Made | 11th March 2003 | ||
Laid before the Scottish Parliament | 11th March 2003 | ||
Coming into force | 1st October 2003 |
5.
For regulation 5(1) and (2) substitute -
(2A) For the purpose of calculating the fees set out in Schedule 6, a unit has the value of £19.
(2B) Where a solicitor does work which comes within chapter I of Schedule 6 (undefended cases) and, in the same case, does work which comes within chapter II of that Schedule (defended cases) the fee for all work in that case shall be calculated on the basis of the fees set out in chapter II of that Schedule.
(2C) Subject to paragraph (2D), the Board may at its discretion allow a fee additional to the fees prescribed in chapter II of Schedule 6 where it is satisfied that any of the circumstances prescribed in chapter III of that Schedule exist, and have a significant effect on the conduct of the case.
(2D) The additional fee allowable in accordance with paragraph (2C) shall be 10 per cent of the fee authorised by chapter II of Schedule 6 in respect of each of the circumstances specified in chapter III of that Schedule, up to a maximum in any case of 40 per cent of that fee.
(2E) Fees for sequestration in bankruptcy (other than summary sequestrations) or proceedings under the Children (Scotland) Act 1995[3] shall be chargeable only on the basis of Schedule 3 and fees for summary sequestrations shall be chargeable only on the basis of 80 per cent of the fees in that Schedule.".
6.
In regulation 5(3), for "Schedule 3" substitute "Schedule 5".
7.
In regulation 5(4)-
8.
In regulation 5(6), for "Schedules 1 or 2" substitute "Schedules 1, 2 or 6".
9.
In regulation 6, for "Schedule 3" substitute "Schedule 5 or 6".
10.
- (1) Subject to paragraph (2), regulation 11 is amended as follows:-
(2) Regulation 11 is amended by paragraph (1) only insofar as it relates to payments to solicitors.
11.
At the end insert the Schedules set out in the Schedule to these Regulations.
HUGH HENRY
Authorised to sign by the Scottish Ministers
St Andrew's House, Edinburgh
11th March 2003
1. | The fee for- | |
(a) Any time to the first half hour spent by a solicitor conducting a proof or hearing |
£34.00 | |
(b) Each quarter hour (or part thereof) subsequent to the first half hour |
£17.00 | |
2. | The fee for- | |
(a) Each quarter hour (or part thereof) spent by a solicitor in carrying out work other than that prescribed in paragraphs 1 and 3 to 6 hereof, provided that any time is additional to the total time charged for under paragraph 1 above |
£13.15 | |
(b) Each quarter hour (or part thereof) spent by a solicitor's clerk in carrying out work other than that prescribed in paragraphs 3 to 6 hereof |
£6.50 | |
3. | The fee for- | |
Framing affidavits - per sheet (or part thereof) | £11.15 | |
4. | The fee for- | |
(a) Framing and drawing all necessary papers, other than affidavits or papers of a formal character |
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(b) Each citation of a party, witness or haver including execution thereof |
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(c) Instructing messengers-at-arms and sheriff officers, including examining execution and settling fee |
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(d) Agency accepting service of any writ |
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(e) Lodging first step of process |
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(f) Lengthy telephone calls (of over 4 minutes and up to 10 minutes duration) |
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(g) Letters, including instructions to counsel - per page (or part thereof), subject to paragraph 5(f) below |
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(h) Perusing any document (other than a letter) consisting of not more than 12 sheets - for the first 2 sheets and each 2 sheets thereafter- |
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Note: Where the document perused consists of more than 12 sheets the fee for perusing the whole document shall be charged in accordance with paragraph 2 above | ||
in each of sub paragraphs (a)-(h). | £7.50 | |
5. | The fee for- | |
(a) Attendance at court offices for carrying out formal work including making up process and each necessary lodging in (other than first step) uplifting from or borrowing of process (to include return of same) or enquiry for documents due to be lodged |
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(b) Revising papers drawn by counsel, open and closed records etc. or where revisal ordered - per 5 sheets (or part thereof) |
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(c) Framing formal papers such as inventories, title pages and accounts of expenses per sheet (or part thereof) |
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(d) Certifying or signing a document |
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(e) Short telephone calls (of up to 4 minutes duration) |
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(f) Short letters of a formal nature, intimations, and letters confirming telephone calls- |
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in each of sub paragraphs (a) to (f) | £2.95 | |
6. | Where an exceptional amount of copying proves necessary, for each sheet a fee of | £0.08 |
Work Done | Inclusive Fee in Units |
Part I - All actions except those actions of divorce or separation and aliment to which Part II applies | |
1.
Actions (other than those specified in paragraph 2 of this Part) in which decree is granted without proof- |
|
Inclusive fee to cover all work from taking instructions up to and including obtaining extract decree. | 6 |
Note: In cases where settlement is effected after service of a writ but before the expiry of the period of notice. | 5 |
Additional fee to cover- | |
(a) drawing, intimating and lodging any written motion for interim orders or diligence, including the first quarter hour of argument, even if involving appearances on different dates (to include instructing service and implementation) |
6 |
(b) thereafter, attendance fee at any hearing (including any continuation of the diet) per quarter hour (payable only in relation to time engaged in the conduct of the hearing) |
1 |
To framing all necessary affidavits per sheet (to include notarial fee unless on cause shown the affidavit cannot be notarised within the principal agent's firm, in which case a fee to the external notary is 1 unit). | 1 |
Note: charges levied by notaries outwith the United Kingdom shall be payable according to the circumstances of the case; and | |
affidavits in this Part do not include those required to prove a divorce. | |
2.
Actions of separation and aliment (not being actions to which Part II of this chapter applies) adherence and aliment or residence and aliment where proof takes place - |
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inclusive fee to cover all work from taking instructions up to and including obtaining extract decree. | 20 |
Part II - Actions of divorce or separation and aliment where proof is by means of affidavits | |
1.
In any undefended action of divorce or separation and aliment where-
(b) the pursuer seeks to prove those facts by means of affidavits,
the pursuer's solicitor may be in respect of the work specified in column 1 of Table A in this paragraph charge the inclusive fee specified in respect of that work in column 2 of that Table. |
Column 1 | Column 2 |
Work done | Inclusive fee in Units |
1.
All work to and including the period of notice. |
14 |
2.
All work from the period of notice to and including swearing affidavits. |
10 |
3.
All work from swearing affidavits to and including sending extract decree. |
3 |
4.
All work to and including sending extract decree. |
27 |
2.
In any undefended action of divorce or separation and aliment where-
(b) the pursuer seeks to prove those facts by means of affidavits,
the pursuer's solicitor may in respect of the work specified in column 1 of Table B in this paragraph charge the inclusive fee specified in respect of that work in column 2 of that Table. |
Column 1 | Column 2 |
Work done | Inclusive fee in Units |
1.
All work to and including the period of notice. |
12 |
2.
All work from the period of notice to and including swearing affidavits. |
6 |
3.
All work from swearing affidavits to and including sending extract decree. |
3 |
4.
All work to and including sending extract decree. |
21 |
3.
If-
(b) the action to which the charge relates includes a crave relating to an ancillary matter,
in addition to that fee, he may charge in respect of the work specified in column 1 of Table C in this paragraph the inclusive fee specified in respect of that work in column 2 of that Table. |
Column 1 | Column 2 |
Work done | Inclusive fee in Units |
1.
All work to and including the period of notice. |
5 |
2.
All work from the period of notice to and including swearing affidavits. |
3 |
3.
All work under items 1 and 2. |
8 |
2.
It shall be competent for the Auditor to disallow any fee which he shall judge irregular or unnecessary.
3.
In the taxation of accounts where counsel is employed-
4.
A fee in respect of a Minute of Amendment is only payable to the solicitor bringing the amendment where-
5.
The fees set out in this chapter include-
and include not only the work expressly set out within the terms of each paragraph but also (unless specifically provided for) all meetings, correspondence, precognitions, negotiation ancillary thereto, and all posts and incidental expenses.
6.
The fee under paragraph 1(d) is payable on each transfer of agency but is not payable where an advice and assistance account in respect of the same matter is charged to the Board or the client. Where there is a transfer of agency, the solicitor from whom agency is transferred shall be paid the whole fee for work done by that solicitor in respect of any paragraph or sub-paragraph; and where work done under any paragraph or sub-paragraph is only partially completed by that solicitor, the fee payable in respect of that work shall be apportioned equally between the solicitor from whom agency is transferred and the solicitor to whom agency is transferred.
7.
A fee is payable under either paragraph 2(a) or paragraph 2(b); both fees cannot be claimed. The fee under paragraph 2(b) is only payable where it is unlikely that the action would have settled without the input of the solicitor and the solicitor certifies that settlement took place in consequence of one or both of the following circumstances:-
8.
The factors that the Auditor shall take into account in assessing a claim based on paragraph 2(b) will be a lengthy meeting or series of meetings or correspondence or other communication between the parties which, together, justify the conclusion that, but for this significant work, the case would have proceeded further at potential cost to the Fund or the parties.
9.
The fee under paragraph 3(a) is payable only in relation to time engaged in the conduct of the hearing and any continued hearing. The conduct of the hearing is the actual time involved in the substantive argument and does not include any formal attendance at a hearing for the purpose of seeking an adjournment or other formal attendance not devoted to the stating of the argument.
10.
The fee payable under paragraph 3(a)(i) includes the first quarter hour of argument, even if involving appearances on different dates. The fee is not chargeable on a quarter hour block but rather on the total number of minutes taken up in argument at a hearing or continued hearings.
11.
The fee payable under paragraph 4(a) includes the notarial fee unless, on cause shown, the affidavit cannot be notarised within the principal agent's firm, in which case a fee of one unit is payable to the external notary. Charges levied by notaries outwith the United Kingdom shall be paid according to the circumstances of the case.
12.
The fees under paragraph 4(b), (c), (d) and (e) are payable only once in any case.
13.
The fee under paragraph 4(e) is payable only where the settlement conference or negotiation takes place in one location or by telephone. This fee is payable in relation to one meeting (including a continued meeting) in relation to any case and is payable only where-
and where this fee is claimed the work done should be clearly documented on the file, for perusal, if required, by the Board.
14.
The fee under paragraph 4(f) is payable only where no other attendance fee is charged in relation to any appearance at which authority is interponed to the Joint Minute and is not payable in addition to any fee under paragraph 5(a)(ii) to (iii).
15.
The fee under paragraph 5(a) is only payable once in any case and the fee under paragraph 5(a)(iii) includes preparation for a debate on evidence.
16.
The fee under paragraph 5(b) is payable only in respect of a debate in law.
17.
The fee payable under paragraph 5(c) includes all continued diets and a further fee under paragraph 5(c) is only payable in the event of a further and distinct Child Welfare Hearing being fixed by the court in response to further identifiable circumstances.
18.
Notwithstanding paragraph 5(e), the taking of an appeal to the Sheriff Principal is a distinct proceeding and shall require a separate application for civil legal aid and nothing in this table shall imply otherwise.
19.
The fee under paragraph 6 is payable on the total time engaged, even if on different occasions and is payable cumulatively between waiting and conduct time. The actual time over the proceedings incurred in waiting and conduct of hearings shall be added together and rounded up to the nearest 15 minutes.
20.
The fees payable under this chapter include all travel to court, except as otherwise provided for by paragraph 21.
21.
Excess travel time, in addition to the fees payable under this chapter, is payable at 0.8 units per 15 minutes and is allowable only in relation to an attendance at court, subject to the following conditions:-
22.
Travel expenses may only be incurred where travel time is chargeable.
23.
Where it would be more cost effective to travel by public transport the solicitor shall do so.
24.
Waiting time in a case shall only be payable in respect of the hearings which are referred to in paragraph 5 of the table of fees in this chapter and shall be payable-
whichever is the shorter.
Fee Payable | Units |
1. Instruction Fee- | |
(a) All work from the taking of instructions to the conclusion of proceedings where no fee under paragraph (b) is allowable. |
10 |
(b) To cover all work from the taking of instructions to commence or defend proceedings until the date appointed for the lodging of defences or the making of an order dispensing with written defences (except as specifically provided for below). |
20 |
(c) Counterclaim - Additional fee where a counterclaim is lodged. |
4 |
(d) Transfer of Agency - receiving instructions after a transfer of agency, where defences have, or should already have been, lodged, to include familiarising the incoming agent with the file. |
8 |
2. Progress Fees- | |
(a) To cover all additional work (including adjustment, attendance at Options Hearing and Continued Options Hearing) from the conclusion of the work in Paragraph 1 until the allowance of a Proof or Debate (except as specifically provided below) |
19 |
or | |
(b) To cover all additional work (e.g. negotiation, discussion, voluntary disclosure and all meetings and correspondence) involving the active participation of agents and resulting, prior to the allowance of a proof or debate, in the negotiated settlement of the action (except as specifically provided below). |
19 |
3. Motions and Minutes etc.- | |
(a) Fee to cover drawing, intimating, lodging, receiving and opposing (if so advised) any reponing note or written motion or minute (including Motions for interim orders) for any party- |
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(i) where opposed or unopposed and involving a hearing before the Sheriff, to include the first quarter hour of argument, even if involving appearances on different dates |
6 |
(ii) where unopposed and not involving a hearing |
2 |
(iii) thereafter attendance fee per quarter hour, including any continuation of the diet ordered by the Sheriff to allow a minute of amendment to be received and answered |
1 |
(b) Fee to cover drawing, or receiving Minute of Amendment, in addition to motion fee, if appropriate- |
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(i) where assisted person is party bringing amendment and no answers lodged; |
4 |
(ii) where amendment is sought by another party and no answers lodged by assisted person; |
2 |
(iii) where answered, to include adjustment as required, for any party. |
6 |
(c) Specification of Documents, in addition to motion fee, if appropriate- |
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(i) fee to cover drawing, intimating and lodging Specification |
4 |
(ii) fee to opposing solicitor. |
2 |
4. Miscellaneous Fees | |
(a) Affidavits - to framing all necessary affidavits, per sheet. |
1 |
(b) Contact Arrangements - fee arranging or attempting to arrange interim contact arrangements where appropriate. |
6 |
(c) Notice to Admit - preparing and serving/receiving a Notice to admit and serving a counter notice if required. |
4 |
(d) Joint Minute of Admissions - preparing and/or considering and executing a joint minute of admissions with a view to avoiding unnecessary evidence or disposing of some (but not all) craves. |
4 |
(e) Settlement conference/negotiation - participating in a settlement conference or negotiation after the allowance of a proof or debate where the solicitor making the claim is authorised in advance by the client to participate, per quarter hour (subject to a maximum charge of 8 units). |
1 |
(f) Extra Judicial Settlement - fee to cover work to formalise settlement. |
8 |
(g) Minute of Agreement - to drawing/revising Minute of Agreement necessary to accomplish or record overall settlement per sheet (subject to a maximum charge of 8 units). |
1 |
(h) Report Fee - to instructing (if required) perusing and taking instructions on any report extending to at least four sheets obtained from a professional or expert person, either- |
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(i) where the report is commissioned by the solicitor for the assisted person; or |
4 |
(ii) the report is commissioned by order of Court. |
|
(i) Additional Procedure - additional fee where Additional Procedure invoked (to include attendance at any procedural hearing(s). |
4 |
(j) Additional fee where the action involves a third party minuter at any stage. |
4 |
5. Preparation | |
(a) Preparation for proof fee |
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(i) If action settled or abandoned not later than 14 days before the diet of proof. |
18 |
(ii) Where the action settles within 14 days of, or on the day of, or after the diet of proof but without evidence being lead. |
24 |
(iii) In any other case where evidence is lead (to include settling with witnesses and enquiring for cause at avizandum (if required). |
36 |
(b) Preparation for Debate- Fee to cover all work in connection with preparing for any debate, where such debate takes place prior to proof or Proof Before Answer. |
8 |
(c) Preparation for Child Welfare Hearing - Fee to cover all work preparing for Child Welfare Hearing. |
4 |
(d) Commission to Take Evidence - Fee to cover all work preparing for the taking of evidence or executing specification on open commission or proceeding as provided in (iii) below- |
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(i) For solicitor arranging commission. |
8 |
(ii) For opposing solicitor. |
4 |
(iii) If optional procedure adopted-fee for each person on whom specification is served. |
1 |
(iv) Fee for perusing documents recovered-per quarter hour. |
1 |
(e) Preparing for Appeal - Fee to cover all work preparing for an appeal to the Sheriff Principal (to include marking appeal or noting marking of appeal). |
12 |
6. Conduct & Waiting | |
To waiting for or attending by solicitor at the conduct of any hearing referred to in paragraphs 5(a) to (e) above (including any continued hearing and ancillary hearing on expenses or other miscellaneous subsequent hearing) per quarter hour. | 1 |
[2] S.I. 1989/1490, amended by S.I. 1990/473, 1991/565, 1994/1015 and 1233, 1995/1044, 1997/689 and 1999/1042 and S.S.I. 2002/496.back
© Crown copyright 2003 | Prepared 4 April 2003 |