives,
HL/PO/JU/4/3/1177
HOUSE OF LORDS
BAKER (A.P.)
v.
WILLOUGHBY
Lord Reid
Lord Guest
Viscount
Dilhorne
Lord Donovan
Lord Pearson
Lord Reid
MY LORDS,
The Appellant was knocked down by
the Respondent's car about the
middle of a straight road crossing
Mitcham Common. The road is 33 feet
wide at this point and there
was a 40 m.p.h. limit in operation. There was
not much traffic,
the time being Saturday morning. The trial judge held
both parties
to blame and apportioned 75 per cent. liability to the
Respondent.
The Court of Appeal altered this and held each 50 per
cent. liable. The
first question in the case is whether the Court
of Appeal were right in so
doing. The Appellant had been
travelling in a van with another man when
it ran out of petrol.
The other man crossed the road to get a lift from a
passing car to
go to fetch petrol. Then he found he had no money and
called to
the Appellant to give him some. The Appellant was standing
on the
kerb behind the van and the accident occurred when he was
crossing
the road for this purpose. Before he left the kerb he
looked to his right
and only saw one car and he did not look
again. When he reached the
centre of the road he looked to his
left. It was at this point that he was
struck by the Respondent's
car which he had not seen and which had
overtaken the car which he
saw. The trial judge held that he was walking
and not running
across the road. He held that the Appellant was negligent
in not
seeing that more than one car was approaching, in not waiting
until
they had passed and I think he was also negligent in not
looking to his
right again. The learned judge held that the
Respondent was driving at
an excessive speed or failing to keep a
proper look out or both. He
rejected the Respondent's evidence
that the Appellant rushed across the
road when the car was only
some ten yards away.
The Court of Appeal recognised
that the trial judge's assessment ought
not to be varied unless "
some error in the judge's approach is clearly
discernible ".
But they appear to have thought it impossible to differentiate
when
both parties had a clear view of each other for 200 yards prior
to
impact and neither did anything about it. I am unable to agree.
There
are two elements in an assessment of liability, causation
and blameworthiness.
I need not consider whether in such
circumstances the causative factors
must necessarily be equal,
because in my view there is not even a presumption
to that effect
as regards blameworthiness.
A pedestrian has to look to both
sides as well as forwards. He is going
at perhaps three miles an
hour and at that speed he is rarely a danger to
anyone else. The
motorist has not got to look sideways though he may
have to
observe over a wide angle ahead: and if he is going at a
considerable
speed he must not relax his observation, for the
consequences may be
disastrous. And it sometimes happens, though I
do not say in this case, that
he sees that the pedestrian is not
looking his way and takes a chance that
the pedestrian will not
stop and that he can safely pass behind him. In my
opinion it is
quite possible that the motorist may be very much more to
blame
than the pedestrian. And in the present case I can see no reason
to
disagree with the trial judge's assessment. I would therefore restore
the
trial judge on this issue.
The second question is more
difficult. It relates to the proper measure
of damages. The car
accident occurred on 12th September. 1964. The
trial took place on
26th February. 1968. But meanwhile on 29th November.
1967, the
Appellant had sustained a further injury and the question is whether
2
or to what
extent the damages which would otherwise have been awarded
in
respect of the car accident must be reduced by reason of the
occurrence
of this second injury.
There is
no doubt that it is proper to lead evidence at the trial as to
any
events or developments between the date of -the accident and
the date of
the trial which are relevant for the proper assessment
of damages. The
plaintiff may have died (Williamson v.
Thornycroft [1940] 2 K.B. 658): or
the needs of the widow
(Curwen v. James [1963] 1 W.L.R. 748) or of
the
children (Mead v. Clarke Chapman & Co. [1956]
1 W.L.R. 76) may have
become less because of her remarriage. And
it is always proper to take
account of developments with regard to
the injuries which were caused by
the defendant's tort: those
developments may shew that any assessment of
damages that might
have been made shortly after the accident can now be
seen to be
either too small or too large. The question here is how far it
is
proper to take into account the effects of a second injury which was
in
no way connected with the first.
As a
result of the car accident the Appellant sustained fairly severe
injury
to his left leg and ankle, with the result that his ankle
was stiff and his
condition might get worse. So he suffered pain,
loss of such amenities of
life as depend on ability to move freely
and a certain loss of earning
capacity. The trial judge did not
deal with these matters separately. He
assessed the whole damage
at £1,600 and making allowance for the
Appellant's
contributory negligence awarded £1,200 with minor
special
damage.
After the
accident the Appellant tried various kinds of work, finding
some
too heavy by reason of his partial incapacity. In November 1967
he
was engaged in sorting scrap metal and while he was alone one day
two
men came in, demanded money, and, when they did not get it,
one of them
shot at him. The shot inflicted such serious injuries
to his already damaged
leg that it had to be amputated. Apparently
he made a fairly good recovery
but his disability is now rather
greater than it would have been if he had
not suffered this second
injury. He now has an artificial limb whereas he
would have had a
stiff leg.
The
Appellant argues that the loss which he suffered from the
car
accident has not been diminished by his second injury. He
still suffers
the same kind of loss of the amenities of life and
he still suffers from reduced
capacity to earn though these may
have been to some extent increased.
And he will still suffer these
losses for as long as he would have done
because it is not said
that the second injury curtailed his expectation of
life.
The
Respondent on the other hand argues that the second injury
removed
the very limb from which the earlier disability had
stemmed, and that
therefore no loss suffered thereafter can be
attributed to the Respondent's
negligence. He says that the second
injury submerged or obliterated
the effect of the first and that
all loss thereafter must be attributed to
the second injury. The
trial judge rejected this argument which he said
was more
ingenious than attractive. But it was accepted by the Court
of
Appeal.
The
Respondent's argument was succinctly put to your Lordships by
his
counsel. He could not run before the second injury: he cannot
run
now. But the cause is now quite different. The former cause
was an
injured leg but now he has no leg and the former cause can
no longer
operate. His counsel was inclined to agree that if the
first injury had
caused some neurosis or other mental disability,
that disability might be
regarded as still flowing from the first
accident: even if it had been increased
by the second accident the
Respondent might still have to pay for that
part which he caused.
I agree with that and I think that any distinction
between a
neurosis and a physical injury depends on a wrong view of
what is
the proper subject for compensation. A man is not compensated
for
the physical injury: he is compensated for the loss which he
suffers
as a result of that injury. His loss is not in having a
stiff leg: it is in his
3
inability
to lead a full life, his inability to enjoy those amenities
which
depend on freedom of movement and his inability to earn as
much as
he used to earn or could have earned if there had been no
accident. In
this case the second injury did not diminish any of
these. So why should
it be regarded as having obliterated or
superseded them?
If it were
the case that in the eye of the law an effect could only have
one
cause then the Respondent might be right. It is always necessary
to
prove that any loss for which damages can be given was caused
by the
defendant's negligent act. But it is a commonplace that the
law regards
many events as having two causes: that happens
whenever there is contribu-
tory negligence for then the law says
that the injury was caused both
by the negligence of the defendant
and by the negligence of the plaintiff.
And generally it does not
matter which negligence occurred first in point
of time.
I see no
reason why the Appellant's present disability cannot be regarded
as
having two causes, and if authority be needed for this I find it
in
Hanwood v. Wyken Colliery Co. [1913] 2 KB 158.
That was a Workmens
Compensation Act case. But causation cannot be
different in tort. There
an accident made the man only fit for
light work. And then a heart
disease supervened and it also caused
him only to be fit for light work.
The argument for the employer
was the same as in the present case.
Before the disease supervened
the workman's incapacity was caused by the
accident. Thereafter it
was caused by the disease and the previous accident
became
irrelevant: he would have been equally incapacitated if the
accident
had never happened. But Hamilton L.J. said (at page 169):
"...
he is not disentitled to be paid compensation by reason of the
"
supervention of a disease of the heart. It cannot be said of him
that
" partial incapacity for work has not resulted and is
not still resulting
" from the injury. All that can be said
is that such partial incapacity
" is not still resulting '
solely' from the injury."
The
Respondent founded on another Workmens Compensation case in
this
House—Hogan v. Bentinck Collieries [1949] 1 All
E.R. 588. There
the man had an accident but his condition was
aggravated by an ill-judged
surgical operation and it was held by
the majority in this House that his
incapacity must be attributed
solely to the operation and not to the accident.
But Harwoods
case was not disapproved by any one. Lord Simonds, one
of the
majority, quoted with approval from the judgment of du Parcq L.J.
in
Rothwell v. Caverswall Stone Co. [1944] 2 All E.R. 350
at page 365:
" If,
however, the existing incapacity ought fairly to be attributed
"
to a new cause which has intervened and ought no longer to be
"
attributed to the original injury, it may properly be held to
result
" from the new cause and not from the original injury
even though, but
" for the original injury, there would have
been no incapacity."
Then
having said that negligent or inefficient treatment by a doctor
may
amount to a new cause du Parcq L.J. continued:
" In
such a case, if the arbitrator is satisfied that the incapacity
would
" have wholly ceased but for the omission, a finding of
fact that the
" existing incapacity results from the new
cause, and not from the
" injury, will be justified."
This part
was also quoted by Lord Simonds. I think it clear that du Parcq
L.J.
meant that one can only attribute the disability to the new cause
alone
and disregard the accident if it appears that but for the
new cause the man
would have recovered, for then the injury by
accident can no longer be
operative as a cause. But this case is
no authority for holding that, during
the period when the injury
by accident would still have incapacitated the
man if he had had
proper treatment, the ill-judged operation could be
regarded as
submerging or obliterating the original accident. It therefore
does
not assist the Respondent.
We were
referred to a number of shipping cases where the question was
who
must pay for demurrage or loss of profit when a vessel damaged by
4
two
mishaps was in dock to have both sets of damage repaired at the
same
time. It would seem that much depends on which mishap
rendered the
vessel unseaworthy or no longer a profit-earning
machine. I get no help
from these cases because liability for
personal injury cannot depend on
which mishap renders the man "
unseaworthy " or " not a profit-earning
" machine
". If any assistance is to be got, it is I think from The
Haversham
Grange [1905] P 307 where neither collision
rendered the vessel unseaworthy.
The damage from the first
collision took longer to repair than the damage
from the second
and it was held that the vessel responsible for the second
collision
did not have to contribute towards payment for time lost in
repairs.
In my view the latter would have had to pay for any time
after the repairs
from the first damage had been completed because
that time could not be
claimed from the first wrongdoer. The first
wrongdoer must pay for all
damage caused by him but no more. The
second is not liable for any damage
caused by the first wrongdoer
but must pay for any additional damage
caused by him. That was the
ground of decision in Performance Cars v,
Abraham [1962] 1 QB 33. There a car sustained two slight collisions:
the first
necessitated respraying over a wide area which included the
place
damaged by the second collision. So repairing the damage
caused by the
first collision also repaired the damage done by the
second. The Plaintiff
was unable to recover from the person
responsible for the first collision and
he then sued the person
responsible for the second. But his action failed.
The second
wrongdoer hit a car which was already damaged and his fault
caused
no additional loss to the Plaintiff: so he had nothing to pay.
These
cases exemplify the general rule that a wrongdoer must take
the
Plaintiff (or his property) as he finds him: that may be to
his advantage
or disadvantage. In the present case the robber is
not responsible or liable
for the damage caused by the Respondent:
he would only have to pay
for additional loss to the Appellant by
reason of his now having an artificial
limb instead of a stiff
leg.
It is
argued—if a man's death before the trial reduces the damages
why
do injuries which he has received before the trial not also
reduce the
damages? I think it depends on the nature and result of
the later injuries.
Suppose that but for the first injuries the
Plaintiff could have looked forward
to twenty years of working
life and that the injuries inflicted by the
Defendant reduced his
earning capacity. Then but for the later injuries the
Plaintiff
would have recovered for loss of earning capacity during
twenty
years. And then suppose that later injuries were such that
at the date of the
trial his expectation of life had been reduced
to two years. Then he could
not claim for twenty years of loss of
earning capacity because in fact he will
only suffer loss of
earning capacity for two years. Thereafter he will be
dead and the
Defendant could not be required to pay for a loss which it is
now
clear that the Plaintiff will in fact never suffer. But that is not
this
case: here the Appellant will continue to suffer from the
disabilities caused
by the car accident for as long as he would
have done if his leg had never
been shot and amputated.
If the
later injury suffered before the date of the trial either reduces
the
disabilities from the injury for which the Defendant is
liable, or shortens
the period during which they will be suffered
by the Plaintiff, then the
Defendant will have to pay less
damages. But if the later injuries merely
become a concurrent
cause of the disabilities caused by the injury inflicted
by the
Defendant, then in my view they cannot diminish the damages.
Suppose
that the Plaintiff has to spend a month in bed before the
trial
because of some illness unconnected with the original
injury, the Defendant
cannot say that he does not have to pay
anything in respect of that month:
during that month the original
injuries and the new illness are concurrent
causes of his
inability to work and that does not reduce the damages.
Finally, I
must advert to the pain suffered and to be suffered by the
Appellant
as a result of the car accident. If the result of the amputation
was
that the Appellant suffered no more pain thereafter, then he could
not
claim for pain after the amputation which he would never
suffer. But the
5
facts with
regard to this are not clear, the amount awarded for pain
sub-
sequent to the date of the amputation was probably only a
small part of
the £1,600 damages and counsel for the
Respondent did not make a point
of this. So in these circumstances
we can neglect this matter.
I would allow the appeal and restore the judgment of Donaldson J.
Lord Guest
MY LORDS,
I have
read the Opinion of my noble and learned friend, Lord Reid,
with
which I agree. I would therefore allow the appeal.
Viscount Dilhorne
MY LORDS,
I entirely
agree with the Opinion of my noble and learned friend, Lord
Reid.
I would therefore allow the appeal.
Lord Donovan
MY LORDS,
I agree
entirely in the Opinion of my noble and learned friend, Lord
Reid,
and would therefore also allow the appeal.
Lord Pearson
MY LORDS,
The first
question is whether there was justification for the Court of
Appeal
to alter the trial judge's apportionment of the responsibility
for
the accident, attributing 25 per cent. to the Plaintiff and 75
per cent. to the
Defendant. In my view, the apportionment should
not have been altered
and should now be restored. On this question
I agree entirely with the
opinion of my noble and learned friend,
Lord, Reid, and have nothing to
add.
The second
question is, as my noble and learned friend has said, more
difficult.
There is a plausible argument for the defendant on the
following
lines. The original accident, for which the defendant is
liable, inflicted
on the Plaintiff a permanently injured left
ankle, which caused pain from
time to time, diminished his
mobility and so reduced his earning capacity,
and was likely to
lead to severe arthritis. The proper figure of damages
for those
consequences of the accident, as assessed by the judge before
making
his apportionment, was £1,600. That was the proper figure for
those
consequences if they were likely to endure for a normal
period and run a
normal course. But the supervening event when the
robbers shot the
Plaintiff in his left leg, necessitated an
amputation of the left leg above
the knee. The consequences of the
original accident therefore have ceased.
He no longer suffers pain
in his left ankle, because there no longer is a left
ankle. He
will never have the arthritis. There is no longer any loss
of
mobility through stiffness or weakness of the left ankle, because it
is no
longer there. The injury to the left ankle, resulting from
the original
accident, is not still operating as one of two
concurrent causes both produc-
ing discomfort and disability. It
is not operating at all nor causing anything.
The present state of
disablement, with the stump and the artificial leg on
the left
side, was caused wholly by the supervening event and not at all
by
the original accident. Thus the consequences of the original
accident
6
have been submerged and obliterated by the greater
consequences of the
supervening event.
That is
the argument, and it is formidable. But it must not be allowed
to
succeed, because it produces manifest injustice. The supervening
event
has not made the Plaintiff less lame nor less disabled nor
less deprived
of amenities. It has not shortened the period over
which he will be suffering.
It has made him more lame, more
disabled, more deprived of amenities.
He should not have less
damages through being worse off than might have
been expected.
The nature
of the injustice becomes apparent if the supervening event is
treated
as a tort (as indeed it was) and if one envisages the plaintiff
suing
the robbers who shot him. They would be entitled, as the
saying is, to
"take the Plaintiff as they find him".
(Performance Cars v. Abraham
[1962] 1 QB 33.) They
have not injured and disabled a previously fit
and able-bodied
man. They have only made an already lame and disabled
man more
lame and more disabled. Take, for example, the reduction of
earnings.
The original accident reduced his earnings from £.x per week
to
£y per week, and the supervening event further reduced them
from £y
per week to £z per week. If the
defendant's argument is correct, there is,
as Mr. Griffiths has
pointed out, a gap. The plaintiff recovers from the
Defendant the
£.x-y not for the whole period of the remainder of his
working
life, but only for the short period up to the date of the
supervening event.
The robbers are liable only for the £y-z
from the date of the supervening
event onwards. In the Court
of Appeal an ingenious attempt was made
to fill the gap by holding
that the damages recoverable from the later tort-
feasors (the
robbers) would include a novel head of damage, viz., the diminu-
tion
of the Plaintiff's damages recoverable from the original tortfeasor
(the
defendant). I doubt whether that would be an admissible head
of damage:
it looks too remote. In any case it would not help the
plaintiff, if the
later tortfeasors could not be found or were
indigent and uninsured. These
later tortfeasors cannot have been
insured in respect of the robbery which
they committed.
I think a solution of the theoretical problem can be found in cases
such
as this by taking a comprehensive and unitary view of the
damage caused
by the original accident. Itemisation of the damages
by dividing them into
heads and sub-heads is often convenient, but
is not essential. In the end
judgment is given for a single lump
sum of damages and not for a total
of items set out under heads
and sub-heads. The original accident caused
what may be called a
"devaluation" of the plaintiff, in the sense that
it
produced a general reduction of his capacity to do things, to
earn money and
to enjoy life. For that devaluation the original
tortfeasor should be and
remain responsible to the full extent,
unless before the assessment of the
damages something has happened
which either diminishes the devaluation
(e.g. if there is an
unexpected recovery from some of the adverse effects of
the
accident) or by shortening the expectation of life diminishes the
period
over which the plaintiff will suffer from the devaluation.
If the supervening
event is a tort, the second tortfeasor should
be responsible for the additional
devaluation caused by him.
The
solution which I have suggested derives support from a passage in
the
judgment of Buckley L.J. in Harwood v. Wyken
Colliery Company [1913]
2 K.B. 158 at pages 166-7 and from a
passage in a judgment given in the
Court of Appeal of British
Columbia in Long v. Thiessen and Lalibert [1968]
65 Western
Weekly Reporter 577. Shortly these were the facts of this
latter
case. On 27th November, 1964, Long as the driver of his motor
vehicle
was stopped at a street intersection when his vehicle was struck
in
the rear by the vehicle of the first defendant. As a result he
suffered injuries
to his neck and shoulder. On 23rd April, 1966,
Long suffered similar injuries
when his stationary vehicle was
again struck in the rear by a motor vehicle
driven by the second
defendant. There were separate actions, but each
defendant
admitted liability and the actions came to trial together
for
assessment of damages and there was an appeal as to the
assessment. In
7
the course
of a judgment with which Nemetz J.A. concurred, Robertson J.A.
said
:
"
Because the injuries inflicted in the second accident were super-
"
imposed upon the then residual effects of the injuries inflicted in
the
" first accident, it is a matter of the greatest
difficulty to determine what
" damages should be awarded for
each set of injuries. The plaintiff
" should not receive more
in respect of the first accident than he would
" if the
second had not occurred, nor should be receive less because it
"
did occur ... I think that the way in which justice can best be
done
" here is: (a) to assess as best one can what the
plaintiff would have
" recovered against the Thiessens had
his action against them been
" tried on April 22, 1966 (the
date before the second accident) and to
" award damages
accordingly; (b) to assess global damages as of the
"
date of the trial in respect of both accidents; and (c) to
deduct the
" amount under (a) from the amount under
(b) and award damages
" against Lalibert in the amount
of the difference. I think that nothing
" I have said in this
paragraph is inconsistent with Baker v. Willoughby
"
(1968] 2 W.L.R. 1138 or any of the cases referred to there."
The last
sentence was referring to the judgment of Donaldson J. at
first
instance in the present case.
I would
allow the appeal and restore the judgment of Donaldson J. both
in
respect of the total amount of the damages and in respect of
his
apportionment.
(300837) Dd. 197039 120 9/69 St.S