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CC against Social Security Scotland Councillor Gerry McGarvey against The Standards Commission for Scotland (Sheriff Court Civil) [2024] SCSTII 41 (17 October 2024)
URL: http://www.bailii.org/scot/cases/ScotSC/2024/2024scstii41.html
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[2024] SCSTII 41
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SHERIFFDOM OF TAYSIDE, CENTRAL AND FIFE AT STIRLING
[2024] SC STI 41
PER-B157-24
JUDGMENT OF SHERIFF PRINCIPAL GILLIAN A WADE KC
in the Summary Application under section 22 of the Ethical Standards in
Public Life etc (Scotland) Act 2000
COUNCILLOR GERRY McGARVEY,
c/o Scottish Labour Party, Donald Dewar House, 139 Norfolk Street, Glasgow, G5 9EA
Pursuer
against
THE STANDARDS COMMISSION FOR SCOTLAND,
a corporate body established under section 8 of the Ethical Standards in
Public Life etc (Scotland) Act 2000 and with a place of business at Room T2.21,
Scottish Parliament, Edinburgh, EG99 1SP
Defender
Pursuer: Dean of Faculty (Dunlop KC); Balfour + Manson LLP
Defender: Reid KC; Shepherd and Wedderburn LLP
Stirling, 17 October 2024
Introduction and Factual Background
[1]
It is essential that the public can have confidence in the integrity, accountability, honesty
and suitability of those who hold positions in public life. The Standards Commission for
Scotland ("the Commission") is a statutory body established under The Ethical Standards in
Public Life etc (Scotland) Act 2000 ("the 2000 Act"). Its purpose is to encourage high ethical
standards in public life through the promotion and enforcement of codes of conduct. In
addition to its role of promoting awareness and adherence to the codes it has an adjudicatory
2
role in holding public hearings to decide on alleged breaches of the codes of conduct, and where
a breach is found to have occurred, to then determine the appropriate sanction.
[2]
The pursuer, Councillor Gerry McGarvey, is an elected Councillor for Stirling Council
("the Council"). In addition, he is a member of Clackmannanshire and Stirling Health and
Social Care Partnership Integration Joint Board, and the Board of NHS Forth Valley. Positions
on Health Boards and Joint Integrated Boards are remunerated.
[3]
On 2 March 2023, during a recess period following a debate about the Council's
proposal to cut nursery provision in his ward, the pursuer became involved in an altercation
with another Councillor. He stood over her and confronted her in an angry, aggressive and
intimidating manner and called her a liar. Other Councillors present witnessed the incident
and one intervened to prevent any escalation. Councillor McGarvey apologised immediately
thereafter and followed his verbal apology with a text and an email.
[4]
Nonetheless the matter was referred to a hearing before the defender and on 16 August
2024 the defender issued a decision in terms of which it found that the pursuer's actions
amounted to a breach of Paragraph 3.1 of the Code, which provides: "3.1: I will treat everyone
with courtesy and respect. This includes in person, in writing, at meetings..."
[5]
Having found the breach established and having heard submissions in mitigation the
defender imposed a sanction of suspension as a Councillor of one month in terms of
section 9(1)(b) of the 2000 Act.
[6]
The result of the imposition of such a sanction is to disqualify the pursuer, for life, from
being a member of an integration joint board such as Clackmannanshire and Stirling Health and
Social Care Partnership Integration Joint Board, and also to disqualify him, again for life, from
being a member of a Health Board such as the Board of NHS Forth Valley all in terms of The
Public Bodies (Joint Working) (Integration Joint Boards) (Scotland) Order 2014, Art 8(1) and
3
(2)(e), and the Health Boards (Membership and Procedure) (Scotland) Regulations 2001,
reg 6(1)(j).
[7]
These disqualification provisions arise, as a matter of law in consequence of the
imposition of a sanction of suspension. No such consequence arises if the sanction is censure.
However in terms of the 2001 Regulations, the Scottish Ministers may determine that a
disqualification shall not apply to a person or category of persons: Regulation 6(2). Any
disqualification under Regulation 6(1)(j) would therefore come to an end if the Scottish
Ministers were to make such a determination. There is no such provision in relation to the 2014
Order.
Submissions
Pursuer
[8]
The pursuer moved the court to quash the sanction of suspension imposed by the
defender and replace it with a censure. There was no challenge to the finding of breach of the
code but it was submitted that in the whole circumstances, and having regard to the
consequences, suspension of one month was excessive, unreasonable and disproportionate. It
was accepted that before this court could interfere with the sanction imposed by the defender
the pursuer required to pass through certain "gateways". This involved either:
(1)
identification of a serious flaw in the process or reasoning followed by the
defender in reaching its decision, such as the failure to take into account a relevant
factor ; or
(2)
the court coming to the view that the sanction was plainly wrong, manifestly
inappropriate , excessive or disproportionate.
4
[9]
It was submitted that each basis was made out. In the first place the defender had failed
to follow the laddered approach of looking at the lowest possible sanction and had proceeded
directly to a determination that suspension was appropriate contrary to the approach in
Professional Standards Authority for health and Social Care v Nursing and Midwifery Council 2024
EWHC 691 (Admin) at [35]. Secondly the failure to appreciate the seriousness of a censure for
someone in the pursuer's position was a serious flaw in the defender's reasoning. Thirdly the
defender's discounting of the consequences of the imposition of a suspension amounted to a
serious flaw in the reasoning of the defender in respect that it had failed to take into account a
material factor; Mack v SCS 2022 SLT 479 at [12]. Fourthly there was insufficient regard paid to
the public interest and finally the failure to take into account the financial consequences for the
pursuer represented a further flaw in the defender's reasoning.
[10]
It was submitted that individually and cumulatively these factors when viewed in light
of the whole circumstances, the absence of aggravating factors and the presence of mitigating
factors rendered the suspension plainly wrong, manifestly inappropriate, excessive and
disproportionate.
Defender
[11]
The defender moved the court to uphold the sanction imposed. The panel had
characterised the conduct complained of as "egregious and unacceptable". In the
circumstances, the sanction imposed by the defender was within the range of reasonable
sanctions appropriate to such a serious breach. It could not be said that the defender was
plainly wrong and accordingly there is no basis for this court to intervene.
[12]
The grounds of appeal fell into two categories. The first was the "censure issue" and the
argument that the defender had failed to consider a lower sanction and the second was the
5
"disqualification issue" which focussed on the failure to take account of the consequences of the
imposition of suspension. It was submitted that neither ground was well founded. Censure had
been considered and discounted. The reasoning could not be faulted. The consequence of
disqualification flowed from the suspension as a matter of law which had been approved by
Parliament and represented a policy choice, endorsed by the legislature. A mechanism existed
whereby the pursuer could apply to the Scottish Ministers to consider whether to relieve him
from disqualification from Health Boards and that process directly addressed the public interest
issue. It was not appropriate for the pursuer to use the appeal process to circumvent the policy
choice of the Parliament. Similarly financial consequences attendant upon suspension and
therefore disqualification were irrelevant to determination of the appropriate sanction.
Applicable Law
[13]
In terms of the 2000 Act an appeal lies from the Commission to the Sheriff Principal of
the sheriffdom within which the relevant Council has its principal office (section 22(1)). An
appeal in respect of the sanction imposed may be taken on two grounds: (i) that the sanction
imposed was excessive; or (ii) that the Commission has unreasonably exercised its discretion
(section 22(3)(b)). On such an appeal, the Sheriff Principal may either (i) confirm the sanction;
or (ii) quash the sanction and either substitute an alternative sanction or remit the matter back
to the Commission (section 22(6)(b)).
[14]
Where a Joint Board has been established in terms of the Public Bodies (Joint
Working)(Scotland) Act 2014 membership is regulated in terms of The Public Bodies (Joint
Working)(Integration Joint Boards)(Scotland) Order 2014. Provision is made for persons who
are disqualified from membership in para 8. In particular it provides:
6
"(1)
A person to whom paragraph (2) applies is disqualified from being a member
of an integration joint board.
(2)
The persons to whom this paragraph applies are
...
(e)
a person who has been subject to a sanction under section 19(1)(b) to (e)
of [the 2000 Act]"
[15]
A person who has been subjected to any sanction other than censure is therefore
disqualified from membership. These is no provision made in the 2014 Order or elsewhere
whereby such a person may apply to have such a disqualification disapplied or removed. The
defender observes that the provisions of para 8(e) were added following consultation on the
terms of the draft Order and can therefore be seen to be the result of legislative intent.
[16]
The Health Boards (Membership and Procedure) (Scotland) Regulations 2001 are in
somewhat different terms. They were amended by the Health Boards (Membership and
Procedure)(Scotland) Amendment Regulations 2016. Regulation 6 (as substituted by
Regulation 2(5) of the 2016 Regulations) makes provision for persons who are disqualified from
membership. The relevant provision states :
"(1)
A person is disqualified from being a member if a person
...
(j)
is or has been subject to a sanction under section 19(1)(b) to (e) (action
on finding of contravention) of [the 2000 Act].
(2)
Disqualification under this regulation (or part of it) does not apply to such
person or category of person as the Scottish Ministers may determine."
[17]
Accordingly there is a statutory mechanism by which a person who has been
disqualified as a result of a sanction imposed for a contravention of the code may seek to have
the Scottish Ministers determine that such disqualification should not apply.
7
Decision
[18]
The starting point is to identify the test which this court is bound to apply in considering
whether or not to interfere with the defender's decision given that it is a specially convened and
trained body with statutory authority to adjudicate in such matters. There was no dispute
between the parties that this was properly articulated in Professional Standards Authority for
Health and Social Care v Nursing and Midwifery Council 2017 SC 542 at [25]:-
"In respect of a decision of the present kind, the determination of a specialist tribunal is
entitled to respect. The court can interfere if it is clear that there is a serious flaw in the
process or the reasoning, for example where a material factor has not been considered.
Failing such a flaw, a decision should stand unless the court can say that it is plainly
wrong, or, as it is sometimes put, `manifestly inappropriate'. This is because the tribunal
is experienced in the particular area, and has had the benefit of seeing and hearing the
witnesses. It is in a better position than the court to determine whether, for example, a
nurse's fitness to practise is impaired by reason of past misconduct, including whether
the public interest requires such a finding. The same would apply in the context of a
review of a penalty... The approach is the same whether the question is one of
insufficiency or undue harshness."
[19]
It was readily acknowledged by the pursuer that unless he could identify a serious flaw
in the process or reasoning or the decision could be shown to be plainly wrong or "manifestly
inappropriate" the decision must stand and this court would have no basis upon which to
interfere.
[20]
However the pursuer also invited the court to have regard to Ghosh v General Medical
Council 2002 1 WLR 1915 para 34 which suggested that the court, while affording respect to the
judgment of the specialist tribunal should not feel unduly inhibited from intervening if the
sanction imposed was "more than was warranted in the circumstances." While this is clearly
correct as a generality it should be borne in mind that what is under consideration is the
sanction imposed by the relevant tribunal albeit that is to be judged in light of the
circumstances. Ghosh, in common with other authorities cited, focussed on whether the
sanction selected by the committee, namely removal of a doctor from practice was appropriate
8
and necessary in the public interest or was excessive and disproportionate. In those cases the
removal or erasure of the practitioner concerned was entirely a matter for the discretion of the
committee when balancing the public interest with the gravity of the misconduct. In those cases
the committee required to consider the need to protect the public from a doctor who had failed
to adhere to professional standards. One can understand why there might be a difference of
approach depending on whether the misconduct related to professional performance or not.
[21]
There is a nuanced difference in this case. Although suspension itself may be viewed as
a form of short term "removal" it is the consequence of disqualification which would be
analogous to "erasure". That was not a matter for the discretion of the defender. That was a
consequence of the far less draconian sanction of one month's suspension imposed by the
defender. The issue for the defender was one of public confidence rather than public protection.
[22]
So far as the first ground of appeal is concerned it is accepted that the range of available
sanctions should be considered in ascending order until an appropriate disposal is identified
(Professional Standards Authority for Health and Social care v Nursing and Midwifery Council (supra)
para 35). However the argument that the defender failed to follow this approach is one of form
rather than substance when one considers the totality of the decision. In imposing the sanction
of suspension and providing reasons for so doing the defender considered "first whether the
interference (proposed sanction) was the minimum necessary..." (page 16 of the decision). This
statement would tend to show that the laddered approach advocated by the pursuer was at the
forefront of the defender's mind.
[23]
In coming to its decision the defender has had regard first of all to the seriousness of the
breach and, having had the benefit of hearing and seeing the witnesses, determined that it was
"entirely inappropriate and egregious". It noted that the complainer should be able to attend
Council meetings without being the subject of such conduct. The Panel further agreed:-
9
"... that the conduct had the potential to lower the minimum standard of public debate
and to undermine public confidence in local government, the Council and the role of a
councillor."
It therefore viewed the conduct as serious and considered the wider ramifications for third
parties and the institutions concerned. Despite the pursuer's submission that this was a
momentary loss of control for which an immediate apology had been tendered the effect on the
complainer and other councillors who had been subjected to or witnessed the behaviour has
perhaps been under appreciated by the pursuer.
[24]
The pursuer's submission fails to take account of what is said at page 17 of the decision:
"The Panel was of the view, however, that a censure, being the minimum sanction
available to the Panel, was not appropriate in light of the seriousness of the conduct
and impact it would have had on the Complainer and others who witnessed the
incident. ... The Panel agreed that a censure would not achieve the aims, as outlined
in the Policy on the Application of Sanctions, of:
·
preserving the ethical standards framework;
·
promoting adherence to [the Code];
·
maintaining and improving the public's confidence that councillors will
comply with the Code and will be held accountable if they fail to do so; and
·
achieving credible deterrence."
The defender has therefore expressly considered and excluded censure as an appropriate
sanction and provided cogent reasons for so doing. Accordingly it cannot be said that an
error arises or that there is any serious flaw in the process.
[25]
In relation to ground 2 similar considerations apply. It is accepted that censure is a
serious sanction which publicly marks disapproval of the pursuer's conduct and would serve as
a marker that future transgressions would be dealt with more severely. General Medical
Council v Medical Practitioners Tribunal 2019 SLT 24 and General Medical Council v Rezek 2023
EWHC 3228(Admin) para [138]. However the defender would have been aware of the impact
of censure as it is bound to have regard to its own policy on the application of sanctions which
is hyperlinked in the decision itself and which defines censure at paragraph 2.1;-
10
"Censure: Censure is a formal recording of the Standards Commission's severe and
public disapproval of the Respondent"
[26]
Section 19 obliges the Standards Commission to impose a sanction upon the finding of a
contravention. It is not open to them to make a bare finding. Accordingly censure is the least
serious option available. Section 19(1)(a) explicitly refers to "censuring, but otherwise taking no
action against, the councillor or member"; Section 19(1)(b) and (c) provide for various types of
suspension for up to one year. It is clear that the suspension imposed in this case falls at the
lower end of the permitted range. Having regard to the available options and the reasoning
referred to in paragraph [24] above it is clear that the defender was concerned to address the
effect the pursuer's conduct had on his colleagues and was mindful that the complainer in
particular should be able to attend meetings without fear of exposure to such conduct. It was in
order to meet those objectives that the suspension was imposed. The Panel's reasoning is fully
articulated at the end of the second paragraph on page 18. Read as a whole the decision makes
clear that censure was considered but deemed to fail to meet the aim of protecting the
complainer and others in this case.
[27]
In GMC v MPT the issue was whether the failure to impose a disciplinary sanction on a
doctor at all in respect of inappropriate sexual conduct towards a junior doctor adequately met
the purposes of public protection, maintaining public confidence and proper professional
standards. However at paragraph [31] the Lord Justice Clerk (Lady Dorrian) makes plain that
the decision reached in that case was "exceptional" and that in similar circumstances the
sanction of suspension might well be required to mark the seriousness of the conduct.
[28]
In my opinion little assistance can be derived from this authority other than to underline
that each case will turn on its own facts and circumstances and that there is significant
discretion afforded to the specialist tribunal to select a sanction which it considers meets the
11
objectives prescribed. The fact that another tribunal might have selected a different sanction is
nothing to the point. In the instant case there was nothing exceptional which would mitigate
against the imposition of a sanction greater than the minimum available yet at the lower end of
the possible period of suspension. It cannot be said that the defender trivialised censure but
rather that it did not consider it appropriate to address the effect which the pursuer's outburst
had had on colleagues.
[29]
The third ground of appeal relates to the consequences of the suspension and goes to the
very heart of the matter. The result of the imposition of the sanction of one month's suspension
is to disqualify the pursuer, for life, from being a member of an integration joint board such as
Clackmannanshire and Stirling Health and Social Care Partnership Integration Joint Board,
et separatim to disqualify him, again for life, from being a member of a Health Board such as the
Board of NHS Forth Valley: cf, respectively, The Public Bodies (Joint Working) (Integration Joint
Boards) (Scotland) Order 2014, Art 8(1) and (2)(e), and the Health Boards (Membership and
Procedure) (Scotland) Regulations 2001, reg.6(1)(j). It is not insignificant that these posits are
remunerated which is a matter directly relevant to ground 5 and the economic impact on the
pursuer. The pursuer argues that the decision to discount the consequences of the imposition of
a suspension and its lifetime duration involves a serious flaw in the defender's reasoning and
amounts to a failure to take a material factor into account. He relies on Mack v SCS 2022 SLT
479 at [12] to support the proposition that the consequences of a sanction must be looked at in
determining whether the sanction itself is proportionate or excessive.
[30]
Looking again at the body of the decision it is evident that, far from failing to take into
account the fact that suspension would result in disqualification of the pursuer from sitting on
certain Boards, the defender itself raised and addressed this consequence head on. The issue of
disqualification is specifically dealt with in the last two paragraphs of page 17. The defender
12
knew that any sanction other than censure would result in disqualification. The panel had
clearly considered whether the consequences for this particular pursuer ought to be taken into
account so as to reduce the severity of the sanction it imposed. It concluded:
"The Panel noted that this meant that the imposition of any sanction, other than a
censure, on the respondent, would result in his disqualification from being a member of
the Health Board and the Health and Social Care Integration Joint Board. ... The Panel
did not consider that it would be fair to the Complainer (or other Respondents), or
appropriate in terms of promoting adherence to the Codes and maintaining confidence
in the ethical standards framework, for a less severe sanction to be imposed on the
Respondent, than might otherwise have been agreed, solely to mitigate against the
consequences of the Order and Regulations."
[31]
It is not the case, as contended for by the pursuer, that the defender failed to take this
factor into account. Rather it took full account of the inevitable consequences for the pursuer
but nevertheless considered that a short period of suspension was the appropriate sanction in
all the circumstances. That being so there is no serious flaw in the reasoning.
[32]
In the course of discussions the court considered analogies with other situations in
which certain consequences arise as a matter of law such as disqualification following a
conviction for a drink driving offence or the imposition of the notification requirements of the
Sexual Offences Act 2003 on conviction for a sexual offence. Little if any discretion is given to
the sentencer to depart from those inevitable outcomes. That is because Parliament has
legislated separately and intentionally for such consequences as a matter of public policy. The
fact that an accused will be made subject to notification requirements for a significant period
cannot affect either the decision to convict of a sexual offence or the nature of the sentence
imposed. The comments in Fergusson v HMA 2022 S.C.C.R., although obiter are apposite in this
respect.
[33]
Similarly in this instance disqualification arises as a result of deliberate statutory
provision. In relation to membership of a Health Board the door is not firmly closed and the
13
pursuer may apply to the Scottish Ministers to disapply this provision. That is a matter upon
which the Scottish Ministers retain deliberate discretion but addresses concerns about those
with an otherwise unblemished record being disqualified from public service indefinitely as a
result of a short period of disqualification. The mechanism for relief from any perceived
harshness is embodied in legislation should the pursuer seek to avail himself of it.
Disqualification on suspension of any duration is intentional.
[34]
The decision in Mack v SCS( supra) paras [12]-[18] may superficially suggest that the
consequences of a sanction should be given weight but read in its entirely it states no more than
the general principle that each case will depend on its own particular facts and circumstances.
The Lord Justice Clerk (Lady Dorrian) said:-
"[12] The panel required, and this court requires, look at the practical implications of
the sanction imposed (Heesom, para 221(4)). If not disqualified from doing so, the last
date on which the appellant could be nominated to stand in the 2022 election is
30 March 2022. The period between 10 May 2021 and 29 March 2022 is 10 months
and 19 days. A disqualification in excess of that period will prevent the appellant's
nomination. The next local government elections after those in 2022 will be in
May 2027.
[13] The weight to be given to the fact that a disqualification period extends past the
date for nomination for the next election will vary from case to case. Plainly, since the
maximum available disqualification is 5 years, the 2000 Act envisages that in some
cases an appropriate sanction may, because of the normal cycle of elections, prevent
someone from contesting the next election. Depending on the circumstances, a
disqualification period which has that effect may be proportionate and appropriate.
However, in other cases it may be a very material factor pointing to the need to select
a period which does not have that effect, in order to avoid a sanction which is
disproportionate. If the shorter period imposed remains sufficient to serve the
sanction's aims, it will be both appropriate and proportionate."
[35]
The issue in Mack was temporal. It was never the intention of the panel in that case to
disqualify the pursuer for an extra 5 years. What happened was therefore unintentional. If the
same sanction was imposed at a different time it would have had different consequences. The
distinguishing feature in the instant case is that the panel did not consider that a lesser sanction
14
would serve the aims of the code. Here the sanction imposed would always have the same
consequence irrespective of when it was imposed because that is provided for elsewhere in
legislation. For these reasons the court does not accept that the defender failed to take the
consequences into account as a material factor. On the contrary it expressly balanced these
consequences with other considerations and decided that a short suspension met the legitimate
aims of the code. Consequent disqualification is the legitimate intention of Parliament.
[36]
The fourth ground relates to the public interest. Again a balancing act must take place.
The public clearly has an interest in allowing dedicated and experienced politicians to serve on
Boards such as Joint Integrated Boards and Health Boards. However the public must also have
confidence that those who do so are fit and proper persons to hold office. This is not a case such
as Giele v General Medical Council 2006 1 WLR 942 where the sanction in contemplation was
potentially career ending. The pursuer in this case is and will remain a councillor. It is not
suggested that his skills in this regard are extraordinary albeit he is experienced and has
demonstrably contributed a great deal to public life. That, however, is his choice and in doing
so he agreed to abide by certain standards. He will not be precluded from serving on all
Boards. Indeed, as matters currently stand, he has a legitimate avenue to pursue in order to
regain his position on the Health Board. It cannot be said that the wider public interest was
overlooked. The defender acknowledged the factors which were advanced in mitigation which
included lifelong devotion to public life (pages 15-16). In the circumstances of this case the
public will not lose a politician or an experienced councillor. His suspension for a month serves
to mark disapproval of his behaviour and gives the complainer protection to go about her
duties without intimidation. His route back to Health Board membership will depend on the
attitude of the Scottish Ministers who have deliberately retained discretion in this area to ensure
the maintenance of control and confidence in who is appointed to such positions. Accordingly I
15
am not persuaded that the public interest in retaining the services of the pursuer for the period
of his suspension nor indeed his disqualification from certain positions outweighs the public
interest in addressing his behaviour.
[37]
Finally the pursuer invited the court to find that the defender failed to consider the
financial consequences for the pursuer of a lifetime ban on holding a position on a Board. I do
not accept the submission that the consequence of the suspension is to prevent the pursuer from
earning such a salary for the rest of his life. That is a gross overstatement. He has already
secured a position on another Board demonstrating his appointability. He can apply to the
Scottish Ministers in relation to the Health Board and there is nothing to prevent him taking up
other remunerated posts. It is very often the case that convictions for even quite minor offences
can affect someone's employment. Adjustments may have to be made. An individual may have
to rehabilitate himself in the eyes of an employer. The pursuer here is in no different a position.
His suspension as a councillor, his main role, is short. He can and already has sought alternative
routes to secure an income. The requirement to do so does not of itself suggest that the sanction
imposed was either excessive or disproportionate. Individual hardship incurred by the
imposition of a sanction carries little force (Bolton v Law Society 1 WLR 512).
[38]
In summary I am not persuaded that there has been any serious error of process or
reasoning on the part of the defender and accordingly those particular gateways remain closed
to the pursuer and indeed to the court which cannot interfere with the sanction unless such an
error is identified or it can be demonstrated that suspension was plainly wrong, manifestly
inappropriate, excessive and disproportionate.
[39]
The defender has explained that it considered the behaviour to be serious, and describes
it repeatedly as egregious and inappropriate. There is no suggestion that the defender was not
entitled to that view on the evidence. The question is whether on any view a sanction of one
16
month's suspension, being at the lower end of the period of suspension available could be said
to be excessive. The panel has explained why the lowest available sanction was not deemed
sufficient in the circumstances. In my view a short suspension of itself could not possibly meet
the test of being plainly wrong, manifestly inappropriate, excessive or disproportionate. It is
only when that suspension is viewed in light of the consequence of disqualification that any
issue arises. That disqualification is not a matter within the defender's discretion. It is a legal
consequence of the selected sanction and one about which the panel were well aware. The only
way in which that consequence could be avoided would be for the defender to select a sanction
which it did not consider appropriate in the circumstances and which failed to meet the
identified aims of the code, particularly with regard to the effect the pursuer`s behaviour had
had on the complainer. The existence of Regulation 6(2) of the 2001 Regulations as amended
goes some way to mitigate any harshness which may be perceived in respect of the legislative
provisions and undermines further any suggestion of disproportionality or excess.
[40]
Another panel on another day may or may not have reached a different conclusion. That
is not the test. It cannot be said that the defender's panel has erred in the manner suggested by
the pursuer and accordingly the sanction of suspension must stand. I shall therefore sustain the
defender's second plea in law and repel the pursuer's pleas in law and dismiss the application.
[41]
I was not addressed on the question of expenses. In ordinary course expenses should
follow success. I will however afford parties 7 days in which to lodge any written submissions
should they wish to make representations to the contrary, failing which I shall pronounce an
interlocutor making an award of expenses in favour of the defender.