OUTER HOUSE, COURT OF SESSION
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PD279/12
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OPINION OF LORD KINCLAVEN
in causa
JAMES FARMER
Pursuer;
against
FTV PROCLAD (UK) LIMITED
Defenders:
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Pursuer: Galbraith; Digby Brown LLP
Defenders: Love; HBM Sayers
17 October 2013
Introduction and Overview
[1] This is a
reparation action. The pursuer alleges that he was injured at work on 9 February
2011. He avers that he suffered loss, injury and damage as a result of the
defender's breach of common law and statutory duties and he seeks an award of
damages.
[2] The
defenders are the pursuer's employers. They deny liability. In any event,
they allege contributory negligence on the part of the pursuer.
[3] The case
came before me for proof - which was heard over several days.
[4] Ms Galbraith
appeared for the pursuer. She invited me to grant decree against the defenders
in terms of the first conclusion of the summons and to award damages in the sum
of £22,000 together with an award of expenses.
[5] Mr Love
appeared for the defenders. He sought decree of absolvitor.
[6] Having
heard the evidence, and the submissions of counsel, I have decided:
[7] Quantum
is agreed in the sum of £22,000 on a full liability basis. That sum is
inclusive of interest and net of any liability that the defenders may have in
terms of the Social Security (Recovery of Benefits) Act 1997.
[8] Accordingly
I shall grant decree for £14,667 Sterling. Interest will run thereon at the
judicial rate from the date of decree until payment.
[9] In short, the
pursuer's submissions prevail for the reasons and to the extent outlined below
- but with a finding of contributory negligence.
[10] I would
outline my reasons in more detail as follows.
The Background
[11] The pursuer
was born on 3 March 1949. He is employed by the defenders as a
maintenance manager. It is admitted that this court has jurisdiction.
The Pleadings
[12] In the
Record, as amended, the central averments were as follows:
"Cond.4 On or about 9 February 2011 at approximately 10am, the pursuer was working in the course of his employment with the defenders at their premises at Viewfield, Glenrothes. The pursuer was working in the maintenance workshop. He required to go to a factory building which was on another part of the defender's premises. The fastest way to access the second building was to walk along the main road and thereafter down a grass verge onto a gravel path. Entry was gained to the premises by using fire doors. The grass verge was regularly used by other members of staff as a short cut and the defenders were aware that it was used in such a manner. On the day of the accident, the pursuer was walking across the grass verge and stepped down from this onto the gravel path. When he stepped onto the uneven surface of the gravel path he twisted his ankle, causing the loss, injury and damage as hereinafter condescended upon. The defenders were under an obligation to complete an accident book entry. Following the accident, the defenders prohibited the use of the short cut. The defenders' insurers have admitted primary liability for the pursuer's accident. With reference to the defenders' averments in answer, admitted the defenders' premises comprise more than one building. Admitted the grass area had a gradient, under explanation that the pursuer fell as he stepped onto the gravel path at the foot of the grass area. Quoad ultra denied.
Ans. 4 Admitted that on 9th February 2011 the pursuer was working in the course of his employment with the defenders at their premises at Viewfield, Glenrothes. Not known and not admitted the nature and extent of the pursuer's activities. Not known and not admitted the nature and extent of the circumstances of any accident that befell the pursuer. Quoad ultra denied. The defenders' premises comprise more than one building. The two main buildings for the defenders' premises are separated by a road travelling through the industrial estate. There is a path constructed from gravelled chips joining the two buildings. The gravel path is a designated route between the buildings. Esto the accident occurred as averred by the pursuer (which is not known and not admitted) the pursuer chose not to follow the gravel path. The grass area where the pursuer met with his accident had a gradient. The grass at that time of the year would have been wet with dew and slippy.
Cond. 5 As a result of the accident the pursuer suffered loss, injury and damage. He was immediately aware of pain in his ankle. The pursuer was taken to the office in the maintenance department and was thereafter taken by ambulance to the Accident & Emergency Department of the Queen Margaret Hospital, Whitfield Road, Dunfermline, KY12 0SU. At the hospital, he was diagnosed with a fractured fibula. The pursuer was thereafter placed in plaster and discharged into the care of his GP ...
Ans. 5 Admitted that the pursuer suffered injury: that the pursuer attended Queen Margaret Hospital: that the pursuer consulted his GP. Quoad ultra denied. The pursuer sustained an isolated fracture of the fibula above the ankle syndemosis. ...
Cond 6 The pursuer's claim is based on the defenders' breach of their Common Law duty to take reasonable care for the pursuer and their breach of Statutory duty under Regulations 12 and 17 of the Workplace (Health, Safety and Welfare) Regulations 1992. The defenders' averments in answer are denied, except insofar as coinciding herewith.
Ans. 6 Denied. Esto the accident was caused to any extent through fault and negligence or breach of duty on the part of the defenders (which is denied) the accident having been caused through fault and negligence on the part of the pursuer, any award of damages should be modified in terms of the Law Reform (Contributory Negligence) Act 1945."
Joint Minute of Agreement
[13] There was a
joint minute of agreement in which the following matters were agreed:
"1. Number 6/1 of Process is a medical report from Mr R C Marks, Consultant Orthopaedic Surgeon dated 4th November 2011. The report is an accurate record of Mr Marks' examination of the pursuer on 26th October 2011 and shall be held as equivalent to the oral evidence of Mr Marks.
2. Numbers 6/4 and 6/15 of Process are the pursuer's medical records from his GP practice, The Markinch Medical Practice and are what they bear to be.
3. Number 6/5 of Process are the pursuer's medical records from Queen Margaret Hospital and are what they bear to be.
4. Numbers 6/20 and 7/5 of Process are aerial maps showing the defenders' premises.
5. Numbers 6/16 and 6/21 of Process are photographs showing different views of the defenders' premises. The first two photographs in 6/16 were taken in November 2011. The remainder of the photographs in 6/16 and 6/21 were taken in June 2011.
6. Numbers 7/1, 7/4 and 7/6 of Process are photographs showing different views of the defenders' premises. The photographs in 7/1 were taken on 15th March 2012. The photographs in 7/4 were taken on 21st September 2011 by Mr Stan Anderson. The photographs in 7/6 were taken on 14th November 2012.
7. Number 6/14 of Process is a health and safety notice issued by the defenders to their employees on 15th February 2011.
8. Number 7/3 of Process is a medical report from Mr I H Annan, Consultant Orthopaedic Surgeon dated 20th March 2012. The report is an accurate record of Mr Annan's examination of the pursuer on 20th March 2012 and shall be held as equivalent to the oral evidence of Mr Annan.
9. Number 7/7 of Process is a RIDDOR form completed by Stan Anderson on 2nd March 2011 in relation to the circumstances of the pursuer's accident.
10. In the event that the defenders are found liable to make reparation to the pursuer, quantum is agreed in the sum of £22,000. This sum is inclusive of interest and net of any liability that the defenders may have in terms of the Social Security (Recovery of Benefits) Act 1997.
11. All copies are to be agreed as the equivalent of principals of what they bear to be."
Productions
[14] The
productions for the pursuer were as follows:
6/1 Medical Report dated 4 November 2011 by Mr RC Marks particularly at pages 2 and 4.
In relation to "history of injury" Mr Marks noted at page 2:
"Mr Farmer told me that on 9 February 2011 he was walking outdoors at his workplace when he twisted his left ankle on an uneven surface. He heard a crack and had severe pain in the ankle. He felt faint. He was unable to take weight on the injured foot."
In his "opinion and prognosis" section. on page 4, Mr Marks states inter alia:
"1. This man suffered a minimally displaced spiral fracture of the left distal fibula. The mechanism to produce this would be an eversion/external rotation stress and it is consistent with his history of a twisting injury on uneven ground."
6/2 Order and Certificate from Dr Stewart, Markinch Medical Practice, 19 High Street, Markinch, Glenrothes, KY7 6ER.
6/3 Inventory of Documents.
6/4 Medical records recovered under said Order and Certificate from Dr Stewart, The Markinch Medical Practice, 19 High Street, Markinch, Glenrothes, KY7 6ER (pages 1 to 13).
6/5 Order and Certificate from Queen Margaret Hospital, Whitefield Road, Dunfermline, KY12 0SU.
6/6 Inventory of Documents.
6/7 Medical records recovered under said Order and Certificate from Queen Margaret Hospital, Whitefield Road, Dunfermline, KY12 0SU (pages 1 to 12).
6/8 CD of x-rays.
6/9 Letter from Mr Marks dated 08 February 2012.
6/10 Occupational Health comments to management from Alba Care dated 14 March 2012 (2 pages).
6/11 Wage information in respect of the pursuer from 11 August 2010 to date (5 pages).
6/12 E-mail dated 2 February 2012.
6/13 E-mail dated 27 February 2012 (2 pages).
6/14 Health and Safety Notice.
6/15 Medical records recovered from Dr Stewart, The Markinch Medical Practice, 19 High Street, Markinch, Glenrothes, KY7 6ER.
6/16 Photographs (pages 1 to 8).
6/17 Supplementary medical report prepared by Mr Marks, dated 28 November 2012.
6/18 Signed certificate from FTV Proclad International Limited.
6/19 Letter and wage information provided by FTV Proclad (UK) Limited (pages 1-13).
6/20 Aerial map.
6/21 Photographs (x2).
6/22 Report prepared by Strange, Strange and Gardiner, dated 16 January 2013 particularly at paragraphs 3.1, 3.2, 4.2 to 4.5, 5.2, 5.3, and 5.5.
[15] The
productions for the defender were as follows:
7/1. Photographs numbers 7/1-9 of process of Defenders' site.
7/2 Copy wages records (5 pages)
7/3 Report by Mr I H Annan, Consultant Orthopaedic Surgeon dated 20th March 2012.
7/4 Photographs of accident locus taken by Stan Anderson of the defenders on the 21st September 2011.
7/5 Aerial photograph taken from Google maps showing the route the pursuer is thought to have taken on the day of the accident. Compiled by Stan Anderson of the defenders.
7/6 Photographs taken by David Wardle on the 14th November 2012.
7/7 Copy RIDDOR report completed by Stan Anderson c/o FTV Proclad (UK) Limited.
Authorities
[16] I was also provided
with the following texts and authorities:
1. McCue v North Lanarkshire Council 2006 SLT 693 particularly at paragraph [9];
2. Regulation 12, Workplace (Health, Safety and Welfare) Regulations 1992/3004;
3. Regulation 2, Workplace (Health, Safety and Welfare) Regulations 1992/3004;
4. Redgrave's Health and Safety (8th Edition) pages 938 to 941;
5. McCully v Farrans Limited [2003] NIQB 6 at paragraphs [10] and [13];
6. Caerphilly County Borough Council v Button [2010] EWCA Civ 1311 at paragraphs 12 and 21;
7. Marks and Spencer plc v Palmer [2001] EWCA Civ 1528 at paragraphs 1, and 25 to 27;
8. McGhee v Strathclyde Fire Brigade 2002 SLT 680 at paragraphs [10] to [12];
9. Gilmour v East Renfrewshire Council, a decision of Temporary Judge Reid QC dated 5 December 2003 at paragraph [54];
10. Regulation 17, Workplace (Health, Safety and Welfare) Regulations 1992/3004;
11. Munkman on Employer's Liability (15th Edition) pages 553 to 563 at paragraphs 20.47 to 20.49;
12. Redgrave's Health and Safety (8th Edition) pages 938 to 947;
13. Marks and Spencer v Palmer [2001] EWCA Civ 1528 at paragraphs 1 to 3, 10, 12, 25, and 27;
14. Home Office v Lowles [2004] EWCA Civ 985 at paragraphs 3, 10, 13, 15 and 17;
15. Taylor v Wincanton [2009] EWCA Civ 1581 at paragraphs 21 and 22; and
16. McGhee v Strathclyde Fire Brigade 2002 SLT 680 at paragraph [10].
The Witnesses
[17] I heard
evidence from the following witnesses:
1. James Farmer, the pursuer;
2. David Wallace, a fellow employee;
3. James Garry, BSc(Eng) CEng MIMechE, a consulting engineer;
4. James Craig, another fellow employee;
5. Victoria Anderson, solicitor; and
6. Stanley Anderson, group Health and Safety Manager.
[18] Thereafter
I heard the submissions of counsel, which were broadly along the following
lines.
The Pursuer's Position
[19] This case
relates to an accident at work on 9th February 2011. Ms Galbraith
submitted that it was not disputed that the pursuer suffered an injury to his
left ankle while walking between two buildings on the defenders' premises in
the course of his employment. Quantum has been agreed by joint minute
at £22,000. The sole issue in dispute is liability.
The Evidence
[20] Ms Galbraith
invited me to accept the evidence of the pursuer. She submitted that he gave
evidence in a measured and straightforward manner. He was prepared to make
concessions, for example he accepted there was an alternative route inside the
Viewfield building. He was clear as to the key elements of the case.
[21] Ms Galbraith
also commended the evidence of Mr Wallace. He was no longer working with
Proclad, and accordingly may be thought not to have any potential sympathy for
either the pursuer or his employer. His evidence accorded with the pursuer on
key aspects. Any inconsistencies were explicable given the time since the
incident, and the speed with which events unfolded. It was important to take
into account Mr Wallace's proximity to the accident.
[22] Ms Galbraith
also asked me to accept the evidence of Mr Garry. Although he had not
visited the locus, he felt able to offer his opinion based on the numerous
photographs of the area. This is not a case where a particular defect is
alleged, such as where a paving slab has eroded or there is a pot-hole in a
road. The pursuer's case was that the ground of the traffic route was uneven.
Mr Garry was able to comment on that solely from the photographs, and did
not think measurements or a site visit would be of great benefit.
Mr Garry was able to assist by providing an opinion as to the hazards
posed by ground left to grow in an uncontrolled way, particularly down a slope,
and to explain how grass and gravel interact where there is no defined edge.
The Facts
[23] Notwithstanding
the position on record, there did not appear to be any dispute that the route
used by the pursuer on the day of his accident was an accepted and regularly
used route. Both the pursuer and Mr Wallace gave evidence that most, if
not all, employees used the 'red route' [as shown in No 7/5 of process],
certainly as regards walking down the embankment to the fire exit. The pursuer
confirmed that this included not only maintenance engineers, but the other
manager at the factory.
The Locus
[24] As to the
nature of the locus, the photographs lodged gave a good and consistent
impression of the ground and surrounding area. The photographs that were taken
closest in time to the accident were those contained in No 6/16 of Process (aside
from the first two, and the last two), although those in No 7/1 were taken in
March 2012 and so were closer in terms of the time of year. However, although
the photographs were taken at different times and under different weather
conditions, it was submitted that all of them show that the area outside the
fire exit was unkempt, littered with debris ("rubbish" according to Mr Wallace)
and hazardous. In particular, it was submitted the photographs show that the
ground leading from the slope to the fire exit was uneven, overgrown and poorly
maintained.
[25] Ms Galbraith
submitted that the evidence of the pursuer, Mr Wallace and Mr Garry
all demonstrated that there was not a clearly marked area of grass, with a
separate and distinct gravel path. There was no clearly defined and maintained
edge or border between the grassy slope and the gravel path. The surface of
the route was uneven, and its contours were hidden by clumps of grass and
vegetation. The grass had overgrown the path, and the gravel had been 'kicked'
into the grass. It could not be said with any precision where the grass ended
and the gravel started.
[26] In addition
to the photographs, the Court had the benefit of evidence from Mr Garry in
relation to the hazards posed by ground such as this. He spoke of clumps of
tufty grass and vegetation growing 'wild', which caused different consistency
of coverage and an uneven surface. He said the ground underneath unkempt grass
could undulate significantly. He explained why difficulties would be encountered
where there was no defined edge between a grass area and a gravel path - the
grass would grow in indiscriminately, and over the gravel and make it difficult
to perceive the ground underneath. He also described how the ground at the
bottom of an embankment can be eroded due to debris being washed down the
slope.
The Accident
[27] As to the
circumstances of the accident, I was asked to accept the evidence of the
pursuer and Mr Wallace.
[28] The pursuer
gave evidence that he went over on his ankle due to an indentation in the
ground. It was submitted that he was to be commended for not being dogmatic
about his evidence in this regard. He did concede in cross examination that he
could not be certain, however when pressed on the point he said that it was an
indentation in the ground that caused him to stumble. He had marked on number
6/21 of process the area where he was injured.
[29] The
defenders challenged the pursuer's account in relation to the accident -
suggesting that he said at the time he had slipped. Ms Galbraith said it
was not clear what the purpose of this was. It was not suggested to the
pursuer that he was lying or mistaken about the circumstances of the accident.
It may be thought curious if he were. What would be the difference from his
perspective whether he slipped or went over due to an uneven surface. Although
he would probably not be aware of the point, it is submitted that if he had
slipped then liability would probably be beyond doubt. He could have no
interest to lie about this matter. The defenders did not aver the alternative
scenario of the pursuer slipping. That was perhaps understandable, given the
likely outcome on liability. Accordingly, Ms Galbraith was left wondering
as to the purpose of this line of attack.
[30] However,
whatever its purpose, it was submitted by Ms Galbraith that the evidence
painted a consistent picture of the pursuer going over on his ankle due to
uneven ground, and that ought to be accepted. The evidence of Mr Wallace was
consistent with the pursuer's account. Mr Wallace was first on the scene,
and described seeing the pursuer very soon after hearing his cry and by that
time he was on the concrete plinth, holding his leg. There was no suggestion
at that stage the pursuer had slipped or fallen. It should also be noted that
the pursuer told Mr Marks on 26th October 2011 that he "twisted
his ankle on an uneven surface" (see No 6/1, p.2)
[31] Further
support for the mechanism of the injury can be obtained by having regard to the
nature of the injury itself. Mr Marks stated that the type of injury that
was suffered was consistent with history of twisting injury on uneven ground
(see his first report, No 6/1 at p.4: the first paragraph of his opinion).
[32] Mr Garry
said that, while it was possible to go over on an ankle on flat ground, the
risk of such an occurrence "greatly increased" where the ground was uneven. Ms
Galbraith also referred me to McCue v North Lanarkshire Council 2006
SLT 693, Lord Glennie, paragraph 9.
[33] Accordingly,
Ms Galbraith invited me to find, on a balance of probability, that the
pursuer suffered a twisting injury to his ankle, due to standing on uneven
ground. She submitted that from the pursuer's point of view this was
unforeseen unevenness and that there should be no finding of contributory
negligence (see further below).
Common Law
[34] Dealing
first of all with the pursuer's case at common law, Ms Galbraith outlined
her position along the following lines.
[35] The
evidence clearly demonstrated there was an unsafe place of work and in the face
of a foreseeable risk of injury, the defenders failed to take reasonable care
for the pursuer's safety.
[36] This case
was straightforward. It was clear even from the photographs alone that this
route was fraught with hazards and was an accident waiting to happen. The
ground at the foot of the grassy slope was uneven, and it was reasonably
foreseeable that someone would sustain injury by losing their footing.
[37] It may be
thought that the dangerous nature of the route had been tacitly accepted by the
defenders - given the steps taken to stop the use of this route after the
pursuer's accident:
· The fire escape door was closed and secured;
· The route was forbidden, and a safety notice was issued to that effect;
· A large red warning sign was erected, telling employees that they used the route at their own risk.
[38] These steps
acknowledged that this was a hazardous route. All of these steps could easily
have been taken before the pursuer's accident. Mr Garry said the simplest
step was simply barring the fire door. That could have been very easily
achieved before the accident, at little or no cost or inconvenience to the
defenders. In failing to take steps to either maintain this route or stop its
use, the defenders breached their common law duties to provide a safe place of
work.
Workplace Regulations
[39] In relation
to the pursuer's statutory case under the Workplace (Health, Safety and
Welfare) Regulations 1992, Ms Galbraith outlined her position along the
following lines.
Regulation 12
This was a traffic route (Regulation 12).
[40] What
constitutes a traffic route is considered in Redgrave's Health and Safety
(eighth edition). A route which it is custom and practice to use without
objection (even if to do so is fraught with obvious risks) can be traffic route
covered by the Regulations.
[41] Ms Galbraith
referred to: McCully v Farrans [2003] NIQB 6 at paragraphs [2],
[10] and [11]; and Button v Carephilly County Borough Council [2010] EWCA 1311 at paragraphs [12] and [20].
The surface of the traffic route was not suitable (Regulation 12(1)).
[42] Regulation 12(1)
provides that the surface of a traffic route shall be suitable for the purpose
of which it is used. Regulation 12(2) provides further specification of
this duty - which includes that the surface of a traffic route shall have no
"hole or slope or be uneven or slippery so as, in each case to expose any
person to a risk to his health or safety.
[43] Although
this duty is strict, foreseeability of injury is relevant to consideration as
to whether there was a risk to health or safety. The question is very much one
of fact and circumstances in every case, and entirely a matter for the judge to
determine.
[44] The
construction of Regulation 12 was considered in: Palmer v Marks
& Spencer plc [2001] EWCA Civ 1582, LJ Waller at paragraphs 25, 26 and
27. The proper interpretation of Regulation 12 was also considered by
Lord Hamilton in McGhee v Strathclyde Fire Brigade 2002 SLT
680 at paragraph 10. Lord Hamilton adopted the interpretation of
Lord Macfadyen in Anderson, that to be a 'real' risk of injury
there need be no more than a foreseeable possibility. This approach was
further adopted by Temporary Judge Gordon Reid QC in Gilmour v East
Renfrewshire Council [2003] CSOH, paragraph 54.
[45] Ms Galbraith
submitted that the uneven and unkempt ground at the foot of this slope was of
such a state that there was a foreseeable possibility of injury. The risk was
not de minimis. Accordingly, this traffic route was not suitable as
required by the Regulation, and the defenders have accordingly breached their
duties in this regard.
Regulation 17
[46] The duty in
terms of Regulation 17 is strict. An employer must organise a traffic
route in such a way that pedestrians can circulate in a safe manner. Ms Galbraith
submitted that, for the reasons already mentioned, this route did not comply
with these regulations. The fact that immediately after the accident the route
was altered speaks for itself.
Contributory Negligence
[47] Ms Galbraith
submitted that there should be no deduction for contributory negligence. She
suggested that it was apparent from the nature of the ground where the pursuer
fell that its unevenness was hidden. Because of the way in which the grass
grew over the gravel, there was no way that the pursuer could tell what the
ground surface would have been like. He was asked in evidence what would have
avoided the accident happening, and he was unable to answer. There was no
suggestion that he was rushing, running or otherwise walking in an
inappropriate way. He was only doing what all other employees did.
[48] The
defenders were under a strict duty in terms of the Workplace Regulations to
provide traffic routes that do not present a risk of injury. In Ms Galbraith's
submission, they failed to do so. In a situation where the defenders took
absolutely no steps to maintain this route, or to make it safe in any way, it
would not be equitable for the pursuer to be found to blame in any respect.
Final Submission for the Pursuer
[49] On the
basis of the arguments set out above, Ms Galbraith invited me to grant
decree against the defenders in terms of the first conclusion and to award
damages in the sum of £22,000 together with an award of expenses.
The Defender's Position
[50] On behalf
of the defenders, Mr Love invited me to grant decree of absolvitor.
[51] Put
broadly, the defenders primary submissions were to the effect that the pursuer
had failed to prove his case on Record.
[52] Firstly, taking
into account all relevant factors, the pursuer had failed to prove that the
gravel path was so uneven as to expose the pursuer to a risk to his heath or
safety within the meaning of the Workplace (Health, Safety and Welfare)
Regulations 1992;
[53] Secondly,
and in any event, the pursuer had failed to prove that he sustained injury as a
result of any unevenness that might have existed on the path - broadly he had
failed to prove a causal connection between any unevenness in the gravel path
and his accident; and
[54] Thirdly,
even if the gravel path was not "suitable" within the meaning of the 1992
Regulations, that failure or breach was not causally connected to the accident
because the evidence in the case points to the pursuer having sustained injury
as a result of either slipping on the grassy slope or simply stepping onto the
concrete plinth, rather than, as he avers, as a result of stepping down from
the grassy slope onto the uneven surface of a gravel path and falling.
[55] If I was
with Mr Love on any of those submissions then decree of absolvitor should
be granted in favour of the defenders.
[56] If I was
against Mr Love on those submissions, and the defenders are to be found
liable, then a high degree of contributory negligence (two-thirds) ought to be
attributed to the pursuer having regard to the whole circumstances of the
case.
[57] Mr Love
advanced his submissions under three headings:
1. The evidence;
2. The law - and how it may apply to the evidence insofar as relevant to the defenders' primary submissions; and
3. Contributory Negligence.
1. The Evidence
[58] In his
written submissions, Mr Love set out in some detail the various features
of the evidence which supported the defenders. I need not rehearse their full
terms which I gratefully incorporate brevitatis causa. Parties are
familiar with the contents.
[59] Suffice it
to say that the pursuer was described as credible but of questionable
reliability in relation to the critical elements which were required to prove
his case. Mr Love highlighted various passages from the pursuer's
evidence (in bold) where there were variations between the evidence and the
pleadings. The photographs were taken at different times.
[60] It was
pointed out that although Mr Marks, FRCS, said that the injury the pursuer
suffered was consistent with what the pursuer describes, he did not exclude an
alternative mechanism as being causative. There was also a question about
whether the pursuer's injury was an inversion or an eversion injury.
[61] Mr Wallace
was described as credible and relatively reliable. His impression was, inter
alia, that the pursuer had stood on the concrete plinth (outside the
fire-door) and heard a crack.
[62] Mr Love
submitted that the evidence of Mr Garry was of limited value to the
court. Mr Garry had not visited the locus. He could not say if any
defects were present at the time of the accident. He could not provide
measurements of any unevenness, or locate the unevenness or say whether it
related to where the pursuer maintained he fell. People can go over on their
ankles on perfectly flat surfaces. There were a number of possible
explanations. Mr Garry was entitled to make reasonable inferences from
facts ascertained in the course of his investigations, whether by virtue of his
own investigations or by virtue of papers provided to him, but he was not
entitled to speculate, for example about hidden matters below grass.
[63] In relation
to the defender's witnesses, Jamie Clark was a neutral witness, suggested
Mr Love.
[64] Victoria
Anderson was credible and reliable. She was not cross-examined about what she
had discussed with Jamie Clark - although her evidence was disputed in evidence
by Mr Clark. She recalled Mr Clark stating that the pursuer had mud
on his overalls and that he had seen skid marks on the grassy slope where the
pursuer had fallen. This gave support to an alternative location and mechanism
for the pursuer's accident.
[65] Stanley
Anderson was reliable and credible submitted Mr Love. He visited the
pursuer at hospital and at home. He said that the pursuer told him he had
slipped. That provided the basis for the content of the RIDDOR Report No 7/7
of process.
[66] In
conclusion, Mr Love submitted that there was no evidence of what it was
that caused the pursuer to twist his ankle, where it may have been/was located
and what its dimensions might have been.
2. The Law
[67] Mr Love
accepted, in general terms, that duties were owed by the defenders to the
pursuer at common law and under the Workplace Regulations.
[68] However the
onus was on the pursuer to prove his case and that he has failed to discharge
that onus.
The Common Law
[69] Pursuer was
an experienced employee. Mr Love submitted that the pursuer knew that he
shouldn't have gone via that route although it was accepted that a habit
had built up of using it.
[70] Mr Love
submitted that there was no evidence as to what it was that caused the pursuer
to twist his ankle. There was no evidence about other similar incidents.
There was no evidence about complaints. There was no evidence about the
nature, existence and extent of any defects that may have been present on the
pathway. For example there was no evidence to allow the court to consider
whether risk of injury was reasonably foreseeable - in a McClafferty v BT
1987 SLT 327 sense. There was no evidence about how long they might have been
there for or what a reasonable system would have detected.
[71] Without
evidence in relation to these matters the court could not assess what might or
might not have been reasonable.
[72] For all
those reasons it was Mr Love's submission that the pursuer's common law
case fails.
Workplace (Health, Safety and Welfare) Regulations 1992
[73] The pursuer
offered to prove that his accident was caused by stepping down from a grass
verge onto the uneven surface of a gravel path.
[74] Mr Love
submitted that the pursuer had to prove that any unevenness that existed in the
gravel path exposed him to a risk to his health and safety. However, there was
no evidence that would allow the court to assess that on any "qualitative"
basis.
[75] Even if the
court was to accept on balance that the pursuer twisted his ankle when he
stepped down from the verge onto the gravel path, the fact that he did so (if
that is what he did) was not determinative of the state of the path (in the
words of Lord Hamilton in McGhee v Strathclyde Fire Brigade).
[76] It was not disputed
that, given the weight of the evidence in this case, the grass slope and gravel
path fall to be seen as part of a traffic route in the defenders' workplace.
[77] Mr Love
also referred me to the following texts and authorities from the numbered list:
1. Munkman on Employer's Liability, 15th Edition, page 553, particularly at 20.43 to 20.45, 20.46, 20.47, 20.48 and 20.49;
2. Redgrave, footnotes to sections 12 and 17 (already referred to by Ms Galbraith);
3. M & S v Palmer, Lord Justice Waller at paragraphs 1, 2, 3, 10-19 and 25 to 27, and Lord Justice Schiemann, at para 31;
4. Lowles v Home Office, Lord Justice Mance at paragraphs 3, 10, 13, 15 and 16;
5. Taylor v Wincanton, Lord Justice Sedley at paragraphs 6, 7, 13 to 15, 18, 21 ("everything therefore comes back to the presence of the gap and whether it rendered the traffic route unsuitable...") and 22 ("...it appears to me that it is not possible to say that this was an unsuitable part of a traffic route...") and Lord Justice Waller at paragraph 24;
6. McGhee v Strathclyde Fire Brigade, Lord Hamilton (also referred to on behalf of the pursuer).
[78] In McCue
v North Lanarkshire Council there was evidence before the court that
allowed for a qualitative assessment of the irregularities in the path allowing
the court to determine whether a risk of injury existed. That was not so in this
case. In M &S v Palmer the situation was similar in relation
to an 8-9mm strip.
[79] Mr Love
submitted that a qualitative assessment of any unevenness of the gravel path was
required before the court could determine whether that unevenness gave rise to
a risk to health and safety. In this case there was no evidence of the location
let alone the dimensions of the unevenness. It is not every unevenness that exposes
a person to risk to his health and safety (McGhee v SFB).
[80] In this
case there was no evidence about the location, extent or dimensions of any
unevenness in the path (the pursuer had failed to prove risk). Accordingly the
pursuer's case at common law and under regulation 12 failed.
[81] The pursuer
had also failed to prove a causative link between any unevenness and the
pursuer's accident. Accordingly, his case failed.
[82] The pursuer
also failed to prove where his accident occurred. There was evidence that he
had slipped on the slope, nothing to do with path, and that he had stepped onto
concrete plinth.
[83] Those submissions
on behalf of the defenders applied equally to regulations 12 and 17.
[84] For those
reasons, so submitted Mr Love, the defenders should be assoilzied.
3. Contributory negligence
[85] In relation
to contributory negligence Mr Love emphasised that the pursuer was an
experienced manager. He had health and safety responsibilities. He knew there
was an alternative route but he nevertheless used the grassy slope. He accepted
he had failed to keep a proper lookout. He accepted that if he had kept a
proper lookout the accident wouldn't have happened.
[86] Mr Love
also referred to paragraphs 17 to 19 in Lowles v Home Office.
[87] In
conclusion, Mr Love submitted that this was a case where, in the
circumstances, a high degree of blame ought to be attributed to the pursuer.
He suggested that two-thirds would be an appropriate reduction in respect of
contributory negligence.
Discussion
[88] It might be
helpful to begin by mentioning some (albeit not all) of the salient features of
the evidence in this case.
[89] James
Farmer, the pursuer, was 63 years of age at the time of the proof. He
gave evidence to the effect that the ground where the grassy slope meets the
gravel was uneven (photograph No 3 in No 6/16 of Process). There were dips in
it. The route shown in yellow (photographs 5 and 6 in No 7/4 of Process) was
never used. The route used by employees was the one shown in red. On 9 February
2010 the pursuer was using the red route when he "broke his leg". He was
walking down the slope (shown in the photographs) when he went over on his
ankle. He did not fall to the ground. He said that when you come to the
bottom of the slope your steps maybe get a little bit quicker. After the
accident, employees were told not to use that route. Signs were erected (No
6/16 of Process, photograph 7 and No 7/6 of Process, photograph 5). When asked
to describe what it was that caused him to go over on his ankle he replied "I
would say it was the indentation on the ground where I was walking". In cross
examination the pursuer accepted that he had supervisory responsibilities and a
role in discipline and safety. He accepted that he took a short cut. He
twisted his ankle and stumbled but he did not fall. There were no witnesses to
the accident. When it was put to him that he did not know what it was that
made him twist his ankle he replied "No, possibly not". He said that did not
tell anyone that he had slipped on the hill. The photographs showed a path
worn down by usage coming down the slope. "I assume it was one of the
indentations. I would say it was one of the indentations. I went over on my
ankle." "When I stepped down from the grass onto the gravel, the indentations,
that's when my accident happened." When it was put to the pursuer that, even
if his account was correct, he just wasn't looking where he was placing his
feet as he took a short cut he replied "Possibly". In re-examination, the
pursuer said that after the accident he was feeling physically sick and passed
out twice. He could not point out exactly the exact spot. He only knew
roughly the area. The piece of ground was, however, uneven.
[90] David
Wallace was employed by the defenders as a maintenance technician at the time
of the pursuer's accident. He said that everybody used to go the shortest
route. He used it up to ten times per day (No 6/16 of Process, photograph
6). It was just like a walk through a field on a slope basically. The ground
surfaces at the bottom of the slope were "rough". "It's not smooth". There
might be some holes or bumps in it. It was just a rough bit of ground. The
ground at the bottom of the slope was slightly uneven. There was a concrete
plinth outside the fire exit door. Mr Wallace did not witness the pursuer's
accident, but he saw the pursuer standing on the concrete plinth outside the
fire exit door clutching his shin. He said to the pursuer "You've probably
sprained your ankle". Mr Wallace helped the pursuer indoors. Just as the
pursuer sat down, Mr Wallace saw the pursuer's eyes roll back, his head went
back and he appeared to go unconscious. The pursuer was taken to hospital by
ambulance. He was complaining of severe pain. After the accident the fire
exit doors were closed. They were no longer used as access points. Glass
bolts were put on the fire doors about 2 or 3 days later. In cross-examination
Mr Wallace said that the account which the pursuer gave at the time was that
when he came off that slope his foot went onto the plinth he heard a crack.
The pursuer said he didn't know what happened. The pursuer was at approximately
the concrete bit. It could have been where the concrete joined the rubbish.
It was at the bottom of the slope. The pursuer would not be speaking lucidly.
He could remember the pursuer was in extreme pain and almost collapsing.
[91] James Wallace
Reid Garry, BSc(Eng) CEng MIMechE, is a Consulting Engineer. He prepared the
report which is No 6/22 of Process. I can refer to that report for it full
terms but, for reasons touched upon by Mr Love, I found Mr Garry's evidence to
be of little assistance. Mr Garry had not visited the premises and his report
was "purely on the papers". He did sit in court during the pursuer's case but
in relation to the risk of injury he added little to the evidence of the
pursuer, Mr Wallace and the photographs.
[92] Jamie Clark
was an electrician employed by the defenders. The pursuer was his immediate
supervisor. He did not witness the accident but he stayed with the pursuer
until the ambulance arrived. He said he did not remember anything about the
pursuer's overalls. The pursuer said to him that he "went over on his ankle at
the bottom of the hill". In cross examination, he said that he did not say to
Victoria Anderson that the pursuer had mud on his overalls.
[93] Victoria
Anderson is a Solicitor with HBM Sayers who act for the defenders. Ms Anderson
spoke of discussing the accident with Jamie Clark. Ms Anderson said that Mr
Clark had told her that he had seen a skid mark on the slope and mud on the
pursuer's overalls. There was no cross-examination of Ms Anderson.
[94] Stanley
Anderson was the defender's group health and safety manager. He had
responsibility for 6 different sites - including the locus of the accident. He
went to see the pursuer in Accident and Emergency. The pursuer seemed in a bit
of shock and referred to "a bit of a stumble with his foot". Mr Anderson went
to see the pursuer at home within a day or two. He claimed that the pursuer
said that he slipped. He denied the suggestion that he had put the word
"slipped" in the pursuer's mouth. The "short cut" route which the pursuer had
taken was not an acceptable route but it was happening. The use of the grassy
slope was not an approved route as far as Mr Anderson was concerned. The
pursuer would have known that. In cross-examination Mr Anderson denied that
the pursuer said that he had gone over on this ankle. He denied saying to the
pursuer "We'll just put it down as slipped." He did not accept that he might
be mistaken. Mr Anderson agreed that the "red route" was not a suitable
route. It was not a safe way to go between the two buildings.
[95] I have
taken into account the evidence and everything said by counsel.
[96] I accept
that the evidence was not as clear as some other examples of specific measured defects
in flooring or walking surfaces. However, that does not necessarily prevent
the pursuer succeeding in this particular case. Questions of fact and degree
arise.
[97] I also accept
that there were variations between the pleadings and the evidence. However, I
did not regard those variations as fatal to the pursuer's case.
[98] In my
opinion, on the evidence adduced, the pursuer has established liability on the
part of the defenders on a balance of probabilities.
[99] I found the
pursuer and David Wallace to be credible and reliable witnesses. They were
doing their best to assist the court.
[100] However, I
derived little assistance from the evidence of Mr Garry, for the reasons touched
upon by Mr Love. His evidence included an element of speculation.
[101] Jamie Clark said
in evidence that the pursuer's account to him after the accident was that he
went over on his ankle at the bottom of the hill. I accepted that evidence.
[102] Victoria
Anderson called into question some of the evidence given by Jamie Clark (about skid
marks and the pursuer's overalls) but that did not alter my conclusions in
relation to the essentials of the pursuer's case.
[103] Where they
differed, I preferred the evidence of James Farmer (the pursuer) to that of
Stanley Anderson (for example in relation to the question of slipping). When
asked about Part G of the RIDDOR report No 7/7 of process (completed by Mr
Anderson and purporting to describe what happened) the pursuer said "That's not
the case."
[104] The pursuer
was not entirely sure what caused him to go over his ankle but the evidence gave
rise to a fairly clear inference (which I accepted) that it was as a result of the
uneven surface and unsafe means of access afforded by the "red" route (shown in
No 7/5 of process) at the point near the foot of the grassy slope where the
pursuer injured himself.
[105] In my
opinion, an employer exercising reasonable care for the safety of his employees
would not, and should not, have allowed employees to use a route such as the
"red route" shown in No 7/5 of process. There was a real and foreseeable risk
of an employee going over on his ankle and sustaining injury on the uneven
surface at the foot of the grassy slope- as in fact happened. An employer
exercising reasonable care could and should have taken reasonable steps to
obviate that risk of injury as by prohibiting the use of the red route, by closing
the fire-door and by designating another safer route - as in fact happened
after the accident.
[106] In my view,
the defenders were in breach of their common law duties owed to the pursuer and
the pursuer suffered loss injury and damage as a result.
[107] That is
sufficient to decide this case in the pursuer's favour.
[108] However, I
also agree with Ms Galbraith that this was a traffic route and that the surface
of that traffic route was not suitable - a breach of Regulation 12(1)) of the Workplace
(Health, Safety and Welfare) Regulations 1992/3004.
[109] The surface
at the foot of the grassy slope was uneven so as to expose the pursuer to a
risk to his health and safety, and the pursuer suffered loss injury and damage
as a result.
[110] I was also
persuaded that the defenders were in breach of regulation 17 - for similar
reasons.
[111] The nature
and extent of a qualitative assessment depends on the circumstances of the
particular case in question. In the present case there was an uneven surface
at the foot of a grassy slope on an unsafe route. The route was clearly a
"traffic route". As a question of fact and degree that uneven surface was
sufficient to give rise to a risk of injury and caused the pursuer to twist his
ankle while using that traffic route.
[112] In my
opinion, despite Mr Love's persuasive arguments, the pursuer has established a breach
of the two regulations founded upon. In any event, the defenders were in
breach of duties owed to the pursuer at common law - for the reasons already outlined
above.
[113] I was
satisfied that the defenders' breaches of duty were a cause of the pursuer's
loss, injury and damage.
[114] I reached those
conclusions essentially for the reasons outlined by Ms Galbraith (as set out
above).
[115] In relation
to contributory negligence I have reached a different conclusion from Ms
Galbraith - who suggested there was no contributory negligence.
[116] However, I
am not prepared to go so far as Mr Love - who suggested two-thirds contributory
negligence.
[117] The fact
that there was a real and foreseeable risk of injury has consequences not only for
the defender in relation to liability but also for the pursuer in relation to contributory
negligence. This was not simply a technical breach of a strict statutory
provision or regulation. The risk of injury in the present case could and
should have been apparent not only to the defenders but also to experienced employees
who had supervisory and disciplinary functions to perform - such as the pursuer.
It was the pursuer's duty to take reasonable care for his own safety and to
avoid exposing himself to unnecessary risk of injury. He nevertheless used the
'red route' and in light of his own (candid) account he requires to bear some responsibility.
[118] In my view,
the defenders should bear the major share of responsibility for this accident
but there should be a significant finding of contributory negligence.
[119] In my
opinion, in the whole circumstances, it would be reasonable to reduce the
pursuer's award of damages by one-third for that reason.
[120] Quantum has
been agreed at £22,000 on full liability basis.
[121] Allowing a
reduction of one-third for contributory negligence gives a net figure of £14,667.
Decision
[122] In the whole
circumstances, and for the reasons outlined above, I shall find the defenders
liable to the pursuer in damages in the sum of £14,667 Sterling with interest
thereon at the judicial rate from the date of decree until payment.
[123] I shall
reserve the question of expenses meantime.