APPEAL COURT, HIGH COURT OF JUSTICIARY
Lord Milligan Lord Carloway Lord Allanbridge |
Appeal No: 2360/99 OPINION OF THE COURT delivered by LORD CARLOWAY in APPEAL by STATED CASE in causa WILLIAM ADAMSON and MARGARET ANN ADAMSON t/a JOHN ADAMSON & SONS Appellants; against PROCURATOR FISCAL, Lanark Defenders: _______ |
Act : Sheldon; Morton Fraser
Alt : Drummond Young Q.C., A.D.; Crown Agent
31 October 2000
1. Facts
[1] The appellants were charged on complaint that:
"between 1 March and 8 June 1998, both dates inclusive, at School Field, Swaites Farm, Pettinain, Lanark, you,...being self employed persons, did fail to conduct your undertaking is such a way as to ensure, so far as was reasonably practicable, that persons not in your employment were not exposed to risks to their health and safety in respect that you did fail to ensure that an Ayrshire bull kept by you in said School Field was securely fenced whereby on 8 June Wilson Cowan, an employee of West of Scotland Water, at work at Grange Road, Pettinain, adjacent to said School Field was attacked by said Ayrshire bull and was fatally injured; contrary to the Health and Safety at Work Act 1974, section 3(2) and 33(1)(a)".
[2] After a trial at Lanark Sheriff Court on 8, 9, 15, 18 and 24 June 1999, the Temporary Sheriff (J. McA. Penman) on 6 July found the appellants guilty as libelled. He imposed a fine of £2,500 on the first appellant and admonished the second appellant. He found the following facts admitted or proved:
"1. That between 1st March and 8th June 1998 the Appellants were partners and were trading as John Adamson and Son, at Swaites Farm, Pettinain, Lanark.
2. That on 8th June 1998, Mr. Wilson Cowan was an employee of West of Scotland Water Authority, and his duties included the collection and testing on-site of a water sample, collected by him from the water-sampling point...
situated on the grass verge of the public highway adjacent to the boundary fence and gate at the area known as School Field, which formed part of the Appellants' farm.
3. that from at least 1st June, 1998, and on 8th June, 1998, an Ayrshire bull, of which the Appellants were co-owners along with others, was being kept by the Appellants in School Field, Swaites Farm, Pettinain, as part of the conduct of the Appellants' undertaking, and was running in that field with a number of heifers, for breeding purposes. This bull, in addition to having had the mandatory nose-ring fitted, also had a short length of chain fitted to the nose-ring, for handling purposes. The bull was about three years old and weighed some 800 kilograms, or approximately three-quarters of a ton.
4. that bulls in general are dangerous and unpredictable animals. Bulls, including dairy bulls, are commonly kept outside to run with heifers. This is done to facilitate breeding. Such bulls have a natural tendency to be protective of their herd, and are curious or wary about any potential threat. Common protective behaviour by such bulls may include stamping or pawing the ground and bellowing or snorting. Some bulls may ordinarily make more noise than others. Bulls may make more noise when strangers are present than in the presence of persons known to them, such as farm workers.
5. that the Appellants, particularly the first Appellant, were well aware of the dangerous and unpredictable nature of bulls in general.
6. that on Monday, 1st June 1998, and subsequently, prior to Monday 8th June 1998, the bull kept by the Appellants in said School Field was acting aggressively towards persons on foot on the public highway adjacent to said School Field. There was no evidence that, prior to Monday 1st June 1998, the bull had demonstrated any tendency to be aggressive or difficult. However, on at least two occasions prior to Monday, 8th June 1998, the bull was seen by road workers to be butting or rocking fence posts in the vicinity of the incident.
7. that the first Appellant was aware of the bull's aggressive tendencies towards persons on foot on the public highway adjacent to said School Field on 1st June 1998.
8. that on 8th June, 1998, there was no sign at the side of Pettinain Road at School Field warning the public of the presence of the said bull.
8A. that between 1st and 8th June, 1998, the Appellants relied on a wooden-stob and six-strand wire fence between said School Field and the grass-verge adjoining the public highway to secure said bull within said School Field.
9. that one strand of the six-strand wire fence was barbed wire, which was placed second from the top of the fence, all strands of wire being stapled to the School Field side of the wooden fence-stobs.
10. that none of the strands of wire on said fence was electrified and that no separate electrified strand of fence-wire had been installed.
11. that this type or design of fence was considered appropriate for the keeping of cattle, including bulls. Under normal circumstances it was considered stock-proof. It was in good condition compared to fencing maintained by other farms in the area. It was inspected by the Appellants every Spring and maintained by tightening wires, inspecting each post by pushing them to confirm their solidity, and replacing posts where necessary.
11A. that the system of regular inspection of said fence relied upon by the Appellants was inadequate, and failed to show that the fence had, over a length of some eighty metres from the gateway to said field adjacent to the water sampling-point, about twenty per cent of wooden stobs which were loose.
12. that on 8th June, 1998, the fence was not sufficiently secure as to be capable of preventing said bull from leaving said School Field at a point adjacent to the gate and the water-sampling point which was regularly visited by employees of the West of Scotland Water Authority.
13. that electrification of the fence would have provided a greater deterrent to said bull under normal circumstances from touching the fence or leaving the field and would have substantially increased the security of said fence in such circumstances.
13A. that the existence of a sign warning the public of the presence of the bull and the strengthening and electrification of the fence were all steps which were reasonably practicable for the Appellants to have taken having regard to the whole circumstances, including the degree of risk created by the presence of the bull as weighed against the cost in money, time or trouble in the Appellants taking the steps referred to. The failure by the Appellants to take such steps exposed persons standing near the boundary fence to risks to their health or safety.
14. that at about 10.30 a.m. on Monday, 8th June, 1998, Mr. Wilson Cowan attended in his works motor van at the water-sampling point adjacent to the fence and gateway at School Field, Swaites Farm, Pettinain, to obtain a water sample for testing: this is done by raising the cover of the unit, then running water from a tap for a short period before collecting a sample of the water for testing...He parked his vehicle with the offside of the vehicle close to the grass verge and with the rear offside wheel of the vehicle opposite the water-sampling point box...A water-sample testing-kit had been placed open by Mr. Cowan on the passenger-seat of his works van, but had not been used by him.
15. that shortly after the arrival of Mr. Cowan at the said water-sampling point, the Ayrshire bull...came through the wooden-stob and wire fence from the field at a point close to the water-sampling point and to the offside of the works van...causing serious damage to said fence, but causing no damage to the works van.
16. that it could be inferred that the said bull then commenced a protracted attack upon Mr. Wilson Cowan at a point outwith the said boundary fence, and that items of Mr. Cowan's personal property were subsequently found within the boundary fence...at a point a short distance ahead of the front of Mr. Cowan's work's van, where the boundary fence had sustained damage to a fence-post and wire. No items of Mr. Cowan's personal property were found outside the field.
17. that it could be inferred that at no time prior to the attack upon him by said bull had Mr. Cowan been within said School Field.
18. that after its attack upon Mr Cowan, the bull re-entered the field at the breach in the boundary fence where it had initially left the field prior to the attack.
19. that as a result of the attack upon him by said bull, Mr. Wilson Cowan sustained extensive injuries and died as a result of multiple chest injuries due to goring by said bull.
20. that Mr. Wilson Cowan was fatally injured by the Ayrshire bull kept by the Appellants due to their failure to conduct their undertaking to ensure so far as was reasonably practicable that persons not in their employment who may be affected thereby were not exposed to risks to their health or safety due to their failure to ensure, so far as was reasonably practicable, the security of the section of boundary fence adjacent to the water-sampling point and the public highway at School Field, Swaites Farm, Pettinain."
2. Questions and Evidence
[3] Although a number of questions were posed in the original stated case, counsel for the appellants restricted his submissions to three of these as follows:
"2. Was there sufficient evidence in law to entitle me to make finding-in-
fact number 20?
...
4. Was there sufficient evidence to entitle me to make finding-in-fact number 7?
...
10. On the facts stated, was I entitled to convict the Appellants, as libelled?"
[4] So far as bearing directly upon the remaining questions, certain passages of evidence have significance. A neighbour, Mrs. Renton-Jowett said that, when she had been out walking her dog on the road next to the field on the morning of 1 June 1998, the first appellant came from the opposite direction with a flock of sheep. He said to her that the bull had been giving workmen some "bother" such that they had not been able to finish their work. As she walked on, she saw the bull snorting and bellowing and pawing the ground.
[5] The appellants' son spoke to the bull having a chain attached to its nose ring for handling purposes. William Parker, a co-owner of the bull, said that such a chain would be fitted where a bull was difficult to handle. A longer chain could be used to hobble a bull.
[6] The procedure for testing the water was described by the co-employee of the deceased, Peter Smith, who normally carried out the sampling. The test was a daily one, which took about ten minutes to complete. Mr. Smith was in the habit of placing the testing kit used on the driver's seat. He had never been required to go over the fence into the field. Another co-employee, William Grieve, described how a sample would be taken, first by running the water for a short time, then by taking a sample and finally by taking it back to the van, where the testing kit would have been laid out. After the incident, Mr. Grieve had found the tap running but the kit unused. It appeared to him, therefore, that the stage of actually taking a sample from the tap had not been reached.
[7] Weston Todd saw the deceased's van arriving at the locus. It was only about five minutes later that he saw the deceased being gored by the bull in the roadway. Police officers found items of the deceased's personal property just inside the fence line (between one metre and one and a half metres).
[8] One fence post recovered from the locus by the Health of Safety Executive inspector James Young was found to be rotten. He and his colleague Kenneth Fawell inspected forty-four posts at the locus and found nine loose. The posts were, according to Mr. Fawell, suffering from old age. Neither inspector considered the fence to be in good condition and properly able to secure stock. Mr. Fawell was surprised to find that it had not been electrified as he thought that to be essential given the presence of a bull in a field next to a public highway. Although it was difficult to secure a determined or angry bull, fencing in good condition and with the added deterrent of an electrified strand would properly secure stock in ordinary circumstances, including bulls.
[9] Robert Frame, a farmer, said electrified fences were very effective. Bulls could still barge through them but his experience was that they got used to an electrified fence and avoided it. He would have fitted one at his own farm but for the high risk of vandalism there. Jan Downer, a veterinary surgeon, said that a waist-high electrified fence should be used to secure a field although in abnormal circumstances, where a bull panicked or was determined to mate, such electrification might not deter it. Mr Ranald Brown, who worked most of his time on the appellant's farm, regarded the fence as "stock-proof", even for bulls. He conceded, however, that an electrified fence, which had been fitted in the past, would probably have kept the bull in the field.
3. Submissions
(a) APPELLANTS
[10] Counsel for the appellants advanced four propositions. First, he submitted that the Sheriff was not entitled to be satisfied that any failure on the part of the appellant caused the risk to the health and safety libelled. That risk was one of being attacked by the bull. However, the existence of the bull in the field posed no risk of itself. There had been no direct evidence of where the attack had started and the absence of such evidence was decisive. The causal link between the failure alleged (the insecurity of the fencing) and the risk libelled (an attack outside that fencing) had not been made out.
[11] Secondly, the Sheriff was not entitled to hold that it was reasonably practicable to take further precautions in relation to the security of the bull in question. In particular, he was not entitled to hold that the precautions suggested would have given such a degree of security as to justify imposing a duty on the appellants to implement them. The point here was, it was said, that this bull had suddenly become agitated and excited. The evidence was that a bull in such a state could not have been kept secure even by a well-maintained and electrified fence of the type in use here. If an event was unusual and the steps suggested to prevent it could not guarantee such prevention, it was not reasonably practicable for these steps to be carried out (Marshall v Gotham Co. Ltd. [1954] AC 360, Lord Reid at 373, Lord Tucker at 376).
[12] Thirdly, in so far as the Sheriff proceeded on the basis that the appellants knew of any aggressive tendencies on the part of the bull, his findings-in-fact were inconsistent and contradictory. On the evidence he was not entitled to find such knowledge. The inconsistency was between findings in fact 6 and 7.
[13] Fourthly, as a separate point, although it also arose in the first submission, counsel submitted that, in order to prove the case, the Crown had to show that the attack occurred outside the appellants' field. On the evidence, the Sheriff was not entitled to hold that the onus on the Crown to prove that fact had been discharged.
(b) CROWN
[14] On the first point, the Advocate Depute submitted that there was no need to prove a causal link between the failure alleged and the events that actually happened. It was sufficient that there existed a risk, that is to say the "possibility of danger" (R v Board of Trustees of the Science Museum [1993] 1 WLR 1171, Steyn LJ at 1177-1178; Lockhart v Kevin Oliphant Ltd. 1993 SLT 179 at 183). Once that risk was shown, it was for the appellants to demonstrate that they had taken all practicable precautions to prevent it occurring, in the sense of materially reducing the risk of an occurrence.
[15] On the second point, the Advocate Depute submitted that there was ample evidence from the Health and Safety Executive Inspectors, Mr. Young and Mr. Fawell, that the precautions desiderated would have materially reduced the risk of escape, and hence attack. The defence witness, Mr. Frame, had supported this evidence.
[16] On the third point, the Advocate Depute said that it was not necessary to show that the appellant had any knowledge of this bull's aggressive tendencies. The offence was one of strict liability and it was not doubted that bulls, as a generality, could be both unpredictable and dangerous. In any event there was evidence bearing upon the first appellant's knowledge stemming from what he said to Mrs. Renton-Jowett and the existence of the chain attached to the bull's nose ring.
[17] On the fourth point, the Advocate Depute argued that there was no need to show that the attack occurred outside the fence. Once the security system was shown to have been inadequate, that was enough to prove the offence in the absence of the defence of reasonable practicability being made out. In any event, the Sheriff was entitled to hold from the evidence of the system of sampling that the attack had occurred outside the fence.
4. Decision
[18] Section 3(2) of the 1974 Act creates an offence of absolute liability subject only to the defence of reasonable practicability. What requires to be proved by the Crown is that a particular operation exposed persons to the risk of harm, in this case physical injury. It is sufficient for the proof of the existence of risk that a possibility of danger is created. Actual harm need not be proved (R v Board of Trustees of the Science Museum (supra)). If such possibility is made out on the evidence then a conviction is bound to follow unless the defence is established. Of course the Crown is obliged, as a matter of fair notice, to specify in the charge the particular operation said to give rise to the risk. In this case, that operation was the keeping of a bull in a field, which was not secured. It was also libelled that, as a result of the operation, the bull escaped from the field and killed the deceased but that part of the libel did not require to be proved for the substantive element of the charge to be made out. That element would be made out if it were demonstrated that the field was not secured and, as a result, there existed a possibility of danger to others, such as people working at the other side of the fence on the verge of the public highway.
[19] Evidence that the deceased had been attacked outside the field was not necessary. However, we are satisfied that the Sheriff was entitled to infer and find, as he did in findings-in-fact 15 and 16, that the bull had gone through the fence and attacked the deceased on the road side of the fence. The Sheriff did so on the basis that at the time of the attack all the deceased had been doing was carrying out a routine task. This task, which had been described by his co-employees Mr. Smith and Mr. Grieve, did not require him to enter the field. There was no reason for the deceased to have done so. Given also the timing spoken to by Mr. Todd, the Sheriff was entitled to hold that the deceased had not entered the field but was somewhere between the water sampling point and the near-side door of his van. It followed from this that the bull must have come through the fence and attacked him. Equally, the Sheriff was entitled to take the view that the finding of the deceased's personal items within the fence line could not be taken as demonstrating that the attack must have occurred inside that line. Rather, the items could have been lost when the deceased had been thrown against the fence by the bull. In these circumstances, we feel unable to sustain the appellants' fourth proposition.
[20] In determining whether the possibility of danger existed, it was not disputed that bulls can be dangerous and unpredictable animals. Indeed over the years the characteristics of bulls have often come to the attention of the courts and bulls have long been seen as potentially dangerous. The Sheriff made an express finding of their propensities (finding-in-fact 4). If a bull is kept in a field next to the public highway, which is inadequately secure in the sense of being incapable of restraining a bull, then there can be little doubt that the possibility of danger will be made out. It was not disputed that a bull in an excited state could overcome the security of this type of fence. Should it do so, it might attack people going about their business on the public highway. That being so, as there was a bull in this field and bulls can become excited and go through such fences, the possibility of danger was made out. We therefore reject the appellants' first proposition.
[21] In looking at the question of whether practicable steps can be taken to avoid a perceived danger, the test is not whether steps can be taken which are guaranteed to prevent the risk being translated into injury but whether steps exist which can materially reduce the risk of such an injury occurring. The Sheriff accepted, as he was entitled to do, the evidence of the Health and Safety Executive inspectors, Mr. Young and Mr. Fawell, that this fence was not in good condition in that it was old and parts of it were loose and rotten. He accepted their evidence that the field could have been made more secure had an electrified strand been incorporated into it. The defence witnesses Mr. Frame and Mr. Downer agreed with this. There was no suggestion that it would have been difficult or costly to ensure that the fence posts were in a solid base or that the fence was electrified, as it had been in the past. That being so, there was little prospect ultimately of the defence of reasonable practicability being made out. In this regard, the case is quite different from Marshall (supra) where the risk of a mine collapse was created by an unusual geological condition not found in the mine for some twenty years. The danger was a very rare or remote one (Lord Reid at 373, Lord Tucker at 376). That cannot be said about the dangers arising from the presence of a bull in a field through which it might choose to wander. Furthermore, in Marshall, the trouble and expense required to reduce the risk were considerable (Lord Reid at 373) and of an elaborate nature (Lord Tucker at 376). That was not the case here. Although in both Marshall and the present case the steps taken would not have eliminated the danger as a matter of scientific certainty, there the similarity ends. If a precaution substantially reduces a risk of the type under consideration then, if reasonably practicable, it has to be adopted if criminal responsibility under the section is to be avoided. The fact that a precaution does not provide a guarantee of safety does not permit a person undertaking work to ignore it. We are satisfied that the Sheriff was entitled to hold that the precautions desiderated were reasonably practicable and that they would have materially reduced the danger involved in keeping a bull running with heifers in an open field. We therefore reject the appellants' second proposition.
[22] The Sheriff founded first upon the conversation between the first appellant and Mrs. Renton-Jowett in holding that the appellants were aware of this particular bull's aggressive tendencies. We are satisfied that he was entitled to do so. He rejected the first appellant's evidence where it was inconsistent with Mrs. Renton-Jowett. That being so, the situation was that, a week before the incident, the first appellant was aware that the bull was "bothering" workmen in the vicinity of the field. We do not have any difficulty in interpreting the word "bother" in the context of a bull and workmen as meaning that the bull was behaving in an aggressive manner such as caused alarm to the workmen. It is not without significance that the bull was behaving in that manner when Mrs. Renton-Jowett saw it shortly after the first appellant had passed by. In support of this evidence, the Sheriff noted that this bull had a chain attached to its nose ring and this, according to Mr. Parker, was a method of handling difficult bulls. The combination of such evidence was sufficient for the Sheriff to conclude, as he did in finding in fact 7, that the first appellant was aware of the bull's aggressive tendencies. We are unable to detect any inconsistency between that finding and finding-in-fact 6. We therefore reject the appellants' third proposition.
[23] This is clearly an anxious and distressing case but, from the stated case, it appears that the Sheriff dealt with the evidence and the submissions with considerable care. We are unable to detect any error in his reasoning and answer the second, fourth and tenth questions in the affirmative and refuse the appeal.