B1013/05
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JUDGMENT OF SHERIFF PRINCIPAL B A LOCKHART |
in the cause |
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SARAH
BEATTIE |
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Appellant |
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against |
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PETER
DUNBAR, MENTAL HEALTH OFFICER |
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First Respondent |
MENTAL HEALTH TRIBUNAL FOR |
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Second Respondent |
Act: Mr Buchanan, counsel, instructed by Messrs Cartys
Alt: Mr O'Carroll, counsel, instructed by Medical Health Officer, North Lanarkshire Council
Alt:
Mr
AIRDRIE:
The Sheriff Principal, having resumed consideration of the cause, dismisses the appeal; finds no expenses due to or by any of the parties; certifies the cause as suitable for the employment of counsel.
NOTE:
Background to the appeal
1.
This is an appeal against a decision of a Mental Health
Tribunal made on
A. Mental Health Officer's duty to apply for a compulsory treatment order. Section 57(1) of the Mental Health (Care and Treatment) ( |
"Where
sub-sections (2) to (5) below apply in relation to a patient, a mental health
officer shall apply to the Tribunal under section 63 of this Act for a
compulsory treatment order in respect of that patient." |
Sub-sections (2) to (5) of the Act are in the following terms: |
"(2) This sub-section applies where two
medical practitioners carry out medical examinations of the patient in
accordance with the requirements of section 58 of this Act. |
(3) This sub-section applies where each of
the medical practitioners who carry out a medical examination mentioned in
sub-section (2) above is satisfied- (a) that
the patient has a mental disorder; (b) that the medical treatment which would be
likely to- (i) prevent the mental disorder from
worsening; or (ii) alleviate any of the symptoms, or
effects, of the disorder, is
available to the patient (c) that
if the patient were not provided with such medical treatment there would be a
significant risk - (i) to the health, safety and welfare of
the patient; or (ii) to the safety of any other person (d)
that because of the mental disorder the patient's ability to make
decisions about the provision of such medical treatment is significantly
impaired; and (e)
that the making of a compulsory treatment order is necessary. |
(4) This sub-section applies where each of
the medical practitioners who carry out a medical examination mentioned in
sub-section (ii) above submits to the Mental Health Officer a report (any
such report being referred to in this Act as a 'mental health report')- |
(a) stating that the medical practitioner
submitting the report is satisfied that the conditions mentioned in
paragraphs (a) to (e) of sub-section (3) above are met in respect of the
patient; (b)
stating, in relation to each of the conditions mentioned in
paragraphs (b) to (e) of sub-section 3 above, the medical
practitioner's reasons for believing the conditions to be met in respect of
the patient; (c)
specifying (by reference to the appropriate paragraph (or paragraphs)
of the definition of 'mental disorder' in
section 328(1) of this Act) the type (or types) of mental disorder that the
patient has; (d)
setting out a description of (i)
the symptoms that the patient has of the mental disorder; and (ii)
the ways in which the patient is affected by the mental disorder; (e)
specifying the measures that should, in the medical practitioner's
opinion, be authorised by the compulsory treatment order; (f)
specifying the date or dates on which the medical practitioner carried
out the medical examination mentioned in sub-section (2) above; and (g)
setting out any other information that the medical practitioner
considers to be relevant. |
(5) This section applies where: (a)
for the purposes of sub-section (4)(c) above each of the mental
health reports specifies at least one type of mental disorder that is also
specified in the other report; (b)
for the purposes of sub-section (4)(e) above each of the mental
health reports specifies the same measures; and (c)
one of the mental health reports (being a report by an approved medical
practitioner) states the views of that medical practitioner as to- (i)
subject to sub-section (6) below whether notice should be given to the
patient under section 60(1)(a) of this Act; (ii)
whether the patient is capable of arranging for a person to represent
the patient in connection with the application under section 63 of this
Act;" |
Accordingly the author of each mental report is required to state that all the five tests specified in section 57(3) have been met. The mental health report must also specify the measures which the medical practitioner considers should be authorised under the compulsory treatment order and the two medical reports must be fully in agreement with regard to the measures to be authorised.
If the requirements of sub-sections
B. Further duties on
Mental Health Officer. Section 61
of the 2003 Act places a duty on a the Mental Health Officer to prepare a
report after receiving the two mental health reports and section 62
requires the Mental Health Officer to prepare a proposed care plan; C. Application for a
compulsory treatment order. Section 63
of the 2003 Act provides: |
"(1) An Application to the Tribunal for a
compulsory treatment order may be made by, and only by, a Mental Health
Officer. (2) An application- (a)
shall specify- (i) measures which are sought in relation
to the patient in respect of whom the application is made ... ... ... and (b) shall be accompanied by the documents
that are mentioned in sub-section 3 below; and (3)
Those documents are: (a) the mental health reports; (b)
the report prepared under section 61 of this Act; and (c)
the proposed care plan; relating to the
patient." |
D. Powers of Tribunal on
application under section 63:
Compulsory Treatment Order.
Section 64 of the 2003 Act applies where an application is made
under section 63 of the Act.
Section 64(4) provides: "The Tribunal may- (a) if satisfy that all the conditions
mentioned in sub-section (5) below are met make an order- (i) authorising, for the period of six
months beginning with the day on which the order is made, such of the
measures mentioned in section 66(1) of this Act as may be specified in
the order ... ... ... ... ... " Section 64(5)
provides: "The conditions
referred to in sub-section 4(a) are- (a) that the patient has a mental
disorder; (b) that the medical treatment which would
be likely to- (i) prevent the mental disorder
worsening; or (ii) alleviate any of the symptoms or
effects of the disorder, is
available to the patient; (c) that if the patient were not provided
with such medical treatment there would be a significant risk- (i) to the health, safety or welfare of
the patient; or (ii) to the safety of other person; (d) that because of the mental disorder the
patient's ability to make decisions about the provision of such medical
treatment is significantly impaired; (e) that the making of a compulsory
treatment order in respect of the patient is necessary; (f) where the Tribunal does not consider
it necessary for the patient to be detained in hospital, such other
conditions as may be specified in regulations." |
Accordingly, for the purposes of this appeal if the Tribunal is satisfied in respect of all the conditions set out in section 64(5) the Tribunal may make an order authorising, for the period of six months beginning with the day on which the order is made, such of the measures mentioned in section 66(1) of this Act as may be specified in the order.
E. Measures that may be authorised. Section 66(1) provides: "(1) Subject to sub-section (2) below,
the measures referred to ... are: (a)
the detention of the patient in the specified hospital; (b)
the giving to the patient, in accordance with part 16 of this Act,
of medical treatment ... ..." 'Medical treatment' is defined in the interpretation section of the Act namely section 329(1) as follows: "'Medical treatment'
means treatment for mental disorder; and for this purpose 'treatment'
includes (a) nursing (b) care (c) psychological intervention (d) habilitation
(including education, and training in work, social and independent living
skills) and (e) rehabilitation (read in accordance with paragraph (d) above)." It is
accordingly open to the Tribunal to authorise the detention of the patient in
the specified hospital and the giving to the patient of medical
treatment. That medical treatment
requires, in light of the provisions of section 66(1)(b) of the Act to
be 'in accordance with part 16 of the Act'. Part 16 does not define what is meant
by medical treatment but it sets out the safeguards for the patient and
restrictions on the power of medical professionals and others to carry out
medical treatment as defined in the Act.
There is a reference in part 16 at section 240(3)(b) to 'any
other medicine'. This includes
the antipsychotic medication envisaged for the appellant in this case. |
F. Misconceived case. I was referred to Rule 44 of the Mental Health Tribunal for "(1) A case before the Tribunal is
misconceived if it is- (a)
outwith the jurisdiction of the Tribunal; (b)
made otherwise in accordance with these rules and there is no reasonable
prospect of success; or (c)
frivolous and vexatious; (2) Where a case appears to the clerk to
be misconceived, the clerk shall refer the case to a convener; (3) The convener may decide whether the
case is misconceived either alone or with such other members as the Tribunal
may direct; (4) Before
dismissing a case as misconceived, the convener may- (a)
send notice of the proposed dismissal to the relevant persons inviting
them to make written representations within 28 days or such other period
as may be specified by the convener; (b)
afford the relevant persons an opportunity to be heard; (5) The
convener may where appropriate, on dismissing a misconceived application
refer the matter to the commission. (6) Rule 72
shall apply to a decision made under this rule." It is accordingly open to the Tribunal in terms of Rule 44(1) to
hold the case as misconceived. |
G. Appeals from Tribunal decisions. Section 324 provides: "(1) An appeal (a) to the Sheriff Principal under
section 320(2) of this Act ... may be made only on one or more of the
grounds mentioned in sub-section (2) below; (2) the
grounds referred to in sub-section (1) above are: (a)
that the Tribunal's decision was based on an error of law; (b)
that there has been a procedural impropriety in the conduct of any
hearing by the Tribunal on the application; (c)
that the Tribunal has acted unreasonably in the exercise of its
discretion; (d)
that the Tribunal's decision was not supported by the facts found to be
established by the Tribunal." Section 324(5)
provides: "In allowing an appeal
under section 340(2) ... of this Act the court shall: (a)
set aside the decision of the Tribunal; and (b)
shall - (i)
if it considers that it can
properly do so on the facts found to be established by the Tribunal,
substitute its own decision; or (ii) remit the case to the Tribunal for
consideration anew." |
Submissions for the appellant
2. Counsel for the appellant submitted that the first respondent should not have made this application to the Tribunal as it was incompetent. The Tribunal accordingly had no jurisdiction and the determination by the Tribunal was ultra vires. I was invited to set aside the decision of the Tribunal and substitute a decision of my own, namely one of dismissal of the application.
3.
The Tribunal made a compulsory treatment order in
respect of the appellant on
4. Each of the medical practitioners who carry out a medical examination are required to be satisfied on the matters set out in section 57(3)(a) to (e) before they may submit a mental health report to the Mental Health Officer. Section 57(4) requires the reports to contain the information set out in sub-paragraphs (a) to (g) inclusive. It was emphasised that in terms of section 57(5)(b) each of the mental health reports required to specify the same measures.
5. It was submitted that for a Tribunal to make a decision in terms of section 64 of the Act there required to be before it an application by the Mental Health Officer in terms of section 63 of the Act which met the requirements of section 57 of the Act. There required to be attached to the application two reports completed in terms of section 57.
6. In this case the appellant now restricted her appeal to two points:
1. That the medical report by Dr Odemy did not state in terms that he was satisfied that the making of a compulsory treatment order was necessary as required by section 57(3)(e) of the Act. |
2. That, on any construction of the two medical reports submitted with the application, one by Dr Odemy and one by Dr Murphy, it could not be said that each of the medical reports specified the same measures which the two medical practitioners thought were necessary for the compulsory treatment order. |
7.
It was argued that because of these defects in the
medical reports which were the foundation documents of the application, there
could be no competent application to the Tribunal. If there was no competent application to the
Tribunal, the Tribunal had no jurisdiction.
It was to be noted that this point was made to the Tribunal at the
commencement of the hearing on
8. It was submitted that the author of each mental health report required to pronounce himself or herself satisfied on the five matters set out in section 57(3) of the Act. The mental health reports then both required to specify the measures which the medical practitioners considered should be authorised under the compulsory treatment order section 57(4)(e). This had not taken place in this case and the application before the Tribunal was accordingly incompetent.
9. It was submitted that the fact that page 9 of Dr Odemy's report was missing when it went to the Mental Health Officer was fatal.
10. Counsel for the appellant took me through Dr Murphy's report and accepted that his report did meet the requirements of section 57. He compared this report to that submitted by Dr Odemy. On page 8 Dr Odemy had failed to shade in the sphere on the proforma beside the words "I am satisfied that the making of a compulsory treatment order is necessary for the following reasons". In response to the instruction after the words "detail for example reasons why the treatment cannot be provided on an informal basis"; Dr Odemy wrote in his own handwriting "as stated above, she is unable to decide when she needs help because of her brain damage". It was submitted by counsel for the appellant that section 57(3)(e) required the medical practitioner submitting the report to certify the making of the compulsory treatment order was necessary. In this case Dr Odemy had not shaded in the sphere opposite these words and accordingly the application failed to meet the requirements of the sub-section.
11. Secondly, page 9 of Dr Odemy's report had been mislaid and was not lodged with the papers. Section 57(4)(e) required the medical practitioner to specify the measures that should be authorised by the compulsory treatment order. Page 9 of Dr Murphy's was again in proforma form and was completed by him to read:
"It is my opinion that
the following compulsory measures should be authorised by the compulsory
treatment order (shade (a) to (h) to confirm as appropriate) (a)
detaining the patient in a specified hospital; (b)
giving the patient medical treatment in accordance with part 16 of
this Act." Dr Murphy had shaded
spheres opposite (a) and (b). |
12. As there was no page 9 in Dr Odemy's report, the Medical Health Officer did not have the benefit of the doctor's opinion on what compulsory measures should be authorised by the compulsory treatment order. In the absence of this page 9 the Tribunal, it was submitted, would be unable in the reports to find the measures which were understood to be specified by the two medical practitioners. There required to be unanimity between the two doctors on what medical treatment was required.
13. Put shortly, the appellant's submissions were:
1. Dr Odemy's report failed to shade the sphere in the proforma beside the words "I am satisfied that the making of a compulsory treatment order is necessary for the following reasons". Accordingly section 57(3)(e) had not been obtempered; and 2. There was no coincidence between the two reports on the question of treatment in terms of section 57(5)(b). Accordingly, it was submitted that the application put forward by the Medical Health Officer in terms of section 63(1) of the Act was incompetent as there were not two reports supporting it which met the statutory requirements. |
14. Counsel referred me to various authorities to support the proposition that these statutory provision should be dealt with as mandatory provisions.
15. I was first referred to Bennion on Statutory Interpretation page 35 where the learned author said:
"Interference with liberty - Where an act confers a right
to interfere with the freedom of any individual, the prescribed conditions
are treated as mandatory and must be strictly complied with ..." |
16. I was also referred to various cases which supported that proposition, and in particular West v Secretary of State for Scotland 1992 SC 385, Macfarlane v Mochrum School Board 1875 3R 88 and Reid v Secretary of State for Scotland 1997 SCLR 1056.
17 I was asked to sustain the appeal and hold
that the application was incompetent in respect that it was not accompanied by
two medical reports completed in conformity with the provisions of
section 57 of the 2003 Act.
Submissions for First Respondent
18. Counsel for the first respondent referred me to the duty of a
Mental Health Officer in terms of section 57 of the Act. He was required, if sub-section
19. As far as "measures" are concerned I was referred to
section 66 of the Act. There was
there set out a list of the measures which may be authorised by a compulsory
protection order. The first measure identified
(in section 66(1)(a)) was: "The detention of the patient in the specified
hospital." It was not for the maker of
the report to specify the hospital - rather the maker of the report must decide
that the patient required to be detained in a specified hospital. Which hospital is in fact used is not a
matter for the compiler of the report.
The second measure identified (section 66(1)(b)) was:
"The giving to the
patient, in accordance with part 16 of this Act, of medical treatment." |
20
He referred me to the definition of 'medical treatment'
contained in section 329 of the Act which I set out earlier in this
note. It was submitted that the purpose
of part 16 was not to define what is or is not meant by medical treatment. That part of the Act sets out safeguards for
the patient and restrictions on the power of medical professionals and others
to carry out a medical treatment. It was
noted that it dealt with a substantial variety of treatment and in particular
at section 342(b) "any other medicine".
This included antipsychotic medicine which was involved in this case.
21. Section 66 set out the measures which could be authorised
by the Tribunal. Measure (a) involved
detention of the patient in the specified hospital. Measures (b) to (h) inclusive, while all
being compulsory measures, did not involve compulsory stay in hospital.
22. It was submitted that each medical practitioner was called upon
to prepare a report as required by the provisions of section 57. In particular in terms of section 57(4)(e)
each medical practitioner required to specify the measures that should, in his
or her opinion, be authorised by the compulsory treatment order. He must at the outset decide whether or not
the patient required to be detained in hospital, or, on the other hand, whether
some form of community compulsory measure was required.
23. The other decision that the medical practitioner required to
make was to decide whether the patient required to be given "medical
treatment". This would be as defined in
the Act and be subject to the provisions of part 16 of the Act.
24. After receiving the two medical reports, the Mental Health
Officer, if he considered the provisions of section 57 had been met, was
then obliged in terms of section 61 to prepare a report. Thereafter in terms of section 62 he had
a duty to prepare a proposed care plan.
He was then obliged to make an application in terms of section 63
to the Tribunal and specify the measures which are sought in relation to the
patient. The applications required to be
accompanied by various documents, namely the mental health reports from the two
medical practitioners, the report prepared by the Mental Health Officer under
section 61 of the Act and the proposed care plan.
25. Section 64 set out the powers of the Tribunal to which I
have already made reference.
26. It was submitted that in this case the procedure which was set
out in the Act was carried out by the first respondent, the Mental Health
Officer. The patient was first examined
by Dr Jennifer Murphy on 25 October 2005. Counsel went through Dr Murphy's report
(no 8 of inventory of productions for the second respondent) and submitted
that this report indicated clearly that the provisions of section 57(3)
and (4) of the Act had been obtempered.
27.
Counsel then referred to Dr Odemy's report (no 7 of
the inventory of productions for the second respondent). In particular I was referred to page 4
where Dr Odemy gave details of the mental illness of the patient. I was referred to the top of the proforma at
page 5 which said:
"Based on the above
description, please state the patient's need for medical treatment for
medical disorder. Note that medical
treatment includes nursing; care, psychological intervention, habilitation
and rehabilitation (including education and training in work social and
independent living skills) in addition to pharmacological interventions." |
Dr Odemy then made
various handwritten comments which included:
"Because of her severe
brain damage she is very unco-operative and refuses any help offered by
health care team ... She requires nursing and general medical treatment which
would be totally impossible without admission." |
28. It was submitted that Dr Odemy was in that answer, not only
dealing with the need for medical treatment as defined in the Act, but was also
dealing with the response in the past to treatment. He gave the cause of her current need for
medical treatment and critically stated that such treatment would be
"impossible without admission". In that
context "without admission" could only mean without admission to a
hospital. He was effectively saying that
the patient should be detained in a hospital for the purposes of medical
treatment. Dr Odemy confirmed at
the top of page 6 that he was satisfied that medical treatment was
available which was likely to prevent the medical disorder worsening or
alleviate any of the symptoms of effects of the disorder. At page 7 he confirmed that if the
patient were not provided with such treatment there would be a significant risk
to the patient's health, the safety or welfare or to the safety of any other
person. When asked in the form why he
believed this to be the case he said:
"Sarah's behaviour can be irrational and
unpredicted; she can be verbally abusive.
She is unable to make decisions.
It is therefore in her own interests that appropriate treatment is
offered to her under supervision". |
It was submitted that in
these answers was a clear opinion that Sarah Beattie required compulsory
measures to allow the treatment to be effective.
29. At page 8 the doctor confirmed that he was satisfied that
because of the patient's mental disorder her ability to make decision about the
provision of such medical treatment was significantly impaired. This was evidenced by her inability to seek
help from health care workers. The
doctor stated that she had refused to accept any advice or help offered to her
in the past.
30. In the second box, the radio dial had not been shaded by the
doctor. The dial was beside the words
"I am
satisfied that the making of a compulsory treatment order is necessary for
the following reasons". |
The form then said "Detail
for example reasons why the treatment cannot be provided on an informal
basis". The doctor wrote:
"As
stated above, she is unable to decide when she needs help because of her
brain damage." |
It was submitted, given what
the doctor had already said in his report, it was no possible surprise that he
has given reasons for that statement in the way he had. He had simply omitted to shade the radio dial
opposite the words "I am satisfied that the making of a compulsory treatment
order is necessary". However this did
not detract from his opinion. It was
quite clear that it was a bona fide
mistake.
31. It was pointed out that the form which was used was not a form
provided by statute. It was a form which
had been provided to allow doctors to easily to deal with the various
requirements of section 57.
32. It was conceded that page 9 had not been lodged. This contained the printed words:
"It is
my opinion that the following compulsory measures should be authorised by the
compulsory treatment order ... (a)
detaining the patient in a specified hospital and (b)
giving the patient medical treatment in accordance with part 16 of
the Act." However at page 10
Dr Odemy shaded the dial indicating: "I
believe that notice of the compulsory treatment order should be given to the
patient by the HMO under section 60(1)(a) of the Act and also the
patient is capable of arranging for a person to represent her in connection
with the application under section 63 of this Act." In handwriting after the
words: "please
explain your reasons for coming to these conclusions". The doctor writes: "Sarah
is aware of her detention and right to appeal against it". |
33. It was submitted that, taken as a whole, it was quite clear that
Dr Odemy's report indicated that he considered that the making of a
compulsory treatment order was necessary, that the patient should be detained
in a specified hospital and that she should be given medical treatment as defined
in the Act in accordance with the provisions of part 16 of the Act. It was pointed out that part 16 of the
Act set out the safeguards for the patient and restriction on the power of
medical professionals and others to carry out medical treatment as defined in
the Act.
34. It was accordingly submitted that the Mental Health Officer was quite
entitled to make an application to the Tribunal for a compulsory treatment
order in terms of section 63 of the Act as the statutory criteria set out
in section 57 had been met.
35. The application was made on form CTO1 "Compulsory Treatment
Order Pack" which was item 6 of the second respondent's inventory of
productions. It included the Mental
Health Officer's report as required by section 61, and his proposed care
plan in terms of section 62. In his
report to the Mental Health Officer concluded "continued residence in hospital
for treatment of her mental state is required".
Form CTO1 contained powerful evidence from the Mental Health Officer,
Dr Murphy and Dr Odemy of the need for compulsory treatment in
hospital. At page 8 of the
application the Mental Health Officer gives his comments on the medical reports
submitted by Dr Murphy and Dr Odemy.
He indicated that he agreed with Dr Murphy's report, about which no
exception was taken by the appellant.
36. As far as Dr Odemy's report is concerned, the Mental Health
Officer stated:
"Dr Odemy,
GP, confirms that in his opinion Miss Beattie experiences the effects of
her acquired brain injury and associated impairment of her cognitive
functions. He also believes that
Miss Beattie experiences mental illness under the terms of the Act. Dr Odemy believes that
Miss Beattie requires to be in hospital at present so that she can be
provided with the necessary monitoring, care and treatment which will
alleviate the symptoms she experiences.
He does not believe that there is any alternative at this point and
confirms that without this Miss Beattie may pose a risk to herself and
her unborn child. I support these
views." |
37. At page 11 the Mental Health Officer sets out the care plan
with reference to the mental health reports.
At page 12 he sets out the medical treatment, namely antipsychotic
medication. At page 13 he indicates
that treatment should be in the psychiatric unit at
a.
the detention of the patient in a specified hospital; and b.
the giving of medical treatment to the patient in
accordance with part 16 of the Act. |
38. It was submitted that this analysis of the factual position
indicate that the Mental Health Officer correctly fulfilled his duties in
respect of sections 57, 61, 62 and 63 of the Act. He was perfectly entitled to conclude that
the measures which he proposed were required and that that conclusion was
properly based on the information available to him and that the particular
measures required were set out in both mental health reports.
39. The Tribunal which met on
40. Following the Tribunal hearing the Tribunal issued full findings
and reasons (item no 4 of the second respondent's inventory of
productions). It was submitted that the
decision set out, in a logical and clear manner, the matters which the Tribunal
were required to consider under the Act and particular the provisions of sections 64(4)
and 64(5).
41. It was clear from his own report that the Mental Health Officer
had considered the two mental health reports provided by Dr Murphy and
Dr Odemy, both of which conformed with the provisions of section 57. The application to the Tribunal was therefore
competent. There was effective no
challenge to the decision of the Tribunal on its merits.
42. As far as the specific issues raised on behalf of the appellant
were concerned:
a.
The issue of whether a compulsory treatment order was
necessary and the attack on Dr Odemy's report. It was submitted that for the reasons given
Dr Odemy's report did allow the conclusion to be drawn that he
considered a compulsory treatment order was necessary; and b. There
was coincidence in the two reports supplied to the Mental Health Officer by
Dr Murphy and Dr Odemy. In these circumstances the
whole procedures were carried out in accordance with the provisions of the
Act. The appeal should accordingly be
dismissed. |
Submissions for the second respondent
43. Counsel for the second respondent associated himself with the
remarks of counsel for the first respondent in dealing with the specific attack
on the competency of the application made by the Mental Health Officer to the
Tribunal. He supported the view that a
consideration of all the papers indicated that both doctors were satisfied that
the making of a compulsory treatment order was necessary and that the
compulsory measures should involve detention in a specified hospital namely
Monklands Hospital and the giving of the patient medical treatment as defined
in the Act which would be administered in accordance with the provisions of
part 16 of the Act.
44. Counsel for second respondent went on to submit that as far as
the Tribunal were concerned, if an application to the Tribunal for a compulsory
treatment order was made to the Tribunal by a Mental Health Officer in terms of
section 63 of the Act, the Tribunal were bound to deal with the
application. The powers of the Tribunal
were set out in section 64 of the Act.
If satisfied that all the conditions mentioned in sub-section 5
were met the Tribunal was empowered to make an order inter alia authorising, for the period of six months beginning with
the day on which the order is made, such of the measures mentioned in
section 66(1) of this Act as may be specified in the order.
45. Section 63 required the application to be accompanied by
various documents, namely: (a) the mental health reports; (b) the report
prepared by the Mental Health Officer under section 61 of the Act; and (c)
the proposed care plan. It was submitted
that if an application was made to the Tribunal under section 63, the
Tribunal had a duty to consider that application. The conditions set out in section 64(5),
on which the Tribunal required to be satisfied before an order could be made,
contain at paragraphs (a) to (e) an exact repetition of the matters on
which the medical practitioners who carried out the medical examinations in
terms of section 57(2) of the Act required to be satisfied in terms of
section 57(3). The terms of
section 57(3)(a) to (e) conform precisely with the terms of
section 64(5)(a) to (e).
46. It was submitted that it was for the Tribunal to consider the
material placed before it and to consider whether the requirements of
section 64(5) had been met. It was
clear from consideration of item 4 of the second respondent's inventory,
namely the Tribunals full findings and reasons, that the Tribunal had found the
requirements of section 64(5) to be met.
The Tribunal was in effect an independent check on the presentation made
by the Mental Health Officer. Counsel
for the second respondent associated himself with the submissions of counsel
for the first respondent to the effect that the procedures carried out by the
medical practitioners who provided the mental health reports, by the Mental
Health Officer who submitted the application, and by the Tribunal who set out
their findings clearly in their full findings and reasons, were all in
accordance with the relevant provisions of the Act.
47. It was submitted that it had been shown that there was no error in
law on the part of the Tribunal who had acted in terms of the provisions of
sections 63 and 64 of the Act.
48. The only ground of appeal relied on by the appellant was in
terms of section 324(a) that the Tribunals decisions was based on an error
of law. It was submitted that this was
clearly not the case.
49 As far as the Tribunal was concerned, there was an application
before it. The Tribunal dealt with it in
terms of the provisions of the Act. I
was asked to dismiss the appeal.
Decision
50. I have no hesitation in dismissing the appeal in this case. As appeals from decisions of Mental Health
Tribunals in terms of the 2003 Act have only now started to come forward, I
have taken time to set out the relevant statutory provisions and to detail the
submissions which were made to me. The
submissions made by counsel for the first respondent and the second respondent
in my opinion are well founded and I give effect to them. The only ground of appeal on which counsel
for the appellant insisted was that the Tribunal made an error in law because
it had allowed itself to consider an incompetent application. His reasons for this were:
a. There was no specific
conclusion in Dr Odemy's mental health report to confirm that he was
satisfied that the making of a compulsory treatment order was necessary. In my opinion
it is quite clear from a consideration of the totality of his report and in
particular his handwritten comments at page 8 that Dr Odemy was
satisfied that the making of a compulsory treatment order was necessary. He has in error omitted to shade the sphere
beside the printed words "I am satisfied that the making of a compulsory
treatment order is necessary for the following reasons". In my opinion he would not have written in the
box after "detail for example reasons why the treatment cannot be provided on
an informal basis", the words "as stated above, she is unable to decide when
she needs help because of her brain damage", if he had been so
satisfied. Additionally at page 10
he concludes that the notice of the compulsory treatment order application
should be given to the patient by the MHO under section 60(1)(a) of the
Act. He would hardly have confirmed
that this should be done had he not felt that it was the appropriate course
to pursue. I accept the various
submissions made by counsel for both respondents in dealing with the attack
by the appellant on Dr Odemy's report.
In my opinion it is clear from his report that he considered that the
making of a compulsory treatment order was necessary. b. Dr Odemy's report
did not have coincidence with the report from Dr Murphy. Again I do not
agree. For some unknown reason the
proforma page 9 of Dr Odemy's report became detached from it when
it was submitted to the Mental Health Officer. It was not before the Tribunal. The proforma page 9 which was
completed by Dr Murphy states: "It is my opinion that
the following compulsory measures should be authorised by the compulsory
treatment order: (e)
detaining the patient in a specified hospital; (f)
giving the patient medical treatment in accordance with part 16 of
the Act" |
51. I accept the submissions made for the two respondents that it is
clear from Dr Odemy's report that he considered the appellant should be
detained in a specified hospital. He
wrote at page 8 in response to the printed requirement: "Please state the
patient's needs for medical treatment for medical disorder. Note that medical treatment includes nursing;
care, psychological intervention; habilitation and rehabilitation (including
education and training in work, social and independent living skills) in
addition to pharmacological interventions," the following: "Because of her
severe brain damage, she is very unco-operative and refuses any help offered by
health care team ... she requires nursing
and general medical treatment which would be totally impossible without
admission."
52. It is accordingly clear to me that Dr Odemy considered the
patient required to be detained and that she required to receive medical
treatment which is defined in the Act. I
accept the submissions that the provisions of part 16 of the Act
prescribed the conditions under which medical treatment under the Act should be
administered.
53. I have no hesitation at all in reaching the conclusion that
Dr Odemy's report as presented to the Mental Health Officer and to the
Tribunal complied with the provisions of sections 57(3) and (4) of the
2003 Act and that there is coincidence between his report and that of
Dr Murphy. In my opinion there is
no merit in either of the criticisms advanced on behalf of the appellant.
54. I set out at the beginning of this note the statutory
obligations placed on the two medical practitioners who provide mental reports,
the medical health officer and the Tribunal.
In my opinion in this case all the relevant statutory provisions have
been obtempered. The decision of the
Tribunal is a proper one made in accordance with the provisions of the
Act. I accordingly dismiss the appeal.
55. As the appellant is legally aided on a nil contribution I am not
disposed to make any award of expenses in favour of either the first respondent
or the second respondent. I am prepared
to certify, as I was asked to do, that this case is suitable for the employment
of counsel. Appeals in terms of the
Mental Health (Care and Treatment) (
56. There is one final point which I would like to raise which may
be of importance for the future. The
original Tribunal hearing was adjourned on 10 November 2005 until
2 December 2005 to allow the appellant's solicitor to obtain an
independent psychiatric report. I was
referred to rule 62(5) of the Mental Health Tribunal for Scotland
(Practice and Procedure) (No 2) Rules 205 which provides:
"Subject
to the following paragraphs, where any relevant person obtains in relation to
an issue before the Tribunal a written report from a person having expertise
in any subject relevant to that issue, that relevant person shall send a copy
of the report to the Tribunal seven days prior to the next hearing of the
Tribunal or at such period prior to the next hearing of the Tribunal as
specified by the Tribunal in a particular case." Rule 62
further provides: "(6) A relevant person may send a request to
the Tribunal for permission not to send a report to the Tribunal under
paragraph (5), giving reasons for the request, and, pending
consideration of that request the copy report need not be produced. (7) The Tribunal may afford the relevant
person making the request an opportunity to be heard either by the convener
alone or such other persons as the Tribunal may direct; (9)
The Tribunal shall, in deciding the request, consider any
representations made and may either- (a) give permission to the relevant
person not to send part or all of the report in question; or (b) order that part or all of the
report be sent to the Tribunal within such time as the Tribunal may specify." |
57. I was informed that an application was made on behalf of the
appellant to the Tribunal not to send a copy of the independent report obtained
to the Tribunal. This application had
been granted. I was not informed of the
reason for this. While the issue was not
a live one before me, I express the view that I would have thought that only in
very exceptional circumstances, and on specific cause shown, should an
independent report obtained by the patient with a view to challenging the
conclusions in the Mental Health Officer's report not be made available to the
Tribunal. It seems to me to be in the
interests of justice that such a report should be available. The Tribunal is concerned with what is best
in the interests of the patient.