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Wildcat Haven Community Interest Company against the Scottish Ministers and another (Court of Session) [2024] CSIH 39 (15 November 2024)
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[2024] CSIH 39
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FIRST DIVISION, INNER HOUSE, COURT OF SESSION
[2024] CSIH 39
P833/23
Lord President
Lord Malcolm
Lady Wise
OPINION OF THE COURT
delivered by LORD MALCOLM
in the petition by
WILDCAT HAVEN COMMUNITY INTEREST COMPANY
Petitioners and Reclaimers
against
THE SCOTTISH MINISTERS
Respondents
and
VATTENFALL WIND POWER LTD
Interested Party
____________
Petitioners and Reclaimers: J d C Findlay KC; Colquhoun; Drummond Miller LLP
Respondents: Crawford KC; D Welsh; Scottish Government Legal Directorate
Interested Party: Mure KC; Eversheds Sutherland (International) LLP
15 November 2024
[1]
Wildcat Haven Community Interest Company (the petitioners) seek judicial review of a
decision of the Scottish Ministers to grant consent to Vattenfall Wind Power Ltd to construct a
wind farm at Clashindarroch Forest, Aberdeenshire. They contend that the development will
2
disturb a population of wildcat in the forest. They argue that the decision failed to approach the
question of mitigating these effects in the manner required by policy 3(b)(iii) of National
Planning Framework 4 (NPF4). The decision was therefore unreasonable and based on an error
of law. They ask the court to quash it. The Lord Ordinary dismissed the petition, see
[2024] CSOH 10. That decision has been reclaimed (appealed) to this court.
Background
[2]
Vattenfall applied to the Scottish Ministers for consent for the development under
section 36 of the Electricity Act 1989. It would be the second of two wind farms at the site. The
first was known as Clashindarroch I, and the new development would be Clashindarroch II.
The Ministers appointed a reporter to consider the application. She held a public inquiry into
the proposal.
[3]
The forest forms part of the Strathbogie Wildcat Priority Area. The petitioners
maintained that the development posed an unacceptably high risk to the wildcat population. In
October 2022 the reporter recommended refusal of the application. This decision was not based
on the impact on wildcat which would be negligible or minor in light of the mitigation
measures set out by Vattenfall. However, the development would have significant and
unacceptable adverse effects on the surrounding landscape, particularly in relation to the views
from the prominent hill known as Tap o'Noth and the Correen Hills. As a result the proposal
did not accord with national or local planning policy.
[4]
In February 2023 a new series of planning policies encompassed in NPF4 was formally
adopted by the Scottish Ministers. New energy policies were introduced. The Ministers asked
the reporter to reopen the inquiry in order to hear submissions on the changes in energy and
3
planning policy. In a supplementary report it was recommended that the application be
granted, subject to certain conditions. The Ministers granted the application on 26 June 2023.
[5]
The petitioners contend that the reporter failed to apply the mitigation hierarchy within
policy 3(b)(iii) of NPF4 in the correct manner. It introduced a significant innovation on the
previous practice in that it requires decision makers to take a sequential approach and prefer
mitigation measures which avoid or minimise an environmental impact over those which seek
merely to offset the impact. Vattenfall had only proposed offsetting measures to mitigate the
impact of the development on wildcat. Had the reporter applied the hierarchy properly she
might have assessed these proposed measures as unsatisfactory and non-compliant with NPF4.
[6]
The Lord Ordinary disagreed. He determined that policy 3(b) simply required a rational
decision based on particular criteria. The weight to be attached to those criteria was a matter for
the decision maker. Since neither the reporter nor the Ministers had made an error of law, there
was no proper basis for the court to intervene.
Policy 3 and the mitigation hierarchy of National Planning Framework 4
Policy 3
[7]
Policy 3 of NPF4 concerns biodiversity. It reads as follows:
"Policy Intent:
To protect biodiversity, reverse biodiversity loss, deliver positive effects from
development and strengthen nature networks.
Policy Outcomes:
Biodiversity is enhanced and better connected including through strengthened nature
networks and nature-based solutions.
Local Development Plans:
LDPs should protect, conserve, restore and enhance biodiversity in line with the
mitigation hierarchy. They should also promote nature recovery and nature restoration
across the development plan area, including by: facilitating the creation of nature
networks and strengthening connections between them to support improved ecological
4
connectivity; restoring degraded habitats or creating new habitats; and incorporating
measures to increase biodiversity, including populations of priority species.
Policy 3
a) Development proposals will contribute to the enhancement of biodiversity, including
where relevant, restoring degraded habitats and building and strengthening nature
networks and the connections between them. Proposals should also integrate nature-
based solutions, where possible.
b) Development proposals for national or major development, or for development that
requires an Environmental Impact Assessment will only be supported where it can be
demonstrated that the proposal will conserve, restore and enhance biodiversity,
including nature networks so they are in a demonstrably better state than without
intervention. This will include future management. To inform this, best practice
assessment methods should be used. Proposals within these categories will demonstrate
how they have met all of the following criteria:
i. the proposal is based on an understanding of the existing characteristics of the
site and its local, regional and national ecological context prior to development,
including the presence of any irreplaceable habitats;
ii. wherever feasible, nature-based solutions have been integrated and made best
use of;
iii. an assessment of potential negative effects which should be fully mitigated in
line with the mitigation hierarchy prior to identifying enhancements;
iv. significant biodiversity enhancements are provided, in addition to any
proposed mitigation. This should include nature networks, linking to and
strengthening habitat connectivity within and beyond the development, secured
within a reasonable timescale and with reasonable certainty. Management
arrangements for their long-term retention and monitoring should be included,
wherever appropriate; and
v. local community benefits of the biodiversity and/or nature networks have
been considered.
c) Proposals for local development will include appropriate measures to conserve,
restore and enhance biodiversity, in accordance with national and local guidance.
Measures should be proportionate to the nature and scale of development. Applications
for individual householder development, or which fall within scope of (b) above, are
excluded from this requirement.
d) Any potential adverse impacts, including cumulative impacts, of development
proposals on biodiversity, nature networks and the natural environment will be
minimised through careful planning and design. This will take into account the need to
reverse biodiversity loss, safeguard the ecosystem services that the natural environment
provides, and build resilience by enhancing nature networks and maximising the
potential for restoration."
5
The mitigation hierarchy
[8]
In Annex F of NPF4 the mitigation hierarchy is defined as follows:
"The mitigation hierarchy indicates the order in which the impacts of development
should be considered and addressed.
These are:
i. Avoid by removing the impact at the outset
ii. Minimise by reducing the impact
iii. Restore by repairing damaged habitats
iv. Offset by compensating for the residual impact that remains, with preference to on-
site over off-site measures.
"
The reporter's first report
[9]
The proposal would have significant effects on the surrounding landscape. There would
be adverse visual effects from the north east, south east and south, including on the views from
the rural communities at Tillathrowie and south of Rhynie. There would be adverse visual
effects on the views from the summit of Tap o' Noth hill and from the Correen Hills. The views
from the path towards the Tap o'Noth summit, and of the hill's silhouette from the south,
would be impacted. Tap o' Noth was distinctive. A previous proposal to develop a wind farm
in the area had been amended in response to the sensitivity of this location. Another had been
refused partly on that basis.
[10]
It was possible that the population of wildcat in the area amounted to just five. A
population of that size would be a vital part of any remaining Scottish population. Vattenfall
6
had correctly treated it as a population of national importance when predicting adverse effects
and designing mitigation measures. Significant adverse effects on the wildcat population were
predicted, but, with some adjustments, the proposed mitigation measures would render the
effects negligible to minor. These included species protection and on-site and off-site habitat
improvements. The environmental impact assessment (EIA) had not been flawed. It had
presented reasoned conclusions regarding the presence of, and the effects of the development
on, wildcat in the area. It was accepted that the development would not avoid an area where
they were present. However, as required by the Electricity Works (Environmental Impact
Assessment) (Scotland) Regulations 2017, the proposals described the "measures envisaged in
order to avoid, prevent or reduce and, if possible, offset likely significant adverse effects on the
environment." The wind farm had been designed to avoid potential resting sites and valuable
foraging habitat. A management plan aimed to strengthen the existing habitats, such as the
riparian corridors, and introduce wider benefits in habitat connectivity across the Strathbogie
WPA. When identifying detrimental effects of the development, Vattenfall had taken a
precautionary approach. Where there was any doubt about whether a detriment would occur,
they had assumed that it would. That approach accorded with the broad expectations of the
EIA. Avoiding all significant effects was desirable but was not the intention of the 2017
Regulations. With certain adjustments to the conditions regarding mitigation measures the
proposed development would have no significant adverse effect on any protected species,
including wildcat. The residual impact on them would be negligible.
[11]
The development would have no significant effects in relation to noise, ornithology,
aviation, transport and access, associated infrastructure or any other matters. The proposal
would make a meaningful contribution towards increasing renewable energy generating
capacity, meeting climate change objectives and emission reduction targets. The development
7
would produce national and local economic benefits arising during the construction and
operational phases, and a net benefit in terms of carbon emissions. Those benefits would not
outweigh the significant adverse effects on the landscape. Although the considerations set out
in schedule 9, paragraph 3 of the Electricity Act 1989 had been taken into account, overall the
development was not compliant with national and local planning policy. While tackling
climate change was a heightened priority in national and UK energy policy, it had not been
elevated to the level of an overriding consideration. Environmental considerations, including
Scotland's landscapes and important habitats and species, remained an integral part of National
Planning Framework 3 (the predecessor to NPF4). There was still a need to find the right place
for development, and the development did not meet this requirement. Section 36 consent and
deemed planning permission under section 57 of the Town and Country Planning (Scotland)
Act 1997 ought to be refused.
The supplementary report
[12]
Key changes in energy and planning policy had taken place since the original report.
These included the replacement of the Onshore Wind Policy Statement 2017 and the Onshore
Wind Policy Statement Refresh Consultative Draft 2021 with the Onshore Wind Policy
Statement 2022 (OWPS 2022). It recognised that delivering Scotland's onshore wind target
would necessitate taller and more efficient turbines. This would inevitably change the
landscape. If Scotland was to meet its 2030 or 2032 renewable energy targets, it needed to
increase its renewable energy capacity, particularly onshore wind capacity. Clashindarroch II
would make a meaningful contribution to these targets within the timescales. It would reduce
carbon dioxide emissions and help to tackle climate change. OWPS 2022 guided decision
makers towards approving wind farm proposals that would make a meaningful contribution to
8
the onshore wind target, unless they would have adverse visual or landscape effects which
were so significant that they overrode the imperative to increase wind capacity. A balancing
exercise was expected. The OWPS 2022 changes the scale or extent of adverse effects that may
now be deemed acceptable. It was inevitable that the point at which effects were considered to
be acceptable would move in response to the increased importance given to meeting energy
targets.
[13]
NPF3, the Scottish Planning Policy 2014, and the draft of NPF4 had been replaced by
NPF4. It did not retain the SPP 2014 requirement for local development plans to set out a
spatial framework for onshore wind developments. Instead, broad principles were set out in
NPF4 policies 4, Natural Places, and 11, Energy. The acceptability of landscape and visual
impacts under policy 4 had to be considered alongside policy 11, which now provided some
direction on when significant landscape and visual impacts ought to be considered acceptable.
Policy 11 supported wind farm development in principle, albeit not in a National Park or a
National Scenic Area. Consideration of natural heritage was replaced with consideration of the
impact on biodiversity. Net economic impact, including local socio-economic benefits such as
employment, associated business and supply opportunities, should be maximised. When
considering the acceptability of impacts overall, policy 11 required greater and significant
weight to be placed on the proposal's contribution to energy targets and greenhouse gas
emission reduction targets. This necessitated a change to the reporter's previous assessment of
the landscape and visual effects of the proposal. These effects were still significant and adverse,
but they were no longer unacceptable. Visual effects in unprotected areas such as the Tap
o'Noth should be given less importance. A trend towards taller turbines was anticipated in the
OWPS 2022, thereby rendering the design differences between Clashindarroch I and II
acceptable. The proposal's contribution to targets was important enough to offset its impact on
9
biodiversity and the Tap o'Noth hillfort. There would be no significant adverse effect on
wildcats or other protected species. There was no conflict with policies 4 or 11.
[14]
NPF4 policy 1, Tackling the climate and nature crises, directed that the global climate and
nature crises ought to be given significant weight. There was no doubt that Clashindarroch II
was a positive response to the climate crisis. It offered a timeous contribution to meeting
targets which had to be given significant weight. It did not conflict with the intent of policy 1
regarding the nature crisis.
[15]
Part (b) of policy 3, "Biodiversity", required developers to demonstrate that a proposal
would conserve, restore and enhance biodiversity. Five criteria related to this aim had to be
addressed. As per the findings in the first report, four of them had been met: the understanding
of the ecological context; the use of nature-based solutions where feasible; the mitigation of
negative effects; and consideration of the local community benefits arising from biodiversity
enhancement. What remained was whether part (b)(iv) could be satisfied, i.e. the provision of
significant biodiversity enhancements in addition to proposed mitigation. Recognising that this
was a transition project, and to make the development compliant with that part of policy 3, a
revised planning condition should be attached to make it clear that approval of additional
biodiversity enhancements beyond the mitigation measures proposed would be required as
part of the final version of the habitat management plan.
[16]
The energy and planning policy updates urged decision makers to place greater
importance on the delivery of renewable energy and emission targets. The adverse effects on
the landscape were still present, but as they did not impact upon protected landscape and were
localised, they were now to be given less weight than before. The renewable energy, economic
and environmental benefits of the proposal outweighed the negative landscape and visual
effects. The proposal complied with NPF4 and was acceptable overall. Subject to conditions,
10
section 36 consent should be granted and planning permission should be deemed to have been
granted under the Town and Country Planning (Scotland) Act 1997.
The Scottish Ministers' decision
[17]
The Scottish Ministers accepted and adopted the reporter's conclusions on the
proposal's: (i) effect on the landscape; (ii) effect on wildcat and other protected species and
habitats; (iii) noise impact; (iv) generation of energy and production of carbon savings;
(v) contribution towards renewable energy targets; and (vi) consistency with national and local
planning policy. The reporter's conclusion that there was increased importance on renewable
energy projects in the new policy material was accepted and adopted. The seriousness of
climate change, its potential effects, and the need to cut carbon dioxide emissions remained
matters of significant priority. The adverse landscape and visual effects were acceptable when
balanced against the contributions to onshore wind and emissions targets offered by this
proposal.
[18]
The proposed mitigation measures, which included species protection and habitat
improvements, would render the residual effects on the wildcat population negligible to minor.
The effects on other protected species and habitats would not be significant. A planning
condition will require biodiversity enhancement beyond the measures aimed at mitigation of
adverse effects. The proposal would make a meaningful contribution to renewable energy
targets. This, and its contribution to carbon savings, were factors which weighed in its favour.
Section 36 consent was therefore granted, and planning permission was deemed to have been
granted.
11
The Lord Ordinary's decision
[19]
If the reporter and in turn the Ministers had failed to understand the import of NPF4
and policy 3(b)(iii), the decision would be susceptible to reduction. If the policy had been
properly understood, it could be challenged only on the bases that: (i) it was not a reasonable
decision based on relevant grounds; or (ii) the reasons for the decision failed to meet the
requisite standard. The petitioners did not advance such criticisms.
[20]
It was for the court to interpret planning policy. That task was not to be conducted in a
legalistic manner. Bearing in mind the broad nature and purpose of policy documents of the
type in question, it should be carried out objectively in accordance with the language used
viewed in its proper context. Approaching matters in that light, the Ministers' and Vattenfall's
interpretation of the policy was correct for three reasons. First, the language of the policy
indicated that certain development proposals, including Clashindarroch II, would be supported
only if they demonstrated their positive effects upon biodiversity. One of the criteria upon
which the sufficiency of that demonstration would turn was an assessment of potential negative
effects which should be fully mitigated in line with the mitigation hierarchy. Policy required a
developer to provide such an assessment. As part of the assessment of compliance with
policy 3, the decision maker would then form a view as to whether the effects would be
mitigated in line with the hierarchy. There was nothing in the language of the policy which
suggested that when doing so, the decision maker was constrained by anything other than the
implicit requirement to make a rational decision based on relevant criteria.
[21]
Secondly, there was nothing in the context of NPF4 which suggested that an alternative
interpretation of policy 3(b)(iii) applied. The petitioners' interpretation would effect
considerable change in the significance of the mitigation hierarchy for national and major
developments, and for those requiring an EIA. There was nothing in any travaux préparatoires,
12
policy discussion papers, or consultation exercises concerning NPF4 which suggested an
intention to bring about such a change. If the petitioners' interpretation were correct, there
would be a conflict between the hierarchy and the minimum legal requirements for the
provision of information in the 2017 Regulations, which still applied to the proposal.
[22]
Thirdly, NPF4 was a material consideration to be taken into account. The weight to be
attached to material considerations was a matter for the decision maker. A policy document
must be properly understood by a decision-maker, but NPF4's nature rendered it an unlikely
repository for a stringent requirement such as that contended for by the petitioners.
[23]
If the court had found that the reporter and the Ministers had proceeded upon a
material misunderstanding of policy 3(b)(iii), it would not have been possible to conclude that if
the misunderstanding had not occurred there would have been no real possibility of the
ultimate decision being different. Predicting what the outcome of the application would have
been had certain considerations been given greater significance would have required the
deployment of knowledge and skills which the court does not possess.
[24]
Many interested individuals entertained serious and reasonable concerns about the
effects of the proposal on the wildcat population at Clashindarroch. However, it had not been
established that the reporter or the Ministers had made an error of law. In those circumstances,
there was no room for intervention by the court.
The parties' submissions
Petitioners
[25]
The Lord Ordinary erred in determining that policy 3(b)(iii) of NPF4 did not require a
sequential approach to the assessment of the mitigation of adverse environmental effects.
Negative effects had to be mitigated in line with the hierarchy which required decision makers
13
to take a sequential approach to the consideration of mitigation measures. They had to prefer
measures which avoided or minimised environmental impacts over those which merely sought
to offset them. The use of the word "hierarchy", and the illustration appended to the definition
of the hierarchy, indicated that a sequential approach was expected. An approach which
entirely discounted or ignored the avoidance or minimisation, and focused only on offset, was
not in line with the sequential approach. The Lord Ordinary erred in holding that the policy
did not imply that the mitigation hierarchy was intended to be binding. An applicant required
to demonstrate compliance with the policy's criteria, including the mitigation hierarchy. The
decision maker had to address whether they were met.
[26]
The Lord Ordinary erred in determining that the policy was only binding on an
applicant. Even if that was correct, the decision maker still required to consider whether the
applicant had complied with the policy. If they had not, the policy would not support the
proposed development. The Lord Ordinary had conflated the requirements of the policy with
the 2017 Regulations, which applied only to the party preparing an EIA report.
[27]
The Lord Ordinary erred when he concluded that it was unlikely that NPF4 effected
such a considerable change. NPF4 heralded a new approach in terms of planning policy. It
gave primacy jointly to the global climate emergency and the growing nature crisis. It deemed
these crises to be of the same magnitude. Policy 1 was a general policy which required
significant weight to be given to the nature crisis. It formed part of the context in which policy 3
ought to be considered. Its role was to rebalance the planning system in favour of conservation,
restoration and enhancement of biodiversity. One element of that was the mitigation hierarchy.
Policy 3(b)(iii) reflected a new, more stringent approach. The Lord Ordinary had erred in
concluding that it should be interpreted as imposing a burden on an applicant to provide
information to a decision maker. The purpose of an EIA was to provide information about the
14
likely environmental effects of a development, and to allow third parties and members of the
public to comment intelligently on the proposal. Planning policy was concerned with the
broader question of whether a development should be permitted, and if so, on what conditions.
Applications for planning consent were decided in accordance with planning policy, informed,
where appropriate, by an EIA. There was no reason why planning policy concerning the
acceptability of a development from an environmental perspective must mirror the technical
rules regarding the preparation of an EIA. The Lord Ordinary had concluded that, because the
application was made under section 36 of the 1989 Act, NPF4 was only a material consideration,
and did not set out binding requirements. That fact was irrelevant to the correct construction of
policy 3.
[28]
The Lord Ordinary's reasons for rejecting the petitioners' submissions were flawed. The
reporter had failed to have proper regard to the mitigation hierarchy. Had she done so, she
may have found that the proposed mitigation measures, and therefore the development as a
whole, did not comply with NPF4. In her initial report, the reporter had dismissed the
petitioners' complaint that avoidance had been leap-frogged by Vattenfall on the basis that
there was no weighting in favour of avoidance, as opposed to offsetting measures. NPF4 now
required decision makers to apply such a weighting, yet in her supplementary report when
considering policy 3 the reporter had explicitly adopted her earlier reasoning. She continued to
take the pre-NPF4 approach. The case brought into sharp focus the extent to which NPF4 had
added anything new in terms of species protection. On the reporter's approach, as endorsed by
the Lord Ordinary, it had made no difference. Such a conclusion was contrary to the thrust of
NPF4 as a whole. The reporter had removed much of the protection which the policy intended
to provide.
15
The Scottish Ministers
[29]
The Lord Ordinary's decision displayed no error of law. Policy 3(b)(iii) requires
developers to identify, for the decision maker, any potential negative effects on biodiversity and
to demonstrate how those have been mitigated. It was for the decision maker to decide whether
the proposed mitigation was acceptable or not. The petitioners' challenge amounted to no more
than a disagreement with the Ministers' assessment of the proposal's compliance with the
policy. That was not a relevant ground of review.
[30]
The Lord Ordinary's interpretation of policy 3(b)(iii) was premised on the plain meaning
of the words. He correctly recognised that the interpretation of the policy was a matter for the
court. Having considered the policy's language, he determined that there was nothing in the
context or status of NPF4 which indicated that any other interpretation was required. That was
correct. The petitioners had accepted that the EIA had been carried out properly. It provided a
proper basis to inform the Scottish Ministers as to the extent to which Vattenfall had complied
with their duty to mitigate any effect on, and the desirability of preserving, amenity (Electricity
Act 1989, schedule 9, paras 3(1)(a) and (b)). It was for the decision maker, informed by the EIA,
to determine whether a developer had demonstrated compliance with policy 3(b). NPF4 was
part of the local development plan and was therefore a material consideration (section 24(1) of
the 1997 Act). The weight accorded to a material consideration was a matter of planning
judgement challengeable only on public law grounds, and none were advanced by the
petitioners.
[31]
The petitioners correctly acknowledged that a developer did not require to avoid all
negative effects. If it were otherwise, there would be no need for a mitigation hierarchy. The
hierarchy is intended to be flexible, albeit with the goal of full mitigation in mind.
Consideration of the hierarchy was a matter of planning judgement and no set approach was
16
required. Inevitably, there are effects which cannot be avoided. The petitioners' interpretation
of policy 3(b) ignores that fundamental matter. The Lord Ordinary had expressly noted that
mitigation was one of the criteria against which a development proposal would be assessed. As
with all matters related to EIAs, it was designed to ensure that decisions were made on an
informed basis.
[32]
The Lord Ordinary decided that, having regard to the context within which NPF4 was
located, there was nothing to suggest that the policy should be interpreted other than by giving
the words their plain meaning. The Lord Ordinary appreciated that the interpretation
suggested by the petitioners would effect a considerable change in the significance of the
mitigation hierarchy. The petitioners had been unable to point to any support for such an
intention in any contemporary documentation. The Lord Ordinary had also been correct to
note that the 2017 Regulations continued to govern the legal requirements of an EIA for a
development of this nature. They said nothing about an absolutist hierarchical approach to
mitigation.
[33]
The Lord Ordinary had not failed to recognise that NPF4 formed part of the
development plan. He had determined, correctly, that the policy was a material consideration.
Though a decision maker required to consider the policy, he or she was not bound by it. To
suggest otherwise was to elevate the status of the policy to something beyond even the
statutory requirements of the EIA process.
[34]
If there had been a public law failure to consider and apply policy 3(b)(iii), the evidence
had demonstrated that nonetheless the wildcat population would be adequately protected.
Any breach of legal rights was one of form and not of substance. Even if the reporter had
framed her report in the manner for which the petitioners contended, there was no realistic
17
possibility that she would have reached a different decision or issued a different
recommendation. It would have made no conceivable difference to the outcome.
Vattenfall
[35]
The Lord Ordinary did not hold that the language of policy 3 implied that it was not
mandatory or that it did not connote a preference for avoidance or minimisation. The
Lord Ordinary correctly identified the distinction which the policy drew between the role of the
developer and that of the decision maker. It was for a developer to demonstrate how the
proposal met the criteria in policy 3(b), including the mitigation hierarchy. The key to policy
3(b) was in its first sentence, which contained the words "will only be supported where". The
decision maker had to have regard to all of the criteria and to the information provided by the
developer under each criterion. What was possible or advisable as a means of mitigation would
depend on the environmental interests impacted and the whole circumstances of the
development.
[36]
A mitigation hierarchy had been a central part of EIAs for years. By way of examples,
reference was made to the 2017 Regulations at 5(2)(c) and schedule 4, paragraph 7, and to
Planning Advice Note 1/2013 at paragraph 4.30 and Figure 2. Decision makers were used to
considering mitigation proposals according to this hierarchy, and to balancing that with other
aspects of the environmental information provided. The same approach was required by
policy 3(b) and by NPF4 as a whole. The Lord Ordinary had been correct to note that the legal
framework for EIAs remained unchanged, and that NPF4 did not express an intention to make
the significant change for which the petitioners contended.
[37]
The Lord Ordinary had been entitled to say that the policy required to be considered
with the rest of NPF4. It was not an error of law for the Lord Ordinary to observe that the
18
wording of policy 3(b)(iii) was an unlikely repository for a shift as significant as that submitted
by the petitioners. The reporter had carefully considered the proposed mitigation measures in
their context. She and the Ministers had been entitled, in the exercise of their planning
judgement, to find that the proposed mitigation measures would render the effects on the
wildcat population negligible to minor.
[38]
If that is wrong, in any event the court should exercise its discretion not to grant a
remedy. On the basis of the EIA and the evidence before the reporter, neither the petitioners
nor the public interest in the protection of wildcat would suffer substantial prejudice from the
grant of a section 36 consent. If there was a re-determination, there was no realistic prospect of
the Ministers reaching a different decision.
Discussion and decision
[39]
As elaborated upon in oral submissions, the central proposition for the petitioners was
that, in addition to requiring major development proposals to demonstrate enhancement of
biodiversity, policy 3(b) of NPF4, when allied to the definition of the mitigation hierarchy in
Annex F, also changed how a decision maker should go about assessing potential negative
effects. The alleged mistake of the reporter was to fail to recognise this in her second report,
thus she did not give avoidance the necessary greater preference or weighting over other
mitigation measures. It was contended that in line with the increased importance attached to
biodiversity, and in light of the significance of the wildcat population, a view on avoidance of
the potential adverse effects at the outset ought to have been taken first. Instead the reporter
relied on the assessment carried out in her first report which was prepared under the previous
regime. Her conclusion on this matter proceeded on the basis that avoidance has no greater
19
value than the other factors in the mitigation hierarchy, namely minimisation, restoration and
offsetting. But for this, the outcome might have been different.
[40]
The change in approach was described in various ways by counsel for the petitioners.
Rather than recognise that avoidance of potential negative effects should come first in the
assessment and afford it the requisite importance, the reporter adopted a "straight line", "flat"
or "non-hierarchical" approach. Full mitigation in line with the mitigation hierarchy had been
made a policy imperative. A sequential weighted approach is now demanded. The appropriate
weight to be given to avoidance is driven by the importance of what is at stake. There is now a
"very clear" preference for avoidance over the other elements in the mitigation strategy. It was
accepted that no new approach to the mitigation hierarchy was heralded during the preparation
of NPF4, but it was said to be inherent in its terms. The recognition of a nature crisis prompts a
greater need to protect the environment. It mattered not that the policy was stricter than the
EIA requirements laid down in the 2017 Regulations.
[41]
In the court's view the submissions for the petitioners have no merit. It is clear that
policy 3(b) of NPF4 introduced an important new requirement for major developments,
including this one, namely to demonstrate a contribution to the enhancement of biodiversity.
However, and contrary to the submission on which the petitioners' challenge depends, there is
nothing in the wording of policy 3(b) and Annex F, nor in anything else, which signals the
suggested material change in the mitigation strategy nor in how potentially significant adverse
environmental effects are to be assessed and dealt with by decision makers.
[42]
The use of a mitigation hierarchy similar to that defined in NPF4, including a preference
for avoiding significant adverse environmental impacts, is well established in pre-NPF4
regulations and guidance. For example PAN 1/2013 para 4.30 states that the most effective
mitigation measures are those which avoid or prevent the creation of adverse effects. "The aim
20
should be to prevent or avoid the effects if possible, and only then consider other measures."
Apart from it not mentioning restoration, there is no material difference between the
diagrammatic representation of the mitigation strategy in Figure 2 of the advice note and that in
Annex F of NPF4. Figure 2 states that avoidance is "most preferred" and offset "least
preferred".
[43]
While it is no doubt common sense to prefer avoidance where feasible, the hierarchy
itself recognises that there may be adverse impacts which cannot be removed at the outset of a
development's design. All of this can be seen in the context of the aim and purpose of an
environmental impact assessment and the application of a mitigation hierarchy, namely to
identify likely significant adverse effects and introduce measures which will prevent or reduce
them to an acceptable level. If, as was decided here, through a combination of measures there
will be no significant adverse effect on wildcat or other protected species, the exercise has
served its purpose. Once reduced to insignificant levels the impacts have been "fully mitigated
in line with the mitigation hierarchy" and the proposal is compliant with policy 3(b)(iii).
[44]
Standing the finding that the windfarm development as approved will have negligible
adverse effects on the wildcat population, it would be remarkable if nonetheless it was open to
challenge because of wildcat issues. The decision was that there will be no significant impacts,
so the discussion as to the weight to be given to avoidance as opposed to other measures is of
little practical relevance.
[45]
In any event, matters of weight and planning judgement are well understood to be for
the decision maker, not the court. The significant new issue for the reporter arising from NPF4
policy 3(b) was whether the proposals went beyond mitigation and offered biodiversity
enhancement consistent with policy 3. The answer was that, with appropriate revisions to the
conditions attached to the consent, this could be achieved. There was no reason for the reporter
21
to revisit her conclusions on the mitigation of potential adverse impacts set out in her first
report.
[46]
There is no challenge to the developer's EIA. It was acceptable to NatureScot. The
petitioners acknowledge that it is consistent with the still applicable 2017 Regulations on the
identification and mitigation of potentially significant adverse effects arising from this
development. It would be odd if nonetheless the reporter required to adopt a wholly different
approach when assessing the environmental impact of the proposal. Though not expressed in
such blunt terms, the petitioners' argument amounts to a plea that the potential for disturbance
of wildcat should in itself have been considered as a possible reason for refusal without
consideration of how this might be addressed by mitigation measures. There is no warrant for
this in the terms of NPF4 which, in accordance with well-established practice, requires a careful
identification of a development's potential negative impacts on biodiversity and an assessment
of whether mitigation measures will reduce them to acceptable levels.
[47]
This was the approach adopted by the authors of the EIA, the reporter in both reports,
and by the Scottish Ministers. It involves classic issues of planning judgement with which the
court will not interfere. In common with the Lord Ordinary, we have identified no
misinterpretation of planning policy nor any error of law in the decision making process. It
follows that the reclaiming motion is refused.