APPEAL COURT, HIGH COURT OF JUSTICIARY |
|
Lord Clarke Lord Hardie |
[2009] HCJAC 8Appeal No: XC251/08OPINION OF THE COURT delivered by LORD HARDIE in NOTE OF APPEAL AGAINST
SENTENCE by PETER RAFFAN Appellant; against HER MAJESTY'S ADVOCATE Respondent: _______ |
Act: James MacDonald, Advocate; Drummond Miller, Solicitors,
Alt: G
[1] The
appellant, who was charged with the murder of his wife, appeared at a continued
preliminary hearing on
"On
The appellant's pleas of not guilty to two other charges on
the indictment were accepted by the Crown.
The appellant was sentenced to an extended sentence of
thirteen years of which the custodial element was eight years and the
extension period was five years. He
appealed against that sentence but the appeal was restricted to the custodial
element of the extended sentence as the appellant did not challenge the
appropriateness of the imposition of an extended sentence or the extension
period of five years selected by the sentencing Judge.
[2] The issue in
the appeal related to the approach of the sentencing Judge towards the
allocation of a discount in terms of section 196 of the Criminal Procedure
(
"In this case, I found it extremely
difficult to form a firm view as to the custodial sentence I would have imposed
after trial. That was because after
trial I would have been much more fully informed about a number of factors,
including the relationship between the appellant and the deceased, the history
of marital conflict between them, and the events of the night when the deceased
died. Those events included the nature
and duration of the abusive and violent conduct of the appellant and the
appellant's persistence in that conduct notwithstanding the telephone call to
the police which the deceased made and the subsequent telephone call, which the
police made and the appellant answered.
It was, of course, after that second call that the appellant inflicted
the fatal blow, the severe nature of which was clear from the post-mortem
findings. It would, of course, have been
perfectly possible for me to have indicated a precise figure for the sentence I
would have imposed, had the appellant been convicted after trial. In the particular circumstances of this case,
however, having given full consideration to the terms of the agreed narrative,
the contents of the numerous reports available and the terms of the plea in
mitigation, I took the view that it would have been artificial for me to have
indicated the precise sentence which I would have imposed had the appellant
been convicted after trial".
We have considerable sympathy for the sentencing Judge in
this case. It is undoubtedly easier for a
sentencer to reach a view about the appropriate sentence if he or she has heard
the evidence in the case and is therefore able to form a clearer view as to the
circumstances and gravity of the offence. Having said that, it seems to us that in cases
where a sentencer considers that a discount is appropriate to reflect a plea of
guilty it is necessary for him or her to reach a conclusion concerning the
sentence that would have been imposed if the accused had been convicted after
trial. We appreciate that to some extent
this is an artificial process because it may well be that the figure selected
by the sentencer would be greater or less if the same sentencer had had the
advantage of hearing all of the evidence in the case. Nevertheless a sentencer requires to undergo
the process of identifying a determinate sentence as a starting point before he
or she can apply a specific discount to arrive at the appropriate sentence and
before the sentencer can state in court the extent to which he or she has
discounted the sentence. This process is
also essential if there is to be the greater transparency in sentencing
envisaged by the court in Du Plooy at
paragraph 25. The approach adopted
by the sentencing Judge in this case has resulted in uncertainty regarding both
the starting point before any discount was applied and the extent of such
discount. For these reasons we agree
with the submission of counsel for the appellant that the approach adopted by
the sentencing Judge in this case was incorrect. In order to determine the appropriate
sentence we have considered the sentencing Judge's report which provides us
with a helpful and detailed account of the agreed narrative, the plea in
mitigation, the Social Enquiry Report and Dr Lundie's Report and we have
concluded that the appropriate starting point in this case for the custodial
part of the extended sentence was ten years' imprisonment.
[4] The second
submission by counsel for the appellant was that even if the custodial element
of the sentence were to be determined at ten years prior to the
application of any discount, the amount of the discount applied by the
sentencing Judge would have been 20 percent. In these circumstances it was submitted that
such a discount was inadequate having regard to the acceptance by the appellant
of responsibility for killing his wife at a very early juncture. He had offered a plea of guilty to culpable
homicide prior to the service of the indictment but that offer was
rejected. His intention to plead guilty
had been sufficiently articulated at an early stage in the proceedings to
entitle him to a substantially higher discount than 20 percent. Counsel for the appellant confirmed that no letter
in terms of section 76 of the 1995 Act had been tendered on behalf of the
appellant and the plea of guilty had been tendered at the second preliminary
hearing in the case. In his report the
sentencing Judge confirmed that the appellant had accepted responsibility for
killing his wife at the outset. He also
confirmed that the appellant's willingness to plead guilty to culpable homicide
had been intimated some time before the indictment was served. The sentencing Judge considered that there
had been some utilitarian value in the tendering and acceptance of the guilty
plea but he considered that in the circumstances of this case, where the
principal issue at any trial would have been the appellant's state of mind at
the time of the offence, there were limitations to the utilitarian value of the
guilty plea. In Du Plooy the court recognised that the level of discount in any
case is a matter for the discretion of the sentencer taking into account the
significance of the timing and circumstances of the tendering of the plea of
guilty, the practical consequences of the plea and any related matters
(paragraph 26). In Spence v HMA 2008 JC 174 the court observed that an option available to an
accused who had appeared on petition was to give intimation to the Crown under
section 76 of the 1995 Act of his intention to plead guilty and his desire
to have his case disposed of at once. In
these circumstances the court observed:
"If a clear indication of an
intention to plead guilty is given during that period (and is adhered to), we
would expect that a discount in the order of one-third might be afforded".
As we have observed it was conceded that in this case no such
indication was given to the Crown and we would remind practitioners of the
advantage of using section 76 in cases where an accused wishes to plead
guilty to a lesser offence. Although the
plea of guilty in this case was tendered at the second preliminary hearing, the
accused was not present at the first preliminary hearing which was continued
after the advocate depute informed the court that "it was more than likely that
the case was capable of resolution". The
plea of guilty was thus tendered on the first occasion on which the appellant
was present in court following the service of the indictment. On that basis and taking into account the limited
utilitarian value of the guilty plea, in the particular circumstances,
mentioned by the sentencing Judge in his report, we consider that the
appropriate discount in this case is 20 percent.