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ROY MCHATTIE AGAINST SOUTH AYRSHIRE COUNCIL [2020] ScotCS CSOH_4 (27 December 2019)
URL: http://www.bailii.org/scot/cases/ScotCS/2019/2020_CSOH_4.html
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[2020] CSOH 4,
2020 GWD 3-51,
2020 SLT 399,
[2020] ScotCS CSOH_4
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OUTER HOUSE, COURT OF SESSION
[2020] CSOH 4
P1120/19
OPINION OF LORD BOYD OF DUNCANSBY
In the petition of
ROY MCHATTIE
against
SOUTH AYRSHIRE COUNCIL
Petitioner
Respondent
27 December 2019
Petitioner: Bain QC, Crawford; A WM Urquhart
Respondent: Macpherson; Clyde & Co
[1] The petitioner is the guardian of his son Craig McHattie under a Guardianship Order
granted in his favour at Ayr Sheriff Court on 5 September 2019. Craig McHattie is 32 years
old. He suffers from a number of significant health issues including severe learning and
mobility issues. He attends Kyle Adult Care Centre 5 days a week and has done so for the
last 13 years. He and his parents are reliant on the facilities provided at the Kyle Centre and
he has developed important relationships with the carers. The facilities provide an
alternative to outings in the wider community which present significant hurdles to the
petitioner’s son.
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[2] The respondent has decided to close the Kyle Centre. The date on which such a
decision was taken is somewhat obscure for the reasons set out below but the primary
decision appears to have been taken by the South Ayrshire Integrated Joint Board (the IJB)
on 26 June 2019. The IJB is a body corporate established under the Public Bodies (Joint
Working) (Scotland) Act 2014. It is not clear to me whether or not the IJB have had
intimation of the petition but since it appears the decision may also have required the
approval of the respondent’s Leadership Panel the issue is of no moment. The Kyle Centre
is operated by the respondent. The respondent did not suggest that they were not
responsible for the decision.
[3] The petitioner objects to the closure of the Kyle Centre. First he says that the
respondent failed to meet its statutory obligations under section 149 of the Equality Act 2010
(EA 2010) and the Equality Act 2010 (Specific Duties) (Scotland) Regulations 2012/162 (the
Specific Duty Regulations). Specifically he submits that the respondent failed to carry out an
Equality Impact Assessment (EIA). Secondly he submits that he had a legitimate
expectation that he would be consulted on a proposal to close the Kyle Centre and no such
consultation took place. Thirdly, as a result of these failures the decision to close Kyle
Centre was irrational.
[4] The petitioner seeks
1) Production and reduction of the purported decision dated 26 June 2019.
2) For declarator that the respondent, by reaching the decision dated 26 June 2019
without consultation with the petitioner (and other service users and guardians)
that they frustrated the legitimate expectations of the petitioner.
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3) Separatim for declarator that in reaching the decision dated 26 June 2019 the
respondent failed to perform its statutory duties under section 149 of the Equality
Act 2010.
4) Separatim for declaratory that the decision dated 26 June 2019 was irrational
et separatim lacking in reasons et separatim unreasonable.
The petitioner also sought craves for suspension and interdict ad interim.
History of petition
[5] The petition was lodged on 9 December 2019. On 13 December Lord Woolman
heard a motion for permission to proceed, first orders and interim orders. He dispensed
with intimation and service, granted permission to proceed after hearing that the
respondent did not oppose permission being granted, made no order in respect of the
motion for interim orders and found the petition suitable for urgent consideration. He
assigned 19 December as the date for the substantive hearing, dispensed with the
requirement for a procedural hearing and made ancillary case management orders.
[6] I heard the substantive hearing on 19 December. I had the benefit of a full speaking
note from the Ms Bain QC and a note of argument from Mr Macpherson, Advocate. Ms Bain
supplemented her submissions with a short written submission to meet a point from the
respondent not foreshadowed in the petition or note of argument. I made avizandum. On
23 December I issued an interlocutor reducing the decision to close the Kyle Centre and
declarators as sought. This opinion records my reasons.
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Background
[7] The closure of the Kyle Centre was foreshadowed in South Ayrshire Health and
Social Care Partnership’s Adult Learning Disability Strategy 2017 - 2023. The review noted
that one of the issues that would put pressure on the provision of learning services was
“Kyle Centre Day Services regarded as not fit for modern day service provision”. This was
apparently followed by an options appraisal exercise in 2018 which led to the conclusion
that the best option for the Kyle Centre was to transfer users to externally provided services,
“benefitting both users and the Partnership through improved service, achievement of
strategy and cost savings.”
[8] This was followed by a business plan dated 15 January 2019. It recommended the
closure of the Kyle Centre and replacing it with externally provided support. A number of
anticipated benefits and dis-benefits were identified. The document set out indicative
timescales for the implementation of a decision. In particular it envisaged a consultation
process including staff, users and carers taking place between March and June 2019 and an
EIA between March and April 2019. The comment on the latter was “start asap and
ongoing.” The proposal was to go to the IJB for approval in June with a projected closure in
October 2019.
[9] The IJB held a meeting on 26 June 2019 to consider the budget for 2019 - 2020. The
report for the Board included a section on Learning Disability Day Services Review. It noted
that a budget working group had recommended a range of savings measures including
some re-provisioning of the service. Savings of £0.095 million were achievable in a full year
with £0.56 million in 2020. The recommendation to the IJB from the Chief Finance Officer
included an agreement to efficiency measures set out in a table which had not previously
been approved. Table 2 included an item “LD Day Service Review” with savings of £56,000
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for 2020. The minute of the meeting records the IJB’s approval of the recommendation. That
appears to be effectively the decision to close the Kyle Centre. It is to be noted that in
contrast to what had been envisaged in the business plan there had been no consultation
with users and carers on the proposal to close the Kyle Centre and no EIA on that proposal
had been carried out.
[10] The report for the IJB did include an EIA for the budget. In respect of disability the
assessment recorded positive impacts on people with disabilities through new forms of
provision. The EIA noted that full EIA would be required for specific proposals to fully
determine the impact and “these will be produced when required”.
[11] On 29 October 2019 the respondent’s Leadership Panel considered a report from
Billy McClean, the Head of Health and Care Services entitled Proposed Closure of Kyle Day
Centre. Its purpose was said to be to advise the Leadership Panel of the decision taken by
the IJB on 26 June 2019 and to seek funding of voluntary severance payments for staff
employed there. The report acknowledged that there had been a lack of consultation with
the Council during the decision making period but notes that action to progress the closure
has been undertaken. A closure date of 31 December had been proposed.
[12] The report also noted that the proposal had been assessed through the EIA scoping
process and there were no significant positive or negative equality impacts of agreeing the
recommendations. The scoping assessment attached to the report is dated 11 October 2019
and signed by Mr McClean. A cross in the positive impacts box is noted against the
community of “people with disabilities”. Low impacts are recorded for promoting positive
attitudes towards different communities or groups, increasing participation of particular
communities or groups in public life and promoting the human rights of particular
communities or groups. The summary assessment is that a full EIA is not required. The
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rationale for the decision is given as “the change increases the choice, control and
participation of those with learning disabilities who currently attend the Kyle Day Centre,
The impact is positive and has a low level of impact”. The respondent has not produced any
information on how these impacts were assessed.
Engagement with petitioner and other users
[13] On 10 July 2019 Sandra Rae, the respondent’s Manager Learning Disability wrote to
the petitioner’s son, the user of the Kyle Centre. The letter commences,
“I am writing to advise you that the South Ayrshire Health and Social Care
Partnership is reviewing the future provision of day support to adults with a
learning disability and that this may mean that those individuals currently attending
the Kyle Adult Day Centre may have their support provided in a different way in the
future, or by a different provider”.
The letter referred to the fact that the building housing the Kyle Day Service had been rated
as only adequate in the past by the Care Inspectorate. The letter says that following receipt
of the letter service users, carers and guardians will be consulted by care managers to
explore how eligible care needs and support can best be provided in the future and what
alternatives might be available. The letter continues,
“For now you need take no action. The Kyle Day Centre remains open and will
continue to operate normally while the review is on-going, If there is to be a change
in the way that support is to be provided, Care mangers will discuss this fully with
you and will make suitable arrangements to ensure that assessed needs and
outcomes are met going forward.”
[14] There was then an exchange of correspondence between the petitioner and the
respondent as a result of which there was a meeting between the petitioner and other carers
and the respondent’s officials on 10 September 2019. At that meeting the petitioner and
other carers were informed that the IJB had proposed to the Council that the Kyle Day
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Centre was to be closed by Christmas. This was the first time they had been told that the
Kyle Centre was to be closed.
[15] Affidavits from the petitioner and his wife set out not only the terms of their
engagement with the respondent but also the reasons why they consider that the proposed
alternatives are not suitable for their son. These are not relevant for the legal issues that I
have to resolve. I am satisfied that they are matters of substance relating to the care of their
son. They may well be relevant to a decision on whether to close the Centre.
[16] There are a number of supportive affidavits from the families of other users of the
Kyle Centre.
Conclusions on the factual background
[17] There is no properly minuted decision to close the Kyle Centre. The IJB took a
decision on 26 June to make budget savings which effectively meant the closure of the Kyle
Centre. Yet anyone looking at the report to the IJB on the budget for 2019 - 2020 would be
hard pressed to appreciate that the IJB was to decide to close the Kyle Centre. Equally the
minute of the IJB makes no reference to the Kyle Centre, recording merely “[the IJB] agreed
to the further efficiency measures in Table 2 not previously approved.” I am satisfied that
any member of the public looking at these minutes would be unable to ascertain that the IJB
had taken such a decision.
[18] Thereafter there appears to have been what might charitably be called some
confusion on the part of the respondent as to whether a decision had been taken to close the
Kyle Centre. At a meeting of the IJB on 4 September Mr Cooper, a trades’ union
representative asked whether any formal decision had been taken regarding the closure of
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the Kyle Centre. He was told that discussions were ongoing “however, it is anticipated that
the service will end at Kyle and be commissioned in alternative ways”.
[19] Mr Macpherson’s position was that the decision had to be ratified by the Leadership
Panel. Yet the report to the Panel for 29 October is to recommend noting (my emphasis) the
decision taken by the IJB to close Kyle Day Care Centre.
[20] Although there was consultation about the alternative care arrangements that might
be put in place for users following the decision to close the Kyle Centre there was no
consultation on the proposal itself. It is also clear that the users and families were not aware
that a decision had been taken to close the Centre until the meeting on 9 September, over
2 months after the decision of the IJB. Nor were they told, if it be the case, that it was subject
to ratification by the Leadership Panel.
[21] None of this reflects well on the respondent. The question is whether in taking the
decision to close the Kyle Centre the respondent has acted illegally.
The first issue: failure to produce an EIA
The law
[22] Section 149 of the Equality Act 2010 is in the following terms:
“Public sector equality duty
(1) A public authority must, in the exercise of its functions, have due regard to the
need to—
(a) eliminate discrimination, harassment, victimisation and any other conduct
that is prohibited by or under this Act;
(b) advance equality of opportunity between persons who share a relevant
protected characteristic and persons who do not share it;
(c) foster good relations between persons who share a relevant protected
characteristic and persons who do not share it.
(2) …
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(3) Having due regard to the need to advance equality of opportunity between
persons who share a relevant protected characteristic and persons who do not
share it involves having due regard, in particular, to the need to—
(a) remove or minimise disadvantages suffered by persons who share a relevant
protected characteristic that are connected to that characteristic;
(b) take steps to meet the needs of persons who share a relevant protected
characteristic that are different from the needs of persons who do not share it;
(c) encourage persons who share a relevant protected characteristic to participate
in public life or in any other activity in which participation by such persons is
disproportionately low.
(4) The steps involved in meeting the needs of disabled persons that are different
from the needs of persons who are not disabled include, in particular, steps to
take account of disabled persons' disabilities.
(5) Having due regard to the need to foster good relations between persons who
share a relevant protected characteristic and persons who do not share it involves
having due regard, in particular, to the need to—
(a) tackle prejudice, and
(b) promote understanding.
(6) Compliance with the duties in this section may involve treating some persons
more favourably than others; but that is not to be taken as permitting conduct
that would otherwise be prohibited by or under this Act.
(7) The relevant protected characteristics are—
age;
disability;
gender reassignment;
pregnancy and maternity;
race;
religion or belief;
sex;
sexual orientation.
(8) A reference to conduct that is prohibited by or under this Act includes a reference
to—
(a) a breach of an equality clause or rule;
(b) a breach of a non-discrimination rule.”
[23] Specific duties on local authorities are set out in the Equality Act 2010 (Specific
Duties) (Scotland) Regulations 2012/162 (Scottish SI). Regulation 5 states:
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“Duty to assess and review policies and practices
(1) A listed authority must, where and to the extent necessary to fulfil the equality
duty, assess the impact of applying a proposed new or revised policy or practice
against the needs mentioned in section 149(1) of the Act.
(2) In making the assessment, a listed authority must consider relevant evidence
relating to persons who share a relevant protected characteristic (including any
received from those persons).
(3) A listed authority must, in developing a policy or practice, take account of the
results of any assessment made by it under paragraph (1) in respect of that policy
or practice.
(4) A listed authority must publish, within a reasonable period, the results of any
assessment made by it under paragraph (1) in respect of a policy or practice that
it decides to apply.
(5) A listed authority must make such arrangements as it considers appropriate to
review and, where necessary, revise any policy or practice that it applies in the
exercise of its functions to ensure that, in exercising those functions, it complies
with the equality duty.
(6) For the purposes of this regulation, any consideration by a listed authority as to
whether or not it is necessary to assess the impact of applying a proposed new or
revised policy or practice under paragraph (1) is not to be treated as an
assessment of its impact.”
[24] A useful summary of the law is given in the case of Bracking and others v Secretary of
endorsed the a summary of the law by Aikens LJ in the Divisional Court in R (Brown) v
“i) The public authority decision maker must be aware of the duty to have ‘due
regard’ to the relevant matters;
ii) The duty must be fulfilled before and at the time when a particular policy is
being considered;
iii) The duty must be ‘exercised in substance, with rigour, and with an open mind’.
It is not a question of ‘ticking boxes’; while there is no duty to make express
reference to the regard paid to the relevant duty, reference to it and to the
relevant criteria reduces the scope for argument;
iv) The duty is non-delegable; and
v) Is a continuing one.
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vi) It is good practice for a decision maker to keep records demonstrating
consideration of the duty.”
[25] For present purposes there are I consider three important aspects to that summary.
The first is that the duty has to be fulfilled before a policy that might affect a particular class
of protected persons is adopted. It is an essential preliminary to lawful decision making:
see also Monaghan on Equality Law (2nd edition), at 16.66. The second point is that the duty
must be exercised in substance with rigour and an open mind. It is not a question of ticking
boxes.
[26] The third aspect is the continuing nature of the duty. That means that as policy
evolves due regard has to be made to the duty under section 149 of the 2010 Act. The duty
does not end with the completion, for example, of an EIA. As the policy is developed and
executed the public authority must continue to have regard to the duty.
[27] Further guidance on these matters comes from two booklets from the Equality and
Human Rights Commission: Guides for Public Authorities in Scotland entitled ‘Essential
Guide to the Public Sector Equality Duty’ and ‘Assessing Impact and the Public Sector
Equality Duty’.
Submissions for parties
[28] Ms Bain submitted that the respondent had failed to carry out the duties incumbent
upon it. In summary she submitted that the business plan of January 2019 had identified a
specific timescale for the taking the decision, including the carrying out of an EIA. That
timescale had not been adhered to. It was a matter of agreement that no EIA had been
carried out to support the closure of the Kyle Centre. The IJB then took the decision in
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June 2019 which effectively resulted in the closure of the Kyle Centre for financial reasons.
That resulted in the absolute necessity for the Kyle Centre to close by the end of 2019.
[29] This mismanagement, as she submitted, resulted in Mr McClean doing a scoping
exercise after the IJB decision (though before the Leadership Panel met on 29 October 2019).
This was nothing more than a tick-box exercise to enable the respondent to meet the
timetable for closure.
[30] Mr Macpherson, in response, made two points. First, he submitted that it was
difficult to see where the alleged discrimination came in; all of the users of the Kyle Centre
were being affected in the same way. Secondly he suggested that in substance the duty had
been complied with. A failure to comply with regulation 5(1) of the 2012 regulations would
not of itself result in reduction of a decision if the duties in section 149 had been complied
with in substance: A v NHS Greater Glasgow and Clyde Health Board 2018 SLT 123 per
Lady Carmichael, paragraph 71.
Decision on first issue
[31] Mr Macpherson’s first point can be disposed of quickly. The duties in the Equality
Act 2010 and specifically section 149 are not simply about the prevention of discrimination
but the promotion of policies which will help eliminate differences between the protected
group and those who do not share that protection. That is clear from the wording of
section 149(1)(b), (3)(b) and (4). Accordingly I am satisfied that the duty bites on the
respondent.
[32] In developing the business plan the indicative timescale recognised the need for an
EIA to be carried out. It is significant that it was to be done before the proposal for closure
of the Kyle Centre was put to the IJB in June 2019. That did not happen. The EIA that was
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carried out was on the budget 2019 - 2020. It did not mention the Kyle Centre. It recognised
that full EIA’s would be required for specific proposals and these “will be produced as
required”. It is reasonable to assume that members of the IJB who took the decision to make
the savings involving the closure of the Kyle Centre knew that it would be subject to a
further decision with a full EIA to help inform the decision making process.
[33] Although it could be argued that the decision was taken at the Leadership Panel that
is not the way in which the respondent dealt with the decision taken by the IJB. All the
evidence points to the respondent acting on the decision of the IJB and taking it as authority
to close the Kyle Centre. That is how it was presented to the Leadership Panel on 29 October
whose only function appears to have been agreeing the severance payments to staff. It is
also how it was presented to the petitioner and other users at the meeting on 10 September.
[34] The effective decision to close the Kyle Centre was taken on 26 June. There was no
EIA presented to the IJB on the effects of closing Kyle Centre. Accordingly it cannot be said
that the respondent paid due regard to the effect of the policy on its duties under
section 149. In my opinion there is force in Ms Bain’s submission that having appreciated
that an EIA had not been carried out a scoping exercise was carried out to justify the
decision that had already been taken.
[35] I accept that the failure to carry out a formal EIA may be excusable if it can be shown
that in substance the duty under section 149 has in reality been observed. I am not satisfied
that the respondent can demonstrate that it has discharged its duty. The scoping exercise
may or may not be sufficient in the circumstances of this case. But it has all the hallmarks of
a tick-box exercise completed after the decision had been taken. There is no evidence as to
what matters Mr McClean took into account when completing the scoping assessment.
Moreover, as I go on to find below the respondent also failed in its duty to consult with
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users, carers and guardians. It seems to me be difficult to conclude an EIA which deals with
the impact of a policy on persons with a disability without consulting them on how the
proposed policy may affect them.
[36] For these reasons I am satisfied that the respondent failed in its duty under
section 149 of the Equality Act and I shall grant a declarator to that effect.
The second issue: failure to consult
The law
paragraph 35 there is no general common law duty to consult persons who may be affected
by a measure before it is adopted. A duty of consultation will however exist in
circumstances where there is a legitimate expectation of such consultation, usually arising
from an interest, which is held to be sufficient to found such an expectation, or from some
promise or practice of consultation. A legitimate expectation of consultation was found to
exist where a local authority proposed to close a care home without consulting the residents:
Borough Council, Ex p Gunning (1985) 84 LGR 168 a decision to close two schools without
consulting the parents had been unlawful.
Submissions for parties
[38] Ms Bain maintained that the petitioner had a legitimate expectation of consultation.
She contrasted the lack of consultation on the proposal to close the Kyle Centre with the fact
that the respondent consulted on a proposal to impose a flat rate of £10 for the use of day
centres.
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[39] Mr Macpherson submitted that although there had been no consultation on the
proposal to close the Kyle Centre there had been public engagement on the 2017 strategy
which had flagged the possibility of closing the day centre. There had been consultation
with the users, carers and guardians on alternative provision of care following the decision
to close the Centre. In any event any lack of public consultation did not render the decision
irrational, lacking in reasons or unreasonable. At most it amounts to a procedural
impropriety.
Decision on the second issue
[40] I am satisfied that the petitioner had a legitimate expectation of consultation on the
proposal to close the Kyle Centre. His son had attended the Centre every day for 13 years.
It was an integral part of his life. He and his parents relied on it. He had built up personal
relations with the staff. In Stirling Lord Wilson JSC discussed the decision of the Court in
R (Osborn) v Parole Board [2014] AC 1115 and endorsed Lord Reed JSC’s judgement in that
case on the purposes of procedural fairness. He noted, first, that a requirement for
consultation is liable to result in better decisions. Secondly it avoids “the sense of injustice
which the person who is the subject of the decision will otherwise feel”.
[41] Lord Wilson added a third purpose which he said was reflective of the democratic
principle at the heart of our society. In that case he said that the question was not
“Yes or no, should we close this particular care home, this particular school etc? It
was: Required as we are to make a taxation related scheme for application to all
inhabitants of our borough, should we make it in the terms which we here propose?”
(paragraph 24).
In this case one might pose the question, “Required as we are to make savings on our social
care budget should we make these savings by closing the Kyle Centre?”
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[42] I do not consider the failure to consult as “at best a procedural impropriety” but one
which went to the heart of the decision making process. That process was fundamentally
flawed by the failure to consult persons who had a legitimate expectation of such
consultation. It resulted in a feeling of grievance and injustice in the making of a decision
which had profound implications for a group of vulnerable people.
[43] For these reasons I shall grant a declarator in the terms sought.
Wednesbury unreasonableness
[44] Ms Bain did not advance any separate submission under this heading and I do not
consider that I need to consider this any further. Clearly the decision was flawed as it did
not take into account either an EIA or information which may have been received in the
course of the consultation process.
Exercise of discretion: should the decision to close the Kyle Centre be quashed?
Submissions of the parties
[45] Mr Macpherson submitted that if I found against him on the substantive issue I
should nevertheless exercise my discretion not to quash the decision. He pointed out that
was the course of action taken by the Supreme Court in Stirling where declarators had been
made but the court held that it would be disproportionate to quash the taxation scheme
which had already been in operation for some 2 years.
[46] In support of this submission Mr Macpherson maintained that the effective of closure
was 24 December. All but three of the staff had taken the voluntary severance payment. It
was unclear whether there would be sufficient staff to keep the facility open; they could not
be obliged to return to work. The manager had also taken a severance package. It was not
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clear whether he might be willing to return. An affidavit from Eddie Gilmartin, Manager,
Registered Services points out that in terms of Regulation 17(1) of the Social Care and Social
Improvement Scotland (Requirements for Care Services) Regulations each service must have
a manager who is in full time day to day charge of the service. In any event all but one of
the users of the Kyle Centre had accepted alternative provision of care. The one remaining
user who had not accepted an alternative provision was the petitioner’s son. This was borne
out in the affidavits lodged for the respondent. Was it right to keep the Centre open for only
one user?
[47] In response Ms Bain submitted under reference to the affidavits lodged on the
petitioner’s behalf from other guardians and carers of users, that most of the users did not
accept the closure of the Centre. If alternatives had been accepted it was only because the
decision was now seen as a fait accompli and they had taken the decisions in order to avoid
the users being left without any provision. This was a situation entirely of the respondent’s
own making. The court should not overlook an unlawful decision on the basis that it was
now a fait accompli.
[48] Since this argument was not foreshadowed in the petition or the note of argument
submitted by the respondent I allowed Ms Bain to make a further written submission.
[49] Ms Bain submitted that the court has a discretion to refuse to grant a remedy, even
where the respondent has acted illegally where it can be said that to do so would be futile.
What is futile will depend on the circumstances. The onus was on the respondent to make
out a case for refusing to quash a decision: R (Lichfield Securities Ltd) v Lichfield District
eg Warren v Uttlesford District Council (1997) COD 483. It was sufficient that there was a
“reasonable possibility” that the decision might not be the same; R (S) v Northampton Crown
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Court (2010) EWCH 723 (Admin) 2012 1 WLR 1 at 29. The discretion ought to be used
sparingly so as not to encourage unlawfulness: R (C) v Secretary of State for Justice (2008)
EWCA Civ 882 (2009) QB 657 at 49; R v Inner London Crown Court ex p Sitki (1994) COD 342;
R v Tynedale District Council, ex p Shield (1990) 22 HLR 144 at 148; R v Ealing Magistrates’
Court, ex p Fanneran (1996) 8 Admin LR 351 at 356E. The court should not try and guess the
outcome of any review following a decision to quash. In this case the respondent fell foul of
these principles.
[50] In addition, there is a lot which weighs against the court exercising its discretion not
to quash: eg the respondent’s misleading correspondence about a “review”; the
vulnerability of the service users; the importance of the requirements imposed under the
Equality Act 2010 and the Specific Duties Regulations, and the importance of discouraging
illegality.
Discussion
[51] I accept the submission of Ms Bain as to the legal principles that are involved. A
court should be slow to refuse to quash an illegal decision by a public authority. The onus is
on the respondent to make out a good reason why the decision should not be quashed.
Insofar as the decision maker would require to be retake the decision it seems to me that it
would only be where it was plain and obvious that the outcome would be the same that it
would be right to refuse to reduce a decision on that ground. The court should not attempt
to take over the decision making process or speculate as to what the outcome might be.
[52] The fundamental principle at stake is the rule of law. An illegal decision is an affront
to the rule of law. Of course there are times when the court has to take a pragmatic decision
in the interests of good governance and the wider interests of society in ensuring certainty.
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That may be important where people have altered their position in reliance of the decision
that has been taken. Even there, however, the question will be whether any alteration of
position can be restored without undue cost in money or emotional distress.
Application of principles to this case
[53] Kyle Centre is due to close in a few days’ time. The respondent has agreed severance
packages with all but three of the staff, including the Centre’s manager. All but the
petitioner has agreed to new care provision. The respondent in effect presents the situation
as a done deal.
[54] On the other hand it appears that no enquiry has been made with departing staff as
to whether they would be prepared to stay on in the event the decision to keep Kyle Centre
open. It may be possible to re-assign staff from elsewhere to make good any shortfall.
While the respondent is no doubt right to say that all but the petitioner have agreed new
care provision it appears from the affidavits lodged by the petitioner that it is because they
view the decision to close as a fait accompli and accordingly have agreed to new
arrangements. It is not suggested that if the Kyle Centre is to remain open they would want
to remain with the new arrangements rather than stay with the Kyle Centre.
[55] I also agree with Ms Bain that the respondent has brought this position on itself.
Whether consciously or not it appears that the decision to close the Kyle Centre has been
attended by mismanagement and obfuscation so that those who were most affected by the
decision were kept in the dark until 2 months after the decision to close. Such decisions
cannot be taken by stealth; they must be open and transparent and comply with the duties
which Parliament has imposed upon the respondent.
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[56] I am not persuaded that I should exercise my discretion to refuse to reduce the
decision to close the Kyle Centre.
[57] This decision means that the respondent will require to keep the Kyle Centre open
after the date it was due to close. I appreciate that this may mean re-hiring staff that have
been the subject of severance payments. It appears that it will also mean re-hiring the
manager who is one of the staff who has taken a severance package. If the manager is not
willing to continue in post then that will pose a problem for the respondent which they will
need to address. For the avoidance of doubt this decision does not mean that the Centre
should operate unlawfully without a manager but the respondent will have to use every
effort to ensure that it is properly staffed, if necessary be re-assigning staff from elsewhere.
[58] Ms Bain expressed concern that all that might happen is that the respondent will use
the fact that staff have left and the use of the facilities has further reduced to justify a
decision to close the Centre. I understand that concern. It may be that after the appropriate
consultation and EIA the decision is taken to close the Centre but any decision as to the
future of the Kyle Centre has to be one which is not seen as pre-ordained but is justified on
all the facts including those which emerge from the consultation and EIA.
Conclusion and result
[59] I shall (a) reduce the respondent’s decision to close the Kyle Adult Day Centre;
(b) grant a declarator that in reaching the decision to close the Kyle Adult Day Centre the
respondent acted unlawfully in respect that (i) it failed in its duty to have regard to the need
to advance equality of opportunity between persons who share a relevant protected
characteristic, namely a disability and persons who do not share that characteristic in terms
of section 149 of the Equality Act 2010, and (ii) failed to consult with the petitioner and other
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users, carers and guardians of users of the Kyle Adult Day Centre who had a legitimate
expectation of such a consultation; and (c) reserve meantime all question of expenses.