APPEAL COURT, HIGH COURT OF JUSTICIARY |
|
Lord JohnstonLord Reed C.G.B. Nicholson,
C.B.E., Q.C. |
[2008] HCJAC31Appeal No: XJ1091/06OPINION OF THE COURT delivered by LORD REED in APPEAL BY STATED CASE by AUSTEN JAMES HASTINGS
BROWN Appellant; against THE PROCURATOR FISCAL,
OBAN Respondent: _______ |
Act: Summers; Mackinnons, Solicitors,
Alt: Mackay, A.D.; Crown Agent
Introduction
[1] The appellant was charged on summary
complaint with four contraventions of section 4(6) of the Sea Fish
(Conservation) Act 1967 as amended ("the 1967 Act"). Charge 1 was in the following terms:
"On 22 February 2005 at Ardrossan
Harbour, Ardrossan and elsewhere meantime unknown to the complainer you AUSTEN
JAMES HASTINGS BROWN, were the Master and owner of the ASHRONA, being a vessel
to which the aftermentioned Order and Act applies, in respect of which there
was a contravention and a failure to comply with a condition of the fishing
vessel licence relating to said fishing vessel, namely Designated Landing Port
condition as specified in conditions 10 and 11 of said licence in that you did
fail to advise the UK Fisheries Call Centre that you intended to enter a non-designated
port to land your catch and fail to advise the said Call Centre that you had
retained on board in excess of one tonne of TAC species on board said
vessel; CONTRARY to Article 3 of the Sea
Fish Licencing Order 1992 and Section 4(6) of the Sea Fish (Conservation)
Act 1967 as amended".
The remaining charges concerned other dates during February
and March 2005, and other ports, but were otherwise in similar terms. The relevant facts were not in dispute. The question was whether, on the undisputed
facts, the appellant had committed the offences charged. The Sheriff repelled a submission of no case
to answer and proceeded to convict the appellant. The issue before us at present is whether he
was entitled to do so.
"Landing Requirements for All
Stocks
10.1 This
condition applies to any vessel with an overall length of 15 metres or
more.........
10.2 Except
as provided for in Condition 11, landings of sea fish shall be made only:
(a) at
one of the designated ports listed in column 1 of the table below; and
(b) where
appropriate at the designated location within the port, specified in column 3
of that table.
When entering any designated port,
vessels must arrive within the designated times listed in column 2 of the
table.
[There follows the table referred to]
11.1 The
provisions of this paragraph apply to all vessels which:
(a) have
an overall length of 15 metres or more; and
(b) have
more than one tonne, live weight, in total on board of species for which a TAC
has been set; and
(c) intend
to arrive at a port, other than a designated port, or intend to arrive at a
designated port outside designated times and locations;
..........
Notification of the following
information shall be given to the Fisheries Departments' UK Call Centre by one
of the following means:
By telephone or marine radio ......;
By fax ........;
By e-mail .......
(i) name
of the person making the call;
(ii) the
name and registered number of the vessel for which authority to arrive in port
is sought;
(iii) the
port or location at which the vessel is to arrive;
(iv) the
intended date and time (
(v)
details
of the catch on board by species in kilogrammes, live weight.
Such notifications shall be given at
any time between:
(1) 4
and 24 hours prior to arrival in port where arrival will occur between 0001
hours on Tuesday and 2359 hours on Saturday;
and
(2) 4
and 72 hours prior to arrival in port where arrival will occur between 0001
hours on Sunday and 2359 hours on Monday.
.........
11.2 When
all the information has been provided in accordance with paragraph 11.1
above, by telephone or marine radio, an authorisation number will be issued by
the Fisheries Departments' UK Call Centre, along with the recorded time of the
authorisation and confirmation of the date and time after which the vessel may
arrive at the nominated port or location.
This information must be recorded in the comments section of the EC
Logsheet(s) relating to the sea fish, before arrival in port.........
11.3 When
all the information has been provided in accordance with paragraph 11.1
above, by fax or e-mail, details of the authorisation number, along with the
recorded time of the authorisation and confirmation of the date and time after
which the vessel may arrive at the nominated port or location, will not
automatically be transmitted to the vessel, by the Fisheries Departments' UK
Call Centre. Further contact must be
made with the Call Centre, by telephone or marine radio, to obtain the
authorisation number and authorised date and time of arrival in port, which
must then be recorded in the comments section of the EC Logsheet(s), relating
to the sea fish, before arrival in port......
11.4 Following
the issue of an authorisation referred to above, the vessel must arrive at the
nominated port or location within a period of 4 hours, commencing from the date
and time as confirmed in accordance with paragraph 11.2 or 11.3 above.
11.5 If,
following the issue of an authorisation number, it is not possible to arrive at
the nominated port or location within the time period specified in
paragraph 11.4, authorisation to amend that period must be sought from the
Fisheries Departments' UK Call Centre........
11.6 After
the authorisation number and confirmation of the date and time of arrival has
been issued, the vessel may go to another port or location. If that port, location of landing, or time of
arrival are not all designated in the table at paragraph 10.2 above, a further
authorisation number must be obtained from the Fisheries Departments' UK Call
Centre by making a notification in accordance with paragraph 11.1. This information must be recorded in the
comments section of the EC Logsheet(s) (where applicable) relating to the sea
fish, before the arrival of the vessel in port.
11.7 The
vessel may not commence landing sea fish, at the port or location communicated
in terms of paragraph 11.1, any earlier than 4 hours from the time that
the notification, made under paragraph 11.1, 11.5 or 11.6, is recorded as
having been received by the UK Call Centre, whichever is the later, unless
otherwise authorised by a British sea-fishery officer.
12. This
condition applies to all vessels with an overall length of 10 metres or
more, landing sea fish at a designated port.
Prior to commencing landing, the original (white) copy of the EC
Logsheet(s), completed in accordance with Commission Regulation (EEC) No.
2807/83 relating to the sea fish, shall be deposited in the box marked for this
purpose and located in the port of landing, as specified in column 4 of the
table above, unless it has been handed to a British sea-fishery officer. Logsheets submitted in this way shall be
deemed to have been submitted in compliance with Commission Regulation (EEC)
No. 2807/83".
"a condition of the fishing vessel
licence relating to said fishing vessel, namely
The applicability of Condition 11 is relevant only to the
specification of the mode of the offence:
"....in that you did fail to advise the
said Call Centre that you intended to enter a non-designated port to land your
catch and fail to advise the said Call Centre that you had retained on board in
excess of one tonne of TAC species on board said vessel .....".
That is therefore the context in which the question as to the
interpretation of Condition 11.1(b) arises.
The question of
interpretation
"..... have more than one tonne, live
weight, in total on board of species for which a TAC has been set and which have been caught in an area in respect
of which a TAC has been set for that species".
In support of that contention, it was argued that a literal
construction of the phrase in question would have no rationale in terms of the
relevant EC legislation. It was not
however suggested that, so construed, the condition would be unreasonable in a Wednesbury sense or ultra vires (cf. Colley v
Duthie 1993 S.C.C.R.737). Nor was it argued that the condition lacked
legal certainty (cf. R v Bossom [2006] 4 All E.R.995). On behalf of the respondent, on the other
hand, it was argued that Condition 11.1(b) should be read literally and
without qualification. It was submitted
that, in addition to the enforcement of quotas, there might be a wider interest
in monitoring generally catches of species for which a TAC had been set
elsewhere.
Community Law
Regulation 2371/2002
".....measures for each stock or group
of stocks to limit fishing mortality and the environmental impact of fishing
activities by:
.......
(d) limiting
catches".
The term "stock" is defined by Article 3 as meaning "a living
aquatic resource that occurs in a given management area"; and the expression "living aquatic resource"
is defined, put shortly, as meaning a marine species.
[12] Article 20
requires the Council to decide on "catch and/or fishing effort limits and on
the allocation of fishing opportunities among Member States". Each
[13] Provision in
relation to control and enforcement by Member States is made by
Articles 23 and 24:
"Article
23
Responsibilities of Member States
1. Unless
otherwise provided for in Community law, Member States shall ensure effective
control, inspection and enforcement of the rules of the Common Fisheries
Policy.
2. Member
States shall control the activities carried out within the scope of the Common
Fisheries Policy on their territory or in the waters subject to their
sovereignty or jurisdiction....They shall be responsible for placing observers on
board fishing vessels and for taking appropriate decisions, including the
prohibition of fishing activities.
3. Member
States shall adopt the measure, allocate the financial and human resources and
set up the administrative and technical structure necessary for ensuring
effective control, inspection and enforcement, including satellite based
monitoring systems.....
.....
Article 24
Inspection and enforcement
Member States shall take the
inspection and enforcement measures necessary to ensure compliance with the
rules of the Common Fisheries Policy on their territory or in the waters
subject to their sovereignty or jurisdiction.
They shall also take enforcement measures relating to the fishing
activities outside Community waters of Community fishing vessels flying their
flag and of their nationals.
Such measures shall include:
(a) Spot
checks and inspections on fishing vessels, the premises of businesses and other
bodies with activities relating to the Common Fisheries Policy;
(b) sightings
of fishing vessels ......"
Regulation 27/2005
"Fishing opportunities for Community
vessels in Community waters or in certain non-Community waters and the
allocation of such fishing opportunities among Member States shall be as set
out in Annex 1".
The expression "fishing opportunities" was defined for the
purposes of the Regulation, by Article 3, as meaning:
"(i) total
allowable catches ('TACs') or the number of vessels authorised to fish and/or
the duration of these authorisations;
(ii) shares
of the TACs available to the Community;
(iii) quotas
allocated to the Community in third country waters;
(iv) allocation
of Community fishing opportunities under (ii) and (iii) to Member States in the
form of quotas;
(v) allocation
to third countries of quotas to be fished in Community waters".
The species for which TACs and quotas were fixed were listed
in Annex 1. The quotas and TACs in
respect of the relevant species and areas were specified in Annexes 1A to
1F. In particular, Annex 1B specified
the fishing opportunities in respect of waters which included ICES areas VIa
(West of Scotland) and VIIa (
[15] Annex 1B fixed
a TAC, and a
"the catches have been taken by vessels
of a
Article 8(2) provided that, subject to exceptions which are
immaterial to the present case, all landings were to count against the quota.
Regulation 2847/93
"In order to ensure compliance with
all the rules in force, each Member State within its territory and within
maritime waters subject to its sovereignty or jurisdiction shall monitor,
inspect and maintain surveillance of all activities in the fisheries sector,
particularly fishing itself, transhipment, landing, marketing, transport and
storage of fisheries products and the recording of landing and sales. The Member States shall take the necessary
measures to ensure the best possible control within their territory and within
maritime waters subject to their sovereignty or jurisdiction, taking into
account their particular situation".
[19] In relation to
the monitoring of catches, Articles 6 to 8 provide:
"Article
6
1. The
masters of Community fishing vessels fishing for a stock or group of stocks
shall keep a logbook of their operations, indicating particularly the
quantities of each species caught and kept on board, the date and location
(ICES statistical rectangle) of such catches and the type of gear used.
2. From
3. The
masters of Community fishing vessels shall enter in their logbook the
quantities caught at sea, the date and location of these catches and the
species referred to in paragraph 2.
.....
Article 7
1. The
Master of a Community fishing vessel who wishes to utilize landing locations in
a Member State other than the flag Member State shall comply with the
requirements of any designated port scheme established by that Member State in
accordance with Article 38, or if that Member State does not operate such a scheme,
he must inform the competent authorities in that Member State at least four
hours in advance of:
- the landing location(s) and
estimated time of arrival there,
- the quantities of each species to
be landed.
....
Article 8
1. The
master of each Community fishing vessel having on overall length equal to, or
more than, 10 metres, or his representative, shall after each trip and within
48 hours of landing submit a declaration to the competent authorities of the
Member State where the landing takes place.
The master shall be responsible for the accuracy of the declaration,
which shall indicate, as a minimum, the quantities landed of each species
stipulated in Article 6(2) and the area where they were caught".
.....
[14] Whereas
it is necessary for the
.....
[18] Whereas
limitations on catches must be managed at both
"This Regulation shall apply without
prejudice to any national control measures which go beyond its minimum
requirements, provided that they comply with Community law and are in
conformity with the common fisheries policy".
The appellant's licence
[22] The Community
legislation which we have discussed is implemented in the
[23] The
appellant's licence states:
"The authority granted by this
licence and the limitations to that authority are contained in the Schedule
which forms part of this licence. This
licence is also subject to the attached conditions".
Note 1 to the licence states:
"The purpose of this licence is to
enable Fisheries Ministers in the UK, in conformity with the Common Fisheries
Policy to monitor and control the quantity of fish taken by fishing vessels
flying the flag of the United Kingdom, Channel Islands or Isle of Man, and to
ensure that vessels fishing against the United Kingdom's quotas have a real
economic link with the United Kingdom, Channel Islands or Isle of Man".
Paragraph 1 of the Schedule states that, subject to specified
limitations, the licence authorises the vessel to fish for all species of sea
fish in certain specified areas, and for particular species in certain other specified
areas. In terms of paragraph 3, the
licence is valid for 2005. In terms of
paragraph 15, the authority of the licence is subject to specified quota
limitations, expressed as the maximum amount of particular species or groups of
species that may be caught in specified sea areas and retained on board, landed
or transhipped per week or calendar month.
In that regard, conversion factors are given for calculating the live
weight of certain "TAC species", as they are described. Those species include ling.
[24] Condition 8 is
intended to ensure that vessels fishing against
"....and which have been caught in an
area in respect of which a TAC has been set for that species".
One difficulty with that contention is textual. In the first place, the phrase in question
does not contain any such qualification.
Furthermore, as we have explained, conditions 8 and 9 are concerned
with catches which count towards quotas, and use a phrase which reflects that
concern, namely "stocks subject to EC quotas".
If it had been intended that Condition 11 should similarly be concerned
only with catches of stocks which counted towards TACs, the same or a similar
phrase could have been expected to be used.
The fact that a phrase of wider scope was used instead suggests that a
wider meaning was intended.
Conclusion
[32] The questions
posed by the Sheriff in the Stated Case were:
1. Did I err in
repelling the submission of no case to answer?
2. On the facts
stated was I entitled to convict the appellant?
3. Was the
sentence excessive in all the circumstances?
We shall answer the first question in the negative and the
second question in the affirmative. The
appeal will be continued for a hearing on the question of sentence.