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Lord Justice
General Lord Nimmo Smith Lord Sutherland |
[2005HCJAC139]
XC368/04 XC428/04 OPINION OF THE COURT delivered by LORD NIMMO
SMITH in APPEALS AGAINST CONVICTION
by GORDON ARMSTRONG and WILLIAM KIRKPATRICKAppellants against HER MAJESTY'S ADVOCATERespondent _____________ |
Appellant (Kirkpatrick):
Brown; Bishops
Respondent: A. Stewart, Q.C.,
A.D.; Crown Agent
25 November 2005
[1] The appellants were
convicted after trial at the High Court in Edinburgh of contraventions of the
Misuse of Drugs Act 1971. They have both
appealed against conviction. One ground
only is before us for our consideration, and this is to the effect that a
miscarriage of justice has occurred because the trial judge allegedly
misdirected the jury in relation to the question of what amounted to a
reasonable doubt.
[2] In
the passage in question, the trial judge directed the jury in these terms:
"The
standard of proof which the Crown must satisfy is a very high standard. It is proof beyond reasonable doubt. If after considering the evidence against any
accused on any charge you have a reasonable doubt about the guilt of that
accused on that charge, the benefit of the doubt must be given to the accused
and you must acquit him. Equally, of
course, if you are satisfied beyond reasonable doubt about the guilt of an
accused on any charge it is your duty to find the accused guilty of that
charge. What is reasonable doubt? Well, it is not some sort of airy-fairy
speculative doubt. It is a doubt which
is as a result of your exercising your reasoning faculties on the
evidence. I suggest you look at it in
this way: supposing you had a very
important decision to take in your own affairs, perhaps at home, perhaps at
work, something that was going to affect your future. Obviously you would sit down and you would
think very carefully what you were going to do.
You would weigh the pros and the cons.
If having done that you still couldn't make up your mind, you were still
left in doubt about what to do, I suggest that would be an example of a
reasonable doubt and if you have that sort of doubt about the guilt of any
accused on any charge you must acquit him."
"It is the
kind of doubt that would make you hesitate and indeed stop doing
something. Not just hesitate, as
[counsel for the accused] said, but actually not to do something because you
decided there was a reasonable doubt about the matter."
In delivering the Opinion of the
Court, Lord Justice-Clerk Ross said, at p.671:
"We are
satisfied that what the sheriff said in this case in relation to reasonable
doubt did amount to a serious misdirection.
In McKenzie v H.M. Advocate 1959 J.C. 32 at p.37 Lord
Justice-Clerk Thomson stated:
'Most
judges give some explanation of what is meant by a reasonable doubt generally
by pointing out that a merely speculative or academic doubt is not enough. Others tell the jury that if they have a
reasonable doubt on any matter of moment they must give the accused the benefit
of the doubt. That is a popular way of
putting it which most juries are able to understand and to apply. But as we have said the amount of elaboration
and emphasis is dictated by the nature of the case and predilection of the
individual judge. We add that in our
view it is desirable to adhere to far as possible to the traditional formula
and to avoid experiments in reformulation.'
In our
experience, under present-day practice it is common for judges to direct juries
that a reasonable doubt is a doubt which would cause them in the conduct of
their own affairs to hesitate or pause before taking a decision. Such a direction is a sound direction, but it
obviously need not be given in every case because each judge has a discretion
as to how he is to direct the jury on the matter of reasonable doubt.
In the
present case, however, what the sheriff did was to direct the jury that a doubt
which might cause them to hesitate in making a decision in their own affairs
would not amount to reasonable doubt. He
directed the jury that the doubt would not constitute a reasonable doubt if it
merely caused a person to hesitate in making a decision; to be a reasonable doubt it required to be a
doubt which in the conduct of their own affairs would cause them to stop doing
something.
We are
quite satisfied that this was a serious misdirection. Here again, the sheriff has disregarded the
well-established rules laid down by this court.
Instead of adhering to the traditional formula, he has proceeded to give
the jury directions which have had the effect of overstating what is required
before a jury can hold that they have a reasonable doubt about the guilt of the
accused."
"[I]t
simply means a doubt of substance, in other words, a substantial doubt, the
kind of doubt to which you would have regard if you were going to get married,
for example, or buy a house, for example, and that doubt dissuaded you from
either getting married or from buying a house...".
In delivering the Opinion of the
Court, Lord Justice-General Rodger said at pp.442-443:
"In this
case the sheriff did not go so far as to tell the jury that a doubt which would
merely cause them to hesitate in a matter of importance would not be a
reasonable doubt. The Advocate-depute
sought to distinguish MacDonald on
that ground. We have reached the view,
however, that in substance the sheriff in this case gave the jury a similar
direction. By telling the members of the
jury that reasonable doubt was a doubt which would dissuade them from a course
of action, he was by implication telling them that it had to be more than a
doubt which would make them hesitate or pause when contemplating that course of
action. According to the sheriff's
direction it would have to be a doubt which would actually divert them from
that course of action. In so directing
the jury he overstated the test which they required to apply. Since the direction goes to the heart of the
jury's decision-making, the sheriff's misdirection amounts to a miscarriage of
justice."
[8] We
would, however, add this. In his
supplementary report the trial judge states:
"[T]he form
of direction on reasonable doubt now complained against is one which I have
given in jury trials for over thirty years.
This is the first time its correctness has been questioned."
The desirability of adherence to
the traditional formula, which is not that used by the trial judge, has
repeatedly been emphasised in decisions of this court. In addition to the above cases, reference may
also be made to Stillie v H.M. Advocate 1990 S.C.C.R. 719 and,
most recently, Dickson v H.M. Advocate 2005 S.C.C.R. 344. Substantial departures from, or unnecessary
elaborations of, the traditional formula are liable to generate appeals,
whether with or, as in the present case, without merit.