APPEAL COURT, HIGH COURT OF JUSTICIARY |
|
Lord Justice General
Lord Osborne
Lord Nimmo Smith
|
[2006] HCJAC 91Appeal No: XC201/06OPINION OF THE COURT delivered by THE LORD
JUSTICE GENERAL in REFERRAL BY THE SCOTTISH
CRIMINAL CASES REVIEW COMMISSION IN APPEAL AGAINST SENTENCE by DAVID BAILLIE Appellant; against HER MAJESTY'S ADVOCATE Respondent: _______ |
Act: Carroll, solicitor
advocate; McClure Collins,
Alt: K. Stewart, A.D.; Crown Agent
[1] On
"Charge 1. The complainer in respect of this charge was about 28 years
old at the time of the offence which occurred in about 1994 or 1995. She attended at the appellant's surgery suffering
from thrush. He told her that women in
Middle Eastern countries regularly shaved their pubic hair as this was cleaner
and reduced the possibility of infection.
He then told her to lie on the couch and remove her lower clothing. Without saying anything further, the
appellant then began to shave the complainer's pubic area with a razor. He then told her to get dressed. There was no clinical reason whatsoever for
this procedure to be carried out, and no record was made in the complainer's
medical records of shaving having taken place.
Charge 2. The complainer in respect of this
charge was aged 20 when she attended at the surgery on an occasion between
September 1997 and June 1998 complaining of thrush. She was told to remove her clothing and lie on
the examination table. The appellant
examined her private parts and said that it looked as if she had a skin
infection. He said that he would
prescribe cream, but that would be more effective if the pubic hair was
shaved. He then said he would do that
for her and, using a Bic razor, proceeded to do so. During the process the appellant touched the
complainer's clitoris on more than one occasion. He then told her to get dressed. No record appeared in her medical records of
this procedure having taken place.
Charge 3. The complainer in respect of this
charge consulted the appellant on various occasions between January 1996 and
January 2000 when she was between the ages of 17 and 21. She was suffering from recurring thrush and
on each occasion the appellant carried out an internal examination of her. She was told to remove her lower clothing and
lie on the examination table with her legs apart. He then inserted one or two fingers of his
right hand into her vagina, often resting his left hand on her stomach as he
did so. The complainer estimated that
during the period in question the appellant carried out about 6 such
examinations. During her last
appointment with him, the appellant shaved off her pubic hair, telling her that
the cream he was prescribing would be more effective if he did so. Towards the end of 1997 the complainer
attended the surgery complaining of pain and discomfort during sexual
intercourse. The appellant examined her
internally and diagnosed vaginismus. She
attended again about one week later as her condition had not improved. The appellant again examined her internally
with one or two fingers moving these around upwards and downwards and in a
circular motion while asking her how this felt.
Thereafter, he saw her again on a number of occasions on most of which
he conducted an internal examination. On
some occasions he asked her to adopt a different position such as kneeling on
the table or lying on her back with her knees up. During some consultations, the appellant
asked her inappropriate questions about her sex life. Only three of these internal examinations are
recorded in the complainer's medical records, and there is no reference there
to vaginismus.
Charge 4. The complainer in this charge consulted
the appellant on two occasions between January 1986 and June 1995. Her first appointment was for a postnatal
examination. The appellant carried out
an internal examination by inserting his fingers and moving them around. The complainer found this painful. The appellant removed his fingers and then
re-inserted them several times. The
complainer was sore and bleeding for a few days thereafter. On the second occasion the complainer
attended the surgery suffering from emotional problems. She had a consultation with the appellant and
was told to lie on the examination table and remove her clothing. The complainer thought this was related to
recurring episodes of thrush from which she suffered. The appellant inserted his fingers into her
vagina. He then left the room and returned
and again inserted his fingers into her vagina touching her around the
clitoris. During this examination the
complainer was aware that the appellant was breathing heavily and appeared to
be excited by what he was doing.
Charge 5. The complainer in this charge attended
the surgery and saw the appellant on three occasions between March 1994 and
January 1999 when she was between the ages of 24 and 30. She indicated to the appellant that she
wished to have a sterilisation procedure reversed. She was advised that he would require to
examine her internally to check that everything was in order. He then inserted several fingers into her
vagina. He removed his fingers and then
re-inserted them on a number of occasions.
The complainer subsequently had a reversal procedure and became pregnant
thereafter. The appellant again said
that he would require to carry out an internal examination which proceeded in
exactly the manner as on the previous occasion.
In addition, the appellant made a number of remarks about the
complainer's sex life. Early in 1999,
the complainer again became pregnant and made an appointment with the appellant
for confirmation of this. Once again he
carried out an unnecessary internal examination.
Charge 6. The complainer in this charge was 18
when she attended the Student Health Centre early in 2000 for an appointment
with the appellant. She had previously
consulted him about problems experienced during sexual intercourse. On this occasion he asked her how she
was. She indicated that she was no
longer experiencing pain, but the appellant asked her to lie on the examination
table and remove her lower clothing. He
then carried out an internal examination which the complainer felt lasted for a
long time. The appellant was unaccompanied
by any chaperone and gave no explanation to the complainer of why it was
necessary for him to carry out such an examination. The complainer's medical records contain no
note of any such examination.
Charge 9. The complainer in respect of this charge
consulted the appellant on various occasions between January 1993 and December
1996 when she was between the ages of 21 and 25. Prior to her first appointment with the
appellant she had undergone an operation for pre-cancerous cells and she
required regular check-ups. At her first
appointment with him in connection with another matter, she was advised that he
would require to take a smear test, and that was done. While it was accepted that that test was
fully justified, the appellant then indicated to the complainer that he would
"just have a wee feel about" as he was going to check that everything was all
right. He then conducted an internal
examination using two fingers and resting his other hand on the complainer's
upper thigh. She felt uncomfortable and
6 months later was again advised that another internal examination was
required. The appellant told her that he
would be able to see her better if he shaved her. He then shaved off all her pubic hair using a
battery operated razor. Thereafter he
carried out a further internal examination.
When he moved away from the examination table the complainer could see
that he appeared to have an erection.
Neither the internal examination nor the shaving are noted in the
complainer's medical records.
Charge 12. The 26 year old complainer in respect of
this charge attended in September 1989 at the appellant's practice for
confirmation of pregnancy. He advised
her he would require to carry out an internal examination. She was told to take off her lower clothing
and lie on the couch. The appellant then
inserted his fingers inside her vagina with one hand on her stomach. The complainer described feeling as if he was
"having a rummage about". She had no
recollection of him wearing gloves, and no one else was present during the
examination.
Charge 17. The 18 year old complainer had an
appointment for a smear test on
Charge 19. The 19 year old complainer in respect of
this charge attended at the surgery on
Charge 20. On
Charge 23. This charge related to three occasions
between April 1991 and August 1995 when the complainer, who was aged
between 20 and 24, consulted the appellant at his surgery. On one occasion the appellant examined her
vagina and told her that it was badly inflamed and the pubic hair was
irritating it. He then produced a gent's
razor and shaving foam and completely shaved the complainer's pubic area,
standing at the bottom of the couch as he did so. The complainer had been suffering thrush and
continued to attend at the appellant's surgery.
On one occasion he asked her if he could take photographs of her vagina
for training of medical students. She
agreed to this request and it was arranged that she would attend on the
Saturday morning. Her mother accompanied
her, but waited outside. She was told to
remove her clothing, lie on the couch, and put her feet into stirrups. The appellant then took several photographs
of her vagina. On another occasion the
complainer attended believing she was pregnant.
The appellant carried out an internal examination purportedly to confirm
that fact.
Charge 24. The complainer in this charge was aged 16
when she attended the appellant's surgery on an occasion early in 1992 because
she felt she may be pregnant. During the
consultation, the appellant asked her if he could take photographs of her
vagina for training purposes. She was
told to remove her clothing and lie on the couch with her feet together and her
legs apart. The appellant then took
several photographs.
Charge 25. The complainer in this charge attended
the appellant's practice on several occasions between 1992 and 1995, when she
was in her early 20s, because of stomach pains.
During consultations with him the appellant began asking questions about
her sex life, and then told her he would have to examine her. She was required to remove her lower clothing
and lie on the examining couch. The
appellant then proceeded to lift up her top and felt her body saying he was
looking for lumps. He then told her to
remove her top and stood behind her and touched her breasts. When the complainer returned one week later
for the taking of a smear test, the appellant asked her a number of
inappropriate questions about her sex life and also patted the inside of her
thigh. In about July 1995 she
attended with a lump on the inside of her groin which was diagnosed as an
abscess or herpes. A few days later, she
attended the emergency doctor, who happened to be the appellant. She was told to remove her clothing and lie
on the couch. The appellant then
examined her vagina and told her that the abscess was due to ingrown hair and
that shaving was necessary. He produced
a gent's razor and shaving foam, sat in a chair between the complainer's legs,
and shaved her pubic hair. While doing
so, he made a number of inappropriate remarks to her, and began speaking with a
lisp as if he was slavering at the mouth.
When he had finished shaving her, he touched her clitoris.
Charge 32. The complainer in this charge was aged 21
and was a student at
Charge 37. The complainer in respect of this charge
was a 19 year old student. On
Charge 38. The complainer in this charge was an 18
year old student who consulted the appellant in about March 1998 for advice
about contraception. She was asked to
remove her clothing and lie on the couch where the appellant conducted an
internal examination. After he had
completed this he rubbed his fingers around the entrance to her vagina for
about 45 seconds. The complainer felt
very uncomfortable and noticed a change in the appellant's manner in that he
was breathing more heavily and went quiet."
[5] In about
October 2000, complaints having been received about the appellant, the other
doctors in the practice, who had also themselves had reservations about him,
contacted the General Medical Council.
Ultimately a disciplinary hearing took place on
[6] The appellant
first appeared on petition on
[7] The plea tendered
and accepted on
[12] We were
referred in the course of the hearing to a number of decisions, two of this
court and several from the Court of Criminal Appeal of England and
[13] In this
jurisdiction there are no reported decisions of a closely analogous
character. H.M. Advocate v Brough 1996 S.C.C.R. 377 was a Crown
appeal against disposal by way of a probation order in respect of a teacher who
had pled guilty in 1995 to lewd practices towards two adolescent girls in about
1976, all contrary to section 4 of the Criminal Law (Amendment)(Scotland) Act
1922. The maximum penalty was 2 years'
imprisonment. The court allowed the appeal
and imposed concurrent sentences of 12 months in each case. In Coffey
v
[14] The English
cases to which we were referred were:- R v Healy
[2003] EWCA Crim. 551, [2003] 2 Cr. App. R. (S.) 87; R v.
Onubogu [2000] 2 Cr. App. R. (S.)
286; R.
v Husain (Syed) [2004] EWCA Crim 2722, [2005] 1 Cr. App. R. (S.) 112; Attorney General's Reference (No.112 of
2005) [2006] EWCA Crim 285; and Attorney General's Reference (No. 68 of 2003) [2004] EWCA Crim. 620.
" ... where an offender has taken
advantage of the standing that he enjoys in the community to breach the trust
placed in him by others ..., it is difficult to see how the positive attributes
that were the very circumstance of his offending can benefit him very much when
it comes to sentence. Those who enjoy
much standing in the community, be they teachers, priests, doctors or anyone
else, have to recognise that the benefits that they enjoy from their position
are necessarily balanced by the responsibilities that arise as a result. If they offend in breach of trust and of
those responsibilities, they can hardly expect to enjoy the further benefit of
a substantial reduction in their sentence" (Attorney
General's Reference (No. 37 and Others) [2004] 1 Cr. App. R. (S.) 84 per
Kay L.J., quoted in Attorney General's
Reference (No. 79 of 2004) by Rose L.J.
[21] In some cases
deterrence may be an important factor.
In her report the sentencing judge stated:
"Having regard to the lengthy period
of the libel, I consider that a severe sentence was indicated, not only as
punishment for the appellant but also as a deterrent to any other health
professional who might find himself similarly tempted, and as a reflection of
society's strong condemnation of conduct of this kind."
We agree that a severe sentence was indicated as punishment
for the appellant and as a reflection of society's strong condemnation of
conduct of this kind. We do not agree
that it was appropriate, in setting the degree of severity of the sentence, to
include an element as a deterrent to any other health professional who might
find himself similarly tempted. There is,
fortunately, no indication that conduct of this kind is prevalent in this
jurisdiction. We see no justification
for visiting upon the appellant punishment in respect of the hypothetical risk
that others may be tempted to act in a similar way.