OUTER HOUSE, COURT OF SESSION
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P950/10
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OPINION OF LORD STEWART
in the Petition of
A H C (AP)
Petitioner;
for
Judicial Review of a decision by the Upper Tribunal (Immigration and Asylum Chamber) dated 12 August 2010 to refuse the petitioner leave to appeal
and Answers for
The Secretary of State for the Home Department
Respondent:
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Petitioner: Winter, advocate; Drummond Miller LLP
Respondent: K Campbell QC; Office of the Solicitor for the Advocate General
11 September 2012
[1] Underlying
this immigration judicial review is a substantive issue about the removal to
Pakistan of Christian converts - apostates in the eyes of their former co‑religionists.
There is also an issue about the limits of this Court's power, in the exercise
of its common law supervisory jurisdiction, to review decisions of the Upper
Tribunal in respect of which Parliament has excluded further appeals [Eba v
Advocate General for Scotland 2011 SLT
768]. The decision which this petitioner seeks to bring under review is a decision
of 12 August 2010 by a senior immigration judge of the Upper Tribunal
(Immigration and Asylum Chamber) refusing the petitioner leave to appeal
against, in a nutshell, a decision that he should be removed to Pakistan; and
the petitioner, who is an illegal immigrant, now comes to this court to get
another chance to argue that he should be allowed to stay in the United Kingdom.
[2] This is one
of a number of judicial review petitions sisted to await the outcome of Eba v
Advocate General for Scotland in the Supreme Court. Shortly after the sist
expired, on 13 September 2011, the
Lord Ordinary fixed a First Hearing for 18 January
2011. I presided at the First Hearing on that
date and having heard submissions I made avizandum. I have decided that
the petition must be granted. In coming to this decision I have exercised
"anxious scrutiny" on the basis that, it is said, removal to Pakistan
would involve extreme risk for the petitioner. The risk is said to be the risk
of torture and inhuman or degrading treatment while in custody in Pakistan
consequent on arrest for blasphemy.
[3] Although
the issue of "persecution" flits in and out of the record as if this were, or
might be, a "well-founded fear of persecution", 1951 Refugee Convention case,
Mr Winter, counsel for the petitioner, clearly stated that this is an article
3, 1950 European Convention on Human Rights [ECHR], case (right not to be
subject to torture or to inhuman or degrading treatment or punishment), and
that is all it is. I do not have a view as to whether the petitioner should be
given humanitarian protection and allowed to stay: my concern is that his case
should be properly determined; and that if he is to be removed he should be
removed on solid grounds. I have reached my conclusion without regard to the
question whether the petitioner's position is a deserving one, a question on
which, I dare say, there will be a range of opinions.
Background
[4] The
petitioner is a national of Pakistan.
He was born on 8 December 1974 and
is now aged 37. On his account he entered the United
Kingdom illegally in 1999. He came to the attention
of United Kingdom Border Agency [UKBA] in 2007 when he was found working in a
restaurant in Falkirk. He
was served with removal papers, form IS151A. He then claimed asylum on article
8 ECHR grounds (right to respect for private and family life). This was on the
basis of his relationship with a female British citizen, Ms IAS. On 24
November 2009 UKBA, acting for the Secretary of State,
refused the application for leave to remain and affirmed the decision to remove
the petitioner to Pakistan. The
petitioner then appealed to the First-tier Tribunal (Immigration and Asylum
Chamber).
[5] At this
point I should mention the fact, a fact which has subsequently become central
to the case, that, also in 2007, precise date unspecified, the petitioner
converted from his ancestral faith, Islam, to Christianity. He was baptised in
2008. He is a practising Christian. He adheres to a pentecostal church in Falkirk.
He assists with pastoral care and ministry for his church. He will be viewed
by Muslims as an apostate. His apostasy is known to his family in Pakistan
and he has been disowned. In order to obtain a national identity card for his
return to Pakistan the
petitioner will have to declare his religion. The immigration judge who
presided at the First-tier Tribunal hearing accepted the evidence, which he
described as "clear and credible", about the petitioner's Christianity. He
found that the petitioner "lives out daily practice of his Christian faith".
[6] It ought to
be appreciated that the evidence offered to the immigration judge about the petitioner's
Christianity went unchallenged by UKBA on behalf of the Secretary of State. This
is because UKBA chose not to be represented at the First-tier Tribunal hearing.
(The indication to the contrary at paragraph 11 of the immigration judge's
decision is a mistake.) Mr Winter's submission to me that the petitioner is a
"genuine" Christian convert was also not contested by senior counsel for the
Secretary of State who is now the respondent to this petition. This is
important because it distinguishes the petitioner from the applicants in the
two previous Christian-convert-Pakistan reported cases [AJ (Risk -Christian
Convert) Pakistan CG [2003] UKIAT 00040, §§ 3, 5,
22, 28, 29; Rana, R (on the application of) v Upper Tribunal
(Immigration & Asylum) & Anor [2010] EWHC 3558 (Admin), § 4,
reported in the Supreme Court as R (MR (Pakistan))
with R (Cart) v Upper Tribunal [2011] 3 WLR 107 at §§ 5, 59].
[7] On 12
March 2010 Ms IAS withdrew her support for the
petitioner's article 8 ECHR claim. The petitioner departed from his article 8
ECHR claim. His appeal to First-tier Tribunal was then presented solely on the
new basis of threatened violation of his article 3 ECHR rights. The logic of
the case was and is that, if removed to Pakistan, the petitioner would face a
charge of blasphemy; that if charged he would be taken into custody; and that
while in custody he would be tortured and subject to inhuman or degrading
treatment. The immigration judge held that the argument presented on behalf of
the petitioner was not supported by the background materials put before him,
particularly in relation to the risk of torture and unacceptable conditions in
prison. He found that the case law directly contradicted the argument. He
refused the appeal holding that UKBA's determination "would not cause the United
Kingdom to be in breach of the law or its obligations
under the 1950 Convention". The immigration judge's determination was
promulgated on 28 April 2010.
Applications for leave to appeal
[8] In terms of
the Tribunals, Courts and Enforcement Act 2007 there is a so‑called right
of appeal to the Upper Tribunal on a point of law arising from a decision made
by a First-tier Tribunal. The right may be exercised only with the permission
of the First-tier Tribunal or of the Upper Tribunal. The petitioner applied in
turn to both the First-tier Tribunal and the Upper Tribunal, as he was entitled
to do. The petitioner's application for permission to the First-tier Tribunal
(Immigration and Asylum Chamber) was refused on 18
June 2010. The petitioner then, applied to the Upper
Tribunal (Immigration and Asylum Chamber) for permission to appeal to the Upper
Tribunal. By a decision issued on 12
August 2010 a senior immigration judge refused permission
to appeal.
[9] Parliament has
excluded any further appeal, so that the only way the petitioner can keep his
claim alive is by invoking the common law supervisory jurisdiction of this
Court. Traditionally this Court has exercised oversight of "inferior
judicatories" to ensure that the rule of law is maintained. The supervisory
jurisdiction has been extended in recent times to encompass all errors of law.
[Tribunals, Courts and
Enforcement Act 2007 ss. 11(4), 13(1) and (8)(c); West
v Secretary of State for Scotland 1992 SC 385 at 395 per Lord President (Hope) delivering the Opinion of the
Court; Eba v
Advocate General for Scotland [2010] CSIH 78, §§ 34-42, 44-46 per
Lord President (Hamilton) delivering the Opinion of the Court; Eba v
Advocate General for Scotland 2011 SLT
768 at § 4 per Lord Hope of Craighead DPSC].
[10] The present
petition seeks to have the decision of 12
August 2010 set aside, presumably so that the application
for leave to appeal can be re-determined by the Upper Tribunal (Immigration and
Asylum Chamber). The petitioner's complaints were, and are, that the
immigration judge who made the original determination of 28 April
2010 failed to consider the case-law - including
two "country guidance" cases - in the light of the up-to-date 2010 Country of
Origin Information Report [COIR]; and that the immigration judge applied the
wrong test for standard of proof. Essentially the current petition criticises
the senior immigration judge who refused permission to appeal on 12
August 2010 for failing to address these complaints
properly or at all. Altogether the petition claims that the decision by the
senior immigration judge was "unreasonable et separatim irrational". As
I read the petition, it specifies two errors of law on the part of the senior
immigration judge.
[11] First, it is
said, there was a failure of the senior immigration judge to have regard to the
materials that were actually before the immigration judge and that this failure
amounted to "a collapse of fair procedure". The petition points out,
correctly, that paragraph 14(f) of the immigration judge's determination
expressly states that an excerpt of the COIR, section 19, "Freedom of
Religion", was placed before the immigration judge. In submissions, Mr
Winter, counsel for the petitioner, told me that section 19 contains "90 per
cent" of the relevant background material. I think this is a fair assessment,
if not an underestimate, although the question may be whether the missing ten
per cent, or whatever, is the bit that really matters.
[12] There is an
unresolved issue as to whether the whole of the 2010 COIR was lodged by the
petitioner's lawyer for consideration by the immigration judge. The issue was
flagged up in the (supplementary) grounds of appeal relative to the Upper
Tribunal permission application [appendix to production no 6/4, (supplementary)
grounds of appeal, § 4.] I think the matter came to the fore because, in
seeking to distinguish the "country guidance" case-law on prison conditions in
Pakistan, the petitioner's lawyer wished to rely on section 13 of the 2010
COIR, "Prison Conditions", in particular paragraph 13.06 [production no 6/2,
grounds of appeal, "Errors in Law", § 1 at (un-numbered) page 3; appendix to
production no 6/4 (supplementary) grounds of appeal, § 4].
[13] According to
the (supplementary) grounds of appeal: "The COI
Report confirms at para 13.06 that Christians were more likely to be tortured
in prison" [appendix to production no 6/4, (supplementary) grounds of appeal, §
1]. The reference is to part of a quotation at paragraph 13.06 from the United
States State Department International Religious Freedom Report 2009. Substantially
the same information is contained in the passage from the United States State
Department International Religious Freedom Report 2006 quoted in the 2010 COIR
"Freedom of Religion" section, section 19, at paragraph 19.89. Therefore,
since the immigration judge did have section 19, the issue about what was and
what was not produced looks like a bit of a storm in a teacup, though a
distracting one.
[14] The senior
immigration judge's reasons state that "[the 2010 COIR] is not referred
to in the three inventories of documents submitted on behalf of the appellant",
continuing: "it was incumbent upon [the petitioner] (who was legally
represented) to put that before the IJ". The inference drawn by the
petitioner, which I think is a reasonable one, is that the senior immigration
judge did not have regard to the 2010 COIR, section 19. On that basis I also
think it is a reasonable conclusion that the senior immigration judge did not
address the substance of the petitioner's complaint that the immigration judge
had failed to consider the case-law in the light of the up-to-date 2010 COIR. Whether
this counts as a material error of law is the question.
[15] Secondly,
the petition states that it was an error on the part of the senior immigration
judge not to recognise that the immigration judge had, by referring to
"inevitability" rather than to "real risk", applied the wrong standard of proof.
The immigration judge's determination states [§ 14(j)]: "I am not persuaded
that [the petitioner] will inevitably face prosecution for blasphemy"
The senior immigration judge's reasons state:
"... there is nothing in the point that the IJ stated that prosecution was not "inevitable" (at para 14(j)). Seen in context, it is clear that the IJ applied the correct standard of proof overall which he correctly set at para 8 of the determination."
Mr Campbell QC, counsel for the respondent, does not contest that if the wrong standard of proof were applied that would amount to a material error of law. The question is whether the senior immigration judge's interpretation of the immigration judge's reasoning in relation to standard of proof is the correct one.
Submissions
for the petitioner
[16] Mr Winter opened by referring me to Macdonald's
Immigration Law & Practice, 8th edn, vol 1 (London,
2010), § 12.28. I note that COIRs are produced by the Home Office Country of
Origin Information Service in implementation of an obligation under the
Immigration Rules to obtain and make available to immigration decision makers
"reliable and up-to-date information" about the "general situation prevailing
in the countries of origin of applicants for asylum". I note that "country
guidance" [CG] determinations of the Upper Tribunal (Immigration and Asylum
Chamber) [UTIAC] and its predecessor tribunals should be followed. It is not
permissible to relitigate country guidance in the absence of fresh evidence [MY
(Country Guidance cases -no fresh evidence) Eritrea [2005] UKAIT 00158 at
§§ 23-26; Asylum and Immigration Tribunal Practice Directions, 4 April 2005, §
18 - see now Practice Directions for the Immigration and Asylum Chamber of the
First-tier Tribunal and the Upper Tribunal,10 February 2010, §12]. Counsel
then turned to the three decisions from which the immigration judge derived his
conclusion that "the case law (particularly the case of SA) directly
contradicts [the petitioner's] argument".
[17] The "country
guidance" case particularly relied on by the immigration judge, SA (Fair
Trial -Prison Conditions) Pakistan, is, according to counsel, not at all in
point: unlike the petitioner, Mr SA was a prominent businessman and member of
the Muslim League, who had been charged at the instance of a director of the
Railway Lahore Co with fraud and embezzlement; there was a positive finding
that Mr SA would receive a fair trial; if not admitted to bail, he could expect
to be accommodated in a class A prison cell "reserved for prominent prisoners
who are permitted television, servants and special food"; and there was no
evidence that members of his political party were selected for ill-treatment by
police and prison warders by reason of their affiliations. I also note that,
although article 3 ECHR was touched on, SA was a "well-founded
fear of persecution", Refugee Convention case [SA (Fair Trial -Prison
Conditions) Pakistan CG
[2002] UKIAT 05631 at §§ 1-4, 8, 15, 16-19]. The decision pre-dated the 2003
and 2010 COIRs and the information relied on by the court was taken from a Home
Office Country Information Policy Unit Report [CIPU].
[18] The effect
of AJ (Risk - Christian Convert) Pakistan, the other "country guidance"
case mentioned by the immigration judge, is that, against a background of some
four million Christians in Pakistan, individual instances of serious
difficulties encountered by Christian evangelists (as opposed to ordinary
Christian worshippers) in Pakistan "fall... far short of showing that a person
who converts to Christianity faces as such in Pakistan a real risk of treatment
which can be described as persecutory or otherwise inhuman or degrading
treatment". The immigration judge in the present case reminded himself that Mr
AJ claimed to have been attacked with guns, knives and sticks by militants from
Sipah-I-Sahaba-I-Pakistan. I observe that these assailants were not apparently
agents of the state. A determining fact in AJ (Risk -Christian Convert) Pakistan,
as the immigration judge correctly recognised, was that, quoting from
the 2003 COIR at paragraph 6.75, "the authorities were usually willing and able
to protect [Christians] from harassment, violence and intimidation" by
non-state actors. According to counsel, the information given by the 2003 COIR
and therefore the guidance given by the case has been superseded. Counsel
submitted that the case is also to be distinguished on the basis of personal
circumstances: Mr AJ's claim to have converted to Christianity was, unlike the
present petitioner's claim, viewed with justified scepticism; and Mr AJ was
found to be "highly unlikely to continue any form of Christian observance" if
he returned to Pakistan. (My reading of the decision is that the tribunal
found, elliptically, that Mr AJ had not actually converted) [AJ (Risk
-Christian Convert) Pakistan
CG [2003] UKIAT 00040 at §§ 2, 3, 14-16,
19-25, 28, 30-36].
[19] Likewise
counsel said that the case of AM (Pakistan), referred to by the
immigration judge, is to be distinguished on the ground that though Mr AM was a
Christian, he was not a convert [AM (Pakistan) v the Secretary of State for
the Home Department [2008] EWCA Civ 1064 (17 June 2008) at §§ 1, 2, 18]. I
note that the immigration judge himself acknowledged this point of distinction
when he stated [§ 14(j)]: "The [petitioner's] profile is different
to that of a person who is born into a Christian family." When AM (Pakistan)
was decided, the 2003 COIR was still the
current edition.
[20] Counsel for
the petitioner then directed my attention to the up-to-date Pakistan COIR dated
18 January 2010, section 19 "Freedom of Religion", paragraphs, as I have noted
it, 19.01-19.08 ("Overview"), 19.13-19.22 ("Blasphemy laws"), 19.23 ("Legal
procedure for blasphemy charges"), 19.28-19.30 ("Apostasy"), 19.80-19.83
("Christians - Demography - Recent events"). I may be wrong, but I do not
think counsel referred me to paragraph 19.89, which is also relevant, as
explained above. The following excerpts give the flavour of the situation as
counsel wishes it to be understood:
"19.01... Law enforcement personnel abused religious minorities in custody. Security forces and other government agencies did not adequately prevent or address societal abuse against minorities.
"19.05... Reprisals and threats against suspected converts from Islam occurred. Members of religious minorities were subject to violence and harassment, and at times police refused to prevent such actions or charge persons who committed them, leading to an atmosphere of impunity.
"19.06... Sectarian and religiously-motivated violence continues, particularly against Shi'a Muslims, Ahmadis, Christians and Hindus, and the government's response continues to be insufficient, and in some cases, is outright complicit...
"19.13... Despite calls for the abolition of blasphemy laws from inside and outside the country, the Pakistan government has yet to take any genuine steps to do so. Meanwhile, many citizens are being arrested, prosecuted and even killed under the law. In many cases it is used to settle personal vendettas or to grab land.
"19.16... According to several NGOs, cases against Christians and Ahmadis continued to increase during the reporting period...
"19.17... Blasphemy allegations, which are often false, result in lengthy detention of, and sometimes violence against Ahmadis, Christians, Hindus and members of other religious minorities, as well as Muslims. Because the laws required no evidence to be presented after allegations are made and no proof of intent, and contain no penalty for false allegations, they are commonly used by extremists to intimidate members of religious minorities and others with whom they disagree. They also are often used by the unscrupulous simply to carry out a vendetta or gain an advantage over another.
"19.20... The negative aspect of the blasphemy laws is further compounded by the lack of due process... Several of those accused under the blasphemy laws have been attacked, even killed, by violent extremists, including while in police custody."
"19.22... Incidents in which low-ranking police officials take bribes to file false blasphemy charges against Ahmadis, Christians, Hindus, and occasionally other Muslims continue to occur... suspects are generally forced to spend lengthy periods in prison, where they are subject to ill-treatment...
"19.28... people who change their faith are regularly charged with blasphemy and insulting Islam..."
"19.30 On 9 May 2007, Asianews reported that a draft bill on apostasy had been adopted in its first reading by the National Assembly and had been put before a parliamentary standing committee for consideration. The article stated that "... [the bill] would impose the death penalty on Muslim men and life in prison on Muslim women in case they leave Islam [sic]. It would also force them to forfeit their property and lose legal custody of their children..."
"19.82... Taliban ideology has... underpinned an upsurge in attacks against Christians in Pakistan. On August 1st [2009] around 800 Muslims attacked Christians in the town of Gojra, in Punjab province. At least eight Christians were killed following the spread of false rumours that the Quaran had been desecrated during a Christian wedding..."
"19.83... forced conversion of religious minorities to Islam occurred at the hands of societal actors... Of the 39 women who were abducted and forced to convert in 2008, 34 cases occurred in Lahore alone... A majority of these women were Christians, and two were Hindus..."
"19.89... Police torture and mistreatment of those in custody remained a serious and common problem throughout the country and at times resulted in extrajudicial killings. It was usually impossible to ascertain whether religion was a factor in case in which religious minorities were victims; however, both Christian and Ahmadi communities claimed their members were more likely to be abused."
Counsel summarised by saying that the country guidance cases referred to by the immigration judge were to be distinguished on their facts and, in addition, had been superseded in effect by the new information in the 2010 COIR about prosecutions for blasphemy and the article 3 ECHR risks for apostates.
[21] The quotations from
the 2010 COIR in the foregoing paragraph represent the bleakest picture. There
are some positive comments about the situation of Christians in Pakistan.
One of the positives, which has since become a negative, is that in November
2008 Shabaz Bhatti, a Christian, was appointed as Federal Minister for
Minorities' Affairs [§§ 19.02, 19.81]. A few weeks before the First-tier
Tribunal hearing in this case, it was very widely reported that Mr Bhatti had
been assassinated for his opposition to the blasphemy laws and for lending
support to the Christian woman, Asia Bibi, who had been condemned to death on
an allegedly trumped-up blasphemy charge.
[22] Mr Winter accepted
that the burden of proof is on applicants who, like the present petitioner, put
forward article 3 ECHR claims. He submitted that the test to be applied by
immigration decision makers in deciding such claims is whether there are
reasonable grounds for believing or, in other words, whether there is a
reasonable degree of likelihood, that there is a real, as opposed to a
fanciful, risk; and that the "reasonable grounds" or "reasonable degree of
likelihood" standard is something less than the balance of probabilities [Secretary
of State for the Home Department v Kacaj [2001] INLR 354 at Held (1)
and §§ 7 (referring to Soering v United Kingdom (1989) 11 EHRR 439 at § 91), 9 and 11-12; MH (Iraq) v Secretary of State for the
Home Department [2007] EWCA Civ 852 at §§ 22-23 per Laws LJ with
whom the other members of the Court of Appeal agreed; PS (Sri Lanka) v
Secretary of State for the Home Department [2008] EWCA Civ 1213 at § 11 per
Sedley LJ with whom the other members of the Court of Appeal agreed; MA
(Somalia) v Secretary of State for the Home Department [2010] UKSC 49 at §§ 12 and 13 per Sir John Dyson delivering the judgment of the
Supreme Court.] Counsel also drew attention to the majority determination in Kaja:
"In our view the parties are entitled to know that the adjudicator has applied
the appropriate criterion and they will not know unless there is an explicit
reference to it." [Kaja v Secretary of State for the Home Department [1995] Imm AR 1]. Mr K Campbell QC for the respondent did not challenge these
propositions. My own observation is that perhaps the "real risk" element of
the test is not so much part of the standard of proof as the essential fact
that has to be proved, factum probandum.
[23] Counsel for the
petitioner continued to the effect that the language of the immigration judge's
decision dated 12 August 2010 "may
betray that the standard of proof has not been applied appropriately". The
standard is rehearsed at paragraph 8 of the immigration judge's decision:
"In human rights appeals, it is for the Appellant to show that there has been an interference with his or her human rights. If that is established, and the relevant article permits, it is then for the Respondent to establish that the interference was justified. The appropriate standard of proof is 'whether there are substantial grounds for believing the evidence'."
I observe that this seems to be a known formula: but, as expressed, it is better suited to cases about past breaches of derogable rights rather than extreme future risks: see for example the article 8 ECHR issue in GO (Right of appeal: ss 89 and 92) Nigeria [2008] UKAIT 00025 at § 4 quoting § 6 of the immigration judge's decision. This version of the test does not refer to the essential fact "real risk". It is well understood that "real risk" is an essential part of the test. The test as set out in the Immigration Rules, rule 339C (iii), is whether: "substantial grounds have been shown for believing that the person concerned... would face a real risk of suffering serious harm..." "Serious harm" includes "torture or inhuman or degrading treatment or punishment of a person in the country of return." This is a correct expression of the full test in accordance with the case law.
[24] Counsel submitted
that an inappropriate application of the test is evidenced by the following
passages of the immigration judge's decision [§§ 14(j) and (k), my emphasis]:
"I am not persuaded that the [petitioner] will inevitably face prosecution for blasphemy... The logic employed in the [petitioner's] argument is that because of his Christianity, he faces a charge of blasphemy, & that the charge will inevitably lead him into custody."
As counsel pointed out the senior immigration judge who refused the initial application for permission to appeal in the First-tier Tribunal on 18 June 2010 had stated:
"The application [for permission to appeal] criticises the Immigration Judge for saying that he was not persuaded that the appellant would "inevitably face prosecution for blasphemy". While the phrase might have been better avoided, a reading of sub-paragraph 14(j) and of the determination as a whole shows that the correct standard of proof was applied."
Counsel contested that paragraph 14(j) shows that the correct standard of proof was applied.
[25] The whole of
paragraph 14(j) of the immigration judge's determination reads as follows:
"The [petitioner's] claim is not supported by the case law in this case, nor is it supported by the background information. I am not persuaded that the [petitioner] will inevitably face prosecution for blasphemy. The [petitioner's] profile is different to that of a person who is born into a Christian family. It is quite clear that the [petitioner] comes from a Muslim family and has converted to Christianity. However, his need to live out his Christian faith is not sufficient in itself to demonstrate that the [petitioner] is at risk of a breach of his rights in terms of Article 3 of the 1950 Convention on return to Pakistan. Case law indicates that the [petitioner] may face discrimination. The evidence indicates that the [petitioner] may have unpleasant exchanges with his family, but neither discrimination, not hostility from family members amounts to either persecution or inhuman & degrading treatment within the meaning of the 1950 Convention."
Counsel for the petitioner submitted that the word "inevitably" as used in its context by the immigration judge in the just-quoted paragraph and in paragraph 14(k) implies at least a balance of probability test and, anyway, a higher standard of proof than is laid down in Kacaj. Further, although at paragraph 8 of the determination, quoted above, the immigration judge "got the first half of the test right", he did not apply the "real risk" part of the test and had, instead, later in the determination, used the word "inevitably" twice. Accordingly, the senior immigration judge who refused permission to appeal on 12 August 2010 had fallen into an error of law in deciding that "seen in context it is clear that the [immigration judge] applied the correct standard of proof overall which he correctly set [sic] at para 8 of his determination."
Submissions for the
respondent
[26] Mr K Campbell QC for the respondent
submitted that the decision of 12 August 2010
to refuse leave to appeal did not contain a material error of law. He accepted
that there was arguably an error on the part of the senior immigration judge in
taking the view that the 2010 COIR was not before the immigration judge: but
the immigration judge did have the information and it is clear that he
considered it. At paragraph 14(f) of his determination the immigration judge
made an express reference to section 19 of the COIR, to the report's treatment
of Pakistan's blasphemy laws and to the
relevance of the blasphemy laws to the petitioner's article 3 ECHR claim. The
question was whether this made any difference to the country guidance contained
in the case law.
[27] Referring to the
case of MY, senior counsel submitted that the criteria for
challenging the country guidance cases were not met in this petition [MY
(Country Guidance cases - no fresh evidence) Eritrea
[2005] UKAIT 00158 at §§ 25-26]:
"... The only exceptions to the rule that country guidance cases should be followed... concerned: (i) evidence that the circumstances have changed; (ii) significant new evidence which shows that the views originally expressed require consideration for revision or refinement, even without any national change in circumstances; and (iii) the passage of time or substantial new evidence which warrants a re-examination of the position [...] The country guidance system allows for challenge, but it must be through the front door, on the basis, that is, of fresh evidence having a material bearing on the findings of fact which comprise existing guidance."
The country guidance case of SA (Fair Trial -Prison Conditions) Pakistan gives clear guidance as to judicial standards and prison conditions in Pakistan which the immigration judge was bound to follow unless there was a reason for not doing so [SA (Fair Trial -Prison Conditions) Pakistan CG [2002] UKIAT 05631 at §§ 16-19]. Whether there was a reason not to follow the country guidance was a matter of fact for the immigration judge to decide. He was entitled to reach the view that he did.
[28] The immigration
judge's use of the word "inevitably" was a gloss on the petitioner's argument.
Isolating the word "inevitably" from its context was rather alarming but less
so when the word was seen in context. The correct standard of proof was set
out at paragraph 8 of the determination (see above) and was applied [Secretary
of State for the Home Department v Kacaj [2001] INLR 354 at § 7
(referring to Soering v United
Kingdom (1989) 11 EHRR 439 at § 91)]. There was no error.
Discussion: error of law
[29] I am satisfied that the senior
immigration judge fell into error. He clearly had the impression that the 2010
COIR had not been put before the immigration judge whereas the relevant excerpt
at least, section 19, had been. The mistake may have been due to way the
excerpt was listed in the inventories, which the senior immigration judge
appears to have studied closely; or it may have been due to the fact that the
petitioner's advisers also had the impression that the immigration judge did
not have a copy of the 2010 COIR, their concern at that stage being focused on
the section 13, "Prison Conditions" [(supplementary) grounds of appeal,
appendix to No 6/4 of process, § 4]. However that may be, the mistake amounted
to an error of law. I say this because it represented a failure to have regard
to relevant material, which failure disabled the senior immigration judge from
giving consideration to the merits of the first ground of appeal. Slightly
more troubling is the possible implication that the senior immigration judge
overlooked paragraph 14(f) of the immigration judge's determination which
states in terms: "I was referred to the COI
report."
[30] The error by
the senior immigration judge is immaterial if it does not touch the underlying
issue whether, in terms of the Tribunals, Courts and Enforcement Act 2007 s. 11,
there is a "point of law" to be argued on appeal. A "point of law" is not the
same as a categorical error of law: a "point of law" is a "question of law",
something which defines itself at least in part in opposition to a "question of
fact". [See also production no 6/7, "Permission to Appeal Guidance Note", July
2011, § 12: "... in dealing with applications for PTA
Judges are concerned with whether there is an arguable error of law, not
whether the error is made out".]
[31] The argument that
the senior immigration judge's error was immaterial amounts in this case to
saying that no underlying point of law is involved. This argument cannot be
accepted. The argument is advanced on the basis that, in fact, the immigration
judge had himself considered section 19 of the 2010 COIR. However, the
immigration judge's determination refers to only one paragraph of section 19,
paragraph 19.26 which, it is said, "deals with blasphemy". Paragraph 19.26
does not deal with blasphemy. It is part of the group of paragraphs dealing
with the "Hudood Ordinances". Paragraph 19.26 itself deals with the Women's
Protection Bill 2006. The measure transferred rape and adultery cases from
Shar'ia to secular courts. "Blasphemy laws" are dealt with not in one
paragraph, but in ten paragraphs, paragraphs 19.13 to 19.22; "Legal procedure
for blasphemy charges" is covered in paragraph 19.23; and "Apostasy" is the
subject of paragraphs 19.28 to 19.30. The determination does not refer in
terms to any of these paragraphs. Further, at no point do the reasons given by
the immigration judge address the question whether the existence and content of
the up-to-date 2010 COIR warranted reconsideration or re-examination, still
less whether they supersede or qualify the effect of, the country guidance
cases.
[32] There is plenty of
information in the 2010 COIR, section 19, about the relevant topics, namely
persecution of and discrimination against Christians, blasphemy laws and
procedures, apostasy and conditions in custody: but counsel for the petitioner
did not seek to persuade me, by fine-detail comparison of the texts, that there
is a material difference between earlier material, for example the 2003 COIR,
and the 2010 COIR in relation to the topics that matter. Equally counsel for
the respondent did not suggest that there is no material difference. What am I
supposed to do? I am not prepared to make the textual comparison myself without
counsel's assistance. I am prepared to assume that there is a question, simply
by virtue of the existence on a new COIR, as to whether the information in the
new, up-to-date COIR amounts to "fresh evidence" in the MY sense of
evidence justifying a challenge to the existing country guidance [MY
(Country Guidance cases -no fresh evidence) Eritrea [2005] UKAIT 00158 at
§§ 25-26]. In my opinion, a question as to whether "fresh evidence" exists
capable of satisfying the MY test is, or contains, "a point of law".
[33] While I have made
the assumption just mentioned, I think, to be fair, that there are actual
indications of "fresh evidence" in the material put before me. A determining
fact in AJ (Risk - Christian Convert) Pakistan,
as the immigration judge correctly recognised, was that, quoting from
the 2003 COIR at paragraph 6.75, "the authorities were usually willing and able
to protect [Christians] from harassment, violence and intimidation" by
non-state actors. The situation as described in the 2010 COIR at paragraph
19.01 is: "Security forces and other government agencies did not adequately
prevent or address societal abuse against minorities." This suggests to me that
the situation has changed as regards the ability and willingness of the
authorities to protect minorities against abuses by non-state actors. Again, as
regards apostasy, in AJ (Risk - Christian Convert) Pakistan
it is said, quoting from the 2003 COIR at paragraph 6.77: "... those that do
convert may encounter problems from some elements of society who do not accept
the practice." The situation as described in the 2010 COIR at paragraph 19.28
is: "... people who change their faith are regularly charged with insulting
Islam." [AJ (Risk -Christian Convert) Pakistan
CG [2003] UKIAT 00040 at § 33]. This suggests
to me an escalation from societal discrimination to state abuses.
[34] I also take the
view that a serious question about the scope of country guidance cases is in
itself "a point of law". In my opinion there is such a point of law in this
case. I would have thought, as well, that the questionable relevance to the
petitioner's circumstances of the country guidance case-law referred to by the
immigration judge made it, and makes it, doubly important to consider the issue
whether the existing country guidance might require, to use the words of MY,
"revision or refinement".
[35] The difficulty with
country guidance cases, particularly those pre-dating the practice of adding
headnotes, which started in about 2005, is that they do not necessarily declare
the scope of the guidance they mean to give [MK v Secretary of State
for the Home Department
[2012] CSOH 29 (21 February
2012)]. The country guidance case of SA (Fair Trial
- Prison Conditions) Pakistan,
particularly relied on by the immigration judge, is a case dating from 2002. From
the immigration judge's reference to SA (Fair Trial - Prison Conditions)
in paragraph 14(k) it seems that he found the case valuable for its guidance on
prison conditions: but Mr SA was a well connected individual, a Muslim and apparently
a member of the political elite, charged with white collar offences, not at
risk of ill-treatment, for whom the "five star" option, if I can put it like
that - a better cell, servants, television, special food - would have been
available. It is not obvious that the case gives any guidance in relation
to the risk claimed to be faced by the present petitioner were he to be taken
into custody as an apostate; and it is, I would have thought, with respect,
simply irrelevant. The immigration judge's statement that the case "directly
contradicts" the petitioner's argument is, in my respectful opinion, wrong. [SA
(Fair Trial -Prison Conditions) Pakistan
CG [2002] UKIAT 05631 at §§ 1-4, 8, 15, 16-19]. It follows that in attaching
particular weight to SA (Fair Trial -Prison Conditions) Pakistan,
the immigration judge allowed himself to be materially influenced by irrelevant
considerations. That was, in my view, a material error of law.
[36] Going back to the
other country guidance case referred to by the immigration judge, AJ (Risk -
Christian Convert) Pakistan,
this appears at least superficially to have some resemblance on its
facts. However, the risks for Christians described in the tribunals'
determination, which are referenced to paragraphs 6.74, 6.75, 6.77 and
6.85-6.90 of the 2003 COIR and page 21 of the US State Department Report on
Pakistan for 2001, are essentially about problems posed by societal actors
rather than by state agents such as police officers and prison staff; and the
Christians who are reported to have encountered problems are those who do
something more than "merely going about the business of religious worship", in
particular those who seek to evangelise [AJ (Risk -Christian Convert)
Pakistan CG [2003] UKIAT 00040 at §§ 28, 30-36].
[37] I should mention in
this context that during Mr Campbell's submissions Mr Winter indicated his
agreement with the proposition that "discrimination" by non-state actors
cannot by itself amount to a violation of article 3 ECHR rights. This was in
the context of Mr Campbell's submissions on paragraph 14(j) of the immigration
judge's determination where, I take it, the immigration judge used
"discrimination" to refer to the sort of problems encountered by Christians
generally from "some elements of society", as mentioned in AJ (Risk -
Christian Convert) Pakistan.
[38] As to the standard
of proof question, I think both counsel are right to some extent. The
immigration judge's reasoning starts at paragraph 14(f) of the determination
where he describes the argument for the now petitioner. The argument was that
"once the [petitioner] is charged with blasphemy, he will be taken into
custody"; and that while in custody he would be at risk of article 3 ECHR-type
violations. The immigration judge correctly pointed out at paragraph 14(k)
that being charged with blasphemy and being taken into custody were not argued
to be human rights abuses in and of themselves. They were argued, if I can put
it like this, as the causal link between apostasy and mistreatment in custody
or prison. I think it was not unreasonable for the immigration judge to point
out, in effect, that, contrary to the way matters were put on behalf of the
petitioner, it was not inevitable that this link in the chain of would be
established. This is how I read the references to inevitability in paragraphs
14(j) and 14(k). And to that extent Mr Campbell QC was correct when he
submitted that the word "inevitably" was a "gloss" on the argument. Understood
in that way, it is not a substitute standard of proof test.
[39] Equally Mr Winter
was correct to submit that only part of the proper test, as laid down in Kacaj,
had been stated by the immigration judge; and that the petitioner's
entitlement, as set out in Kaja, to have express reference to the proper
test had not been satisfied [Secretary of State for the Home Department v
Kacaj [2001] INLR 354 at Held (1) and §§ 7 (referring to Soering v
United Kingdom (1989) 11 EHRR 439 at § 91), 9 and 11-12; Kaja v
Secretary of State for the Home Department [1995] Imm AR 1 at 3]. I think
that this would not matter if it were otherwise clear that the immigration
judge had applied the proper test: but I also think that it is not clear. The
only reference to "real risk" is in the quotation from AJ (Risk - Christian
Convert) Pakistan at
paragraph 14(g). The context is "real risk of persecution". There is
reference to a "risk of breach" of the petitioner's article 3 ECHR rights in
paragraph 14(j) but that does not answer the point. The problem, as I perceive
it, is that, as was half suggested by counsel for the petitioner, the only
assessment of the risk was in relation to the first part of the causal chain,
which was said to be not inevitable. "Not inevitable" might mean anything from
"highly unlikely" to "highly likely".
[40] My understanding of
the authorities referred to by counsel for the petitioner is that it was
incumbent on the immigration judge to make an assessment of the risk overall,
as to whether it was a "real risk" or otherwise. What might have been argued
for the respondents, but was not, is that the immigration judge found that
there was no evidence to support the second part of the causal chain, so
that an assessment of the risk overall would have been superfluous. What the
immigration judge said was:
"What was argued as a breach of the [petitioner's] rights is that whilst in custody he would be tortured and that Pakistani prison conditions were so poor that his rights in terms of Article 3 would be breached. No background materials are placed before me to support that argument. I find that the case law (particularly the case of SA) directly contradicts that argument."
There is a controversy, already alluded to, as to what background materials the immigration judge had about prison conditions in Pakistan [appendix to production no 6/4, (supplementary) grounds of appeal, § 4].
[41] On the hypothesis
that the whole of the 2010 COIR was not lodged, and that reference was not made
in any way to section 13, "Prison Conditions", then I would accept that there
was nothing in the background materials placed before the immigration judge to
support the argument about prison conditions as such. However I cannot reach
the same conclusion about physical ill treatment and torture in custody, given
the terms of paragraphs 19.01, 19.20, 19.22 and 19.89 of the 2010 COIR quoted
above. It is of course agreed that section 19 was placed before the
immigration judge. I am left in a state of uncertainty as to whether the
immigration judge's attention was actually drawn to the passages. Given his
statement that "no background materials" were placed before him to support the
argument, which on a broad view must be wrong, and given his mistake about what
bit or bits of section 19 relate to blasphemy laws in Pakistan,
I judge that in the exercise of anxious scrutiny the petitioner must have the
benefit of the doubt. On that basis a point of law must arise as to whether
the immigration judge failed to take into account relevant material that was
placed before him and so failed to make an overall assessment as to whether
there were substantial grounds for believing that the petitioner would be
subject to a real risk of article 3 ECHR violations if removed to Pakistan. This
was a material error of law.
[42] There was a
suggestion in submissions that a "real prospect of success" test should be
applied in addition to the "material error of law test" when reviewing permission-to-appeal
decisions. The basis for this suggestion was apparently rule 18 of the now
repealed Immigration and Asylum Appeals (Procedure) Rules 2003. The 2003 Rules
were repealed before the present case was initiated. I was not pointed to an
equivalent provision which is in force [AB Petitioner (AP), Re Judicial
Review [2011] ScotCS CSOH 205 at § 20, citing Hosneini v
Secretary of State for the Home Department 2005 SLT
550].
[43] What appears to be
the current "Permission to Appeal Guidance Note", which has been produced but
which was not referred to by counsel and was not in any event available at the
material time, provides [production no 6/7, "Permission to Appeal Guidance
Note", July 2011]:
"6. On the face of it, where a point of law arises from a decision of the [First-tier Tribunal] other than an excluded decision there is a right of appeal, but the requirement to obtain permission enables the judiciary to grant permission only where it is appropriate to do so.
[...]
8... Wherever life, limb or liberty may be placed in jeopardy or important human rights may not be respected, the approach of the higher courts has been to scrutinise anxiously the decision below to ensure that it is in no way flawed. Judges deciding whether to grant permission to appeal should adopt no less stringent an approach (in the context of "second applications", a refusal of permission is final and so the application may be the last opportunity for a judicial remedy)...
[...]
14. Whilst the existence of reasonable prospects of success is a relevant criterion to apply to the grant of permission, it is not a precondition of its grant. A point of law may be of such general importance as to justify the grant of leave even though the prospects of the appellant succeeding may not be substantial..."
I think it is enough for me to be satisfied in this context that there were material errors. I would also be of the view that there was a failure to exercise "anxious scrutiny" and that the failure to do so was a material omission whatever the then current guidance stated.
An important point of
principle or practice or some other compelling reason
[44] My conclusion so far is that there are material errors in the
determination of 12 August 2010
whereby the petitioner was refused permission to appeal. Contrary to what the
senior immigration judge decided on 12
August 2010, I take the view that there are points of law
which the petitioner ought to have been permitted to raise at a substantive
appeal hearing in the Upper Tribunal. Until the decision of the Supreme Court
in Eba, this conclusion would have been enough to justify setting aside
the determination [Eba v Advocate General for Scotland 2011 SLT
768]. The decision in Eba puts another hurdle in the petitioner's way,
namely "the second appeals test". Counsel for the petitioner endeavoured to
persuade me that the "second appeals test" does not apply, or at least does not
apply with its full rigour in Scotland.
I disagree. I accept the submission of Mr K Campbell QC for the respondent,
quoting the obiter dictum of Lord Hodge
in AB Petitioner, that "the judgment of the Supreme Court in Eba is
binding authority that this Court should apply the second appeals criterion to
applications for judicial review of unappealable decisions of the Upper
Tribunal" [AB Petitioner (AP), Re Judicial Review [2011] ScotCS CSOH 205
at § 20]. I take this view conscious that one of the two reasons given by Lord
Hope for aligning Scots practice with that of England & Wales is no longer
valid [Eba v Advocate General for Scotland 2011 SLT
768 at § 47 per Lord Hope of Craighead DPSC; KP and MRK
v Secretary of State for the Home
Department [2012] CSIH 38].
[45] The question then
is whether the test is satisfied in this case. In my view it is satisfied; and
it is satisfied in both of its branches, namely (1) that the petitioner's case
involves an important point of principle or practice and (2) that there is some
other compelling reason why he should have an opportunity to put his case. The
petitioner pleads that there is both an issue of principle and a compelling
reason. I am aware that these branches have been considered as mutually
exclusive alternatives: but I can see no good reason why this should be so in
every case and I do not think it is so in this case.
[46] When counsel for
the petitioner referred me to paragraph 11 of Lord
Hodge's Opinion in AB I raised what I
thought was an obvious point about HJ (Iran),
the case about homosexuality. In his turn senior counsel for the respondent
submitted that the ratio of HJ (Iran)
does not apply. I disagree. I therefore start
from the proposition that if a proper respect for human rights entails that
individuals should be entitled to live out their sexuality openly, they should
be as much entitled to live out their religious faith; and that no one should
be expected to veil his or her faith from a motive of self-protection. [HJ
(Iran) v
Secretary of State for the Home Department [2010] UKSC 31 applied in MT
(Ahmadi - HJ (Iran)
Pakistan)
[2011] UKUT 277 (IAC)].
[47] This should be the
starting point for assessing whether the petitioner would be at risk of article
3 ECHR violations on return, whatever he may have indicated about exercising
discretion because of fear. The immigration judge in this case cannot be
faulted for failing to take HJ (Iran) into account because the judgment
of the Supreme Court in that case, 7 July 2010, post-dates his decision: but nonetheless
there is an error of law and, as is demonstrated by the case of MT (Ahmadi -
HJ (Iran) Pakistan), even where previous country guidance has been
faithfully followed by a First-tier Tribunal judge, the emergence, and
recognition of the principle established in HJ (Iran) now requires the
Upper Tribunal, on appeal, to consider whether the First-tier determination
ought to be re-made. The case of HJ (Iran)
necessarily brings the discussion back to the
issue of country guidance.
[48] The existence of
country guidance on removing Christian converts to Pakistan
sufficiently evidences that the subject is an important point of more than
individual application. The existing guidance, as I perceive it on the
information made available to me, is out-dated factually as well as - because
of the decision in HJ (Iran)
- legally; and the only reported decisions
involve individuals who were not genuine converts. The important point to be
established is whether, as a generality, in the circumstances currently
obtaining in Pakistan, it
is consistent with the United Kingdom's
obligations in terms of ECHR article 3 to return genuine Christian converts. On
the material put before me there is a good argument as I see it for at least
giving consideration to refining the existing country guidance, failing which
for clarifying that it does not apply to genuine Christian converts, whose
cases should be treated on an individual basis. I am encouraged to take this
view by what the case of MR did not decide.
[49] The case of MR,
which subsequently "leap-frogged" the Court of Appeal to be heard in the
Supreme Court with Cart and Eba, had a similar procedural
history to the present case. Permission to appeal was refused in turn by a
senior immigration judge in the First-tier Tribunal and then, in the Upper
Tribunal, by Mr Justice Ouseley. Ouseley
J's whole determination is quoted in the judgment of Sullivan LJ in the Administrative
Court
[Rana, R (on the application of) v Upper
Tribunal (Immigration & Asylum) & Anor [2010] EWHC 3558 (Admin), § 4]. Commenting on the First-tier Tribunal decision,
Ouseley J said:
"Crucial to the decision was the finding that the applicant was not a genuine convert to Christianity. The question of how a genuine convert would be treated did not arise."
On that basis there was, as Baroness Hale of Richmond JSC stated in the Supreme Court, clearly nothing to bring Mr MR's case within the second appeal "criteria", meaning, as I understand it, within either branch of the test [R (Cart) v Upper Tribunal; R (MR (Pakistan)) v Upper Tribunal [2011] 3 WLR 107 at §§ 5, 59.]
[50] Given Ouseley J's knowledge and
experience of immigration case law, if I may say so with respect, I would accord
his words the fullest weight, to the effect that a case involving a genuine
Christian convert might well merit a substantive appeal hearing in the Upper
Tribunal and would not necessarily be foreclosed by any previous country
guidance [cf. FS and others (Iran,
Christian Converts) Iran
CG
[2004] UKIAT 00303]. Equally, as I see it,
Lady Hale left open for consideration whether, in the case of a genuine
Christian convert, there might well be "something" to satisfy one, or other or
both branches of the second appeals test.
[51] The "important
point of principle or practice" branch of the test is satisfied if what is
involved is a question about establishing the important point rather than a
question about the correct application of an existing important point [Uphill
v BRB
(Residuary) Ltd [2005] EWCA Civ 60 at § 18 per Dyson
LJ giving the judgment of the Court; followed in PR
(Sri Lanka) v Secretary of State for the Home
Department [2011] EWCA Civ 998 at § 7 per Carnwath LJ giving the
judgment of the Court]. Since there is no existing guidance on the removal of
genuine Christian converts, I take the present case to be about "establishing
the point". This is a different point from the "important point of principle"
referred to in the petitioner's pleadings. In the pleadings, what appears to
be identified as the important point of principle is the fact that "the wrong
standard of proof has been used". In oral submissions Mr Miller did not
advance "standard of proof" as an "important point of principle", presumably
for the reason that the correct standard of proof is already well established,
even if not applied in the present case.
[52] I have to consider whether it
is fair and reasonable to both parties to decide the case on a matter not
expressly pled. Can I put it this way? I think it is a little unfair on the
respondent but not unreasonable given that the question of country guidance has
been at the forefront of the debate and given that the relevant authorities
have been canvassed in argument. Both sides agree that "anxious scrutiny"
applies; on the authority of Robinson the Court, in applying "anxious
scrutiny", is bound to take account of obvious points not advanced on the
applicant's behalf; and the point about HJ (Iran) is an "obvious" one in
the Robinson sense [R v Secretary of State for the Home
Department ex parte Robinson [1998] QB 929 at 945-946 per Lord
Woolf MR.] I am also influenced by the fact that this Court is not making the
substantive decision, merely judging whether the decision brought under review
ought to be re-decided.
[53] The alternative branch of the
second appeals test is whether there is some other "compelling reason". Mr Winter,
counsel for the petitioner, gathered together some of the phrases from the
decisions on the subject and submitted (a) that the decision of the senior
immigration judge was in itself a compelling reason, evidencing as it did a
collapse of fair procedure, (b) that the prospects of success for the
petitioner are very good, (c) that removal to Pakistan would involve a real
risk of extreme consequences for the petitioner. Counsel emphasised that
returning to Pakistan with an identity card declaring the
petitioner to be a Christian would involve "drastic consequences", and I
suppose counsel said this in part because the same document would show the
petitioner to have a Muslim name.
[54] Mr K Campbell QC, for the
respondent, submitted that there was nothing compelling, in the PR (Sri
Lanka) sense, about the petitioner's case. PR
(Sri Lanka cites the principles enunciated by Dyson LJ (with Tuckey LJ),
approved by the Master of the Rolls and the Vice-President, in Uphill v
BRB
(Residuary) Ltd
[2005] EWCA Civ 60 at § 24 per Dyson LJ
giving the judgment of the Court [PR (Sri Lanka) v Secretary
of State for the Home Department [2011] EWCA Civ 998 at §§ 7-9 per Carnwath
LJ giving the judgment of the Court]. Senior counsel referred particularly to
the principles enunciated in PR (Sri Lanka) at paragraphs 33 to 43: the
"compelling reason" exception should not normally apply unless the prospects of
success were "very high" or unless the case is one that "cries out" for
consideration by the court, for example where a decision on the merits is
"perverse or otherwise plainly wrong" or where a procedural failure by the
Upper Tribunal makes it "plainly unjust" to refuse a further appeal, where
there has been "a wholly exceptional collapse in fair procedure" or where "the petitioner had not had a
fair hearing at all". Senior counsel continued that
"compelling" means legally compelling: extreme consequences for an individual
do not constitute a free-standing test though they may add weight to the legal
arguments. There is no sound basis for a different approach in asylum and
immigration cases involving extreme risks.
[55] The "prospects of success"
point is the one that gives me most difficulty. This is something on which the
Supreme Court gave no guidance in either Eba or Cart. The words
quoted in PR (Sri Lanka) come
from Uphill. Uphill was a case about a "true" second appeal, the
equivalent of which, in the present context, would be an appeal from the Upper
Tribunal to the Court of Appeal or the Inner House of the Court of Session; and
the "prospects of success" test has to be read in the context of the failures
at the first instance and on the first appeal that have gone before [at § 24].
In PR (Sri Lanka) it
was accepted that Cart, as well, was a true second appeal case
[at § 53]. PR (Sri Lanka) itself was also a second appeal of a sort, albeit
not a second appeal of the ordinary kind, so that, it was accepted all round,
the Court of Appeal was bound to apply the actual second appeals test as
contained in section 13(6) of the Tribunals, Courts and Enforcement Act 2007
[at § 53].
[56] Deciding an application for
permission to bring a second appeal and judicially reviewing a decision to
refuse permission for a second appeal are perhaps rather different exercises
from the exercise of judicially reviewing a decision to refuse permission for a
first appeal, which is what I have been asked to do. For one thing, in the
former situations, assessing the prospects does not involve any question of
trespassing on the jurisdiction confided to the tribunal judges. Strictly
speaking the only issue I am concerned with is whether the question of
permission to appeal, that is a first appeal, should be re-decided by the Upper
Tribunal, this time on sound legal principles. I would not wish to go further
and to comment on the prospects. Still less would I want to become involved in
the merits of the substantive question whether the petitioner has a strong case
for not being removed to Pakistan.
[57] Sensibly, if I may say so, the
Court of Appeal in PR (Sri Lanka)
suggested that: "A slightly less demanding standard may be
appropriate where there has been only one level of judicial consideration." There
might be "room for some flexibility" [at § 53].
In
PR (Sri Lanka) itself
the Court of Appeal said that the process "shows the two-tier system working as
it was intended" [at § 55]:
"The appeal to the Upper Tribunal revealed an error in the First-tier's reasoning which needed to be corrected. The TCEA [Tribunals Courts and Enforcement Act 2007] enabled DIJ Wilson to reconsider the matter, and hear evidence for the purpose. He rightly had regard to the most up-to-date Country Guidance, but took account of the fact that it was by then almost a year old."
So, in PR (Sri Lanka) the applicant had had two opportunities to make out his claim, the second opportunity being a re-determination after permission was granted rather than an appeal proper. The other two cases heard with PR (Sri Lanka), namely TC (Zimbabwe) and SS (Bangladesh) were "true" second appeals. In the present proceedings, there has been only one substantive hearing. The logic of the Court of Appeal's approach arguably leads to the conclusion at an even "less demanding standard" and more than "some flexibility" are called for when applying the second appeals rule to first appeals: but I do think I have to go there on this occasion.
[58] In reaching the view that there
is a compelling reason in this case, I have noted that the two-tier tribunal
system is argued to be "adequate and proportionate protection" for the rights
of those applicants who come within its jurisdictions [Eba v Advocate
General for Scotland 2010 CSIH 78 at § 18; cf. R (Cart) v Upper
Tribunal [2011] 3 WLR 107 at §§ 5, 86 per Lord Philips of Worth
Matravers PSC; PR (Sri Lanka) v
Secretary of State for the Home Department [2011] EWCA Civ 998 at § 41 per Carnwath LJ giving the
judgment of the Court]. This presupposes that the system works; and in
particular it presupposes that where there are points of law to be taken on
appeal from the First-tier Tribunal to the Upper Tribunal such points will be
entertained. Arguably it is of the greatest importance that the system
functions properly where fundamental rights and extreme risks are at issue. In
the present case, it is my view that the system has broken down. Three
specialist immigration judges - one immigration judge and two senior
immigration judges - have apparently applied, or endorsed the application of an
incorrect standard of proof in a situation where the correct test is clearly set
out in the Immigration Rules; and they have failed to take account of the
up-to-date COIR material which has been produced in
implementation of an obligation under the Immigration Rules to obtain and make
available to them as immigration decision makers "reliable and up-to-date
information" about the "general situation prevailing in the countries of origin
of applicants for asylum".
[59] I acknowledge the argument that
three failures in one case does not necessarily represent a "systematic"
breakdown: but if the law has to wait until a number of applicants have
potentially been denied the right to humanitarian protection, then it has to
wait too long. I would have expected the error to be corrected by
the Upper Tribunal. The failure of the Upper Tribunal to exercise the
jurisdiction confided to it by Parliament for the purpose of providing "fair,
adequate and proportionate protection" and ensuring compliance with the United
Kingdom's treaty obligations is a serious matter but one that can be rectified
by reconsideration [cf. the argument presented for the Secretary of
State in PR (Sri Lanka) at §
30].
[60] The argument for applying the
second appeals rule to first appeals is an attractive one, but, it has to be
remarked, one that did not attract Parliament. Had Parliament thought it
proper to restrict rights of appeal within the tribunal system, it could as
easily have enacted the "important point of principle or practice or some other
compelling reason" rule for appeals from the First-tier to the Upper Tribunal.
Parliament did not do so. The fact the Parliament has approved such a rule only
for onward appeals to appeal court level is -as I believe was recognized in PR
(Sri Lanka) - an indication for "flexibility" in the application of the
rule at the lower level where, by virtue of the judicial decisions in Cart and
Eba, the rule now also exists . In the present case I take the view
that a "compelling reason" is constituted by the failure of the Upper Tribunal
to exercise the jurisdiction confided to it by Parliament for the purpose of
providing "fair, adequate and proportionate protection" of the Convention
rights of an applicant in an extreme risk case.
Conclusion, disposal and afterthoughts
[61] My
conclusion is that the decision of 12
August 2010 has to be set aside so that the permission application or
a re-formulated permission application can be considered by the Upper Tribunal
in accordance with sound principles. I shall therefore repel the three
pleas-in-law for the respondent, sustain the petitioner's plea and grant decree
of reduction as sought by the petitioner.
[62] If permission is granted the
question may arise as to whether there should be an evidential hearing or a
review. No doubt consideration will require to be given to the most up-to-date
COIR but something more than that may appear to be appropriate. Counsel for
the petitioner submitted that there will not require to be an evidential
hearing at least in relation to the petitioner's Christianity. The findings
about that were however made on the basis, without cross-examination, on
unchallenged evidence. If the matter is to be decided de novo it may be
for consideration whether all questions should be re-opened, if that is
competent. If the country guidance question is to be re-opened, it may be
thought proper do so only on the basis of evidence tested in cross-examination.
Finally, I hope it will be understood that the views that have been expressed
by me about the merits of various questions are for the purpose of supporting
my own conclusion and are not intended to bind decision-makers of the
Immigration and Asylum Chamber in relation to matters confided to their
judgment.