APPEAL COURT, HIGH COURT OF JUSTICIARY
|
Lord Justice Clerk
Lord Eassie
Lady Paton
|
[2007] HCJAC 50
Appeal No: XC479/05
OPINION OF THE COURT
delivered by LADY PATON
in
APPEAL AGAINST CONVICTION
by
COLIN ANDERSON
Appellant;
against
HER MAJESTY'S ADVOCATE
Respondent:
_______
|
Appellant: Wheatley Q.C.,
Solicitor-Advocate; Capital Defence
Lawyers
Respondent: K. Stewart, Advocate
Depute; Crown Agent
26 September 2007
[1] The
appellant was born on 14 November 1962.
On 28 April 2005, when aged 42, he was convicted
after trial of the following offence:
"On 23 December 2003 at [the locus],
you did assault [the complainer] ... and seize hold of her, pull her onto a bed,
lie on top of her, place your hand over her face, place your hand inside her
clothing and handle her private parts, place your finger in her private parts,
remove her trousers and pull her pants aside, and did rape her."
The appellant had not met the complainer (aged 23) before 23
December 2003.
[2] The appellant
appeals against conviction. His Note of
Appeal is in the following terms:
"There has been a miscarriage of
justice in respect that the verdict returned by the jury was one which no reasonable
jury, properly directed, could have returned in terms of section 106(3)(b) of
the Criminal Procedure (Scotland) Act 1995 for the following reasons -
(a) the
evidence of the complainer, ... the principal and essential Crown
witness in the case, was demonstrated
by the overwhelming weight of the vast majority of the other Crown evidence to
be so confused, contradictory and untruthful as to render her evidence as a
whole, and particularly in relation to the alleged rape, incredible and
unreliable; the complainer's evidence
was contradicted by the other Crown evidence in respect of inter alia -
(i)
her
degree of intoxication through drink or drugs before, during and after the
alleged offence;
(ii)
where,
and in whose company, she had been before the alleged offence;
(iii)
her
intimacy with the appellant in the period leading up to the alleged offence;
(iv)
the
locus of the alleged offence;
(v)
the
furniture within the locus of the alleged offence;
(vi)
how
she came to be alone with the appellant within the locus of the alleged offence
and whether he was already partially unclothed at that time;
(vii)
her
description of the alleged rape and her account of how the appellant came to be
divested of his clothing during it;
(viii)
how
her underwear came to be torn and whether she had made any statement relative
thereto to the police.
(b) the
evidence of injury and distress relied on by the Crown for
corroboration of the complainer's
evidence was equivocal and, in light of the complainer's general incredibility
and unreliability, of insufficient materiality, substance and weight to support
her allegation of rape."
Discrepancies in the evidence
[3] There were undoubtedly discrepancies
in the evidence. In particular:
[4] The locus:
The weight of the evidence pointed to the locus as being the locus
libelled, namely the appellant's bedroom in his ground floor flat. The complainer's boyfriend J (aged 23 at the
date of the trial), and the appellant's neighbours Mr and Mrs M (aged 46
and 34 respectively), gave evidence that J returned to the appellant's flat in
the company of others, including the appellant's girlfriend L, to find the
front door locked, preventing access.
They banged on the door and shouted through the letter-box. The appellant eventually came to the door
wearing only jeans, and let them in. L
shouted and swore at him, demanding to know what was going on. The complainer was found in the bedroom in a
very distressed state. She immediately
complained that she had been raped. The
appellant for his part told J and Mr and Mrs M that he and the complainer
had slept together (i.e had consensual sexual intercourse.) He told Mr M that L had caught them in
bed. However the complainer, when giving
evidence in court, described a different locus.
She denied that the incident occurred in the appellant's flat. She insisted that she had been raped in Mr
and Mrs M's flat, which was situated at the top of the neighbouring block. She described a sequence of events (set out
below) leading to her presence in their flat at the relevant time. Her evidence relating to the locus and the
furniture at the locus was to a large extent contradicted by the evidence of the
other witnesses, although she recognised the appellant's bed-head in the
photographs.
[5] The sequence of events: There were many discrepancies relating to the
sequence of events leading to the sexual intercourse complained of.
(a) The
complainer described calling at Mr and Mrs M's top floor flat at about
7.50 p.m. on 23
December 2003. She was accompanied by her boyfriend J and
her two-year-old daughter. The purpose
of the visit was to collect a kitten for her daughter's Christmas. According to the complainer, Mr and
Mrs M were not present in the flat, but the appellant and his girlfriend L
were sitting watching TV. Mr and
Mrs M's young son introduced the adults.
The whole group went briefly to the appellant's flat to get cat-food,
returning almost immediately to the top floor flat. Later, J left the flat with the complainer's
child to look for Mrs M. The
complainer and L were talking together in a bedroom. The appellant came into
the bedroom, and sprawled bare-chested on the bed. He began arguing with L, who stormed out of
the flat. The appellant then attacked and
raped the complainer.
(b) Mr and Mrs M gave different
evidence. They described being present
in their flat when the complainer arrived at about 5 p.m. with J and the complainer's child to
collect a kitten. R, a friend of Mr and
Mrs M, was present, but not the appellant or his girlfriend L. At about 6.30 p.m. or 7 p.m., Mr and Mrs M and R took the
complainer, J and the child to R's flat, which was situated two floors above
the appellant's flat. A party was taking
place in R's flat, and the appellant was a guest at that party. Everybody was drinking. According to Mr M, the complainer and the
appellant were dancing and getting intimate on the couch, with the complainer
sitting on the appellant's lap.
According to Mrs M, the complainer was sitting on the appellant's
knee having a carry-on. The complainer
was kissing the appellant's cheek, and feeling his leg. Both Mr and Mrs M spoke of noticing that
the complainer and the appellant had left R's flat, at approximately the same
time as J and L left. About half an hour
later, Mr and Mrs M heard a banging noise in the tenement close. When they went out to investigate, they found
J and L trying to get into the appellant's flat. Mr and Mrs M then witnessed the finding
of the complainer in the appellant's bedroom in a distressed state, complaining
of rape.
(c) J's evidence about the sequence of
events was again different. He described
arriving at Mr and Mrs M's flat at about 8 p.m. with the complainer and her child. No-one was in, except Mr and Mrs M's
young son. J and the complainer sat and
waited. Mrs M then arrived. They had a conversation, during which Mrs M
mentioned the appellant. J knew the
appellant, and had in the past stayed in his flat. J wished to speak to the appellant. Accordingly J, the complainer, her child and Mrs M
went to visit the appellant in his flat.
J's recollection was that a party was taking place in the appellant's
flat, with vodka and cans of beer. The
appellant was there, as was his girlfriend L, several males and another
female. J saw no kissing, cuddling or
dancing involving the complainer and the appellant. At one stage, L offered to give J some
cat-food, and so he, L and the child left to go to L's house. On their return, they could not get into the
appellant's flat, as the front door was locked.
They banged on the door. L became
angry. Eventually the appellant opened
the door. He was bare-chested and
dressed only in jeans. In his evidence,
J denied being in any other flat, such as R's flat.
(d) The appellant
did not give evidence at the trial, but his account was heard by
the jury when the tape of his
interview with the police was played in court.
No reference was made to the contents of the tape or to the tape transcript
in the course of the appeal, but it was clear from the extended notes of the cross-examination
of the complainer, and from the judge's charge and his report to the Parole
Board, that the appellant's position was that he and the complainer were in R's
flat; the complainer danced with him,
sat on his knee and kissed him; the
complainer, J, L, and the complainer's child then accompanied the appellant
downstairs to his flat where the complainer continued to drink and kiss the
appellant; the complainer then suggested
that J and L should take the child and go to L's flat to get cat-food; when that group left the flat, the complainer
deliberately locked the appellant's front door from the inside; once in the bedroom, she took off her own
clothes and the appellant's clothes; and
they then indulged in a variety of consensual sexual activities including oral
sex, anal stimulation, and sexual intercourse.
According to the appellant, the complainer only changed her tune when
the others arrived back at the flat.
[6] The effect of drink and drugs: There were discrepancies in the evidence
relating to the effect of drink and drugs.
The complainer admitted having taken a couple of drinks of Buckfast and
having smoked two or three joints of cannabis, but described herself as very
sober at all relevant times. She denied
being affected by drink or drugs. Other
witnesses gave evidence tending to suggest that the complainer had been smoking
cannabis all day, and that she had drunk a considerable amount of Buckfast. The complainer's boyfriend J estimated that
she had drunk more than a quarter of a full-sized bottle of Buckfast, although
he described her condition after consumption as "sensible". Mrs M described the complainer and J as
sharing a bottle of Buckfast. The
complainer "had a drink on her". Police
Constable Lorna Colville (aged 28), who was called to the locus at 9.30 p.m.,
described the complainer as smelling of alcohol and barely able to explain what
had happened to her, other than to say that she had been to a party and that
someone had attacked her. The complainer
subsequently told the constable that she had been smoking hash (cannabis) all
day. The constable described the
complainer as being in a state, with a hazy recollection of events which chopped
and changed. The complainer could not
say exactly where the events had occurred.
Finally, Dr. Ross, the police surgeon who examined the complainer at 10 p.m., noted that the complainer's breath
smelt of alcohol.
[7] The ripped underwear: Another significant discrepancy related
to the complainer's underwear. Mrs M
gave evidence that while speaking to the distressed complainer in the
appellant's bedroom, the complainer showed her underwear (a thong) which she
said had been stretched when the appellant forcibly pulled the garment during
the rape. Mrs M said that during
the demonstration, the complainer accidentally ripped the thong. Constable Colville gave evidence that the
complainer frankly admitted having accidentally torn the garment when
demonstrating to Mrs M.
Nevertheless when giving evidence in court, the complainer insisted that
the appellant had ripped the garment during the rape. She denied accidentally ripping it herself
when speaking to Mrs M. She denied
telling Constable Colville that she had done so.
Competing accounts of the intercourse
[8] In addition to the discrepancies in
the evidence noted above, the jury were faced with two competing accounts of
the sexual intercourse which had admittedly taken place.
[9] According to
the complainer, the appellant grabbed her by the clothes at the back of her
neck as she tried to leave the bedroom.
He pulled her back onto the bed, and in so doing struck her right
buttock on the bedside unit. He climbed
on top of her and put his hand over her mouth and throat. She tried to struggle and push him off, but
did not have sufficient strength. She
also had an asthma attack and was unable to breathe properly. The appellant used his other hand to unbutton
her jeans, and undo her belt and zip. He
used his left foot to pull down her jeans, scratching the inside of her leg
with his toe. He pulled and ripped her
underwear (a thong) and penetrated her vagina with his fingers. He pulled down his own jeans and penetrated
her vagina with his fingers and his erect penis. The complainer told him to stop, but he did
not. The appellant only stopped when the
group persistently banged and shouted at the front door. When the appellant let the group in, L was
angry with the appellant but sympathetic towards the complainer. Mrs M did not believe the complainer,
and refused to telephone the police.
Faced with this situation, the complainer simply left the flat shortly
before 9 p.m., in a very distressed state.
Some passers-by called the police.
The complainer was taken to a police station, where she gave a
statement, and was medically examined and photographed. When looking at the photographs in the course
of her evidence, the complainer explained marks on her stomach as having been
caused by the appellant trying to undo her jeans and her belt. She attributed a red mark on her leg to his toe-nail
scratching her leg as his foot pulled down her jeans. She explained marks on her right buttock as
having been caused by being pushed against the bedside unit. The complainer denied ever being in R's flat
earlier in the evening. She denied
dancing with, or kissing and cuddling the appellant. She denied the appellant's version of events,
put to her by the appellant's counsel.
[10] As already
mentioned, the appellant did not give evidence.
However his account during police interview was placed before the jury
by giving them the transcript of his interview and playing the tape in
court. Neither transcript nor tape was
referred to in the course of the present appeal, but the appellant's position
was clear from the cross-examination of the complainer, and the trial judge's
charge and Parole Board Report, as noted in paragraph [5] (d) above.
Medical evidence and evidence of distress
[11] The jury also
had to consider medical evidence;
evidence of distress on the part of the complainer; and the appellant's response to each of these
issues during his interview with the police, namely that he could not explain
any marks or injuries on the complainer, and that any distress exhibited by the
complainer was attributable to her fear of being "battered" (i.e. physically
assaulted) by L for having sex with the appellant.
[12] Medical evidence: Dr. Joan Ross, a police surgeon for Central Scotland, gave evidence that she examined the
complainer at 10 p.m. on 23 December 2003.
The complainer was distressed and tearful. Her breath smelled of alcohol. There was tenderness of the scalp and at the
nape of the neck. There were bruises on
the right elbow, upper inner right arm, and left elbow. There were red marks on the upper left
breast, a bruise on the abdomen, red marks around the waist, tenderness and a
recent developing bruise on the right lower back, and a bruise on the right
lower buttock. There was an oblique
abrasion on the front of the right lower leg, a line of bruising on the inner
right lower thigh, and a red linear bruise on the inner left lower thigh. The marks and bruising were considered to be
consistent with the time of attack alleged by the complainer, and certainly not
to be more than three or four days old.
Vaginal examination revealed reddening and tenderness at the posterior
part of the vaginal opening, and a one centimetre superficial split of the
vaginal opening, suggestive of force or pressure being applied to that
area. Dr. Ross stated that such a split
would be painful. Dr. Ross further
confirmed that the various marks and injuries were consistent with the
complainer's account, and explained that a lack of preparedness for intercourse
would mean an absence of the normal lubrication caused by vaginal secretions,
resulting in a greater likelihood of minor trauma such as reddening. However it was not possible on the medical
evidence to state with any certainty whether the encounter had been a
drink-and-drug-fuelled consensual act of intercourse, or a non-consensual rape.
[13] Evidence of distress: J gave evidence that, on his return to
the appellant's flat, the complainer was sitting on the bed, crying. He said:
"It was like a scream; she was
actually pulling at her hair". The
complainer told J that the appellant had raped her. She was very distressed and upset. Mrs M spoke of finding the complainer in
the appellant's bedroom after the group had gained entry to the appellant's
flat. She described the complainer as
"hysterical ... saying that he [the appellant] raped her". Mr M gave evidence that the complainer
was sitting on the bed. She was not
crying, shouting, or saying anything. It
was L who was shouting at the appellant.
Mr M subsequently added that he believed that the complainer
started shouting rape. Constable
Colville gave evidence that she was called to the scene at 9.30 p.m. on 23 December
2003. She found the complainer in the street with
her child and boyfriend. The complainer
was in a very distressed state. She was
crying, and could not really talk. Dr.
Ross, the police surgeon, gave evidence that during the medical examination the
complainer was very distressed and tearful.
Submissions for the appellant
[14] Referring to section 106(3)(b) of the
Criminal Procedure (Scotland) Act 1995, Mr. Wheatley Q.C.,
Solicitor Advocate, submitted that there had been a miscarriage of
justice. The verdict of the jury was one
which no reasonable jury properly directed could have returned. The overwhelming weight of other evidence
showed the complainer's evidence to be confused, contradictory, and
untruthful. The complainer was therefore
incredible and unreliable. Reference was
made to King v H M Advocate, 1999
J.C. 226, at pages 228G - 229B; and
AJE v H M Advocate, 2002 J.C. 215; 2002 S.C.C.R. 341. Unlike cases such as King cit. sup., and Donnelly,
2000 S.C.C.R. 861, the present case was not a strong prosecution case where it
was very much a jury question what evidence to accept, and what to reject. While there was a sufficiency of evidence,
there was no support for the complainer's version of events in the other evidence. The other prosecution witnesses differed from
her on almost every point. The other
evidence threw great doubt on the complainer's evidence, because it was so
different.
[15] Reference was
then made to various passages in the evidence, under the headings set out in
the Grounds of Appeal. In relation to
(i) intoxication, J's evidence showed that there had been more drinking than
the complainer acknowledged, and for a longer period. Constable Colville stated that the complainer
could barely explain what had happened to her;
also the complainer spoke of smoking hash all day, and her recollection
was hazy. Mr and Mrs M gave
evidence that the complainer had been drinking.
Mr Wheatley submitted that all the evidence (other than the
complainer's) suggested a greater consumption of drink and drugs than someone
who had just had a few sips and a joint.
[16] In the context
of (ii) where, and in whose company the complainer had been before the alleged
offence, and (iii) her intimacy with the appellant in the period leading up to
the alleged offence, Mr. Wheatley drew attention to the discrepancies outlined
in paragraph [5] above. The complainer
denied any form of contact or intimacy with the appellant prior to the alleged
offence. However Mr and Mrs M gave
clear evidence of intimate contact between the complainer and the appellant
during a party.
[17] In relation to
(iv), the locus of the alleged offence, reference was made to passages
illustrating the divergence in evidence about the locus, set out in paragraph [4]
above. The complainer's insistence that the rape had occurred in Mrs M's
flat was unsupported by any other evidence.
The complainer gave evidence about the furniture in the room of the
alleged offence which did not accord with other evidence.
[18] As for (vi),
how the complainer came to be alone with the appellant within the locus of the
alleged offence and whether he was already partially unclothed at that time,
reference was made to various discrepancies in the evidence, including those
referred to in paragraph [5] above.
[19] Finally,
reference was made to passages of evidence relevant to the last two
sub-headings in the Grounds of Appeal, namely (vii) the complainer's
description of the alleged rape and her account of how the appellant came to be
divested of his clothing during it, and (viii) how her underwear came to be
torn and whether she had made any statement relative thereto to the
police: cf. paragraphs [7] to [9]
above. Mr. Wheatley submitted that
instead of support for the complainer, the evidence demonstrated
contradictions.
[20] In conclusion,
Mr. Wheatley submitted that, with the exception of the medical evidence, the evidence disclosed no support for the
complainer. That was the very situation
envisaged by Parliament when enacting section 106(3)(b). On such evidence, no jury properly directed
could bring in a verdict of guilty.
There was no evidence to give support to the complainer's account, and on
major issues, the evidence from more than one witness contradicted the complainer. The case came within the category envisaged
in section 106(3)(b). The appeal should
be allowed, and the conviction quashed.
Submissions for the Crown
[21] The Advocate Depute submitted that
the appeal should be refused. There had
been a sufficiency of evidence. No
common law submission directed to the quality or character of the evidence had
been made at the trial. Counsel for the
appellant had made an aggressive jury speech, characterising the complainer's
evidence as rubbish and lies. But at the
core of the case was the fact that the complainer had given evidence that she
had been raped. The jury had heard all
the evidence, with their attention being drawn in the speeches and the charge to
the difficulties now founded upon by the appellant. The conflict about the locus; the conflict about the torn underwear; the divergences in evidence about times,
places, and amounts of drink, were all matters put before the jury for their
consideration. The Advocate Depute
submitted that those matters were collateral to the essential matter of the
alleged rape.
[22] Reference was
made to King v HM Advocate, supra,,
Lord Justice General Rodger at pp. 228-229. The jury had the benefit of seeing the
witnesses, hearing their words, and assessing their demeanour. An appeal court should not lightly interfere,
by substituting its own views, which would result in trial by the bench. The jury were entitled to accept parts of
what the complainer told them, and to reject other parts. The trial depute had not asked the jury to
accept everything that the complainer had told them, but had asked them to
discern a central core of truth, and to find the complainer credible and
reliable about the essentials. The jury
would be entitled to form the view that Mr and Mrs M were ultimately not
favourably disposed to the complainer:
yet the appellant's submission was in effect requesting that Mr and
Mrs M be given a badge of credibility.
[23] Reference was then
made to AJE v HM Advocate, supra, particularly
the passages at paras [29], [30], and [31] of the Opinion. In that case, there had been an objective
identifiable doubt arising on a logical analysis of the evidence. However in the present case, there was no
objective error which would compromise the verdict of the jury. Evaluation of demeanour, attitude, and body
language in a case such as the present was often as important as the words
used. Juries were well qualified to make
such an evaluation. Furthermore, unlike
the circumstances in AJE v HM
Advocate, the complainer's account
was corroborated by objective medical evidence.
The doctor had identified signs of forcible penetration, and a scratch
on the complainer's leg consistent with her account of the appellant using his
foot to remove her jeans and in so doing scratching her leg with his
toe-nail. There was also evidence of
distress.
[24] In such
circumstances, any evidence about how the appellant and the complainer came to
be together was of limited significance.
The jury were entitled to conclude that a rape had occurred, not in Mr
and Mrs M's flat, but in the appellant's ground floor flat. There were conflicts in testimony, but it was
within the province of the jury to resolve those conflicts and to return a
verdict of guilty: cf. the circumstances
in Kerr v HM Advocate, 2004 S.C.C.R.
319; Holland
v HM Advocate, 2003 S.C.C.R. 616, paras [17] and [53]; Harper
v HM Advocate, 2005 S.C.C.R. 245, para [35]; Smith v
HM Advocate, [2005] HCJAC 3, para [23]. This was not a case where the sheer volume of
contrary evidence overwhelmed the evidence on which the Crown relied. The bulk of the contrary evidence was
collateral. The Crown case found support
in the objective evidence of the doctor.
There was no internal logical inconsistency in the jury's verdict, unlike
the circumstances in Rooney v HM
Advocate, 2007 SCCR 49, particularly paras [22] and [23].
[25] Ultimately,
the matter focused on what happened between the appellant and the complainer in
the bedroom. There was a conflict
between the complainer's account, and the appellant's account in his police
interview. The many conflicts in
evidence referred to by Mr. Wheatley were adminicles of evidence which the jury
were entitled to disregard if they accepted the complainer on the essentials of
the complaint of rape. The prosecution
relied on evidence which was necessarily dependent upon what the jury made of
it. For example, it was for the jury to
consider whether there had been distress, whether that distress was genuine,
and whether it was truly referable to what the complainer was complaining
of. Those matters were quintessentially
matters for the jury. Much of the jury's
interpretation might hinge upon the demeanour and attitude of the complainer in
the witness-box, in addition to the words she used. It was accepted that there had been great
hurdles for the jury to overcome before they could accept the complainer as
credible and reliable in respect of her complaint of rape. But in the present case, the jury had felt
able to negotiate those hurdles. The
court should be reluctant to interfere, save where it could be shown that the
verdict could not be consistent with the evidence. This was not such a case. There was no overwhelming body of evidence
pointing away from a conviction. On the
contrary, there was the complainer's evidence supported by the medical
evidence. Matters such as the confusion
over the locus and the way in which underwear was torn were not irreconcilable
with evidence of rape: rather they
presented hurdles which the Crown had to overcome for its case to succeed. The inconsistencies were no more numerous or
marked than those in King v HM Advocate,
cit. sup.
[26] The Advocate
Depute then reviewed the medical evidence and the jury speeches. Both the trial depute and defence counsel had
drawn the jury's attention to all the difficulties and discrepancies standing
in the way of a conviction. Defence
counsel had emphasised the complainer's consumption of drink and drugs; had described the complainer as not credible
or reliable and her evidence as "rubbish";
and had invited the jury to use their common sense, for example, in
connection with the fact that no marks or injuries were found on or near her
mouth, yet she had described the appellant's hand remaining over her mouth
during the attack.
[27] The jury had
been faced with a classic jury question.
They had to evaluate competing accounts, and resolve conflicting bodies
of evidence. The complainer's evidence
was supported by the medical evidence - for example, the wound in the vagina. In relation to some of the issues relied upon
by the appellant, the Advocate Depute pointed out that neither J nor Mr and
Mrs M had described the complainer as being obviously drunk, while the
police officer's description of the complainer as being barely able to describe
what had happened to her was as eloquent of distress and shock as it was of
drink and narcotics. In relation to the
furniture in the bedroom, the complainer had at least appeared to recognise the
head-board of the appellant's bed when shown the photographs of the appellant's
flat. As for the conflict of evidence
about the torn underwear, that simply presented a further barrier which had to
be surmounted before the jury could convict.
[28] In conclusion,
the Advocate Depute submitted that the conflicting evidence was not strong
enough for the court to take the radical step of granting an application in
terms of section 106(3)(b). The test set
out in section 106(3)(b) had not been met.
The jury could not in the circumstances be described as
unreasonable. The appeal should be
refused.
Discussion
[29] Section 106(3)(b) of the Criminal
Procedure (Scotland) Act 1995, as amended by section 17
of the Crime and Punishment (Scotland) Act 1997, provides:
"By an appeal under
subsection (1) above a person may bring under review of the High Court any
alleged miscarriage of justice, which may include such a miscarriage based on -
... (b) the jury's having returned a verdict
which no reasonable jury, properly directed, could have returned."
[30] In King v.
H.M. Advocate, supra, at pp 228G
to 229A and 229I to 230B, the appeal court observed:
"In seeking to formulate the
appropriate test we begin with the words of section 106(3)(b). If we ask in what circumstances there may be
the kind of miscarriage of justice which the provision covers, then it is
obvious first of all that the jury will have returned a verdict convicting the
appellant, since section 106 as a whole deals with appeals by persons who have
pled guilty or been convicted by a jury.
So the verdict to which section 106(3)(b) refers is a guilty
verdict. The miscarriage of justice
therefore arises where the jury return a guilty verdict which no reasonable
jury properly directed could have returned.
The test is objective: the court
must be able to say that no reasonable jury could have returned a guilty
verdict on the evidence before them.
Since in any case where the provision is invoked the jury will ex
hypothesi have returned a guilty verdict, their verdict will have implied
that they were satisfied beyond reasonable doubt that the appellant was
guilty. What the appellant must
establish therefore is that, on the evidence led at the trial, no reasonable
jury could have been satisfied beyond reasonable doubt that the appellant was
guilty ...
It
follows from what we have said about the approach which this court should adopt
that, although we require to examine the evidence which was before the jury, it
is not for us simply to substitute our view of that evidence for the view which
the jury took. In particular, a
miscarriage of justice is not identified simply because, in any given case, the
members of this court might have entertained a reasonable doubt on the
evidence. If that were all that was
required, Parliament would have gone far towards replacing trial by jury with
trial by the judges of this court. The
words in the provision were clearly chosen to avoid any risk of that. Applying the words which Parliament has
enacted, we can quash the verdict of a jury only if we are satisfied that, on
the evidence led at the trial, no reasonable jury could have been satisfied
beyond a reasonable doubt that the appellant was guilty."
[31] In Kerr v
H.M. Advocate, supra, the appeal court confirmed that
issues of credibility and reliability are pre-eminently for a jury to resolve,
and rejected submissions that no jury could have accepted a certain witness's
evidence as a proper basis for conviction.
[32] In Harper
v. H.M. Advocate, supra, the appeal court again
emphasised the limited nature of the court's powers in terms of section
106(3)(b). The court observed at
paragraph [35]:
"Following that approach, the
question has to be asked whether the verdict in this case, on the evidence
before the jury, could have had a rational basis. In that connection it is to be noted that, in
a case where there was a body of evidence which was quite inconsistent with the
accused's guilt, for example that supporting an alibi, a jury could reasonably
reject such evidence precisely because it was inconsistent with Crown evidence
which they had decided to accept. No
more elaborate explanation for rejection need be sought. In Smith v H.M. Advocate, supra, at
paragraph 23, it was indicated that there might be cases in which the evidence
against the Crown case might be so overwhelming in comparison with the evidence
relied upon by the Crown that no reasonable jury could convict. In these circumstances it becomes necessary
to assess the evidence in the present case with a view to identifying whether
the jury had a rational basis for their rejection of [certain evidence] ..."
[33] Further, the
court stated at paragraph [38]:
"As is apparent from the statutory
provisions to be found in section 106 of the 1995 Act, the function of this
court is not to conduct a general review of jury decisions and, in the event of
its being persuaded that they are mistaken, substituting its own view in place
of the jury's verdict. The terms of
section 106(3)(b) provide the sole criterion for the assessment of a jury
verdict in the light of the evidence. If
we were to decide on some general basis that the verdict in this case was
unsatisfactory in the light of the evidence, and quash the conviction, we would
be engaging in an activity which Parliament has not authorised ..."
[34] Accordingly,
applying the test set out in section 106(3)(b) against the background of the
authoritative guidance noted above, we can quash the verdict of the jury only
if we are persuaded that, on the evidence led at the trial, no reasonable jury
could have been satisfied beyond reasonable doubt that the appellant was
guilty.
[35] At the outset
we observe that it is well settled that a jury may accept parts of a witness's
evidence, and reject other parts. So the
fact that the complainer's evidence was in parts contradicted by other
witnesses does not mean that her entire testimony must be rejected, even
assuming the contradictory evidence to have been accepted by the jury. Thus the jury in the present case were
entitled to conclude that the complainer was wrong in her evidence about the
locus. The jury may also have rejected
the complainer's evidence as to her sobriety at the time, and the circumstances
in which her underwear came to be torn. But
equally the jury were entitled to accept other parts of the complainer's
evidence. For example, the jury were
entitled to accept the evidence of the complainer and J (and thus to reject the
evidence of Mr and Mrs M) on the question whether there had been any
intimate behaviour such as kissing and cuddling between the complainer and the
appellant before the intercourse complained of:
cf dicta in Harper v H M Advocate, supra, at para [35].
[36] That said,
there were perhaps more discrepancies between the complainer's evidence and the
evidence of other witnesses than is commonly found in criminal trials of this
kind. However those discrepancies
related largely to peripheral matters.
Setting aside the complainer's plainly mistaken understanding of the
locus of the sexual activity, and analysing the evidence relating to that
activity, we consider that there was indeed support for the complainer's
account of non-consensual sexual intercourse.
As already noted, the intercourse was admitted by the appellant. As to its non-consensual nature, the jury
were entitled to rely upon the medical evidence. The medical practitioner found various marks
and bruises, and in particular a wound to the vaginal opening, a reddening of
the vaginal area, a scratch to the lower limb consistent with its attribution
by the complainer to the appellant's toe-nail, and developing bruising to the
lower back and buttock, also consistent with the complainer's account of
striking her buttock on the bedside unit.
Further, there was evidence from a number of witnesses about the complainer's
state of distress.
[37] In these
circumstances, while at first sight the discrepancies identified by the
appellant's solicitor-advocate might appear so striking as to lead one to think
that the complainer's testimony was intrinsically unreliable, on closer
examination of the evidence it is apparent that the discrepancies related
largely to matters preceding the admitted sexual activity. On the crucial question of the consensual or
non-consensual nature of that activity there was a significant amount of
support for, and corroboration of, the complainer's version. Given that a jury may accept a witness's
evidence in part, we cannot say that the jury were not entitled to accept the
complainer's account of the non-consensual nature of the sexual
intercourse. We are also unable to say
that the verdict lacks any rational basis.
The verdict can be rationalised on the view that the jury accepted the
complainer's account on the core, or crucial, question of consent (for which
support could be found in the medical evidence and the evidence of distress)
while discarding the complainer's sometimes confused, and sometimes undoubtedly
wrong, evidence respecting prior events such as the various movements of people
between flats.
[38] We have had
the opportunity of reading a transcript of the jury speeches made by the trial
depute and the counsel then appearing for the appellant. It is evident that the trial depute was alert
to the problems arising from the manifest inconsistencies between the
complainer's evidence and the other evidence in the case. The depute acknowledged those inconsistencies,
but invited the jury to concentrate on the core or crucial question of consent
to the sexual activity, and to analyse the evidence carefully. That was a proper invitation to make, and the
appellant's solicitor-advocate made no criticism of the trial depute's
speech. The depute then presented the
jury with the same analysis as that given by the Advocate Depute in this
appeal. The trial defence counsel, for
his part, placed great emphasis on the discrepancies in the evidence, to the
extent that he submitted to the jury not simply that the complainer was
inherently unreliable, but that she was being deliberately and consciously
untruthful throughout her evidence. Thus
the discrepancies in the evidence were thoroughly explored before the jury by
both prosecution and defence. The jury
evidently preferred the trial depute's invitation rather than the less
discriminating approach suggested by defence counsel. The evidential issues having been presented
in this way to the jury, we are fortified in our view that the jury had a
rational basis for their decision. We
are unable to hold that the ground of appeal in terms of section 106(3)(b)
has been made out, or that a miscarriage of justice has occurred.
[39] For these
reasons, we refuse the appeal.