APPEAL COURT, HIGH COURT OF JUSTICIARY
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Lord Justice ClerkLady Paton Lord Bracadale
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[2013] HCJAC 136 XC202/13
NOTE OF REASONS
issued by LORD CARLOWAY, the LORD JUSTICE CLERK
in the APPLICATION FOR LEAVE TO APPEAL TO THE SUPREME COURT
by
FRANK CARBERRY
Applicant;
against
HER MAJESTY'S ADVOCATE
Respondent:
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Applicant: S M McCall; A Kelly, Solicitor Advocate; John Pryde & Co (for Taylor & Kelly, Coatbridge)
Respondent: J Bain, AD; the Crown Agent
9 October 2013
[1] This is an
application for leave to appeal to the United Kingdom Supreme Court in respect
of the court's decision to reject a reference from the Scottish Criminal Cases
Review Commission in respect of a conviction of the appellant on 17 May
2006.
[2] The
fundamental problem which the court has with the proposed grounds of appeal is
that they do not reflect properly what the decision of the court actually was.
That decision was simply that the information presented to the court by the
appellant fell well short of the standard required before the court would
contemplate instructing a judicial enquiry into the happenings in a jury room over
seven years ago (Opinion, para [37]). When the information was analysed,
even with a mild degree of rigour, it could be seen that it was quite
inadequate, given that it amounted to no more than a statement from one juror
that another juror had found unspecified information about the appellant on the
internet.
[3] Contrary
to the position in Remli v France (1996) 22 EHRR 253, which was
founded upon at the oral hearing on the application for leave, at the appeal
hearing, the court looked at all the material placed before it to see what that
material demonstrated. At the hearing for leave the court was criticised for
not making further enquiries of its own in relation to a number of matters.
However, the court does not normally take on an inquisitorial role. It relies upon
parties to place before it such information as they desire to support or refute
the stated grounds of appeal. It had already provided parties with a Note
detailing what the court wished to be addressed upon. As the court found
(para [24]), all that these grounds, as extensively changed during the
appeal process but shorn of illustrative content, ultimately stated was that a
juror "found information about the appellant on the internet during the
currency of the trial".
[4] The court
did go on to consider apparent bias. It did not, however, apply "the test for
apparent bias under A6" (see grounds of appeal 1(i) to (iv)). It applied the
test set out by the House of Lords in Helow v Secretary of State for
the Home Department 2009 SC (HL) 1, following Porter v McGill
[2002] 2 AC 357. It understood that the test under domestic law was compliant
with Article 6 and, indeed, that it may present a lower threshold for
complaints than that set out in the Convention jurisprudence.
[5] Contrary
to what is said in the proposed grounds of appeal, the court did not, for
example, consider that a violation of the requirement for apparent impartiality
could only result in the event of the factors set out in grounds of appeal 1(i)
[1] to [4], nor did it consider that in all cases the directions given to
jurors were a sufficient safeguard against apparent bias. It did not state
that an accused person could not argue that he had not had a fair trial if he
did not make a pre-trial submission relative to prejudicial publicity.
[6] In
deciding to reject the reference, the court applied the "exceptional case" test
set out in RM v HM Advocate (No.1) 2012 SCCR 691. Although it
identified certain errors on the part of the SCCRC, it nevertheless considered
the whole reference and determined, for itself, whether it was, in terms of the
statutory test, in the interests of justice that the appeal should proceed
(para [34]). The imposition of such a test was not criticised as
breaching Article 6. The court was not moved to request supplementary reasons
from the SCCRC. It was merely submitted that the court could do so. The court
did not consider that the product of such a course could have altered its
view.
[7] The
propositions advanced in grounds of appeal 2, 3 and 4 also do not reflect
what the court decided. That was, simply, that the applicant could not convert
something into a compatibility issue which could not have been raised as a
devolution issue prior to the commencement date of section 288ZA. The
court did not state that a determined devolution issue could not be raised in a
SCCRC reference. It said that it could not be resurrected under the guise of a
"compatibility issue", thus applying that term retrospectively to events which
occurred before the introduction of such issues and which could never have been
raised as devolution issues.
[8] The court
does not consider that a matter of public importance arises. Its decision was primarily
one of fact; notably that the information presented was not sufficient to merit
a judicial enquiry involving the hearing of testimony. The scope of the
court's gatekeeping role, in respect of SCCRC references, is currently being
debated before Parliament. The recommendation of the Carloway Review was that
the gatekeeping role ought not to be retained but that the interests of justice
ought to be a criterion in deciding appeals which followed a reference. The
Government has expressed its support for that approach. In the circumstances
of this particular case, had the matter not been dealt with as a preliminary
issue (as required by the legislation), the court would have reached the same
decision in practical terms at a full hearing of the appeal. It would then,
having considered the same material, have declined to instruct the enquiry
sought by the applicant upon the flimsy basis presented.