IN THE UPPER TRIBUNAL IMMIGRATION AND ASYLUM CHAMBER |
Case No: UI-2023-003317 |
|
First-tier Tribunal No: PA/50635/2022 |
THE IMMIGRATION ACTS
Decision & Reasons Issued:
On 19 th of October 2023
Before
DEPUTY UPPER TRIBUNAL JUDGE SKINNER
Between
SECRETARY OF STATE FOR THE HOME DEPARTMENT
Appellant
and
RFV (ZIMBABWE)
(ANONYMITY ORDER MADE)
Respondent
Representation :
For the Appellant: Mr D. Clarke, Senior Home Office Presenting Officer
For the Respondent: Mr C. Mupara, counsel, instructed by Kimberly Wayne & Diamond Solicitors
Heard at Field House on 2 October 2023
Order Regarding Anonymity
Pursuant to rule 14 of the Tribunal Procedure (Upper Tribunal) Rules 2008, the appellant is granted anonymity.
No-one shall publish or reveal any information, including the name or address of the appellant, likely to lead members of the public to identify the appellant. Failure to comply with this order could amount to a contempt of court.
DECISION AND REASONS
Introduction
1. Although this is an appeal brought by the Secretary of State for ease, I refer in this decision to the parties as they were before the First-tier Tribunal ("the FTT").
2. The Appellant has the benefit of the above anonymity order and is to be referred to as RFV, which are not her real initials. In light of the issues in this case, I consider that to be necessary and proportionate notwithstanding the importance of open justice. I have given her this cypher because the use of her real initials is likely, in my judgment, to lead to her identification given the inevitably low number of individuals with those initials who are potential returnees to Zimbabwe.
3. The Appellant originally claimed asylum in 2017, shortly after her arrival in the UK. Her claim was refused by the Respondent and, after an earlier FTT decision which was set aside by this Tribunal, her appeal was finally dismissed by FTT Judge Manuell on 19 July 2019 ("the First FTT Decision"), which decision was not successfully appealed.
4. The Appellant filed fresh representations on 11 August 2021. The Respondent accepted these representations as a fresh claim, but, by her decision of 28 January 2022, refused the claim to asylum. The Appellant appealed and by a decision dated 21 March 2023 ("the Second FTT Decision") FTT Judge Phull ("the Judge") allowed the Appellant's appeal on asylum and human rights grounds.
5. The Respondent now appeals to this Tribunal against the Second FTT Decision. Permission to appeal was granted by FTT Judge Oxlade on 3 August 2023.
The FTT's Decisions
6. Given that the Respondent's Grounds of Appeal suggest that the Judge did not appropriately apply the principles in Devaseelan it is necessary to set out, briefly, the findings of the First FTT Decision as well as the decision under appeal.
The First FTT Decision
7. At [8]-[43] of the First FTT Decision FTT Judge Manuell records the evidence adduced before the Tribunal in detail. It is apparent from the First FTT Decision that the nature of the Appellant's asylum claim was that she was of interest to the Zimbabwean authorities, having been previously tortured, being suspected of working against Zanu-PF on behalf of "white people", and having connections (as a colleague) with a Mr K (whose initial I use because of the risk that his name will enable identification of the Appellant). Notably, the Appellant adduced both medical and country expert evidence, the latter from Dr Hazel Cameron.
8. The overall conclusion reached by the Tribunal in relation to her asylum claim was set out at [66] as follows:
"Viewed as a whole with anxious scrutiny, the Appellant's story fails to approach the required standard of reasonable likelihood. It has no substance, with significant inconsistencies, convenient coincidences and late additions, as well as claims of near superhuman powers of endurance. Dr Cameron's evaluation of the Appellant's story was based on the general assumption that she was being told the truth which unfortunately was far from the case. Dr Cameron's plausibility assessment thus takes the Appellant's case no further. The tribunal accepts no part of the Appellant's evidence as to persecutory events in Zimbabwe from 2008 onwards."
9. The above conclusion was reached in light of the following more specific findings (which summary is necessarily truncated for brevity):
10. Judge Manuell also dismissed the Appellant's appeal on Article 3 grounds relating to her HIV diagnosis, given that she was in receipt of appropriate treatment in Zimbabwe. Her removal was also considered to be proportionate to any interference with her private and family life rights that it would cause.
The Second FTT Decision
11. In the Appellant's further submissions to the Respondent, the Appellant renewed her claim to fear the Zimbabwean government on the grounds of imputed political opinion, which claim was bolstered by new evidence, in particular contact in 2020 telling her not to return. On appeal, she also alleged that she had been interviewed by the Zimbabwean authorities in immigration detention for the purposes of obtaining an Emergency Travel Document ("ETD"), and that this in itself put her at risk.
12. After briefly setting out the basis of claim, some basic legal propositions, the evidence and submissions, the Judge set out her findings as follows:
"Returns Logistics Operations have no record of a re-documentation interview being conducted by the Zimbabwe official. Loughborough ROM have confirmed that an ETD application was completed by HO colleagues during a reporting event with Ms Moyo on 21 June 2022"
The 24 October 2022 letter, from an Assistant Country Manager for Africa, stated:
"I have had a look at the history of this and can confirm there were no Zimbabwe interview schemes in 2021. The interview schemes for Zimbabwe were suspended in 2020 due to the COVID pandemic and to date have not resumed. Interviews with the ZWE official have only been over the telephone and there have been no face-to-face interviews to date.
Having read your email below and looked at the history I can advise that there was an interview at Loughborough Reporting centre on 21 June 2021 however this would appear to have been an interview for the purpose of completing an ETD application which is standard practice. There would not have been a ZWE official in attendance at this, there would have been Immigration Officer based at the reporting centre. Therefore, I can only assume the people referred to were Home Office staff and cannot advise why Ms Moyo makes reference to a Zimbabwe Official."
"Although the letter of the 06 October 2022, says there was no re-documentation interview, the letter of the 24 October 2022, says there was an interview and it would appear it was for the purpose of completing an ETD application by an immigration officer and it is stated there would not have been a ZWE official in attendance... Given the two letters provide conflicting information, I find it may have been assisted the Tribunal to consider the interview record to assess details of the interviewer and the interview questions and answers."
"I find having considered all the evidence, the Country Return Guide, the addendum report by Dr Cameron, which refers to known sources, the High Court decision of Mrs Justice Steyn, that there is a reasonable degree of likelihood that the Appellant would be at risk on return from the Zimbabwe authorities. I find there is a reasonable degree of likelihood that given the political situation in Zimbabwe the question of internal relocation is not a viable option for the Appellant because it is the authorities that she fears in any part of the country. She would not receive sufficiency of protection from the state, and I find her fear is objectively founded."
Appeal to the Upper Tribunal
Grounds of Appeal and permission to appeal
13. The Respondent's grounds of appeal are somewhat prolix. They were however helpfully summarised by FTT Judge Oxlade in her grant of permission to appeal of 3 August 2023 and Mr Clarke accepted at the hearing before me that this summary was accurate. I therefore gratefully adopt Judge Oxlade's summary, which was as follows:
"The Respondent says that the Judge made material errors of law, because he:
(i) Failed to clearly explain why the Respondent lost the appeal/Appellant won the appeal ("ground 1"),
(ii) Failed to explain why he [sic] departed from the findings of IJ Manuel [sic], considering Devaseelan ("ground 2"),
(iii) Failed to give anxious scrutiny to the credibility of the Appellant's claim to have made a SAR, particularly in light of earlier findings as to her credibility by IJ Manuel [sic], and the Respondent's position ("ground 3"),
(iv) Failed to scrutinise the parties [sic] evidence as to which body had interviewed the Appellant, the allegation of the Appellant that she was interviewed by the Zimbabwe
authorities who knew her to be a failed asylum seeker - which put her at risk - being a new matter and key to disposal ("ground 4"),
(v) Failed to give anxious scrutiny to the stay on removal, and wrongly conflated it as evidence that there had been a finding as to risk on return ("ground 5")."
14. FTT Judge Oxlade granted permission to appeal on the basis that "There are arguable errors of law [in] fail[ing] to explain reasons for departing from earlier findings...and [in] treating the stay on removal as an earlier finding or evidence of risk on return." No restriction on the grounds to be argued was however imposed.
Appellant's response to the appeal
15. On 21 September 2023, the Appellant's solicitors filed a response under rule 24 of the Upper Tribunal's Procedure Rules. Such a response is required to be filed within a month of the date on which notice of the grant of permission to appeal was sent. It is also required to contain various pieces of information. See Rules 24(2)(a) and 24(3). The response was late and does not provide all of the required information.
16. Compliance with these rules is important to enable the Tribunal to further the overriding objective of dealing with cases fairly and justly, in accordance with rule 2. The provisions as to timing in rule 24(2) is of particular significance, because of the impact of a response on the further conduct of the appeal. In particular, receipt of the response requires the Tribunal to send a copy to the appellant (rule 24(5)), which in turn triggers the starting gun on the time for an appellant's reply under Rule 25. That reply must be received within one month of the date on which the Tribunal sent the Rule 24 response, or five days before the hearing of the appeal, whichever is the earlier (rule 25(2A)). It is thus essential to enable an appellant a fair opportunity to draft a rule 25 reply that the Rule 24 response is provided to the Tribunal within the prescribed time frame. Further, as Underhill LJ noted at [31] of Devani v Secretary of State for the Home Department [2020] EWCA Civ 612; [2020] 1 WLR 2613, "The point of the additional grounds provision [in rule 24(3)(e) set out below] is, evidently, that the appellant and the UT should know in advance of the hearing what matters will be in issue". For that reason, a respondent who wishes to rely on any grounds in support of his opposition to an appeal (other than those relied on by the FTT judge) must say so in a rule 24 response, and if he does not do so, he cannot rely on them: see Acornwood LLP v Revenue and Customs Commissions [2016] UKUT 361 (TCC) at [108] (Nugee J).
17. Notwithstanding the delay and the lack of any reason given for it, I consider that in this particular case it is in accordance with the overriding objective to grant an extension of time for the Appellant's rule 24. The Respondent has not indicated that she would wish to file a rule 25 reply and Mr Clarke did not object to the response being considered.
18. So far as necessary, I will set out and address the contents of the rule 24 response when considering the grounds below.
19. The Appellant's solicitors also filed a skeleton argument drafted by Mr Mupara. They did so at 16.56 on 29 September 2023 (i.e. the Friday before the hearing of this appeal the following Monday morning). The email to the Tribunal from the Appellant's solicitors did not indicate that it was for a hearing listed the next working day or otherwise that it was urgent. The skeleton argument reached my inbox at 10.12 on the morning of the hearing (less than 90 working minutes after it was filed), when I was already hearing another appeal. Before hearing oral submissions, I and Mr Clarke took time to read it the skeleton in court. I have considered it again after the hearing.
Discussion
20. I start my consideration of the grounds with grounds 3-5, as they are more focused in their targets than grounds 1 and 2 which challenge the approach of the Judge more widely.
Ground 3
21. By Ground 3, the Respondent argues that the Judge erred in accepting that the Appellant submitted a subject access request. As Mr Mupara submitted however any such error is immaterial. The Judge has not, in my judgment, placed any weight on the fact of the Appellant having been found to have made such a request in either deciding whether to believe the Appellant's other evidence or deciding that she would at risk on return. Mr Clarke submitted that this finding in effect must have played a role in the Judge's assessment of the Appellant's credibility. Why, Mr Clarke asked rhetorically, would the Appellant have relied on the fact of having made a subject access request, other than to be able to say, at least implicitly, that she had nothing to fear from the potential response, such that her evidence on it should be believed? I see the force in that, in so far as it relates to the Appellant's deployment of this evidence, but there is simply nothing in the Second FTT Decision to indicate that the Judge took it into account in that way. I therefore reject ground 3.
Ground 4
22. In my judgment the Judge has erred in relation to the Respondent's evidence of whether there were Zimbabwean officials present at the Appellant's ETD interview on 21 June 2021. The emails of 6 and 24 October 2022 are not on any reasonable construction of them, as the Judge found, contradictory. Whereas the Judge considered that the 6 October email suggested that the Appellant had not been interviewed at all, that is simply not what it said. Rather, it said, consistently with the 24 October email, that the Appellant had not been interviewed by Zimbabwean officials.
23. Mr Mupara's submission in response to this ground was that, while the two emails may not be contradictory, they would not have given the Judge a reasonable basis for finding that the interview took place in the absence of a Zimbabwean official. In other words, he suggests that the error is immaterial. More particularly, he says that given that the Home Office had been directed to file any supporting evidence, and given that they must have had a record of who was present and what was asked, but they had not provided this, it followed that the Judge would have in effect been required to infer that there was no such Home Office interview and that it must have been an interview with the Zimbabwean authorities and the emails would accordingly have had to have been rejected. I am unable to accept that. The emails evidence two Home Office officials having checked internal records and having concluded that there was no Zimbabwean official present. The Judge was required to set that against the Appellant's uncorroborated evidence that she spoke to a man who introduced himself as an official from the Zimbabwean High Commission. Even if the Appellant had not previously been found not to be a witness of truth, the emails would plainly be capable of affecting that assessment which the Judge was required to carry out. I also do not accept the submission that the Judge would have been compelled to find that the interview was not with Home Office officials because of the lack of a transcript or other contemporaneous record of it. It may be that on considering all of the evidence in the round, including the absence of the transcript or other contemporaneous record and the reasons for their absence, the Judge would have concluded that no weight could be placed on the emails. But the test for immateriality is whether the Judge would have been bound to do so (see Detamu v Secretary of State for the Home Department [2006] EWCA Civ 604 at [14]) and I am not satisfied that that high threshold is met.
24. The Respondent's grounds of appeal make two further points under this ground. First, they suggest that the process is such that interviews with Zimbabwean officials only take place at the High Commission. Second, they suggest that, because this was a new matter, the Home Office was evidentially on the "back foot". There was evidence before the Judge, namely the Country Returns Guide, which was reasonably capable of being read as indicating that interviews with Zimbabwean officials in non-voluntary returns cases took place at, among other places, Reporting Centres. I do not therefore consider that the Judge erred in rejecting the Respondent's case that interviews with Zimbabwean officials can never do so. I also reject the suggestion that the Respondent was somehow prejudiced in respect of this aspect of the Appellant's case. This was a new matter, which the FTT only had jurisdiction to consider if the Home Office consented. Had the Respondent considered it had insufficient time to prepare its case, it could have refused that consent. Moreover, there were several months between the Respondent giving that consent and the final hearing. Neither of these points however detract from the fact that the Judge, in assessing whether the interview which the Appellant underwent when reporting was with, inter alios, a Zimbabwean official.
25. As this issue goes to the core of the Appellant's claim for asylum, it follows that the Second FTT Decision must be set aside.
Ground 5
26. This ground asserts that the Judge erred in taking into account the decision and reasons of Mrs Justice Steyn in an interim relief application in another case, in which she accepted Dr Cameron's evidence (not that before the Tribunal in this case) about risk in Zimbabwe to that individual.
27. The Appellant's rule 24 response and skeleton argument accepted that the Judge took into account Steyn J's decision. They however suggest that "The FTTJ did not find that the Respondent would be at risk solely on the decision of Mrs Justice Steyn. She did so on the basis of all the evidence, the Country Returns policy, the addendum to the Country Expert report and Mrs Justice Steyn's decision". I accept that so far as it goes, but it is not an answer to whether the decision was wrongly taken into account unless it can be shown not to have been material.
28. I agree with the Respondent that the Judge erred. This was a decision in relation to another individual whose circumstances were different on an interim relief application in which different evidence was relied on. It is of no precedential value whatsoever and should not having been relied upon by the Appellant (nor, a fortiori, by the Judge). The fact that an expert's evidence has been accepted by another judge - even one as eminent as Mrs Justice Steyn - does not mean that their evidence should be accepted in other cases. That is particularly so where the evidence was relied on in support only of an interim injunction.
29. I cannot accept the Appellant's submission that this error is immaterial. There is nothing in the Second FTT Decision to indicate what weight the Judge gave to Steyn J's decision and it is therefore not possible to be satisfied that she would have been bound to have reached the same decision without it.
Grounds 1 and 2
30. To some extent, grounds 1 and 2 overlap, even if they are conceptually distinct. By Ground 1, the Respondent submits that the Judge failed to give adequate reasons and that she simply does not understand why she lost. This includes a lack of understanding as to why the Judge felt able to find the Appellant to be a credible witness in circumstances in which the Devaseelan starting point was that she was not credible. Ground 2 alleges a misapplication of Devaseelan. It is therefore convenient to consider these two grounds together.
31. The Appellant's response to these grounds, as developed orally by Mr Mupara, was that in light of the issues that were in fact before the FTT, which were not the same as those in the First FTT Decision, there was no failure to apply Devaseelan and the reasons were sufficiently clear to enable the parties to understand why the Judge allowed the appeal.
32. There was no real dispute between the parties that the Judge did not consider in substance what to make of the previous findings that the Appellant had not given a credible account. As noted, Mr Mupara's case was, rather, that the previous history of ill-treatment in Zimbabwe was now irrelevant in light of the fact that the fact of the interview was itself what gave rise to risk. I am unable to accept that. It is not the case, and was not suggested by Mr Mupara, that everyone who is interviewed by Zimbabwean authorities is, by reason of that fact alone, at risk on return. Rather, an interview may give rise to risk on return because of matters disclosed in that interview. In relation to certain persecutory regimes that could simply be the fact that someone has made an asylum claim, although more normally it is because of something about that asylum claim, such as that one has political views adverse to the regime. That was the case here. Dr Cameron's evidence (paragraph B of her Brief Summary of Findings in her report of 26 September 2022) was that "It is my opinion that the Claimant's responses to questions set by the government official will have identified her as a person not loyal to the Zanu PF regime, and a potential supporter of the political opposition". The question is therefore what the Appellant told the (assumed) Zimbabwean official and what risk that would have created. The findings in the First FTT Decision were in my judgment relevant to both aspects of this:
The Judge does not however begin to engage in this analysis, which in my judgment accordingly constitutes an error of law.
33. The Respondent further submits that the Judge has not adequately explained whether she considered that the Appellant is at risk on the basis only of the ETD interview or also on the basis of her relationship with Mr K. Mr Mupara's response is, as above, the issue of the Appellant's relationship with Mr K was not before the Tribunal and that the case was presented solely on the basis of the risk arising from the ETD interview. While that may have formally been the case, the Appellant adduced a letter from Mr K which appears to have been relied on (both by the Appellant and the Judge) to give credence to previously rejected account. Given that that account formed a basis on which the Appellant could have sought asylum, it would certainly have been preferable had the Judge made clear whether she was deciding the case on the basis of that previous account or not, in addition or in the alternative to the claim resulting from the ETD interview. While I had initially considered that, in light of the Appellant's appeal skeleton argument and the presumption when reading a decision of a specialist tribunal that the judge understands the task required of her (here determining only that claim), the Judge's decision should be read on the assumption that the ETD interview was the only ground of asylum being consider. However, if the task which the Judge considered she was undertaking was simply deciding whether the Appellant was at risk as a result of her ETD interview, it is wholly unclear why the Judge, after having expressed her conclusions on the ETD interview at [36] then "Turn[ed] to the Appellant's fear of persecution due to her association with Mr [K]." This would appear, contrary to the approach which the Judge had been asked by the Appellant to take, to involve a consideration of other, in effect, unpleaded, issues. I am unable to discern from the Second FTT Decision however whether this alternative claim was accepted.
Remedy
34. In light of the above, the Respondent's appeal succeeds and the Second FTT Decision is set aside.
35. Mr Clarke submitted that the appeal should be retained in the Upper Tribunal. However, I am satisfied that the extent of the fact finding required in the re-making of this appeal justifies its remittal to the First-tier Tribunal in accordance with Begum (Remaking or remittal) Bangladesh [2023] UKUT 46 (IAC). I do not preserve any findings of fact made by the Judge. The First FTT Decision remains, in accordance with Devaseelan principles, the starting point for the redetermination.
Notice of Decision
The decision of the First-tier Tribunal involves the making of an error of law and is set aside. The re-making of this appeal is remitted to the First-tier Tribunal.
Paul Skinner
Deputy Judge of the Upper Tribunal
Immigration and Asylum Chamber
4 October 2023