EXTRA DIVISION, INNER HOUSE, COURT OF SESSION
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Lord Mackay of DrumadoonLady DorrianLord McEwan
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Act: Petitioners: Moynihan QC, M H Clark, Advocate; Brodies LLP Alt: Respondents: Napier QC, Olson, Advocate; Health Services Central Legal Office
24 April 2013
The issues
[1] This
appeal concerns the scope of the right of conscientious objection enjoyed by
each of the reclaimers under section 4(1) of the Abortion Act 1967 ("the
Act") in respect of their employment at the Southern General Hospital, Glasgow
("the SGH").
The respondents are the NHS Greater Glasgow Health Board, who manage the Southern General Hospital. The dispute between the parties concerns duties of the reclaimers which are broadly referred to as those of delegation, supervision and support. What that dispute might entail is discussed below. The reclaimers maintain that the performance of any of these duties in connection with a patient admitted to hospital for a termination of pregnancy would give rise to their participation in treatment which is the subject of their conscientious objection. The respondents maintain that the right of conscientious objection which each reclaimer enjoys is limited to a right to refuse to participate only in any "direct involvement in the procedure of terminating pregnancy". At the outset of the hearing, both parties submitted that, despite the fact that there was a degree of factual dispute, the points of law which arose for decision before the Lord Ordinary, and now before us, did not require any evidential hearing. For the reclaimers, the fall-back position was that if the matters of law were not determined in their favour, then they could not be determined without a proof before answer
Legislation
[2] For
present purposes, the relevant provisions of the Act are as follows:
"1. Medical termination of pregnancy
(1) Subject to the provisions of this section, a person shall not be guilty of an offence under the law relating to abortion when a pregnancy is terminated by a registered medical practitioner if two registered medical practitioners are of the opinion, formed in good faith -
(a) that the pregnancy has not exceeded its twenty-fourth week and that the continuance of the pregnancy would involve risk, greater than if the pregnancy were terminated, of injury to the physical or mental health of the pregnant woman or any existing children of her family; or
(b) that the termination is necessary to prevent grave permanent injury to the physical or mental health of the pregnant woman; or
(c) that the continuance of the pregnancy would involve risk to the life of the pregnant woman, greater than if the pregnancy were terminated; or
(d) that there is a substantial risk that if the child were born it would suffer from such physical or mental abnormalities as to be seriously handicapped.
......
(4) Subsection (3) of this section, and so much of subsection (1) as relates to the opinion of two registered medical practitioners, shall not apply to the termination of a pregnancy by a registered medical practitioner in a case where he is of the opinion, formed in good faith, that the termination is immediately necessary to save the life or to prevent grave permanent injury to the physical or mental health of the pregnant woman.
4. Conscientious objection to participation in treatment
(1) Subject to subsection (2) of this section, no person shall be under any duty, whether by contract or by any statutory or other legal requirement, to participate in any treatment authorised by this Act to which he has a conscientious objection:
Provided that in any legal proceedings the burden of proof of conscientious objection shall rest on the person claiming to rely on it.
(2) Nothing in subsection (1) of this section shall affect any duty to participate in treatment which is necessary to save the life or to prevent grave permanent injury to the physical or mental health of a pregnant woman.
(3) In any proceedings before a court in Scotland, a statement on oath by any person to the effect that he has a conscientious objection to participating in any treatment authorised by this Act shall be sufficient evidence for the purpose of discharging the burden of proof imposed upon him by subsection (1) of this section.
5.- Supplementary provisions.
....
(2) For the purposes of the law relating to abortion, anything done with intent to procure a woman's miscarriage (or, in the case of a woman carrying more than one foetus, her miscarriage of any foetus) is unlawfully done unless authorised by section 1 of this Act
[3] Section 2
of the Act makes provision for the certification of the medical opinion
referred to in section 1, and for notification of terminations to be made
to the Chief Medical Officer within the relevant jurisdiction.
Background
[4] The
reclaimers are midwives who have worked for many years in the labour ward at
the SGH. They are both employed there as Labour Ward Co-ordinators. They are
both practising Roman Catholics who, on commencement of their employment in the
labour ward, intimated a conscientious objection to participation in
termination of pregnancy, according to the Act. As a result they were not
expected to, and did not, participate in the treatment of certain patients in
the labour ward.
[5] For many
years medical terminations of pregnancy have been carried out in the labour
ward, if the foetus was more advanced than 18 weeks. Otherwise they took
place in the gynaecological ward. From some point in 2007 all such
terminations have taken place in the labour ward. In about 2010, with the
closure of the Queen Mother's Maternity Hospital in Glasgow, the Foetal
Medicine Service, which provided centralised specialist diagnostic facilities,
including the diagnosis of foetal abnormality, was transferred to the labour
ward at the SGH. Thus the number of terminations of pregnancy carried out in
the labour ward increased in 2007 and again in 2010. It is generally accepted
that this was the case, although there is a dispute between the parties as to
the extent to which the reclaimers were required, prior to 2007, to
delegate, supervise or support staff engaged in the treatment or care of patients
undergoing termination procedures.
[6] As a
result of concerns over the increase in terminations, the reclaimers initiated
a formal grievance procedure in September 2009 in which they sought
confirmation that, having expressed a conscientious objection to the
termination of pregnancy, they would not be required to delegate, supervise
and/or support other staff in the participation and provision of care to
patients undergoing medical termination of pregnancy, at any stage in the
process. The grievance was not upheld and an appeal to the respondents' Board
was refused in decision letters dated 14 June 2011, which each reclaimer received and which stated:
"It is the view of the Panel that delegating to, supervising and /or supporting staff who are providing care to patients throughout the termination process does not constitute providing direct 1:1 care and having the ability to provide leadership within the department is crucial to the roles and responsibilities of a Band 7 midwife, therefore this part of your grievance is not upheld."
These letters did not in terms address the scope or application of section 4(1) of the Act. The reclaimers sought judicial review of that decision on the basis that it was ultra vires, unreasonable, irrational and in contravention of the Act. They sought various orders including declarator that their right of conscientious objection in terms of the Act
"..includes the entitlement to refuse to delegate, supervise and/or support staff in the participation in and provision of care to patients undergoing termination of pregnancy or feticide throughout the termination process"
[7] It is a
matter of agreement that as averred by the respondents in Answer 4.10 the
reclaimers are midwifery sisters whose role as "Labour Ward Co-ordinators"
includes:
(1) management of resources within the Labour Ward, including taking telephone calls from the Foetal Medicine Unit to arrange medical terminations of pregnancy;
(2) providing a detailed handover on every patient within the Labour Ward to the new Labour Ward co-ordinator coming on shift;
(3) appropriate allocation of staff to patients who are already in the ward at the start of the shift or who are admitted in the course of the shift;
(4) providing guidance, advice and support (including emotional support) to all midwives;
(5) accompanying the obstetricians on ward rounds;
(6) responding to requests for assistance, including responding to the nurse call system and the emergency pull;
(7) acting as the midwife's first point of contact if the midwife is concerned about how a patient is progressing;
(8) ensuring that the midwives on duty receive break relief, which may mean that the Labour Ward co-ordinator provides the break relief herself;
(9) that if any medical intervention is required, for example instrumental delivery with forceps, , the Labour Ward co-ordinator will often have to be present to support and assist;
(10) communicating with other professionals, e.g., paging anaesthetists;
(11) monitoring the progress of patients to ensure that any deviations from normal are escalated to the appropriate staff level, e.g., an obstetrician;
(12) directly providing care in emergency situations;
(13) ensuring that the family are provided with appropriate support.
[8] During the
course of argument before the Lord Ordinary, the respondents accepted that
under item 8 they could not require the reclaimers personally to provide
break relief which would involve them in having to step in and ensure the
achievement of a termination of pregnancy. The reclaimers' obligation would be
to find somebody else to do so. So far as medical intervention was required
(item 9 on the list) the reclaimers also accepted that the reclaimers could not
be required to be present during such intervention. In argument before us it
was further accepted that item 4, insofar as it might involve giving
advice to midwives about appropriate treatment, would also be covered by the
right of conscientious objection. The same applied to item 7. In fact, counsel
for the respondents accepted that the performance of any of these 13 listed
duties might involve participation in treatment authorised by the Act and as
such be covered by the right of conscientious objection. Whether the
performance of the duties did so would require to be addressed on a daily, task
by task basis. That would require to be decided by management. There was,
however, no expectation on the part of the respondents that the reclaimers
would be required to deliver any direct patient care during the termination
process itself.
The Lord Ordinary's opinion
[9] In
considering the proper interpretation of the phrase "participate in any
treatment authorised by this Act" in section 4(1) the Lord Ordinary
concluded that the word "treatment" was being used "to denote those activities
which directly bring about the termination of the pregnancy." (para [78]). As
to "participate", this connoted "taking part in" but did not extend to all
those involved in the chain of causation (para [79]). Since the reclaimers
were not being required to play any direct part in bringing about the
termination of pregnancy, they were not being asked to "participate in any
treatment authorised by this Act". Their role was a supervisory and
administrative one. The Lord Ordinary made two further observations in support
of her conclusion.
[10] First, she
noted that prior to the Act, the common law crime in Scotland was that of
intentionally procuring abortion, a crime "which was subject to a poorly
defined exception where the purpose was preservation of the life or health of
the woman." A similar exception appeared to have been recognised in England, see R v Bourne 1939 1KB 687. The Lord Ordinary was thus of the view
that the Act was concerned only with authorising action which would previously
have been criminal. "Since it was not all involvement with terminations of
pregnancy that was criminal prior to the authorisation that the Act conferred
(see the references to the criminal law above), the context is that Parliament
must be taken to have recognised that there would be action taken by persons
after its coming into force which required neither its authorisation nor the
right of conscientious objection, (which relates only to authorised acts)."
[11] The second
observation was that the right under section 4(1) was not unrestricted,
since in the Lord Ordinary's opinion it did not extend to terminations
authorised under section 1(1)(b) or (c) of the Act, nor to an emergency
situation, when what is at stake is the woman's life or the risk of grave injury
to her health.
Submissions for Reclaimers
[12] On behalf
of the reclaimers it was argued that the Lord Ordinary had erred in concluding
that the right of conscientious objection in terms of section 4(1) of the Act did
not include entitlement to refuse to delegate, supervise and/or support staff
providing care to patients undergoing termination of pregnancy or feticide. Such
activities of delegation, supervision and support involved "participation in
treatment" authorised by the Act. For example, supervision under items 7 or 11
of the list previously referred to might include requiring to monitor the
condition of the patient and the progress of the procedure the patient was
undergoing, including whether the medication was having its intended effect; similar
considerations might arise under item 4; and under item 13, the appropriate
support might include reassurance about the course of action which had been
adopted. "Treatment" included the whole medical or surgical process
involved in termination, including pre and post-operative care and care pre and
post administration of abortifacient drugs. The treatment as a whole was a
team effort and supervision was a necessary element of that effort.
[13] It
was accepted that section 4(2) overrode any conscientious objection and that the reclaimers would be bound to participate in
any treatment which was necessary to save the life of or to prevent grave
permanent injury to the physical or mental health of a pregnant woman. The
respondents recognised in the present case that each of the reclaimers had a
genuine and sincere conscientious objection, and that there were aspects of
their job which would otherwise require them to participate in treatment which was
the subject of their conscientious objection. It was wrong for the respondents
simply to consider the list of duties and concede a few. The reclaimers should
be given an exemption from duties which was co-extensive with the bounds of
their beliefs. The issue was a subjective one to be determined according to the
conscience of each individual. They should not require to carry out duties
which were, or were liable to be, in conflict with their conscience. There was
no scope in the Act for imposing duties which were in conflict with individual
conscience. In these circumstances the question of whether any aspect of
their work would in fact do so should be dictated by conscience and not be
determined by an administrator. If the reclaimers were required to carry out
the tasks in question, they would not be passive bystanders. These tasks would
offend against their religious beliefs. They did not accept that they could avoid
moral responsibility for a task by asking others to carry it out.
[14] In passing the Act, Parliament had recognised that
abortion was a controversial matter. It required to balance the interests of
those who wanted the law to be liberalised, to enable treatment to be regulated
and carried out safely; with the interests of those who had genuine objections
based on conscience. That balance was achieved by liberalising the law but
exempting from participation those with a genuine conscientious objection,
qualified only by the need to participate if treatment was required to save the
life or to prevent grave permanent injury to the physical or mental health of a
pregnant woman.
[15] The
Lord Ordinary erred in para [75] in stating that the right to conscientious
objection did not extend to terminations carried out under section 4(1)(b)
or (c). She had also erred in para [76] in concluding that although the
Act authorised acts which were previously criminal, since not all acts in
relation to the termination of a pregnancy were criminal prior to the Act, the
Act had no application to such acts. The Act in section 1 contained an
exhaustive statement of the circumstances in which either abortion or feticide were
lawful and there was no residual category to which the common law applied. The
categories which were envisaged in R v Bourne 1939 1 KB 687
(in which a doctor carried out an abortion on a 14 year old girl and
invited prosecution for clarification of whether there was in law a defence
based on actions necessary to prevent grave injury to the mother) were all
covered under section 4(1); the Act required that "any" treatment for the
termination of pregnancy had to be carried out in a hospital or approved place;
and made provision for regulations requiring any medical
practitioner terminating a pregnancy to give the requisite notice thereof.
Section 5 provided that for the purposes of the law relating to abortion
(defined in s 6 as including "any rule of law relating to the procurement of
abortion") "anything done with intent to procure a woman's miscarriage........is
unlawfully done unless authorised by section 1 of this Act".
[16] Support for
the view that the Act is exhaustive could be found in the speech of Lord
Diplock in Royal College of Nursing v Department of Health and Social
Security 1981 AC 800 ("the RCN case") in which he observed (p826 D-E) that:
"What the Act sets out to do is to provide an exhaustive statement of the circumstances in which treatment for the termination of a pregnancy may be carried out lawfully."
[17] The remaining
submissions for the reclaimers can be summarized in the following propositions:
1. It was wrong to see s 1 and s 4 as co-extensive. S1 rendered treatment lawful in certain circumstances and under certain conditions. S 4 dealt with the consequence of treatment being rendered lawful, and the extent to which the law imposed a duty to participate in such treatment.
2. The criterion which the Act used in dictating the extent of the duty to participate in such treatment was that of conscientious objection, which was subject to a compromise with two components: first: that anyone seeking to assert such an objection bore the onus of proving that they have a genuine objection to performing a specific duty; and second: that the general exemption was overridden by s 4(2) which confirmed a duty to act where necessary to save life or avoid injury. Subject to those two qualifications the Act afforded exemption from duty without further restriction.
3. On a purposive and plain reading of the Act, s 4(1) should be construed as covering the whole medical process resulting in termination and as embracing all of those who are part of the hospital team with responsibilities in relation to any part of the treatment. One should start with the broad interpretation which the ordinary words of the section implied, then consider whether there was justification within the legislation for restricting that approach.
4. The "whole medical process" was not confined to the administration of the drugs but embraced care given pre- and post- any medical or surgical procedure.
5. The beneficiaries of the exemption were those who were part of the hospital team with responsibilities in relation to the treatment. The Labour Ward Co-ordinators had responsibilities which were central to the overall treatment.
[18] The
RCN case was also referred to for the proposition that "treatment" included
the whole medical or surgical process involved in termination. That case
concerned the question whether a pregnancy was "terminated by a medical
practitioner", when it was carried out by nurses acting on the instructions of
such a practitioner. The majority in the House of Lords considered that the
phrase "treatment for the termination of pregnancy" meant something broader than
the act of termination itself. Rather it contemplated treatment that was in
the nature of a team effort, covering the whole process designed to bring about
a termination. Reference was made to the speeches of Lord Diplock (p827D-828F);
Lord Keith (p834) and Lord Roskill (p837)
[19] Even in a supervisory role, the Labour Ward Co-ordinators
were part of the team responsible for the overall treatment and care of the
patient and would thus "participate in treatment authorised by the Act". In
any event, insofar as any of the items within their job descriptions involved
them directly in treatment, they would also do so.
[20] The decision letter of 14 June 2011, in referring
to "direct 1:1 care", assumed a definition of participating in treatment which
was not in accordance with a plain reading of the Act and echoed the guidance
of the Royal College of Midwives, dated 1997, to the effect that:
"The RCM believes that the interpretation of the conscientious objection clause should only include direct involvement in the procedure of terminating pregnancy. Thus all midwives should be prepared to care for women before, during and after a termination in a maternity unit under obstetric care."
The guidance of the RCM and similar guidance from other professional bodies was relied upon by the respondents. However, such guidance, from however eminent a body, was not relevant. It was for the court to determine the meaning of the legislation.
[21] In R v Salford Area Hospital Authority ex
parte Janaway [1989] 1 AC 537, Lord Keith explained that section 4
created "something
of a compromise in relation to conscientious objection". That compromise was
reflected in the contrast between sub-sections (1) and (2) of section 4. Janaway
raised the question whether a secretary who typed a letter referring a patient
to a consultant with a view to a possible termination was able to avail herself
of the conscientious objection. Lord Keith, agreeing with Nolan J and the
dissenting opinion of Balcome LJ in the courts below, considered that the word
"participate" should be given its natural meaning. It had not been used to
cover the many forms of accessory who might be described as "participating" in
a criminal act. In the RCN case, when Lord Roskill referred to the need
to construe sections 1 and 4 together, it was not in the context of defining
the word "participation". His words were not to be taken as incorporating all
the technicalities of the criminal law into section 4 (p570-571). LordKeith
had agreed with Nolan J and Balcome LJ as to their treatment of the word
"participate". In a passage to which the Lord Ordinary was not referred,
Balcome LJ, at p553A-D, approved comments of Nolan J regarding "treatment",
that:
"This is not begun or, I imagine, finally decided upon before the patient arrives at the hospital. The treatment is not simply abortion. It includes pre and post-operative care. It covers the case where, for one reason or another, no abortion in fact takes place."
[22] In Christian Education SA v Minister of
Education (2001) 9 BHRC53, a case which concerned the balance to be struck
between the application of religious principles and the law of the land, Sachs
J observed, para 35:
"The underlying problem in any open and democratic society based on human dignity, equality and freedom in which conscientious and religious freedom has to be regarded with appropriate seriousness, is how far such democracy can and must go in allowing members of religious communities to define for themselves which laws they will obey and which not.
............ Such a society can cohere only if all its participants accept that certain basic norms and standards are binding. Accordingly, believers cannot claim an automatic right to be exempted by their beliefs from the laws of the land. At the same time, the state should, wherever reasonably possible, seek to avoid putting believers to extremely painful and intensely burdensome choices of either being true to their faith or else respectful of the law. "
Section 4(1) of the Act is an example of this latter proposition. By giving an exemption to those with a conscientious objection, the state has avoided conflict between the law and religious beliefs. Conscience and belief took precedence over law by the exemption from duty and section 4(1) should be interpreted in such a way as to allow the reclaimers to be true to their beliefs while remaining respectful of the law. The article 9 argument which had been advanced before the Lord Ordinary was not insisted in.
Submissions for the Respondents
[23] Counsel for the respondents submitted that the right
of conscientious objection under section 4(1) was a right only to refuse
to take part in activities that directly brought about the termination of a
pregnancy, and was not available to the reclaimers in respect of their duties
of delegation, supervision and support.
[24] Section 4(1) of the Abortion Act 1967 should be
interpreted in accordance with the plain ordinary meaning of the words of the
statute, as was done in the RCN case.
[25] "Treatment authorised by" the Act should be understood
as referring to acts which directly contributed to the bringing about of a
termination of pregnancy, or as the Lord Ordinary put, it taking part "in
activities which directly bring about the termination of pregnancy". This was
reflected in the guidance given for many years by the Royal College of Midwives
and the RCN which referred respectively to "direct involvement in the procedure
of terminating pregnancy" and "active participation in an abortion". This
advice was relevant, because:
"Where an Act has been interpreted in a particular way without dissent over a long period, those interested should be able to continue to order their affairs on that basis without risk of it being upset by a novel approach. That applies particularly in a relatively esoteric area of the law such as the present, in relation to which cases may rarely come before the courts, and the established practice is the only guide for operators and their advisers."
(see Isle of Anglesey County Council v Welsh Ministers 2009 EWCA Civ 94, para 43.)
[26] Acts which directly contributed to the bringing about
of a termination included the prescription by a doctor of the necessary drugs and the
administration of those drugs
by a midwife. A midwife monitoring the effect of those drugs or attending on a
one-to-one basis on a woman undergoing termination, may be said to be
participating in "treatment authorised by" the Act. By contrast the provision
of general nursing care to a woman undergoing a medical termination, before and
after the procedure, was neither the provision of nor participation in "treatment
authorised by" the Act. Nor was the provision of general services to such a
woman or the delegation to, supervision and support of those staff who were
directly involved in bringing about the termination of pregnancy.
[27] The
interpretation argued for by the reclaimers would lead to difficult clinical
and legal distinctions in practice. The practical outcome would be almost
impossible to manage, could compromise safety and would lead to dual standards
of nursing care. Any form of
conscientious objection had obvious effects on the running of hospitals in terms
of costs, staffing, and the increased burden on staff who did not have such an
objection. Accordingly, it would be reasonable to restrict the extent of the
right of conscientious objection to the extent argued for.
At each step a nurse or midwife would require to state an objection if she
considered that her duties would otherwise require her to do something which
she considered to be within the scope of her conscientious objection. The
assessment of whether an individual job came within the scope of the
conscientious objection would thus have to be determined on a task by task
basis. The court was not, therefore, being asked to set out a comprehensive
list of the circumstances which might come within the scope of section 4(1). Acknowledging
that there was bound to be uncertainty in deciding where the line between
direct and indirect participation should be drawn, the risks to safety would be
less with a continuing obligation on the Labour Ward Co-ordinator to find
someone else who would do what the conscientious objector would not.
[28] Counsel
for the respondents did not argue that the Act was other than exhaustive, and
nor did he argue that there were residual circumstances external to the Act in
which abortion would be lawful. If that was what was to be taken from
paragraph [76] of the Lord Ordinary's opinion he did not support it. Nevertheless,
he advanced the argument that everyone who was exempted from criminal liability
under section 1 was not thereby entitled to the benefit of a conscientious
objection under section 4. As we understood his argument, it was that if
an act would not have been illegal prior to the Act then there would be no entitlement
to claim a conscientious objection to performing it after the Act. If it would
not, prior to the Act, have been illegal to deliver general nursing care to
someone who had been given an abortion, it would not be open to someone to claim
a conscientious objection to providing such care after the passing of the Act. The
exemption from criminal responsibility under section 1 is therefore
broader than the extent of the conscientious objection available under section 4.
One should apply with caution the observations made in the RCN case, which were made in the context of the extent of the exemption from criminal
liability under section 1.
[29] In
the course of argument, reference was also made to R (Ghaia) v Newcastle
City Council [2011] QB 591; British Pregnancy Advisory Service v
Secretary of State for Health [2012] 1 WLR 580; R (Williamson) v Secretary
of State [2005] 2 AC 246; S v L 2012 SLT 961; Bayatyan v
Armenia [2012] 54 EHRR 15 and Royal Bank of Scotland v Wilson
2011 SC 66.
Discussion
[30] We start by
considering the two more straightforward questions which arise: namely,
whether the Act is exhaustive as to the circumstances in which abortion may
lawfully be carried out; and whether the right of conscientious objection
extends to all the circumstances of sections 1(a) to (d).
[31] Section 5
of the Act provides that anything done with intent to
procure a miscarriage "is unlawfully done unless authorised by section 1
of this Act". It is therefore clear that the only lawful way in which a
termination may be carried out is under the procedure authorised by the Act. If
paragraph 76 of the Lord Ordinary's opinion is to be read as suggesting that
there remains some residual ability at common law to carry out an abortion
where the circumstances may be such as existed in R v Bourne, we
disagree.
[32] The right of conscientious objection is qualified only
by section 4(2), which has an echo in section 1(1)(b). We agree with
the Lord Ordinary, at para 75 of her opinion, that the right of conscientious
objection does not apply to a procedure carried out under section 1(1)(b),
since the circumstances envisaged by section 1(1)(b) are part of the
circumstances envisaged by section 4(2). However, we do not agree that
the right does not extend to section 1(1)(c). Apart from the circumstance
that it is necessary to prevent grave permanent injury to
the physical or mental health of a pregnant woman,
covered by section 1(1)(b), the exception in section 4(2) relates to
treatment "which is necessary to save the life" of the mother. In our view
that denotes something in the nature of an emergency, a situation where, unless
the termination is carried out, the mother will die. It is not co-extensive
with the circumstances envisaged by section 1(1)(c) which are only that
the continuance of the pregnancy would involve risk to the life of the pregnant
woman "greater than" if the pregnancy were terminated. That suggests a
balancing exercise, and an assessment of whether there would be more risk if
the pregnancy went to term than if it were terminated. It is not the same as
saying that termination is "necessary" to save the woman's life. We consider
that the right of conscientious objection extends to all the circumstances
specified in section 1 save section 1(1)(b).
[33] Great
respect should be given to the advice provided hitherto by the professional
bodies, but prior practice does not necessarily dictate interpretation.
Moreover, when the subject of the advice concerns a matter of law, there is
always the possibility that the advice from the professional body is incorrect.
The RCM advice, for example, appears to proceed in the belief that in Scotland some special status attaches to the declaration in an affidavit that a midwife has
a conscientious objection, rather than that this is simply a method by which
the onus of proof may be discharged. It refers to the Janaway case and
proceeds on the basis that in that case participation was defined as meaning
"actually taking part in treatment designed to terminate pregnancy", without
recognising the context in which the word "actually" was included. It is not consistent
with the approach of Nolan J subsequently approved by Balcome LJ and Lord
Keith. It makes no reference at all to the RCN case. It also proceeds
on the basis that a midwife has a duty to be non-judgmental and that to be
selective is unacceptable, but this ignores the fact that the Act allows a
degree of selectivity to those with a conscientious objection. The NMC advice, which refers to the right to refuse to have direct involvement in
abortion procedures, wrongly suggests that the
burden of proof is displaced in Scotland by an affidavit from the midwife in
question. When Lord Keith said in Janaway that to participate meant
"actually taking part in treatment", he was using the word "actually" to
distinguish participation in the ordinary sense of the word from the different
forms of participation which can arise under the criminal law, and to
distinguish those who were involved in treatment in hospital from those who
were not so involved, such as a secretary typing a letter. He was not in our view
meaning to restrict his definition in the way suggested by the respondents. Looking
at these documents in the round, none of them can be said to have addressed the
issue of whether the activities under consideration in the present case
constitute treatment falling within the scope of section 4(1).
[34] It was suggested on behalf of the respondents that the
interpretation contended for by the reclaimers would be more likely to
compromise safety and be difficult to manage than the interpretation which they
favoured. As counsel recognised, we do not have any factual basis for making
any such determination, (on a matter which is any event disputed): however, it
does not seem obvious to us that this proposition would be correct. The effect
of the interpretation contended for by the respondents would be that whether one
of the reclaimers was able to exercise their right to conscientious objection
would require to be assessed on a task by task basis. That in itself might not
be easy to manage. Moreover, it is debatable whether safety would be
compromised more by what the reclaimers propose than by a system which places
on those who may already be struggling with their conscience the additional
burden of having to assess whether each task comes within the scope of their conscientious
objection and of having to re-state that objection, possibly on a daily basis. On
the reclaimers' interpretation, the matter would be clear from the outset and
management structures and protocols could be devised (as seem to have been
possible to some extent previously) to deal with the situation, in respect of
procedures which are, for the most part, elective ones. Counsel for the
respondents submitted that if "participation" were to be defined according to
whether a person was taking part "directly" or "indirectly" there will always
be uncertainty as to where the line should be drawn: this seems to us to be
inherently undesirable and suggests to us that such an interpretation is not
correct. A person with a conscientious objection is not to be under any duty
to participate; it would seem to be consistent with that to expect the
management of the conscientious objection to be a matter for the employer not
the employee.
[35] It is clear that the majority in the House of Lords in
the RCN case considered that when section 1 referred to a pregnancy being
terminated this was not to be understood as restricting the protection under
the Act only to those involved in the actual termination itself, but to all
those involved in the process of termination. Part of the rationale for that
was the use, in section 4(1) of the phrase "treatment authorised by this
Act". See Lord Diplock, p 827H - 828A:
"I have spoken of the requirements of the Act as to the way in which "treatment for the termination of the pregnancy " is to be carried out rather than using the word " termination " or " terminated " by itself, for the draftsman appears to use the longer and the shorter expressions indiscriminately, as is shown by a comparison between subsections (1) and (3) of section 1, and by the reference in the conscience clause to "treatment authorised by this Act.""
A similar view was expressed by Lord Keith p 834 D-E:
"Then by section 4 (1) it is provided that no person shall be under any duty "to participate in any treatment authorised by this Act to which he has a conscientious objection." This appears clearly to recognise that what is authorised by section 1 (1) in relation to the termination of pregnancy is a process of treatment leading to that result."
On the same point Lord Roskill (p837G-H) said this:
"Most important to my mind is section 4 which is the conscientious objection section. This section in two places refers to "participate in treatment" in the context of conscientious objection. If one construes section 4 in conjunction with section 1 (1), as surely one should do in order to determine to what it is that conscientious objection is permitted, it seems to me that section 4 strongly supports the wider construction of section 1(1).
[36] The
activity with which the RCN case was concerned (the administration of
abortifacient drugs) was undoubtedly "treatment", so the comments in that case
require to be considered in the context that the court was considering whether
that treatment, for the purpose of exemption from criminal responsibility, was
"treatment authorised by" the Act. We accept that one should be careful not to
apply observations made in that context to circumstances for which they were
not designed. However, in the present case we are not considering the word
"participate" in a context other than that of treatment in a hospital. As
in the Janaway case, we are considering treatment by or under the
control of a medical practitioner in hospital. The
duties of the reclaimers in this case are far removed from those of a secretary
typing a letter of referral, and it has not been argued that their duties
involve anything other than treatment in the proper sense. The reclaimers are,
in the words used by Lord Keith in Janaway "actually taking part in
treatment administered in hospital or other approved place in accordance with
section 1(3), for the purpose of terminating pregnancy". It would not
therefore be inappropriate to apply the dicta in the RCN case to the
circumstances of the present case. The treatment in question, as Nolan J
observed in Janaway, is:
".. not begun or, I imagine, finally decided upon before the patient arrives at the hospital. The treatment is not simply abortion. It includes pre and post operative care. It covers the case where, for one reason or another, no abortion in fact takes place."
[37] We agree
with that approach. It is a common sense approach which avoids, for all levels
of nursing staff, the need constantly to make difficult decisions in what might
be stressful situations. We also agree with the observations in Christian Education SA v
Minister of Education) that legislation such as this should be interpreted
in a way which allows the reclaimers to be true to their beliefs while
remaining respectful of the law. In our view it is not only the actual
termination which is authorised by the Act for the purposes of section 4(1),
but any part of the treatment which was given for that end purpose. Section 4(1)
allows an individual to object to participating in "any" treatment under the Act.
In our view the right of conscientious objection extends not only to the
actual medical or surgical termination but to the whole process of treatment given
for that purpose.
[38] The
conscientious objection in section 4 is given, not because the acts in
question were previously, or may have been, illegal. The right is given
because it is recognised that the process of abortion is felt by many people to
be morally repugnant. As Lord Diplock observed in the RCN case, it is a
matter on which many people have strong moral and religious convictions, and
the right of conscientious objection is given out of respect for those
convictions and not for any other reason. It is in keeping with the reason for
the exemption that the wide interpretation which we favour should be given to
it. It
is consistent with the reasoning which allowed such an objection in the first
place that it should extend to any involvement in the process of treatment, the
object of which is to terminate a pregnancy. This is also consistent with our conclusion
that the only circumstance of sections 1(1)(a) to (d) to which the
exemption does not apply is section 1(1)(b), and that the only
circumstance when the objection cannot prevail should be when the termination is
necessary to save life or prevent grave permanent injury, because in such a
situation the real purpose is not to effect a termination but to save life or
prevent serious permanent injury.
[30] It follows
that the appeal should succeed. The parties were in agreement that on
determination of the points of law arising in the case, the matter should be put
out by order for further discussion as to which orders were necessary, since it
was envisaged that the respondents would be willing to give certain undertakings
respecting the decision of the court.