OUTER HOUSE, COURT OF SESSION
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AD1/12 AD2/12
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OPINION OF LORD GLENNIE
in the Petition of
JDM AND FBM
Petitioner;
for
an Adoption Order under section 29 of the Adoption and Children (Scotland) Act 2007 in respect of the children L and B
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Petitioners: Loudon; Digby Brown LLP
First Respondent: Clarke; Drummond Miller LLP
Second Respondent: Leighton; Edinburgh Law
Introduction
[1] This is a
petition by JDM and FBM ("Mr and Mrs M") for an adoption order in
respect of the children L and B. The children are presently living with them
under fostering arrangements. The respondents are the natural or birth parents
of the children, the first respondent, HR, being their mother and the second
respondent, MR, being their father. The respondents were separately
represented. They both oppose the making of an adoption order. In the
alternative, they contend that if an adoption order is made, that order should
contain provisions for ensuring regular direct contact between them and the
children; and also between the children and their elder brother, P, who is
resident with different foster carers.
[2] At the
conclusion of the hearing, which lasted 7 days (the first day of the 8 day
diet having been lost because of the late lodging of productions and statements
and a general lack of readiness to proceed), I made an order granting the
prayer of the petition and dealt with the question of contact. I gave brief
reasons, founding (in relation to dispensing with the parents' consent) upon
what I shall call for short the "welfare test" in section 31(3)(d) of the
Adoption and Children (Scotland) Act 2007. In terms of the legislation, that
test arises for consideration only if the "inability test" in section 31(3)(c)
is not satisfied; but since I was persuaded that the welfare test was satisfied
even if the inability test was not, I considered that I should say so, without
at that stage making detailed findings in relation to the inability test (though
I reserved my right to deal with all matters in detail should I be asked to
produce a written Opinion). I took this course for two reasons: first,
because, having come to a clear view on the matter, I considered that it was in
the best interests of the children and all involved in their upbringing that a
decision be given without the delay inevitably involved in writing up a formal Opinion;
and secondly, because in my view it is generally undesirable, where it is not
really necessary, to set out in detail conclusions on the competence and
abilities of individuals who may yet have an important role to play in the life
of the children. Detailed findings and conclusions of that sort set out in the
form of a permanent record have the potential to cause upset and possible
recriminations later on in life. However, I have been asked by the first
respondent to produce a written Opinion and it is therefore necessary for me to
go into these matters in more detail than I would have wished.
The facts in outline
[3] Most of
the facts in this case were not in dispute. They were either admitted, or set
out in reports which were spoken to in oral or affidavit evidence adduced on
the part of the petitioners. Though there was some challenge to a few (and
only a few) of the specific incidents mentioned, the real criticisms levelled
by the respondents were directed at (a) the interpretation of those basic facts
and the assessments of the birth parents and their parenting capabilities made
by social workers and other professionals and (b) the absence of any adequate
consideration of the reasons for their perceived failings. These are important
criticisms, and I deal with them later.
[4] At this
stage it is convenient to summarise, in the form of a narrative, the background
facts leading to the present petition, and to highlight a few of the dominant
themes which caused social workers at West Lothian Council to be concerned about
HR and MR's ability to look after their children. Much of this narrative is
taken from a number of Social Background Reports compiled by Susan Mitchell, the
social worker involved specifically with this case from March 2010. Such
Reports were designed to put relevant information before the Children's Hearing
system. Much of the information was taken from departmental records. She gave
oral evidence. She was an impressive witness, and gave her evidence in a
thoughtful and measured way. I also heard evidence on these matters from Laura
Mitchell, who was the social worker involved from September 2006 until Susan
Mitchell replaced her in 2010; and from Donna Williams, a family support worker
who had three years involvement with the family from about February 2006. They
each spoke to certain incidents in the narrative contained in Susan Mitchell's report.
They too were impressive witnesses and were clearly anxious to assist the court
as best they could. Although some of their evidence was based on hearsay, what
they had heard from other care workers involved, I accept their account of the
facts set out below as presenting an accurate picture of the events that took
place.
[5] HR was
born in 1984. She has an older sister and a younger brother, though she does
not know them. She and her siblings lived with their mother until she was 6
months old, at which point she was adopted by her great-maternal aunt and uncle
who had children of their own. She attended primary school but was transferred
to a special school for children with learning difficulties. She moved from
her primary school to W Academy, where she continued to require learning
support. She left school when she was 16 years old without any formal
qualifications.
[6] Before
meeting MR, HR had previously had a child, D (a boy), in July 2001, but she
separated from D's father before D was born and has had no contact with him (D's
father) since then. She went to live with her parents, who helped her care for
D. In about 2004 she met MR, began a relationship with him and, very soon
afterwards, moved in with him. She did not take her son, D, with her but left
him in the care of her parents. She has had little contact with D since then.
[7] MR is
about 19 years older than HR. He lived with his parents and an older brother
until he was about 21 years old. He attended primary school and then
W Academy. He too left school at the age of 16 with no formal
qualifications. He did, however, go on to study through the
Open University, gaining qualifications in communications, biology and
maths. He pursued a career in nursing, completed his training in 1988, and
became a fully qualified psychiatric nurse. He secured a full time post in
1995 and remained in that post until he was sacked in 2001, apparently for
assaulting a patient. He has been unemployed since then. He is about 19 years
older than HR, having been born in March 1965. It is unnecessary to go
into his family background in detail but he described to Susan Mitchell "a
complex and unhappy home situation", involving violence and aggression from his
father. After his father died, his mother remarried. He told Susan Mitchell
of a history of alcoholism involving both his stepfather and his brother.
[8] In about
1995 MR began a relationship which resulted in the birth of his son, M Jnr.
Further incidents of alcoholism, reportedly on the part of his partner, led to
the break up of that relationship. M Jnr was placed in the care of MR by
social services in the late 1990s, but in January 2006 he was accommodated with
foster carers due to serious concerns about his health and development. He
remains with carers and there are, I am told, no plans for rehabilitation. MR
has direct contact with M Jnr once weekly at the foster carers' home.
[9] HR and MR
were married on 20 May 2004. They have had three children together: P (a boy)
born on [ ] 2005; L (also a boy) born on [ ] 2006; and B (a girl) born
on [ ] 2007. These petitions are concerned only with the proposed
adoption of L and B, but the position of P is also relevant to some extent.
[10] Concerns
about the parenting ability of HR and MR were voiced soon after the birth of P
in August 2005 and long before the birth of L and B.
[11] On
17 November 2005, P's name was placed on the Child Protection Register and
a referral was made to the Children's Reporter. The background to this was
that early in October 2005 HR telephoned 999. When the police attended,
MR admitted to making threats to burn the house down and kill HR's child, D (who
was living with her parents). MR explained that it was only meant as a laugh,
but the police were concerned about his mental health and took him to
hospital. HR was distressed, and arrangements were made for her mother to look
after both her and P. P was 6 weeks old at the time. According to HR, there
had been two incidents previously when MR had threatened her. She had told him
that their marriage was over and his response had been to threaten to burn the
house down. MR was detained overnight. While dealing with this, it became
apparent that there were concerns regarding the condition of the home and the
parents' lack of awareness. An instance of this, reported by the police, was that
HR had laid P down on the sofa without noticing that there was a pair of
scissors by his head. In mid-October it emerged that MR was frequently
attending hospital (at least twice a week) seeking medical attention when not
only did he not require any and but he was being continually reassured that he
did not require any.
[12] Due to the
serious nature of these concerns and the potential risk to P, the Social Work
Department convened a professional concerns meeting on 26 October 2005, at
which it was agreed to arrange an initial child protection case conference.
[13] Towards the
end of September 2005, HR contacted the Social Care Emergency Team noting that
MR was punching himself hard in the chest. At P's 8 week developmental
check with the GP, there was evidence of mild head lag - but otherwise his
development was satisfactory and his growth within normal limits. The family
had contacted NHS 24 on four occasions regarding P, one incident relating
to flea bites and the others to do with him vomiting. There were concerns that
his weight gain when breastfeeding was slow, and this led to a change to
formula milk feeds. His weight gain then began to increase. Although HR
appeared to cope with P's care - and P was always clean and appropriately
dressed - health visitors noted that HR appeared to be very possessive with P,
and was negative about MR's interactions with him. MR continued to focus on
his own health needs and sought out the health professionals at the hospital
and his GP, reporting that having a new baby in the household was impacting
upon his emotional state and increasing his anxiety. HR was often left caring
for P alone for long periods of time, which (unsurprisingly) she found
extremely stressful.
[14] In December
2005 Sure Start was introduced to support the parents in developing their
parenting skills, and to encourage bonding through constructive play.
[15] There were further
concerns in February and March 2006. Both HR and MR were concerned that P was
sometimes holding his breath and going rigid, but were reassured that this was
a form of temper tantrum and were given advice on ways of dealing with it. P
also had suffered two incidents of accidental injuries, one involving a burn to
his face when hot liquid from a cup was spilled or poured over him and another
when he was suspected of ingesting window cleaning fluid.
[16] On
12 March 2006, the police were called in due to MR shouting at HR about
not being permitted access to his son, M Jnr. MR told the police that he
intended going to hospital for an assessment due to stress.
[17] There was a
review child protection case conference on 9 May 2006 at which it was
decided that P's name should remain on the Child Protection Register and that
the unborn baby, L (HR was about 6 months pregnant with him at the time), be
added at birth. There were concerns regarding P's health and development. The
health visitor assessed that there were gaps becoming apparent in his mobility
and development. His muscle form was poor and he was slow to try and hold
himself up and move around independently. HR was receiving significant support
from the health visitor to look at ways of interacting and playing with P to
encourage his development and independence. She was offered advice on how to encourage
P's independence and address his frustrations and anxieties when left on the
floor on his own.
[18] L was born
in August 2006. Social work and health services observed that HR found it
difficult to deal with P's behaviour and to balance the needs of two children.
Advice and guidance were provided by professionals but it remained a concern
that the children's needs were not being met consistently. Concerns also
emerged regarding L's erratic feeding pattern, and HR accepted that she found
it difficult to establish a routine.
[19] At a review
child protection case conference in November 2006 it was noted that there
were ongoing concerns regarding P's developmental delay. He had been slow to
stand and a community nurse was working with HR to help and encourage him to
walk. The home was untidy with objects lying around which were hindering his
mobility. In addition, L had presented at Accident and Emergency ("A&E"), at
12 weeks old, with a minor head injury resulting from P dropping something
onto his head. There was friction between HR and MR. HR was considering
moving out with the children. Although HR was engaging with the support
provided from the family support worker, from Sure Start, from the health
visitor, and from the nursery nurse and social worker, she did not appear to be
utilising the advice and implementing the strategies offered. There was no
evidence of change in her parenting abilities. MR did not engage, but focused
primarily on himself and was often obstructive towards individuals from the
involved agencies. It was difficult for the professionals to work effectively
with either parent within the home environment due to the difficulties in the
relationship between HR and MR. The high level of support had not altered the
level of risk and the names of the children continued to be placed on the Child
Protection Register. Because of the difficulties of working with HR and MR at
home, arrangements were made for Sure Start parenting support to take place at
a local parent and toddler group, so as to provide a positive social
opportunity for the children and to allow staff to work on parenting
strategies.
[20] HR became
pregnant again in January 2007. At one point she advised social work staff
that she wanted to terminate the pregnancy. It was not entirely clear whether
this was due to pressure from MR or because she herself found it difficult to
look after P and L, and was afraid that another child would make this worse.
In the end she decided to continue with her pregnancy. HR and MR were referred
to Sure Start mellow parenting groups (individual groups for mothers and
fathers), which involved intensive 10 week parenting programmes addressing
issues such as the parent's own experiences of being parented, significant life
events impacting on values and abilities, child development and parenting
strategies.
[21] MR secured
his own tenancy in April 2007 and moved out of the family home. Subsequent
events show that MR continued, sporadically, to be involved in the family. It
is not clear precisely when he gave up his tenancy and moved back in, but there
were a number of occasions when the two separated and then came together again.
[22] At a review
child protection case conference in May 2007 it was noted that P had
experienced intermittent episodes of bronchitis, resulting in significant weight
loss. There were concerns about the children's diets and there was little
evidence of proper food preparation or routines around mealtimes. A family
support worker had been providing outreach support in the home, to advise and
support HR with general maintenance of the home, food preparation and
establishing routines and boundaries, but this service was withdrawn because HR
and MR did not engage with it, and because the home environment continued to be
chaotic due to ongoing issues in their relationship. MR failed to engage with
the mellow parenting father's programme and then disengaged completely from the
Sure Start service, saying that he struggled to focus on the needs of his
children, and had to get himself "sorted out". He had concerns regarding
M Jnr, who was accommodated with foster carers. After initially sporadic
attendance, HR gave her commitment to the mellow parenting programme and was
reported to be gaining confidence and interacting more with the children,
showing that she had begun to understand the importance of play. P was
assessed at the child development clinic as suffering from global developmental
delay, and was referred to speech and language therapy and for a family centre
placement. It was noted that his presentation had deteriorated. He was
becoming increasingly "clingy" towards his mother and would cry to the point of
being out of breath if HR did not respond to his immediate needs.
[23] On 12
September 2007 HR and MR presented at the Social Work Department. They had been
out for lunch with L and P and had had an argument, apparently because HR
disapproved of the way in which MR had dealt with the children's behaviour. MR
said that he had left HR and the children and had lain down in the middle of
the road; but he got up when HR said that she was going to the Social Work
Department. MR explained that he had been seeking attention. Social work
staff arranged for MR to get medical help, but he was not considered detainable
and therefore was not admitted to hospital. Following this incident, MR's GP
increased the dose of sedative that he was already being prescribed (which was
aimed at controlling stress levels).
[24] On 18
September 2007 MR contacted the ambulance service saying that he had high blood
pressure and was being violent towards HR and the children. The police were
contacted and attended the family home. MR explained that he had been
prescribed new medication by his GP and he became "worked up" when reading
about the possible side effects of the medication and threw his coffee cup at
the floor where HR and L were sitting. He said that he had become anxious and
aware that he might become violent and therefore he had himself contacted the
ambulance service to pre-empt this. HR did not feel threatened and said that
MR had not in fact displayed any violence towards her or the children.
[25] B was born
the next day, 19 September 2007. The Social Work Department secured a
childminder for L for a 3 month period following B's birth, in an attempt to reduce
the pressure on HR and to help her establish household routines. They also
made arrangements to give HR time to be alone with B, so as to encourage an
attachment to form. Later, arrangements were also made to allow HR to have
time alone with P, as he was demonstrating challenging and aggressive behaviour
following B's birth.
[26] On 22
September 2007, three days later, police went to HR's home in response to a
call from a neighbour. MR was at home helping to look after the children. He had
consumed about 6 bottles of beer. HR had gone to a neighbour's house to
telephone NHS 24 for a repeat prescription for MR and had left MR caring
for the children. B, who was only 3 days old, began crying and MR went to
find HR. HR said that when they returned home MR became very angry and punched
and smashed a picture, and then put his fist through the living room door. HR
alleged that, while she was holding B, MR brandished his clenched fist at her.
The neighbour arrived and MR went upstairs, opened the bedroom window and
threatened to jump out. MR was detained and interviewed and admitted HR's
account of what had happened. He was arrested and charged with breach of the
peace, vandalism to the door and assault on MR by brandishing a fist at her.
His bail conditions stated that he should not approach HR or her home address.
[27] A review
child protection case conference on 8 October 2007 resulted with the
decision for the children's names to remain on the Child Protection Register. They
remained on the Register until April 2009.
[28] MR appeared
at Linlithgow Sheriff Court in December 2007 and was given an absolute
discharge. At a child protection core group meeting, consideration was given
to MR's contact with the children. HR and MR said that they planned to resume their
relationship and wanted MR to have daily contact with the children. According
to Susan Mitchell's Report, neither HR nor MR showed any insight into the
concerns over the previous months, or over the fact that the children had not
had any contact with MR for three months prior to this. Nonetheless, HR and MR
were adamant about their plans and it was agreed that social work and health
staff would monitor the contact. The Sure Start Service arranged for MR to
have a four week programme of baby massage with B, in order to develop MR's
confidence in handling his daughter, to assist him in being able to understand
and respond to her non-verbal communication and to increase his awareness of
her development. However, MR only attended 2 out of the 4 sessions.
[29] In March
2008 HR contacted the Social Work Department. B had a cigarette burn on her
lower cheek on the right hand side of her face, apparently sustained when HR
had been talking to a neighbour who was holding a cigarette and waving it about
in her hand. HR had not taken B to the medical centre until 24 hours after the
incident, but she said that, despite having told the receptionist that B had a
burn on her face, she had been unable to get an earlier appointment. The
health visitor described HR as being "inarticulate and extremely anxious". She
dressed the wound and arranged for it to be examined by the GP. There was a
child protection core group meeting, at which the childminder who had been
caring for L voiced her concerns that he did not seek attention or show signs
of upset or distress. L sometimes had significant scratches on his face, which
HR said were caused by P.
[30] At a review
child protection case conference in April 2008 it was noted that Sure Start
continued to support HR and the children to attend the local parent and toddler
group. It appeared that HR demonstrated some awareness of the children's needs
and an interest in what they were doing, but the observation was made that she played
alongside them rather than with them. Concerns were highlighted about L and
B's development. L presented as overly placid and sought very little attention
from adults or children around him. B also sought very little attention from
adults and showed little emotion when adults interacted with her. That was
unusual for children of their ages. B had difficulty sitting up, whether
supported or unsupported, and had difficulty grabbing hold of toys, which again
was unusual for a child of her age.
[31] At this
conference HR said that she had been "bullied" by MR's solicitor to resume her
relationship with him. MR had been discharged from the Drug and Alcohol
Service for his failure to make use of supports offered to him.
[32] Another
incident of concern occurred on 19 May 2008 when HR contacted the police and
reported that MR had gone to the shop for baby food at 11am and only returned at 2pm, when he was drunk. When HR asked him to leave the house, MR
responded by threatening to kill HR and then go to her brother's house and kill
the rest of the family. P, L and B were present in the home at the time. MR
left, but returned a short time later banging on the windows and demanding
entry. He left again but returned at 5.30pm and again banged on the windows. HR
contacted the police. MR was detained for a breach of the peace and
subsequently arrested. He was granted bail on condition that he should not
approach HR or her home address. He attended court in August 2008 in relation to this matter and received a £300 fine. However, HR and MR reconciled shortly
afterwards and MR returned to live in the family home.
[33] On 26
September 2008 information was received from the staff at the family centre
that MR had come to see the children and was under the influence of alcohol at
the time.
[34] At a review
child protection case conference in October 2008 it was reported that between
April and October 2008 HR's contact with the Sure Start Service was sporadic;
she had cancelled a number of appointments, saying that the children either had
sickness bugs or chest infections. She had failed to attend an appointment for
P at the child health clinic on 14 October 2008. That had been a follow up
with the therapists for a more detailed assessment, following on from an
earlier assessment when P was assessed as functioning at half of his biological
years.
[35] Another
incident noted at that conference was that on 24 October 2008, when MR had
attended the Social Work Department at lunchtime to collect funds before going
to visit his son, M Jnr, a staff member had noticed that he was under the
influence of alcohol and the arranged contact had been cancelled.
[36] In November
2008 a "Grounds" Children's Hearing took place. HR attended and denied the
majority of the grounds. MR did not attend, but his solicitor wrote to the
Reporter stating that he did not accept any of the grounds. Those grounds were
then referred to the sheriff for proof. The panel decided that place of safety
warrants were not required because the children were not in "imminent danger".
[37] At a core
group child protection meeting in November 2008, it was agreed that in light of
the concerns about the relationship between the children, and HR's difficulty
in dealing with that, the Sure Start service would again offer support in the
family home. HR and MR gave assurances that they would engage. MR did not
engage at all. HR, by contrast, always made herself available for appointments
and participated well in the sessions, but the Sure Start staff reported that
it was evident that the children were not accustomed to such a level of
interaction from their mother. The service included advice and guidance on
food shopping, food preparation, meal ideas and cooking. Although HR engaged
with this, she consistently required encouragement and direction in her
interaction with the children.
[38] In December
2008 there were incidents involving P. He had an injury to his eye and HR
reported that L had hit him. She also said that L or B was responsible for the
scratches to his face with which he often presented. On 30 December 2008 P was
admitted to hospital after Laura Mitchell, a social worker, found that he
appeared ill and had a temperature. Although HR said that she had been to the
GP and P had been given medication, the GP said that he was unaware that P had
been sick. B and L were placed with a foster carer for respite, and P was kept
in hospital for 3 days for observation and treatment due to an infection.
P was readmitted to hospital at the beginning of January 2009 for a few days. MR
turned up at the hospital under the influence of alcohol and there was an
argument between him and HR. Police visited the home but HR said she did not
want to make a complaint.
[39] The Grounds
for Referral were established at the sheriff court on 15 January 2009. In
argument before me at the end of the hearing, there was some uncertainty as to
whether or not these grounds were established after evidence had been led or
whether they were the result of admissions made at the hearing. It was therefore
suggested that I should not rely upon them as findings by the sheriff. I
accept that, although the inference from the fact that the Joint Minute agreed
between the parties spoke of the grounds being "established" at that hearing
suggests that they were found as facts. It is appropriate at this point simply
to identify those grounds which were established in one way or another. So far
as material, they were as follows:
"2. Over the years the [R] family have received a high level of support from a number of agencies including Social Work, Health Visitor, Sure Start, Cyrenians and Nursery and Outreach workers. This support has concentrated on their care of the children.
3. All of the children have suffered injuries, particularly facial scratches. These injuries have been self inflicted or inflicted by one or other of their siblings. Mr & Mrs [R] have not been able to adequately supervise the children and have not been able to control the children's violence towards one another.
4. While Mrs [R] is attentive to many medical appointments, particularly in relation to [P], she is not consistent in ensuring all appropriate medical treatment is followed through. This has included her failing to seek immediate medical treatment when [B] suffered a burn, following through with appointments for [B's] immunisation and a failure to follow through with professional recommendations that the children be seen by a doctor in relation to minor injuries and illnesses.
5. Mr & Mrs [R] have failed to maintain the home address to a reasonable standard in respect of cleanliness and hygiene. Poor hygiene has affected the children's physical health. This includes [B] having suffered from extensive nappy rash and thrush.
6. Mrs [R] believes that Mr [R] undermines her care of the children. There are tensions in the relationship. Mr [R] takes little part in the children's upbringing. This situation contributes to the poor supervision and control of the three children.
7. Despite the supports which [have] been offered to the family, only limited progress has been made in addressing the concerns which are set out in the preceding paragraphs".
[40] At a
Children's Hearing on 5 February 2009, P, L and B were made the subjects of
supervision orders with conditions of residence with local authority foster
carers: c.f. the Children (Scotland) Act 1995 s.70. P was placed with one
foster carer while L and B were placed with another (CD). It was reported that
when social work staff went to the home to collect the children, HR's mother and
brother were abusive. MR, however, advised Laura Mitchell, the social
worker involved, that he agreed with the decision of the panel.
[41] In April
2009, at a review child protection case conference, the decision was made to
remove the children's names from the Child Protection Register. This was
because the children were accommodated and therefore the risk had reduced. A
decision was made at this time to commission a comprehensive risk assessment of
HR and MR from Alison Whiteley of Barnardo's Scotland. I refer to this risk
assessment in more detail below.
[42] It was a
condition of the supervision requirements with the conditions of residence with
foster carers that contact should take place between L and B and their birth
parents at least once a week, such contact to be supervised by the Social Work
Department. A similar condition was imposed in respect of P.
[43] Since
February 2009 none of the children has lived with either of their birth
parents.
[44] The move
away from the care of HR and MR appears to have had a beneficial effect on the
children. At a looked after childcare review on 1 July 2009 it was noted that
the children had made significant progress in their health and development
since being accommodated by their foster carers. There appeared to be little
prospect of the children being rehabilitated home. It was agreed, therefore,
that an early looked after review would be arranged which would be in the
nature of a "pre-permanency" review, where there would be discussion about a
referral to the permanency panel.
[45] As if to
confirm the assessment that there was little prospect of the children being
rehabilitated, on 5 August 2009 HR contacted the police because MR was
loitering outside her home. When the police arrived, MR was found lying heavily
intoxicated beside the car belonging to HR's next door neighbour. He was taken
by the police to the homes of two different friends, but neither would allow
him to stay so he ended up being taken to a hostel. HR did not make a complaint
against him.
[46] On 20
November 2009 MR was caught shoplifting wine from a shop.
[47] At a
pre-permanency looked after childcare review on 14 October 2009, a
decision was made to make a referral to the permanency panel for all three
children. The permanency panel met on 18 January 2010. It decided that
permanence orders with authority to adopt should be applied for in respect of all
three children.
[48] A
Children's Hearing on 6 April 2010 endorsed the recommendation made by
Susan Mitchell that an application be made for a permanence order with
Authority to Adopt in respect of all three children. At the same time, the
panel reduced the amount of contact with the birth parents to once monthly (as
opposed to once weekly as it had been) but in May 2010 the sheriff upheld the
appeal by the birth parents and contact resumed on the basis of weekly
supervised sessions.
[49] In June 2010 a recommendation was made for L and B to move placement. This was because it was not possible
for them to remain with CD in the long term and there was no plan for them to
be rehabilitated into the care of their birth parents. There was further
discussion about the frequency of contact. On 21 July the Children's Hearing
decided that L and B's supervision orders should be changed to allow them to
move placement. The frequency of direct contact between the parents and P was
reduced from once weekly to once every two weeks, but contact with L and B
continued to take place once a week. In September 2010 the sheriff confirmed
that decision.
[50] A
Children's Hearing on 4 October 2010 adjusted the supervision orders to allow L
and B to move placement, still on the basis of supervised contact once a week.
L and B moved to live with the petitioners, Mr and Mrs M, at this time.
They have remained with them ever since then.
[51] Direct
contact with L and B was reduced in January or February 2011 to once every two
weeks.
[52] In about
May 2010 the Council applied for a permanence order under section 80 of
the Adoption and Children (Scotland) Act 2007 in respect of each of the
three children, P, L and B, with authority for the child to be adopted.
In respect of L and B, the application was made in the Dunfermline
Sheriff Court as the children were at that time living in Fife. In respect
of P, the proceedings were commenced in Livingston Sheriff Court. In
July 2010 the processes in the three applications were conjoined and
ordered to proceed in the Livingston Sheriff Court. As regards P, the
petitioners indicated that they would not be insisting in their crave for
authority to adopt, due to a combination of P's age and behaviour making it
difficult for them to establish that placement for adoption was likely. The
proof was assigned a 5 day diet in November 2010 but the parties were not
ready to commence then. A date in December was assigned but again had to be
discharged. Eventually 4 days were assigned for March 2011. The proof
did commence then, but took a total of 15 days in court before it was
concluded on 25 October 2011. The sheriff in his judgment makes it clear that
the extended nature of the proceedings was in large part due to illness on the
part of the mother and one of the solicitors, and lack of application and late
attendance on the part of the birth father. On 29 November 2011 the
sheriff granted the application in respect of all three children.
[53] In light of
the sheriff's decision, a final contact visit was organised on 6 January
2012. This was clearly set up as a "farewell" contact visit. Since then neither
L nor B have had any direct contact with their birth parents or with their
brother, P.
[54] After this
farewell contact visit, HR made an application out of time to appeal against
the sheriff's decision. The basis of her appeal was that the sheriff at
Livingston had no jurisdiction in respect of the applications concerning L and
B. Recognising the force of that point, the Council consented to the appeal
being taken out of time and consented to the appeal being allowed. There was
no similar appeal in respect of the sheriff's decision concerning P. That
remains binding.
[55] The result
of that was that the status of L and B reverted to what it had been prior to
the sheriff's decision. They continued to live with their foster carers, Mr
and Mrs M. As petitioners in these proceedings, Mr and Mrs M now
seek an order for the adoption of L and B.
The law: statutory requirements
[56] An adoption
order is an order made by the court vesting in the adopters the parental
responsibilities and parental rights in relation to a child: section 28 of the
2007 Act. The parental responsibilities and parental rights are those set out
in sections 1(1) and 2(1) respectively of the Children (Scotland) Act 1995: see
section 119(1) of the 2007 Act. They are as follows:
"1 Parental responsibilities
(1) Subject to section 3(1)(b) and (3) of this Act, a parent has in relation to his child the responsibility-
(a) to safeguard and promote the child's health, development and welfare;
(b) to provide, in a manner appropriate to the stage of development of the child-
(i) direction;
(ii) guidance,
to the child;
(c) if the child is not living with the parent, to maintain personal relations and direct contact with the child on a regular basis; and
(d) to act as the child's legal representative,
2 Parental
rights
(1) Subject to section 3(1)(b) and (3) of this Act, a parent, in
order to enable him to fulfil his parental responsibilities in relation to his
child, has the right-
(a) to have the child living with him or otherwise to regulate the child's residence;
(b) to control, direct or guide, in a manner appropriate to the stage of development of the child, the child's upbringing;
(c) if the child is not living with him, to maintain personal relations and direct contact with the child on a regular basis; and
(d) to act as the child's legal representative."
The exceptions do not matter for present purposes.
[57] An
application for an adoption order may be made under section 29 or section 30 of
the 2007 Act. Section 30 applies to adoption by one person. The present
application by Mr and Mrs M is made under section 29.
[58] Before an
adoption order may be made, certain pre-adoption requirements have to be
satisfied. They are set out in sections 15 - 17 of the 2007 Act. They include
a requirement that the child's home has been with the person applying for the
adoption order for a period prior to the making of the order - in the case
where the applicant is not a relative, and the child has not been placed with
the applicant by an adoption agency, that period is a period of at least 12
months: section 15(4). The pre-adoption requirements are all satisfied in this
case.
[59] Section14
of the 2007 Act specifies a number of considerations to which regard must be
had in coming to a decision relating to the adoption of a child. The court
must have regard to all the circumstances of the case: section 14(2). It must
regard the need to safeguard and promote the welfare of the child "throughout
the child's life" as the "paramount consideration": section 14(3). And it
must, so far as is reasonably practicable, have regard to a number of other factors:
section 14(4). So far as relevant here, those factors include (a) the value of
a stable family unit in the child's development and (d) the likely effect on
the child "throughout the child's life" of the making of an adoption order. In
addition, it is made clear in section 28 that the court must not make an
adoption order unless it considers that it would be better for the child that
the order be made than not made.
[60] An
essential consideration in the making of an adoption order is that of parental
consent. Section 31 of the 2007 Act provides that an adoption order may not be
made unless one of the five conditions set out in that section is met. The
first of those conditions - the only one of relevance here - relates to
parental consent. Section 31(2) deals with this and provides as follows:
"(2) The first condition is that, in the case of each parent or guardian of the child, the appropriate court is satisfied -
(a) that the parent or guardian understands what the effect of making an adoption order would be and consents to the making of the order ....
or
(b) that the parent's or guardian's consent to the making of the adoption order should be dispensed with on one of the grounds mentioned in the subsection (3)".
In this case, the parents do not consent to the making of the order. Section 31(3) therefore comes into play. This sets out the grounds on which parental consent may be dispensed with. The first two - in section 31(3)(a) and 31(3)(b) - are that the parent is dead, or cannot be found, or is incapable of giving consent. Those do not apply here. The third ground - in section 31(3)(c) - is that either subsection (4) or (5) applies. The fourth ground - in section 31(3)(d) - is that, where neither of those subsections applies:
"(d) The welfare of the child otherwise requires the consent to be dispensed with".
[61] Returning
to the ground in section 31(3)(c), namely that either subsection (4) or subsection
(5) applies, only subsection (4) is relevant here. Subsection (5) deals with
the case where a permanence order has been made - taking away from the parents
their parental responsibilities and rights - without that order including
authority to adopt. That does not apply here and I need not consider that
subsection further. Section 31(4) is an important subsection. It provides, so
far as material, as follows:
"(4) This subsection applies if the parent or guardian -
(a) has parental responsibilities or parental rights in relation to the child other than those mentioned in sections 1(1)(c) and 2(1)(c) of the 1995 Act,
(b) is, in the opinion of the court, unable satisfactorily to -
(i) discharge those responsibilities, or
(ii) exercise those rights, and
(c) is likely to continue to be unable to do so."
The reference in section 31(4) to the 1995 Act is to the Children (Scotland) Act 1995. I have already set out the relevant parts of sections 1 and 2 of that Act which list the parental responsibilities and parental rights. It should, however, be noted that the responsibilities and rights referred to in section 1(1)(c) and 2(1)(c) respectively - viz. maintenance of personal relationships and direct contact - are excluded for the purpose of assessing the abilities of the parents under section 31(4).
[62] Section
31(3) of the 2007 Act lays down a sequential approach to the question of
whether the requirement for the parent's consent to the making of the adoption
order should be dispensed with. Assuming that the parents are alive, can be
found and are capable of giving consent, it requires first a consideration of
what may be called the "inability test" set out in section 31(4). The court has
to make a judgement on the alleged inability of the parents
satisfactorily to discharge their parental responsibilities or exercise their
parental rights. Only if that test is not satisfied, or for some other reason neither
of subsections (4) or (5) applies, does the "welfare test" in section 31(3)(d)
- viz. whether the welfare of the child requires the consent to be
dispensed with - come into play.
[63] At the end
of the hearing, I explained my decision to dispense with the parents' consent
and make the adoption order in respect of the children L and B, by explaining
that I had formed the view that, whether or not the inability test was
satisfied, the welfare of the children clearly required the parents' consent to
be dispensed with. That was, strictly speaking, approaching the matter the wrong
way round, though no adverse consequence flows from dealing with the matter in
that way. But, as I said when giving my decision, I reserved the right, if I
had to write on the matter, to deal in full with the all aspects of the case,
including the inability test. Having been asked to produce a written Opinion, I
propose, consistently with the sequential approach required by section 31(3),
to make my findings on the inability test before moving on to set out my
reasoning in relation to the welfare test.
The "inability test": section 31(3)(c) and (4)
[64] Section 31(4)
only applies when the parents have the parental responsibilities or parental
rights other than those mentioned in sections 1(1)(c) and 2(1)(c) of the 1995
Act: section 31(4)(a). There are two parts to the inability test set out in
section 31(4). The first is whether the parents are unable satisfactorily to
discharge their parental responsibilities or to exercise their parental
rights: section 31(4)(b). The second is whether they are likely to continue
to be unable to do so: section 31(4)(c).
[65] Before
turning to consider the evidence in the case, I should comment on certain
matters which were raised in argument and which are relevant to the proper
application of the inability test.
[66] First, I have already
pointed out that the parental responsibilities and rights in question - i.e.
the responsibilities and rights in respect of which a judgment has to be made
as to the parents' present and future ability to discharge and exercise them satisfactorily
- are those listed in section 1(1)(a), (b) and (d) and section 2(1)(a), (b) and
(d) of the Children (Scotland) Act 1995 (the responsibilities and rights in
section 1(1)(c) and 2(1)(c) being excluded from consideration for these
purposes by the terms of s.31(4)(a)). In summary, the relevant
responsibilities are (a) to safeguard
and promote the child's health, development and welfare, (b)
to provide direction and guidance and (d)
to act as the child's
legal representative; while the relevant rights are (a) to have the child
living with him or otherwise to regulate the child's residence, (b)
to provide control, direction
and guidance and (d) to act as the child's legal
representative. I refer hereafter to the parents' ability satisfactorily to
discharge these parental responsibilities and exercising these parental rights
as their "parenting abilities".
[67] In
many cases, however, indeed in all cases where there are contested adoption
proceedings, the child will not be living with the birth parents at the time
when the question as to their parenting abilities falls to be considered. It
is a pre-adoption requirement that the child's home has been with the person
applying for the adoption order for a period prior to the making of the order.
Where the baby (or child) has been placed with the proposed adopters by an
adoption agency, or where the proposed adopter is a relative of the child, that
period is only thirteen weeks. However, in the present type of case, where the
person applying for the adoption order is not a relative of the child and the
child has not been placed with them by an adoption agency, the child must have
been living with the would-be adopters for at least twelve months. In this
case the children have not lived with their birth parents since February 2009,
a period of over three and a half years. Although during this period the
parents have still had the parental responsibilities and rights set out in
sections 1 and 2 of the 1995 Act - section
3(1)(b) and (3) of the 1995 Act do not apply here - their ability
to discharge and exercise those responsibilities and rights has, since February
2009, been limited by the fact that the children have lived with and been
looked after by others pursuant to the terms of the supervision orders with
conditions of residence with local authority foster carers. The limit on the
parents' ability to discharge their responsibilities or exercise their rights
to and over the children in such circumstances is compounded in a case such as
the present by the fact that the name and address of the present foster carers,
the petitioners, has been withheld from them and there have been no contact
sessions with the children since early January of this year. This is not said
by way of criticism, but it raises the question of how their parenting
abilities are to be assessed when they have not been involved with the children
to any material extent for so long. And what relevance does such an assessment
have, when the realistic alternative to adoption in a case such as this is, or
may be, not rehabilitation with the birth parents but some continuation of the
existing long term foster care arrangements? If the real choice is between
adoption and long term fostering, why should the birth parents' ability or inability
to discharge the parental responsibilities and exercise the parental rights on
the hypothesis of the children being returned to them (which will be difficult
to assess in such circumstances and will ex hypothesi not arise) affect
that choice?
[68] In the course of argument I
asked counsel whether, in cases like this where there has been, and will
continue to be, a limit in practice on the extent of the parents' involvement
in the upbringing of the child, the statutory test was really directed towards an
assessment of their actual parenting abilities (on the assumption that the
children were back living with them) or whether some alternative approach to
the inability test in s.31(3)(c) was to be preferred. One possibility is that
the inability test for dispensing with the parents' consent in that section is
intended to focus on the parents' ability to discharge the responsibilities and
exercise the rights to the limited extent possible in a case where the child is
not living with them. In other words, in a case such as this, to ask whether
the birth parents are unable satisfactorily to play the limited role allowed to
them in the circumstances in
safeguarding and promoting the child's health, development and welfare, in
providing direction and guidance and in acting as the
child's legal representative. The problem with this approach is that that
would mean that the test in section 31(4) would rarely, if ever,
be satisfied; because however incapable the parents were of exercising the full
range of parenting skills, they would usually be able to fulfill the very limited
tasks left to them in such circumstances. Indeed, if that were the correct
approach, the position would be, paradoxically, that the more serious the
parents' inability to parent in the full sense, the more limited the role allowed
to them in a case where the child is living with foster carers, and the more
compelling the case for adoption, the more difficult it would be to satisfy the
test for dispensing with the parents' consent. No counsel supported this
approach, and I do not think that it can be right.
[69] An alternative possibility
is that in these circumstances section 31(4) does not apply at all, so that the
court is thrown back immediately onto the welfare test in section 31(3)(d). In
ANS and another v. ML [2012] UKSC 30, Lord Reed, with whose judgment all members of the court agreed, discussed the ambit of section
31(4) in the context of concluding that section 31(3)(d) had a "relatively
limited scope". He said this in paras.28 and 29:
28. In practice, adoption proceedings will usually be brought without the agreement of a parent in situations where either a permanence order has been made, in which event section 31(5) or section 31(7) will apply, or where parental rights and responsibilities have been suspended by a supervision requirement, in which event a question will arise under section 31(4) as to whether the suspension is likely to be lifted following a review. This practical context reinforces the relatively limited scope of section 31(3)(d), when compared with section 52(1)(b) of the 2002 Act.
29. The provision is nevertheless of practical importance. In particular, it is possible to conceive of cases where a parent may have limited parental responsibilities and rights which he or she is capable of discharging and exercising, and where section 31(4) and (5) will therefore not apply. In Principal Reporter v K [2010] UKSC 56, 2011 SC (UKSC) 91, for example, a parent was granted parental rights and responsibilities only to the extent of becoming a relevant person in the children's referral relating to the child. In NJDB v JEG [2012] UKSC 21 a parent continued to have parental rights and responsibilities, notwithstanding the withdrawal of contact with the child. A parent in those situations does not fall within the scope of section 31(4) or (5), but it is nonetheless possible that his or her consent to the making of an adoption order should be dispensed with, where the welfare of the child so requires. Equally, there may be cases where it is difficult for a court to determine whether a parent who is presently unable to discharge parental responsibilities or exercise parental rights will continue to be unable to do so, at least within the maximum period of time during which, in the child's interests, his or her future can reasonably be left in limbo: if, for example, the parent is a drug addict or alcoholic who is undergoing rehabilitation. In such a case, the test imposed by section 31(4) might not be met, but the welfare of the child could nevertheless require that an adoption order should be made. In that situation, section 31(3)(d) provides a basis upon which the court can properly dispense with parental consent."
In para.28, Lord Reed speaks of the parental rights and parental responsibilities being "suspended" by a supervision requirement. He may have had in mind a supervision requirement with a condition of residence, where day to day care of the children will lie with the foster carers. But even in such cases the birth parents retain the legal rights and responsibilities laid down in the 1995 Act, and would be entitled to be consulted, for example, if a major issue arose concerning the child's health or schooling. As section 3(4) of the 1995 Act makes clear, the birth parents have the parental responsibilities and parental rights even in a case where a supervision requirement is in place, but their power to act pursuant thereto is limited: that subsection provides that they may not act in any way which would be "incompatible with any court order relating to the child or the child's property, or with any supervision requirement made under section 70 of this Act".
[70] If the responsibilities and
rights of the parents were in fact suspended during the time a supervision
requirement (with or without a condition of residence) were in force, it would
follow that section 31(4) could not apply - section 31(4)(a) would not be
satisfied for the period of the suspension - and the court would be thrown back
onto the welfare test in section 31(3)(d). That, as I understand it, was Lord Reed's analysis in para.28 of his judgment. But it may not matter whether the parental
responsibilities and rights are or are not "suspended", because in para.29 of
his judgment Lord Reed applies the same reasoning to a case where a parent has
"limited parental responsibilities and rights which he or she is capable of
discharging or exercising". As an example of this, he cites the case of NJDB
v JEG [2012] UKSC 21, where "a parent continued to have parental rights
and responsibilities, notwithstanding withdrawal of contact with the child." A
parent in that situation, which in my opinion is akin to the situation of the
parents in the present case, "does not fall within the scope of section 31(4)
or (5)"; but it is nonetheless possible that his or her consent to the making
of an adoption order should be dispensed with where the welfare of the child so
requires (i.e. if the welfare test in section 31(3)(d) is satisfied).
[71] In support of his argument
that the inability test in section 31(4) was relevant and required to be
addressed in circumstances, such as the present, where the parents have
parental responsibilities and rights, even though their exercise of them is
limited by the supervision requirement and condition of residence with foster
carers, Mr Leighton pointed to Lord Reed's remark in para.29 in the
following passage (which comes immediately after that which I have just
considered):
"Equally, there may be cases where it is difficult for a court to determine whether a parent who is presently unable to discharge parental responsibilities or exercise parental rights will continue to be unable to do so, at least within the maximum period of time during which, in the child's interests, his or her future can reasonably be left in limbo: if, for example, the parent is a drug addict or alcoholic who is undergoing rehabilitation. In such a case, the test imposed by section 31(4) might not be met, but the welfare of the child could nevertheless require that an adoption order should be made. In that situation, section 31(3)(d) provides a basis upon which the court can properly dispense with parental consent."
Mr Leighton submitted that Lord Reed was there saying that the test in section 31(4) might not be met, not because section 31(4) did not apply in principle, but because of the difficulty in demonstrating that the parents will continue to be unable to discharge the responsibilities or exercise the rights. In other words, so Mr Leighton argued, Lord Reed was there saying that the section 31(4) test remains relevant - i.e. that the condition in section 31(4)(a) is satisfied - and an assessment of the parents' parenting abilities has to be made. That is correct as far as it goes. Where I part company with Mr Leighton's argument is that I do not think that, in that passage, Lord Reed is still dealing with the situation of a parent who has not for some time had the child living at home. He has moved on to suggest another situation in which the court might conclude that section 31(4) does not apply; and would therefore be required to consider the welfare test in section 31(3)(d). That other circumstance is where the parent's parenting abilities can be assessed, presumably because he or she has until recently had the care of the child, and although he or she is shown to be unable at the moment, it cannot necessarily be concluded that that inability will continue. I do not think, therefore, that this passage supports Mr Leighton's argument.
[72] It seems to me that in a
case where the discharge by the parents of their parental responsibilities and
the exercise by them of their parental rights is curtailed, as it is here, by a
supervision requirement and a condition of residence, then, whether or not it can
properly be said that the parental responsibilities and parental rights are in
those circumstances "suspended", section 31(4) will not apply. I recognise
that this conclusion is not consistent with the arguments advanced by all
parties at the hearing, but I consider that it is a conclusion to which I am
driven by the careful analysis of the 2007 Act in the judgment of Lord Reed in ANS v ML. It is true that the issue in that case was whether section
31(3)(d) of the Act was ECHR compliant and therefore within the legislative
competence of the Scottish Parliament. It might therefore be argued that a
discussion of the circumstances in which section 31(4) might or might not apply
was obiter. That would, to my mind, be to take too narrow a view of the
analysis in the judgment, which involved as part of its reasoning a
consideration of how limited or otherwise was the likely scope of section
31(3)(d); the discussion of section 31(4) was an essential part of that
consideration.
[73] That does not mean that the
court can or should avoid enquiring into the parents' parenting abilities in
such a case. As Lord Reed notes in para.28 of his judgment, that question,
particularly as regards the likely future ability of the parents to discharge
the responsibilities or exercise the rights, may be relevant at a number of
stages. It is plainly relevant to the question whether there is a realistic
possibility of the supervision requirement being lifted in the future, which in
turn goes inter alia to the question of what is the likely alternative
to adoption if the petition were to be refused. So both for that reason, and
also because I should make the necessary findings on the evidence in case the
matter is taken further, I shall consider and set out my conclusions on the
inability test in section 31(4).
[74] To do that requires some
suspension of disbelief. The children have not lived with their parents for
over three and a half years. Nor is there any immediate prospect of them doing
so in the short term, whatever decision I reach on this application to adopt.
But if the exercise is to be carried out sensibly, it must, to my mind, involve
an assessment of how the parents would cope if the present constraints which
prevent them discharging the full range of responsibilities and exercising the
full range of rights were to be removed. In my opinion, the proper approach is
for the court to assess the parents' parenting abilities by assuming that the
child will return to live with the birth parents; and asking whether, in such
circumstances, the parents can satisfactorily discharge their parental
responsibilities and exercise their parental rights. But it is stretching it
too far to ask whether they could do this from day one. I agree with Sheriff
Ross in D, Petitioner 2012 SLT (ShCt) 73 at
paragraph [30], where he pointed out that in answering the question the
court will have to assume a period of rehabilitation. It will also have to
assume that an appropriate level of support will be offered to the parents. I
deal with this in the next paragraph.
[75] The second
matter requiring comment is this. It was pointed out both in evidence and in
submissions that, in this case, even if the adoption order is not made, the
local authority does not intend to take any further steps towards
rehabilitation. That may or may not be the case, but in my opinion the court cannot
as a matter of law allow that to effect its decision unless it were established
on the evidence that no amount of assistance would achieve such an improvement in
the parenting ability of the parents as would enable rehabilitation to be
considered. To this extent it may be that I differ from Sheriff Ross in D,
Petitioner at para.[45] in the weight I attach to an indication by the
local authority of its intention, albeit he mentions the point only in the
context of the welfare test. The decision in Saviny v Ukraine
[2010] 51 EHRR 33 makes it clear that if the parents' inability to parent
could be overcome by targeted assistance, the state cannot withhold that assistance
and then rely on the continuing inability to parent as a ground for removal of
the children: see in particular at paragraph 57.
[76] Third, the
inability test refers to the parent being unable satisfactorily to discharge
"those responsibilities" or exercise "those rights". It does not in terms
cover a case where the parent can discharge some of the responsibilities or
exercise some of the rights, but not others. It seems to me, consistently with
Mr Leighton's submission, that on this issue the court is required to take
a broad view and to ask whether, looking at the matter in the round, it has
been established that the parent is unable satisfactorily to discharge that
package of duties and to exercise that package of rights. It should not
conclude that the inability test is not satisfied simply because the parent can
discharge one of the duties or exercise one of the rights.
[77] Fourth, it
is important to note that the question is whether the parent is unable satisfactorily
to discharge the parental responsibilities or exercise the parental rights.
The word "satisfactorily" is important here. The question is not whether the
parent can physically discharge the responsibilities or exercise the rights.
It is whether he or she can do so satisfactorily. A parent may have many
strengths, and may be able to go through the motions of discharging the
responsibilities and exercising the rights, but the question is a qualitative
one, namely: is the parent unable satisfactorily to discharge the
responsibilities or exercise the rights. The test of what is satisfactory
must, in my view, be focused on whether the parent can discharge those
responsibilities or exercise those rights satisfactorily in the best interests
of the child.
[78] Fifth, the
making of an adoption order engages the right to respect for family life
enshrined in Article 8 of the European Convention for the Protection of Human
Rights and Fundamental Freedoms. But, as was emphasised in the judgment of Lord Reed in ANS v ML at para.33, it did not require the Convention to teach us
that the making of an adoption order breaking the bond between the child and
the natural parents is a very serious interference by the state in family
relationships which the court will not lightly authorise. It follows that the
test to be satisfied before an adoption order can be made is one of necessity:
c.f. section 31(3)(d) and ANS v ML at paras.34 and 46. Because
the test is so high, the court must proceed on the basis of cogent evidence,
not mere assertion, and must be astute to be satisfied that there is a
"sufficient evidentiary basis" to support the conclusion of the domestic
authorities put forward in support of the application: Saviny v Ukraine
(2010) 51 EHRR 33 at para.51.
[79] Sixth, in a
case where both parents oppose adoption and remain together as a unit, the
court will have to consider the question of their ability or otherwise to
discharge the parental responsibilities or exercise the parental rights by
looking at their ability as a couple. However, in a case such as the present,
where it is said by each of the parents that they are no longer living together
and do not intend to resume cohabitation, the court will have to make an
assessment of whether that statement of intent is to be relied upon. Depending
on the conclusion it reaches on this point, the question of inability to
discharge the responsibilities or exercise the rights may have to be addressed
both (a) by reference to the mother and father living together as a couple and
also (b) by reference to each of them living without the other and attempting
to discharge the responsibilities or exercise the rights alone.
[80] The seventh
and last matter requiring comment at this stage is in relation to the second
part of the inability test set out in section 31(4)(c). This requires an
assessment of whether the inability satisfactorily to discharge the parental responsibilities
or to exercise the parental rights is likely to continue. There is no specific
end date specified in the legislation. It is clear, however, that the
responsibilities and rights are responsibilities and rights of the parents
during the childhood of the child. Accordingly, in assessing the likely
parenting abilities of the parents in the future, the court should not have to
look beyond that point. But in many cases the scope of the enquiry may be much
shorter. In ANS v ML at para.29, in a passage cited above, Lord Reed referred to cases where the parents might presently be unable to discharge parenting
responsibilities or exercise parental rights. The difficulty might be in
showing that this inability is likely to continue
"... at least within the maximum period of time during which, in the child's interests, his or her future can reasonably be left in limbo ..."
This recognises that a child needs stability. Section 14(4)(a) of the 2007 Act specifically requires the court to have particular regard to this factor, as well as certain others. There will come a point where the best interests of the child are best served by a decision being made one way or another, a decision which will bring an end to a potentially damaging period of uncertainty. This is what Lord Reed is referring to in that passage. To my mind it would not be right to extend to the whole of the child's childhood the period in which a parent who presently does not have the necessary parenting abilities can ask the court to hold off from making a final decision about the possibility of improvement.
The "inability test"
- evidence and discussion
[81] Various
social work records, reports, minutes and notes of meetings and contact
sessions were lodged as productions. Many of these were spoken to by witnesses.
I do not propose to refer to all of them. Further, in addition to Susan
Mitchell, Laura Mitchell and Donna Williams who gave oral evidence, as
mentioned above, I received evidence from a number of social workers and others
in the form of affidavits in terms of rule of court 67.5. This was
necessary to prevent the case stretching beyond the already lengthy time
allotted to it. The most significant affidavit evidence was, perhaps, that of
Alison Whiteley, a Senior Practitioner at Barnardo's Scotland, to whom (as I
have already mentioned) the case was referred by the local authority in
April 2009 for a comprehensive risk assessment of HR and MR following the
removal of the children from their care in February 2009. She completed a
report dated 14 October 2009 to which I shall make reference. In addition, I
heard oral evidence from Mr and Mrs M, the petitioners, and from CD, the
children's previous foster carer. Both respondents, who were separately
represented, gave oral evidence and, in addition, the first respondent, HR,
adduced expert evidence from Dr Anna Robinson, who has had a lifetime (so far)
of work with children, both as a social worker, as a project leader of various
child related projects, as a lecturer, and in a number of other roles. As I
understood it she is currently co-ordinator of Protection through Partnership,
a body concerned with preventing suicide in looked-after children. This brief
summary fails to do justice to her vast experience and expertise. She was an
impressive witness whose evidence I found particularly helpful.
[82] It is
convenient to start with the risk assessment prepared by Ms Whiteley of
Barnardo's. Ms Whiteley did not give evidence orally but there was an
affidavit sworn by her which spoke to the assessment. Her main role at
Barnardo's was to undertake parenting risk assessments on behalf of local
authorities. Such assessments are generally requested at the point where
children have been removed from their parents and there is a need to ascertain
whether they could safely be returned home. Ms Whiteley explained that her
first involvement with the family was by way of a referral made by Laura
Mitchell on behalf of the local authority in April 2009. She was
requested to carry out a comprehensive risk assessment of the birth parents
following the removal of the children from their care in February 2009.
She explained that although such assessments by Barnardo's were independent,
they obviously liaised with other agencies involved. Her understanding when
agreeing to accept the assignment was that there had been ongoing concerns
about the parents' care of the children for a number of years. Her task was to
undertake a risk assessment
"... to ascertain, as part of a multi-agency assessment, whether Mr and Mrs [R] would be able to provide consistent good enough care if the children were to be returned to them".
She met Mr and Mrs R and explained the purposes of the assessment and what it would entail - it would require 10-12 individual sessions with each parent and 4-5 joint sessions with them both, as well as observations of each of them with the children. At that time HR and MR were separated. Ms Whiteley understood that they had had a history of separations and reconciliations and it was decided that they would need to do some joint work (i.e. work with the two of them together) in case they were to reconcile once again.
[83] The purpose
of the assessment, according to Ms Whiteley, was to look at the understanding
by HR and MR of the risks which led to the children being on the Child
Protection Register and ultimately being removed from their care. It was
therefore necessary to assess their ability to reflect on those risks and their
understanding of what would need to change. In addition, a large part of the
assessment was to look at the parents' understanding of the children's health,
physical and emotional needs both now, in the past and in the future, and their
ability to reflect on the extent to which they were failing to meet their
children's needs prior to them being removed. There was also a need to speak
to the parents about their own history and experience of being parented, in
order to give them the opportunity to reflect on how those experiences impacted
on the choices that were to be made regarding the care provided to their own
children. Ms Whiteley said that this work was undertaken with HR, but not with
MR, because by then his involvement had come to an end. For the same reason,
namely because MR's involvement had come to an end, the planned observations of
the parents with the children ended up being an observation only of HR, and not
of MR.
[84] Ms Whiteley
said that HR was very committed to the assessment, attending 12 out of the 14
individual sessions. She was generally on time. Ms Whiteley's assessment
was that HR was not always honest in what she was telling her. She would deny
things and then concede them when confronted with the truth. This applied, for
example, to the question whether the children witnessed arguments between HR
and MR. HR said they never witnessed such arguments, but MR said that these
arguments would generally take place at dinner time when he returned from the
pub, and that the children were generally present.
[85] There was a
review on 1 July 2009. At this time MR pulled out of the assessment. He
explained that he did not feel able to pursue the care of the children due to
his increased alcohol use at the time.
[86] Ms Whiteley
remembered that HR was very clear that she would not reconcile with MR. After
acknowledging that the children had in fact been witness to some of the
arguments, HR had stated that the children would suffer if she and MR got back
together, since the arguments became aggressive on occasion due to MR's alcohol
use. On 2 September 2009 Ms Whiteley asked HR when she had last seen MR, and
HR replied that it had been a long time ago, apart from one occasion when she had
bumped into him by mistake. However, Laura Mitchell told her that HR and MR
had both been together the day before at his accommodation, appearing to be
under the influence of alcohol. When confronted with this, HR first denied it;
she later admitted it, but said that it was nothing to do with
Ms Whiteley. Ms Whiteley was concerned that this resumption of the
relationship would be bad for the children. She said that this dishonesty on
HR's part was a recurring theme, making it difficult to rely upon anything she
said during the assessment process.
[87] Ms
Whiteley's assessment of both parents was that HR appeared to be quite obsessed
about her health at the time, and her need to blame MR for the children's needs
not being met. MR on the other hand, although appearing to be more honest
about his problems, was struggling to control his alcohol use.
[88] Ms Whiteley
formed the view that if the children were to be returned at any point in the
future they would need a high level of help from professionals. But she had
concerns about the ability of HR and MR to work with professionals - in the
past they had shown an inability to work with them and there was no evidence to
suggest that this had changed in any way. The relationship between HR and MR
was a problem in this regard, So far as HR was concerned, Ms Whiteley thought
that she appeared to have a general understanding of the children's needs, but
she struggled consistently to meet the more subtle needs of the children or the
needs of more than one child simultaneously. She would respond to an obvious
need, but if the child was not voicing his or her concern he or she would
generally be overlooked. She could not read the children's "small cues". She
would not necessarily be able to respond if a child was looking upset and sad,
though without saying anything. She would tend to devote her attention to the
child who was shouting the loudest. She would, according to Ms Whiteley,
misread how the children had been during a contact session, thinking a child
looked very happy when, in Ms Whiteley's opinion, that was not the case.
Ms Whiteley would prompt her but she struggled.
[89] Ms Whiteley
talked of HR's inability to accept that she was struggling to meet the
children's initial needs. Her understanding was that prior to their removal
from the care of their birth parents the children were being under-stimulated.
It was important that the children's emotional needs were met, otherwise they
quickly learn to have to fend for themselves. That, as Ms Whiteley
observed, is the essence of neglect. Ms Whiteley described the lack of
attachment and emotional connection in this way in paragraph 27 of her
affidavit:
"I told [HR] about attachment and how it is needed between people in order to develop trust. I advised how important that is in order to enable the children to feel safe, explaining their need to be able to trust that their needs will be met. I talked to her about trust and empathy and why she needed to consistently be there and respond to them so that they could learn to trust her. They require consistency in their life to build trust. She struggled with this concept, often responding inconsistently and appearing to struggle with empathy. She presented as being quite robotic in her response to the children, not knowing how to respond when something out of the ordinary happened. When [HR] was tidying the room after one observation, [B] turned to shout goodbye as she left. [HR] shouted goodbye back, but didn't even turn around to acknowledge [B]. She really seemed to have a lack of natural empathy. There was another example whereby [B] fell over and [HR] struggled to appropriately emotionally respond to her. This lack of response appeared to have been triggered by the fact that [B] only appeared a little upset - more subtle than her general style of seeking attention. Rather than attending to her daughter's need for comfort, [HR] shouted over to [B] to come to her for a cuddle. [HR] then promptly turned her back on [B] and continued to tidy up the playroom. [B] did come over to her Mum, and stood behind her, but at no point did [HR] stop what she was doing and give [B] the cuddle she wanted, or that [HR] said that she would give. There were many examples whereby [HR} couldn't read the cues and the signs of the children, appearing to have difficulty in reading emotions".
Ms Whiteley concluded that HR had been given numerous opportunities to accept help and guidance regarding the care of her children but she appeared to be unwilling to accept it, even though that there was no evidence to suggest that she herself had the knowledge and understanding to make the changes without such help.
[90] The Risk
Assessment prepared by Ms Whiteley repeated much of this account. The
report noted that HR had moved from her primary school due to learning
difficulties, though it was not specific as to whether her learning
difficulties required special help in secondary education. This was a point on
which the report was criticised, HR's evidence being that she suffered from
learning difficulties throughout her schooldays. In a section of the report
headed "Assessment and Analysis", there was a detailed account of the arguments
between HR and MR, involving MR drinking to excess and arguments taking place
in front of the children. The concern expressed in Ms Whiteley's affidavit
about HR not being honest about the continuation of their relationship despite
them outwardly having separated was noted in some detail in their report. This
was a real concern for Ms Whiteley because of her perception that if HR
and MR resumed their relationship the children would suffer from the disruptive
and discordant home life described in the report. But HR's perceived
dishonesty about the state of the relationship caused concern about all other
aspects of the assessment.
[91] I do not
propose to set out in detail all the matters narrated in the Risk Assessment.
These covered topics such as the children's "significant development delay",
thought to have been caused through under-stimulation and basic care needs not
being met. Ms Whiteley highlighted what she understood to have been a
significant change observed in the children's development since their removal
from her care, a change which HR denied but which MR claimed to observe. In
addition to the concerns about emotional neglect, and an inability to recognise
and respond to the more subtle emotional needs of the children, there were
concerns about how HR was dealing with the children's physical and health
needs. The children often appeared to be hungry. There were areas in relation
to play, discipline and supervision where HR felt in retrospect that she could
have managed better, a comment which was negative in its assessment to the past
but was positive in that HR appeared to recognise her previous failings.
[92] The
sessions in which Ms Whiteley observed HR with the children were dealt with in
a section headed "Observations". Again, many of the points made in this
section are the same as those made in Ms Whiteley's affidavit. There were
a number of positives. Taking them in a very summary form, there was praise
for HR being always well planned for her session, arriving early to set up the
room with various activities and on occasion bringing arts and crafts or games
with her. There was praise too for HR being confident in certain areas of
childcare, such as greeting the children with a warm hug and praising the
children when they produced something nice or did something helpful or kind.
HR was keen to highlight the fact that she had changed, so as to address the
concerns relating to some of her past parenting. It was noted that she made a
point of providing "excellent supervision of the children", checking on them
regularly, responding to negative behaviour and so on. She was also proactive
in trying to encourage positive play and interaction between all three of the
children. When B, being the youngest, had a tantrum or became obviously upset,
HR was quick to respond and generally managed to soothe or pacify her.
[93] After these
positive observations, there is then this passage in the Risk Assessment:
"In many respects therefore [HR] presented as being confident in meeting a number of the children's needs. It became apparent however that these were mainly in relation to 'obvious' situations, and that there were in fact a number of gaps in [HR's] parenting, particularly in relation to the meeting of her children's emotional needs".
The Risk Assessment went on to repeat the points referred to earlier, such as the fact that HR was better able to reciprocate the children's approaches when their needs were obvious - she continued to be less able to pick up the more subtle indications of need and therefore could often overlook that need for a significant period. An example was given of HR chatting to P. B arrived and required to be picked up. HR apparently diverted her attention to B and "forgot" about P for a while.
[94] There was
also a concern that HR too often relied upon the professional judgment of
others and was unable to respond naturally without such judgment. This
criticism was illustrated by a passage which I should quote. After referring
to a session in which P had apparently been overlooked and, as a result,
appeared sad and somewhat excluded, Ms Whiteley asked HR to describe how P
had been feeling throughout the session and she said that he had "looked
happy". Ms Whiteley continues:
"I disagreed with this view, highlighting that I thought he had presented as looking particularly sad and lonely for much of the session. [HR] appeared confused by this, and struggled to identify any occasion during the hour when he had presented in such a way. When I highlighted my concern that [P] is at risk of feeling left out and unattended to, [HR] immediately stated that she has been criticised in the past for spending too much time with [P], to the detriment of the other two children, and that she had therefore been trying to spend less individual time with him. This raises concerns about [HR's] over-reliance on professional judgment and the extent and manner in which she responds to their requests. It would appear that [HR] has simply tried to reduce her time with [P] without attempting to make her own sound judgment regarding how to also meet his emotional needs".
This passage came in for a certain amount of criticism during the course of the evidence, and I have to say that I am sympathetic to that criticism. It is, I think, obvious that any parent being supervised in contact with a child, in circumstances where their parenting ability is being assessed and where there is a concern that if the assessment is negative the child will not be returned to live with her, will be under stress. Her natural reactions will be constrained by her efforts to understand what is required of her by the person doing the assessment. I do not find it at all surprising that in that situation a parent might suppress her natural tendency to do one thing, thinking that she is expected to do the other, and then become confused when she is criticised for that. To my mind this particular criticism fails to give proper account to the difficulties experienced by the parent in those circumstances.
[95] However, I
do not think that this criticism applies with such force to the other points
made in the Risk Assessment. On a number of occasions HR was seen to respond
to whoever was "shouting the loudest" regardless of whose need was in fact
greatest, and appeared to be unaware of the children's "more subtle cues". In light
of the previous remarks about the children's emotional needs going unmet, this
was of understandable concern.
[96] Ms Whiteley
concludes that section of the report in this way:
"In conclusion of the observations I made, it would appear that whilst [HR] was more than capable of carrying out the main tasks of a contact, and respond to her children's more obvious cues and emotions, she consistently 'misread' their more subtle interactions or indeed completely failed to see of their emotional needs. It would appear that [HR] is trying to specifically respond to each concern highlighted by the professionals involved, but by doing so has highlighted a gap in her own capacity to naturally respond to her children or make judgements about how best to meet their needs. This is of significant concern given the past risks in relation to unmet emotional needs of [the three children]".
In a section entitled "Summary of Risk Factors" Ms Whiteley referred to HR's lack of truthfulness, the risks to the children of her relationship with MR, her struggle to reflect fully on the concerns regarding her past parenting, particularly in relation to the emotional needs of the children, her inability sufficiently to meet the needs of all three children simultaneously, and her struggle to recognise the more subtle needs and emotions of her children. The "Conclusion" was that there was insufficient evidence that HR would be able to meet the needs of her three children consistently. The three children had suffered neglectful care in the past, and Ms Whiteley believed that, if they were to return to their mother's care, all three children could be put at risk once again.
[97] Ms
Whiteley's Risk Assessment was, correctly in my view, regarded as the report
which set the tone for the decisions made subsequently about the care of the
children. It was, as I understand it, this Assessment that caused the social
workers to consider that the best course was to apply for permanence orders in
respect of all three children. In cross examination of various witnesses the
point was made, particularly on behalf of the first respondent, HR, that the
report was unduly negative. It was pointed out that in the section headed
"Observations" there were a lot of positives. This is plainly correct, but on
most occasions the cross examination fell short of recognising that after
discussion of the positives the Risk Assessment went on to say: "However, ...",
and then listed a number of significant negatives (see para.[93] above).
[98] The main
criticism of Ms Whiteley's Risk Assessment came in the evidence of Dr Robinson.
She described the assessment process as "disappointing". If it had a
theoretical framework, that was not apparent. It was less an assessment than a
narrative. Further, Ms Whiteley had said that she had not read all the records;
without doing that, in Dr Robinson's opinion, a valid assessment could not be
carried out. She pointed to a number of passages in the report which, in her
view, were lacking in balance and proportion. In particular, she thought that
the report appeared to be "preoccupied" with the question of HR's honesty,
focusing on an issue about whether HR had or had not been with MR at a time when
she claimed to be separated from him. In her oral evidence, Dr Robinson
explained that it was naïve to assume that someone under pressure and in danger
of losing their children would be honest on every topic. People lied to
survive. Lying on one matter does not necessarily mean that the person is
lying on everything. To my mind there is great force in this. Similarly, in
considering the assessment made of HR in the contact sessions, she thought that
the report under-estimated the difficulties of a parent being under
observation. That too is a fair point. Nonetheless, Dr Robinson did not say
that she thought that the Risk Assessment was necessarily wrong. It might in
fact be right. Although some of the incidents recounted did not in themselves appear
to be strong evidence of HR's inability to provide the children with emotional
support, she was quite prepared to accept that Ms Whiteley was there and in a
position to make an assessment, and she was not. The Risk Assessment, she
said, contained a "truncated description of things we are not party to" and any
criticism of it had to take account of that.
[99] Her main
criticism, however, of the Risk Assessment was not so much about its judgements
on HR's parenting ability - she was more concerned about its failure to ask
"why?" and, from that, to seek to find out what, if anything, could be done.
The Risk Assessment was deficient in three particular areas. First, it took no
account of the fact that in her relationship with MR, HR was clearly the victim
of domestic abuse. That was bound to affect her parenting ability and required
there to be intervention focused on that issue. Secondly, the Risk Assessment
failed to give any clear assessment of the effect on HR of her learning
disabilities. There were considerable efforts to help and support her and to
provide services, but social workers were often disappointed by her apparent
inability to organise her home and respond appropriately to the children. Her
learning disability might well have contributed to her deficiencies in these
respects but it does not appear to have been analysed in that way, nor was the support
given to her targeted on her learning disability. The third point related to
MR's mental ill-health for much of the children's early years, which seemed to
manifest itself in extreme bouts of anxiety and sometimes aggression. The
potentially serious impact of his mental ill-health both on himself and also on
HR was not taken into account in the report. The family situation was complex
and there was no clear diagnosis of either parent's condition. Such a comprehensive
assessment might have enabled some, if not a complete, clarification of the
challenges facing the parents and the likely impact on the children, and how
this could have been addressed.
[100] Dr Robinson
went on to point out that throughout the records there were glimpses of HR's
capacity to parent her children and care for them physically. There was no
doubt that she loved her children but her relationship with MR had strained her
parenting ability and undermined her confidence, rendering the help which she
was given less effective. It had not really been established how best to help
her parent the children.
[101] Dr
Robinson's conclusion was to this effect. HR was to a significant degree a single
parent, but at the same time she was engaged in conflict and distress in her
marriage. While one could ask why she kept going back to MR, or allowing him
to return, it is a feature of domestic abuse that abused women often believe
they cannot function without their partner. It was not clear why HR was not
involved much sooner with Women's Aid. However, whatever the circumstances, these
matters clearly had a detrimental impact on the children. While the effects of
parental and mental ill-health are still not fully understood, current research
is identifying the harm which can be done to children as they are growing and
developing. In her final paragraph Dr Robinson said this:
"[HR] states that she has finally separated from her husband and has moved to stay with a good friend in Edinburgh. She has worked with Women's Aid and now feels she is much stronger and able to cope. There would need to be a comprehensive assessment of her and her circumstances before there could be consideration of her children being returned to her".
[102] I explored
with Dr Robinson what would be involved in such a comprehensive assessment.
The assessment would have to be of whether HR now had the capability to parent
her children. That would involve an assessment of HR, involving both a
psychological assessment as well as an assessment of her ability to look after the
children through from childhood to adult life. That would be an assessment of
her without the children. That would be Stage 1 of the process. If that
assessment at Stage 1 yielded a negative answer, then nothing further could
be done. If, on the other hand, it yielded a positive answer, that would then
lead to a second stage, Stage 2, which would involve contact sessions with the
children. Stage 2 could not be contemplated unless Stage 1 had been completed
satisfactorily. As I understood her evidence, each of those stages would take
months, perhaps about six months each. But before Stage 1 could even be
begun, HR would need support to get her to a position where she was ready to be
assessed. Such support would necessarily require the issues of learning
disability and domestic abuse to be addressed. This would add another few
months. Although Dr Robinson was not precise as to timing, and understandably
so, I formed the impression from her evidence, that if this exercise was to be
undertaken one would really be looking at a period of 18 months or so
before one would know whether or not the current assessment of HR's inability
to parent satisfactorily would be reversed. I put it that way because I did
not understand Dr Robinson to be suggesting that as things stood the
conclusions drawn in the various social work reports and in the Risk Assessment
by Ms Whiteley were unfair as an assessment of her present parenting
abilities. The issues of learning disability and domestic abuse would need to
be addressed before there could be an assessment to see whether or not
addressing those problems had resulted in her becoming able to parent the
children satisfactorily. Dr Robinson emphasised that she was not advocating
that there should be such an assessment, nor was she saying there should not.
The final paragraph of her report had simply said that there would need to be a
comprehensive assessment "before there could be consideration of her children
being returned to her". But, as she herself volunteered, such an assessment,
at least at Stage 2, was fraught with danger. The children had been
living away from HR since February 2009, more than three and a half years ago.
If they were returned to their parents, or one of them, after Stages 1 and 2,
that would be after a break of about 5 years. Furthermore, after the Sheriff
Court decision on the permanence order, there had been a "farewell" contact
session in early January 2012 at which the children had said goodbye to HR and
MR. That had brought some finality which would be upset by any attempt at
rehabilitation. There had been no direct contact since then. Even to
contemplate returning the children to one or both of their natural parents was
something which should only be done after careful consideration of the possible
dangers if it went wrong. An assessment had to be made of the risk of failure
at Stage 2 (the contact session), when the children would be put in a position
of meeting their birth parents again some two years or so after the farewell
meeting (raising possible concerns in their minds about what was happening and
whether their foster carers were now rejecting them); and also, if the Stage 2
assessment was successful, after the children were returned to their mother, where
there would inevitably be a risk that the return to their birth parents would prove
to be unsuccessful, and they would be made the subject of a further supervision
order with conditions of residence with foster carers.
[103] I come back
to consider these matters later, but at this stage I should simply say this.
For all the criticisms made of the assessment report prepared by
Ms Whiteley, and inferentially of the other social work assessments, the
prospect of embarking on a course which, if not completely successful, would
lead to the potentially disastrous situation for the children spelt out above,
is not one which the court should lightly countenance. The welfare of the
children is paramount, and there comes a point when the position of the
children can no longer be allowed to remain in limbo, and when decisions have
to be made, albeit imperfectly, in the children's best interests.
[104] As I have
already said, I heard evidence from a number of the social workers involved in
the case, particularly Laura Mitchell and Susan Mitchell. I have indicated
that they were impressive and reliable witnesses. Much of their evidence
confirmed the background facts set out earlier and the assessment that the
parents were unable satisfactorily to discharge the parental responsibilities
or exercise the parental rights. Their evidence in different ways supported
the analysis in Ms Whiteley's Risk Assessment; but it deals in some instances
with the position before the children were removed from the parents in February
2009 and also takes matters on beyond October 2009, the date of the Risk
Assessment.
[105] Laura
Mitchell was allocated the case in September 2006, just after L was born. She
explained that there had been concerns since 2005 about P's safety and the
parenting being afforded to him. There were concerns regarding the birth
parent's relationship due to threats of violence, separations and
reconciliations and police involvement. L was born in August 2006 and was the
subject of a pre-birth registration. This, she said, increased the stress upon
the parent's relationship because MR had not wanted another child so soon.
There were concerns regarding safety in the home and the levels of hygiene in
the home environment. There was also no evidence of any stimuli to encourage
the children to develop a sense of curiosity through play or external
interaction. She described difficulties around the home and between the
children, particularly as regards P's aggressive behaviour towards L and, later,
B. B was placed on the Child Protection Register before she was born. Laura
Mitchell carried out weekly visits to the family, and often more than that,
along with colleagues and other professionals from different agencies. She saw
food remnants lying around the house, dirty feeding bottles, soiled nappies,
empty lager cans, exposed electrical cables and multiple bags of washing. She
observed numerous occasions of P being in a distressed state, L playing
independently with no supervision and B lying on the floor, left for long
periods of time in soiled nappies. She explained how there had been a
comprehensive package of support in place since October 2005 and how, at the
point of each child's birth, there was support from social work, children's
centre staff, Sure Start, Outreach, health visitors and mellow parenting
staff. Other support was offered too. HR and MR appeared to participate
actively - though not, in her view, co-operatively - in the working
relationships and care plans. In April 2008 it was decided that a referral
should be made to the Reporter to the Children's Hearing. In her view there
was no evidence of the parent's capacity to change, nor of any sustained
progress. Concerns were growing for the children's health and development. The
children were referred to a permanency panel towards the end of 2009. The case
was transferred to Susan Mitchell and she had no further involvement. However,
she did give an account of the relationship between HR and MR. She said that
the relationship was stable at the beginning of her involvement when they had
only one child. However, MR became pre-occupied with his own mental state,
turning to drugs and alcohol misuse. He would present at hospitals claiming he
had mental health problems and that he wanted to be admitted. In the end he
was barred from A&E. He had no recognised diagnosis. He would leave HR
and the children in the car park for hours while he went to the hospital. He
turned from drugs to alcohol, and turned to offences such as shoplifting as a
means of getting alcohol. There were cans of beer all over the house. This clearly
had an impact on the relationship between him and HR. MR would often be drunk
and HR would feel threatened, but when charges were brought against him she
would drop them.
[106] Laura
Mitchell said that a massive improvement was noted once the children were
accommodated. The parents noticed this. HR, she said, "grudgingly noticed the
progress" the children were making. MR "couldn't believe it was the same
children". Their speech and language improved; and their growth was monitored,
as well as their general well being and presentation. Their eyes and skin were
brighter, they were clean, they were happy, smiling and responding to
stimulus. The improvements were massive.
[107] Laura
Mitchell described the contact sessions up until the time she left in December
2009/January 2010. The contact was initially three times a week with HR and
once a week with MR. MR withdrew from the contact not longer after it began;
but HR continued, and the children were pleased to see her though not anxious
when they separated. Her impression was that the children saw contact as a
treat because it involved playing with toys and getting lunch rather than
because of any bond with HR. Staff at the children's centre where the contact
took place thought that HR was not able to interact with them and guide them.
She found it difficult to balance her attention and needs with all of them.
[108] Susan
Mitchell took over from Laura Mitchell in about March 2010. She had
already met Mr and Mrs R, since she had been the allocated social worker
for M Jnr from January 2007 until December 2009. She gave evidence that
M Jnr experienced significant neglect and stability during his early
years. He suffered from health problems and was developmentally delayed. MR
agreed to M Jnr being accommodated with local authority foster carers in
2006 for a period of assessment, since there was evidence that his basic care
needs were not being met. After being accommodated, M Jnr's health problems
significantly improved and he made progress in all areas of his development.
[109] When Susan
Mitchell became the allocated social worker for L and B, she was given
information from the social workers and other professionals who had been
involved up to that point. This information was the basis for much of the
narrative of the background facts in her Social Background Reports referred to
above. She commented that P appeared to suffer significantly from
developmental delay. When first accommodated with his foster carer, he did not
know how to play and would sit on the floor in a corner and rock. His speech
and language were delayed by over two years. He was wary of people, quiet
and withdrawn. He often experienced constipation and soiled himself. There
appeared to be no medical explanation for this and it was more likely due to
poor diet and the emotional impact of his early care experiences. Susan
Mitchell said that there was also concern about L and B's needs being met.
There were reports of lack of supervision and of neglect. She too described
the various supports from the social work and other agencies which had been
made available to Mr and Mrs R. She confirmed what Laura Mitchell had said
about the state of the home environment. The standards of hygiene, she said,
only improved in response to visiting social workers who insisted that
improvements needed to be made. When improvements were made, they were not
sustained.
[110] Prior to her
involvement in early 2010, the permanency panel had made a recommendation that
L and B were in need of permanent care and that the most appropriate outcome
would be adoption, as this would provide the best security. It was Susan
Mitchell's responsibility to progress this recommendation and seek advice from
the children's hearing. The hearing took place in April 2010, when the panel
supported the application for a permanence order with authority to adopt. She
confirmed that throughout the time of her involvement there has been no plan in
place to pursue rehabilitation of the children to the care of their parents.
This was because of the assessments which had been undertaken of HR and MR, and
the lack of evidence of change in response to the supports which had been
given, as well as the progress which the children had made since being
accommodated and their need for stability and security in the long term.
[111] Susan
Mitchell's description of the contact sessions need not be set out in any great
detail. Her impression of MR was that he found it very difficult to engage the
children. There was very limited verbal communication or eye contact.
Suggestions made to MR about play and trying to engage were unsuccessful. At
times he became absorbed in play himself, and failed to notice the needs of the
children. So far as concerned HR, there were reports from previous occasions
of her having struggled to manage the three children together and having been unable
to meet the emotional needs of the children during the short periods of
contact.
[112] Mr and Mrs R
decided to have their contact together in July 2010. Susan Mitchell
supervised this. They attended the contact sessions well but, despite
suggestions that they should do so, did not prepare for sessions by thinking of
something to bring with them or something to do during their time with the
children. They did not offer any structure or direction to the contact. They
found it difficult to initiate positive interactions. HR talked to the children
more and offered physical affection. Nonetheless, Susan Mitchell
describes what might be described as a lack of emotional empathy. She said
that contact had a significant negative effect on the children both before it
took place and afterwards. The children often did not want to leave their
carer (CD) in order to go to contact.
[113] Susan
Mitchell supervised the "farewell" contact session on 6 January 2012. She
did not believe it was in the children's interest to have any future direct
contact with their parents. The children appeared to have settled down well
with their carers (the petitioners) and had become significantly more settled
since contact ceased. Introducing further contact at this stage would, in her
view, severely jeopardise the security the children had gained in placement and
would cause them distress and anxiety. This was particularly so since Mr and
Mrs R do not accept that the children should remain accommodated, and in
those circumstances the children's security in their placement as well as their
attachment to the petitioners could be undermined by direct contact. To use
the terminology often adopted in such cases, contact with their parents would
not give L and B "permission" to be in the petitioners' family. At present the
children already identify the petitioners as "Mum" and "Dad". Direct contact,
she said, should only take place if it was of benefit to the children. There
was no evidence of this being the case. She thought indirect contact more appropriate.
This would allow Mr and Mrs R to share information about themselves with
the carers and the children, and for the carers to provide Mr and Mrs R
with updates on how the children were making progress. The carers had spoken
of valuing indirect contact in their commitment to supporting the children as
they grow up in the knowledge of their parents. She thought that the plan was
for the children to have indirect contact with their sibling, P, and to
consider the possibility of direct contact between L and B and P through their
respective carers.
[114] Finally,
Susan Mitchell explained that HR and MR were separated and have not lived
together for some time. HR was claiming to be in a position to care for the
children herself, since she was no longer in a relationship with MR. However,
Susan Mitchell thought that there were serious concerns regarding their
relationship and the impact that this had on the children, and the risks would
remain if the children were cared for by either birth parent.
[115] I was
referred to the minutes of the meeting of the permanency panel on 18 January
2010. Their recommendation was that all three children were in need of a
permanent care plan to be put in place. All three children, they thought,
should have the chance for that to be as secure as possible and that could be
through adoption. Reluctantly, the panel recognised that, because of his own
needs, P would best be placed separately from L and B; but they considered that
L and B should be placed together, so as to enable them to develop a
relationship. Much of the information before the panel was information coming
from the various social workers and other professionals involved with the
family and the children. I need not set out their paraphrase of that
information. The minutes are, however, interesting for the contribution to the
discussion by the Medical Adviser, Dr Kerr:
"Dr Kerr felt the effects of the chronic neglect the children suffered at the hands of their birth parents have been well evidenced in terms of presentation when first accommodated. While every effort was made to help the parents change their parenting style it has not been possible to do this and to consider any form of rehabilitation. Dr Kerr agreed she felt the children should have permanent substitute care. Given the age of the children it would be preferable to consider adoption. [L] and [B] should be placed together. [P] may well continue to have very significant needs for the foreseeable future and it may be too much to manage all the individual needs of the three children in one placement. [P] should be placed separately but have ongoing regular contact with his siblings".
[116] A curator ad
litem, George Gould, prepared a report in support of the permanence
application at Livingston Sheriff Court which resulted in the permanence order
being made, albeit that it was subsequently appealed. He observed the children
twice. The first time in November 2010 was in the company of both parents for
a period of one hour. The second occasion in January 2011 was in the company
of each parent separately for a period of half an hour each. As regards the
contact on 2 November 2010, he noted that there was very little eye contact
between the parents and their children. B appeared unsettled and uninterested
when HR was attempting to read a story to her, while MR simply joined in with
L, giving no leadership or direction. Similar observations were made about the
contact in January 2011. It was the curator's opinion that contact had become
"very confusing and emotionally difficult for both children". He said that
there was "a clear absence of structure, warmth and attachment evident between
the children and their parents". His assessment of the birth parents was that
HR smothered the children with "overwhelming emotional warmth" despite the
non-verbal signals from both children that they did not want this. He said
that she seemed "unable to accept that they are going through a very confused
and emotionally trying time in their young lives". He thought that her level
of insight was either lacking or subsumed by her own feelings and emotions. As
regards MR, Mr Gould said that he was unable to offer any structural
direction in the children's play and that his "soft-spoken [which he explained meant
"uninspired"], almost apologetic style", gave no sense of comfort or control in
his interaction with the children. Mr Gould commented generally about a
lack of insight shown by the parents into the children. This reflected his own
earlier experience of the family in December 2008, when as a safeguarder he had
visited the family one evening (this was before the children had been removed
from their parents in February 2009).
[117] I heard
evidence from both petitioners. I need not set out their evidence in any great
detail. They were impressive witnesses and sat through the proceedings in
court, which must have been very distressing to them in many ways, with
admirable stoicism and good spirit. They are clearly devoted to the children
and can offer them a warm and loving family in which to grow up. It was clear
from their evidence, which was supported by a report to the court under section
17(2) of the 2007 Act from Angie Gallagher, a social worker to the petitioners,
that they have the capabilities to make good adoptive parents. Their
capabilities in this regard were not in fact challenged; and the favourable
assessment of those capabilities was supported in the Report of the present
curator ad litem, Ms Innes. Where the evidence of Mr and Mrs M was
challenged was in their account of the distress occasioned to the children both
before and after contact sessions with HR and MR. Having heard and seen them
in the witness box and formed a clear view that they were credible and reliable
witnesses, I accept their evidence on this matter. It confirms my view, which
is consistent with that of others to whom I have referred, that if I were to
make an adoption order in the present case I should not make it a requirement
of that order that there be direct contact between the children and their birth
parents.
[118] I also heard
evidence from CD, the foster carer who looked after the children from February
2009 until they moved to the petitioners in October 2010. Although she
did not speak of distress caused to the children before and after contact
sessions with the birth parents, she did confirm the enormous progress made by
the children in terms of their presentation and behaviour after they moved into
her care and away from living with their birth parents. She too was an impressive
witness and I accept her evidence on this.
[119] The evidence
from the birth parents was in some ways more difficult to assess. Both were
clearly devoted to the children. Both appeared at times to accept the failings
in their previous attempts to look after the children. Each of them gave
evidence that they were now separated for good - there was no going back. And
each of them in their evidence, at times anyway, appeared to believe that they
were presently able to have the children living with them and capable of
deploying the full range of parenting skills. I have no doubt as to the
genuineness of their love for the children, and that HR in particular is
heartbroken to have had them removed from her care. But without wishing to be
too harsh in my judgement of the parenting abilities of either of them, I have
to say that I regarded their own assessments of those abilities as unrealistic
to the point of delusional. I should explain why I have come to that view.
[120] Taking MR
first, he accepted that his care of the children up to 2009 was "not good
enough". He spoke of a background of a nervous breakdown in 2001, followed in
the years after that by what he described as panic attacks and a compulsive
disorder - he would attend hospital regularly for re-assurance and had
eventually been barred from A&E. Domestic difficulties with HR had led him
to drink more and more and take various medications on top of the alcohol. He
became aggressive and related that to the medication he was taking. Drink, he
said, was a stress substitute. He said that he was a good dad when he was not
drinking, though he was sometimes out of the house running or exercising (it is
clear that he is a fitness fanatic, and he said he now attends the gym about
five times a week). He had his own tenancy for about a year and a half on and
off. It is therefore not surprising that he accepted the criticisms of his
parenting up to the time the children were removed in 2009.
[121] Why then
should the court conclude that he would now be able to look after the children
if they were returned to him, particularly if, as he said, he was no longer
living together with HR? MR thought that the contact sessions had gone well.
In that he differed from the general views of the social workers. However, he
accepted that his drinking continued when the children went into care, a fact
which he attributed to the stress of separation from them. Life was on a
"downward spiral", and there was no purpose in making it better. But he had
now "moved on" and was doing different things. He maintains good contact with
Mark Jnr, to the point at which the possibility of an overnight stay has been
canvassed. He is now getting emotional support from a psychiatric nurse on a
fortnightly basis, is getting support in connection with his tenancy, and was
until recently getting support in relation to alcohol consumption; he said he
no longer needs that latter support, and now only drinks occasionally,
socially. At times in his evidence he seemed to accept that the court was
likely to make an adoption order, and focussed his efforts on maximising the
contact which would be allowed if such an order were made. To this end he had
been in contact with the Scottish Adoption Agency. But he said that he "would
be able to care for the children if they came to live with me", provided he had
support from social work and outside agencies. That was, presumably, on the
basis that he was living alone, though he did not venture to address any of the
practicalities of that scenario. Things had been getting better over the last
two years. He confirmed that he would be supportive of the children going to
live with HR, though he did not explain how him having contact with them at her
house would work if the relationship between himself and HR was over.
[122] I do not
doubt the honesty of MR's evidence. That is, in a way, one of the worrying
aspects of it. Although he accepts that there were problems - and his
behaviour narrated in the section on the background facts is testament to this
- he is now confident that he has moved on. Realising the damaging effect of his
assertion that he would be able to care for the children if they were returned
to his care, Mr Leighton suggested that I should not take that answer too
seriously. But it was part of his evidence, and not just a throwaway line, and
I took it as symptomatic of an inability to understand and focus on the real
needs of the children, both physical and emotional, in their future
upbringing. However, I do not base my assessment on the one answer but on
having heard and seen MR give evidence in the witness box, against the
background of the evidence, which he does not dispute, about his previous
behaviour. I am fully persuaded that MR is not presently capable by himself of
discharging the parental responsibilities or exercising the parental rights in
the sense that he could not do so now, or even after a short period of
rehabilitation, if the children were to be returned to his care; and I am
equally persuaded that his present inability in that regard is likely to
continue for the foreseeable future, certainly for the whole of the period
during which the status of the children requires to be resolved and probably
for the whole of their childhood.
[123] Turning to
the position of HR, she described a happy relationship with MR in the early
years. However, from late 2005 his behaviour gave rise to a catalogue of
concerns. He would rush to hospital at the drop of a hat, his behaviour was
very abusive and mentally draining, and he was threatening. It was, in her
view, his failings which led to Paul being placed on the Child Protection
Register. When L was born, MR would tell people that he was stressed out by
it. HR felt threatened. MR would threaten and shout abuse. He once lifted
his fist at her. When B was born, HR felt she could cope with the children,
but the strain of MR's behaviour told. He would come in drunk - she described
him as acting like a five year old. MR got his own tenancy in April 2007.
When he moved out, HR said that she was doing well in coping with the children
- she was praised by all the agencies she was working with. She vaguely
remembered the incident of MR lying down in the road. She remembered other
incidents, such as MR drinking the six bottles of beer, getting abusive,
smashing a picture on the wall, making a hole in the living room door, and so
on. Once MR moved out, she coped quite well on her own. She referred to a
report by Yvonne Smith, the Health Visitor, in October 2007, which was positive
about her parenting abilities and cooperation with outside agencies once MR had
left. But she resumed her relationship with MR: "love is blind" she said, and
for the sake of the children she wanted them to have a father figure. This
happened over and over again - they would separate and then reconcile. MR kept
turning up, and it made for an easier life just to let him in - she did not
know what else she could do. She thought she would be able to change him. She
was getting mixed messages from outside support agencies about whether or not
she should separate from him. In the event, MR would turn up and say "sorry,
it won't happen again", and it would be alright for a few weeks. She received
help from outside agencies, such as Sure Start, but none of them spoke to her
in a way she understood - she "didn't understand half the stuff coming out of
their mouth." She would be criticised for doing something, then criticised for
not doing it. She denied some of the allegations about her and MR, such as the
allegations about them having heated arguments in front of the children, though
she also denied ever having said that they did not have arguments in front of
the children.
[124] The children
were removed from her care in February 2009 because, as she put it, "it was
considered that they were not getting the level of care that they ought to be
getting". She had been doing her best. She was confident in what she had been
doing. She said she knew how to play with and bring up the children. She
"didn't need social work to tell me how to bring up the kids". But she
cooperated with them nonetheless.
[125] HR was taken
to Ms Whiteley's Risk Assessment. She accepted some of the points made in it.
But she did not accept the criticism that she was unable to meet the emotional
needs of the children. She complained - with some justification (as noted
above) - that she might be told not to give all her attention to P, but then
would be criticised for not giving him all her attention. This was unfair.
She was under scrutiny, and was told one thing and then another. She did not
know what to do.
[126] In terms of
the future, HR was adamant that the relationship between herself and MR was
over. She admitted that she had said this in the past. She had meant it then
too, but she just could not keep to it. She denied having lied to Ms Whiteley
about seeing MR - that incident was the result of inaccurate reporting by Ms
Whiteley. Since their last separation in 2011, she had gone to Women's Aid.
That had helped and strengthened her. She was not proposing to reconcile again
with MR.
[127] HR accepted
that the contact sessions with the children had not always been perfect. Some times
were not as good as other times. But, overall, she had a good relationship
with the children. She would read stories to them. They were always happy to
see her. There was always engagement between them. The children always
enjoyed contact with P as well.
[128] HR's
position, expressed very firmly, was that she wanted her children back.
However, if the court granted the petition and allowed the adoption to proceed,
she would accept that. If that happened, she thought it important for L and B
both to see her. She wanted them to know that she loved them, and she wanted
to know that they knew that. She could give love and direction to the
children, and help them understand who they were and why they were where they
were. She would want direct contact once or twice a week, but if it was to be
only once every two months, she would support that. She did not think
letterbox contact was satisfactory.
[129] In assessing
HR's evidence, I am quite prepared to believe that she loves her children, is
heartbroken to be separated from them and, indeed, believes that she can bring
them up by herself. I do not say that grudgingly - all that was evident from
her language and demeanour in the witness box. But I do not accept that it is
realistic to conceive of her looking after the children at home by herself,
even with the assistance of social work and outside agencies. It is of concern
that she was firmly of the view that she did not need social work to tell her
how to bring up the children. This might be an understandable reaction in
someone who was well able to discharge the responsibilities and exercise the
rights pertaining to the role of parent and had not been told otherwise. But
in HR, who admitted that, if only in early 2009, there had been problems with
her parenting skills, it is a sign either of obstinacy or, more likely, a
deep-rooted lack of understanding, that she was not prepared to recognise that
such help was needed. In addition, her failure to understand that she had
difficulties in providing the emotional contact and support needed by the
children makes it difficult to see a way to her being presently able to fulfil
satisfactorily her role (to discharge her responsibilities and exercise her
rights) as a parent. I am conscious of the difficulties facing a parent in
such circumstances. It is a classic case of: "damned if you do, damned if you
don't". The experts have identified inadequacies in her parenting skills. If
she accepts that assessment, she condemns herself. If she rejects it, her
refusal to recognise that there is a problem condemns her too (it is taken as
evidence that she is incapable of changing). However, the court has to make an
assessment on the evidence, and if it concludes that she is not presently
capable of giving the children the emotional support which they need (as well
as some of the other physical support in terms of providing a loving home),
then, in considering the prospects of improvement, it cannot ignore the fact
that she appears oblivious to those failings.
[130] There is in
my opinion little doubt as to HR's present inabilities in this area. Although
Ms Clarke insisted that the inability test was not met, I am satisfied on the
evidence presented to me that it was. One of the most compelling parts of the
evidence of Dr Robinson was that, although she criticised certain features of
the Barnardo's Risk Assessment, she did not suggest that Ms Whiteley had come
to the wrong conclusion about HR's (and MR's) parenting abilities. Indeed, a
striking aspect of her evidence was the statement, repeated more than once,
that it was surprising (possibly unfortunate) that the children were not
removed from their care sooner. Her criticism of the Assessment was not that
it was wrong in its conclusions about the parents' parenting ability but that
it failed to address the reasons for them being unable to fulfil adequately the
parental role demanded of them. That, as I have said, is a comment with which
I am in sympathy. But it is made against the background of it being accepted
and established that, as at the time of the Barnardo's Assessment and as at the
time of Dr Robinson's Report, HR was unable to discharge the parental
responsibilities or exercise the parental rights.
[131] What then of
the future? This is more difficult. On what assumptions is the question to be
addressed? Should one assume that HR and MR remain apart? I would find that a
difficult assumption to make. I accept that both HR and MR have said that they
do not intend to get together again. That, I accept, is an honestly held
belief. But the past cannot be put entirely out of mind. They have separated
before on a number of occasions and failed to stay apart, even when on her own
evidence HR knew that getting back together with MR was negatively affecting
her ability to bring up the children. This is not being censorious, merely
realistic. It seems to me highly likely that if HR resumed care of the
children, MR would come round to visit them, and the clean break from each
other would become impossible to maintain. It was accepted that if they were
to resume living together the situation would return to something like it had
been before the children were taken away from them.
[132] But even if
they did not resume their relationship, what then? I have already given my
opinion that MR, by himself, would not be able satisfactorily to discharge the
parental obligations or exercise the parental rights, either now or in the
future. By the same token, I have seen nothing in the evidence to persuade me
that HR's parenting abilities would improve over time. In this context, the
relevant period of time in the future is the time within which, in the
interests of the children's stability and well-being, a decision has to be
made. Given that the children have been away from home for over three and a
half years, and have settled with their foster carers with no contact with the
birth parents, that period is inevitably short. Dr Robinson was concerned
about the possibility of a prolonged period before a decision was made, if only
because the longer the children were away from their parents the more
disruptive it would be if they were to be returned to them. I would say that
the judgement which has to be made now is a judgement about the likely
parenting abilities of HR within the next 12 to 15 months. I cannot see any
basis for any conclusion other than that it is likely that the inability to
parent the children will continue for at least that period. Even if that is
the wrong test, and the period I am considering is too short, on the evidence
before me I can see no basis for thinking that HR's parenting abilities will
improve to the point of being satisfactory for a number of years in the
future. That is surely too late.
Conclusion on the "inability test"
[133] For the
reasons set out earlier, I do not consider that the inability test in section 31(4)
is engaged. Strictly, therefore, any finding of "inability" in terms of that
subsection is otiose. But if I am wrong, and section 31(4) is engaged, then I
find that, whether taken together as a couple, or looked at individually on the
basis that their relationship will not resume, both HR and MR are unable
satisfactorily to discharge the parental responsibilities in respect of the
children, or to exercise the parental rights, and that they are likely to
continue to be unable so to do.
[134] My conclusions
in respect of the parents' inability to discharge the responsibilities or to
exercise the rights, both now and in the future, are relevant in any event,
both to the welfare test, which I turn now to consider, and to the factors set
out in section 14 of the 2007 Act.
The "welfare test": section 31(3)(d)
[135] What follows
is an expanded version of the brief reasons which I gave at the end of the
hearing when I gave my decision.
[136] Section
31(3)(d) requires the court, before making an adoption order against the wishes
of the parents, to be satisfied that "the welfare of the child otherwise
requires the consent to be dispensed with", the word "otherwise" referring to
the fact that one only gets on to this test if the inability test is not made out.
[137] It is made
clear in ANS v. ML (supra) that the word "requires" in
section 31(3)(d) imports a test of necessity. It must not only be
necessary that there be some intervention; it must be necessary that there be
adoption rather than some less extreme interference with the natural bond
between parent and child. The court must be satisfied that the adoption must
proceed for the sake of the child's welfare and that nothing less than adoption
will do: see per Lord Reed at paras.32 and 34. If the child's welfare can be
equally well secured by less drastic intervention, it cannot be said that
consent to the adoption requires to be dispensed with.
[138] I also
accept that the welfare test requires consideration of the whole-life welfare
of the child, as it was expressed by the Lord President in S v L
when the case was in the First Division: see [2012] SC 8 at para.[14]. Section
14(4) of the 2007 Act requires the court to have regard in particular to (a)
the value of a stable family unit in the child's development, and (d) the
likely effect on the child "throughout the child's life" of the making of the
adoption order. Strictly these matters arise for consideration at the stage of
deciding whether to make an adoption order only once it has been decided that
the requirement for parental consent should be dispensed with on one of the
grounds set out in section 31(3). That is sometimes referred to as the
"two-stage test". Certainly, if the court finds section 31(3)(c) to be
satisfied, then the considerations mentioned in section 14(4) come into play at
the next (second) stage of the exercise. However, it seems to me to be
artificial to deal with these two stages separately if the question whether
parental consent is to be dispensed with is being considered under 31(3)(d).
In considering whether the welfare of the child requires the parents' consent
to be dispensed with (the test under that subsection), it is inevitable that
the court will require as part of that exercise to have regard to the
factors listed in section 14(4), so far as applicable. I understood counsel to
agree that this was the correct approach; and this approach has the support also
of Sheriff Ross in D, Petitioner at para [34]. Having regard to the terms
of section 14(4)(d), the judge "has to be satisfied that the child's
welfare now, throughout the rest of his childhood, into adulthood and indeed
throughout his life, requires that he or she be adopted": see D, Petitioner
at para [32], citing the observations of the Court of Appeal in Re P
(Children)(Adoption) [2008] 2 FLR 625. But this does not mean that the
court has to ask whether in, say, 20 years time the welfare of the children (by
then adults) will be affected by their status at that time. The court
is concerned with the effect on them, throughout their life, of adoption or
non-adoption now. It is obvious that decisions made early in the life of a
child can (perhaps will almost always) have a significant effect on the child
throughout the whole of the rest of his or her life. That is recognised not
only by the approach of the Court of Appeal in Re P, but also by the
requirement in section 14(4)(a) for the court to have particular regard to the
value of a stable family unit in the child's development.
[139] The children
are now 6 and 5 years old respectively. As Dr Robinson confirmed, they are at
the most crucial stage of their development. They have been away from their
natural parents since February 2009, some three and a half years ago.
They moved to live with the petitioners in October 2010, after about one and a
half years with CD. They have been with the petitioners now for over two years.
On 29 November 2011 the sheriff made a permanence order with authority to
adopt. Since then, nearly a year ago, the children have understood that they are
finally settled with the petitioners. A "goodbye" contact session with their
parents took place on 6 January 2012. There has been no further contact with
their parents since then.
[140] In asking
the court to refuse to make an adoption order, the natural parents say that it
is not necessary. There is no reason, they say, to think that the status
quo will change if I refuse such an order. The children will continue to
live with the petitioners. Supervision may continue, and there may be reviews
of the arrangements by the Children's Hearing system. Orders can be made
removing all supervision. In those circumstances, adoption is not necessary.
The welfare of the children will be safeguarded by the continuation of the
present arrangements.
[141] That
argument flies in the face of the contention by the parents, HR in particular,
that the children should be returned to live with them. At an earlier stage of
the case, the argument was made on behalf of HR that if the court refused the adoption
order it was inconceivable that things would just continue as they are. That
seems to me to reflect the reality of the position. The mother does not
believe that it is necessary for the children to be looked after by the
petitioners. She believes strongly that she is able to look after them. I
consider that if I were to refuse to make the present order the mother would
seek to resume contact with a view to making an application to take the
children back. Whether or not such an approach would succeed is nothing to the
point. On the evidence before me it seems unlikely that it would. But it
would introduce disruption and uncertainty into the lives of the petitioners
and the children.
[142] Adoption
presents advantages for the welfare of the children which other orders which
the court can make do not have. The children become formally and legally part
of the new family. Adoption offers the children certainty, stability and
security: see FB and AB, Petitioners 1999 FamLR 2 at para.2-21. The
adoptive parents too acquire the confidence that goes with that security - and
that too is in the interests of the children. The advantages of adoption are
explained well by the curator, Ms Innes at pp.22 and 23 of her report. I
accept her evidence on that matter.
[143] Those
advantages of adoption over other arrangements seem to me to be necessary in
the present case largely, though not only, because of the history of this
matter. The decision by the sheriff led to the petitioners and the children
coming to believe that the situation was permanent. The petitioners have come
to understand that that feeling of permanence was premature. The children have
not. They have lived for over 10 months in the belief that their life with the
petitioners is "for ever". If I were to make an order now which undid that
sense of security - which in my view I would be doing if I refused to make the
order sought by the petitioners - I would be putting at risk the welfare of the
children at this crucial moment in their development.
[144] Mrs Clarke
prayed in aid Article 8 ECHR - respect for family life. In particular,
the right of the parents to be with their children and the right of the
children to be with their parents. But according to Mrs Clarke, the
children are not going to live with their parents come what may. There is
another aspect of the right to family life, the rights of the children to live
securely in the family home which has been made for them and in which they have
thrived. It is the interests of the children which are paramount, not the
rights of the parents or would be adoptive parents. There is a risk of that
being forgotten.
[145] For those
reasons I propose to dispense with the consent of the parents and grant the
prayer of the petition.
Conclusion on adoption
[146] For those
reasons I propose to make an adoption order.
[147] For the
avoidance of doubt I should add that the matters discussed above are relevant
also to the second stage of the two stage test if, contrary to my opinion, it
is open to me to find that section 31(4) applies and the requirement for
parental consent can be dispensed with. Had that been the appropriate route, I
would still have made the order.
Contact
[148] I have
considered carefully the question of contact. I accept that there should be
contact with the parents if possible. That should in the first instance be
letterbox contact. If that is successful, it may lead on to direct contact.
The petitioners have indicated their willingness to facilitate letterbox
contact. I see no reason not to take them at their word. I was impressed by
them both in their evidence and in the manner in which they have sat in court
through what must have been a very difficult time. I do not propose to make
any formal order for contact. That would be too rigid. I have in mind that
both parents have until recently shown signs of instability. I hope that that
will not recur, but it would be taking too great a risk if I were to order
contact without being sure how matters would develop.
[149] As to
contact with P, again I hope that this will take place, whether directly or
indirectly, and the petitioners have indicated their willingness. But it will
require careful handling. I do not have any evidence about P's present state
or as to the wishes of his foster carers. In those circumstances I am not
minded to lay down in stone arrangement which may prove unworkable or
undesirable.
Disposal
[150] For the
above reasons I shall make the adoption orders in respect of L and B. I shall
also make an order in terms of section 36 of the 2007 Act that the
children shall cease to be subject to the supervision requirements which
commenced on 5 February 2009. The order will make no provision for
contact.