APPEAL COURT, HIGH COURT OF JUSTICIARY
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Lord CarlowayLady Smith
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Appellant: JDM Macara QC, solicitor advocate; Beltrami & Co., Glasgow
Respondent: Small AD; Crown Agent
5 October 2012
1. Facts
[1] On 1 July 2011, at the High Court in Edinburgh, the appellant, who
is now aged 52, was found guilty of four offences occurring in 1974 and 1975,
when he was aged 14 and 15. The offences involved two young female relatives
and were committed when the appellant was babysitting them. They were: first,
on various occasions, using lewd, indecent and libidinous practices towards A,
aged 6 and 7, by inducing her to get into a bath, washing and drying her naked
body and repeatedly inserting his fingers into her private parts; secondly,
also on various occasions when A was that age, assaulting and raping her;
thirdly, on various occasions, using the same practices towards B, when she was
aged 8 and 9; and fourthly, again on various occasions, when B was that age,
assaulting and raping her. All four charges involved the use of threats
towards the girls to prevent disclosure. The offences were carried out on one
girl usually in the presence of the other. On 10
August 2011, the appellant was sentenced to eight years
imprisonment.
[2] The
appellant had denied the charges and maintained that the allegations were
fantasies. The Social Enquiry Report revealed that the appellant had had a
particularly unpleasant childhood, involving cruelty on the part of his father.
However, he was happy at school and was able to obtain six ordinary grades and
three highers. He became an apprenticed engineer and obtained a Higher
National Certificate in that subject. In 1992, he joined the Lothian and
Borders police, attaining the rank of sergeant. He remained a serving police
officer at the time of sentencing.
[3] The
appellant married when he was 21. He is still married and has two adult
children and one grandchild. He has had what the SER describes as a "blame
free and productive" adult life. He has a supportive family and network of
friends. His daughter has written a powerful and moving assessment of the
impact, which the pursuit of the allegations has had, on both the appellant and
the members of his family. As might be expected, the appellant's reputation,
no doubt well merited, as a hard-working, devoted and caring husband and
father, has all but been destroyed
[4] The SER
assessed the appellant as at low risk of general re-offending. However, given
the harm which he has caused, a problem exists in relation to his unwillingness
to accept responsibility and to address any residual issues. The appellant has
attempted suicide on several occasions as the allegations were pursued. He has
caused permanent damage to his left wrist.
[5] Victim
statement forms have been produced. These detail the effects of the offending
on the two complainers. They describe happy childhoods being ended by the
appellant's conduct and the fear generated by the offending. They tell of
estrangement, isolation and low esteem with continuing anxiety, distress and
confusion. Both complainers refer to the adverse effects of the appellant's
behaviour on their confidence and, to a degree, consider that it has had an
effect on their careers as well as their general lives. On any view, the
effects must be regarded as substantial and prolonged.
[6] In
selecting the appropriate sentence, the trial judge made it clear that he took
all of the circumstances into account. He regarded the offences as occurring
when the appellant was in a position of trust. Had the appellant been an adult
when the offences had been committed, the trial judge explains that he would
have selected a sentence of between 10 and 13 years.
2. Submission
[7] It
was submitted that the length of sentence was excessive. Although not focussed
in the ground of appeal, it was said that the trial judge had erred in
sentencing the appellant on the basis that there had been a breach of trust,
given the appellant's age at the time. In addition, it was maintained that the
trial judge had erred in his assessment of the weight to be placed on the
appellant's youth at the time of offending. The appellant ought to have
received the sentence which he would have received had he been convicted of the
offences at the time. This would, according to statistics relative to the
conviction of children for sexual offending, have resulted in a significantly
lower period of custody; perhaps of between two and three years but certainly
less than six years.
[8] The
Definitive Guidelines on sexual offences, which was produced in 2007 by the
Sentencing Guidelines Council of England and Wales, had stressed the need to
have regard to the welfare of a child offender when sentencing him (para 1.16,
under reference to section 44(1) of the Children and Young Persons Act 1933).
It stated (para 1.17) that the youth of an offender must always be a potential
mitigating factor, although not always so where the crime is particularly
serious (see also para 2.9). Reference was also made to the three dimensions to
consider in sentencing for rape in R v Milberry [2003] 1 WLR 546 (Lord Woolf CJ at para 8).
3. Decision
[9] The problem
which arises in this appeal is the identification of the correct principles to
be employed in sentencing an adult offender for crimes committed when a child. The
court accepts that, were the appellant to have been sentenced when he was still
a child, any sentence for these crimes would have been significantly less than
if the crimes had been committed by an adult. In sentencing a person who is a
child, regard must be had to the best interests of that child as a primary
consideration (see Hibbard v HM Advocate 2011 SCCR 25, under
reference to the United Nations Convention on the Rights of the Child, Article
3.1). Regard must be had also to the desirability of the child's reintegration
into society (Article 40). However, in this case, the court is not
sentencing a child. Accordingly, these considerations simply do not apply. The
court rejects the submission that the sentence to be imposed on an adult, for
offences committed when he was a child, should be the same, in terms of time in
custody, as would have been imposed upon him if he had still been a child. The
sentencing regime in that regard is quite different, as is the custodial
regime.
[10] However,
equally, the court rejects the idea that the level of sentence should be that
which would be imposed for the offence, had it been committed by an adult on a
child. The fact that the offender was a child at the time of an offence is a
significant factor in determining the level of culpability meriting sentence. In
addition, although Lord Woolf CJ, delivering the opinion of the court in R v
Milberry [2003] 1 WLR 546, referred (para 17) to taking the same "starting point"
in historic abuse cases as in others and stated that the staleness of the
offence should only be taken into account "to a limited extent", he was
referring to situations where the offender had been an adult when the offences
were committed. The court notes that he went on to say that in such cases:
"...the experience is that the offender may be only a danger to members of the family with whom he has a relationship. So this is a dimension that can be taken into account if there is a reduced risk of re-offending".
[11] In selecting
the correct period of custody in this case, the appellant must be sentenced as
an adult offender, but that sentence must take into account his age, and hence
relative immaturity, at the time of the offences (see L v HM Advocate
2003 SCCR 120). In addition, the significance of the thirty seven years or so
which has elapsed since the date of the offending, without criminal conduct, is
relevant. It indicates that the risk of the appellant re-offending is low. Furthermore,
during that period, the appellant has been shown to have made a positive
contribution to society. These are important considerations in the sentencing
assessment. The court can proceed on the basis that the appellant is to be
regarded as a first offender who has, over many years, shown himself to be a
responsible member of society. The protection of the public is not now a
material consideration as it undoubtedly would have been had the sentencing
occurred at or about the time of the offending.
[12] In all these
circumstances, the court does not consider that adequate weight was placed by
the sentencing judge upon: (a) the appellant's age at the time of the offences;
(b) his many years of responsible adulthood; and (c) the lack of any need to
include in the sentence an element relative to the future protection of the
public. Although of less importance, the court does not consider that it is
appropriate to categorise a 14 or 15 year old, who has been asked to babysit
relatives, as being, at least in any formal sense, in a position of trust.
[13] The court
accordingly concludes that the sentence of eight years imprisonment is
excessive and it will substitute instead one of five years imprisonment.