APPEAL COURT, HIGH COURT OF JUSTICIARY
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Lord Mackay of DrumadoonSheriff Principal Lockhart
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[2010] HCJAC 131Appeal No: XJ886/10
OPINION OF THE COURT
delivered by LORD MACKAY OF DRUMADOON
in
NOTE OF APPEAL
by
PETER CAIN
Appellant;
against
PROCURATOR FISCAL, PERTH
Respondent:
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Appellant: Brown QC; AC Miller and McKay, Perth
Respondent: McKenna, AD ; Crown Agent
28 October 2010
Introduction
[1] The appellant Peter Cain pled guilty at Perth Sheriff Court on 8 July 2010 to a contravention of
section 5(1)(a) of the Road Traffic Act 1988. The charge alleged that on 6 December 2009, on the A9 road near Perth, he had driven with a
blood alcohol level of 99 micrograms of alcohol in 100 millilitres of breath,
which exceeded the prescribed limit of 35 micrograms of alcohol in 100
millilitres of breath. The appellant first appeared on that charge on 7 December 2009, following his detention
the previous day.
[2] On two previous occasions, the appellant
had been convicted of contravening section 5(1)(a) of the 1988 Act. On 30 June 2003 he was fined £600 and
disqualified from holding a driving licence for a period of 18 months and
on 25 July
2005 he was
placed on probation for a period of 18 months and disqualified for a
period of 5 years.
[3] The present offence was committed late in
the evening of 6 December 2009. Police officers received information that the appellant
had been seen driving home. He was traced to his home address by police
officers. When they arrived the appellant admitted he had been driving his
vehicle on the A9. He was under the influence of alcohol and the necessary
statutory procedures had been gone through.
[4] When the Sheriff came to impose sentence on
4 August
2010 he imposed
a custodial sentence of 175 days imprisonment to run from that date and
disqualified the appellant from holding a driving licence for a period of
8 years.
Submissions
[5] The appeal against sentence was directed
against the imposition of a period of imprisonment, and its length, and the
length of the period of disqualification. In arguing the appeal senior counsel
for the appellant acknowledged that the circumstances of the case, when taken
with the appellant's previous convictions, warranted the Sheriff considering
whether or not a custodial sentence should be imposed. It was submitted,
however, that in the particular circumstances of the case, the imposition of a
custodial sentence was excessive and inappropriate. That was because the imposition
of a community service order would have been an entirely appropriate
alternative to custody. The Sheriff was also criticised for having failed to
explain in this report to this Court why he had reached the conclusion that
only a custodial sentence was appropriate. In the report no reference had been
made to the provisions of section 204(2) of the Criminal Procedure (Scotland) Act 1995,
[6] In his submissions as to the personal
circumstances of the appellant, senior counsel stressed that the appellant is
46 years of age and has no previous convictions, apart from the two previous
contraventions of section 5(1)(a) of the 1988 Act already mentioned. The
appellant had not previously served a prison sentence. He is by qualification and
employment a psychiatric nurse. In such employment he has provided valuable
service to the community.
[7] Senior counsel also referred in some detail
to various reports and other documents which had been before the Sheriff.
These included the Social Enquiry Report; a medical report dated 12 July
2010 by Dr Brewster, the appellant's general practitioner; a further
report dated 12 July 2010 by Dr Peter Rice, a consultant psychiatrist
attached to the NHS Tayside Alcohol Problems Service; and a report dated
19 July 2010 from Dr J Spencer, a consultant occupational physician based
at Ninewells Hospital, Dundee, who had treated the appellant for alcohol
dependency and depression. It was submitted that these reports demonstrated
that the appellant had a long history of depression and alcohol dependency, but
that since the commission of the present offence the appellant had done all he could
conceivably have done to overcome his dependency on alcohol. That was also borne
out by other letters of support from relatives and friends of the appellant which
had been presented to the Sheriff and which were also before this Court.
[8] It is undoubtedly correct that these various
reports and documents indicate that the appellant has in recent months sought
to address the problems created by the depression from which he has suffered
over many years and his addiction to alcohol. We also recognise that during
his submissions, senior counsel founded on a passage in the report of
Dr Brewster in which he expressed the view that the imposition of a
custodial sentence might end up being counter productive and increase the likelihood
of a relapse in the appellant's condition at some later stage, not least by
virtue of placing the appellant's career and livelihood at risk. In that
regard, we were informed that as far as the appellant's employment with the
National Health Service is concerned he has not returned to his employment
since the date of the offence. The appellant's employers are seeking to treat
the imposition of a prison sentence as a basis for terminating his employment.
Proceedings are currently underway in relation to that issue.
[9] During the course of senior counsel's
submissions the Court was informed that the appellant had unsuccessfully sought
interim liberation before leave to appeal had been granted. Following the grant
of leave to appeal, the application for interim liberation had not been
renewed. The appellant had remained in custody until he had been released on
home curfew, since when he had been tagged and confined to his house between
the hours of 7
pm and 7 am. The Court was informed that the
appellant's tag was scheduled to be released the day following the hearing of
this appeal, 28 October
2010. Whilst
the appellant would continue to serve the sentence until the 175 days has run
their full course, he had for all practical purposes been released from
custody.
[10] In the course of his submissions senior counsel
also referred to two cases in support of the proposition that a sheriff
imposing a custodial sentence on an accused to whom the provisions of
section 204(2) of the 1995 Act apply requires to explain his reasons for
doing so and refraining from imposing an available non-custodial sentence, such
as community service (Foley v Procurator Fiscal, Tain unreported
1 March 2002 and Mann v Procurator Fiscal, Ayr unreported 14 May 2002).
Discussion
[11] We deal first with the contention that the
Sheriff failed to explain why he imposed a prison sentence on the appellant and
took the view that no other means of disposal would have been appropriate. In
his report to this Court after narrating the facts giving rise to the
conviction, the Sheriff sets out in very full detail the terms of the plea in
mitigation he received. Understandably, that plea was based, to a very large
extent, on the contents of the various documents to which we have referred. The
Sheriff records that the solicitor who appeared for the appellant had stressed
that the appellant was making efforts to address his addiction to alcohol in
anticipation of his returning to employment and his relationships with members of
his family improving. It had also been stressed that the appellant was fit to
undertake a community service order.
[12] The Sheriff then turned to discuss the
circumstances of the case as they had been presented to him. He refers to the
fact that this is the appellant's third contravention of the provisions of section 5(1)(a)
of the 1988 Act; that on this occasion the appellant was almost three times
over the prescribed limit; that when this offence was committed the appellant was
driving whilst under the influence of drink on the main trunk road from central
Scotland to the north; and that the offence had been committed less than six
months after the appellant's licence had been restored to him following his
last disqualification and on a date when, but for the restoration of the appellant's
licence, he would still have been disqualified from driving. The Sheriff also
pointed out that on the appellant's last court appearance for a contravention
of section 5(1)(a) of the 1988 Act, the appellant had been made the subject of
a probation order. That order had not prevented his further offending. The
Sheriff observed, quite correctly, that the sentencing of an accused, such as
the appellant, requires the balancing of the circumstances of the accused
himself with the wider interests of society. Understandably, he pointed out
that the potential for tragic consequences resulting from a person driving
whilst over the legal limit is well known. The Sheriff expressed the view that
in his opinion the interests of society outweighed those of the appellant in
the present case, recognising, as he made clear, that consequences for the
appellant of the imposition of a custodial sentence would no doubt be severe.
Having regard to the terms of the Sheriff's report, we do not accept that the
Sheriff failed to explain the decision he reached, namely that the imposition
of a custodial sentence on the appellant was the only appropriate disposal.
[13] The decision to impose a custodial sentence that
the Sheriff reached was not only one which was open to him, it was one with
which we agree. This was the appellant's third conviction for contravening
section 5(1)(a) of the 1988 Act. The blood/alcohol level was a high one. The
offence was committed within months of the appellant's licence having been
restored to him. Notwithstanding the various factors that were placed before
the Sheriff and this Court, it cannot be said that in the circumstances of this
case the imposition of a community service order would have been appropriate.
Nor are we persuaded that the period of imprisonment imposed was excessive. We
accordingly refuse the appeal in so far as it is directed to the imposition of
the custodial sentence selected by the Sheriff.
[14] We also refuse the appeal in so far as it
relates to the period of disqualification. This is the third occasion the
appellant has been disqualified. On the last occasion he was disqualified for
5 years and then, on his own application, had his licence restored after a
period of 4 years. Notwithstanding that the appellant re-offended within a
period of months. In such circumstances it cannot be said that the imposition
of a period of disqualification of 8 years was excessive. For these
reasons the appeal was refused.