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OUTER HOUSE, COURT OF SESSION
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A197/09
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OPINION OF LORD TYRE
in the cause
JANICE HANNIGAN Pursuer;
against
LANARKSHIRE ACUTE HOSPITALS NHS TRUST Defenders: ________________
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Pursuer: Bain QC, Tait; Russel & Aitken (for Miller Samuel, Glasgow)
Defenders: G Mitchell QC, N Mackenzie; NHS Central Legal Office
21 September 2012
Introduction
[1] In this action the pursuer seeks reparation
from the defenders for loss and damage which she claims to have sustained as a
consequence of the alleged negligence of a consultant and registrar in
gynaecology while carrying out a total abdominal hysterectomy (removal of the
uterus) and left salpingo-oophorectomy (removal of the left ovary) on 11 April
1995. It is not disputed by the defenders that in
the course of this operation the pursuer's left ureter was unintentionally
closed by a suture, necessitating further surgical intervention a month later.
The issues between the parties are whether the ligation of the ureter was
negligent and, if so, whether there is a causal link between such negligent act
and the loss and damage which the pursuer claims to have sustained.
The pursuer's
hysterectomy operation
(i) Background to the pursuer's
operation
[2] The pursuer was born on 17 September
1962 and was therefore aged 32 at the time of
the operation. I detail more of her personal history below but at this stage
of my opinion it is necessary only to set out the facts relevant to the
carrying out of the hysterectomy. She is married with two children who were
born in 1990 and 1992 respectively, both by caesarean section.
In 1993 she underwent a sterilisation by laparotomy. In November 1994
she was referred to Law Hospital
by her general practitioner, Dr Robert Liddle, for investigation of a
recurrence of lower abdominal pain. It is noted in Dr Liddle's referral
letter that during the sterilisation procedure it was observed that the pursuer
had some adhesions (ie fibrous bands of tissue, often consisting of
post-operative scar tissue) within the abdominal cavity concerning the uterus,
bladder and peritoneum. These had been divided during the surgical procedure but
the pursuer had not obtained relief.
[3] The pursuer
was seen on 10 January 1995 by Dr Christopher
Lennox, a Consultant Gynaecologist at Law
Hospital. Dr Lennox recommended
a further laparoscopy, which was carried out on 14 February
1995. The findings at laparoscopy were reported
back to Dr Liddle by Dr Lennox as follows:
"At laparoscopy I confirm that this lady has chronic pelvic adhesions involving both tubes, especially on the left side where the ovary was not visible. The right ovary appeared normal. There was no evidence of active disease and the findings were compatible with post-operative adhesions.
It is difficult to know how much of these adhesions are, in fact, causing her persisting and quite severe pelvic discomfort and I am not sure that division of adhesions would be helpful and it may be that a hysterectomy would be the sensible solution."
After discussion with Dr Liddle, the pursuer decided to proceed with a total abdominal hysterectomy and she was admitted to Law Hospital on 10 April 1995 with a view to surgery on the following day.
(ii) Abdominal
hysterectomy procedure
[4] Before examining the evidence
relating to the pursuer's operation, it is necessary for me to provide a
general, albeit brief, explanation of part of the surgical procedure in a total
abdominal hysterectomy operation. In the female anatomy the uterus, ovaries
and fallopian tubes are located within the abdominal cavity. The membrane
lining the abdominal cavity is known as the peritoneum. On each side the
uterus is attached to the peritoneum by ligaments which include the round
ligament and a fold of peritoneum known as the broad ligament. Within the
broad ligament is the infundibulo-pelvic ligament which in fact consists of the
ovarian blood supply vessels. These ligaments require to be divided in order
to permit removal of the uterus and the adnexa (ie the tubes and ovaries). Behind
the peritoneum and posterior to the uterus and ovaries run the left and right
ureters which transmit urine from the kidneys to the bladder by means of
muscular contractions (peristalsis). At certain locations, including that of
the infundibulo-pelvic ligament, the ureters run very close to the uterine blood
vessels. The risk of damage to the ureters in the course of a hysterectomy
operation is well recognised.
[5] In the
course of the proof reference was made to the description of abdominal
hysterectomy in a chapter from Rob and Smith's
Operative Surgery (Gynaecology & Obstetrics), 4th edition (1987),
contributed by P T Edington, Consultant Obstetrician
and Gynaecologist. Subject to one matter, I did not understand this
description to be controversial and I shall use it as the basis of my own (less
technical) description of part of a hysterectomy operation. Following
incision, the abdominal cavity is explored and any adhesions are divided to
ensure improved access and mobilisation of the uterus. Two haemostatic clamps
are applied, each to include the fallopian tube, ovarian ligament and the round
ligament. In cases where the adnexa are to be removed, the round ligament must
be divided. Once this has been done, a space is created into which the surgeon
inserts a finger to isolate the infundibulo-pelvic ligament. A haemostatic
clamp having been applied, this ligament is divided between the clamp and the ovary
and sutured at the clamp. The pedicle thus created is then ligated. Division
of these ligaments renders the uterus more mobile and the surgeon can proceed
to the next stage of the operation, namely identification and mobilisation of
the bladder. It is unnecessary for present purposes to describe the operation
further. I note, however, at this point that in relation to the clamping and
suturing of the infundibulo-pelvic ligament and the ligation of the pedicle,
the Edington text includes the observation "Care must be taken to identify and
avoid the underlying ureter".
[6] The
foregoing is a description of part of a hysterectomy operation uncomplicated by
the presence of significant adhesions. One effect of the presence of adhesions
is to distort the anatomy so that the various organs and vessels within the
abdomen may not bear their usual spatial relationship to one another. Where
adhesions are encountered, it was a matter of agreement among the expert
witnesses who gave evidence that the aim of the surgeon, when commencing the procedure,
is to attempt so far as possible to restore the anatomy to the "normal"
situation described above. This is done by separation of the adhesions which,
depending on circumstances, may be done digitally or may require instruments. The
practice of gynaecological surgeons is variable as regards the extent to which
they would continue to employ digital separation without resorting to the use
of instruments. The degree to which it is practicable to restore the anatomy
to "normal" will vary from case to case but it is unlikely that total
restoration to normality will be achieved.
(iii) The
pursuer's operation and re-admission
[7] The pursuer's hysterectomy operation
was carried out on 11 April 1995
by a registrar in gynaecology, Dr Eloko Ikedionwu, supervised and assisted
by Dr Lennox. Both gave evidence at the proof but, in view of the passage
of time since 1995, neither had any specific recollection of the
operation. For evidence as to what was or was not done in the course of the
operation, it is therefore necessary to rely on contemporaneous records and on
the surgeons' evidence as to their normal practice. The operation note was
completed by Dr Ikedionwu and (with abbreviations expanded) stated as
follows:
"Pfannenstiel incision through previous scar. Difficult entry due to bladder adhesions. Left tube and ovary stuck down to posterior uterus and left adnexae. Sigmoid colon stuck to left adnexae and posterior of uterus. Adhesions digitally separated. Normal right tube and ovary - small fimbrial cyst on right tube.
3 pedicle total abdominal hysterectomy and left salpingo-oophorectomy carried out with double ligation of pedicles with vicryl. Haemostasis. Vicryl to vault. Partial visceral reperitonisation. Vicryl to sheath. Subcuticular dexon to skin."
The pursuer was discharged from hospital on 14 April 1995. Dr Lennox's discharge letter to Dr Liddle, dated 1 May 1995, stated inter alia as follows:
"At laparotomy we confirm that the left tube and ovary were involved in extensive adhesions, although on the right side things were much more free. As previously discussed with Janice, we carried out a total abdominal hysterectomy with left salpingo-oophorectomy but conserved her right tube and ovary. The procedure was straightforward and she recovered uneventfully and went home on the fourth day.
Histology of the uterus has shown nothing remarkable..."
[8] During the
month following her hysterectomy operation, the pursuer developed left loin
pain which became progressively more severe. On 12 May she was
re-admitted to Law Hospital
as an emergency. An ultrasound scan suggested that her left ureter was
obstructed and she was transferred to the care of Mr Michael Smith, a
Consultant Urologist. Her pain and discomfort were relieved by a nephrostomy
and on 18 May Mr Smith carried out an exploratory laparotomy. It was
discovered that the left ureter was totally obstructed, having been encircled
by a suture. Mr Smith's view, which is not a matter of dispute, was that
this had occurred in the course of the hysterectomy procedure. Mr Smith's
operation note records inter alia as follows:
"... A peritoneal cavity was opened and adhesions between the omentum and the anterior abdominal wall separated. It was evident that there was small bowel together with sigmoid colon adherent to the left side of the pelvis and about the area the left ovarian pedicle had been ligated. An approach was therefore made to the left of the descending colon, reflecting this slightly medially and gradually working down to separate the small bowel adhesions and adhesions over the sigmoid colon, leaving a stump of the ovarian pedicle clear. The left ureter was identified and the ovarian vein and the ureter was traced down to where it had entered the adhesive mass but in fact had been dissected off and was still attached to the sigmoid colon. It was quite certain that the distal part was not evident and clearly at some stage had been divided although I could not say whether this had specifically happened during my dissection or a previous one. There certainly appeared to be a ligature around the distal part when freed off the sigmoid colon and a small area of distal ureter was sent for histology.
There then was a rather long and tedious dissection in the area of the pedicle and down the pelvis to try and identify the distal ureter but after an hour and a quarter there was still no obvious sign of it ... As it didn't look as though there was going to be success in identifying the distal ureter, I decided to carry out a transuretero-ureterostomy."
Mr Smith proceeded to carry out a transuretero-ureterostomy: in other words he took the part of the left ureter which he had identified running from the left kidney and joined it to the right ureter, thus enabling urine to pass from the left kidney to the bladder via a junction (or anastomosis) and the distal part of the right ureter. In his evidence to the court, Mr Smith stated that he considered it highly likely that the division of the left ureter had occurred during his own dissection, in the course of attempting to separate it from the sigmoid colon.
[9] The pursuer
was discharged once again on 28 May 1995.
Mr Smith's discharge letter to Dr Liddle records that the pursuer's
post-operative care was "pretty uneventful".
Summary
of the parties' contentions on the merits
Pursuer's case
[10] The pursuer claims to have suffered
loss and injury as a consequence of the negligence of Dr Lennox and Dr Ikedionwu,
for whose actings the defenders are responsible in law. In particular, the
pursuer contends that Dr Ikedionwu failed (i) to visualise and
palpate the pursuer's left ureter to identify its course and (ii) to
satisfy himself that it was clear of the surrounding structures by fully
mobilising the infundibulo-pelvic ligament before proceeding to suture. He had
a duty not to ligate the ureter. No ordinarily competent registrar exercising
reasonable skill and care would have ligated the ureter in the course of what
was described by the supervising surgeon as a straightforward operation. The
pursuer further contends that Dr Lennox failed, while supervising Dr Ikedionwu,
(i) to ensure that the ureter was visualised and palpated and that its
course was identified, and (ii) to ensure that it was free from surrounding structures
by adequate mobilisation before suturing commenced. Had he been properly
supervising Dr Ikedionwu he would have been aware that the ureter had been
ligated.
Defenders'
case
[11] The defenders identified the issues
as being (i) whether the infundibulo-pelvic ligament was fully mobilised
before being clamped, cut and sutured and (ii) whether there is, on the
one hand, a duty positively to identify the ureter by visualisation or
palpation before clamping, cutting and suturing or, on the other hand, whether
it is sufficient, through palpation and visual examination of tissues, to be
confident prior to clamping, cutting and suturing that the ureter is not
involved. They contend firstly that there was clear evidence that the
infundibulo-pelvic ligament was mobilised before being clamped or sutured and
accordingly that this criticism fails on the facts. They contend secondly that
by adopting the second of the two practices just described, Dr Lennox and Dr Ikedionwu
followed a practice adopted by a responsible body of general gynaecological
surgeons and could not therefore be said to have adopted a course "which no
professional man of ordinary skill would have taken if he had been acting with
ordinary care" (Hunter v Hanley 1955 SC 200,
Lord President Clyde at 205).
Evidence
of professional practice
[12] In her closing submission senior
counsel for the pursuer made clear that the pursuer's case was that the practice
adopted by Dr Lennox and Dr Ikedionwu, as summarised above, fell
below the requisite standard of skill and care, rather than that the damage to
the ureter was caused by casual negligence such as, for example, careless
suturing. In support of her case on the merits, the pursuer led evidence from Mr Alastair
Milne, Consultant in Obstetrics and Gynaecology, and from Dr Alan Brown,
retired Consultant in Obstetrics and Gynaecology. For their part, the
defenders led evidence from Dr David Parkin, Consultant Gynaecological
Oncologist, and from Dr Philip Owen, Consultant in Obstetrics and
Gynaecology. Each of these highly qualified expert witnesses has many years of
experience in carrying out hysterectomy operations. It is necessary for me to
summarise in turn, firstly, the evidence of the surgeons who carried out the
pursuer's two operations in 1995 and, secondly, the evidence of the four
expert witnesses. When addressing the evidence of each of these witnesses I do
so with particular regard to the following matters:
· the ordinary practice of a gynaecological surgeon with regard to the identification, by visualisation or palpation, of the ureter prior to application of clamps to the uterine blood vessels;
· the degree, if any, to which the presence of adhesions in the present case may have affected the process of identification of the ureter; and
· whether, in the circumstances of the present case, the ureter could and should have been identified by the operating surgeons prior to application of a clamp to the pursuer's left infundibulo-pelvic ligament.
Dr Christopher
Lennox
[13] At the time of the pursuer's operation
Dr Lennox had held the post of Consultant in Obstetrics and Gynaecology
with the defenders since 1987. (He was subsequently appointed Clinical
Director for Women's Services, NHS Lanarkshire, and retired from clinical
practice in December 2011.) In 1995 he carried out around
25-30 hysterectomies each year and estimated that he would then have
carried out around 250-300 in
total. I have already noted that he had no specific recollection of this
operation and gave evidence based on the pursuer's medical records and his own
normal practice. He thought that the decision that the operation would be
carried out by the registrar would have been made when the theatre list was
made up. He agreed that although the operation was performed by Dr Ikedionwu,
the consultant carries ultimate responsibility for it. He accepted that there
should have been an attempt positively to identify the ureter by visualisation
and/or palpation but did not regard the absence of any reference in the
operation note as an indication that there had been no such attempt. Damage to
a ureter is a well-recognised hazard of hysterectomy procedure, although it
occurs most commonly at a lower level where the ureters are closest to the
uterine arteries. So far as identification of the ureter is concerned, all one
can do is be as confident as possible that the ureter is not involved in tissue
to be clamped and cut. In the absence of adhesions, it would normally be
possible to feel the ureter with one's fingers or to see it through the
peritoneal tissue. It is quite a thick structure which wriggles when
squeezed. In a straightforward case, Dr Lennox considered the risk of
damage to a ureter to be low: with normal anatomy and due care, it should never
happen. The position was, however, entirely different where there were
adhesions. In bad cases it could be difficult to be sure which organ was
which. The aim was to restore normality as far as possible but it would not
always be possible positively to identify the ureter. Once one reached the
stage of placing a finger behind the broad ligament and stretching the
infundibulo-pelvic ligament, one could be more confident that the ureter was
not included. Having regard to the references in the notes in this case to
adhesions, it was likely that the operation had proceeded on the basis of
confidence rather than certainty that the ureter was not involved in the tissue
being clamped and sutured, because attempting to divide the adhesions could
have done more harm than good. When it was put to Dr Lennox that he
himself had described the operation as "straightforward" in the discharge
letter, he explained that it was important to appreciate the function of the
letter: the GP was not interested in whether the operation itself had been
difficult; the pursuer had recovered quickly and there was no suspicion that
there might be complications later. In re-examination (having been called as a
witness by the pursuer), Dr Lennox reaffirmed that he drew a distinction
between certainty on the one hand and confidence on the other, especially where
the anatomy was distorted.
Dr Eloka
Ikedionwu
[14] At the time of the operation Dr Ikedionwu
had been a Registrar for approximately one year. He accepted that every clamp,
cut or suture would have been supervised by Dr Lennox as consultant with
overall responsibility. On the basis of his own contemporaneous note he did
not accept that the operation could properly be described as straightforward
because of the references to adhesions. Even after digital separation the
anatomy would not be returned completely to normal. In cases where there were
adhesions it was sometimes necessary to make an intelligent guess as to the
course of the ureter by studying the angle of entry or exit. Certainty that
the ureter was not involved in clamped tissue was achievable in most but not
all cases. If there had been difficulty identifying the ureter one would in
normal circumstances expect this to be recorded in the operation note.
Mr Michael
Smith
[15] Mr Smith, the consultant
urologist who carried out the remedial operation in May 1995, was also
asked whether it was possible to identify the course of the ureter during a
hysterectomy operation. His view was that in a straightforward hysterectomy
procedure the surgeon would see where the ovary and fallopian tube were and in
the course of dissection would be able to identify where the ureter was. This
would not necessarily require dividing the peritoneum but if it did the
dissection would not have to be very extensive. Depending on the thickness of
the peritoneum, it might be possible to identify the ureter by palpation.
Mr Alastair
Milne
[16] Mr Milne has been a Consultant
in Obstetrics and Gynaecology since 1980, and has held that post at the
Royal Infirmary of Edinburgh since 1998. His main area of clinical
activity has been in gynaecological surgery with a special interest in
urogynaecology. His surgical practice commonly involves the procedures of
abdominal hysterectomy and salpingo-oophorectomy. He has been nominated by the
Royal College of Obstetricians and Gynaecologists to serve as an advisor to the
Committee on Professional Performance of the General Medical Council. For the
purposes of the present action, Mr Milne produced a written report dated 21 November
2011 and gave evidence at the proof. In his
report Mr Milne expressed the opinion that the ordinarily competent
gynaecological surgeon should "make every effort" to visualise and/or palpate
the ureter especially before application of clamps to tie off the blood supply
to the uterus and ovaries. These efforts should be recorded in the operation
note as should any difficulties encountered identifying the ureter during the
operation as a result of anatomical distortions. In the present case the
description of the operation as "straightforward" in Dr Lennox's discharge
letter suggested that the anatomical distortion of the left sided structures
described in the operation note did not pose a particularly difficult surgical
challenge. That being the case, no ordinarily competent gynaecologist would
have encircled the ureter with a suture. There is no mention in the operation
note of an attempt to visualise or palpate the ureter. If no such attempt was
made that would indicate a standard of care below that of an ordinary
practitioner exercising due care.
[17] In his
evidence to the court Mr Milne stated that the reference in the operation
notes to digital separation of adhesions strongly suggested to him that the
separation was not challenging. He accepted that in a case of abnormal
anatomy, there might be difficulty in identifying the ureter before separation
of the adhesions, but what mattered was how the anatomy appeared after an
attempt at separation had been made. His interpretation of the operation note
was that there was no significant difficulty in identifying the area in which
the clamp on the infundibulo-pelvic ligament was to be placed. If there had
been any greater degree of difficulty in identifying the ureter then it should
have been noted in the operation note and one would also expect to see a
reference in the discharge letter. In this case it appeared that the clamp had
breached the peritoneum and had been placed very close to or on the ureter
which runs just below. When the pedicle was tied off, the suture encircled the
ureter albeit the ureter was not severed when the pedicle was cut. It was very
rare in an elective operation where adhesions were not rigidly adherent for an
encircling injury to the ureter to occur. Mr Milne strongly disagreed
with the views expressed by Dr Owen in his report that the ureter was
seldom clearly visible and that palpation was an unreliable method of
identification. It was uncommon, in Mr Milne's experience, not to be able
to feel the ureter. It was not usually necessary to dissect the ureter free
from the peritoneum in order positively to identify it. In cross-examination, Mr Milne
confirmed that the standard for which he would strive in identifying the ureter
would be as near to certainty as one could humanly get. His assessment of this
operation, based on the notes, was that the adhesions were separated to achieve
a virtually normal anatomy. He did not think that the course of the ureter
would have been abnormal, and so it would have been just as possible to
visualise the ureter as in a "normal" hysterectomy procedure.
Dr Alan
Brown
[18] Dr Brown has been a Consultant
Obstetrician and Gynaecologist since 1975, having held this post at
various Edinburgh
hospitals since 1983. He retired from clinical practice in 2007 but
continues to carry on consultancy and medico-legal work. His sub-specialty
interests include urogynaecology. He is a specialist advisor in obstetrics and
gynaecology to the GMC's Fitness to Practice Panels. For the purposes of the
present action, Dr Brown produced a written report dated 13 February
2012 and gave evidence at the proof. In his
report Dr Brown quoted a passage from a standard work (Govan et al,
Gynaecology Illustrated, 4th ed 1993, page 344) where
under a heading "Injury to the Ureter" it is stated:
"The ureter is most commonly injured:
1. Entering the pelvis
The ureter descends medial to the infundibulo-pelvic ligament, and if displaced by inflammation or tumour, may be so close as to be caught in a clamp applied to the ligament..."
It was Dr Brown's view that this was the mechanism of damage in the present case. There was no mention in the operation note that the ureters were identified at those stages of the operation when they were at greatest risk of being damaged. Identification was particularly necessary when a high risk factor such as severe adhesion formation was present. Dr Brown's view that the adhesion formation was severe was based upon the terms of the operation note and the discharge letter, and he expressed surprise that only digital separation of adhesions had been required. In his opinion, the pursuer sustained ureteric damage around the area of these intense adhesions because of the failure by Dr Lennox and Dr Ikedionwu to recognise the high risk to the ureter as it traversed that area, and because they made no attempt to identify the position of the ureter in relation to all the adhesions. It was Dr Brown's view that the two surgeons deviated significantly from the normal practice of identifying and recording the ureteric position in this "complex operation". This was negligent by reference to the Hunter v Hanley test.
[19] In his
evidence to the court Dr Brown stated that the fact that the adhesions
could be digitally separated, and the absence of any mention of bleeding,
indicated that they were milder adhesions but which could still cause
distortion of structures. It was absolutely vital to identify the ureter and
in a straightforward operation he would always make sure each was well out of
the way. He always checked by digital palpation that the ureter was well clear
of where the clamp was being put. The ureter is identified mainly by
visualisation: it is a strongly muscular structure which can often be seen
behind the peritoneum. If not, he would palpate. He considered it to be
normal practice for the operation note to record the manner in which the ureter
had been identified and the steps taken to secure it. Adhesions increased the
risk and made identification even more important. The adhesions in the present
case were extensive and created a "highly complex at-risk scenario". The
surgeon should not proceed to clamp in the area of the infundibulo-pelvic
ligament until he was certain he had identified the ureter in order to know
that it was out of harm's way. The absence of any reference in the operation
note to identification suggested that having separated the adhesions digitally,
Dr Lennox and Dr Ikedionwu were lulled into a false sense of security
and assumed (incorrectly) that everything was back to normal. When Dr Brown's
attention was drawn to Mr Smith's evidence that the ureter had probably
been cut not during the hysterectomy procedure but by himself during the
subsequent operation, Dr Brown revised his opinion as to the mechanism of
damage and stated that it was more likely that after the infundibulo-pelvic
ligament had been clamped, the suture included more tissue than had been
clamped. This was not within the range of acceptable surgical complications (I
interject to reiterate that it is not the pursuer's case that the ligation was
caused by careless suturing). Dr Brown also disagreed with the views
expressed in Dr Owen's report. Even if the ureter could not be identified
by sight or palpation, minimal dissection of the peritoneum would be needed and
damage to any vital structure would not be likely. As regards Dr Lennox's
evidence, Dr Brown disagreed that it was sufficient to proceed on the
basis of confidence that the ureter was not involved: confidence could only be
based upon positive identification. Any gynaecological surgeon who failed to
ensure that the ureter was not in close proximity to the infundibulo-pelvic
ligament when the latter was clamped and cut was taking risks.
Dr David
Parkin
[20] Dr Parkin has been a Consultant
Gynaecological Oncologist at Aberdeen Royal Infirmary since 1996, having
previously been a Consultant Obstetrician and Gynaecologist there
since 1989. Since the 1990s he has been concerned mainly with cancer
surgery but also assists colleagues with difficult non-cancer operations. For
the purposes of the present action, Dr Parkin produced a report to the
defenders which was not lodged and he gave oral evidence at the proof. When
asked to describe the steps taken to identify the ureter in a hysterectomy
operation, ie where the anatomy was normal with no adhesions, he considered
that in the majority of cases very little would be done because it would be
assumed that the ureter was safe. That was what every gynaecological surgeon
was taught then and, to some extent, still is today. In a "normal" case the
ureter would never be less than 2 cm clear of the ovarian vessels.
Creation of a hole in the broad ligament would further increase the distance. Visualisation
of the ureter was sometimes possible if the patient was of slim build. Attempts
to identify the ureter by palpation were not as informative as some thought. One
could only be confident if one had a finger down each side of it, which was
possible only if the peritoneum was widely opened; otherwise one would simply
be feeling an area of thickening of the peritoneum without knowing what it
was. In cases where there are adhesions, the peritoneum becomes thicker.
There is less space between structures, especially between the ureter and the
ovarian vessels and one cannot see through these thickened tissues. Attempting
to divide adhesions in order to find the ureter might do more harm than good.
The method which Dr Lennox had described in evidence as his normal
practice was in accordance with the way Dr Parkin had been trained and how
he saw senior colleagues operating in the early 1990s. When the opinions
of Mr Milne and Dr Brown were put to him, Dr Parkin stated that
he never saw positive identification of the ureter. The statement that it was
absolutely essential for the course of ureter to be identified and made safe
before application of the clamp was easy to make but very difficult to achieve
in real life. Even at his level of expertise as a cancer surgeon, confident
identification of the ureter in the presence of adhesions could be highly
challenging and sometimes impossible. He thought the normal practice was that
when the gynaecologist was confident that some semblance of normality had been
restored the clamp could be applied. Hysterectomy was based on confidence, not
certainty. There was no scenario here that was risk-free. He did not think
that in 1995 it was normal practice to record identification of the ureter
in the operation note. In the course of cross-examination Dr Parkin expressed
the view that in the vast majority of cases the ureter cannot be identified
with certainty.
[21] As regards
the pursuer's anatomy at the time of the hysterectomy operation, Dr Parkin's
view, based on the laparoscopy findings and the operation note, was that this
was quite an abnormal situation. It was not possible to give a definite answer
but it seemed likely that the ureter was not in its normal position in relation
to other organs. It is unlikely that it could have been seen or felt through
the peritoneum. Separation of the adhesions could not be expected to restore
the anatomy to normal because the tissue would still be thickened. Because it
could not be assumed that normality had been restored, one was back to the
pragmatic approach: the ureter would be out of the way the vast majority of the
time. When asked in cross-examination whether he considered that a surgeon
who, in 1995, sutured a ureter without having positively identified it was
not negligent, his response was that the discriminating feature was whether the
anatomy was normal. If so, encircling of the ureter would be negligent, but
the present case was not routine. It was impossible to tell whether, following
separation of adhesions, the anatomy had been restored to normal or whether the
ureter was displaced. Nothing could be inferred from the fact that Dr Lennox
had been content to allow a registrar to proceed to carry out the operation
under his supervision. Dr Parkin's final position was that it was highly
unlikely that the anatomy had been restored to normal.
Dr Philip
Owen
[22] Dr Owen is a Consultant
Obstetrician and Gynaecologist who has held that post with North Glasgow NHS
Trust since 1997 and currently works at Glasgow Royal Infirmary. He had
previously been a Senior Registrar and subsequently an Honorary Consultant at Ninewells
Hospital, Dundee
since 1993. His specialist areas of interest are in the field of
obstetrics but his clinical workload has included both obstetrics and
gynaecology and he regarded himself as a generalist obstetrician and
gynaecologist. He currently performs around 30-40 hysterectomies in a
year but performed more than that in the past when there were fewer recognised
alternatives. For the purposes of the present action, Dr Owen produced a
written report dated 18 December 2011
and gave evidence at the proof. In his report he expressed the opinion that
the ureter is seldom clearly visible and palpation is an unreliable method of
identification. Confirmation that the ureter is not involved in a clamp would
require the ureter to be surgically dissected free from overlying structures,
which carries its own hazards and is not a skill routinely within the range of
abilities of a general gynaecologist. His interpretation of Dr Lennox's
use of the word "straightforward" was that despite the technical difficulties
posed by the adhesions, the surgeons were able to overcome these and complete
the hysterectomy in a straightforward manner, with no immediate post-operative
complications or notable blood loss. The fact that Mr Smith was unable to
identify the distal ureter on the left side whilst undertaking the laparotomy
to repair the ureteric damage was an indication that the anatomy was distorted
to such a degree that the ureter could not be located in its usual anatomical
position. This would have made it particularly susceptible to injury at the
time of the hysterectomy. The injury was an unfortunate complication but did
not indicate that the hysterectomy was performed in a negligent manner.
[23] In his evidence
to the court Dr Owen stated that in normal anatomy there is a distance of
at least one centimetre between the infundibulo-pelvic ligament and the ureter,
which was a safe distance. Sometimes the ureter could be seen under the
peritoneum, sometimes not. Palpation was not a reliable method of
identification because it was not possible to hold the ureter between finger
and thumb. Ordinary practice would be to rely on an assumption that if anatomy
is normal, or has been restored to normal, there is a safe distance to allow
the surgeon to clamp and cut. When the infundibulo-pelvic ligament is lifted up
it is visualised and palpated prior to being clamped and cut. The absence therein
of a structure resembling the ureter would give additional confidence, though
not certainty, that the ureter was not involved. Dr Owen did not agree
that dissection of the ureter from surrounding structures was routinely within
the skill of the ordinary gynaecological surgeon. Where there were adhesions,
it was all the more important to be conscious of avoiding the ureter, but this
was not the same thing as positively identifying it. He regarded Mr Milne's
opinion that the ureter had to be identified with certainty as a counsel of
perfection that most ordinary gynaecologists would be unable to achieve. Dr Owen
accepted that his practice differed from that described by Mr Milne and Dr Brown
but considered that his more closely reflected ordinary practice. As regards
the effect of the adhesions on the pursuer's anatomy, Dr Owen's view was
that it was reasonable to surmise that even after separation of the adhesions
the ureter remained in an abnormal position relative to that of the
infundibulo-pelvic ligament. It was not possible to be certain which was out
of position but one could say with greater confidence that the increased
proximity of the two was the cause of the injury which occurred. There had
been no departure from usual practice and it was unfortunate that injury had
resulted.
General
observations on the expert evidence
[24] Having heard the four expert
witnesses give evidence and having been provided with full details of their respective
professional qualifications and clinical experience, I am in no doubt that each
is eminently well qualified to provide an expert opinion with regard to the
issues that arise in this case. There was some suggestion by Mr Milne and
Dr Brown, prompted by senior counsel for the pursuer, that Dr Owen
was primarily an obstetrician with limited involvement in gynaecology; having
heard Dr Owen's evidence I am satisfied that this is not so, and no such
suggestion was ultimately made by counsel in closing submissions. I feel able,
with respect to all of the expert witnesses, to assess the substance of their
evidence without any concern that any of them strayed beyond a field in which
they are all highly qualified and experienced. All gave reasoned opinions and
were able to elaborate upon their reasoning when challenged, so no question of
"oracular pronouncement" (Davie v Magistrates of Edinburgh 1953
SC 34, Lord President Cooper at 40) can be said to arise in this
case.
[25] That said,
it has to be acknowledged that there are very significant disagreements among
the witnesses with regard to critical matters in this case. It is perhaps not unduly
surprising that a range of opinions should emerge on matters of clinical
judgment, but I do for my part find it somewhat surprising that there should be
such sharp disagreement on matters which seem to me to be questions of fact: in
particular, the practicability of positive identification of the ureter where
it passes close to the ovary but behind the peritoneum. A stark conflict of
evidence occurred even in relation to procedure in a straightforward
hysterectomy operation where, for example, Dr Brown stated that he would "always"
identify the ureter and ensure that it was out of the way, yet Dr Parkin
stated that visual identification was "sometimes" possible and that
identification by palpation was unreliable. This conflict cannot be explained merely
as a difference of emphasis. Nor did I understand any of the witnesses to have
fallen into an error of describing current practice as opposed to practice, if
different, in 1995. I accept that each of the witnesses was accurately
describing his own professional practice and the practice of other
gynaecologists with whom he has worked both now and at the time of the
pursuer's operation. I am accordingly bound to conclude that within the
gynaecological profession, even in a country as small as Scotland,
there are significant variations in both professional training and clinical practice
in relation to this particular factual matter. Before examining the evidence
further, it is accordingly necessary to review the authorities on assessment of
expert evidence, so far as material to the issues in the present case.
The
court's approach to evidence of professional practice
[26] The starting point is of course the
well-known dictum of Lord President Clyde in Hunter v Hanley 1955 SC 200 at 206. Since the present case is based upon an allegation of
deviation from ordinary professional practice, it is worth quoting the relevant
passage:
"To establish liability by a doctor where deviation from normal practice is alleged, three facts require to be established. First of all it must be proved that there is a usual and normal practice; secondly it must be proved that the defender has not adopted that practice; and thirdly (and this is of crucial importance) it must be established that the course the doctor adopted is one which no professional man of ordinary skill would have taken if he had been acting with ordinary care. There is clearly a heavy onus on the pursuer to establish these three facts, and without all three his case will fail."
In applying that dictum to the present case, however, I bear in mind the following observations of the Extra Division in Gerrard v Royal Infirmary of Edinburgh NHS Trust 2005 SC 192 at paragraph 77:
"Clearly Lord Clyde is not saying in the passage quoted that professional negligence cannot be established where the claim arises out of circumstances in which no normal medical practice is proved to exist, since the Lord President himself stated at an earlier stage (p 205): The true test for establishing negligence in diagnosis or treatment on the part of the doctor is whether he has been proved to be guilty of such failure as no doctor of ordinary skill would be guilty of if acting with ordinary care. As Lord Clyde pointed out, it is the third of his three facts which is of crucial importance, that is 'that the course the doctor adopted is one which no professional man of ordinary skill would have taken if he had been acting with ordinary care'."
These dicta do not directly address a scenario where, according to the evidence, there exists more than one usual and normal practice, each supported by a body of expert professional opinion. In such a case it appears to me that attention must focus, in the ordinary way, upon the third of Lord Clyde's three facts.
[27] The next
issue arising as a matter of law is the approach which the court should take
when faced with a body of expert evidence led by one side that the course
adopted by the defenders' employees was negligent according to the Hunter
v Hanley test and a body of expert evidence led by the other side that
it was not. Both parties referred in their submissions to a recent summary of
the relevant legal propositions by Lord Hodge in Honisz v Lothian
Health Board 2008 SC 235 at paragraphs 39-40 and I gratefully do
likewise (with references added):
"[39] First, as a general rule, where there are two opposing schools of thought among the relevant group of responsible medical practitioners as to the appropriateness of a particular practice, it is not the function of the court to prefer one school over the other (Maynard v West Midlands Regional Health Authority [1984] 1 WLR 634, Lord Scarman, p 639F-G). Secondly, however, the court does not defer to the opinion of the relevant professionals to the extent that, if a defender lead evidence that other responsible professionals among the relevant group of medical practitioners would have done what the impugned medical practitioner did, the judge must in all cases conclude that there has been no negligence. This is because, thirdly, in exceptional cases the court may conclude that a practice which responsible medical practitioners have perpetuated does not stand up to rational analysis (Bolitho v City and Hackney Health Authority [1998] AC 232, Lord Browne-Wilkinson, pp 241G-242F, 243A-E). Where the judge is satisfied that the body of professional opinion, on which a defender relies, is not reasonable or responsible he may find the medical practitioner guilty of negligence, despite that body of opinion sanctioning his conduct. This will rarely occur as the assessment and balancing of risks and benefits are matters of clinical judgment. Thus it will normally require compelling expert evidence to demonstrate that an opinion by another medical expert is one which that other expert could not have held if he had taken care to analyse the basis of the practice. Where experts have applied their minds to the comparative risks and benefits of a course of action and have reached a defensible conclusion, the court will have no basis for rejecting their view and concluding that the pursuer has proved negligence in terms of the Hunter v Hanley test (see para 36). As Lord Browne-Wilkinson said in Bolitho (p 243D-E), 'it is only where the judge can be satisfied that the body of expert opinion cannot logically be supported at all that such opinion will not provide the benchmark by which the defendant's conduct falls to be assessed.'
[40] An example of such a rare
case is that of Hucks v Cole [reported at [1993] 4 Med
LR 393 but decided in 1968], which Lord Browne-Wilkinson
discussed in Bolitho. In that case a general practitioner failed to give
penicillin to a lady in a maternity ward who had a septic spot and as a result
she developed fulminating septicaemia. The defendant knowingly took a risk that
the lady could develop puerperal fever because the risk was small and he was
supported in his decision by distinguished expert witnesses. Nevertheless the
judge concluded that he was negligent and the Court of Appeal upheld his
decision, Sachs LJ holding that there was a lacuna in professional
practice and that the defendant knowingly took an easily avoidable risk which
elementary teaching had instructed him to avoid. As, in the court's judgment,
there was no proper basis for the practice of not giving penicillin it was not
reasonable for the medical practitioner to expose his patient to that risk."
Discussion:
whether negligence proved
[28] I begin my assessment of the expert
evidence with a matter upon which there seemed to be a degree of consensus. In
the case of a hysterectomy operation which is properly described as
straightforward, ie where the anatomy is normal and there are no adhesions to
separate, it appeared to me that all four witnesses were in agreement that the
occurrence of damage to the ureter at the location of the infundibulo-pelvic
ligament would raise an inference that the operation was not carried out with
due care. That was the expressly stated view of Mr Milne and is implicit
in Dr Brown's opinion that no ordinarily competent gynaecological surgeon
would put a clamp in that area without identifying the ureter and ensuring that
it was out of harm's way. Dr Parkin accepted that if the anatomy was
restored absolutely to normal, damage to the ureter would be negligent. Dr Owen's
opinion that the occurrence of injury in the present case did not imply
negligence appears to have been based upon his judgment that normal anatomy was
not restored by separation of the adhesions. An appropriate starting point is
therefore to consider whether a finding can be made as to whether or not
separation of adhesions did result in this case in the restoration of normal
anatomy. I have set out above the views of the four experts on this matter,
and it can be seen that only Mr Milne expressed the opinion that
separation of the adhesions had created "virtually normal anatomy" and that the
course of the ureter would not have been abnormal. This opinion was founded
upon the fact that the adhesions were digitally separated, and on Mr Lennox's
own description of the operation as straightforward. Dr Brown's view
that Mr Lennox and Dr Ikedionwu had been "lulled into a false sense
of security" as regards restoration of normality was based upon the extent of
the adhesions disclosed by laparotomy and described in the operation note. Dr Parkin
and Dr Owen each expressed the view that there would have been a reduced
distance between the ureter and the ligament which was to be clamped and cut. Like
Dr Brown, Dr Parkin based his opinion on the extent of the adhesions
recorded in the laparoscopy report and in the operation note. Dr Owen's
view appears to be based partly upon the laparoscopy findings and partly upon
the difficulty experienced by Mr Smith in locating the left ureter a month
later. As regards the latter, however, Dr Owen did ultimately accept that
there would probably have been more adhesions at the time of Mr Smith's
operation than there had been a month previously.
[29] In my
opinion the view of the majority of the expert witnesses on this point is to be
preferred. I accept the view expressed by Dr Parkin in particular that it
would be wrong to read too much into the fact that Dr Ikedionwu was able
to separate the adhesions digitally. Whilst this may be an indication that the
extent of the adhesions was not at the most severe end of the scale (as would
be encountered, for example, in a case of endometriosis) and accordingly may
not have posed a particularly difficult surgical challenge during the operation,
I am not persuaded that it can be regarded as a reliable indication as to the
restoration or otherwise of normal anatomy. Nor, in my opinion, should too
much be read into Dr Lennox's use of the word "straightforward" in the
discharge letter. I am happy to accept Dr Lennox's own explanation of
what he would have meant by this, and that it cannot be taken to imply that
normal anatomy was fully restored. It is clear from the operation note that
the adhesions encountered in the course of the procedure were not confined to
the bladder adhesions which created difficulty at entry. Prior to separation
of the adhesions involving the left adnexa and the uterus, the anatomy was
abnormal. Each of the witnesses made the point that it was impossible to be
certain on the basis of available information as to the spatial relationship,
following separation of adhesions, between the left ureter and the ovarian
blood vessels which were to be clamped and cut. However, for the reasons
explained by Drs Brown, Parkin and Owen I am not satisfied on balance of
probabilities that the pursuer has established that normal anatomy was fully
restored and, in particular and crucially, that the distance between the left
ureter and the left infundibulo-pelvic ligament following separation of
adhesions was the "safe" margin of 1-2 centimetres
that could be expected in a straightforward case.
[30] I therefore
proceed to assess the issue of normal practice against a factual scenario in
which separation of adhesions has been effected but where this has not had the
effect of restoring the "normal" gap between the left ureter and the left
infundibulo-pelvic ligament. I now have to address the conflicting evidence
regarding positive identification of the ureter.
[31] At the core
of the pursuer's case is the contention that the surgeons who carried out the
operation were under a duty to satisfy themselves (i) that they had
positively identified the left ureter by visualisation and/or palpation and (ii) that
it was free from surrounding structures before proceeding to cut, clamp and
suture the left infundibulo-pelvic ligament. In order to establish a breach of
duty on the part of Dr Lennox and Dr Ikedionwu, it is therefore a necessary
element of the pursuer's case to prove that they did not, as a matter of fact, positively
identify the ureter. Dr Lennox agreed in his evidence to the court,
firstly, that an attempt to identify the ureter by visualisation or palpation
should have been made and, secondly, that with the benefit of hindsight the
only explanation for what occurred was that the ureter had not been positively
and correctly identified. I have little difficulty in accepting the second of
these two matters of fact: if the left ureter had been positively and correctly
identified then it is difficult to believe that it would have been closed by a
suture. I would have more difficulty in making any finding as to whether or
not an attempt was made to identify the ureter. Both surgeons said in evidence
(although they had no recollection of this operation) that such an attempt
would have been in accordance with their normal practice. There is no
reference in the operation note to such an attempt being made but, echoing the
remarks of Lord Maclean in Loughran v Lanarkshire Acute
Hospitals NHS Trust 2000 Rep LR 58 and of Lord Reed in McConnell
v Ayrshire and Arran Health Board 2001 Rep LR 85 at 86, I
am not prepared to assume that an operation note, especially one written as
long ago as 1995, contains a comprehensive record of events. Given that
it was Dr Lennox's practice to proceed on the basis of confidence rather
than certainty that the ureter was not involved in the tissue to be clamped,
cut and sutured, it would not be inconsistent with this practice to proceed to
clamp having made an unsuccessful attempt positively to identify the ureter.
[32] In the end,
however, I do not consider that it is necessary to make a finding in fact one
way or the other on whether an unsuccessful attempt was made. This is not, as
it seems to me, the critical issue which divides the parties. The position of
the pursuer, supported by Mr Milne and Dr Brown, is that ordinarily competent
gynaecological practice required certainty - or (in Mr Milne's words)
as near to certainty as one can humanly get - that the ureter was free
from the tissues to be clamped. The position of the defenders, supported by Dr Parkin
and Dr Owen, is that the ordinary practice of gynaecologists was to
proceed on the basis of confidence, not certainty, that the ureter was not
involved and that positive identification of the ureter was not always possible
and in any event not always necessary. On the pursuer's evidence, the making
of an unsuccessful attempt to identify would not absolve the defenders from
liability if the surgeons proceeded to clamp without the requisite degree of
certainty that there would be no damage to the ureter. On the defenders'
evidence, the making of an unsuccessful attempt to identify would not prevent
the surgeons from proceeding to clamp if they were nevertheless confident that
the ureter was not involved. It is not suggested on behalf of the
pursuer - nor could it have been, on the evidence - that Dr Lennox
and Dr Ikedionwu proceeded to clamp, contrary to Dr Lennox's normal
practice, without being confident that the uterus was not within or at
least in dangerously close proximity to the tissue clamped. On the contrary, I
find, on the basis of Dr Lennox's evidence as to his ordinary practice,
that the clamping, cutting and suturing of the pursuer's left
infundibulo-pelvic ligament proceeded on the basis of confidence but not
certainty on the part of Dr Ikedionwu, as the surgeon carrying out the
operation, and on the part of Dr Lennox, as the consultant supervising and
directing the operation, that the left ureter was not within or in dangerously
close proximity to the tissue clamped.
[33] I pause to
summarise my findings thus far. By the time the clamp was applied to the
pursuer's left infundibulo-pelvic ligament, the adhesions described in the
operation note had been digitally separated but the anatomy had not been fully
restored to normal. There was probably a reduced gap between the ligament and
the ureter behind the peritoneum, increasing the risk of damage to the ureter if
the ligament was clamped, cut or sutured. The surgeons carrying out the
operation did not positively identify the ureter but proceeded to clamp on the
basis of confidence that the ureter was not involved in tissue to be clamped,
cut or sutured. To this scenario I must now apply the Hunter v Hanley
test: was the course which Drs Lennox and Ikedionwu adopted one which
no professional man of ordinary skill would have taken if he had been acting
with ordinary care?
[34] I remind
myself of the approach, set out in the passage from Honisz v Lothian
Health Board quoted above, which I must adopt. Where there are two
opposing schools of thought among the relevant group of responsible medical
practitioners as to the appropriateness of a particular practice, it is not the
function of the court to prefer one school over the other, unless the court can
be satisfied that the opinion of one of the schools cannot logically be
supported at all. In the present case there is a body of expert opinion,
represented by the evidence of Dr Parkin and Dr Owen, that the course
adopted by Drs Lennox and Ikedionwu adopted was in accordance with the normal
practice of ordinarily competent gynaecological surgeons. The fact that there
is another body of expert opinion, represented by the evidence of Mr Milne
and Dr Brown, that the practice adopted was not in accordance with normal
practice does not entitle me to reject the school of thought represented by Dr Parkin
and Dr Owen unless I consider that it cannot logically be supported. In
my opinion there is ample logical support for the practice of proceeding on the
basis of confidence rather than certainty, especially in circumstances where
anatomy is not normal. As the expert witnesses explained, the risk of damage
to the ureter by proceeding without certain identification must be balanced
against the risk of damage to the ureter or to some other structure by the
further surgical dissection which would be required in order to achieve
certainty. Dr Owen described this as the horns of a dilemma: the
situation where the ureter is most at risk is also the case where dissection to
achieve certain identification is most likely to cause iatrogenic injury. As Dr Parkin
put it, there was no alternative that was risk-free other than abandoning the
operation and leaving the pursuer in pain. In such circumstances it does not
seem to me to be an irrational or illogical practice for the surgeon to proceed
on the basis that the need to be as confident as one can be must be balanced
against the potential risk of injury by further surgical intervention. The
present case seems to me to be a long way removed from the circumstances of Hucks
v Cole in which Sachs LJ observed (p 399) that the defendant
"... knowingly took an easily avoidable risk which elementary teaching had
instructed him to avoid" and where the lacuna in professional practice was so
unreasonable that it could not be relied upon to excuse the medical
practitioner in an action for negligence.
[35] Lest there
be any doubt, my acceptance of the defenders' evidence that there is a body of
opinion which regards the practice adopted by Drs Lennox and Ikedionwu as
being in accordance with ordinary practice does not mean that I reject the
evidence of Mr Milne and Dr Brown that their practice and that of
others is different. I have already commented upon the range of opinion among the
witnesses in this case as to the practicability of positive identification of
the ureter; I accept that there is also a range of opinion as to the need for
positive identification - and hence a need to carry out whatever surgical
steps, if any, as may be necessary to achieve it - before proceeding with
the operation. But I am unable to hold on the basis of the whole evidence
before me that the procedure which the defenders' witnesses describe as
ordinary practice is so unreasonable that the fact that it is commonly adopted
cannot be used to excuse it in an action for negligence.
[36] I therefore
hold that the injury to the pursuer which occurred when her left ureter was
ligated in the course of the clamping, cutting and suturing of the left
infundibulo-pelvic ligament was not caused by negligence, measured according to
the Hunter v Hanley test, of the surgeons who carried out the
operation. The defenders accordingly fall to be assoilzied.
[37] I should
note that in the course of her submissions on behalf of the pursuer, senior
counsel referred me to three English cases concerning damage to ureters in the
course of hysterectomy operations, namely Hendy v Milton Keynes
Health Authority (No 2) [1992] 3 Med LR 119, Bouchta
v Swindon Health Authority [1996] 7 Med LR 62 and Hooper
v Young [1998] Lloyds Rep Med 61. I found these to be of interest
but of limited assistance in reaching my decision, which obviously has to be
based upon the evidence led before me and not upon evidence led in these cases
or learned commentary accompanying the reports of them. None of the three was
concerned with an issue of deviation from normal practice: in Hendy and
in Bouchta the negligence consisted of want of proper technique with the
appropriate practice not in dispute, and in Hooper the Court of Appeal
reversed a finding of negligence on the ground that, on the evidence, the
damage caused to the ureter by the placing of a stitch too close to it could
have occurred without negligence. Ultimately the present case falls to be
decided by the application of well-recognised principles to its own particular
facts and circumstances.
Causation
of loss and damage
[38] In the light of my decision on
liability, it is perhaps not strictly necessary for me to address the issue of
whether the losses which the pursuer claims to have sustained since 1995
were caused by the damage to her ureter in the course of the hysterectomy
operation. Since, however, this issue occupied a substantial proportion of the
proof, it is right that I should deal with it in my opinion.
Pursuer's
employment and medical history
[39] At the time of the hysterectomy
operation the pursuer was employed by the Royal Bank of Scotland,
for whom she had worked since leaving school at age 16. She married her
husband Philip (who gave evidence) in 1986. She was then working full time
and was the main breadwinner in the family, earning more than her husband and
qualifying for a number of valuable employee benefits including a mortgage at a
reduced interest rate and life insurance. Having begun her bank career as a bank
officer (working as a teller and on other duties) in a local branch in Wishaw,
the pursuer had received training in Edinburgh
and in 1986 had moved to the international banking division in Glasgow.
Her job there appears to have consisted of administering transfers of funds in
different currencies between corporate accounts in various countries, still at
the grade of bank officer. Over the next four years she gained experience in
that division and was on secondment to consumer finance in Edinburgh
when she became pregnant with her first child, who was born in 1990. She applied
for and was granted a five-year break under the bank's Career Break Scheme with
a view to having her family and resuming full-time work at the end of the
five-year period. During her career break she worked part-time, at her
request, at branches of the bank in Hamilton
which were nearer to home. By the time of the operation in 1995 she wished
to return to full-time work and progress her career with the bank.
[40] The
pursuer's pre-operative medical records contain a number of significant entries.
It is relevant to note that the GP records disclose that the pursuer was a
regular attender at the surgery both before and after the operation with which
this action is concerned. In his written report, Mr Timothy Hargreave, a
Consultant Urological Surgeon called by the pursuer and whose evidence I discuss
below, stated that between October 1983 and December 1994 there are
approximately 95 GP consultation notes, and in his oral evidence he observed
that this was a pattern one sees with people who are very anxious about their
health or who feel symptoms more keenly than others. Of possible relevance to
the issue of causation are the following: symptoms of abdominal pain and increased
bowel sounds in March 1989; two diagnoses of possible urinary tract
infection in May 1990 (when the pursuer was pregnant) and June 1993;
a finding of tenderness from the right iliac fossa to the right loin over the
bladder in October 1991; symptoms of tenderness in the left iliac fossa
and loin in November 1991; abdominal pain and tenderness in
January 1993, March 1993 and April 1993; pyrexia, abdominal
pain, dysuria and a finding of tender left iliac fossa in June 1993;
tender abdomen especially while passing bowel motions and urination in
August 1993; irritable bowel and tender abdomen in February 1994. I
have already mentioned the abdominal pain later in 1994 which led to the
hysterectomy operation.
[41] By the time
of her readmission to hospital in May 1995 the pursuer was in what she
described as extreme pain. The nephrostomy was a highly unpleasant experience
and she was very anxious as investigations continued to identify what was wrong
with her. Following the transuretero-ureterostomy operation she was discharged
from hospital on 28 May.
[42] Mr Hargreave
noted in his report that from June 1995 until February 2007 there are
approximately 100 entries in the pursuer's GP consultation notes, and he
set out at length those which relate to urinary problems. There are about 15
of these plus references to correspondence with Mr Smith and other
specialists. It is unnecessary to set out here in full the entries identified
by Mr Hargreave, although I refer to some of them below. In summary, they
record the following symptoms and/or findings: diagnosis of right-sided urinary
tract infection in November 1995; continuing abdominal pain, pyrexia etc
in November 1995; issues with bladder control in April and June 1996;
pain in the right iliac fossa, dysuria and pyrexia and a diagnosis of urinary
tract infection in August 1996; emergency admission to hospital in
August 1996 with left renal colic; re-admission to hospital in
September 1996 with right iliac fossa pain; a diagnosis by Mr Smith
of yoyo reflux (which I discuss below) in October 1997; abdominal pain at
various dates in early 1998; loin pain, abdominal discomfort and urine in
blood in February 2002; increased urinary incontinence in February 2007.
In addition to these entries regarding urinary problems there are entries
referring to irritable bowel syndrome and, between 1997 and 1999,
depression.
[43] In her
evidence to the court, the pursuer described her experience after the
operations as follows. From 1995 she had five years of misery. She was
very anxious about her health, especially the risk of damage to her kidneys by
an infection. She attempted to return to work in 1996 but found herself
unprepared for the challenge of coping with significant changes in banking
practices which were then taking place. Utilisation of the skills which she
had acquired prior to taking her career break would have required travel to a
city, which she did not feel able to do. She regarded the opportunities
available to her in the local branch as inadequate. Physically she was
suffering from symptoms including irritable bowel syndrome. She was aware of her
body and embarrassed by other people's awareness of it and by her need to remain
in proximity to toilet facilities. Her abdominal pain persisted. In order to
avoid urinary tract infections she took antibiotics on a long term basis
whenever she felt that symptoms were about to begin. In June 1997 her
employment was terminated by the bank. She accordingly lost her salary and the
important employee benefits mentioned earlier. In 1997 she was diagnosed
as suffering from depression.
[44] In 2001
the pursuer was referred by Dr Liddle to Modyrvale Medical Centre
Counselling Service and she began a course of therapy which she considered to
have been beneficial. This appears to have been something of a turning point
for her. She developed a coping strategy and since February 2002 she has
not required anti-depressant medication. In the course of the last ten years
the pursuer's physical symptoms have also eased. In particular she is no
longer troubled by symptoms that she would attribute to urinary tract
infection. By about 2006 she felt she was in control of her physical
issues and began more actively to seek to return to work. In 2007 she
obtained employment with North Lanarkshire Council, initially as a classroom
assistant to a group of PE teachers, which she found tiring. Two years later
she was transferred by the Council to work in its Municipal Bank, a type of
work which the pursuer finds suitable in view of her previous banking
experience. However she finds it tiring to work for more than three days each
week.
[45] The pursuer
considers that if the hysterectomy operation had not resulted in damage to her
ureter and the consequent need for further remedial surgery, she would have
implemented her planned career with the Royal Bank of Scotland.
She would have returned to full time working in 1996. At that time the
bank was opening call centres and she had been asked if she was willing to move
to Edinburgh to help to set one up.
Another option would have been to return to the international division where
she could have expected promotion. She would have had access to further
employment benefits including a profit-sharing scheme and a company car. These
opportunities, together with the benefits which she already had through her
employment by the bank, were removed from her by the error made during the
hysterectomy operation.
Causation
issues
[46] There are two separate causation issues here which must be
disentangled. The first is the extent to which the pursuer's ureteric damage
has caused or materially contributed to symptoms which she has experienced
since 1995. The second is the extent to which symptoms attributable to
the ureteric damage, as opposed to symptoms not so attributable, have adversely
affected the pursuer's everyday life, and in particular whether they caused her
to be unable to work for many years after 1995. I address each of these in
turn below. I begin, however, with some observations in relation to the expert
evidence on this aspect of the case.
[47] I have
already noted that evidence was led by the pursuer from Mr Hargreave, a
retired Consultant Urological Surgeon who ceased clinical practice in 2008.
Mr Hargreave was a consultant at the Western
General Hospital,
Edinburgh from 1978 until 2002.
Since then his work has been principally with the World Health Organisation, Geneva,
and, among other responsibilities, he trains surgical technicians to undertake
male circumcision operations in high HIV prevalence African countries. He
continues to provide medico-legal reports, and for the purposes of the present
case he had two consultations with the pursuer in October 2008 and
March 2011 and provided a consolidated report dated 3 October
2011. Expert evidence was led by the defenders
from Mr Ian Conn who has held the post of Consultant Urologist at the
Southern General Hospital, Glasgow since 1993. His sub-specialty
interests include urinary tract reconstruction. He has not met the pursuer but
provided a report dated 6 January 2012
based upon scrutiny of the pursuer's medical records. In addition there was
the evidence of Mr Smith who, as previously mentioned, carried out the
remedial operation in May 1995 and who resumed responsibility for the
pursuer's care from August 1997 until about 2000. Mr Smith
provided reports on the pursuer's condition and progress in 1997, 2000
and 2003. Not surprisingly, considerable weight was placed on the
information contained in these contemporaneous reports by both Mr Hargreave
and Mr Conn
in the expression of their respective views. I am in no doubt whatever that
all three urologists are eminently well qualified to provide expert opinion on
the issues arising in this case. There are, however, certain significant
differences of opinion as between Mr Hargreave and Mr Conn
which I must address.
Attribution
of the pursuer's symptoms to the ureteric damage
[48] It is not, ultimately, contended on behalf of the pursuer that all of
the symptoms described in the foregoing paragraphs are directly attributable to
the ureteric damage, although it is contended that some are indirectly
attributable and therefore also caused by it for present purposes. I find it
convenient to begin with two of the pursuer's complaints which I consider
cannot be attributed to the ureteric damage.
[49] Irritable
bowel syndrome. The pursuer's GP records include references to irritable
bowel syndrome both before and after the 1995 operations. In this
connection the pursuer also described grumblings and wind which caused her
embarrassment. Somewhat greater detail regarding these symptoms is contained
in a passage from Mr Smith's report of his consultation with the pursuer
on 19 August 1997 which
I set out below. Mr Smith did not regard the pursuer's bowel symptoms as
having been caused by the damage to her ureter or by the remedial operation.
There was no support for any such causal link in the evidence of Mr Hargreave
or Mr Conn.
It was suggested by counsel for the pursuer in submissions that the pursuer's
irritable bowel syndrome could have been caused by anxiety which was in turn
caused by the damage sustained during the operation. I find no support for
this in the evidence of the urologists nor, indeed, in the evidence of Dr Livingston,
Consultant Psychiatrist, whose view was that irritable bowel syndrome could be
aggravated by mental health problems - or indeed vice versa - but who
expressed no view as to whether or not this was so in the present case. I
therefore hold, on balance of probabilities, that the pursuer's symptoms of
irritable bowel syndrome, and her other bowel-related symptoms, are not causally
linked, directly or indirectly, to the ureteric injury.
[50] Urinary incontinence.
The pursuer's GP records contain references to problems with bladder
control and in the report of his consultation with the pursuer on 30
October 2008 Mr Hargreaves narrates that she told him
that she had had problems with continence of urine in the past. In her
evidence to the court the pursuer stated, in the context of her attempt to
return to work, that she was embarrassed by her incontinence. There was no
support in the evidence of any of the consultant urologists for any causal link
between the ureteric damage and the pursuer's incontinence problems. Mr Hargreave's
view was that hysterectomy itself was associated with a worsening in continence
status which may be due to pelvic floor weakness or bladder over-activity. In
his report of the consultation on 3 March 2011,
Mr Hargreave noted that since the previous consultation the pursuer had
learned to do pelvic floor exercises and that incontinence was no longer a
problem. I hold that the pursuer's symptoms of incontinence are not linked,
directly or indirectly, to the ureteric injury. Mr Hargreave and Mr Conn
agreed, however, that any incontinence problem would be likely to be aggravated
by urinary infection which would cause increased urinary urgency.
[51] Abdominal
pain and urinary tract infections. I now turn to address the symptoms
whose causation is more contentious. The pursuer's GP records covering the three
years or so after the 1995 operations contain frequent references to
abdominal or loin pain, sometimes left-sided, sometimes right-sided and
sometimes unspecified. In his report dated 19 August
1997, Mr Smith recorded her loin pain symptoms
as follows:
"Mrs Hannigan has a number of current complaints. She has intermittent 'spasms' in the area of the right loin which may last for some 2-3 days. At times she feels discomfort in the left loin, both can be felt at the same time but not necessarily so. Pain relieving tablets and rest are sufficient to ease the discomfort."
In December 1997 Mr Smith recorded the pursuer's loin spasms as "intermittent and variable in length". In May 2000 he described her as still having these aches but much improved. When he saw her again in May 2003 she described right loin pain coming on every two months or so but with a background of constant awareness. At times she had spasms lower down which seemed to be triggered by emptying her bladder first thing in the morning. At her first consultation with Mr Hargreave in 2008, she told him that she experienced left sided cramping abdominal pain when she started to pass urine but that she had learned to control this by taking a deep breath and then gradually breathing out as she passed urine. By 2011 she told Mr Hargreave that she felt occasional right loin pain if for some reason she had to delay emptying her bladder, but had learned to cope with this and to use abdominal pressure to ensure bladder emptying. Mr Hargreave described her pains as being of minor severity and not causing the pursuer a significant problem any longer. In her evidence to the court the pursuer confirmed that she has suffered abdominal pain since the operations but that this has now reduced and no longer worries her. She has always been more worried about infection and the risk of loss of one or both of her kidneys.
[52] There are occasional
references in the pursuer's GP notes to "UTI", ie urinary tract infection, but
never as a firm diagnosis, and usually without specification of the symptoms on
the basis of which such a provisional diagnosis has been made. On each
occasion when a sample of urine was sent for growth of bacterial culture, negative
results came back. When the pursuer was admitted to Law
Hospital as an emergency on 8 August
1996, at which time Dr Liddle had made a
reference in her notes to urinary tract infection, the diagnosis by the
consultant at the hospital was "UTI unlikely ??adhesions". In his report
dated 19 August 1997, Mr Smith
noted:
"She complains of discomfort, particularly first thing in the morning when emptying the bladder, not burning, more of an ache. Although it had been thought that she might have had urinary tract infections, it is my information that there has been no positive culture of bacteria from the urine, specifically in September 1995, November 1995, August 1996 and on 12 July 1997. She has however been on a low dose of antibiotic on a daily basis since mid-1995, the purpose of which is to prevent the development of infection in the urine. This is a well tried and proved method of managing patients who have recurrent urinary tract infections."
The pursuer herself when giving evidence stated that she made sure that she did not get urinary tract infections because she was afraid of kidney failure. She has for many years taken precautionary measures, including antibiotics and fluids.
[53] In
September 1997, Mr Smith identified reflux of urine, particularly
from the left ureter up towards the right kidney, as a possible cause of the
pursuer's abdominal pain. In order to investigate whether this was occurring, he
instructed the carrying out of a retrograde ureterogram. It is worth quoting Mr Smith's
theatre note of 10 October 1997
at some length:
"A catheter was able to pass into the right ureteric orifice and up the right ureter. It was initially sited below the point of the ureteric anastomosis and dye was passed retrograde. It passed with ease up the right ureter and also into the left ureter the junction at level of sacroiliac joint. Dye in distal ureter drained freely into the bladder. The catheter was then advanced past the anastomosis with ease. The upper ureter was filled and the catheter again removed. On screening it was evident that initially some dye reflux from the right ureter into the left ureter and drainage was inefficient with peristalsis occurring but not that much dye draining into the distal right ureter. At times both left and right ureters were dilated at the same time, suggestive that yo-yo reflux if it occurs, is not very significant because there was no clear pattern of one ureter emptying into the other. There is however delay in draining both ureters, the delay being at the point of anastomosis, and it is assumed therefore there is a mild narrowing..."
The term "yo-yo reflux" describes a situation in which at the anastomosis urine passing down one ureter initially passes some way up the other ureter instead of draining distally. This can occur because peristalsis operates in each ureter independently of the other, and when muscular contractions in one ureter bring urine to the anastomosis, further drainage may be delayed by the presence of urine delivered by peristalsis of the other ureter.
[54] There was
much discussion during the proof as to whether it had been demonstrated, by
the 1997 investigation or otherwise, that yo-yo reflux was occurring in
the pursuer's urinary system. As the above theatre note indicates, Mr Smith
considered that he had observed it and, despite having expressed reservations
in a letter dated 5 February 1998
to Dr Liddle as to the reliability of this conclusion based on the test
carried out, he reiterated this view in his evidence to the court. However he
found it difficult to understand how it could contribute to the pursuer's
symptoms. Mr Conn stated in his written report that it was impossible to
say whether the pursuer had yo-yo reflux, but in his evidence to the court he accepted
that because there was no valve at the anastomosis, there would almost
certainly be yo-yo reflux. He did not, however, consider that a mechanism had
been demonstrated which would cause the pursuer's abdominal pain. Mr Hargreave
considered that the existence of yo-yo reflux had been proved, although in his
oral evidence he stated that he preferred to call it "incomplete emptying of
the upper urinary tract", and that there was a causal link to the pursuer's
pain, as follows. As the urine goes up either of the ureters it creates
pressure at the kidney outlet, causing intermittent minor pain. When the
bladder is full, additional pressure is needed to push urine into it. This
would tend to aggravate the situation above the anastomosis and would explain
the occurrence of increased pain first thing in the morning and at other times
when the pursuer's bladder was full. It would also explain why pain could
occur on either the left or right side.
[55] Mr Hargreave
went on to express the opinion that a further consequence of incomplete
emptying of the upper urinary tract was an increased risk of urinary
infection. If more than 30 ml of urine remained in the urinary
system, the rate of bacterial growth would exceed the rate at which it could be
expelled. This would explain why the pursuer had suffered from symptoms indicative
of urinary tract infection. In recent years, she had learned a method of expelling
this residual urine from her system by taking a deep breath and pushing as she
passed urine. This explained why the incidence of urinary tract infection had
reduced virtually to nothing during the period between her two consultations
with Mr Hargreave in 2008 and 2011. Mr Hargreave
acknowledged that none of the urine samples taken from the pursuer on various
occasions over a period of years had produced a bacterial culture, but this
could have been because she took prophylactic antibiotics as soon as she felt
symptoms of urinary tract infection beginning.
[56] Mr Conn
did not accept that the mechanism described by Mr Hargreave would produce
pain. The flaw in the theory was that peristalsis is a continuous process
which does not only operate when the bladder is full. This meant that if the
theory was correct the pain experienced by the pursuer would be continuous and
not intermittent. Yo-yo reflux would only cause pain if there was a blockage
in the distal ureter, which there was not. So far as urinary tract infection
was concerned, Mr Conn
considered that there was no evidence of infection. No culture had been
grown. Although this could possibly be explained by the antibiotics which the
pursuer was taking, other tests had also proved clear. Mr Conn's
conclusion was that the pursuer's symptoms which had been attributed to urinary
tract infections were in fact attributable to something else. Moreover, even
if the pursuer had suffered urinary tract infections, he did not consider that
it had been proved that these resulted from the need for the transuretero-ureterostomy
operation. The figure of 30 ml mentioned by Mr Hargreave was
arbitrary and unsupported by literature. There was no reason why urine in the
upper urinary tract due to an obstruction should become infected and, if it
did, antibiotics would not clear it up.
[57] I should
deal at this point with an objection made by senior counsel for the pursuer to
evidence given by Mr Conn.
In the course of his evidence in chief, Mr Conn
expressed the opinion that the most likely cause of the pursuer's abdominal
pain was intra-abdominal adhesions as yet undiagnosed and investigated. This
evidence was objected to on the ground that there was no record for it and that
it had not been put to Mr Hargreave. After hearing argument I allowed it
subject to competency and relevancy. Mr Conn
was giving his evidence on the last of the days set down for the proof in
February and I granted a motion to adjourn the case after he completed his
evidence in chief in order to allow time for preparation of cross-examination.
When the proof resumed in June, senior counsel for the defender indicated that
he did not intend to found on Mr Conn's
suggestion of intra-abdominal adhesions as the cause of the pursuer's abdominal
pain but would be relying on Mr Conn's
evidence simply as the basis of his submission that the court should reject Mr Hargreave's
explanation of the cause. Despite receiving this indication, senior counsel
for the pursuer proceeded to cross-examine Mr Conn
on his adhesions suggestion. Given that this was little more than an
alternative theory proposed by Mr Conn
without the benefit of investigation and not a firm diagnosis, I do not intend
to attach any weight to it. I shall instead restrict myself to considering the
experts' competing views regarding the mechanism propounded by Mr Hargreave.
[58] I remind
myself that in reaching a view as to whether to prefer the evidence of Mr Hargreave
or of Mr Conn,
I should apply the usual civil standard of balance of probabilities. In this
regard I bear in mind the observations of Lord Hope of Craighead in Dingley
v Chief Constable, Strathclyde Police 2000 SC (HL) 77 at 89:
"The function of the judge in a civil case is to decide where the truth lies or whether the case has been made out, on a balance of probabilities. One cannot entirely discount the risk that, by immersing himself in every detail and by looking deeply into the minds of the experts, a judge may be seduced into a position where he applies to the expert evidence the standards which the expert himself will apply to the question whether a particular thesis has been proved or disproved - instead of assessing, as a judge must do, where the balance of probabilities lies on a review of the whole of the evidence."
Approaching the matter with these observations in mind, I have concluded, as regards the pursuer's abdominal pain, that I should prefer the opinion of Mr Hargreave. My impression was that in his assessment of whether Mr Hargreave's explanation for the pursuer's abdominal pain was sound, Mr Conn was applying a somewhat higher test more akin to the standard he would apply if making a diagnosis. In my opinion, the mechanism described by Mr Hargreave was consistent with the pursuer's account of experiencing pain predominantly when she had a full bladder, and consistent also with intermittent pain on both sides of the abdomen. It explains why the level of pain or discomfort experienced by the pursuer has diminished as she has learned appropriate voiding techniques. I consider that, despite his assertion to the contrary, Mr Conn was disadvantaged by not having had an opportunity to meet the pursuer and obtain first-hand information from her regarding her urinary problems and coping strategies. I bear in mind that the pursuer had suffered from abdominal or loin pains from time to time prior to 1995, but I hold, on balance of probabilities, that the left and right abdominal or loin pains which she has suffered since 1995 have been predominantly attributable to the ureteric injury and repair. I do not go so far as to say that all of the pursuer's abdominal pain since 1995 is so attributable: Mr Hargreave attributes only "a significant element" of her post-operative abdominal pain to yo-yo reflux, and I do not consider that there is evidence that would entitle me to go beyond that formulation.
[59] I am not,
however, satisfied on balance of probabilities that the pursuer has suffered
urinary tract infections which can be attributed to the ureteric injury and
repair. I regard it as of significance that no bacterial culture has ever been
produced from the pursuer's samples and that other tests have similarly proved
negative. Provisional diagnoses of urinary tract infection in the GP notes
have not been confirmed by further investigation. I do not feel able to make
any finding as to whether the absence of any evidence of infection is
attributable wholly or partly to the pursuer's own preventative measures, but
for whatever reason I hold that it has not been proved, on balance of
probabilities, that she has to any material extent suffered symptoms correctly
diagnosed as caused by urinary tract infection since the remedial operation
in 1995.
[60] Renal
function. As Mr Hargreave explained in his written report, each
kidney normally contributes half of total function. In the case of the pursuer
her left kidney contributes around 39-40% of the total function. Mr Hargreave
and Mr Conn
both described this as a slight deterioration in the functioning of the left
kidney, and both considered that this was mostly attributable to the blockage
of the left ureter for several weeks in April/May 1995, although it could
also have been contributed to by childhood infective injury. Perhaps more
importantly, Mr Hargreave and Mr Conn
agreed that the pursuer's renal function is now stable and that it is unlikely
that she will have any future impairment of renal function. There is no doubt
that at least during the three years or so following the 1995 operations
the pursuer was very anxious indeed about the possibility of future kidney
failure. This is exemplified by an entry in her GP records dated 11 October
1995 (ie only five months after the remedial operation and before any entries
indicating abdominal pain, urinary infection or any of the other symptoms that
I am discussing) which states
"Kidney scan suggests poor function + scarring. Discussed possibilities. Advised her to take antibiotics prophylactically... Agreed that she might require early retirement."
Dr Liddle explained this conversation as having been an opportunity for the pursuer to talk to someone about the future and to express her fears. Whilst I regard the pursuer's concern regarding kidney failure as entirely understandable, I can identify no occasion upon which she was given anything other than reassurance that no further impairment of renal function was likely.
[61] Sexual
function. The pursuer was not asked any questions about adverse effects of
the aftermath of the ureteric damage on her sexual function, although it is
mentioned in the submissions on her behalf as an element of the loss and damage
claimed to have been sustained. She did mention to Mr Hargreave in 2008
that sexual activity with her husband did not resume until some time after the
1995 operations and that she was unable to tolerate sexual intercourse in a
particular position. By 2011 she reported only minor disturbance of
normal sexual activity. Mr Hargreave's opinion was that although in the
early years following her operation there may have been a variety of factors
contributing to sexual discomfort, the most significant one, and the only one
now, is the vertical abdominal wound that was made to explore the blocked
ureter. In the absence of any evidence to the contrary I find that such
interference as there has been with the pursuer's sexual activity has been
largely caused by the remedial operation necessitated by the ureteric injury.
[62] Tiredness.
There are references to complaints of tiredness in the pursuer's GP records
both before and after 1995. In August 1997 Mr Smith noted the
pursuer's complaint of "feeling tired all the time". He did not attribute this
directly to the ureteric injury and repair but regarded it as "a very
non-specific feeling which accompanies many illnesses". When she met Mr Hargreave
in 2008, the pursuer continued to complain of general tiredness. Mr Hargreave's
view was that there was no direct relationship between the pursuer's tiredness
and the injury to the ureter, except as regards the first few post-operative
months during which tiredness is a consequence of the healing process. He
suggested that the most likely cause of subsequent tiredness was worry and
depression and the need to try to help with a young family but observed that he
was not the appropriate expert to give an opinion on psychological matters. In
his oral evidence he estimated that following the operations undergone by the
pursuer it would take up to a year to return to full physical function. On the
basis of this evidence I find that tiredness experienced by the pursuer during
the year following the remedial operation is partly attributable to it and
partly to the hysterectomy operation itself, but that thereafter there is no
causal link between the ureteric damage and repair and the pursuer's tiredness
except in so far as it constituted a component of her depressive symptoms, to
which I now turn.
[63] Depression.
The first reference to "early depression" in the pursuer's GP records is in
February 2007. There are further references in December 1997,
June 1999, December 1999, November 2000 and September 2001
before the pursuer was referred for counselling in October 2001.
According to the pursuer her depression probably began when she was not getting
better after the operations. She was dealing with a lot of health issues and
financial issues and so mental health was pushed to one side. After five years
she began taking small steps towards recovery.
[64] Evidence was
led on behalf of the pursuer from Dr Martin Livingston, Consultant
Psychiatrist. Dr Livingston prepared two reports, the first (dated 29 June
2011) after a consultation with the pursuer, and
the second (dated 11 November 2011)
after sight of her GP records. On the basis of his meeting with the pursuer, Dr Livingston
expressed the opinion that she suffered clinically significant mental health
problems during a five year period following surgery in April 1995. Her
depressive symptoms included depressed mood, impaired concentration and
fatigue, sleep dysfunction, marked weight gain due to comfort eating, loss of
libido and loss of interest and pleasure in previously enjoyed activities,
together with social withdrawal. During this period she would have fulfilled
the diagnostic criteria for a moderately severe major depressive episode in
terms of DSM IV. She also has anxiety-based symptoms including a fear of
medical procedures, inability to trust doctors and other figures perceived to
be in authority and anxiety when she feels that she is not in control of the
situation. These symptoms fulfil the diagnostic criteria for a chronic
adjustment disorder which persists until the present time. She was unfit for
work until about 2006, her poor mental health being a significant
contributor to that impairment. After review of the pursuer's GP records, Dr Livingston
revised his opinion by postponing the likely time of onset of depression to
February 1997. In a letter to the pursuer's agents dated 20 January
2012, Dr Livingston reiterated his view that
she was unfit for work until about 2006 and that adjustment disorder was
having a minor impact on her work capacity, the main impact being from her
physical health. In the course of his oral evidence, Dr Livingston
accepted that the pursuer's depression could have been caused by multiple
factors, including the failure to obtain the hoped-for pain relief from the
hysterectomy operation, and the loss of her employment, but considered that her
depressive episode was mostly linked to her abdominal surgery and subsequent
physical symptoms.
[65] It is not
disputed by the defenders that the pursuer suffered from a depressive illness
between 1997 and 2001. However, it was submitted that the evidence
of Dr Livingston did not provide a sufficient basis for a conclusion that
the ureteric injury was responsible for the pursuer's mental condition or that
depression affected her ability to work.
[66] It is
noteworthy that Dr Livingston does not in either of his reports express
any opinion as to the causative factors underlying the pursuer's depressive
symptoms. This is unsurprising given that he did not meet the pursuer until
about ten years after the symptoms had resolved. He observed in the course of
re-examination that there is no objective means of quantifying the contributors
to mental illness. It is apparent even from the pursuer's own evidence that
not all of the factors which she identifies as contributing to her mental
condition can properly be attributed to the ureteric damage and its aftermath.
However, I reject the defenders' contention that it has not been demonstrated
that her depression has, at least to some extent, been caused by the sequelae
of the ureteric damage. In my opinion the effects of the ureteric injury and
repair have made a material contribution to the pursuer's depression and so the
causal connection is established (cf Simmons v British Steel plc 2004 SC (HL) 94, Lord Hope of Craighead at paras 25-27; others
concurring). I also accept that to the extent that the pursuer has suffered
and continues to suffer from adjustment disorder, this is attributable to the occurrence
of the ureteric damage. I address below the separate question of whether her
depression has in turn affected her ability to work.
[67] Summary.
Summarising my findings regarding the attribution of symptoms to the
ureteric damage and repair, I find it to have been proved, on balance of
probabilities, that there is a direct or indirect causal link with the
following:
· a significant part of the left and right sided abdominal pain throughout the period from 1995 to date;
· deterioration in function of left kidney (asymptomatic and not likely to increase);
· some sexual discomfort;
· part of tiredness during the year after the 1995 operations
· depression between 1997 and 2001 (partly attributable only);
· adjustment disorder continuing to date.
I find it not to have been proved, on balance of probabilities, that there is a direct or indirect causal link with the following:
· irritable bowel syndrome and physical manifestations thereof;
· urinary incontinence
· the remainder of the pursuer's abdominal pain;
Effects
of symptoms attributable to ureteric damage
[68] I turn now to the second branch of
the causation issue, namely the extent to which the pursuer has sustained loss
and damage as a consequence of the symptoms and other effects which I have held
to be attributable to the ureteric injury and repair. Clearly the pursuer has
sustained personal injury which would, had I made a finding of negligence, be
compensated by an award of solatium. I discuss quantification of solatium
below. She would be entitled to awards for services under sections 8 and 9
of the Administration of Justice Act 1982, the quantification of which is
also discussed below. It is not disputed by the defenders that these claims were
in principle made out, although quantification is contentious. The real issue
on this aspect of causation is whether the pursuer has proved that the ureteric
damage resulted in inability to work and in particular that it caused the loss
of her employment with the Royal Bank of Scotland.
[69] I have set
out above the pursuer's evidence regarding her career with the bank prior
to 1995, the reasons why her attempt to return to work in 1996 was
unsuccessful and the termination of her employment in 1997. In view of
the passage of time since these events it is appropriate to test the reliability
of her evidence against that of other witnesses and against contemporaneous
material. Dr Liddle's view was that the pursuer's concern regarding her
ability to return to work was cause by worries regarding her bodily functions:
that is, her urinary and bowel symptoms. No witness from the bank gave
evidence but contemporaneous correspondence indicates that due to the length of
her absence from work the pursuer's salary was reduced to half in April 1996 and then reduced to zero in
December 1996. On 26 June 1997, following a meeting at the pursuer's
home, a human resources officer wrote to the pursuer as follows:
"During the meeting we discussed the latest Medical Report prepared by the Bank's Medical Adviser and I confirmed that this did not support your retirement from the Bank on the grounds of ill health. Both John and myself explored ways of assisting you in returning to work, including a gradual return, but you advised that at the present time you do not feel fit to return. You expressed your surprise at the report from Mr Mom, but given the length of your absence and taking into account Medical Reports, the decision has been taken based on the information currently available to the Bank.
Taking the above into account I now confirm that the Bank has no alternative but to terminate your employment on the grounds that you are unable to fulfil the role for which you are employed..."
Writing shortly afterwards in August 1997, Mr Smith narrated what the pursuer had told him as follows:
"Mrs Hannigan held the job of clerk with the Royal Bank of Scotland. She is aware that the duties on which she is employed have changed since she had her surgery in April 1995 and that employees are required to take on a much broader and more flexible range of duties which are much more customer orientated. She described this as a 'salesperson' and also as 'retail banking'. Desk jobs are no longer possible. For a full time post she would be expected to stay 2 extra evenings per week which would be part of the hours for which she would be employed, although she felt that all employees were expected to put in extra hours unpaid. Even if she was to carry out a part-time post, she felt that she would be expected to do evening work and do a bit extra as well.
She found that she could not cope when she had tried to return, partly because she is uncertain when she is going to develop loin spasm, and partly because of what she perceives as anti-social effects of bowel rumbles, the noisy passage of flatus which she cannot control and its odour. If she had the opportunity of working in her own office with a toilet close beside, she felt that she probably could cope as she would be much more in control of her bodily functions without the risk of embarrassing others."
Mr Smith expressed the opinion that the pursuer would not find it possible to return to the type of job that had now evolved in the bank, but noted that this was partly unrelated to the ureteric injury.
[70] It may be
noted that the pursuer's perception that during 1995-96 there had been
"massive changes" in the bank which made it difficult for her to keep up with developments
in the nature of work at branch level does not sit easily with the opinion of Mr Keith
Carter, an employment consultant who gave evidence on behalf of the pursuer.
According to Mr Carter, the pursuer when choosing to resume full-time
employment would have been doing so with current banking knowledge and without
having lost relevant skills during her lengthy absence from work.
[71] When asked
in cross-examination whether she had attempted to find another job following
the termination of her employment by the bank, the pursuer stated that this was
never discussed because her GP had said that she was unfit for any job.
[72] I have no
difficulty in finding the pursuer to be a credible witness in relation to her
career plan. I accept in particular that when she took her career break it was
her intention to return to full-time work as soon as possible after the end of
the five-year break, and that that was still her intention at the time when she
decided to undergo the hysterectomy operation, although on the basis of Mr Hargreave's
evidence as to the time required to recover from a major operation, and having
regard to the pursuer's sensitivity concerning health issues, I consider that
even if nothing had gone wrong it is unlikely that she would have returned even
to part-time work much before the end of 1995. With regard to her attempt
to return to work in 1996, my conclusions, based on the evidence
summarised above are as follows. In relation to the type of work offered to
her by the bank, her primary worries concerned her bowel and urinary
incontinence problems. She lacked confidence to take on duties which required
her to spend time dealing directly with customers, as she was embarrassed
regarding her bodily functions and also uncertain as to when she might
experience a spasm of abdominal pain. My impression - in agreement with
that of Mr Peter Davies, an employment consultant who gave evidence on
behalf of the defenders - was that the pursuer's pre-career break job in
international banking had been of the nature of back office banking work, and
that it was to this type of work that she wished to return as it would allow
her to work at a location convenient to toilet facilities and without the worry
of something unpleasant occurring when she was with a customer. It appears
that this type of work was not available to her locally and that because of her
bowel and incontinence problems she was unwilling or unable to commit herself
to travelling to city-based work. It seems clear from the letter from the bank
which I quoted above that the bank was willing to be flexible in assisting the
pursuer to return to work, and that in the end it was the pursuer, acting in
accordance with the advice of Dr Liddle, who decided that she was not fit
to return to work.
[73] On the basis
of the evidence of the pursuer and Dr Liddle, and the contemporaneous
opinion expressed by Mr Smith, I accept that at the time when her
employment was terminated by the bank in 1997, the pursuer was not
physically and psychologically capable of resuming work. Whether a different
person with a lesser degree of what Dr Liddle described as
"hyper-vigilance" regarding her symptoms would have found it possible to return
to work seems to me to be beside the point. Critically, however, I do not accept
that the causes of her inability to return to work can be attributed to any
material extent to the ureteric injury and repair operation. Her concerns, as
regards the work which she says was offered to her, related principally to
symptoms of irritable bowel syndrome - and its physical manifestations as
described by Mr Smith - and to urinary incontinence. None of these
symptoms has a causal link back to the ureteric damage and repair. I accept
that the pursuer's abdominal pain (a significant part of which I have found to
have had such a causal link) was a factor that contributed to her inability to
return to work, in that it too caused her worry regarding her ability to work
in a customer-oriented setting, but I do not consider, on the evidence as a
whole, that it was a factor of the same significance as the others I have
mentioned. I am clearly of the view that the pursuer has not proved, on
balance of probabilities, that if one were to strip out the factors not
attributable to the ureteric injury, leaving only the symptoms which I have
listed above as attributable in whole or in part to the ureteric injury, she
would have been physically or psychologically unfit to return to work with the
bank in 1996 or 1997 or to seek alternative work at any subsequent
time. Nor, in my opinion, was there evidence which would entitle me to find
that the pursuer's depressive illness was a causative factor as regards her
inability to return to work: if anything, the causal link seems to have
operated the other way round. In so far as the pursuer may have had an
inclination to attribute to the ureteric injury and repair all of the factors
which rendered her incapable of returning to work before the termination of her
employment with the bank, or of seeking alternative work following such
termination, I consider that inclination to have been misconceived.
[74] For these
reasons I hold that the losses of bank earnings and pension which have been
sustained by the pursuer as a consequence of the termination of her employment
by the bank in 1997 have not been caused by the ureteric injury and its
aftermath. That being so it is unnecessary for me to address the evidence of Mr Carter
and Mr Davies respectively regarding the pursuer's likely career pattern
had she remained employed by the bank.
Quantification
[75] For the sake of completeness I give
my opinion on quantification of the pursuer's claim on the hypothesis that I
found negligence to have been established, but held (as I have done) that the
pursuer's loss of bank earnings and pension was not caused by such negligence.
[76] Solatium.
I assess solatium on the basis that the pursuer has sustained the following
injury and damage: (i) pain during the period prior to the repair
operation; (ii) the nephrostomy operation which preceded the repair
operation; (iii) the repair operation itself and pain in the immediate
aftermath; (iv) tiredness during recovery from the repair operation; (v) the
major part of the left and right abdominal pain suffered by the pursuer since
1995; (vi) anxiety during the period following the operation regarding
future loss of kidney function; (vii) sexual discomfort; (viii) moderately
severe depressive illness between 1997 and 2001; and (ix) adjustment
disorder continuing to date. As counsel for both parties recognised in their
submissions, the circumstances of this case are such that it is difficult to
find guidance either in the Judicial Studies Board Guidelines or in previous
reported cases. On behalf of the pursuer a figure of £45,000 was sought,
on the basis that the pursuer sustained injury and damage largely as I have
just set out, except that the pursuer's assessment includes urinary tract
infections and depressive symptoms from the date of the injury. Reference was
made to chapters 3(A)(b) and 5(J)(b) of the Guidelines and to cases
including Bouchta v Swindon Health Authority (above), George
v Tower Hamlets Health Authority 1996 (Kemp & Kemp para K10-002),
Young v The Post Office 2001 (Kemp & Kemp para C1-013,
and, as regards psychiatric injury, Cowley v Mersey Regional
Ambulance Service NHS Trust 2001 (Kemp & Kemp para C1-015).
On behalf of the defenders a figure of £10,000 was proposed on the basis
that the attributable injury and damage consisted of an unnecessary operation,
around a year of tiredness thereafter, and pain during the period prior to and
immediately after the repair operation, with the addition of a further £10,000
if a causal connection to the pursuer's depression was found to be
established. In my opinion the figure proposed by the pursuer more closely
reflects the level of injury and damage sustained in the present case.
However, taking account of the fact that the pursuer's depressive symptoms
resolved in the comparatively short time of about four years, I would have
regarded £40,000 as an appropriate award for solatium. In the peculiar situation
of assessing damages 17 years after the injurious event occurred, I would
have attributed the whole of this figure to the past and awarded interest
at 4% on it.
[77] Services.
The pursuer has a claim under section 8 of the 1982 Act in respect
of:
· household services such as cooking and cleaning rendered by her mother who came to stay for two weeks following the pursuers' discharge from hospital and continued to assist for around six months;
· childcare services provided by the pursuer's parents, sister and husband.
She has a claim under section 9 in respect of:
· household tasks, including management of family finances, which she had previously undertaken and which now had to be done by her husband;
· household services previously provided to her mother.
On behalf of the pursuer it was proposed, on a broad brush approach, that she should be awarded £2,500 under section 8 and £7,500 under section 9, inclusive of interest. This would equate to approximately 10 hours per week for 51/2 years. On behalf of the defenders it was submitted that a total figure of £1,000, inclusive of interest, would be appropriate to cover both section 8 and 9 claims. In my opinion the pursuer's calculation overstates both the number of hours per week and the number of years with regard to both claims, but the defenders' figure is too low. I consider that awards of £1,500 under section 8 and £4,500 under section 9, both inclusive of interest, would have been appropriate.
[78] In the light
of my findings in relation to causation, the pursuer's claims for past and
future wage loss, loss of employability and pension loss do not arise.
Disposal
[79] I shall repel the pleas-in-law for
the pursuer, sustain the third plea-in-law for the defender and grant decree of
absolvitor. All questions of expenses are reserved.