APPEAL COURT, HIGH COURT OF JUSTICIARY
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Lord Justice GeneralLord ClarkeLord Menzies
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[2012] HCJAC 33Appeal No: XC233/11
OPINION OF THE LORD JUSTICE GENERAL
in
APPEAL
by
MACIEJ MAZIARSKI Appellant;
against
LORD ADVOCATE Respondent:
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Appellant: Shead, Govier; Wilson McLeod, Edinburgh
Respondent: Hawkes; Crown Agent
1 March 2012
Introduction
[1]] This
is a difficult and anxious case. The Republic of Poland seeks the extradition of the appellant so that he may serve
there an outstanding cumulo sentence of three years and two months'
imprisonment. The sheriff at Edinburgh ordered that he be so extradited. The appellant has
appealed against that determination. His appeal, although initially more
widely framed, is now based solely on section 25 of the Extradition Act
2003 - that the appellant's "mental condition ... is such that it would be ...
oppressive to extradite him".
The procedural history
[2] The
sheriff's determination was made on 10 March 2011 following a hearing in
which evidence was led from the appellant and his wife and reference made to a
report dated February 2011 from a psychiatrist at the Royal Cornhill Hospital, Aberdeen. The hearing of his appeal before
this court commenced on 15 June 2011. It was not concluded before the luncheon
adjournment. In the course of that adjournment the appellant, who was being
held in a cell within the court building, was found hanging by his neck, the
ligature being his shirt attached to the cell bars. He was cut down and taken
to hospital for assessment regarding possible neck and head injuries.
[3] Since that event there have been a number
of psychiatric assessments of the appellant's condition. We have in this court
heard evidence from four psychiatrists. This evidence, which assessed the
appellant's mental condition in the light importantly of the event on
15 June 2011 as well as of other factors, was obviously not available at
the extradition hearing before the sheriff (Extradition Act 2003,
section 27(4)(a)). The issue before this court is whether that evidence,
if it had been available to the sheriff, would have resulted in him deciding
the material question before him at the extradition hearing differently
(section 27(4)(b)) - that is, that the appellant's mental condition was
such that it would be oppressive to extradite him. Had the sheriff so decided,
he would have required to order the appellant's discharge
(section 25(3)(a) and section 27(4)(c)), there being no question in
this case of there being an adjournment as envisaged in section 25(3)(b).
The appellant's history as available
to the sheriff
[4] It
is necessary to review the appellant's mental condition, in so far as possible
on the evidence available, from the time of his youth. He was born in Chelmo, Poland in June 1982. He had a
very disturbed and difficult childhood, including being assaulted frequently by
his father. He had difficulties in primary school and was placed in
residential school for certain periods. He received some psychiatric treatment
in childhood, including hospitalisation for about three months at some time
between the ages of 12 and 16 years. The precise nature of his then disorder
is unclear.
[5] In adulthood in Poland he committed a number of crimes. He
served a custodial sentence of some fourteen months. In September 2003, while
acting with others, he misappropriated property. A penalty of one year's
imprisonment, conditionally suspended for four years, was imposed. In November
2005 he stole a quantity of metal. A penalty of one year's imprisonment,
suspended for five years, was imposed. Earlier, in October 2000, while acting
with others, he had broken into a motor vehicle causing certain damage and driven
it away; in November 2000, while acting with another, he had broken into
premises and misappropriated metal. For these two offences he was sentence to
a cumulo custodial term of one year and two months. This penalty was
initially suspended for a period of three years but in July 2006 the Polish
court ordered that that penalty be carried out. These four convictions, with
their associated penalties, are the basis for the extradition request.
[6] The appellant's wife, who is also Polish,
came to Scotland in about 2006. She
settled in Aberdeen. The appellant followed
her there in 2007. He obtained work, initially in his trade as a welder, and
latterly as a butcher. Apart from a conviction for driving without insurance
he has no criminal record in this country.
[7] In 2010 the appellant learned that the
Polish authorities were seeking his extradition. In early February 2011 he was
seen as an out-patient by Dr Badial, consultant psychiatrist in Aberdeen. In a report, which was
available to the sheriff, Dr Badial recorded that since December 2010 the
appellant had exhibited signs of distress, tearfulness, low mood and obvious
tension and worry. He admitted to a suicidal ideation and on one occasion
(discussed more fully below) he had attempted self-harm by hanging.
Dr Badial does not appear to have been informed of any previous
psychiatric history. According to Dr Badial, the appellant, while
admitting suicidal ideation, "denied any firm intent". Dr Badial opined
that the appellant exhibited evidence of an adjustment disorder, with symptoms
of both anxiety and depression. He concluded:
"[The appellant] clearly believes that, if he has to return to Poland, he will undoubtedly face threats towards his personal safety, and as a result there is a risk that Mr Maziarski may resort to self-harm."
The appellant had given an account to Dr Badial that he had co-operated with the police in Poland and that, if he returned to that country, he was at risk of retribution there from his former criminal associates; threats, he said, had been made to members of his family there and his car had been vandalised in Aberdeen by Polish men. (The accuracy of the appellant's account of this last incident was not accepted by the sheriff.)
[8] The sheriff heard evidence from the
appellant and his wife, including evidence about the appellant's attempts at
self-harm. According to the appellant's wife, whose evidence the sheriff in
this matter preferred, the hanging incident had occurred shortly after the
appellant's first court appearance in the extradition process in January 2010.
(The extradition process was thereafter delayed until certain domestic matters were
resolved.) The appellant had wrapped a shower hose around his neck and tried
to hang himself in the shower room at his home. His wife had found him as he
was losing consciousness and he had been quickly revived with cold water to his
face. He did not require medical attention. There was another episode at home
when the appellant had shouted that he would inject himself with bleach; but
his wife had taken the syringe from him.
The sheriff's approach and
determination
[9] The
sheriff, in addressing the appellant's case under section 25, referred to Jansons
v Latvia [2009] EWHC 1845 (Admin) and Howes v HM Advocate (No.1)
[2009] HCJAC 94; 2010 SLT 337. He concluded:
"Standing what the appellant said to [Dr Badial] about his current situation I took the view that these [circumstances] were not situations in which he intended to bring about his death, and further, that it was not a situation which was likely to be repeated on the basis of the available medical and other evidence."
The sheriff ordered the appellant's extradition and remanded him in custody. There is no evidence to suggest that he immediately, in face of that adverse order, took any further positive steps at self-harm. On being remanded he was initially placed on the At Risk register but three days later, following a case conference, was removed from that register. Shortly before the appeal hearing he was seen by a psychiatrist (Dr Lenihan) instructed by the Crown Office. In his report dated 8 June 2011 Dr Lenihan reported:
"There was no current suicidal ideation though he has this at times in prison."
Dr Lenihan was not at that stage convinced that the appellant had an adjustment disorder (or other psychological or psychiatric state other than anxiety, low mood and general distress). There were no psychotic symptoms or cognitive deficits.
The attempt on 15 June 2011
[10] As
earlier narrated, during the luncheon adjournment on the day of the hearing,
the incident in the court cell occurred. Although in the course of the appeal
we did not hear evidence from the appellant, it is a reasonable inference that his
action was related to a perception that his appeal was not going well for him.
The hospital report following his admission records, among other things:
"Found within 2-5 min. Apparently unresponsive for max 1-2 min. but quick recovery ... Says he saw white, bright light and all his problems were gone. Unclear whether any LOC. Now frustrated that he was rescued as all his problems have returned and he is still distressed by these."
No significant physical injury was found. The appellant was discharged into the care of the prison authorities.
Subsequent psychiatric enquiry
[11] The
incident in the court cell potentially provided a new dimension to the
appellant's case. Dr Lenihan saw him again on 29 June and on
2 August. He consulted certain custodial and health care reports in
relation to the appellant, who had been kept under regular surveillance. One
report referred to the appellant's concern over "deportation". He had
requested medication to help him sleep as he was experiencing nightmares.
There were many observations that he was eating normally, sleeping, watching
TV, socialising with other prisoners and giving the outward appearance of
someone in a good mood. At interview the appellant reported more extensive,
severe and disabling symptoms. Dr Lenihan opined (report dated 9 August 2011):
"This discrepancy [with the observations of others] does not necessarily mean deliberate dissimulation on Mr Maziarski's part. It is likely that he is more mindful of the difficulties that face him when he is being interviewed. At an unconscious level, he will be anxious about his future and this will manifest itself as symptoms which interfere with the undesired future outcome (so-called secondary gain). Finally, there may be a conscious, strategic element to his presentation of symptoms. It is likely that the clinical picture contains a shifting contribution from all three of these processes."
[12] Dr Lenihan, in light in particular of
the incident of 15 June, revised his view of the appellant's mental
condition. He now regarded him "as suffering from an adjustment disorder
currently". He continued:
"5 I pointed out in my last report that adjustment disorders are common in custodial settings and are not generally regarded as being grounds for removal from custody. Mr Maziarski's difficulties are entirely a consequence of the extradition process itself. 'Treatment' requires the extradition process to proceed to an outcome, good or bad, to which Mr Maziarski can adjust. The question of whether a psychological reaction to the extradition process can be regarded as being a reason not to proceed with the extradition process is an important one for the court to consider.
6 From previous experience with extradition cases, the process appears to be a protracted one with temporary reprieves and sudden setbacks. While this may be unavoidable it is important to realise that such stresses make the development of mental health difficulties more likely.
7 [The Crown Agent's representative] asked me in her instructions to consider the question of whether Mr Maziarski's suicide attempt was genuine or not. Current best practice in suicide risk assessment is to avoid this kind of judgement. Suicide attempts are generally prompted by a mixture of motives, often poorly understood even by the person in question. They are always taken seriously and always raise the risk of future suicide attempts. Whether a suicide attempt is ultimately "successful" depends on a multitude of factors, many of them highly contextual and hard to anticipate.
8 It is clear that Mr Maziarski's suicidal ideation is contingent on an undesired outcome for his extradition hearing. That is to say, were the prospect of extradition to be removed he would no longer have any suicidal ideation. Many of the same issues apply here as in opinion point 5. Suicidal ideation and suicide attempts are relatively common in custodial settings and are generally managed in a custodial context without removal to psychiatric hospital. Facilities exist within SPS establishments for the safe observation of persons at risk of suicide. The key is to assess and manage the risk dynamically rather than rely on static, one-off judgements. The SPS ACT process provides a framework for this kind of dynamic risk management. Again, the court will have to carefully consider the extent to which such contingent suicidal ideation can act as a bar to extradition.
9 I would anticipate the risk of another suicide attempt to rise sharply after a set back such as an unfavourable outcome in court. If Mr Maziarski is eventually extradited there will be a high risk period until he adjusts to the new situation. I would anticipate this lasting some weeks to perhaps 1-2 months. The bulk of the risk management would inevitably be carried out by the Polish prison service. It is helpful to note the assurances by the Polish authorities to the effect that there are provisions for mentally ill and suicidal prisoners in Poland including provisions for removal to either a hospital environment within the prison system or an external psychiatric hospital. It is however not possible to comment regarding the adequacy of these provisions given the information provided. I can do no more than assume that Poland fulfils its international obligations in this regard."
[13] Dr Ian Dewar, consultant psychiatrist,
instructed by agents for the appellant, saw him in HMP Edinburgh on
23 August. The appellant told Dr Dewar (report dated 25 August)
that:
"... since [he learned of the extradition proceedings] his mental health has progressively deteriorated. He is convinced that he will be killed if he returns to Poland. He claims that his mother has told him repeatedly when he has phoned her that they know he is going to be returned to Poland and that they are going to kill him. ... Mr Maziarski told me that since his remand to custody earlier this year his health has progressively deteriorated. He told me that he was in a 'really dark' place. He tries to distract himself by exercising each day for at least an hour at the gym. Otherwise he finds it very difficulty to know how to distract himself from his thoughts and feelings. He told me that he has started hearing voices telling him to kill himself. He has difficulty sleeping and is wakening up in the early hours of the morning having experienced 'terrible nightmares'".
The appellant showed Dr Dewar old scars on his body. Dr Dewar opined that the appellant
"appears to have made a serious attempt to end his life on 15 June. Whilst I appreciate this may have been impulsive and poorly planned, nevertheless such a significant attempt at self-harm would be relatively unusual in the case of someone with an adjustment reaction."
He was also of this opinion:
"The duration and severity of Mr Maziarski's symptoms suggest to me that he may be suffering from a depressive episode. Indeed I consider that to be the most likely diagnosis."
[14] An issue accordingly arose as to whether the
appellant's mental disorder (it not now being disputed that he had such a
disorder) was an adjustment disorder or a depressive episode. A further issue
arose as to whether the appellant should be admitted to a psychiatric hospital
for a period of assessment. Two further consultant psychiatrists (Dr Doig
and Dr Black) became involved. In the event, the appellant was not
admitted to such a hospital. A consequence was that the view that the
appellant might be suffering from a depressive episode was neither confirmed
nor contraindicated. Had it been confirmed, medication might have assisted.
In the event the appellant has not received any medication - other than to
alleviate headaches and nightmares.
The nature of the risk
[15] All
four psychiatrists gave evidence before the court. Although there remained
differences of view as to the precise diagnosis of the appellant's condition, in
the end that difference was not significant. The essential medical issue was,
in light of the appellant's whole history, what prospectively was his likely
mental condition in the event of his appeal being refused and his being
extradited to Poland. The degree of risk of his making a further attempt on
his own life might be a matter of interest to the court but, according to the expert
evidence, it was not a risk which could readily be quantified by
psychiatrists. It was very difficult to predict what a particular individual
might do in that regard. It was, from a psychiatrist's point of view, more
important to manage such risk as existed, including estimating when the
appellant would be at greatest risk of self-harm. However, as narrated above,
Dr Lenihan had opined that there would be a high risk, until the appellant
adjusted to the new situation, which was estimated as lasting from some weeks
to up to two months. There was no serious challenge to that estimate. The
high risk period would start from the point when the appellant was first
informed that his appeal had failed - should that be the court's decision - and
extend through his remaining time in prison in Scotland (he would be extradited
within ten days), through his transfer to Poland into his time in Polish
custody.
Whether the appellant's fears are
well founded
[16] It
should be noted at this stage that the sheriff, having heard the appellant's
testimony, was not persuaded that he was in fact at material risk from former
criminal associates in Poland. These associates were no longer in prison and the
appellant provided no basis for his suggestion that they could still influence
people who were in prison. The sheriff took the view that the appellant and
his former associates were low level, small time criminals, not members of a
powerful or well-connected gang. This court heard no evidence from the
appellant or any other testimony to suggest that the appellant was at material
risk, if extradited to Poland, of suffering serious harm at the hands of third parties. I
accordingly see no reason to depart from the sheriff's conclusion on that
matter. On the other hand, there was no serious suggestion that the appellant
was otherwise than genuine in his apprehensions. While there were some inconsistencies
in his narrative (which may have been contributed to by difficulties in
translation), it was not seriously suggested that he was inventing symptoms or
attempting to manipulate the psychiatrists who interviewed him. The finding, however,
that there is no actual material risk of harm at the hands of former associates
may mean that, if the appellant is extradited, that truth will in due course be
recognised by him and his anxieties in that respect allayed.
Measures available in Poland
[17] The Republic of Poland is a signatory to the Convention of Human
Rights and a category 1 territory for the purposes of the Extradition Act
2003. It is accordingly to be expected that it will have in place appropriate
measures for the protection of persons extradited to it - including protection
against self-harm. Additionally, there was written material before the court
that such arrangements are in fact in place. In a letter of 23 February
2011 to a Crown Office official from the vice chairman of Penal Division II, a
Judge of the Regional Court, it is stated that as soon as a convict is taken
into a penitentiary, a special commission classifies him, taking into account,
among other things, the degree of potential threat from fellow convicts.
Intensified protection is, if appropriate, provided. A prisoner undergoes a
medical examination, and permanent comprehensive medical care is ensured. The
letter, in translation, continues:
"In case of any signals on a risk of suicide, psychological consultations are conducted and the convict with such proneness is particularly monitored. He may be transferred to a relevant division of prison psychiatric hospital and in particular cases such a person may be granted a break in the serving of his service."
[18] In a subsequent letter (dated 7 June 2011) from a similarly placed
official it was stated (in translation):
"2 In penal institutions and within penitentiary system in Poland to protect the people who have psychological problems, suicidal tendencies included, psychiatrists and psychologists are employed and beside medical protection there are also psychotherapists who run the activities with the people requiring this type of help. Furthermore, there are penal institutions (for example Penal Institution in Szezecin), which have specialised wards for persons with psychological dysfunction and such people are directed there;
3 What detailed measures are taken to ensure suitable medical care and treatment in penal institution is dependent upon the condition of health of a given confined. Thus, such measures are taken which are necessary to him becoming healthy, and if it is not possible or if the detained person does not express his consent to their application, the measures to counteract worsening of his health are taken.
4 Mental health of detained persons and whether they may serve the penalty of deprivation of freedom in case there are any doubts as to the condition of their mental health is assessed by psychiatrists based on carried out test or medical documentation. On these grounds the doctors draw their opinion. Usually, they are doctors being medical experts entered in the list of court experts.
5 If it was determined in the case that there is the danger of committing a suicide, the assessment of mental health is commissioned and it is carried out immediately after the symptoms of the disease appear. Next, the opinion is drawn up, pursuant to which the further decisions are taken. Preventative measures are taken in the form of talk by a specialist from psychology, sociotherapy and other, depending on the situation.
6 Proceedings with the people suffering from mental problems are included, among others, in the by-laws of serving the deprivation of freedom and in such situation the Head of Penal Institution in concert with the penitentiary judge takes the decision in result of which the convict person may be transferred to psychological hospital or other penal institution which runs hospital psychiatric ward."
[19] In evidence the psychiatrists, while
observing that these statements were in general terms, accepted that at face
value they gave some reassurance.
Assessment of the risk of attempted
suicide
[20] I am satisfied on the whole evidence that the likely result of a
decision on extradition adverse to the appellant would be a material worsening
of his mental condition. Suicidal ideation is likely to become intense with a
significant risk that he will again attempt to take his own life, probably by
attempting, if given the opportunity, to hang himself. On previous occasions
he has, at times of acute stress, resorted to such action. On the first of
these (in about January 2010) he was probably at lesser risk of succeeding, as
his wife was at hand. The later occasion (in June 2011) was more hazardous.
He probably lost consciousness for a short time. If he had not been found and
prompt action taken, he would probably have died. The adoption of hanging as a
mode of self-harm is particularly hazardous.
Protective measures
[21] The prison authorities in Scotland are now alert to the risk that he may yet again
attempt to take his own life. After the later of the two previous attempts he
was monitored closely. Although in such matters it is impossible to be
certain, I am reasonably satisfied that, while in the custody of the Scottish
Prison Service, any attempt on the part of the appellant to take his own life
could be interrupted and frustrated. If the circumstances called for it,
special measures (such as the provision of rip-proof clothing and housing in an
observation cell) could be taken - though subjection of the appellant to such
special measures might itself be distressing. The security of the arrangements
in transit to Poland and following his arrival
there are less certain.
The authorities
[22] As Lord
Reed
observed in Howes v HM Advocate (No.1) at para [13], there
have been numerous cases in which section 25 (and the equivalent
category 2 provision, section 91) have been considered by the courts
in the United
Kingdom.
Previous cases are, however, illustrative rather than definitive of what mental
state of a potential extraditee is such that it would be oppressive to
extradite him. It has not been suggested, nor is it here suggested, that the
fact that suicide is self-inflicted is a disqualifying factor. Clearly, if the
mental condition of the individual in question is such that he or she is wholly
disabled from giving effect to the human instinct for self-preservation and he
or she cannot, if an order for extradition is made, adequately be protected
against self-destruction, that mental condition is such that it would be
oppressive to extradite that person. At the other extreme, a mere threat to
commit suicide will not of itself suffice - as Howes (No.1) illustrates.
There is also another consideration: in Mazurkiewicz v Rzeszow
Circuit Court, Poland [2011] EWHC 659 (Admin) Jackson LJ observed at
para 46:
"... the growing number of cases in which the suicide argument is deployed, sometimes with success, must be a matter of concern. If the mistaken belief takes hold that any serious, but unsuccessful, attempt at suicide is rewarded by relief from extradition, this will be highly damaging for all concerned."
The damage includes the risk that troubled individuals, anxious to avoid extradition, may think it can be avoided if they make some serious gesture, apparently demonstrative of an intention to commit suicide, but without truly intending to kill themselves. As is well known, such gestures can in fact result in death. Between the extremes earlier identified there will be many cases which require the court to form an overall judgment against the particular circumstances.
[23] In Jansons v Latvia there was uncontradicted
evidence from a consultant psychiatrist that, if the appellant was sent back to
Latvia, "his mental state will
deteriorate and he will kill himself". The court relied on that opinion. At
para 29 May LJ referred to "the risk which the doctor does not express as
a risk but as a certainty that he will commit suicide, his mental state having
deteriorated". None of the psychiatrists before us was prepared to speak in
terms of certainty - and we can readily understand why. As Bean J observed in
the Wrobel v Poland [2011] EWHC B2 (Admin) "... predictions by psychiatrists cannot,
as I see it, be in terms of certainty". As to the legal test Bean J said:
"In a case based on the risk of suicide there must, in my view, be independent and convincing evidence of a very high risk of suicide if the fugitive is returned."
That test was endorsed by the Divisional Court in Mazurkiewicz v Rzeszow Circuit Court, Poland (per Jackson LJ at para 44).
Evaluation
[24] The evaluation task is made the more difficult for this court by the
fact that the psychiatrists before it were reluctant to quantify the risk of
the appellant attempting suicide. Dr Lenihan in his final report (dated 13 January 2012) described this as "an
impossible task". Nonetheless, Dr Dewar opined in evidence in chief that
there was a high risk that the appellant would harm himself, though conceded in
cross-examination that there was little to be gained by seeking to quantify the
risk of suicide. Dr Doig in his report opined that there was "a
significant risk of Mr Maziarski carrying out a further attempt at suicide
should his legal case not go well for him"; in evidence he explained
"significant" as being intended to convey "more likely than not".
Dr Black testified that he could not put a precise percentage on the risk
of a future attempt at suicide but that, given the past history of attempts and
the appellant's suicidal ideation, one had to take seriously the risk of a
further attempt. Dr Lenihan testified orally that he would find it
difficult to put the risk of a further attempt on a scale of risk or in a
probability band.
[25] At present the appellant's mental state
appears to be reasonably stable. The authorities at HMP Edinburgh, where he is
being held, are familiar with his history and are monitoring him. His suicidal
ideation is essentially directed to the prospect of a final order being made
for his extradition. If this court so orders, a major stressor will, on the
appellant being informed of that decision, come to bear on his mind. Given his
past history of serious suicide attempts when he perceived that there was a real
possibility that he would be extradited, news that his legal attempts to avoid
it have been exhausted without success is very likely adversely to affect his
mental condition, including making more immediate his suicidal ideation. Given
that on both prior occasions his selected mode of self-harm was by hanging,
there is a significant risk that, given the opportunity, he would again attempt
to hang himself. If that opportunity were denied to him, he might find an
alternative mode.
Protective measures
[26] The Scottish custodial authorities are familiar with him. Special
measures could be taken to ensure that, while he remains in the court building
and in transit back to the prison, he is closely monitored. This will minimise
the risk of a successful suicide attempt, though it will not obviate the risk
entirely. The same is true for such limited period as he would be held in HMP
Edinburgh prior to transit to Poland. In HMP Edinburgh he could be placed on high risk
status.
[27] More difficult to assess are the
arrangements for transit from Scotland to Poland and in Poland itself. The transit, we were informed, would be by road to
London Heathrow airport where the appellant would, by pre-arrangement, be
handed over to Polish officers for a flight to Poland. Transport to London Heathrow could
be in a specially equipped police van with a prisoner compartment with perspex
walls allowing the prisoner to be viewed at all times by staff in the vehicle.
There would require to be adequate numbers of staff with relevant training
available to control the appellant if that was required. Once at Heathrow the
appellant would require to be lodged in an appropriate cell which would also
have constant surveillance and be otherwise equipped to deal with prisoners who
pose a suicide risk. It is envisaged that transport to Heathrow and from there
to Poland would be effected in a
single day but contingency arrangements would require to be put in place for
the appellant to be held overnight in Heathrow in appropriate conditions. Once
the appellant was handed over to Polish officers the arrangements would be
largely out of the control of this court. Arrangements could be made to the
extent of advising the Polish authorities fully in advance of the appellant's
at risk status, with a view to appropriate arrangements being put in place by
them both for the transit from London Heathrow to the Polish institution where he
would be held and for his reception there. It would be appropriate, in order
to avoid any misunderstanding, that the authorities here provide written information
about the appellant to the Polish authorities, including to the Polish officers
who are first to take custody of him, in the Polish language (as well as in
English). That would allow for the general reassurances about the care of
vulnerable prisoners in Poland to be given practical and particular effect. There is,
however, inevitably a degree of imprecision about the Polish arrangements which
may carry an enhanced risk.
Oppression
[28] The
ultimate question for this court is whether the appellant's mental condition is
such that it would be oppressive to extradite him. The answer to that question
may require examination of more than the appellant's mental condition, present
and prospective, including the risk of his attempting suicide. Other
considerations include the public interest in giving effect to treaty
obligations in extradition cases (R (Warren) v Secretary of State for
the Home Department [2003] EWHC 1177 (Admin) per Hale LJ at
para 40; Howes v HM Advocate (No.1), per Lord Reed at para [13]) and
the likelihood that the countries with which treaties are concluded will to
have adequate facilities available for treating the health problems, including
mental health problems, of persons whose extradition is requested (Boudhiba v
National Court of Justice, Madrid [2007] 1 WLR 124, per Smith LJ at
para 65; Howes v HM Advocate (No.1), per Lord Reed at para [13]). As
to the latter of these considerations there is available in this case not only an
assumption that Poland
has appropriate arrangements in place but also evidence, albeit in general
terms, to the effect that it has. As to the former, the public interest is
clear. Its cogency may, however, vary with circumstances. It is for this court
to determine whether an appellant's state of health is such that it would be
oppressive to extradite him. Notwithstanding the treaty obligation, it might
be that the charges (in a pre-conviction case) or the sentence or sentences (in
a post-conviction case) were so trivial that, notwithstanding the request, it
would, given the state of health of the potential extraditee, be oppressive to
extradite him. At the other end of the scale, if the charge or conviction was,
for example, of mass murder, the treaty obligation might be compelling.
[29] In the present case the offences of which
the appellant stands convicted in Poland are at first sight not of the most serious. They are crimes
of dishonesty in respect of which the Polish court imposed sequential custodial
sentences of one year and two months, one year and one year respectively, in
each case conditionally suspended for a number of years. In respect of at
least one of these sentences (that for one year and two months) a Polish court
has ruled that the penalty has to be carried out. The European Arrest Warrant,
however, refers to all three judgments as enforceable and the sheriff proceeded
on the basis that a cumulo sentence of three years and two months was to
be served. There was no suggestion before us that that basis was incorrect.
The appellant has been in custody in Scotland since 10 March 2011 - that is, eleven months or so. We were informed
that that period would be discounted by the Polish authorities from the
appellant's outstanding sentences but that, under Polish law, there is no
remission of sentence, automatic or discretionary.
[30] The cumulo sentence imposed by the
Polish courts cannot be regarded as trivial. It has also to be seen against a
background that the appellant has at least one previous conviction, for which
he served fourteen months in custody. In these circumstances the nature of the
convictions and the outstanding sentences, while relevant, are not, in my view,
such as significantly to reduce the cogency of the public interest in giving
effect to treaty obligations.
[31] The issue accordingly comes down, in my
view, to an evaluation of the appellant's mental condition, including the risk
of suicide in the event of this court refusing this appeal. In terms of
section 27(4)(b) this court has to ask itself whether, if the sheriff had
heard the evidence which we have heard, he would have decided the question
before him at the extradition hearing differently - that is, he would have
decided that the appellant's mental condition was such that it would be
oppressive to extradite him.
Conclusion
[32] I
find this to be a very narrow case but have come ultimately to the view that
this appeal should be allowed. What weighs with me in particular is that the
appellant has on two occasions, one of them being when he was held in custody,
attempted to commit suicide - in each case by hanging. In the latter case he
came close to succeeding in killing himself. These attempts were made, on the
first occasion, soon after he had learned that the Polish authorities were
seeking his extradition and, in the second case, when he appears to have
perceived that his appeal was not going well. If he reacted as he did on these
occasions, his state of mind on learning that his extradition was certain is
likely to be even more disturbed, with a heightening of his suicidal ideation;
a further, perhaps even more determined, attempt at self-destruction is very
likely. While steps could be taken, both in this country, in transit to Poland
and in the Polish institution to protect him from himself, there can be no
sufficient confidence that in his case these will succeed - particularly as his
acutely disturbed state may last as long as two months. The evidence about the
appellant's mental condition is accordingly such that, in my view, had the
sheriff had it before him, he would have decided that that condition was such
that it would be oppressive to extradite the appellant. In that event he would
have required to order the appellant's discharge. I would accordingly move
your Lordships to allow this appeal, to order the appellant's discharge and to quash
the order for his extradition.