OUTER HOUSE, COURT OF SESSION
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A47/11
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OPINION OF LORD ARMSTRONG
in the cause
LG (AP)
Pursuer;
against
GREATER GLASGOW HEALTH BOARD
Defenders:
________________
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Pursuer: Carmichael QC, McNaughton; Digby Brown LLP
Defenders: McLean QC, MacSporran; NHS Central Legal Office
27 August 2013
Introduction
[1] The
pursuer lives in Glasgow with her husband. She is the mother and guardian of
her son, T, who was born on 19 March 2004, and she brings the present
action in that capacity. T was born with serious brain damage most probably
caused by acute hypoxic ischaemia sustained in the course of his birth. He has
developed dystonic cerebral palsy with spastic quadriplegia.
[2] The
medical notes relating to the pursuer's ante-natal history disclose nothing
remarkable and no material medical complications during it. This was the
pursuer's third pregnancy. Both of her previous children were born fit and
healthy.
[3] The
pursuer seeks reparation for the loss, injury and damage sustained by T on the
basis that, had his delivery been expedited, the neurological disability from
which he will continue to suffer would not have occurred or would have been
less severe than is the case. Her criticisms are directed against
Mr Joseph Ogah, consultant obstetrician (referred to hereafter as Dr Ogah,
as he then was in 2004) and Dr Steven Thomas, anaesthetist, both of whom
treated the pursuer during her labour at Queen Mother's Hospital, Glasgow
("QMH"). At the time, Dr Ogah was an obstetric registrar and Dr Thomas
was a senior house officer ("SHO").
[4] The case
of fault directed on behalf of the pursuer against Dr Ogah is that, on the
basis that no ordinarily competent obstetric registrar would have failed to
recognise that a drop in foetal heart rate ("FHR") from 170/180 bpm to 100/110 bpm
represented a risk of brain damage and the need for a category 1 caesarean
section, or would have carried out a full vaginal examination or would have
failed to ensure that obstetric procedures were carried out without undue
delay, he failed in his duties to communicate to Dr Thomas that the requirement
for delivery was as a most urgent category 1 case or "crash section" requiring
to be carried out as soon as possible, without delay and to communicate to him
that there had been foetal bradycardia and that there was an immediate threat to
the life of the foetus.
[5] The case
of fault directed on behalf of the pursuer against Dr Thomas is that, on
the basis that no reasonably competent anaesthetist would have undertaken a
"quick spinal" unless it could have been completed by 00.27 or would have
failed to authorise the commencement of surgery when the spinal block had reached
the level of T7 or would have failed to administer general anaesthesia if the
administration of spinal anaesthesia had been unsuccessful by 00.27, he failed
in his duties to ascertain from Dr Ogah the degree of urgency of the
necessary delivery and to achieve appropriate anaesthesia at the proper time to
expedite delivery by caesarean section.
[6] The action
came before me for proof at which, at the outset, the parties were agreed that,
given the apparent variables and complexities relating to causation, there was
merit in restricting the matters to be determined by me to the following
issues:
1. Has the pursuer proved that there was negligent delay on the part of Dr Ogah, registrar obstetrician and/or Dr Thomas, senior house officer anaesthetist, in the period after 00.20 on 19 March 2004 in arranging for the delivery of T?
2. If there was such negligent delay, when would T probably have been delivered had that negligent delay not occurred?
Since the approach proposed was likely to reduce the necessary ambit of any subsequent evidence relevant to causation, I allowed the proof to proceed on that basis.
[7] It was a
matter of agreement that all medical and professional care provided to the
pursuer in relation to her labour at QMH up to around 00.20 on 19 March
2004 was in accordance with usual and normal practice. It was also agreed that
T was delivered at 00.48.
Time Line
[8] The
pursuer's clinical notes (7/1 of process) and the related cardiotocograph
("CTG") traces, insofar as spoken to by witnesses, disclose the following order
of events occurring during the evening of 18 March 2004 and the early
hours of the following day:
21.25 Admitted with spontaneous rupture of membranes. Mild to moderate contractions occurring two to three times every 10 minutes. Uncomfortable and given entonox. Blood pressure 137/74. Pulse rate 111. Head 3/5 palpable.
21.50 Vaginal examination: 4 centimetres dilated. Head 2 centimetres above ischael spines.
22.35 Diamorphine administered.
22.50 Moved from admissions to delivery room 6.
23.00 Temperature 37.1 degrees centigrade. Given paracetamol.
23.10 Meconium stained liquor recorded.
23.30 Head 2/5 palpable. Vaginal examination: 8 centimetres dilated. Head at ischael spines. Fresh meconium noted. Three foetal blood samples taken, all producing reassuring results.
23.45 Feels like pushing.
23.55 FHR baseline 180- bpm. Heavy show.
00.00 Urge to push.
00.05 FHR 100 bpm, not recovering.
00.10 FSE applied.
Vaginal examination not possible because of distress +++. Wishes caesarean section. FHR baseline 105 bpm.
(per Dr Ogah's retrospective notes: Too distressed to tolerate vaginal examination fully but on digital examination not fully dilated. FHR 105/110 bpm).
00.15 Cimetidine administered.
00.20 Arrival in theatre
(that time is inconsistent with the timed disconnection of the CTG machine in delivery room 6 which according to the trace occurred at just before 00.22).
00.31 CTG machine in theatre reconnected.
00.38 Spinal anaesthesia sited
(cf. anaesthetics notes: 00.39).
00.42 Block at T7.
00.45 Block at T6.
(per Dr Ogah's retrospective notes: while in theatre, head 1/5 in abdomen. Vaginal examination: 8/9 centimetres).
00.47 Knife to skin.
00.48 Delivery.
The evidence
[9] I heard
evidence from eleven witnesses in all, four who spoke to fact and five who gave
expert opinion evidence. In addition, a joint minute (no. 27 of process) was
lodged.
[10] The pursuer
was 39 years of age when she was pregnant with T. When she arrived at
QMH, at about 21.25 on 14 March 2004, together with her husband who was with
her throughout, she was 8 days over full term. She was initially assessed
in an admissions ward and subsequently moved to delivery room 6. A CTG
was set up to monitor her contractions and the foetal heart rate and she was
given entonox (gas and air) for pain relief followed, after an hour or so, by
diamorphine.
[11] When she
was seen by Dr Ogah, she told him that she felt something was not right
and that something might be wrong with the baby. She repeated her concerns to
him on a further two occasions. She was in considerable pain and sometime
later was unable to tolerate a vaginal examination. She said that she told Dr Ogah
that she needed help but, despite his comments that she had previously had two
normal births and that all would be fine, she was not reassured. She felt that
he was not listening to her.
[12] She
described what she interpreted, at the time of the attempted vaginal
examination, as a disagreement between Dr Ogah and the midwife as to the
extent to which her cervix was dilated.
[13] She had an
urge to push but then it disappeared. She had pain in her back which she had
not experienced during her previous deliveries. She spoke of an exchange with Dr Ogah
in which he said she was going to have a caesarean section "not because she
wanted it, but because she needed it". He had also said that it might still be
possible to try for a normal delivery after she was taken to theatre.
[14] She was
taken from delivery room 6 to theatre in what felt like seconds and felt
relief that something was happening. She recalled spinal anaesthesia being
administered. In theatre, Dr Ogah asked to perform another vaginal
examination to determine if a normal delivery might still be possible but she replied
to a nurse "What does he not understand?". T was then delivered by caesarean
section, following which she was taken to a recovery room where, after some
time, she was informed that the outcome for T had not been a good one.
[15] In
cross-examination, she agreed that her recollection was not complete and that
she could not be sure of timings. She did not remember the extent of
involvement of Dr Eleftherios Anastasakis who had previously carried out a
vaginal examination and had taken foetal blood samples ("FBS"). She could
recall that in theatre people were rushing about although it was all a bit of a
blur.
[16] In
re-examination she confirmed that she had felt relieved when going to theatre
and did not remember being angry there.
[17] Mr G
confirmed his wife's account of admission to QMH and events in delivery
room 6. He had been with her just before she was taken to theatre. Dr Ogah
had been in attendance. Mr G also described a disagreement between Dr Ogah
and the midwife about the extent of the pursuer's dilation. His wife had been
in a lot of pain. His recollection was that it was Dr Ogah who had taken
the FBS and described him throwing one away, over his shoulder, because it
wasn't adequate. He remembered his wife feeling that she wanted to push and
her telling Dr Ogah to stop the vaginal examination because of the pain.
He remembered Dr Ogah telling her to stop shouting. His recollection was
that the necessary consent form had been completed before midnight. After that
he was taken from the delivery room to prepare for theatre. He had then waited
for about 20 minutes before being taken in to theatre. While waiting, he
saw Dr Ogah and Dr Thomas talking just outside the operating theatre
for about 10 to 15 minutes. Later when Dr Ogah came to see them at
about 4.30 he had said that he didn't know what had gone wrong, but that if
something similar were to happen again he would do everything the same way.
Mr G confirmed that he and his wife had never had a real explanation of
what had happened.
[18] In
cross-examination, he agreed that the medical notes were probably a more
accurate narrative of events than his own recollection. He was sure it was Dr Ogah
and not Dr Anastasakis who had taken the foetal blood samples. His wife
had been wanting to push at about 23.45 and had been saying that something
didn't feel right. She had been very distressed. Her voice had been raised
when she was asking for help. He accepted that his estimate of 10 to
15 minutes as the duration of the conversation between Dr Ogah and Dr Thomas
might not be accurate. He was definitely sure of his recollection that the
consent form had been signed before midnight.
[19] Dr Ogah
was an obstetric registrar at QMH in 2004. He first saw the pursuer at 22.15
and authorised diamorphine. At 23.30 he supervised a vaginal examination by Dr Anastasakis
and the taking of three good FBS by him. Dr Ogah had decided that the
taking of the FBS was appropriate because of apparent foetal tachycardia and
late decelerations recorded on the CTG trace. There had been some difficulty
in obtaining the samples because of the pursuer's distress. He denied the
suggestion that he had thrown an inadequate sample away, over his shoulder, as
described by Mr G, and explained that it would not be in his character to
act in that way. The results of the FBS had been normal.
[20] The vaginal
examination carried out at the time of the taking of the FBS disclosed that the
baby's head was descending. That fact indicated that the pursuer's labour was
progressing. He didn't recall the pursuer saying that something felt wrong.
He said that if she had said something like that, he would have reassured her.
[21] He did recollect
that the pursuer was not cooperative. He explained that although that wasn't
stated explicitly in the notes, the words "unable to tolerate VE", which did
appear, simply meant that she was unable to cooperate with the procedure which
he wanted to carry out. He appreciated that a vaginal examination was an
uncomfortable and invasive procedure which could hurt. If a patient asked him
to take his hand away, he had no option but to stop. In the context of the events
which happened in a labour ward, he would be hesitant to apportion blame, in that
respect, in writing.
[22] Although by
23.55 the FHR was 180 bpm, which was abnormal and of concern, the FBS results
had been entirely normal. That being so, the decision was to let labour
progress and then repeat the taking of FBS within an hour if there was no
progress. The presence of meconium and a heavy show, together with the urge to
push, were signs that labour was progressing.
[23] He next saw
the pursuer at 00.10 by which time, the FHR had dropped to 100 bpm and was
not recovering to the previous baseline. That was a matter of concern. The
pursuer was too distressed to allow a vaginal examination and was asking for a
caesarean section. He thought that his response would have been "If we need to
carry out a caesarean section we will do it, but let's be certain that we need
to. Let's get an assessment done." He couldn't remember his precise words.
He did not recall saying "You are not getting a caesarean section because you
want one, you are getting one because you need one". He thought it would not
have been in his character to say that.
[24] His
decision was to take the pursuer to theatre. The resident anaesthetist was
contacted and the pursuer was made ready for theatre. Cimetidine was
administered. The theatre checklist was completed. A Venflon catheter was
inserted and bloods taken and sent. The necessary consent form was signed by
the pursuer.
[25] Although it
is dated 18 March 2004, the true date of completion of the consent form
was 19 March 2004. That must have been the case since he had only arrived
in the delivery room at about 00.10 and only after that had the decision to go
to theatre been taken.
[26] His
intention was to examine the pursuer in theatre to confirm whether the option
of a vaginal delivery was still possible. There were known facts which suggested
that might be the case. She had given birth twice before. The baby's head was
descending. She had dilated from 4 centimetres to 8 centimetres in a
relatively short time. Because she was a multiparous woman, it was possible
that she would proceed to delivery very rapidly. In the event that examination
disclosed that vaginal delivery was not possible, the appropriate mode of
delivery would be caesarean section.
[27] Although
the two options involved different procedures, only caesarean section was
entered on the consent form. That was because it was the more grave of the two
options. That was standard practice. The context of the pursuer's consent was
that he had explained to her that in addition to caesarean section there was
still the possibility of a vaginal delivery. The purpose of the vaginal
examination in theatre was to determine if vaginal delivery was possible. He
explained that, in any event, if required, he would have taken verbal consent
for a vaginal delivery and documented it afterwards.
[28] Cimetidine
was given at 00.15 on the basis that there might be a need for general
anaesthesia. That being so, the decision to go to theatre was probably taken
at about 00.14. The decision to go to theatre was authorised by the consultant
on call whom Dr Ogah telephoned before going to theatre.
[29] The removal
of the trace electrodes of the CTG, timed at just before 00.22, was the last
thing done before moving the pursuer from the delivery room. He thought it would
take at least a minute to transfer the pursuer from the delivery room to
theatre.
[30] He had a
conversation with Dr Thomas, the anaesthetist. Although he couldn't
remember the precise words used, he thought he would have said that there was
bradycardia and the possibility of a need for caesarean section but that there
was also a need to examine the pursuer first to determine the possibility of a
vaginal delivery because her labour was progressing rapidly. He would have
said that it was an emergency. He had no doubt about that. That type of
conversation would normally last one to two minutes. As at 00.10, although
there had been a drop in FHR, it had risen to 110 bpm.
[31] He
described the situation as a category 1 case. There was no room for delay. An
urgent delivery was required but so was due regard to the safety of both mother
and baby. A rapid delivery could create risks to both. His assessment had
been that there was no doubt that an emergency delivery was necessary.
[32] He disagreed
with the suggestion that the drop in FHR from 180bpm to 100/110bpm indicated
that the baby was not perfused. He maintained that at 100/110bpm the baby was
adequately perfused.
[33] As between
general anaesthesia and spinal anaesthesia, his preference in such a situation
was for spinal anaesthesia, because if the pursuer's labour did progress
rapidly and the baby's head descended, a vaginal delivery would be more difficult
under general anaesthesia.
[34] He did not
accept that on arrival in theatre, he should have carried out a digital examination
which would have disclosed that the pursuer was not fully dilated and should then
have proceeded directly to caesarean section. A full vaginal examination was
required in order to determine whether she was fully dilated. The pursuer had
not tolerated an attempted full vaginal examination in the delivery room and
time had passed. If, with appropriate anaesthesia, she had been found to be
fully dilated it would have been wrong not to deliver vaginally. Without a
vaginal examination he could not know whether she was fully dilated. There was
a need to properly assess the pursuer in order to achieve the optimum outcome.
The plan was for an emergency caesarean section after examination confirming
that was appropriate. It was necessary first to rule out vaginal delivery as
the safest option. A digital examination was not appropriate because of the
pursuer's distress. His priority was for her to have anaesthesia.
[35] In relation
to the commencement of the caesarean section, Dr Ogah would expect to be
told by the anaesthetist when to make the first incision. He would not expect
to be given the detail of the level which the spinal block had reached at any
stage.
[36] He had no
recollection of any disagreement with a midwife.
[37] His
recollection was that he had conveyed urgency to Dr Thomas. He considered
that, in fact, no time was wasted. In theatre, things were happening right up
to the point when the spinal anaesthetic was sited.
[38] His role
was to decide how best to effect an urgent delivery in the quickest and safest
way. To do that he required to carry out a vaginal examination. Before
carrying out the vaginal examination it was necessary for sufficient
anaesthesia to be in place to allow a forceps delivery to be possible if that
was required.
[39] In
cross-examination, he confirmed under reference to the medical notes that at
22.20 the FHR had been 170 bpm. In terms of the NICE Guidelines 2001 (7/8 of
process), current in 2004, a baseline of 110/160 bpm was reassuring, a baseline
of 100/109 or 161/180 was non-reassuring and one of less than 100 bpm or more
than 180 bpm was abnormal. Below 100 bpm, perfusion was affected. There could
be a number of reasons for foetal tachycardia. It could be caused by an
increase in the mother's heart rate or her temperature or by dehydration. The
CTG had a limited use. It could suggest worrying features which, on objective
testing, would not be borne out. FBS provided an objective assessment as to
whether a baby was distressed.
[40] At 23.30
there had been certain indicators of progress in labour. The baby's head was
2/5 palpable (having been previously 3/5). On examination, the baby's head was
at the ischael spines, having been 2 centimetres above previously. The
pursuer was 8 centimetres dilated, having been 4 centimetres dilated
less than 2 hours earlier. Although meconium had been noted, that could
be normal with a late baby. The FBS had produced reassuring results. It was
appropriate to allow labour to progress as normal and reasonable to expect
delivery soon with further review in about 1 hour. At 23.45 the pursuer
felt like pushing. At 23.55 there was a heavy show and at 00.00 she had the
urge to push. All of that suggested that labour was progressing and could end
soon.
[41] However the
drop in FHR from 180 bpm at 23.55 to 100 bpm at 00.05 was a cause for concern.
The FHR was not recovering from 100 bpm. At that level, the baby would be
perfusing but it would become worrying if the situation continued. On the
other hand, decelerations, meaning a drop in FHR, could mean that the baby was
descending.
[42] At that
point, the pursuer was in distress. She was experiencing pain. She was very
vocal and shouting. That was not uncommon. Although she initially gave her
consent for a vaginal examination and he had begun to carry it out, he could
not complete it as she had told him to stop. His normal response would be to
explain calmly and reassuringly why the vaginal examination was necessary in
order to determine how to proceed with the delivery. Whether or not a
caesarean section was appropriate would depend on the clinical presentation.
He would take into account a patient's own views but would explain why it might
be necessary to do something else.
[43] In view of
the fact that the FHR had been 100 bpm for 3 minutes and that the mother
was too distressed to allow a full VE, his decision was to move her to theatre,
notwithstanding that the FHR did then increase to 105/110 bpm. Anaesthesia was
required to make the appropriate assessment. The situation had become an
emergency.
[44] Once the
decision to theatre was made, a lot required to be done, as set out in the
paper "Interval between decision and delivery by caesarean section - are
current standards achievable?", Tuffnell et al, 2001 (7/4 of process).
[45] In relation
to vaginal delivery, caesarean section carries a higher risk of morbidity, and
involves risks of the possibility of tears in the uterus or bladder, excessive
bleeding, injury to the bowel, infection and hysterectomy.
[46] The CTG
trace was discontinued in delivery room 6 just before 00.22. It could
take 2 to 3 minutes to move a patient from delivery room to theatre. In
theatre it was normal to wait for contractions to pass when moving the patient
from bed to operating table. CTG monitoring was re-established in theatre at
00.31. That would be done as soon as the patient was on the operating table.
Dr Ogah had worked with Dr Thomas before. All others present were used to
carrying out the necessary theatre procedures. At that time, in theatre, the
pursuer was still distressed. She was having strong contractions and was
shouting.
[47] He was
referred to a number of papers on the development of the categorisation of
urgency of operations involving caesarean section and research into the
interval between decision to go to theatre and time of delivery: "Urgency of
Caesarean Section, a new classification", Lucas et al, 2000, (6/38 of
process); "Good Practice Guide No. 11", "Classification of Urgency of
Caesarean Section - a Continuum of Risk", Royal College of Obstetrics and
Gynaecology and the Royal College of Anaesthetists , 2010, (7/14 of process);
Tuffnell et al, 2001 (supra) ; "Emergency Caesarean Section:
Influences on the Decision-to-Delivery Interval", Cerbinskaite et al,
2011, (7/5 of process); "National Cross Sectional Survey to Determine Whether
the Decision to Delivery Interval is Critical in Emergency Caesarean Section",
Thomas et al, 2004, (7/9 of process).
[48] Dr Ogah
thought that the phrase "category 1" may not have been widely used in 2004 but
that, in any event, he had conveyed urgency to Dr Thomas who had
understood that to be the position. He had made it plain that there was a need
for a vaginal examination before the appropriate mode of delivery could be
determined. The drop in FHR meant that the urgency of the situation was the
equivalent of category 1.
[49] If Dr Thomas
had asked "Is there time for a quick spinal?", Dr Ogah would have said
"Yes" on the basis that with a FHR of 105/110 bpm the baby was perfused. In
the event, Dr Ogah had written in his own retrospective note that a quick
spinal was performed. He would have been scrubbed up and gowned while
anaesthesia was being administered and then would have waited for the spinal block
to rise and the go ahead to proceed. In Dr Ogah's view, Dr Thomas
had wasted no time.
[50] The CTG
trace had been re-established at 00.31 and the spinal anaesthetic was sited at
00.38 or 00.39, some 7-8 minutes after the pursuer was first on the theatre table.
That was a "quick spinal".
[51] The spinal
block reached the level of T7 at 00.42 and T6 at 00.45, the first incision was
made at 00.47 and baby T was delivered at 00.48.
[52] The vaginal
examination was carried out just before commencing the caesarean section.
Since the last vaginal examination had been carried out at 23.30 (the attempt
at 00.10 having been unsuccessful), there had not been a full vaginal
examination for over an hour.
[53] A digital
examination on arrival in theatre would not have been appropriate as the
pursuer was too distressed. A full vaginal examination was necessary and she
required anaesthesia for that. She would have required anaesthesia in any
event, regardless of the eventual mode of delivery. Because of the risks posed
by caesarean section, a vaginal delivery would always be preferable and for
that spinal anaesthesia would be appropriate in order to allow the mother to
assist. The need for reassessment in theatre was recognised in a paper "Rapid
Sequence Spinal Anaesthesia for Category 1 Urgency Caesarean Section"
Kinsella et al, 2010 (7/11 of process). In the event, the pursuer was
found to be not fully dilated and accordingly delivery was completed by a
caesarean section.
[54] He agreed
with the following time sequence of events: decision to go to theatre at about
00.15, CTG trace in the delivery room disconnected at about 00.22, arrival in
theatre at about 00.25 - 00.28, CTG reconnected in theatre at 00.31,
administration of spinal anaesthesia completed at about 00.39, operation
commenced at 00.45. It was his view that all necessary tasks carried out in
theatre were carried out simultaneously to the extent that that was possible.
[55] In
re-examination, Mr Ogah confirmed that he could not in fact recall if the
pursuer had been shouting while in theatre. She had, however, been in pain and
had been distressed.
[56] Dr Thomas,
now a consultant obstetric anaesthetist, had been working at QMH in 2004 as an
SHO. He had no subsisting recollection of the events of 19 March 2004 and
was reliant therefore to a considerable extent on the medical notes to which he
was referred.
[57] As the
anaesthetist on call, he was contacted shortly after 00.10. The cimetidine
which was administered to the pursuer was given in accordance with the hospital
protocol and did not require his intervention. It was given routinely on the
basis that general anaesthesia might be required in theatre.
[58] He had no
recollection of a conversation with Dr Ogah outside theatre which lasted
for 10-15 minutes. That would seem unlikely. He would have asked if
there was time to administer a spinal anaesthetic. If the answer had been "No",
he would have administered general anaesthesia. He would not have expected to
be told the details of the pursuer's condition. It was not his function as an
anaesthetist to interpret the CTG trace or, for example, to assess the degree
of any bradycardia. He was uncertain if the terms "category 1" or "crash
section" would have been in use in 2004, however, even in a case of dire
urgency, he would have asked if there was time for spinal analgesia as that was
the safest option for the mother. As an anaesthetist, his primary
responsibility was always to the safety of the mother. It was difficult to
predict how long administration of spinal anaesthesia would take, but in this
case it had been straightforward involving only one pass of the needle.
[59] Once in
theatre, it was necessary to confirm the obstetric plan with the patient, take
a history from her and assess her, all to be documented in the anaesthetic
record. In a relaxed situation, that might take 10 minutes but in an
urgent situation it would be done more quickly. Nevertheless, it was necessary
to obtain all relevant information and that might be delayed by the patient
experiencing contractions or by distress generally.
[60] The injection
time, when the anaesthetic was sited was 00.39. The spinal block had reached the
level of T7 by 00.42 and T6 by 00.45. The taking of two timings was in
accordance with hospital protocol at the time and was a measure of the progress
of the rise of the spinal block. Urinary catheterisation would not always be
tolerated with a T6 block.
[61] After
taking a history, the following procedure would be necessary: monitoring
connected, IV fluids prepared, scrubbing/asepsis (while that was happening),
fluids running, presentation of sterile pack, antiseptic to patient's back,
local anaesthetic to patient's back, preparation of spinal drugs, drape to
patient's back, positioning patient, positioning of introducer, injection of
anaesthetic agent, removal of syringe. The whole procedure could take up to
10 minutes.
[62] Even in
cases of emergency, all of these steps were necessary although the pace could
be accelerated. Even so, the appropriate standards had to be maintained. In
the pursuer's case the procedure appeared to have been quick and uneventful.
The interval between Dr Ogah's conversation with Dr Thomas and the
transfer of the pursuer to the theatre table could have been influenced by
difficulties in moving her if she was in distress and uncomfortable. That
would have been likely given that she was 8 centimetres dilated at the
time.
[63] Dr Thomas'
preference, regardless of the degree of urgency or the mode of delivery, would
be spinal anaesthesia because it was safer. His understanding was that he had
been told that there was time to deliver a quick spinal anaesthetic and that
was what he had done. That was appropriate where a vaginal examination was
necessary to determine the mode of delivery. He did not agree that in such a
situation spinal anaesthesia should only have been carried out if it could have
been completed within 5 minutes. He considered 5 minutes to be an
arbitrary figure. However, where there was difficulty experienced in administering
a spinal anaesthetic, he would be guided by the obstetrician as to whether it
should be abandoned and general anaesthesia administered instead. Even if
5 minutes was an appropriate maximum period for the administration of spinal
anaesthesia, there were many tasks that had to be completed before the
anaesthetist could begin, a number of which could take an indeterminate period
of time and involved other people. Although some tasks would be carried out in
parallel, others happened in sequence.
[64] He could
not agree that it would have been appropriate to allow an obstetrician to begin
a caesarean section when the spinal block had risen only to the level of T7.
He considered the suggestion to be ludicrous. He would propose commencement at
the level of T6. At T7, there was a strong possibility of the patient
experiencing pain during the operation. It would also be wrong to begin a
forceps delivery without the block height necessary for a caesarean section as
events could develop which might require vaginal delivery to be abandoned. In
2004, the QMH protocol was not to commence caesarean section until the block
height had reached the level of T6. As an SHO at that time it was his
professional responsibility to respect that guideline.
[65] He had
never heard of a procedure whereby pre-oxygenation, in preparation for a
possible change to general anaesthesia, was achieved during the administration
of spinal anaesthesia. Although he could envisage pre-oxygenation taking place
while waiting for a spinal anaesthetic to take effect, that was not normal
practice in 2004. If the administration of spinal anaesthesia was abandoned,
it would take a further 6 minutes to effect general anaesthesia:
3 minutes to pre-oxygenate the patient and then a further 3 minutes
following intubation.
[66] In
cross-examination, he confirmed that in 2004 he was confident of his abilities
in relation to both spinal and general anaesthesia and that no concern had ever
been expressed about his practice.
[67] The
conversation between obstetrician and anaesthetist, pre-theatre, was normally
brief and of the order of 1-2 minutes. He would have asked if there was
time for a "quick spinal" because Dr Ogah had in mind the possibility of a
vaginal delivery depending on what the intended vaginal examination disclosed.
If the patient became fully dilated and the baby's head descended, a caesarean
section would be difficult. A vaginal delivery under general anaesthetic would
be problematic as the patient would be asleep and unable to push. It was well
documented at the time that in terms of comparative risk, spinal anaesthesia
was of benefit to the mother. There was a difference of opinion within the
profession as to whether general anaesthesia was quicker than spinal
anaesthesia. As an SHO, his training had very definitely been that general
anaesthesia was the second choice.
[68] The article
by Tuffnell et al (supra) set out clearly the list of tasks which
required to be completed in order to effect the administration of anaesthesia.
The order of events would normally be: transfer of patient to table,
attachment of FSE, history and assessment of patient (say 2 minutes),
scrubbing up, donning gown and gloves etc (say 1-3 minutes), drawing up of
drugs. Obtaining information from the patient could be slowed down by the
effect of contractions or distress. Positioning of the patient, critical to
the accurate insertion of the syringe, could also be delayed by these factors.
The injection itself had to be achieved between contractions. The positioning
of the needle was critical. It was critical not to puncture the spinal cord.
The internal target was only about 3 millimetres wide and some 5-6
centimetres deep into the patient's back. If it were to go wrong, there was a
risk of paralysis or infection such as meningitis. There was therefore a
tension between the need for speed and precision.
[69] He
considered an appropriate timescale to be as follows:
Transfer to table (when CTG reconnected) - 00.31;
Monitoring, taking patient history, patient examination, questions and advice (say, 2 minutes) - 00.33;
Scrub etc (say, 2-3 minutes) 00.35;
Preparing drugs (say, 2 minutes) - 00.37;
Checking that drip running and monitoring on, positioning patient (say, 2 minutes) - 00.39;
Administering injection with one pass (say, 1 minute) - 00.40;
[70] All of
these steps could be delayed by the effect of contractions. The resultant
interval between the patient being transferred to the theatre table and the
siting of the anaesthetic agent was in fact consistent with the actual timing
noted in the pursuer's case notes. That interval of about 8 minutes was
reasonable. In Dr Thomas' view, in the treatment of the pursuer, no time
had been wasted.
[71] The rate of
development of the spinal block height had been normal. It would have been
ludicrous to begin a caesarean section with a spinal block only at the level of
T7. The normal level, currently, was T4, or in accordance with current
guidelines, T5. At the level of T7, the patient would feel pain on deep
incision to the perineum or uterus. The entry in the notes at 00.45 should be
interpreted as meaning that, by that time, the pursuer had been catheterised,
draped and the block (T6) was satisfactory.
[72] On being
referred to the paper by Kinsella et al, 2010 (supra) and an
earlier published letter by Scrutton and Kinsella, 2003 (6/37 of process), Dr Thomas'
view was that the technique identified, rapid sequence spinal anaesthesia, was
not widely known, and certainly not known to him, in 2004. As an SHO, he was
required to follow the guidance set out at QMH. Even as a consultant now, it
was a procedure he would never use. He had never done it. As to the concept
of pre-oxygenating the patient while administering spinal anaesthesia, that was
something he had never seen done. He had not spoken to anyone who had used
that procedure. It was not being used to his knowledge in 2004. The procedure
would require an additional person in theatre to hold the mask in place in
order to maintain a perfect facial seal.
[73] When
referred to the report by Dr David Bogod (6/34 of process), his comment
was that the selection of 5 minutes as the maximum time appropriate for
the administration of general anaesthetic was arbitrary and plucked from thin
air. In selecting the same maximum period as appropriate for the delivery of
spinal anaesthesia, Dr Bogod had failed to allow for history taking and
patient assessment.
[74] Dr Thomas
disagreed with Dr Bogod's statement, admittedly taken from another of the
pursuer's expert witnesses, Mr Walkinshaw, that the pursuer had arrived in
theatre at 00.22. If the pursuer was transferred to the theatre table by 00.31
and it had taken, say, 2 minutes to achieve that, preceded by, say, a
2 minute conversation between Dr Ogah and Dr Thomas, then she
would have arrived at theatre at about 00.27. On that basis, the timing
asserted by Dr Bogod was unrealistic. Dr Thomas did not accept that,
again as asserted by Dr Bogod, there had been a delay in completing the spinal
anaesthetic, either due to a delay in starting the procedure or because there
were technical difficulties in its execution. There was nothing in the case
notes which suggested that to be the case.
[75] He also
disagreed with Dr Bogod's assertion that a block height at the level of T7
was an appropriate one at which to commence a caesarean section.
[76] In
re-examination, he thought it unlikely that the pursuer would be transferred
from bed to theatre table while he was talking to Dr Ogah. Normally the
anaesthetist would be involved, at the patient's head, during the transfer.
[77] Since the
CTG machine would have been reconnected as soon as the patient was on the
theatre table, it was reasonable to take the time of that event (00.31) as the
time when the pursuer was in fact transferred to the theatre table.
[78] In relation
to rapid sequence spinal anaesthesia, Dr Thomas thought that only a full
aseptic technique, departed from by the advocates of the procedure, would have
been acceptable in the UK in 2004. He did not regard the procedure, even now,
as normal practice and certainly considered it not to have been normal practice
in 2004. If Dr Bogod had used the procedure in 2004, that may have been
because, as a consultant then, he felt able to do so. As an SHO in 2004, Dr Thomas
was expected to follow the relevant established guidelines.
[79] Dr Thomas
felt that it was wrong to equiparate the pursuer's case with a crash section.
He had been called upon for an emergency case which was not a caesarean
section, but one where a spinal anaesthesia was appropriate to allow either
vaginal delivery or caesarean section following on vaginal examination.
[80] Mr Stephen
Walkinshaw, aged 60, was now retired, but had previously been a consultant
in foetal and maternal medicine at Liverpool Womens Hospital and had held that
post from 1989. He had served on several committees and working parties of the
Royal College of Obstetricians and Gynaecologists and had been a member of
several NICE Guidelines development groups. He had published over
70 papers on obstetric, foetal and maternal medicine. He had prepared 30-40
medico-legal reports per year. He spoke to his report dated
5 August 2011 (6/42 of process).
[81] He
confirmed that the pursuer's ante-natal care had been entirely normal.
[82] Under
reference to her clinical notes of 18 and 19 March 2004, he noted the FHR
baseline of 170 bpm at 22.20 which he considered to be pathological in view of
its three suspicious features, namely tachycardia (not of concern, but
non-reassuring), reduced variability (normal, depending on how long it
subsisted) and shallow variable decelerations. The decision to review, in the
event of no change, had been appropriate.
[83] The
decision to take FBS at 23.30 was appropriate because even an abnormal CTG
trace does not necessarily mean that the baby is in distress. The FBS results
had been reassuring.
[84] At 23.30,
the baby's head was 2/5 palpable and at the ischael spines and the pursuer was
8 centimetres dilated. That represented rapid progress. The urge to push
at 23.45 and at 00.00 was consistent with that.
[85] By 00.05
the FHR had decelerated to 100 from 180 at 23.55 and then settled at about 110
bpm. The pattern was of the FHR recovering to the baseline progressively less
and less. In Mr Walkinshaw's view, this meant that the baby was not
maintaining the same level of perfusion as previously since, because the heart
rate had decreased, cardiac output was less than had been the case at an FHR of
180 bpm when, on the basis of the reassuring FBS results, the baby had been
adequately perfused. His view was that in order to judge the adequacy of
perfusion, it was necessary to have regard to the previous baseline. Perfusion
was determined by cardiac output which in turn was the product of heart rate
and stroke volume. The reason that the FHR had increased to a 170/180 bpm
in the first place was that an FHR of that level was required to compensate for
some degree of hypoxia. The fact that T was unable to maintain that rate meant
that hypoxia would result. The change in FHR was as important as the actual
rate itself. In his view, although Dr Ogah could not have known the cause of
the drop in heart rate, he ought to have recognised that the baby could not
sustain its previous well status if the pattern continued. Where bradycardia
fell below 100 bpm, the level of damage which a baby would sustain as a
result would depend on the passage of time. A baby could withstand
10-15 minutes of acute profound asphyxia before damage was caused. A
lesser degree of perfusion could result in a different level of damage over a
longer period.
[86] Mr Walkinshaw
did not find it surprising that at that time, around 00.10, the pursuer was
unable to tolerate a vaginal examination. He considered the plan to take the
pursuer to theatre to be the appropriate decision.
[87] On the
basis that cimetidine was administered at 00.15, he took the timing of the
decision to deliver to be about 00.13-00.14. He agreed that the disconnection
of the CTG trace, which would be the last thing done before moving the pursuer
from the delivery room, had occurred just before 00.22. He estimated the
transfer time from delivery room to theatre to be of the order of 1
1/2 minutes. In his opinion, the finding on delivery of "a loose nuchal
cord" was probably the explanation for the drop in FHR recorded on the CTG
trace at around midnight.
[88] Mr Walkinshaw
considered that the pursuer's care up until the point of the decision to take
her to theatre was entirely satisfactory. The decision to move her to theatre
had been correct and was made at the appropriate time. He agreed that as a
multiparous woman, the pursuer's labour had the potential to progress very
rapidly. However in his view, in these circumstances, a caesarean section had
been the only option.
[89] He
considered that a "quick spinal" as soon as the pursuer was in theatre, to
permit a vaginal examination in order to determine if the pursuer was fully
dilated would have been appropriate.
[90] In 2004, a
vaginal examination was reasonable and to be anticipated because if there had
been progress in labour and the baby's head had descended, a caesarean section
could be dangerous. However in this case, Mr Walkinshaw's view was that Dr Ogah
knew that the pursuer had not been fully dilated and so should have thought
that rapid progress was unlikely. He thought that a quick vaginal examination
could have been conducted while the anaesthetist was getting ready to
administer anaesthesia. He disagreed with the view that a vaginal examination
could not have taken place without analgesia. In his view, all that Dr Ogah
had needed to know was whether the pursuer was fully dilated. If in that
situation it had been found that she was, then he would have envisaged the possibility
of an immediate forceps delivery without anaesthetic. He agreed that to have required
a vaginal examination in theatre was entirely reasonable and fair.
[91] Mr Walkinshaw
thought that the interval between the pursuer's arrival in theatre, which he
fixed at 00.21, and the siting of the spinal anaesthetic at 00.39 was too long
in the context of an urgent situation and that a "rapid spinal" could have been
effected more quickly. The period was too long for a crash caesarean section.
[92] Even taking
the timing of arrival in theatre to be 00.23, the period from then until the reconnection
of the CTG trace, 8 minutes later, was unacceptable for a crash section.
The obstetrician should have driven the pace of events. Dr Ogah should
have communicated that there was urgency. He thought that if Dr Ogah had
indicated that he would examine the pursuer only when there was adequate
anaesthesia in place, that would not have communicated the necessary urgency.
In Mr Walkinshaw's view, Dr Ogah should have indicated that he would
conduct the vaginal examination while Dr Thomas was getting scrubbed. He
considered that virtually all obstetricians believe that general anaesthesia is
quicker than spinal anaesthesia. On that basis he thought that Dr Ogah's
agreement to a "quick spinal" was not the appropriate decision.
[93] He
considered that Dr Thomas, despite working in the capacity of an SHO,
should be judged as though he was a registrar, on the basis that he was working
on his own without a supervisor present.
[94] He accepted
that, on the information available, it was difficult to fix the timings of some
particular events such as the time of arrival in theatre.
[95] As regards
the accepted audit standards for cases of category 1 caesarean section, he
agreed that it had been thought reasonable to encourage emergency delivery
within a decision -to-delivery interval ("DDI") of 30 minutes, that in
2001 in the UK as a whole there was barely 50% compliance with that standard, that
taking longer than 30 minutes was not necessarily ascribable to poor
practice and that, as audits are necessarily retrospective, it would be wrong
to draw inferences in relation to the pursuer's case simply because of the
existence of the audit standard. It had to be borne in mind that some category 1
cases were more urgent than others. The standard was really to deliver as
quickly as possible, while maintaining safety.
[96] He remained
of the view that either Dr Ogah had not adequately communicated the
urgency of the situation or that the anaesthetist had failed to acknowledge the
urgency and had taken longer than he should have for a "quick spinal".
[97] He
considered that from the moment the operation commenced, the delivery by
caesarean section could not have been achieved more quickly. However he was
critical of Dr Ogah for leaving the vaginal examination until just before
the commencement of the operation. He considered that not to be normal and
usual practice. Despite that, he subsequently agreed in cross-examination that
no delay had been caused as a result.
[98] In
cross-examination Mr Walkinshaw accepted (1) that for the mother an
obstetric emergency was always distressing and that if she was angry, possibly
shouting, that would make matters more difficult so that procedures might take
longer; (2) that during labour problems could develop which were not always
obvious; (3) that it was wrong to form a judgment of professional competence
based on hindsight informed by a poor outcome; (4) that, as an SHO, Dr Ogah
was bound by the protocols of the unit in which he worked; (5) that in cases
such as the pursuer's there was always a tension between the interests of the
foetus and those of the mother; (6) that there was a tension between the
requirements for speed and the need to maintain safety; and (7) that, in such
cases, decisions must be taken quickly and in challenging circumstances.
[99] In relation
to the NICE Guidelines 2001, (supra), Mr Walkinshaw agreed that
appropriate steps had been taken in relation to the management of the pursuer's
labour. When the CTG trace appeared to be pathological, conservative measures,
hydration and repositioning had been put in place and FBS taken. When the FBS
results were found to be reassuring the trace was to be reviewed in an hour
with possible repeat FBS. Had it was not been possible to repeat FBS, delivery
was to be expedited. All of that had been done in the pursuer's case and was
consistent with the guidelines.
[100] He agreed
that one effect of diamorphine would be to reduce variability as recorded on
the CTG trace.
[101] He agreed
that an increase in FHR to 170-180 bpm could be caused by maternal distress or
a rise in the mother's temperature. There was no direct relationship between
tachycardia shown on a CTG trace and acidosis. In that respect, the CTG was
not a sensitive tool.
[102] He agreed
that given the indication of progress in labour from 21.50 to 00.00, the
midwives would have been expected by then to be preparing for delivery.
[103] He agreed
that when called at 00.10, Dr Ogah had been correct to attempt to examine
the pursuer and had made the correct decision to proceed to theatre.
[104] Mr Walkinshaw
considered, notwithstanding that in terms of the NICE guidelines an FHR of
100-160 bpm is reassuring, that Dr Ogah should have considered that the
FHR of 110 bpm, and not recovering, was not reassuring because it had been
preceded by a drop from 180 bpm.
[105] He accepted
that because the pursuer had withdrawn her consent, Dr Ogah could not
determine whether she was fully dilated, that there were signs of rapid
progress of labour, and that the overall picture presented by the CTG trace had
been confusing and uncertain.
[106] He accepted
that the description of a patient as uncooperative should be taken to mean that
she did not wish to cooperate with the procedures suggested. He praised Dr Ogah
for his reluctance to record in the notes that the pursuer was uncooperative.
He considered that to indicate that Dr Ogah was not being self-defensive.
[107] Mr Walkinshaw
was surprised that in addition to consent for caesarean section, consent for
vaginal delivery which was a different procedure carrying different risks, had
not also been recorded on the consent form. He conceded that nothing which Dr Ogah
had done subsequently was inconsistent with what, on the evidence, he had said
he had in mind at the time.
[108] He accepted
that when interpreting a CTG trace, it is important to take into account not
the whole trace viewed with hindsight but only that part of the trace seen by
the clinician at the relevant time. There was research which clearly indicated
that the analysis of CTG traces was affected by knowledge of the eventual
outcome. He accepted that lack of variability in a CTG trace can be normal
provided it does not subsist for more than 40 minutes. He also accepted
that severe bradycardia should be considered to be indicated by an FHR of less
than 90 bpm and that there had been no prolonged severe bradycardia in the
pursuer's case. He accepted that on the basis that the CTG in the delivery
room was disconnected at about 00.22 and the CTG in theatre connected at 00.31,
arrival in theatre could have been between 00.25 and 00.28, but maintained his
view that such a transfer period was too long.
[109] He accepted
that in theatre the pursuer's transfer from bed to operating table could have
been delayed by her contractions and by the fact that she was in considerable
distress.
[110] Notwithstanding
that no such view was expressed in his report, when giving evidence
Mr Walkinshaw expressed the opinion that Dr Ogah should have
attempted a vaginal examination immediately on arrival in theatre.
Mr Walkinshaw thought that if a limited digital examination had been
possible and had revealed that the pursuer was not fully dilated, Dr Ogah
should have proceeded directly to caesarean section. If Dr Thomas had
asked if there was time for a "quick spinal", Dr Ogah should have said "No" and
insisted on general anaesthesia which would have been quicker. He maintained
that the only non-negligent course for Dr Ogah, where the pursuer had not
been fully dilated, would have been caesarean section with general anaesthesia.
[111] Against the
background of the pursuer's withdrawal of consent to a full vaginal examination
in the delivery room, Mr Walkinshaw thought that Dr Ogah should have
attempted to persuade her to allow a limited examination, which failing he
should have proceeded directly to caesarean section. When informed of the
pursuer's response in theatre to the suggestion of a vaginal examination ("What
does he not understand?"), Mr Walkinshaw's view was that at that stage it
was unlikely that she would have tolerated another vaginal examination without
analgesia and unlikely she would have tolerated a vaginal examination immediately
on arrival in theatre.
[112] Mr Walkinshaw
conceded that it could have been possible that the pursuer could have
progressed to being fully dilated by the time anaesthesia had been effected,
but his view was that Dr Ogah should not have assumed that would happen. Mr Walkinshaw
thought there had been no likelihood of progress from the pursuer's previous
status of 8 centimetres dilated and that any ordinarily competent
practitioner would have proceeded on that assumption. In his opinion, Dr Ogah
had been duty bound to assume there would be no progress from
8 centimetres dilatation.
[113] Mr Walkinshaw
assessed the pursuer's case as having been of category 1 urgency and for
that reason a vaginal examination should have been carried out on arrival in theatre
and a decision as to mode of delivery made then. That was usual practice and
anything else should be considered negligent. If on arrival the pursuer had
declined a vaginal examination the only option would have been caesarean
section.
[114] Mr Walkinshaw
agreed that in accordance with the NICE guidelines an FHR of 110 bpm is not an
apparent terminal bradycardia. That would be indicated by an FHR of 60 bpm.
The CTG trace in this case was not therefore an indication of terminal
bradycardia. However, in his view, by 00.31, the reassuring FBS results
previously obtained were no longer of relevance.
[115] Notwithstanding
the apparent discrepancy with other entries in the clinical notes and the CTG
trace, Mr Walkinshaw did not accept that the recorded timing in the notes of
arrival in theatre, as being 00.20, was wrong.
[116] Mr Walkinshaw
maintained that the combination of features in the CTG trace was suggestive of
hypoxic stress. At the time of the FBS, there had been tachycardia but the
positive results indicated no hypoxia and that the baby was therefore coping.
He conceded that at that time it would have been reasonable to assume that
delivery was likely before the need for a second set of FBS. He conceded that Dr Ogah
had recognised that the drop from 180 to 100 bpm was not recovering, that he
had appropriately recognised that there was urgency and that, on the basis of
Dr Ogah's evidence, which Mr Walkinshaw had heard, he had adequately
communicated that urgency to Dr Thomas.
[117] Mr Walkinshaw
agreed that a 30 minute DDI was not achievable in all cases and that in
about 2004 not even half of UK units achieved it. He agreed that mere failure
to meet the standard was not an indicator of negligence. He accepted that the
identification of the necessary tasks and the complexity of the procedure, all
as set out in the paper by Tuffnell et al (supra) was accurate.
He agreed that there had been no obstetric delay after 00.22.
[118] When
referred to the report by Professor Walker (7/2 of process), Mr Walkinshaw
maintained his views. To that extent he disagreed with Professor Walker.
[119] Mr Walkinshaw
agreed that there had been a difficult and confusing situation at 00.10, that
there had been a background of reassuring FBS results but concerns about the
CTG trace, that in light of the pursuer's withdrawal of consent to a vaginal
examination Dr Ogah had no complete information, that he had needed
information in order to determine whether vaginal delivery or caesarean section
was appropriate (although in Mr Walkinshaw's view he should have opted for
caesarean section), that, on Dr Ogah's evidence, Dr Ogah had adequately
communicated the position to Dr Thomas, that Dr Ogah had been
entitled to assume that in theatre the pursuer would not tolerate a vaginal
examination without analgesia, that the benefit of spinal analgesia was that
it was preferable for vaginal delivery which was the safest and quickest mode
of delivery where there was full dilatation; that the CTG trace had never
indicated terminal bradycardia and that the timing of the whole procedure had
been typical of units in the UK in 2004.
[120] Although
Mr Walkinshaw was critical of Dr Ogah in that, in his view, there
should have been a digital examination on arrival and Dr Ogah should not
have accepted the offer of a "quick spinal", neither of these criticisms had
been expressed in his report.
[121] In
re-examination Mr Walkinshaw agreed that whether to opt for spinal
analgesia or general analgesia was a clinical judgment but maintained that Dr Ogah
should have requested general anaesthesia after a brief examination of the
pursuer. He considered that not to do so was negligent.
[122] Dr David
Bogod was a consultant anaesthetist at Nottingham University Hospital NHS
Trust. He was aged 56 and had held that post since 1989. He spoke to his
curriculum vitae (6/35 of process). He was the author of numerous peer
reviewed publications and over 16 years had provided over 700 medico-legal
reports. He had previously been engaged by other hospital trusts as an
external assessor in competence and capability investigations. He spoke to his
report dated 12 March 2012 (6/34 of process).
[123] Under
reference to the anaesthetic records, Dr Bogod noted that there had been
no contra-indicator for general anaesthesia and that spinal anaesthesia had
been sited at 00.38. He considered the speed of the spinal block rise had been
within normal limits.
[124] He confirmed
that, in 2004, there was a strong presumption in favour of spinal anaesthesia
because of the perceived risks inherent in general anaesthesia. However where
emergency caesarean section was concerned, a further fact to be taken into
account was the time taken from the start of the anaesthetic process to the
patient being ready for surgery. In Dr Bogod's view, by using general
anaesthesia, that period could be as short as 5 minutes to which one
further minute should be added to allow the taking of an appropriate history
and assessment of the patient, making a total of 6 minutes in all. Three
minutes of that period were required for adequate pre-oxygenation of the
patient.
[125] As an
alternative, spinal analgesia could be achieved, using an accelerated procedure
known as "rapid sequence spinal anaesthesia", within 5 minutes with an
additional 1 minute for history and assessment, making, again,
6 minutes in all. This procedure involved shortening the normal process
by reducing the time for scrubbing, preparation of the skin, draping and local
anaesthetic to the skin and by envisaging the possibility of failure to achieve
spinal anaesthesia after a single attempt by including pre-oxygenation during
the process, thereby allowing for a completed change to effective general
anaesthesia within a further 2-3 minutes. Dr Bogod's view was that
only a small minority of anaesthetists would employ the procedure, a critical
requirement of which involved the practitioner having sufficient confidence to
"cut corners" in relation to what otherwise would be described as established
standards in the delivery of spinal anaesthesia. His view was that if a
practitioner was not prepared to accelerate the process in that way, the proper
option was to opt for general anaesthesia from the start. Since, on his assessment,
the pursuer's delivery had been an acute emergency caesarean section, rapid
sequence spinal anaesthesia or general anaesthesia would have been preferable
to a "quick spinal".
[126] Dr Thomas'
description of the range of timing he would anticipate for completion of spinal
anaesthesia had not involved the rapid sequence spinal technique. Dr Bogod
accepted that an SHO, in 2004, would not have been in a position to "cut corners"
in circumstances where the established norm, contrary to the position in rapid
sequence spinal technique, was that scrubbing up would be expected to take
2-3 minutes.
[127] Although it
could be said that views in the literature on the subject were not settled, Dr Bogod
thought that for the purposes of an emergency caesarean section, particularly
in an anaesthetist's early career, general anaesthesia would be quicker than
spinal anaesthesia. A "difficult spinal" would always take longer than the
administration of general anaesthesia, and the speed of the rise of an
effective spinal block could vary. In determining the degree of urgency, the
anaesthetist had to rely on the obstetrician to define how much time was
available. In 2004, not all units used the term "category 1". Dr Bogod
thought the term "crash section" was in use in 2004 but that, in any event, the
meaning of a phrase such as "we need to get the baby out now" could not be
mistaken.
[128] In
circumstances where the obstetrician indicated that there could be a vaginal
delivery or caesarean section depending on the outcome of a vaginal examination
with analgesia, Dr Bogod thought that would suggest that the situation was
not so urgent that there was a need to proceed directly to caesarean section
because the mother might be found on examination to be fully dilated which in
turn would push the emphasis towards spinal analgesia being the more
appropriate mode.
[129] Dr Bogod
thought that if in relation to the question "Is there time for a quick spinal?",
the answer was "No", then the anaesthetist should deliver general
anaesthesia. An anaesthetist would always prefer a spinal block but should be
swayed to general anaesthesia by extreme urgency. On the other hand, if
vaginal delivery could be attempted, spinal analgesia would be preferable.
[130] In relation
to rapid sequence spinal anaesthesia, Dr Bogod was referred to the
published letter by Scrutton and Kinsella, 2003 (supra) and the
subsequent paper by Kinsella et al, 2010 (supra). The essence of
the technique was to anticipate failure of the spinal injection by employing
simultaneous pre-oxygenation in readiness for general anaesthesia. Minimal
asepsis, using only gloves, without a gown or mask, was employed and surgery was
commenced at an early stage spinal block at a level of more than or equal to
T10. The whole process should take 5 minutes from the start of
pre-oxygenation and should be abandoned in favour of general anaesthesia at the
point where effective general anaesthesia, if administered in the first place,
would have been achieved.
[131] Dr Bogod
considered that had the technique been employed from arrival in theatre at
00.22, spinal anaesthetic would have been sited by 00.27 with adequate block (T7)
in place at 00.30. Dr Bogod was not critical of Dr Thomas for his
view that T7 was an inappropriately low level of spinal block at which to
commence surgery, on the basis that an SHO should not be criticised for
following established protocols. However, he did maintain his view that if Dr Thomas
had not been prepared to introduce flexibility into the procedure, or lacked
the confidence to do so, he should not have attempted spinal anaesthesia but
rather should have inclined towards general anaesthesia.
[132] On the basis
of this timing, allowing a further 3 minutes from incision to delivery
produced a time of delivery of 00.33. Allowing a further minute for a vaginal
examination in advance produced an overall timing for birth at 00.34.
[133] If general
anaesthesia had been employed, Dr Bogod's view was that T would have been
delivered some 9 minutes after 00.22 (allowing 6 minutes for history,
examination, pre-oxygenation and delivery of effective anaesthesia and allowing
3 minutes from incision to delivery), that is at 00.31.
[134] If spinal
analgesia had been abandoned after 5 minutes in the event of a single pass
being ineffective, and where 2 minutes of pre-oxygenation had taken place
during the attempt, with the taking of history and examination carried out in
advance, he would have allowed 1 minute more to complete pre-oxygenation
and 2 minutes more to achieve full anaesthetic effect, that is 3 minutes
in total from the abandonment of the spinal injection (00.30). Delivery would
therefore have taken place at 00.33.
[135] Dr Bogod
considered that in the pursuer's case the provision of spinal analgesia had in
fact been relatively quick. The principal delay had been between the time of
arrival in theatre and the siting of the spinal anaesthetic at 00.38, which
amounted in total to 16 minutes. That was unacceptable for a category 1
caesarean section. If any of that delay was due to Dr Thomas, that was
unacceptable. If the delay was due to the period before the anaesthetic
procedure began, then Dr Bogod was not critical of Dr Thomas
specifically if he had no opportunity to begin his procedures before he did.
Rather, he was critical of the unit team as a whole.
[136] In
cross-examination, he agreed that, in 2004, an SHO's practice was governed by
guidelines and protocols with little ability to depart from them. He also
agreed that in order to offer a view on competency it was critical to have a clear
understanding of what was anticipated as the theatre procedure to be employed
at the time.
[137] On a review
of the entries in the clinical notes between 22.30 and 00.00, he agreed that
the most probable interpretation was that birth was going to be imminent.
[138] He accepted
that where a vaginal examination is necessary and the patient withdraws consent
because of distress, the obstetrician is presented with a difficult situation.
[139] On the basis
that Dr Ogah's intention was to determine the mode of delivery following a
vaginal examination with analgesia in theatre, Dr Bogod recognised the
situation as "examine under anaesthesia: query caesarean section". In that
situation, Dr Bogod considered that Dr Thomas's question: "Is there
time for a quick spinal?" to have been good practice at the time and that in
fact a quick spinal had been delivered.
[140] Dr Bogod
accepted that the point at which Dr Thomas could have begun the
anaesthetic procedure was 00.31 when the CTG in theatre was connected as that
was when the pursuer was first on the operating table and that, on the basis
that the spinal anaesthetic was sited at 00.38, 7 minutes had elapsed in
total. He maintained, however, that he would allow only 1 minute for
history and examination and 5 more minutes for the procedure itself, that
is 6 minutes in total. If assessment and the taking of a history had been
possible during patient transfer on to the operating table, only 5 minutes
would have elapsed from reconnection of the CTG. On that basis, he was
therefore critical of Dr Thomas to the extent of 2 minutes delay.
[141] For the
purposes of a quick scrub, as advocated by Kinsella, 15 seconds should be
allowed. This was in contrast to the proper scrub (3 minutes) which would
be expected of an SHO in 2004. Dr Bogod reiterated that only a confident
practitioner should contemplate rapid sequence spinal anaesthesia. In a
category 1 case, others should use general anaesthesia.
[142] Dr Bogod
accepted, however, that where there was still a possibility of a vaginal
delivery and a need for urgent vaginal examination under anaesthesia, that
would tip the balance towards spinal analgesia. Dr Thomas had delivered
spinal analgesia between 00.31-00.38, including taking the patient's history,
scrubbing, drawing up drugs, taking consent and positioning the patient,
throughout all of which the pursuer had been continuing to have contractions.
[143] Dr Bogod
thought that a vaginal examination could have been carried out at the same time
as urinary catheterisation when the spinal block was at the level of T7. Under
reference to a paper "A Survey of How British Obstetric Anaesthetists Test
Regional Anaesthesia Before Caesarean Section" Bourne et al, 1997 (6/36
of process,) Dr Bogod agreed that, in 2004, T4 level was the default spinal
block height generally desired for elective surgery. To that extent, Dr Thomas
had been flexible in authorising the first incision when the spinal block had
reached the level of T6.
[144] Insofar as
the anaesthetic record was concerned, Dr Bogod considered Dr Thomas'
notes to be good, with nothing controversial in them and suggesting a confident
and sensible performance. He agreed that an anaesthetist would always sway
towards spinal anaesthesia if there was the possibility of a vaginal delivery.
He also agreed that rapid sequence spinal analgesia remained a controversial
topic. He agreed that where the case was categorised as "examine under
anaesthesia: query caesarean section", that was not an indicator of a
category 1 or crash caesarean section.
[145] Mrs Susanne
McGeachie was a midwife aged 46 years. In 2004 she was known as Susanne
Ryan and worked as a midwife at QMH. She did not recall the precise events of
18 and 19 March 2004 but she did recall meeting the pursuer.
[146] She
confirmed having made the entries in the pursuer's clinical notes (7/1 of
process) at 22.30 and subsequently. The entry at 22.30 in relation to
diamorphine was in part a recognition of the earlier entry at 22.15. In fact
she had prescribed diamorphine at 22.35. The pursuer had also received
paracetamol at 23.00 to help reduce her temperature.
[147] The
pursuer's previous two labours had been relatively quick - one of 1 hour
48 minutes and the second of 6 hours. As at 23.30 the pursuer had
made good progress and was 8 centimetres dilated. The baby's head was 2/5
palpable and at the ischael spines. The expectation was that full dilatation
would occur quite quickly. Mrs McGeachie did not recall the pursuer
saying that she felt something wasn't right or that she had pain in her back,
although that was not abnormal. She didn't recall Dr Ogah throwing a FBS
capillary tube over his shoulder and couldn't imagine him doing that. Nor
could she recall having a disagreement with him as to the extent of the
pursuer's dilatation.
[148] At 23.45,
the pursuer had felt like pushing, at 23.55 there had been a heavy show and at
00.00 there was a further urge to push. These signs were indicators that
labour was progressing and suggested that the pursuer was in the late stages of
labour and becoming fully dilated. Preparations for delivery would have been
put in place. Dr Ogah was called shortly after 00.05 because of
decelerations, not recovering, on the CTG trace. Decelerations can be
associated with the baby's head descending but here there had been no recovery
to the baseline. At 00.00 Mrs McGeachie had made the entry that the
pursuer was "distressed +++" and requesting a caesarean section. In order for
the entry to be expressed in that way there must have been an unusual level of
distress. The pursuer must have been very upset.
[149] Mrs McGeachie
did not remember any particular atmosphere in the delivery room. Although the
pursuer was distressed, that was normal in labour. It was anticipated, in that
context, that women would become more vocal.
[150] Mrs McGeachie
had completed the theatre checklist and disconnected the CTG before moving the
pursuer's bed from the delivery room. She had also inserted a Venflon catheter
and had taken blood samples. Cimetidine was given at 00.15 after the decision
to go to theatre had been made. She acknowledged the tasks which required to
be completed as set out in the paper by Tuffnell et al, 2001 (supra).
She would have been involved in that. In her experience, it was often necessary
to move equipment out of the room into the corridor in order to allow the bed
to be taken from the room. To move the bed from the delivery room to theatre
would have taken "a couple of minutes anyway". In theatre, the transfer from bed
to table could take 1-2 minutes and could be delayed by the patient
experiencing contractions.
[151] She thought,
having disconnected the delivery room CTG at about 00.22, that the pursuer
would have arrived in theatre between 00.27-00.28 and would then have been
transferred to the table, allowing the theatre CTG to be connected at 00.31.
It was not her recollection that people were standing about doing nothing. She
had assisted Dr Thomas in positioning the pursuer appropriately for injection.
She thought that if the pursuer had been experiencing contractions then the
anaesthetist might have delayed taking a history from her until she was on the
table. Mrs McGeachie had been Dr Ogah's scrub nurse. There had been
no complacency in theatre. Everything had been done as it should have been
done.
[152] As to the
time of arrival in theatre, she felt that the entry of 00.20 in the case notes
could not be accurate. She relied, in preference, on the timing of the
disconnection of the CTG in the delivery room. She had no reason to doubt the
timings of subsequent entries in the notes at 00.38, 00.45 and 00.47. She
thought a period of 33 minutes from preparation for theatre (00.15) until
delivery (00.48) was completely acceptable.
[153] In
cross-examination, she confirmed, in relation to the heavy show at 23.55, that,
although that might be expected at an early stage, it can happen throughout
labour and could be taken as an indicator of progress.
[154] She had no
recollection of Dr Ogah saying to the pursuer "You are getting a caesarean
section because you need one, not because you want one". She thought that the
entry at 00.20 was inconsistent with the other timings in the notes. She
thought that to move the bed out of the room and along the corridor would not
take just 2 minutes. It would have taken longer than that.
[155] She conceded
that it was possible that the pursuer might have been less distressed once
going to theatre because she could have been relieved that her delivery would
be happening soon, but she had no actual recollection of that. She also had no
recollection of any interaction between the pursuer and Dr Ogah or between
herself and the pursuer. She agreed that, in theatre, Dr Thomas could have
begun speaking to the pursuer before the CTG trace was connected.
[156] In
re-examination, she thought that the entry "OP" in the notes was more
consistent with short hand for the term "on palpation" rather than "occipital
posterior". That interpretation was consistent with the rest of the entry. In
fact, the subsequent entry expressly stated that the position of the baby had
not been determined.
[157] She
confirmed her recollection that it was she who had been unable to carry out a
vaginal examination at 00.10 because the pursuer was too distressed. She
thought that Dr Ogah must also have failed subsequently to carry out a
full vaginal examination in the delivery room in a separate attempt.
[158] She agreed
that, allowing for the disconnection of the CTG in the delivery room at 00.22,
allowing 1 minute to unplug the bed and clear out machinery from the room,
allowing 2 minutes to move the bed down the corridor to theatre, allowing
1 minute to negotiate the bed into theatre, allowing 1 minute for
delay caused by contractions, and allowing 1 minute for the transfer of
the pursuer from the delivery room bed to the operating table, a total of
6 minutes transit from delivery to theatre would have meant that she was
on the operating table at 00.28. There would then have been a further
3 minutes during which the CTG was connected.
[159] Dr Audrey
Chalmers was aged 46 and worked as a consultant obstetric anaesthetist at
Glasgow Royal Infirmary. In 2004 she was working as a specialist registrar at
the Western Infirmary Glasgow but with responsibility for QMH as a duty team
member providing a second line of cover in obstetric anaesthesia. On 18 and
19 March 2004 she was the person whom Dr Thomas would call should the
need have arisen. In fact, although her name appeared on the anaesthetic
records it was unlikely that she had been present in QMH on the night in
question. In submissions, it was confirmed that no issue arose in that
respect.
[160] She
explained that the interval between decision to operate and arrival in theatre
was dependent on the degree of perceived urgency. Given the floor plan of QMH,
it would not have been possible to move a bed from delivery room 6 to the
theatre in which T was delivered in less than 3 minutes.
[161] Before
leaving the delivery room a number of things would have required to be done,
all of which would have taken time, viz: the reason that it was necessary
to go to theatre would have been explained to the patient (say, 30 seconds-5 minutes),
the theatre checklist would have been completed (say, 1 1/2 minutes), cimetidine
would have been administered, the fact that the pursuer would have been labouring
and having contractions could have caused delay (say, 30 seconds), the bed
would have been disconnected, the CTG would have been disconnected and the
entonox machine would have been disconnected. Thereafter, the bed would have been
manoeuvred out of the room, down the corridor and into theatre. In real
urgency that could take 5-7 minutes. It could easily have taken longer.
Once in theatre, moving the patient from bed to table could have taken
2 minutes. Typically, the period from decision to operate to positioning
the patient on the theatre table could take 10 minutes. She thought the
period from 00.22-00.31 was quick.
[162] She thought
that Dr Thomas would probably have begun talking to the pursuer as soon as
she arrived in theatre, but would have begun to take her history once she was
on the table. The protocol at the time required him to explain a list of side
effects, take a history of allergies etc, make an intubation assessment, assess
the range of the patient's neck movement, explain the procedure, check blood
pressure and position the patient. Positioning the patient could take
3-4 minutes.
[163] The spinal
block in this case had risen quickly, reaching the level of T7 in
3 minutes and of T6 in a further 3 minutes. Normally surgery is
authorised when the spinal block reaches the level of T4. Here it had been
authorised at the level of T6. It was appropriate to allow urinary
catheterisation when the spinal block had reached the level of T7.
[164] Dr Chalmers
view was that no part of aseptic preparation should be skipped. It could take
3 1/2 - 4 minutes. On returning to the patient, the skin must be cleaned,
allowing the cleaning agent to dry by evaporation over 2-3 minutes.
Meanwhile, the operating department practitioner would be setting out syringes,
drawing up drugs, setting out the introducer and spinal needles and generally
preparing the trolley. When dry, the skin is anaesthetised with lidocaine. Then
the introducer is inserted and lastly the spinal syringe. The target is small,
not less than 6 centimetres deep and possibly up to 15 centimetres
deep.
[165] She thought
the period from 00.31, when the pursuer was transferred to the theatre table,
to 00.38-00.39, when the spinal anaesthetic was sited, was not long. She also thought
the overall period from decision at 00.15 to delivery at 00.48
(33 minutes) was not long.
[166] Although she
was aware of the paper by Kinsella et al, on rapid sequence spinal
analgesia, she had never heard of pre-oxygenation for general anaesthesia
taking place during the siting of a spinal anaesthetic. In 2004 she would not
have expected Dr Thomas, as an SHO, to have known of rapid sequence spinal
analgesia. It was not a procedure which was taught in Glasgow in 2004. If Dr Thomas
had attempted it, he would have been told it was not acceptable practice. She
had a high regard for Dr Thomas who had been her trainee and whom she
considered to be very competent, diligent, careful and reliable.
[167] Dr Chalmers
could not agree that in the circumstances of the pursuer's labour,
6 minutes was the maximum acceptable period from the beginning of taking
the patient's history to the siting of the spinal anaesthetic. It would not be
possible to accommodate a 3 minute scrub time within that period. She
thought it would have been a ridiculous decision to abandon spinal anaesthesia
after 6 minutes and change to general anaesthesia. In the present case
there had been no difficulty with the competency of the spinal anaesthesia.
There had been no reason to discontinue it. She could, however, envisage a
situation where, after multiple failures to site the anaesthetic agent, it
might be appropriate to turn to general anaesthesia, but not in the
circumstances of this case. She had seen nothing in the clinical notes which
caused her to be concerned about anything Dr Thomas had done.
[168] In
cross-examination, she agreed that, while in an obstetric setting it was normal
to stop talking to a patient during contractions, it was normal for patients to
have contractions and staff were accustomed to that.
[169] She accepted
that in the situation of a crash caesarean section, the taking of history and
the explanation of risks and benefits would happen more quickly and possibly
even before arrival in theatre. Where general anaesthesia was being
administered in that setting, the anaesthetist would have 3 minutes during
pre-oxygenation when, while holding the face mask, he could speak to the patient.
Where an emergency spinal block was required, there was still a requirement for
the taking of history and a medical assessment but it could be done while other
things were happening. Taking a full history, making an examination and
allowing for not talking during contractions, as training required, could take
7 minutes. She considered that Dr Thomas' view that, in urgency, he
could take a history and carry out an examination in 1 or 2 minutes was an
underestimate. She accepted that, in urgency, the process could be shortened
but felt that 5 minutes was necessary, although she conceded that it could
be done while, for example, the patient was being positioned.
[170] She did not
think that 1-2 minutes was a realistic time in which to move a bed from
the delivery room to theatre.
[171] Dr Chalmers
confirmed that Dr Thomas would have been taught in Glasgow that T4 level was
the ideal spinal block height at which to authorise the commencement of
surgery, but that T6 had been the appropriate level in this case. The decision
had to be taken having regard to the speed of the spreading of the block. In
this case, the spinal block had reached the level of T7 in 3 minutes. At
that speed of spread, the anaesthetist could advise the commencement of urinary
catheterisation when it reached the level of T7, but not surgical incision.
The process of catheterisation and preparation of the abdomen for incision
could take 3 minutes, by which time the spinal block would have reached
the level of T6.
[172] Her view was
that in order to become properly aseptic, 2 minutes of contact with a sterilisation
agent should be allowed plus, say, 45 seconds for the agent to dry, that
is 2 minutes 45 seconds in total. She regarded Dr Thomas'
estimate of scrubbing up and donning gown, mask and gloves in 1-2 minutes
as corner cutting. Although the risks of infection in siting spinal
anaesthesia are statistically low, the consequences can be catastrophic when
cerebrospinal fluid is compromised. For that reason, if there was a perceived
risk to the life of the mother, and a need for immediate anaesthesia, the
anaesthetist should simply administer general anaesthesia.
[173] She accepted
that in urgency it would be acceptable to save time by wiping dry the patient's
back with a sterile sponge.
[174] She
considered the positioning of the patient to be crucial. It was preferable to
spend 3-4 minutes achieving the correct position in order to avoid losing
time later by the need to make repeated attempts at injection. The process
took time because when a woman is near full dilatation and has the urge to
push, she will find it difficult to sit still.
[175] She agreed
with Dr Thomas that the process of placing the introducer, introducing the
syringe and positioning the needle for injection could all be achieved in about
1 minute.
[176] Dr Chalmers
thought the interval between arrival in theatre at 00.20 and the connection of
CTG at 00.31 was inconsistent with urgency. If the arrival had been at 00.24,
she would still have been of the same view.
[177] She
considered it reasonable to allow at least 15 minutes for the
administration of spinal analgesia. Contrary to Dr Bogod's view, she
thought that no-one could be confident of achieving it from a standing start in
only 6 minutes. She did not agree that, after 6 minutes, spinal
analgesia should have been abandoned in preference for general anaesthesia.
She confirmed that rapid sequence spinal anaesthesia, involving a "no-touch"
technique, minimal sterility and surgical incision when the spinal block was at
the level of T10, was something which would not have been discussed between
herself and Dr Thomas in 2004. She disagreed with Dr Bogod's view
that it was an appropriate technique where there was an immediate risk to the
life of the mother. In Glasgow, in 2004, the current teaching was that in that
situation the appropriate course was immediate general anaesthesia. Even if
pre-oxygenation during the administration of spinal analgesia was noted in the
professional literature in 2004, it was simply not being taught as a technique
in Glasgow at that time. In the course of re-examination she confirmed that
she herself had never seen the technique performed.
[178] In
re-examination she confirmed her view that, from the notes, everything had been
done as it ought to have been done and quickly. Her impression from what she
knew was that the pursuer's case had not been dealt with as a crash caesarean section.
[179] She
confirmed that it was recognised that during contractions, the patient cannot absorb
information because of pain and nor can she respond. When that was happening,
effective communication was impossible.
[180] On her
reading of the notes, catheterisation had been completed by 00.45, by which
time the spinal block height had reached the level of T6. It was reasonable to
infer that catheterisation had begun when the spinal block had reached the
level of T7. Since surgery could begin when it reached the level of T6, no
time had therefore been lost in that regard.
[181] Dr Chalmers
confirmed that in her view spinal analgesia was not appropriate where there was
risk to the life of the mother. On the basis that Dr Ogah had told Dr Thomas
that there was a need for a quick delivery, that there was bradycardia, and that
he was considering caesarean section but wanted to examine the pursuer first in
order to exclude vaginal delivery, she would not have expected Dr Thomas
to come to the view that the pursuer's life was at risk. In these
circumstances she would have expected him to administer spinal analgesia.
[182] She thought
that given the level of urgency of the situation, where the CTG in theatre had
been connected at 00.31 and allowing 3 minutes to transfer the pursuer
from bed to table, it would be reasonable to assume that arrival in theatre had
occurred at 00.28. Even if arrival had happened at 00.25, allowing
5 minutes for the transfer from bed to table would not have been
unreasonable.
[183] Dr David
Levy, aged 49, was a consultant anaesthetist who worked for Nottingham
University Hospital NHS Trust. He had held that post since 1995. His
curriculum vitae (7/16 of process) disclosed a special interest in obstetric
analgesia, recent publications in that field and his position on the editorial
boards of a number of respected journals. He spoke to his report (7/10 of
process).
[184] Dr Levy
confirmed that in 2004, as set out in his report, there were guidelines in
place, under the auspices of the Association of Anaesthetists of Great Britain
& Ireland and the Obstetric Anaesthetists Association, which suggested that
in cases of foetal emergency the time from informing the anaesthetist to the
start of operative delivery should not exceed 30 minutes. He would
have expected Dr Thomas as an SHO in Glasgow in 2004 to have been aware of
that. The period could be a lesser one in cases where there was a risk to life
such as where there was profound foetal bradycardia, that is, where there was
an FHR of 60 bpm.
[185] The focus,
from an aesthetic perspective, was always the safety of the mother, but undue
risk might result if there was undue urgency. For the mother, an emergency
crash caesarean section with general anaesthesia was the aesthetic procedure
which involved most risk. His view was that the default procedure should be
spinal anaesthesia unless there was a life threatening risk to mother or baby
or general anaesthesia was specifically mandated as being highly desirable.
[186] In the
context of the conversation between Dr Ogah and Dr Thomas, Dr Levy
would have expected the question "Is there time for a quick spinal?" to be
posed. On the basis that there was no sustained bradycardia and that a vaginal
examination was required to determine if vaginal delivery was possible, there
was no dire, unequivocal need to deliver the baby immediately and so he would
have expected Dr Thomas to adopt the default position of spinal
analgesia. In general, where there was a requirement for vaginal examination,
that situation would point towards spinal analgesia being appropriate because,
where that mode of delivery was indicated, the mother would be unable to
cooperate by assisting a vaginal delivery while under general anaesthesia.
Taking into account that this was a third baby and that the FBS results had
been reassuring, there was every chance that the baby would have been
deliverable vaginally in theatre and a spinal anaesthetic would have facilitated
that. In such a situation, it was not uncommon for a multiparous woman to
become fully dilated by the time she arrived in theatre.
[187] Although a
new categorisation of urgency of caesarean section (emergency, urgent,
scheduled, election) had been published by Lucas et al in 2000 (supra),
it had not been adopted universally for another 5 years. It was important
to note that the categorisation only applied when the decision for caesarean
section had been made. That had not occurred in the pursuer's case until after
the vaginal examination under spinal anaesthesia, that is shortly before 00.47.
[188] Dr Levy
considered that in this case a "quick spinal" had been delivered in the sense
that a delay free injection was achieved with no difficulty and the spinal
block had risen appropriately. He thought that spinal anaesthesia could be
administered in 5 minutes by an experienced anaesthetist from the point
when the patient's skin was frozen. He did not think it could take a lesser
time because of the need for meticulous attention. It would be unreasonable to
suggest that if not achieved in 5 minutes, spinal anaesthesia must be abandoned
and general anaesthesia administered instead. The administration of spinal
anaesthesia might be almost complete and pre-oxygenation and administration of
general anaesthesia could result in further delay.
[189] His view was
that the technique of pre-oxygenation during the administration of spinal
anaesthesia had never entered the general practice of anaesthesia. It had been
used in Bristol but had not been widely adopted. Under reference to the
published letter by Scrutton and Kinsella, 2003 (supra) and the paper by
Kinsella et al, 2010 (supra), he described the technique of rapid
sequence spinal anaesthesia as "quirky". As the pursuer's case was never a
category 1 caesarean section, the technique was not applicable. He would
not have expected Dr Thomas to have known of the procedure in 2004. It
had never been accepted in the wider anaesthetic community. In relation to the
paper by Kinsella et al, 2010, he noted that, in the last paragraph, the
summary suggested that where the technique was used a block that was adequate
to start surgery was established in 6-8 minutes. In the pursuer's case,
that had been achieved in 8 minutes.
[190] He thought
that it was reasonable to allow 10 minutes for the administration of
spinal anaesthesia, particularly if the woman was in difficulty. He accepted
that in extreme urgency there was a need to act appropriately, for example by
reducing the time to scrub up, by taking a shorter history and generally
progressing as fast as possible, but it was not his impression that the pursuer's
labour had been that sort of case. There was nothing in the pursuer's case
that suggested a need to cut corners. In general, he was not in favour of any
type of shortened procedure which reduced proper asepsis.
[191] He
considered that waiting 3 minutes for the spinal block to rise from the
level of T7 to T6 was appropriate. He would have criticised the approach if
there had been a persistently low FHR of about 60 bpm or any other serious deterioration
was brought to the anaesthetist's attention, but that had not been the case
here. A consultant might authorise surgery at a sub-optimal spinal block
level, such as T7, but an SHO would not be obliged to. The textbook level
would be T4 or, still controversially, T5. He would expect an SHO, in 2004, to
have authorised surgery when the spinal block reached the level of T6. Prior
to then, with the block at level T7, it was appropriate to allow
catheterisation. That allowed progress to be made while the spinal block was
rising and, in addition, the raising of the pursuer's legs would in part
accelerate the speed of spinal block spread.
[192] On the basis
that Dr Thomas took 8-9 minutes from the time of transfer to theatre
table until the spinal anaesthetic was sited, Dr Levy considered the
timing to have been appropriate and compatible with the administration of
spinal anaesthesia which was not problematic. Dr Levy could not fault Dr Thomas.
In his opinion, he did not fall short of the standard to be expected of an SHO
in 2004 and neither did he fall short of the standard to be expected of a
registrar or a consultant.
[193] Under
reference to the papers by Tuffnell et al, 2001 (supra) ,
Cerbisnskite et al, 2011 (supra) and Thomas et al, 2004 (supra)
, he thought that the 30 minute DDI was, possibly an arbitrary figure,
possibly still controversial, which was not achieved by many units in the UK.
[194] Under
reference to "Good Practice Standard No 11" (supra), he confirmed that
categories of urgency were not clear cut and distinct but rather overlapped each
other and applied only when caesarean section was definitely in prospect. He
considered that the description "examine under anaesthesia: query caesarean
section" was clear and was an accurate description of the pursuer's case. He
was firmly of the view that general anaesthesia was not appropriate unless
there was definitely to be a caesarean section.
[195] In
cross-examination, Dr Levy explained that timings in the clinical notes,
and the entries relating to them, are often written retrospectively, particularly
in situations of urgency. To that extent, some timings would be best estimates
after the event.
[196] In his view,
this was not a case where there had been sustained, unrelenting, profound foetal
bradycardia (FHR 60 bpm) without recovery. It did not fall within the category
of case where, in terms of the 1998 guidance cited in his report, the relevant
time should have been less than 30 minutes. These guidelines pre-dated
category 1 categorisation. Category 1 indicated that a caesarean section
was required because there was an immediate risk to life. In circumstances
where a multiparous woman was progressing quickly and might require an urgent
caesarean section but was to be examined first, the degree of urgency
interpreted by the anaesthetist would be tempered by the fact that she might
yet become fully dilated in which case spinal anaesthesia would be indicated.
[197] He explained
that his range of timing: "00.25-00.28, into theatre, prepared for spinal, i.v.
fluids", as set out in his report, included completion after arrival of necessary
ancillary tasks. From that, point spinal analgesia had been administered
within 10 minutes.
[198] He thought
that Dr Thomas could have begun speaking to the pursuer on her arrival in
theatre. On that basis, given urgency, and following the timings suggested by Dr Thomas
of 1-2 minutes for examination, a brief history and explanation of risks
and benefits, 1-3 minutes for scrub up and donning gown, mask and gloves,
1-2 minutes for preparation, drawing up drugs, checking patient position
and using cleaning agent, and 1 minute for injection, he considered that
there was nothing untoward about the resulting period of 4-8 minutes.
Such corner cutting as was necessary in that context was not unacceptable.
[199] Under
reference to Dr Bogod's report (6/34 of process) Dr Levy maintained,
contrary to Dr Bogod's assumption, that there had been no defined need for
a caesarean section in the pursuer's case. For so long as there was an even
chance of a vaginal delivery, general anaesthesia was not the preferred option.
He agreed that there had been a need for expedited spinal anaesthesia, in the
sense of one administered with all due care and attention but without wasting
any time, which could take 6 minutes in the hands of an experienced
practitioner in ideal circumstances. Dr Bogod had been wrong to proceed
on the basis of Mr Walkinshaw's opinion that the pursuer's caesarean
section should have been categorised as category 1. He disagreed with an
alternative interpretation of the procedure which was anticipated in theatre to
the effect that caesarean section was indicated unless on vaginal examination
the pursuer was fully dilated. That was inconsistent with "examine under
anaesthesia: query caesarean section". He could not envisage a scenario in
which, in such circumstances, general anaesthesia would be appropriate.
[200] He did not
agree that the paper by Kinsella et al, 2010 (supra), was a
formalisation of existing practice. Rather, it was a formalisation of a
limited practice in Bristol. In that context, he agreed that there was a small
minority of practitioners who would administer rapid sequence spinal
anaesthesia. However, he maintained that pre-oxygenation during the
administration of spinal anaesthesia was not practiced in the country as a
whole. Rapid sequence spinal anaesthesia had never entered mainstream
practice. It should not be considered to have been within the practice of an
ordinarily competent anaesthetist in 2004. He was not aware of any recognition
of it in medical textbooks.
[201] Dr Levy
could not agree with timings suggested by Dr Bogod based on surgical
incision when the spinal block was at the level of T7. An SHO in 2004 would
not have contemplated authorisation of surgical incision at such a limited
spinal block height.
[202] He agreed
that, on the basis that there was no technical difficulty in the administration
of the spinal anaesthesia, any delay could only be in relation to the period
before it was commenced. He would have expected Dr Thomas to have begun his
procedures from the moment when the pursuer was on the table. As to the acceptability
of the passage of time between arrival in theatre and that point, that would
depend on what had actually been happening in theatre during that time. It was
not possible to say in abstract terms what was an acceptable period and what
was not.
[203] Although he
disagreed that the pursuer's delivery had been such a case, he agreed with Dr Bogod
that if spinal anaesthesia was administered in a category 1 caesarean
section case, it should take no longer than 6 minutes. His own view,
however, was that in such a case, general anaesthesia should be administered.
[204] He
considered that if an anaesthetist was told that there was time for a "quick
spinal", that meant there was about 10 minutes within which to begin
taking a history and ending with the siting of the anaesthetic agent. "Is
there time for a quick spinal?" really meant: "Will the urgency of the
situation allow it?".
[205] In re-examination,
he confirmed that he would rely on the entry on the trace, noting
discontinuation of the delivery room CTG at 00.22, as being more accurate and
reliable than the entry in the clinical notes marking arrival in theatre at
00.20. On that basis, he did not consider the 9 minute interval to 00.31
to be unusually long. On the basis of arrival in theatre between 00.25-00.28,
the period from then until reconnection of the CTG, at 00.31, was not unacceptable.
In passing, he commented that if the situation had been truly considered to be
a category 1 caesarean section, the CTG in theatre would not have been
attached as the patient would by then have been committed to an abdominal
delivery. Since it was in fact attached, the pursuer's case was not being
treated as a category 1 caesarean section.
[206] Dr Levy
considered that although it might be desirable to achieve an accelerated
administration of spinal analgesia within 6 minutes, the profession
acknowledged that there was a range as to how long might be deemed an
acceptable period. The administration of anaesthesia might take longer through
no fault of the anaesthetist. He remained of the view that Dr Thomas'
performance was consistent with that of an ordinarily competent SHO.
[207] Dr Bernard
Heidemann, aged 49, was a consultant anaesthetist at Edinburgh Royal
Infirmary, a post he had held since 2003. His CV was no. 7/32 of process. His
sub-speciality interests had included obstetric anaesthesia since 1993. He had
a particular interest in obstetric emergencies which had begun in 1995 and
continued. He had extensive experience in the training of obstetric
anaesthetists.
[208] Dr Heidemann
spoke to his report dated 16 May 2013 (7/26 of process). In relation to
the classification of urgency of caesarean section most widely used in 2004 for
non-elective cases, there were two types: (1) where it was necessary to
deliver the baby "as soon as possible" (the equivalent in current parlance of
category 1) in which case general anaesthesia would have been the most
common choice by anaesthetists, and (2) where the baby required to be delivered
"soon", where spinal anaesthesia would have been indicated. In his view,
general anaesthesia was only appropriate in cases of extreme urgency and
definite caesarean section. The classification set out in the paper by Lucas et
al, 2000, (supra), was widely known in 2004 but not widely used.
Under reference to "Good Practice No 11", 2010, (supra), it was now
recognised that there is a range of risk in any category such that, for
example, some category 1 cases may be more urgent than others. The
continuum of risk in any one category was now recognised.
[209] He explained
that the DDI is only relevant where a definite decision has been made for a
category 1 caesarean section. The 30 minute period did not apply
where there was a range of delivery options. Here there was no evidence that
the case had been identified as a category 1 caesarean section. If it had
been, there would not have been a vaginal examination in theatre.
[210] He confirmed
that in Scotland in 2004, the general preference amongst anaesthetists was for
spinal anaesthesia.
[211] Inconsistencies
in timings in the clinical notes were to be explained by the fact that notes
are often entered retrospectively. That is a common practice in obstetrics
where events tended to happen quickly. Often the noted time would be one
memorised or confirmed with colleagues after the event. In his view, the
timings on the CTG traces and in the notes appeared to be consistent, with the
exception of the entry at 00.20 in the notes.
[212] He
considered that the pursuer had probably arrived in theatre at about 00.25, the
CTG in the delivery room having been disconnected 3 minutes earlier. It
was important to note that members of the medical profession generally tend to
underestimate the passage of time. That was apparent from research in which Dr Heidemann
had been personally involved.
[213] He
considered that a period of 13 minutes from arrival in theatre at 00.25
until the siting of spinal analgesia at 00.38 was reasonable in circumstances
where the pursuer had been noted to be "distressed +++". That was because
distress tended to prevent the patient from complying with requests made of
her. The 7 minute period between 00.31, which was the earliest Dr Thomas
could have begun his procedures, and 00.38 was also a reasonable one in these
circumstances. The effect of contractions was to make the patient wish to
straighten her back which was the opposite of what the anaesthetist required.
Patients also had difficulty absorbing information during contractions and so
there was a recommendation not to speak at that time.
[214] In 2004, the
relevant guidelines reflected a consistent recommendation for a full surgical
scrub lasting about 3 minutes. An SHO would not be expected to deviate
from that.
[215] He
considered the conversation between Dr Ogah and Dr Thomas, as
described by Dr Ogah, to be what he would have expected and to represent a
good standard of care.
[216] He
considered that the anaesthetic record reflected an urgent case. The notes
were abbreviated. No time appeared to have been wasted.
[217] As he put
it, the CTG trace is taken as a surrogate for foetal well-being, but it is not
specific as regards foetal problems. That is because other factors can
influence the CTG trace. FBS analysis is much more sensitive as regards foetal
distress. So far as foetal bradycardia was concerned, his view was that an FHR
of less than 100 bpm would be a matter of concern. He thought that an SHO
anaesthetist would be entitled to assume that where there had been foetal
bradycardia, if the obstetrician was not seeking a category 1 caesarean
section, then he, the obstetrician, had been reassured by the FBS results.
[218] He thought
it reasonable to assume that the decision to go to theatre was not taken before
00.15 when cimetidine was administered. On that basis, the DDI was
33 minutes. He calculated that if arrival in theatre had been at 00.25
and general anaesthesia administered immediately, T's delivery would have
occurred earlier than was in fact the case. In most cases, however, a DDI of
30 minutes was not achievable. On the other hand, the relevant
epidemiology suggested that, after 36 weeks, foetal outcome was not
affected by delay.
[219] He confirmed
that, in his view, in all the circumstances of the pursuer's case, spinal
analgesia had been appropriate and that there appeared to have been no
technical difficulties experienced in siting it.
[220] Under
reference to the published letter by Scrutton and Kinsella, 2003, (supra),
and the paper by Kinsella et al, 2010 (supra), Dr Heidemann
stated that even today he would not expect the technique of rapid sequence
spinal anaesthesia to be used by an SHO of Dr Thomas' experience in 2004.
A more experienced practitioner might know about it and might use it depending
on his supervisor's advice. In 2004, he would not have expected Dr Thomas
to have known about the 2003 letter, which he still considered to be
controversial, especially in relation to the issue of reduced asepsis. The
Royal College of Anaesthetists recommended full asepsis when administering
spinal anaesthesia. He also confirmed that rapid sequence spinal anaesthesia
required an additional skilled assistant who could hold the mask in place
during pre-oxygenation while the anaesthetist administered spinal anaesthesia.
In this case there did not appear to have been an additional skilled assistant
in theatre.
[221] In Dr Heidemann's
opinion, no caesarean section should ordinarily be commenced before the spinal
block had reached the level of T4 although, in cases of urgency, authority,
with the exercise of discretion, could be given at T6. In 2004, the prevailing
teaching was that surgery should not commence when the spinal block was at the
level of T7. In that respect, Dr Thomas had acted in accordance with
current practice as at 2004.
[222] In
cross-examination, Dr Heidemann agreed that if in an urgent case spinal
anaesthesia was to be administered, it should be administered as quickly as
possible but he considered that it must also be administered according to
guidance and training. In relation to Dr Thomas' estimate of
4-8 minutes for the whole procedure, Dr Heidemann felt that taking
history, carrying out an examination, assessing neck movement, explaining risks
and benefits and obtaining consent could not be done in less than
2 minutes. He maintained that an estimate of 1-3 minutes for
achieving asepsis was not acceptable. A standard surgical hand wash took
3 minutes. He accepted that scrubbing is routinely shortened but
confirmed that, in 2004, an SHO would be taught that 3 minutes was
required. To shorten the period required for asepsis was effectively to put
the needs of the foetus above those of the mother. That was contrary to the
anaesthetist's primary duty. He did not approve of a 2 minute period. He
reiterated his perception that most clinical practitioners generally
underestimated timings. He did not approve of drying the patient's back with a
sterile sponge. Rather, the antiseptic should be allowed to dry naturally in
order to provide a sterile field. In all, he considered that the upper end of Dr Thomas'
range was achievable where the procedure was done at its absolute quickest and
where no difficulties were encountered such as in relation to positioning of
the patient or contractions.
[223] In relation
to the DDI standard of 30 minutes, he confirmed that the value of the
period was only apparent for auditing purposes. There was no scientific
evidence behind it and it did not assist in assessing competency of practice in
any case. Whether in some urgent cases the period should have been less than
30 minutes was only answerable with hindsight. A decision as to the
timing of any delivery could not be made in advance.
[224] On the basis
of arrival in theatre at 00.20, Dr Heidemann considered that a period of
11 minutes to connect the CTG at 00.31 was not compatible with the need
for an urgent delivery. On the basis of arrival at 00.24, he considered a
period of 7 minutes to be similarly not compatible. In his view it was
possible to achieve the transfer from bed to table in about 4 minutes. He
would have expected an anaesthetist to start taking the patient's history from the
time of arrival in theatre.
[225] Dr Heidemann
viewed foetal bradycardia as being indicated by an FHR of less than
100 bpm. In assessing its severity, it was necessary to know whether
there was consistency throughout any period or fluctuations with recovery between
dips.
[226] He
maintained his view that in the pursuer's case no decision had been taken in
the delivery room as to the mode of delivery. There had been no decision that
the case was a category 1 caesarean section requiring general
anaesthesia. The term category 1 only had relevance when a decision for a
caesarean section had been made.
[227] He agreed
that if general anaesthesia had been administered in the pursuer's case, T
would have been delivered earlier. Thus, assuming arrival in theatre at 00.25:
4 minutes to transfer the pursuer from bed to table, 4 minutes to
achieve urinary catheterisation, 1 minute for aseptic preparation,
2 minutes for pre-oxygenation, 30 seconds for induction of
anaesthesia, 1 minute to achieve neuromuscular block, 30 seconds to
insert an endotracheal tube; a total of 13 minutes in all, indicating
readiness for surgery at 00.38 and delivery at, say, 00.39.
[228] In relation
to Dr Bogod's report (6/34 of process), Dr Heidemann agreed that
spinal anaesthesia could be administered in 6 minutes using the technique
of rapid sequence spinal anaesthesia. Any time saved by using that technique
was only possible by shortening the time for asepsis and allowing only one
attempt at injection. He agreed that, in 2004, a practitioner should only have
attempted the technique if confident of completing it within 6 minutes,
but thought it unlikely that an SHO would have achieved that. Instead, in
circumstances where otherwise rapid sequence spinal anaesthesia would have been
adopted, an SHO should have administered immediate general anaesthesia. He
considered that Dr Bogod's period of 6 minutes would not be achieved
by an SHO. In 2004, the maximum period for administration of spinal
anaesthesia where it required to be done as quickly as possible would have been
something less than 10 minutes. He considered Dr Thomas'
performance of 8-9 minutes to be reasonable.
[229] He confirmed
that where a vaginal examination is sought by the obstetrician, that fact would
indicate that there was a lesser degree of urgency than if the case was
category 1, because it was recognised that a vaginal examination would
necessarily add time to the process.
[230] He confirmed
that in order to pre-oxygenate the patient during the administration of rapid
sequence spinal anaesthesia an additional person would be required. The
operating department practitioner would be unable to fulfil that function as
he/she would be fully occupied in assisting the anaesthetist prior to
injection. If following that, the ODP were to adopt the role of the additional
person, there would be no equivalent saving as anticipated by rapid sequence
spinal anaesthesia, since pre-oxygenation takes 3 minutes whereas the
administration of the injection in one pass should only take 1 minute.
Spinal anaesthesia would therefore be administered before the pre-oxygenation
was completed. Dr Heidemann's view was that, in 2004, pre-oxygenation
during the application of spinal anaesthesia was practiced only by a very small
minority and that an SHO would not have been advised to do it.
[231] He
maintained his disagreement with Dr Bogod that surgery could commence when
the spinal block was at the level of T7. It would be wrong to assume that if
the level of T7 was reached in 3 minutes, the spinal block would continue
to rise at that rate. In fact, spinal block rise was unpredictable and did not
display any uniform pattern.
[232] He agreed
that in the pursuer's case there had been no technical difficulty in achieving
spinal anaesthesia. On that basis, he agreed that if there had been any delay
it must have occurred prior to the commencement of the anaesthetic procedure.
He agreed that the 16 minute interval between 00.22, the time of
disconnection of the delivery room CTG, and 00.38, the time of siting of the
spinal anaesthesia, was excessive in the context of a category 1 caesarean
section identified from the outset, but disagreed that this had been such a
case. He reiterated that the time actually taken by Dr Thomas to
administer spinal anaesthesia, between 00.31 and 00.38 was not excessive.
[233] Dr Heidemann
did not agree that where a vaginal examination was required and where in the
event of the patient being not fully dilated a caesarean section was to follow,
the administration of spinal anaesthesia by a SHO should be abandoned after
6 minutes. He considered that the time scale of 6 minutes was not
achievable by an SHO because of the need for compliance with the recommendation
for full asepsis. He considered that in such circumstances, abandonment after
8 minutes would be appropriate.
[234] In
re-examination, he confirmed that, in 2004, an SHO would be required to carry
out a full aseptic scrub prior to administering spinal anaesthesia. That was
what was taught at Edinburgh at the time.
[235] Dr Heidemann
considered that Dr Bogod's timings, in relation to how the pursuer's
labour might have been managed differently, were over-optimistic. He felt that
adding up time intervals for individual elements of procedures was misleading.
Timings were notoriously ill judged and the better approach was to consider the
actual time taken in a particular case. Timings, including DDI, could not be
predicted in advance because the progress of procedures was dependent on the
particular circumstances of the patient concerned.
[236] He thought
that where the theatre CTG was connected at 00.31, and where 4 minutes
were allowed for patient transfer from bed to table, then it was reasonable to
take the resultant time of 00.27 as the time of arrival in theatre. He
accepted that it would be common practice for the anaesthetist to be at the
head of the table during transfer from bed to table and to begin taking a
history only once transfer was complete.
[237] He
maintained his opinion that Dr Thomas had performed to the standard
expected of an SHO of his experience and that he had met the standard of care
required in 2004.
[238] Professor
James Walker, aged 61, was Professor of Obstetrics and Gynaecology at
St James University Hospital, Leeds. He was senior vice president of the
Royal College of Obstetricians and Gynaecologists and had acted as obstetrics
advisor to the National Patient Survey Agency. He was a fellow of several
learned medical societies and acted as referee for a number of professional
journals. The list of his published work extended to some 220 papers. He
remained active in labour ward practice. His curriculum vitae was no 7/15
of process.
[239] He spoke to
his report (7/2 of process). He would normally expect labour in a first pregnancy
to last 8 to 12 hours. Both of the pursuer's previous labours, in his
view, had been shorter than average. He thought it reasonable to infer that
where two previous labours had been normal and quick, the same could be
expected again.
[240] He could not
agree that the noted time of 00.20, for arrival in theatre, was correct.
Accepting the time of disconnection of the delivery room CTG (00.22), he would
allow 3 minutes for the transfer to theatre. He therefore fixed the time
of arrival at theatre as 00.25.
[241] He
considered that when taking the decision to go to theatre, Dr Ogah did not
yet know what the mode of delivery would be because he did not yet know the
information required to make the decision. Given the progress of labour up
until midnight, Dr Ogah was entitled to anticipate that the pursuer would
become fully dilated by about 00.30 and that once she was anaesthetised he
could confirm the delivery mode on the basis of the information to become
apparent on vaginal examination. He could not have known in advance because he
had been unable to carry out a vaginal examination. That was the only way to
determine the delivery mode. He was not in a position to say that the pursuer
was fully dilated and so could not decide on caesarean section because he could
not know that was the best thing to do. If he had opted for a "crash section"
and the baby's head had descended, that would have made for a very difficult
delivery. The risks for the baby would have included a fractured skull or
neck, and for the mother a torn bladder or uterus. Such situations made for
difficult decisions. In this case, no decision could have been made while the
patient was without analgesia. He considered it mandatory in the circumstances
to carry out a vaginal examination in order to determine the best mode of
delivery.
[242] He thought
that, given the reassuring FBS results at about 23.40, it was correct to allow
labour to continue at that time with review and repeat FBS after
60 minutes. That was consistent with the NICE Intra-Partum Care
Guidelines. Because it lacked specificity, the fact that a CTG trace appeared
to be non-reassuring did not mean that events taking place were necessarily
bad. He considered that notwithstanding the drop in FHR after midnight, from
180 to 100 bpm, the rise to 110 bpm at 00.19 was reassuring in terms
of the 2001 NICE Guidelines (supra).
[243] He considered
that the 9 minute period for transfer from delivery room (00.21) to the
theatre table (00.31) was within the normal range and was actually quite a
short period. He would have envisaged the pursuer arriving in theatre some
3 minutes in advance of 00.31, at 00.28.
[244] Given that
the FHR had risen to 110, he considered that Dr Ogah's positive response
to the question "Is there time for a quick spinal?" was correct. If the FHR
had been 60 bpm, on the other hand, he would have expected the response to
be "No, proceed straight to general anaesthesia". Given the known circumstances,
it was probable that there would be a vaginal delivery. Even a change of
position, such as from bed to operating table, can accelerate delivery by
helping the baby's head to descend.
[245] Professor Walker
affirmed his opinion as stated in his report, viz: the pursuer's
ante-natal period had been uneventful, there had been no suspicion of problems
in her pregnancy, the wandering baseline and decelerations on the CTG trace
were not typical of anything, it was reasonable to expect progress in labour to
be rapid, the pursuer had been in the active phase of labour, she had delivered
two babies previously with short labour timescales, it was reasonable to expect
increased dilatation at the rate of 1 centimetre per hour but the pursuer
had been becoming more dilated at a rate of 2 centimetres per hour, the baby's
head was at the ischael spines, FBS results had been normal, Dr Ogah could
reasonably have expected the pursuer to be fully dilated at 00.30, and it was
unlikely that a baby would have become hypoxic within the period to that time.
[246] Professor Walker
disagreed with the contention that a drop in FHR from 170/180 bpm to
100/110 bpm meant that the baby was no longer adequately perfused. He had
not previously heard of the concept and knew of no evidence to support it.
There was no evidence that tachycardia maintained perfusion. Stroke volume was
not a constant and depended on the gap between contractions. As a theory it
was contrary to the NICE Guidelines which implied that at an FHR of
100-110 bpm foetal perfusion was adequate, and at odds with the score of
2 points which would be ascribed applying the APGAR score.
[247] He thought
that the pursuer's comment "What is it that he doesn't understand?", consistent
with her assessment as "distressed +++", betrayed a common misunderstanding
that caesarean section was the easy option and the best way to get delivery
over with. Dr Ogah had required to decide the best option but could not do
so without a full vaginal examination. If vaginal delivery was possible at
all, the appropriate decision was to allow that to happen.
[248] He thought
it would not be unreasonable to abandon the administration of spinal
anaesthesia after 6 minutes and to opt for general anaesthesia, unless the
injection had been sited and all that was required was to wait for it to take
effect. He considered that a "crash section" was not appropriate in
the pursuer's case as the FHR had recovered to 100/110 and it could be expected
that the baby was stable. There was nothing to suggest that the baby was
experiencing terminal bradycardia (60 bpm) or was becoming terminally
hypoxic. It was a reasonable assumption that vaginal delivery was going to be
possible. Spinal analgesia had been the safest and most sensible option.
[249] He
considered that the appropriate time for a vaginal examination, as here, was
just before caesarean section. That had to be the point of decision as the
situation could change rapidly. Under reference to the papers by Tuffnell et
al, 2001 (supra) and Cerbinskaite et al, 2001 (supra,)
Professor Walker did not consider the cited studies to be relevant to the
pursuer's case as no definite decision for caesarean section had been taken.
In any event, the achieved DDI of 33 minutes (00.25-00.48) was an
acceptable timescale. It was not within the 30 minute standard, but was
within normal practice which contemplated a period of 40-45 minutes. He
considered that it would be wrong to infer negligence simply because the DDI
was greater than 30 minutes.
[250] In summary,
Professor Walker considered that Dr Ogah had acted appropriately
throughout.
[251] In
cross-examination, he confirmed his view that, as at about 23.40, any
pathological aspect of the CTG trace had been trumped by the reassuring FBS
results. CTG was only a screening test, whereas FBS analysis was a diagnostic
tool. He agreed that looking as the trace as a whole, there had been room for
concern, but he interpreted the end of the trace taken in the delivery room as
reassuring because the FHR appeared to be recovering. He accepted that the
evidence of step-like deceleration after midnight indicated that a significant
event had occurred, but the FHR had been raised at the end of the delivery room
trace and remained raised when the CTG trace in theatre commenced at 00.31. At
that level, the FHR had been reasonable.
[252] He
maintained that it was wrong to infer that the baby's heart rate had been
increased in order to correct inadequate perfusion. Since cardiac output was
the product of heart rate and stroke volume it was wrong to assume that the
only way to increase cardiac output was by increasing heart rate. A baby's
cardiac output could be increased by a rise in heart rate but not to any
significant effect. It did not follow that because the heart rate dropped,
cardiac output must diminish, because stroke volume could increase. It could
not be assumed that stroke volume would remain constant as heart rate
decreased. There was no evidence that a decreased foetal heart rate meant
there must be reduced cardiac output. If the theory was correct it would mean
that the basis for the established NICE guidelines was wrong.
[253] He thought a
limited vaginal examination would not have been appropriate because, although
if the pursuer was not fully dilated that might become apparent, it would not
reveal if she was fully dilated. To determine that, the obstetrician had to
feel around the baby's head. For that, the patient would require analgesia.
He did not agree that because the pursuer would not tolerate a vaginal
examination without analgesia, the correct course was for immediate caesarean
section. Rather, the appropriate course was to use analgesia to carry out a
proper assessment.
[254] He agreed
that if there had been concern that the baby was not perfusing, then a "crash
section" would have been appropriate, but maintained that there had been no
basis to conclude that to be the case from the available findings.
[255] He agreed
that if the entry at 00.20, marking arrival at theatre, was correct, then the
11 minute period until 00.31, when the trace was connected, was not
consistent with category 1 urgency. However he did not place reliance on
the entry at 00.20. On the basis of the trace having been disconnected in the
delivery room at 00.22, he maintained his view that the pursuer would have
arrived in theatre at 00.25 and considered the 6 minute interval to 00.31
to be consistent with urgency given the tasks which had to be undertaken.
[256] Under
reference to a paper "The Decision-to-Delivery Interval for Emergency Caesarean
Section: Is 30 minutes a realistic target?", Helmy et al, 2002
(7/31 of process), Professor Walker expressed some concern over the lack
of certainty in categorisation of urgency. He felt that there was a risk that
categorisation of any particular case could be influenced by knowledge of the
outcome. Generally, a case would not be considered to have been a
non-emergency if the outcome was known to be bad. He pointed out that whereas
categorisation after the event would take account of all facts known
throughout, categorisation at the relevant time had to be judged on only what
was known at that time.
[257] When
considering the timing of the pursuer's case, Professor Walker thought
that the fact that procedures took as long as they did should not necessarily
be taken as a reason to impute fault. His view was that anaesthetists will
generally do everything as quickly as they can and that the duration of the
interval from arrival in theatre to the commencement of the anaesthetic
procedures would depend on the circumstances of the case. He considered that
the interval in the pursuer's case was not outwith the normal range given the
events which had been happening on that night.
[258] In
re-examination, he maintained his position as regards any inference to be drawn
from a drop in foetal heart rate. Foetal heart rate could rise as a
consequence of drivers on the sympathetic nervous system, such as adrenaline.
Foetal or maternal distress, maternal anxiety or a rise in maternal temperature
could all have similar effect. In this case, the FBS results revealed that
tachycardia was not in fact an indicator of hypoxia. Thus, although Dr Ogah
could not know why there was tachycardia, he would have known that it was not
because of hypoxia. In any event, to suggest that a downward change in FHR
could signify hypoxia ran contrary to the NICE Guidelines. An FHR of
100 bpm was the threshold. Only below that figure should there be concern
that the level of bradycardia would result in the baby not properly perfusing.
That was in accordance with the NICE Guidelines which, in 2004, a registrar
would have been expected to follow.
[259] He
maintained his position that any criticism levelled should be based on what was
known to the doctor at the relevant time. That applied to analysis of the CTG
trace in relation to which a retrospective analysis against the background of a
known outcome was likely to be different from a prospective analysis. The
30 minute DDI figure should be considered as an audit tool only. It was
an optimum aspirational standard which was recognised to be achieved by the
majority but not everyone. Failure to meet the standard did not provide a
basis or an assumption that something had gone wrong. He considered it
important to recognise that in assessing the duration of particular intervals
of time in relation to procedures carried out, it was necessary to recognise
that there might be a cumulative effect of small difficulties, not noted as
individual events in the clinical notes and therefore subsequently unknown,
which were significant.
Submissions for the parties
[260] Counsel
for each party helpfully provided written submissions. Those for the pursuer
form no. 28 of process. Those for the defenders form no. 29 of
process. Supplementary submissions for the defenders in response to those for
the pursuer form no. 30 of process. I do not repeat these
submissions in detail but the arguments set out in them are reflected in what
follows. I have taken the written submissions, together with those made at the
bar by senior counsel, fully into account.
Submissions for the
pursuer
[261] It
was submitted that the degree of urgency which ought to have been ascribed to
the pursuer's labour, once the decision to proceed to theatre was taken, was
equivalent to what today would be conveyed in the term "category 1 caesarean
section" where there was imminent threat to the life of mother or foetus.
Support for that proposition was to be found from Mr Ogah's own perception
of the situation and the nature of the variations recorded on the CTG traces.
The discussion which took place between Dr Ogah and Dr Thomas as to
the operating procedure to be adopted should have reflected that urgency as
informed by the view which Dr Ogah ought to have held, namely that the baby
was not being adequately perfused.
[262] The most
likely timing of events was that the decision to proceed to theatre was taken
at about 0013, the pursuer left the delivery room at 0022, she arrived in
theatre at 0023 and the CTG in theatre was connected at 0031. The interval
between 0023 and 0031 was unexplained and not compatible with the urgency of
the situation. The same was true of the interval between arrival in theatre
and the siting of the spinal anaesthetic. Given these timings, it was to be
inferred that either Dr Ogah had failed to communicate the urgency of the
situation or, if he did, Dr Thomas had failed to act upon it.
[263] Dr Thomas
should have commenced the administration of spinal analgesia prior to 0031,
taken six minutes to achieve it, and authorised surgery when the spinal
block was at the level of T7. Had he done so T's delivery would have occurred
13-16 minutes earlier than was the case. Alternatively, general
anaesthesia should have been administered, in which case T's delivery would
have occurred three minutes earlier than that.
[264] It was
submitted that if a vaginal examination had been carried out on arrival at
theatre, it would have disclosed that the pursuer was not fully dilated,
caesarean section would have been indicated and general anaesthesia
administered immediately. General anaesthesia would have been achieved within
six minutes, and T would have been delivered three minutes later, at
0033. Alternatively, the administration of spinal analgesia should have been
achieved within six minutes of starting to take a patient history and the
first surgical incision authorised when the spinal block had reached the level
of T7. In that event, T would have been delivered at 0036. Even if, in these
circumstances, eight minutes was allowed for the administration of spinal
analgesia and the first incision authorised when the spinal block was at the
level of T6, T would have been delivered at 0041. Even without an examination
on arrival, but allowing a discussion between Dr Ogah and Dr Thomas lasting
one minute, followed by the administration of spinal analgesia on this
same basis, delivery would have occurred at the same time, 0041.
[265] It was
submitted that the literature concerned with the 30 minute audit standards
referable to category 1 caesarean section should in some respects be
treated with caution and should not be considered as evidence of normal
practice to the effect that in any particular case of urgency that is the
appropriate period.
[266] Senior
counsel made detailed submissions on the evidence in respect of each of these
propositions under reference to criticisms of the evidence elicited for the
defenders. I was urged to prefer the evidence for the pursuer, to answer the
first agreed issue in the affirmative and to find in terms of the second agreed
issue that, but for negligent delay, T would have been delivered not later than
0033.
[277] In that
regard, I was referred to Gerrard v Royal Infirmary of Edinburgh NHS
Trust 2005 1 SC 192, at paragraph 77 where, in applying the well-known
test set out in Hunter v Hanley 1955 SC 200, the court, in the
context of a claim arising out of circumstances in which no normal medical
practice was proved to exist, stated:
"The true test when establishing negligence in diagnosis of treatment on the part of the doctor is whether he has been proved to be guilty of such failure as no doctor of ordinary skill would be guilty of if acting with ordinary care."
I was referred to Bolitho v City & Hackney Health Authority 1998 AC 232 at 241G‑242B and 243A‑C and to Loveday v Renton 1990 1 MED LR 117 at 125 for the proposition that it is not enough that the opinion of medical experts as to whether diagnosis and treatment accorded with sound medical practice is genuinely held; rather it must be responsible, reasonable, respectable, defensible on a logical basis and of sufficient weight.
Submissions for the
defenders
[278] In
relation to the appropriate test of medical negligence, senior counsel relied
on Hunter v Hanley (supra) at 204-6, as affirmed in Gerrard
at paragraph 77 (supra). The test is to be applied on the basis of
scientific and technical standards at the time of the negligence, not some
anachronistic standard applied in the present day (Roe v Ministry of
Health 1954 2 QB 66). If the defenders lead expert evidence that
supports the actions taken by the treating clinician and which demonstrates
that there was a body of suitably qualified experts who see things differently
from the pursuer's experts and who take the view that the treating doctor has
not acted negligently, then their view will prevail as
showing that the test has not been met unless that view is found to be
unreasonable. It is not the function of the court to adjudicate between them (Honisz
v Lothian Health Board 2006 CSOH 24, Dineley v Lothian
Health Board 2007 CSOH 154). It is very rarely appropriate for the court
to take the view that views genuinely held by a competent medical expert were
unreasonable (Bolitha at 243D). In particular, as a convenient and
accurate summary of the law in respect, I was referred to the comments of
Lord Hodge in Dineley at paragraph 36-40.
[279] In the
course of detailed submissions on the evidence and its application to the
issues in the case, it was submitted that the assertion advanced on behalf of
the pursuer, to the effect that the drop in FHR after midnight to 100bpm was an
indicator that the foetus was not adequately perfused, was flawed.
[280] In that
regard, and generally in response to the case against Dr Ogah, reliance
was placed on the evidence of Professor Walker. It was submitted that, on
the evidence, Dr Ogah had faced a difficult clinical situation upon which
he had acted entirely appropriately. While the FHR had dropped after midnight,
the resulting rate of 100‑110bpm implied adequate perfusion. A full
vaginal examination had been necessary in order to determine the mode of
delivery and could not be carried out without analgesia. Spinal analgesia was
the safest option. In the circumstances, a crash caesarean section with general
anaesthesia was not necessary. Given her history and the documented progress
in labour up until midnight, Dr Ogah had been entitled to anticipate full
dilatation at about 0030 and a vaginal delivery shortly thereafter. A crash caesarean
section would not have been appropriate because of the risks to mother and baby
in the event of full dilatation and descent into the birth canal.
[281] In relation
to timing, an estimated time of arrival in theatre of 0025‑0028 was
reasonable. It had been appropriate to carry out the vaginal examination
immediately before the caesarean section. A
DDI of some 33 minutes was within the normal range for a category 1 caesarean
section.
[282] In response
to the case against Dr Thomas, reliance was placed on the evidence of Dr Levy
and Dr Heidemann. Dr Levy had confirmed that, in 2004, spinal
analgesia was the default mode in preference to general anaesthesia unless
there was a dire need for immediate delivery. An anaesthetist was reliant on
the obstetrician to inform him of the degree of urgency particularly in
relation to FHR. This had not been a case of profound foetal bradycardia.
Spinal analgesia was particularly appropriate if a vaginal examination was
required and there was, as here, every chance that a vaginal delivery would
result. In fact, a "quick spinal" had been achieved. Cutting corners in the
administration of spinal analgesia should not be encouraged and the technique
advocated by Dr Bogod had never been widely adopted. Postponing consent
to proceed to surgical incision until a spinal block had reached the level of
T6 was good practice. A period of eight or nine minutes for the administration
of spinal analgesia was reasonable and appropriate. The interval between
disconnection of the CTG in the delivery room and connection of the CTG in
theatre was plausible and not unusually long. The interval between arrival in
theatre at 0025-0028 and connection of the CTG did not reflect unacceptable
delay.
[283] Dr Heidemann
had also viewed spinal analgesia as the preferable option where a vaginal
delivery was contemplated. General anaesthesia was used only in extreme
urgency where there had been a decision to proceed by caesarean section. On
the basis of his evidence if was submitted that there was a tendency in the
profession to underestimate timings. A period of eight or nine minutes
for the administration of spinal anaesthesia from taking a history to siting
the anaesthetic agent was reasonable. The anaesthetic record reflected a
situation which had been recognised as urgent. The period from the time of
arrival in theatre, of 0025, to 0038 was reasonable. An SHO would be expected
to follow guidance and protocols and in 2004 would be unlikely to be familiar
with the technique of rapid sequence spinal anaesthesia. It was not
appropriate to authorise the commencing of caesarean section when the spinal
block was at the level of T7.
[284] It was
submitted that the evidence of these experts, to the effect that Dr Ogah
and Dr Thomas had met the standards required of them, could not be said to
be irrational and was sufficient to undermine the pursuer's case of
professional negligence.
[285] In response
to the pursuer's submissions, it was submitted that categorisation of the
pursuer's labour as being of "category 1 urgency" should not exclude further
consideration of the spectrum of urgency in circumstances where, in the context
of the tensions between the need for speed and safety, there remained a need
for clinical judgement as to the best mode of delivery.
[286] On behalf of
the defenders, I was urged to answer the first agreed issue in the negative and
to pronounce decree of absolvitor.
Discussion
Professor Walker's status as an expert witness
[287] In the
course of the proof, before Professor Walker gave evidence, a motion was
made on behalf of the pursuer to the effect that his evidence should be
excluded on the basis that his independence as an expert witness had been
fatally undermined by the fact of his professional relationship with Dr Ogah.
The matter arose because in his curriculum vitae (7/27 of process)
Dr Ogah had listed Professor Walker as a potential referee.
[288] The motion
was made principally on the basis of English practice and authority. I was
referred to Field v Leeds CC (2000) 32 HLR 618 at 621‑22
and 624; Liverpool Roman Catholic Archdiocesan Trustees Inc. v Goldberg
(No. 3) [2001] 1 WLR 2337, at 2339‑40; R
(Factortame Limited and others) v Secretary of State for Transport,
Local Government and the Regions (No. 8) [2003] QB 381, 408‑10;
Toth v Jarman [2006] EWCA Civ 1028 at paragraph 100-102,
112; Meat Corporation of Namibia Limited v Dawn Meats (UK) Limited [2011] EWHC 474 (Ch) at paragraphs 43, 45 and 52; Cramoso LLP v Viscount
Reidhaven's Trustees [2010] CSOH 62 at paragraphs 51‑53; McTear
v Imperial Tobacco Limited 2005 2SC 1 at paragraph 5.18;
and Scottish Ministers v Stirton [2012] CSOH 15 at
paragraph 106. Reference was also made to Evidence, Davidson, 2007,
at paragraph 11.27.
[289] The factual
basis of the submission, based largely on the evidence of Dr Ogah, was that
Professor Walker had been Dr Ogah's supervising consultant when both
worked at Leeds Teaching Hospital in 2010‑11. They had worked together
and Dr Ogah would have received advice from Professor Walker. Dr Ogah
had asked Professor Walker if he could use his name as a potential referee
and Professor Walker had agreed. It was submitted that since Dr Ogah
was the object of criticism in the action, Professor Walker, were he to
give evidence would be subject to a conflict of interest.
[290] In response,
I was referred to a short statement prepared by Professor Walker (7/32 of
process) the content of which was to the effect that although he had been in
charge of a unit at which Dr Ogah had worked, he would have had about
23 registrars under him at any one time, that although he did not remember
working with Dr Ogah, from records it appeared that they did work together
although on only three occasions, that they had never been colleagues as such
and that there had been no social contact between them. Professor Walker as
senior clinician in his unit was often asked to allow his name to be put
forward as a referee. In fact, he had never been asked to provide a reference
for Dr Ogah and he had certainly not discussed the case with him.
[291] It was
submitted for the defenders that any connection between the two was tenuous and
that the period during which their paths had crossed post‑dated the index
incident by some years. There was no significant basis on which to exclude Professor Walker's
evidence.
[292] I took time
to consider the matter overnight and on the following morning delivered a
judgment in these terms:
"At a procedural level, although the subject matter of the motion might be said to be unusual in this jurisdiction, I am satisfied that no issue of competency arises. I take the view that the matter has been legitimately raised at this stage, on a clear basis, and that it should be determined accordingly. I am grateful for the careful and comprehensive submissions by counsel.
After some thought, having reviewed the helpful exposition of the development of judicial opinion as set out in the authorities to which I was referred, and on a full consideration of the facts available to me at this stage, my decision is to refuse the motion and not therefore to exclude the evidence of the witness Professor Walker.
In doing so, I accept from the outset that where expert evidence is concerned, the independence of the expert is of no lesser importance than his specialised expertise. The critical matter for the court is that such evidence should, of course, be objective and unbiased. In that regard, in determining whether, in any particular instance, that is the case, the matter must be resolved as one of fact and degree.
Against the background of the content of Dr Ogah's evidence on the point, it is fair to say that Professor Walker's position is not comparable with the more extreme circumstances considered in the cited cases. He is not employed by one of the parties (Fields v Leeds CC) or otherwise similarly connected (Toth). There is no suggestion of an expressed personal sympathy (Liverpool RC Archdiocesan Trustees). There is no suggestion of inappropriate payment, or other incentive, and no evidence that he has been in receipt of previous funding by the party instructing him (Meat Corporation of Namibia Limited). In assessing the nature and extent of his relationship with Dr Ogah, I have had regard to the separate statement prepared which I take at face value. In that regard, the explanation given appears to me to be reasonable and plausible and provides no reason for me to doubt its content. I note in particular, that Professor Walker has never been asked to provide a reference for Dr Ogah. Indeed, on the basis of the statement provided, it would appear fair to comment that Professor Walker has made a greater impression on Dr Ogah than vice versa. I was referred to the declaration made in the body of Professor Walker's report which, again, I take at face value to be made in good faith. On that basis, I must assume that he does indeed understand his obligations to the court.
On the question of the adequacy of disclosure, I accept the position of the defenders as described to me and in particular that there was no intention to conceal the link between the two men.
On the facts available to me, I have come to the view, although I appreciate that this is not the test, that the circumstances of the connection between them do not suggest any apparent bias on the part of Professor Walker. I take the point that in a relatively small professional community, it is perhaps not surprising that colleagues' paths should cross in the way which has happened here, but I also draw from the statement provided that the extent of Professor Walker's exposure to Dr Ogah is not such as to render the connection a close one or an inappropriate one for these present purposes. My assessment, therefore, is that, on the information available to me, the circumstances of the connection are not such as to suggest that Professor Walker has any interest in the outcome of the case or, to express the matter another way, I am satisfied that there is no compelling reason to consider other than that his evidence will be "uninfluenced by the exigencies of the litigation".
Although the motion is refused the question of the weight to be given to his evidence of course remains live, as it does for any of the witnesses in the case."
[293] In the
course of submissions at the conclusion of the proof, it was urged on me, on
behalf of the pursuer, that the extent and nature of the link between the two
men ought to diminish the weight to be placed on Professor Walker's
evidence. In the course of evidence, the whole matter had been canvassed at
some length in cross‑examination of Professor Walker. He maintained his
position as set out in his statement and reiterated his understanding of his
duty to the court. It is plain from his curriculum vitae (no. 7/15
of process) that Professor Walker is a man of some eminence in his
profession. His qualifications and experience are beyond criticism and I find
him to be an impressive witness. In particular, I find him to be entirely
credible in relation to the nature and extent of his relationship with Dr Ogah
and, on that assessment and for the reasons expressed in refusing the motion, I
have accorded his evidence the weight which, but for the challenge to his
independence, it would otherwise deserve.
Digital examination
on arrival in theatre; objection to the line of evidence
[294] In
the course of Dr Ogah's evidence in chief, objection was taken, on the
basis of a lack of record, to a question which implied that on arrival at
theatre a limited vaginal examination would have disclosed that the pursuer was
still not fully dilated. Having heard parties, I allowed the question, subject
to competency and relevancy. However, as the line developed, objection to the
line, on the same basis was maintained. I allowed the line of questioning,
subject to competency and relevancy. Ultimately, although it was not
foreshadowed in his report, Mr Walkingshaw suggested in his evidence that,
on arrival at theatre, a quick digital examination without analgesia could and
should have been carried out by Dr Ogah in order to determine the
appropriate mode of delivery.
[295] On the
renewal of the objection at the conclusion of the evidence, it was submitted
that the defender is only required to meet the criticisms made in the
pleadings. Reference was made to the decision in Morrisons Associated Companies
Limited v James Rome and Sons Limited 1964 SC 160, in which
at 182 Lord President Clyde stated:
"It is a well settled rule of our practice and pleading in Scotland that when a duty in general terms is averred, followed by a particularisation of the specific way or ways in which it is alleged that that duty has been breached, the enquiry on the facts is restricted to the specific breach or breaches on which notice has been given, and evidence directed to some other unspecified way in which the general duty may have been breached is excluded. The pursuer stands or falls on his establishing his averments of the specific breach or breaches. Parties in Scotland rely on this rule and do not therefore prepare to meet a case of which they have no such specific notice."
And at 182, Lord Guthrie stated:
"It is a fundamental rule of our pleading that a party is not entitled to establish a case against his opponent of which the other has not received fair notice upon record. It follows that a defender cannot be held liable upon a ground which is not included in the averments made against him by the pursuer. These are not mere technical rules, since their disregard would tend to create injustice, by imposing liability upon a defender for reasons which he had no opportunity to refute."
[296] For the
pursuer, I was referred to McFarlane v Thain 2010 SC 7 and invited to consider
the line to be a variation, modification or development of what was already
to be found on record.
[297] The
averments on which the pursuer relies as fair notice of the line that no
ordinarily competent registrar would have failed to conduct a digital
examination on arrival in theatre are the following:
At article 9E:
"Further explained and averred that Dr Ogah had been able to perform a digital examination. He had found the cervix not to be fully dilated.";
At article 10A:
"With that knowledge no reasonably competent obstetrician acting with ordinary care would have carried out a full vaginal examination.";
At article 14E:
"The vaginal examination and other obstetric preparation was condescended upon by the defenders' ought to have been undertaken simultaneously with the anaesthetic procedures."; and
At article 19D-20A:
"Following digital examination of the pursuer (between 00.11 and 00.15 hours) Dr Ogah knew or ought to have known (i) that the cervix was not fully dilated and (ii) that bradycardia had started at or around 00.08 hours. With that knowledge no reasonably competent obstetrician acting with ordinary care would have carried out a full vaginal examination."
[298] At an
earlier stage in its history, by interlocutor dated 24 January
2011, this action was withdrawn from Chapter 43
procedure. That being so, the requirements of an ordinary action apply to this
case and the observations of the First Division in Morrisons
Associated Companies Limited (supra) are therefore apt. In my view,
these averments relied upon by the pursuer do not provide a basis for the line
to which objection was taken. The references to earlier digital examination
and to full vaginal examination cannot be said to provide notice of a
requirement to carry out digital examination on arrival in theatre. I consider
the content of the line sought to be advanced to be new, separate and distinct
from the particularities of the case averred on record. I therefore consider
the defenders' submission to be well-founded and I uphold the objection. I
should add that even if I am wrong in excluding that aspect of the evidence on
that basis, I would not have found Dr Ogah to be negligent by reason of
failure to conduct a digital examination on arrival in theatre. For the
reasons which follow, I would have found, on the evidence, that the pursuer
would not have tolerated such an examination at that time and that, even if she
would have consented, because it would not have disclosed whether she was fully
dilated, and therefore would not have disclosed the information necessary to
determine the appropriate mode of delivery, Dr Ogah's actions were appropriate.
The clinical risk
management review
[299] There
was evidence that following T's birth, a clinical risk management review had
been conducted, the result of which was a report (6/18 of process) which made
certain conclusions in relation to the management of the pursuer's labour.
Neither Dr Ogah nor Dr Thomas were
invited to contribute to that process and, strikingly, the investigating panel
did not include a consultant anaesthetist. I have taken no account of the
review and neither its content nor in particular its conclusions have
contributed to the reasoning which underlies this judgment.
The decision to delivery interval
[300] A number of
witnesses were referred to published literature on the topic of
decision-to-delivery interval (DDI). These papers were those by Tuffnel et
al, 2001 (supra) , Cerbinskaite et al, 2011 (supra),
Thomas et al, 2004 (supra) and Helmy et al, 2002 (supra).
The broad effect of these papers was that a DDI audit benchmark of 30 minutes,
however arbitrary that figure was, represented an aspirational goal for UK
units in relation to category 1 caesarean sections
which were not achievable in every case. It was accepted by witnesses for both
parties that failure to meet the benchmark should not be considered as an
indicator of negligence. To the extent that these studies reveal a range of
performance they are of value, but my approach to the issue of whether
negligence has been established must be to examine the particular aspects of
the pursuer's case now the subject of criticism against the relevant standards
to be expected in the particular circumstances of her case. While the larger
statistical picture may provide reassurance for some purposes, I do not
consider it to be a factor of any weight in the determination of the issues
arising in this case.
Timing
[301] In that
regard, however, the issue of timing, in a case where, essentially, the
criticism is one of delay, looms large. Not surprisingly, perhaps, the
approach for the pursuer was to separate out the individual constituent periods
comprising the intervals between the pursuer being removed from the delivery
room until the authorisation of the first surgical incision. No criticism was
made of the conduct of the pursuer's caesarean section
once it was commenced and no criticism was levelled in relation to events in
the delivery room up to the point of disconnection of the CTG. It was
submitted for the defenders that the pursuer's approach must necessarily be undermined
by the fact that the medical notes are not sufficiently comprehensive to
provide a time for each significant event. In such a situation, my assessment
of the evidence is that, in the absence of any clear recollection, particularly
some nine years after the index events, the question of what is likely to have
occurred at any particular time can only be informed by impression based on
experience.
[302] That being
so, not least because of the variables involved in the duration and content of
both obstetric and anaesthetic procedures and the preparations required for
each, depending on the circumstances at play, in relation to which there was
considerable evidence, the preference expressed by Dr Levy for ranges of
timing, rather than precise times holds some attraction. There was evidence
from Dr Levy and Dr Heidemann to the effect that obstetric notes would
often be entered retrospectively. I also see force in the comment of Professor Walker
to the effect that there was scope for a cumulative effect of small
difficulties, not noted as individual events in the clinical notes, but typical
of events occurring in the context of a delivery in theatre. Taking that into
account, I approach the issue of timing on the basis that although the
beginning and end points of particular periods may be identifiable, the
question of whether what is likely to have happened within them took place with
appropriate efficiency can only be answered by reference to the generality of
what would normally be expected to happen in a case of this type.
[303] There were
two obvious timing inconsistencies. The first is that reflected in the time of
disconnection of the CTG in the delivery room as recorded on the trace, that is
just before 00.22, compared to the entry: "into theatre", in the notes at
00.20. On the basis of the internal consistency of the other timings, I
consider that the timed entry in the notes, at 00.20, cannot be accurate and I
therefore disregard it. Amongst the witnesses, only Mr Walkinshaw held a
contrary view. The second inconsistency related to the siting of the spinal
anaesthetic which is timed at 00.38 in the notes but at 00.39 in the
anaesthetic record. I do not regard that apparent inconsistency as
significant. I assess the evidence as reflecting the fact that the anaesthetic
agent was delivered, or the syringe withdrawn thereafter, during the minute
covering those two times.
The evidence of Mr & Mrs G and Dr Ogah
[304] I found the
pursuer to be generally a credible and reliable witness in relation to the
event she described. Although, like the other witnesses to fact, she was
speaking to events which occurred more than nine years ago, there were aspects
of her evidence in relation to which I formed the impression that her
recollection was reasonably clear as, of course, one might expect would be the
case in the context of the significant event of the birth of one's child. I
have no doubt that she was distressed and in pain in the delivery room,
consistent with her assessment by the midwives attending to her, and,
subsequently in theatre when, in the context of a suggested vaginal examination,
her response was "What does he not understand?". These facts, together with
the short timescale following 00.10, suggest to me that, in any event, it would
have been unlikely that she would have tolerated a digital examination on
arrival in theatre. Although other witnesses did not recall her saying so, her
evidence that she was complaining that she felt the baby was putting pressure
on her back, was said by Mrs McGeachie, whose evidence I accept as being
credible and reliable, not to be unusual. In that regard, although Mr Walkinshaw
considered the entry "OP" in the notes at 21.25 to mean that the baby was lying
in the occipital posterior position, a fact generally indicative of a longer
labour, I accept that the more likely interpretation is "on palpation" which is
consistent with the remainder of the entry and the subsequent entry at 21.50:
"position not determined". I attach no particular significance to the fact
that the pursuer made no reference to earlier miscarriages or previous
depression when providing her previous medical history. Her explanation, that
she had moved on in her life and did not dwell on these aspects, rang true.
[305] She struck
me as doing her best to assist the court and conceded that her recollection was
not complete and that she could not be certain of timings. Given her distress
and the effect of entonox and diamorphine, that would not be surprising. I
assess her description that the transfer from delivery room to theatre "felt
like seconds" in that light. On the face of the notes, it would appear that
her recollection that it was Dr Ogah who had taken FBS rather than Dr Anastasakis,
under Dr Ogah's supervision, is flawed but the evidence suggested, given
the likely position of the two men at the time and possibly their relative
sizes, that such a misunderstanding would have been reasonable. Similarly,
although she was certain, as was her husband, that the consent form was
completed before midnight, that is inconsistent with the timings of the events
which led to the decision to go to theatre and cannot be correct. Her
suggestions that Dr Ogah was not listening to her, that there was a
disagreement between him and Mrs McGeachie as to the extent of dilatation
and that he had said "You are getting a caesarean section
not because you want one but because you need one" were not recalled either by Dr Ogah
or Mrs McGeachie. Dr Ogah's response in evidence was that such actings
would have been out of character for him. In the event, although I was urged
to consider these episodes when assessing Dr Ogah's credibility, nothing
turns on them insofar as the merits of the case are concerned. It is possible
that, in that regard, given her situation at the time, the pursuer may have
formed a false impression of events around her.
[306] My
impression was that the language used by Mr G, in describing the events to
which he spoke, was strikingly similar to that of the pursuer. Like her,
although certain that Dr Ogah had taken FBS and that the consent form was
signed before midnight, his recollection was, on the evidence, flawed. He was
clear, however, that his wife had been in extreme discomfort and had been
asking for help with the baby. He accepted in cross-examination that his
estimate of 10-15 minutes as the duration of the conversation between Dr Ogah
and Dr Thomas
outside
the operating theatre might be inaccurate. His description of Dr Ogah
throwing a capillary tube containing an inadequate sample of blood over his
shoulder was not recollected by Mrs McGeachie and was something Dr Ogah
said he could not imagine himself doing.
[307] I found Dr Ogah
to be a credible and reliable witness who took his responsibilities towards his
patients seriously. I accept that the decisions which he took in the pursuer's
case were in full recognition of the tensions between the interests of the
foetus and those of the mother and of tensions between the need for expedition
and the need for safety.
[308] Much was
made of his description of the pursuer as "uncooperative". Although the term
might well be viewed as pejorative, I accept that what he meant by it was his
explanation that she had been unable to cooperate with the procedure sought to
be carried out because of an inability to tolerate it. In cross-examination, Mr Walkinshaw
accepted that interpretation. Although it was suggested to me that the term
had been used to exaggerate the difficulties experienced by Dr Ogah in
managing the pursuer's labour, I am not persuaded of such a motive. There was,
in any event, a deal of evidence as to the general extent of her distress and
as to the effect of distress in prolonging obstetric and anaesthetic
procedures.
Urgency
[309] I find that Dr Ogah's
decision to go to theatre was based on concern raised by the drop in FHR from
170/180 bpm to 100/110 bpm and that what he had in mind was characterised
by the term "examine under anaesthesia: query caesarean section".
In other words, what was intended was a full vaginal examination following
which, in the event that the pursuer was fully dilated, a vaginal delivery
would be carried out and, in the event that she was not, delivery was to be by caesarean
section.
On that basis, I consider that the pursuer's case could not at that time be
categorised as a category 1 caesarean section
as no positive decision to proceed by caesarean section
had been made. That decision was not made until after the vaginal examination
was carried out. I note that although Mr Walkinshaw was critical of the
fact that consent to vaginal delivery was not recorded on the consent form, Dr Ogah's
position was that in such circumstances it was standard practice to document
consent only for caesarean section
on the basis that caesarean section
was the more grave of the two procedures and that, if necessary, verbal consent
for vaginal delivery would have been taken if required. Cimitedine was
administered at 00.15. On that basis, the parties did not seriously dispute
the fixing of the time of the decision to go to theatre as being shortly before
that, at about 00.14. It was accepted that no inference as to the ultimate
mode of anaesthesia to be employed should be drawn from the fact that
cimitedine was administered. At the time, that was required by protocol at
QMH.
[310] As regards
the conversation between Dr Ogah and Dr Thomas as to the operative
procedures to be carried out in theatre, I accept Dr Ogah's evidence that
he thought he would have said that there was bradycardia, that there was the
possibility of a caesarean section,
that there was a need for a vaginal examination first to determine the
possibility of a vaginal delivery, that labour was progressing rapidly and that
it was an emergency. Dr Thomas could not recall the conversation and no
other witness was led to contradict the evidence of Dr Ogah in this
respect. When giving evidence, Dr Ogah described the situation as being a
"category 1 case" which I interpret as meaning a delivery associated with the
level of urgency to be accorded to a category 1 caesarean section.
Mr Walkinshaw described the position in similar terms and Professor Walker
described it as a category 1 delivery. The published literature on the
development of categorisation of urgency caesarean section
(Lucas et al, 2000 (supra); "Good Practice No 11" (supra))
has resulted in recognition that there is a spectrum of urgency within any one
category. Further specification, as to where in the spectrum of
category 1 urgency he considered the pursuer's case to be, was not sought
from Dr Ogah. In cross-examination, he expressed the view that the phrase
"category 1" may not have been widely used in 2004 (Dr Bogod was of the
same view), but that he had conveyed the need for urgency to Dr Thomas who
he considered to have understood the position. Whether Dr Ogah in fact used
the words "category 1" is not clear. Despite Dr Ogah's characterisation of the
pursuer's case as being of category 1 urgency, my assessment of the evidence
suggests that the factors at play in a true case of category 1 caesarean
section were not present. Since Dr Ogah's assessment of the situation at the
time of his decision to take the pursuer to theatre was not to proceed directly
to caesarean section, the inference must be that there was not a perception of
imminent risk to the life of the mother or baby. Other aspects of Prof
Walker's evidence were consistent with that. In cross-examination, Mr Walkinshaw
conceded that on the basis of Dr Ogah's evidence, Dr Ogah had
adequately communicated the urgency of the situation. That was consistent with
Professor Walker's assessment which was that Dr Ogah had acted
appropriately throughout. Both Dr Ogah and Dr Thomas thought that
the conversation between them would have lasted no longer than one to two
minutes and I accept that as having been the most probable time scale.
Transfer from
delivery room 6
[311] The weight of the evidence in relation to the disconnection of the CTG
in delivery room 6, which I accept, was that it was the last thing to be done
before removing the bed from the room, and that it was correctly timed
according to the trace (6/3 of process) at just before 00.22.
Similarly, the weight of the evidence in relation to the connection of the CTG
in theatre, which I accept would have happened as soon as the pursuer was
transferred to the operating table, was that it was correctly timed according
to the trace (6/59 of process) at 00.31.
[312] The estimate
of the timing of arrival in theatre, between these two times, varied amongst
the witnesses and appeared to be largely a matter of impression and
experience. In assessing the likely time of arrival, I have disregarded the
evidence of the pursuer, who thought the transfer to theatre "felt like
seconds", and that of Mr G, who estimated the transfer time at about
20 seconds, as being in each case an estimate which was unfeasibly short.
I also accept the defenders' submission that the pursuer's estimate of 10
minutes passing between the time of the decision to go to theatre and arrival
there, must be treated with caution given her condition at the time. Dr Ogah
thought the period would be at least a minute and, in cross-examination,
between two to three minutes and ultimately agreed with an arrival time between
00.25-00.28. Dr Thomas working backwards from 00.31 and allowing two
minutes in which to move the pursuer from bed to table and two minutes for the
conversation between Dr Ogah and himself, considered an arrival time of
00.28 as being realistic. Mr Walkinshaw estimated the transfer time at one
and a half minutes. He considered arrival in theatre to be at 00.21. In
cross-examination, he accepted that on the basis of disconnection of the CTG at
00.22 it was possible that arrival in theatre was between 00.25-00.28, but
ultimately he adopted 00.20, in accordance with the entry in the notes, as the
time of arrival. Dr Bogod, in his timings, adopted the timings set out in
Mr Walkinshaw's report and therefore fixed arrival in theatre at 00.22. Mrs
McGeachie fixed the time of arrival at between 00.27-00.28 and, in
cross-examination, maintained that transfer would take more than two minutes. Dr Levy
set the range 00.25-00.28 as encompassing arrival and the completion of tasks
required for preparation for spinal anaesthesia. Both Dr Heidemann and Professor Walker
allowed three minutes for transfer producing an arrival time at 00.25,
although Professor Walker also envisaged the pursuer having arrived in
theatre some three minutes in advance of 00.31, at 00.28. In
cross-examination, he maintained his view that arrival had probably occurred at
00.25.
In cross-examination, Dr Heidemann allowed four minutes for the transfer
from bed to table which again, working backwards from 00.31, would produce an
arrival time of 00.27. On the basis that there was a broad consensus, amongst
Dr Ogah, Dr Levy, Dr Heidemann and Professor Walker, in
relation to the evidence of each of whom I attach weight, I find that the best
estimate of the time of arrival of the pursuer in theatre lies in the range
between 00.25-00.28 as contended for by the defenders. On that basis, the most
likely interval between leaving delivery room 6 and arrival in theatre and
that between arrival in theatre and transfer to operating table extended in
each case from three to six minutes.
[313] Whether
these periods and the subsequent period between 00.31 and about 00.38-00.39, when
the spinal anaesthetic was sited, were acceptable in the circumstances of the
pursuer's labour, depends on an objective assessment of the urgency of the
situation and the procedures which, as a result, should have been adopted. In
determining the urgency of the situation, the principal factor which divided
the parties was how the condition of the foetus fell to be interpreted.
The case against Dr Ogah
[314] In that
regard, the pursuer's case was heavily reliant on the evidence of
Mr Walkinshaw who maintained that the drop in FHR after midnight from
170/180 bpm to 100/110 bpm was an indicator that the baby was not being
adequately perfused with the consequent risk, if the situation was allowed to
persist, of brain damage due to hypoxia. The rationale for his reasoning was
that since at the time of the reassuring FBS analysis, obtained at about 23.40
and indicating that at that time the baby was adequately perfused, the FHR had
been 180 bpm, that was the rate necessary to compensate for some degree of
hypoxia. Accordingly, on that basis, the FHR necessary to maintain adequate
perfusion was 180 bpm and on the basis that cardiac output must have been
less as a result of a lesser FHR, at a reduced FHR of 100/110 bpm the baby
could no longer have been adequately perfused. Mr Walkinshaw maintained that,
in that context, a change in the baseline rate was as significant as the
baseline figure itself. Perfusion was determined by cardiac output which was
the product of heart rate and stroke volume.
[315] Mr Walkinshaw
was unable to cite any medical texts in which the theory was set out. He
accepted in cross-examination that there was no direct relationship between
tachycardia shown on a CTG trace and acidosis and that the CTG was not a
sensitive tool. He also accepted that severe bradycadia should be considered
to be indicated by an FHR of less than 90 bpm and that there had been no
prolonged severe bradycardia in the pursuer's case. He agreed that in terms of
the NICE Guidelines, an FHR of a 110 bpm was not an apparent terminal
bradycardia. He accepted that it is easy to over interpret a CTG trace in
hindsight when the outcome is known. The trace had to be viewed as a whole but
only up to the point at which the clinician was assessing the situation. At
22.20 the FHR baseline had been 170 bpm and the trace was pathological
with three suspicious features: bradycardia reduced variability and variable
deceleration, although diamorphine could have the effect of reducing
variability. Other factors could be responsible for tachycardia: mother's
distress, foetal distress or an increase in mother's temperature. In the
event, the pathological nature of the trace had been trumped by the reassuring
nature of the FBS analysis. He agreed that the pathological nature of the
trace had been dealt with appropriately.
[316] In contrast,
Professor Walker disputed Mr Walkinshaw's reasoning. He had never
heard of the proposition before. The teaching had consistently been that where
an FHR of 100 BPM or more was maintained, the foetus could be assumed to
be perfused. He could not accept Mr Walkinshaw's theory. As far as he
was aware there was no evidence for it. There was no evidence that tachycardia
maintained perfusion. Stroke volume was not a constant and varied depending on
the gap between contractions. It was wrong to assume that the only way to
increase cardiac output was by an increase in heart rate. A baby's cardiac
output could be increased by a rise in heart rate but not to any significant
effect. It did not follow that because heart rate dropped, cardiac output must
diminish. Accordingly, because stroke volume could increase, it could not be
assumed that stroke volume would remain constant. Mr Walkinshaw's theory was
contrary to the NICE Guidelines which implied that at an FHR of
100/110 bpm, foetal perfusion was adequate. The theory was also at odds
with the maximum APGAR score of two points which would be applied to such an
FHR.
[317] The
differing views taken by these two expert witnesses on the condition of the
baby after midnight informed their opinions as to the appropriate course in the
light of the known facts.
[318] Mr Walkinshaw's
opinion, despite his evidence initially to the contrary, came to be that,
because of the urgency surrounding the baby's condition, Dr Ogah, in
conversation with Dr Thomas, should have refused a quick spinal , ( a
criticism which was not expressed on record), and should have insisted instead on
general anaesthesia and that following a quick digital examination on arrival
in theatre , (the objection to the evidence of which I have upheld), on the
basis that the pursuer would not have been fully dilated, or in the absence of
consent to such an examination, should have proceeded directly to caesarean
section. He was of the view that Dr Ogah ought to have assumed that the
pursuer would not have progressed beyond eight centimetres dilatation and that
caesarean section of utmost urgency was required.
[319] Professor Walker's
evidence was in many respects directly contradictory to the evidence of
Mr Walkinshaw. Professor Walker's opinion was that Dr Ogah was
entitled to anticipate full dilatation by about 00.30. The pursuer's labour had
been progressing rapidly and her first two labours were both shorter than
average. A full vaginal examination was mandatory in order to determine the
best mode of delivery. In these circumstances, Dr Ogah had been right to assent
to a "quick spinal". A digital examination would not have sufficed since while
that might have revealed that she was not fully dilated, it would not have
revealed if she was fully dilated. If she had been fully dilated, the
appropriate course would have been vaginal delivery. Anaesthesia would be
necessary for full vaginal examination, not least because the pursuer had not
been able to tolerate such an examination only a short time earlier. The
appropriate time for vaginal examination was immediately before delivery on the
basis that events might progress rapidly after an earlier examination. He
considered that to proceed directly to caesarean section under general
anaesthesia in the circumstances would not have been defendable, since if the
baby had in fact descended, the risks of injury to mother and baby would have
been significant. What Dr Ogah had done in these circumstances had been the
appropriate course.
[320] Mr Walkinshaw
was clearly a highly qualified expert with extensive experience. However there
were aspects of his evidence about which I had reservations. His evidence was
at times self-contradictory. He agreed that there were signs of progress in
the pursuer's labour which suggested that birth might be imminent and agreed
that a multiparous woman would often progress rapidly in labour, but maintained
nevertheless that Dr Ogah ought not to have anticipated that the pursuer
might become more than eight centimetres dilated. He agreed that a vaginal
examination was necessary in order to discover whether the pursuer was fully
dilated but maintained that a digital examination, which could only reveal
whether she was not fully dilated, would suffice. Alone among the witnesses,
he maintained that the timing of arrival in theatre entered in the notes, at
00.20, was correct but agreed that if the CTG in the delivery room had been
disconnected at about 00.22, the arrival in theatre could have been at about
00.25-00.28. He interpreted "OP" in the notes as meaning "occipital posterior"
despite the subsequent entries pointing persuasively to the meaning "on
palpation". His criticisms of the course adopted by Dr Ogah sat oddly
with his agreement that Dr Ogah had appropriately communicated the urgency
of the situation to Dr Thomas. The criticisms he ultimately made of
Dr Ogah were not included in his reports and not foreshadowed on record.
He considered that the time between arrival in theatre and the siting of the
spinal anaesthetic had been too long but agreed in cross-examination that after
00.22 there had been no obstetric delay.
[321] Professor Walker
gave his evidence in a measured, detached and professional manner. I did not
have concerns about his evidence of the type I have noted in relation to
Mr Walkinshaw. Professor Walker's views were coherent and clearly
expressed. His position did not alter under cross-examination.
[322] In the
situation where the views of two expert witnesses disclosed two opposing
schools of thought as to the particular practice which was appropriate in the
management of the pursuer's labour, I am guided by the approach set out in Dineley
(supra) and Honisz (supra). It is not the function of
the court to prefer one school over the other. Applying the exercise set out
in Loveday (supra) at 125, I find nothing to cause me to have any
reservation about the evidence of Professor Walker. There is nothing to
suggest that he reached his views on a mistaken or incomplete understanding of
the facts in this case or that his assessment was illogical or irrational. In
particular, although it was urged on me, on behalf of the pursuer, to assess as
irrational Prof Walker's refusal to accept that cardiac output must diminish
proportionately as foetal heart rate decreases, I note that the assertion by Mr
Walkinshaw to which Prof Walker took exception was predicated on the assumption
that cardiac stroke volume would remain constant. Mr Walkinshaw was unable to
point, in support for his assumption, to any medical literature but, on the
other hand, Prof Walker did, in my view, expand on his own position persuasively.
For that reason, on this specific issue, I prefer the evidence of Prof Walker.
I do not consider his position on the matter to be irrational. That being so,
and the totality of his evidence being to the effect that Dr Ogah acted
appropriately in every way within the context of the relevant test, I find that
the pursuer's case against Dr Ogah fails. I am not persuaded that
Dr Ogah failed in his treatment of the pursuer.
The case against Dr Thomas
[323] Mr Walkinshaw's
view was that if delay had not been caused by a failure on the part of
Dr Ogah to communicate the appropriate level of urgency, then it must have
been caused by a failure on the part of Dr Thomas to appreciate it.
Dr Bogod's opinion on the matter was informed by his view as to the
appropriate anaesthetic procedure which he maintained should have been
employed. That was that, on the basis that the case demanded an urgent
caesarean section, a version of rapid sequence spinal anaesthesia should have
been carried out, which included "cutting corners" to some extent,
pre-oxygenation during administration of the anaesthetic agent, and a maximum
duration of six minutes from the point of commencement of the taking of a
patient history after which, in the event that administration of the anaesthetic
had not been completed, general anaesthesia should have been administered. In
circumstances where an anaesthetist of Dr Thomas' experience was not
prepared to take the risks inherent in accelerating the administration of
spinal analgesia in that way, he ought to have administered general anaesthesia
immediately at the outset. Had that been done, T would have been delivered at
00.33 rather than at 00.48. If spinal analgesia had been affected on the basis
proposed by Dr Bogod then he would have been delivered at 00.36.
Dr Bogod's timings, resultant on adopting either procedure, were based on
a time of arrival in theatre at 00.22. He maintained that caesarean section
should have been commenced when the spinal block had reached the level of T7.
[324] Dr Bogod
accepted that if vaginal delivery was an option, spinal analgesia would be
preferable to general anaesthesia. He accepted that in circumstances where the
situation was characterised by the phrase "examine under anaesthesia: query
caesarean section", Dr T's question "Is there time for a quick spinal?"
had represented good practice.
[325] Dr Thomas'
view was that had he, in 2004, adopted a spinal procedure of the type advocated
by Dr Bogod he would have been heavily criticised. Dr Chalmers would
not accept that radical shortening of the process of achieving asepsis,
inherent in the technique, was acceptable. Neither would accept that it was
appropriate to commence caesarean section when the spinal block had reached
only the level of T7. Dr Chalmers did accept that urinary catheterisation
could have been commenced when the spinal block had reached the level of T6.
On the evidence, that would indeed appear to have happened.
[326] Dr Levy's
view was that, in 2004, spinal analgesia was the default mode unless there was
an unequivocal and dire need to deliver immediately because of, for example,
sustained and unremitting bradycardia, and that, where a vaginal examination
was desired, that would point towards spinal anaesthesia. He thought that procedure
in fact carried out by Dr Thomas was correctly described as a "quick
spinal". His view was that the technique of
pre-oxygenation during the adminiRapid sequence spinal anaesthesia had
never entered mainstream anaesthetic practice. He was not in favour of
"cutting corners" particularly in relation to asepsis. He considered that to
wait until the spinal block had reached the level of T6 before authorising
incision was not something which could be criticised. Commencement of surgery
at a spinal block height of T7 was not appropriate. He assessed a period of
seven to eight minutes (00.31 to 00.38 - 00.39) for the administration of
spinal anaesthesia in the circumstances of the pursuer's case as being
reasonable and appropriate. He considered that on the basis of what Dr Thomas
had been told by Dr Ogah, without a clear indication that the situation
required a crash caesarean section, Dr Thomas could not be faulted. He
disagreed with Dr Bogod's assumption that there had been a defined
requirement for caesarean section. He agreed that a majority of anaesthetists
would opt for general anaesthesia in a case of a category one caesarean
section, but in his view the pursuer's case had not been a case within that
category. He was unaware of any reference in a medical textbook which
supported Dr Bogod's assertion that a maximum allowance of six minutes for
the application of spinal analgesia in cases of urgency represented a
recognised standard of care. On an assessment of the known timings, he remained
of the view that Dr Thomas had not fallen short of the standard of care to
be expected of an ordinarily competent SHO anaesthetist in 2004.
[327] Dr Heidemann's
view was that if there was any possibility of a vaginal delivery, spinal
analgesia was preferable. General anaesthesia was appropriate only in extreme
urgency when caesarean section had already been decided upon. He considered
that, in the circumstances of the pursuer's case, the period from arrival in
theatre, taken at 00.25, until the sighting of the spinal anaesthetic at
00.38-00.39, was reasonable. He would not have expected an SHO in 2004 to have
dispensed with the consistent recommendation that scrubbing up should take no
less than three minutes. He considered the content of Dr Ogah's conversation
to represent a good standard of care. He considered that Dr Thomas had
met the required standard of care by in fact performing a "quick spinal". He
would not have expected someone in Dr Thomas's position in 2004, to have
been aware of the letter by Scrutton and Kinsella, published in 2003, which he
still considered to be controversial, particularly in relation to the issue of
reduced asepsis. He also did not support the contention that incision when the
spinal block was at the level of T7 was appropriate. He accepted that in
urgency, anaesthetic procedure should be carried out as quickly as possible,
but maintained that it remained necessary to adhere to guidelines and
training. He considered that where a vaginal examination was sought by an obstetrician,
that fact would indicate a lesser urgency than if the case fell within category
1 because a vaginal examination would necessarily add time to the procedure.
In that context, he thought that the time taken by Dr Thomas to administer
spinal analgesia was not unreasonable. He felt that Dr Bogod's timings as
to how the pursuer's labour might have been managed differently were
over-optimistic.
[328] Thus, also
in relation to this branch of the evidence, two distinct schools of thought
emerged as to the appropriate practice in the circumstances, between
Dr Bogod on the one hand and Dr Levy and Dr Heidemann on the
other.
[329] Dr Bogod
was a distinguished expert, clearly highly regarded in his field. There were
certain assumptions made in his reports, however, in relation to timing and as
to the categorisation of the pursuer's delivery as an emergency caesarean section
on which his opinion was predicated, which were not consistent with the main thrust
of the evidence in the case as I have assessed it. On the basis that it was
appropriate to carry out a vaginal examination he was not critical of the
choice of spinal analgesia, but maintained throughout that its administration
should not have taken longer than six minutes in total, failing which general
anaesthesia should have been administered, and that in administering spinal
analgesia it was legitimate to "cut corners" in order to accelerate the
process. Against that he accepted that he would not have expected an SHO in
2004 to know of the letter by Scrutton and Kinsella published in 2003. In
evidence, he was inflexible on the issue of the appropriate duration of
administration of spinal analgesia. His timings appeared to me to be optimal
with little tolerance allowed for delay caused by the normal exigencies of
managing a patient's labour. My impression was that as a practitioner of a
very specialised technique, in suggesting that Dr Thomas should have
adopted it or alternatively administered general anaesthesia, he was in effect
projecting his own current experience and expertise as a consultant on someone
who in 2004 was an SHO and as such was bound by the protocols of the unit in
which he worked.
[330] Both
Dr Levy and Dr Heidemann were clearly eminent in their field and gave
their evidence in a clear manner with rational explanation when required.
Neither departed from his respective report to any significant extent and both
maintained their position under cross-examination. Both were prepared to
engage with different hypotheses and to respond appropriately. I considered
the evidence of both to merit significant weight.
[331] Following
the guidance set out in Dineley and Honisz and applying the
exercise described in Loveday, I find, having considered all the
relevant factors, that there is nothing to cause me to have any doubt or
reservation about the evidence of Dr Levy and Dr Heidemann such as to
cause me to think that either proceeded on a misunderstanding of the facts of
the case or reached an assessment which could be said to be mistaken, illogical
or wrong. In these circumstances, the evidence of Dr Levy and Dr Heidemann
being to the effect that the course adopted by Dr Thomas was appropriate in the
context of the relevant test, it follows, therefore, that the pursuer's case
against Dr Thomas fails. I am not persuaded that Dr Thomas failed in his
treatment of the pursuer.
Delay
[332] For
completeness, although given my finding that neither Dr Ogah nor
Dr Thomas was responsible for any delay, nothing turns upon it, I find
that the relevant intervals as I have now identified them, that is to say (i) just
before 00.22 to 00.25-00.28 (ii) 00.25-00.28 to 00.31 and (iii) 00.31 to
00.38-00.39, were reasonable periods in the circumstances and not excessive.
Aside from the inferences in that regard to be drawn from the experts' opinions
as to appropriate practice, contrary to the case for the pursuer, to which, in
the light of the approach to the competing schools of thought which I have
followed, I must accord legitimacy, there was specific support for that view
variously in the evidence of Dr Chalmers, Dr Levy, Dr Heidemann
and Professor Walker which I also accept.
Decision
[333] While,
tragically, T suffered catastrophic injury during his birth, I am not persuaded
that it was caused by negligence on the part either of Dr Ogah or
Dr Thomas. I therefore answer the first agreed issue in the negative,
hold the second agreed issue to be superseded, sustain the second and third
pleas in law for the defenders', repel the defenders' first and fourth pleas in
law, repel the pursuer's pleas in law and pronounce decree of absolviter.