OUTER HOUSE, COURT OF SESSION
[2011] CSOH 19
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A680/07
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OPINION OF LORD HODGE
in the cause
VERATHON MEDICAL (CANADA) ULC
Pursuer;
against
AIRCRAFT MEDICAL LIMITED
Defender:
ญญญญญญญญญญญญญญญญญ________________
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Pursuer: Currie, Q.C., Higgins; Maclay Murray & Spens LLP
Defender: Lake, Q.C., O'Brien; DLA Piper Scotland LLP
1 February 2011
[1] The pursuer is a company incorporated in Nova Scotia, Canada and is a specialist in the field of
medical equipment. The defender is a company incorporated in the United Kingdom and is also a manufacturer of medical equipment.
[2] The pursuer is the proprietor of the European Patent (UK) 1
307 131 B1 - "Intubation Instrument" ("the Patent"), which is registered in
respect of the United Kingdom. The Patent has priority dates of 7 August 2000 and 6
December 2000. The Patent
has been amended in contested proceedings before the Opposition Division of the
European Patent Office ("EPO"). In discussing the Patent I refer to the claims
as re-numbered after the EPO's amendments.
[3] The pursuer seeks a declarator that the defender has infringed
the Patent and, in particular, Claims 1, 4, 5 and 8-16 thereof. The pursuer
also seeks interdict and damages, which it states at ฃ37,000,000, which
failing, an accounting for the defender's profits from its sale of the McGrath
Series 5 laryngoscope. The pursuer also seeks to amend the Patent under
section 75 of the Patents Act 1977 ("the 1977 Act") and Rule 55.5 of the Rules
of the Court of Session and a declarator that the defender has infringed the
added Claims 18 and 19. The defender counter claims for revocation of the
Patent on the basis that the alleged invention was not new and, separately,
that it lacked an inventive step.
[4] By interlocutor dated 28 January 2009 Lady Smith allowed parties a proof before answer on
the issues of (i) infringement of the Patent, (ii) the defender's application
for its revocation and (iii) the pursuer's application to amend the Patent.
[5] The parties agreed in a Joint Minute that as at 11 January
2010 the defender had "manufactured, used, kept (for disposal or otherwise),
marketed, offered to dispose of/sell, and disposed of/sold Series 5
laryngoscopes in the United Kingdom" and that the defender continues to do so.
Background
(i) Endotracheal intubation
[6] A laryngoscope is, as its name suggests, a medical device for
visualising the larynx. Anaesthetists and, in North America, practitioners of
emergency medicine use the device to facilitate intubation of a patient, either
in the context of elective surgery or in an emergency, such as a severe
injury. Intubation is a means of managing a patient's airway, providing him
(and I will say this only once) or her with oxygen and removing carbon dioxide
and other waste products of respiration. Successful airway management is
essential to such a patient's survival. In order to place an endotracheal tube
in a patient's trachea (or windpipe) the medical practitioner usually needs to
obtain a view of the glottis, which is the opening of the larynx between the
vocal cords. Routine intubation is normally carried out on a patient who has
been given anaesthetic drugs to induce general anaesthesia and neuromuscular
paralysis. It is necessary to describe briefly the relevant anatomy of the
patient in order to understand much of the evidence which the parties led in
this proof.
[7] The safety and success of intubation depend in large measure
on the obtaining of a good view of the glottis so that the medical practitioner
can observe the endotracheal tube entering the larynx, whereby it is placed in
the trachea which serves the lungs. Human anatomy does not make it an easy
task to obtain a straight line of sight from outside a patient's mouth to the
glottis. A standing patient's oral cavity is broadly on a horizontal plane
("the oral axis") while his pharynx (the cavity forming the upper part of the
gullet, lying behind the nose, mouth and larynx) is close to the vertical plane
("the pharyngeal axis"). The larynx is located in front of the pharynx and so
the axis from the back of the mouth ("the posterior oropharynx") to the larynx
("the laryngeal axis") of the standing patient tilts forward from the vertical
as it descends. Thus the line of sight from outside the patient's mouth to the
glottis must first traverse the patient's oral cavity to the posterior
oropharynx and then angle forward at approximately 90บ to reach the glottis.
When the patient is lying on his back on the operating table in a neutral
position the same angle exists but the oral axis is broadly vertical and the
laryngeal axis is broadly horizontal. Patients are normally intubated under
general anaesthesia; the axes are therefore generally in the latter positions
when the medical practitioner starts his attempt to intubate.
[8] In order to create a direct line of sight from outside the
mouth to the glottis the medical practitioner has to move the neck and head of
the patient who is lying on the operating table, by flexing forward the neck on
the body and then extending the head on the neck, so as to place the patient in
what is known as the "sniffing position". Thereafter, the medical practitioner
must insert the laryngoscope and use force to displace tissues to create the
direct line of sight.
[9] At the back of the tongue there is the vallecula, which is a
groove above the epiglottis, which in turn is a cartilaginous flap over the
glottis. To obtain a view of the glottis the medical practitioner needs to
displace the epiglottis by raising it. He can do so either indirectly or
directly. The former method involves the placing of the tip of the
laryngoscope into the vallecula and raising the device, thereby creating
tension on the hyo-epiglottic ligament and indirectly elevating the epiglottis
to expose the glottic aperture. The latter method entails the placing of the
tip of the laryngoscope posterior to the epiglottis and lifting the blade on
the posterior surface of the epiglottis, thus elevating the epiglottis to
create the desired view.
[10] Once the medical practitioner has achieved the direct line of
sight he can insert the endotracheal tube through the patient's glottis. The
success or failure of intubation depends in large measure on the quality of the
view of the glottis which the practitioner achieves by use of the
laryngoscope. The Cormack-Lehane system, which was published in 1984, is
generally used to define the quality of glottic view. It is based on four
pre-defined grades of glottic view; grades 1 and 2 are respectively a full view
and a partial view of the glottis. Grade 3 involves no view of the glottis but
visualisation of the epiglottis and grade 4 defines the circumstance in which
laryngoscopy cannot identify the epiglottis. Research reveals a success rate
of almost 100% in the intubation of patients with a grade 1 or grade 2 view
while a grade 4 view has a success rate of near zero. Failed intubation risks
brain damage or death.
[11] The medical practitioner seeking to intubate a patient faced a
serious complication if the patient had a facial, head or neck injury which
hampered or prevented the adjustment of his head and neck into the "sniffing
position". Medical practitioners engaged in airways management recognised the
phenomenon of a "difficult airway", of which there were several definitions.
Whichever definition was used, about 5%-6% of intubations carried out in
operating rooms could be characterised as having moderate to severe
difficulty. I do not need to discuss the various circumstances or anatomical
attributes which could give rise to a difficult airway in a patient; it is
sufficient to note that among the medical professionals who involved themselves
in airways management there were those who took a particular interest in
difficult airways. In the United
Kingdom that interest was
often manifested by membership of the Difficult Airways Society, which is a
specialist society of anaesthetists with (in 2010) about 2,500 members.
(ii) The laryngoscope
[12] Conventional laryngoscopes consist of two parts, the handle and
the blade. The medical practitioner controls the laryngoscope by holding the
handle in his left hand. The handle contains batteries to power an
illumination device on the blade of the instrument. The blade of the
instrument is inserted through the mouth. Its distal end is placed either in
the vallecula or on the posterior surface of the epiglottis, as I have
described. It is the means by which the practitioner applies force to lift the
epiglottis. At the priority date there were two principal types of
laryngoscope in general use. One had a curved blade and the other had a
straight blade.
[13] The curved blade, which was used in most hospitals in the United Kingdom, was the Macintosh blade, which was inserted
paraglossally in the right hand side of the patient's mouth and which had a
flange to displace the tongue. Accordingly, the blade could then traverse the
oral cavity in the midline and advance until the distal end of the blade was
placed either in the vallecula or on the posterior of the epiglottis. There
was some disagreement between the expert witnesses as to whether curved blades
were widely used for direct elevation of the epiglottis (by lifting its
posterior surface) as well as for indirect elevation in the vallecula; but
nothing turns on that disagreement in this case. It was not disputed that the
blades could be used in either way.
[14] The other principal type of laryngoscope had a straight blade,
of which the Miller blade was commonly used. In the United Kingdom, straight blades were used predominantly in
paediatric cases. Typically, straight blades have a semi-circular channel
which protects the undersurface of the blade from intrusion by the patient's tongue
and also provides access for the insertion of the endotracheal tube. They are
inserted paraglossally. A laryngoscope with a straight blade is often used for
direct elevation of the epiglottis and blades designed for such use tend to
have a thin flat tip that can slip under the epiglottis. Most devices can
however be used for either direct or indirect elevation of the epiglottis.
[15] The other blade with which many anaesthetists in the United Kingdom were familiar was the McCoy laryngoscope, which was
invented in about 1980 and had a curved blade resembling a Macintosh blade of
which the distal portion was on a pivot. Once the tip of the blade was in
place, the clinician could use a lever on the handle to flex the distal portion
of the blade, thereby moving the epiglottis out of the line of sight.
[16] There were very many variations of both curved and straight
laryngoscope blades. Some curved blades were straighter than the traditional
Macintosh blade. Some straight blades had varying degrees of curvature towards
or close to the distal tip. There was a wide range of laryngoscopes available
on the market with differing combinations of shape, curvature, length and
width. But there was, nonetheless, a well-established classification of some
laryngoscopes as having straight blades and others as having curved blades.
The Patent
[17] The Patent, which I consider in more detail below, is of an
intubation instrument. Paragraph 1 of the description states:
"This invention relates to endoscopic instruments, particularly to an intubation instrument, such as a laryngoscope."
It identifies as a problem with the use of common laryngoscopes the undesirability of manipulating a patient's head, particularly where he may have an injured neck or head. It seeks to avoid that problem by indirect visualisation of the larynx. That is accomplished by means of a camera located on the posterior side of the blade (or, using the language of the Patent, "arm") of the laryngoscope. In the Patent the blade of the laryngoscope has two distinct parts, namely a base portion and, extending from it at a defined angle, a lifter portion. The camera is positioned at the junction of the two parts, pointing generally towards the distal end of the lifter portion. The lifter portion has a smooth surface for engaging the patient's epiglottis.
[18] I attach as Appendix 1 to this opinion a copy of figure 7 of
the Patent, which illustrates an embodiment of the device and from which the
claims can be understood. Appendix 2 is a copy of figure 8 of the Patent,
which illustrates the device inserted into the patient's body.
[19] Claim 1 is in the following terms:
"An intubation instrument, a portion of which is for insertion into a patient through the patient's mouth, comprising: a body (20ด, 20˝) having a handle (24) attached thereto; an elongate arm (22) having a substantially straight elongate base portion (202) attached to the body (20ด, 20˝) and a substantially straight elongate lifter portion (204) extending from said elongate base portion (202) at a defined angle (208), said elongate base portion having a first defined length (207), said elongate lifter portion (204) having a second defined length (205) and a smooth surface for engaging the patient's epiglottis and a distal end (210) for insertion distal-end first through the patient's mouth, said elongate arm (22) defining an anterior side positioned toward said handle and an opposite posterior side, and a viewer (80ด) operably secured to said posterior side of said arm (22) substantially where said elongate base portion (202) meets said elongate lifter portion (204); characterised in that:
said second defined length (205) being about as long as first defined length (207);
said viewer (80ด) being directed toward the distal end (210) of said elongate lifter portion (204); and
said viewer (80ด) being a camera."
[20] The reference in claim 1 to "(20˝)" as an illustration of
the body is to another embodiment of the device in claims 6 and 7 and figure 9
of the patent, in which there is a pivot at the junction between the base
portion and the lifter portion which allows the operator to adjust the angle
between the base portion and the lifter portion. In this action we are not
concerned with that embodiment or those claims.
[21] Claims 4 and 5 are in the following terms:
"4. The intubation instrument of claim 1, wherein said viewer (80ด) is a Complementary Metal Oxide Semiconductor camera.
5. The intubation instrument of claim 4, further including a display (218) operably secured to said Complementary Metal Oxide Semiconductor camera."
I attach as Appendix 3 to this opinion a copy of the diagrams, figures 11A and 11B, from the Patent which illustrate the display.
[22] Claims 8 to 16 are in the following terms:
"8. The intubation instrument of claim 1, wherein said elongate lifter portion (204) is between 3-10 centimeters long, inclusive.
9. The intubation instrument of claim 1, wherein said elongate lifter portion (204) is between 4-8 centimeters long, inclusive.
10. The intubation instrument of claim 1, wherein said elongate lifter portion (204) is approximately 6 centimeters long.
11. The intubation instrument of claim 1, wherein said angle (208) is between 5บ and 85บ, inclusive.
12. The intubation instrument of claim 1 or claim 9, wherein said angle (208) is between 30บ and 60บ, inclusive.
13. The intubation instrument of claim 1 or claim 10, wherein said angle (208) is approximately 45บ.
14. The intubation instrument of claim 1, further including a light (212) operably secured to said elongate lifter portion (204).
15. The intubation instrument of claim 14, wherein said light (212) is a light emitting diode.
16. The intubation instrument of claim 1, further including a display (218) operably secured to said viewer (80ด), said display (218) for viewing output from said viewer (80ด)."
The law on the construction of patents
[23] Before I turn to the expert evidence which the parties have
led, I summarise the law relating to the interpretation of patents which is
relevant to this dispute. Section 125 of the 1977 Act states:
"(1) For the purposes of this Act an invention for a patent for which an application has been made or for which a patent has been granted shall, unless the context otherwise requires, be taken to be that specified in the claim of the specification of the application or patent, as the case may be, as interpreted by the description and any drawings contained in that specification, and the extent of the protection conferred by a patent or application for a patent shall be determined accordingly.
...
(3) The Protocol on the Interpretation of Article 69 of the European Patent Convention (which Article contains a provision corresponding to subsection (1) above) shall, as for the time being in force, apply for the purposes of subsection (1) above as it applies for the purposes of that Article."
[24] The Protocol on the Interpretation of Article 69 of the
European Patent Convention provides:
"Article 1 - General Principles
Article 69 should not be interpreted in the sense that the extent of the protection conferred by a European patent is to be understood as that defined by the strict, literal meaning of the wording used in the claims, the description and drawings being employed only for the purpose of resolving an ambiguity found in the claims. Neither should it be interpreted in the sense that the claims serve only as a guideline and that the actual protection conferred may extend to what, from a consideration of the description and drawings by a person skilled in the art, the patentee has contemplated. On the contrary, it is to be interpreted as defining a position between these extremes which combines a fair protection for the patentee with a reasonable degree of certainty for third parties.
Article 2 - Equivalents
For the purpose of determining the extent of protection conferred by a European patent, due account shall be taken of any element which is equivalent to an element specified in the claims."
Article 2 is an addition to the Protocol which came into force in 2007. But it does not add anything to the pre-existing law of the construction of patents in the United Kingdom: Terrell on the Law of Patents (16th ed.) at paragraph 6.50.
[25] The House of Lords in two leading cases has given authoritative
guidance on the construction of patents. In Catnic Components Ltd v
Hill & Smith Ltd [1982] RPC 183 Lord Diplock, with whom the other Law
Lords agreed, held that a patent specification should be given a purposive
construction rather than a purely literal one. More recently, in Kirin-Amgen
Inc v Hoechst Marion Rousel Ltd [2005] RPC 9, Lord Hoffmann,
with the concurrence of the other Law Lords, reviewed the law on the
construction of patent claims. In so doing he built on and explained Lord Diplock's
reference to purposive construction.
[26] In my opinion the law on the interpretation of patent claims,
which is relevant to this dispute, can be summarised in the following
propositions, which I derive from Lord Hoffmann's speech at pp.185-187. First,
the construction of the claims of a patent is an objective exercise. It is
concerned with what the reasonable person, to whom the claims are addressed,
would have understood the author of the patent to be using the words in the
claim to mean. Secondly, the notional addressee is the person skilled in the
art who reads the specification with the common general knowledge of the art. The
proper interpretation of the words of a patent is highly sensitive to the
context and background against which the words are used, including the identity
of, and knowledge attributed to, the skilled addressee. I discuss the concepts
of the skilled addressee and the common general knowledge in paragraphs [31] to
[39] below. Thirdly, the language which the patentee has used must be
construed in the context of the patent as a whole and in the light of that common
general knowledge. Fourthly, the skilled addressee in reading the patent
assumes that its purpose is to describe and demarcate an invention. The
notional addressee's interpretation is purposive only in the sense that he
approaches the patent in the knowledge that it is the communication of the idea
of an invention. Thus, fifthly, the language which the patentee has chosen is
usually of critical importance. The words which the patentee uses in the
specification, which is a unilateral document, will usually have been chosen
upon skilled advice. Sixthly, because a patentee is describing something which
to his mind is new and for which there is not a generally accepted definition,
the skilled addressee may readily see that he must have departed from
conventional use of language or included in his description some element which
he did not mean to be essential. But, seventhly, one would not expect that to
happen very often. A patent may, for one reason or another, claim less than it
teaches or enables. And one would have to have some rational basis for
concluding that the patentee had departed from conventional usage.
[27] Lord Hoffmann in Kirin-Amgen also discussed how the
courts in the United Kingdom, at a time when the words in a patent were
construed literally, according to their natural and ordinary meanings, had
sought to prevent someone attempting to avoid infringement of the patent by
making an immaterial variation in the invention described in the claims. Since
the Catnic case and the Protocol on the Interpretation of Article 69,
with which it was in accordance, the principle of interpretation was one which
gave the patentee the full extent of the monopoly which the skilled addressee
would think that he was intending to claim and no more than that extent. This
protected the reasonable expectations of each side. As Lord Hoffmann observed
(at p.189) restricting the monopoly in this way also protected the patentee, as
otherwise the patent would be unreasonably exposed to claims of invalidity on
grounds of anticipation or insufficiency.
[28] The focus therefore is on what the skilled addressee would
understand the patentee to mean by the language of the claims. It is the
claims which delimit the invention while the rest of the specification is for
the practical information of the public: British United Shoe Machinery Co
Ltd v A. Fussell & Sons Ltd (1908) 25 RPC 631,
Fletcher Moulton LJ at p.650. But it is well established that the claims must
be construed as part of the whole specification: Lubrizol Corporation v Esso
Petroleum Co Ltd [1998] RPC 727, Aldous LJ at p.738. As Article 69 of the
European Patent Convention says, the description and drawings are used to
interpret the claims. The patentee's purpose is ascertained from the
description and the drawings. The claims define the monopoly claimed. If the
meaning of a claim is clear when construed in the light of the whole document,
including the description and the drawings, the claim cannot be further cut
down or extended by reference to the rest of the specification. It is also
uncontroversial that the characteristic feature of a subordinate claim is
treated as embraced by an antecedent claim to which it is appended, and thus
guidance may be obtained from a subordinate claim on the construction of the
antecedent claim. For the last two propositions see Glaverbel SA v British
Coal Corporation [1995] RPC 255, Staughton LJ at p.269 and Peter Gibson LJ
at p.281.
[29] In his submissions at the close of the proof, Mr Currie QC, who
appeared for the pursuer, emphasised the concept of equivalents and the
three-stage test which Lord Hoffmann set out in Improver Corporation v
Remington Consumer Products Ltd [1990] FSR 181 at p.189. Lord Hoffmann
stated:
"If the issue was whether a feature embodied in an alleged infringement which fell outside the primary, literal or acontextual meaning of a descriptive word or phrase in a claim ('a variant') was nevertheless within its language as properly interpreted, the court should ask itself the following three questions:
(1) Does the variant have a material effect upon the way the invention works? If yes, the variant is outside the claim. If no?
(2) Would this (i.e. that the variant had no material effect) have been obvious at the date of publication of the patent to a reader skilled in the art? If no, the variant is outside the claim. If yes?
(3) Would the reader skilled in the art nevertheless have understood from the language of the claim that the patentee intended that strict compliance with the primary meaning was an essential requirement of the invention? If yes, the variant is outside the claim.
On the other hand, a negative answer to the last question would lead to the conclusion that the patentee was intending the word or phrase to have not a literal but a figurative meaning (the figure being a form of synecdoche or metonymy) denoting a class of things which include the variant and the literal meaning, the latter being perhaps the most perfect, best-known or striking example of the class."
[30] These questions, as Mr Currie recognised in his submissions,
are merely guidelines and are not legal rules, for Lord Hoffmann re-considered
them in Kirin-Amgen (at p.191) and stated:
"It is important to distinguish between, on the one hand, the principle of purposive construction which I have said gives effect to the requirements of the Protocol, and, on the other hand, the guidelines for applying that principle to equivalents, which are encapsulated in the Protocol questions. The former is the bedrock of patent construction, universally applicable. The latter are only guidelines, more useful in some cases than in others."
Lord Hoffmann also observed (at p.194) that:
"the invention should normally be taken as having been claimed at the same level of generality as that at which it is defined in the claims. It would be unusual for the person skilled in the art to understand a specification to be claiming an invention at a higher level of generality than that chosen by the patentee."
As a purposive construction militates against giving a word or phrase an acontextual meaning, there is no need for a general doctrine of equivalents. A trivial or minor difference between an allegedly infringing device and an element of a claim may not, on a fair reading of a claim in context, avoid infringement of the patentee's monopoly.
The law relating to the skilled addressee and common general knowledge
[31] The notional skilled addressee is central to the task of the
court both in relation to the construction of a patent and also in relation to
the issues of novelty, obviousness and sufficiency, which determine its
validity. The notional skilled person or persons to whom the patentee
addresses his patent are
"those likely to have a practical interest in the subject matter of his invention (i.e. 'skilled in the art')".
They are the notional readers of the words which the patentee chooses to use in the patent specification,
"by which he informs them what he claims to be the essential features of the new product or process for which the letters patent grant him a monopoly."
See Catnic Components Ltd, Lord Diplock at pp.242-243. I consider
that it is implicit in the concept of the skilled addressee of a patent that
this notional person is someone who might, but for the patentee's monopoly, be
directly involved in producing a device from the patentee's invention and not
merely someone who would use the device once it is created. In this regard I
agree with the submission of Mr Lake QC for the defender, who referred, by way
of illustration, to Dyson Appliances Ltd v Hoover Ltd (No 1) [2001] RPC 26 and Minnesota Mining & Manufacturing Co v ATI Atlas Ltd
[2001] FSR 31. In the first case, which concerned the
patent of a cyclone vacuum cleaner, Michael Fysh QC held (at paragraph 34) that
the skilled addressee was "a graduate or HND engineer in either mechanical or
electrical engineering (probably, a team of both) with a few years' practical
experience in the vacuum cleaner industry." In the latter case, which
concerned a patent for sterilisation indicators, Pumphrey J held (at paragraph
30) that the skilled addressee was the maker and seller of sterilisation
indicators who employed a microbiologist with interests in the relevant area
and an enzymologist who could carry out the directions in the patent
specification. The end user in each case, the domestic cleaner and the
clinician using an autoclave, was not the skilled addressee.
[32] Parties agreed that the skilled addressee could be a team whose
members possessed different skills. They were also in agreement on the
qualities which the notional skilled addressee was to possess. He was
unimaginative and had no inventive capacity. He had a very good background
technical knowledge (the "common general knowledge" which I discuss in paragraphs
[35]-[39] below). He would share the common technical prejudices or
conservatism which prevailed in the art concerned. He was forgetful so that,
while he had read all the prior art, he forgot one piece of the prior art
before he read the next, unless it formed part of the common general knowledge
or could form an uninventive mosaic with another piece or there was a
sufficient cross-reference that it was justified to read the documents as
one. See Technograph Printed Circuits Ltd v Mills & Rockley
(Electronics) Ltd [1972] RPC 346, Lord Reid at p.355, Technip France
SA's Patent [2004] RPC 46, Jacob LJ at paragraphs 7-10, Glaxo Group
Ltd's Patent [2004] RPC 43, Pumphrey J at paragraphs 27-30.
[33] Parties were also at one that the art of which the notional
skilled addressee was aware could be different for the purposes of the
construction and sufficiency of the patent on the one hand and the issue of
obviousness on the other. In some cases the invention could be "art changing"
so that, post-patent, the notional addressee's knowledge of the art in
construing the patent may be different from what he is taken to have had when
considering obviousness: Schlumberger Holdings Ltd v Electromagnetic
Geoservices AS [2010] EWCA Civ 819, Jacob LJ at paragraphs 61-64.
[34] I would add two points. First, I accept, as Mr Lake submitted,
that the skilled addressee does not represent the lowest common denominator of
persons actually engaged in the field, who is deemed to possess only the
knowledge and prejudices that all of them can be said to possess: Glaxo
Group Ltd's Patent (supra), Pumphrey J at paragraph 32. Secondly, as Lord
Hoffmann observed in Kirin-Amgen (at paragraph 78), the skilled
addressee when construing the patent must be assumed to know the basic
principles of patentability. In other words, he is taken to be aware in
general terms of the constraints which novelty, obviousness and sufficiency
place on the patentee in framing his claims.
[35] Turning to the common general knowledge, we are concerned in
this case principally with the extent of the skilled addressee's knowledge of
laryngoscopes in use, patent specifications, and medical and scientific
papers. The concept of the common general knowledge is
"derived from a commonsense approach to the practical question of what would in fact be known to an appropriately skilled addressee - the sort of man, good at his job, that could be found in real life."
See General Tire & Rubber Co v Firestone Tyre & Rubber Co Ltd [1972] RPC 457 (at p.482) in which Sachs LJ gave the judgment of the Court of Appeal. In Beloit Technologies Inc v Valmet Paper Machinery Inc [1997] RPC 489, CA, Aldous LJ (at p.494) described the common general knowledge as:
"the common knowledge in the field to which the invention relates."
Thus it is not the knowledge of the people working in the field with the best facilities, whether in large hospitals with well-stocked medical libraries or in companies with patent departments: Beloit Technologies at pp.494-5. Nor, as I have said, does one descend to the lowest common denominator when looking for the knowledge of the ordinary man.
[36] In this case, as in General Tire & Rubber Co, it is
clear that individual patent specifications and their contents do not form part
of the common general knowledge. In relation to scientific papers, it is not
sufficient that a paper is widely read by those interested in the art. In General
Tire & Rubber Co (at pp.482-3) Sachs LJ approved the dictum of Luxmoore
J in British Acoustic Films Ltd v Nettlefold (1936) 53 RPC 221 (at p.250) and held that a piece of knowledge disclosed in
a scientific paper only becomes common general knowledge when it is generally
known and generally regarded as a good basis for further action by the bulk of
those who are engaged in the particular art.
[37] Mr Lake QC submitted that when the court used the legal
creation of the skilled person in relation to obviousness, that notional
person's reading might in certain cases be extended beyond the scope of what is
the common general knowledge strictly so called. In Technograph Printed
Circuits Ltd v Mills & Rockley (Electronics) Ltd, Lord Reid (at
p.355) stated:
"In dealing with obviousness, unlike novelty, it is permissible to make a "mosaic" out of the relevant documents, but it must be a mosaic which can be put together by an unimaginative man with no inventive capacity."
Keeping those restrictions - lack of imagination and uninventiveness - in mind, the courts have recognised that the skilled person may be treated as having looked at literature which is readily to hand and of which he is aware if, in real life, every unimaginative person skilled in the art would have done so as a starting point for tackling a new problem. That literature search would not involve a diligent pursuit of all leads and cross-references but only the identification of the publications which he knows and sees that he needs to use as a starting point or foundation for further work. See Nutrinova Nutrition Specialties & Food Ingredients GmbH v Scanchem UK Ltd [2001] FSR 42, Pumphrey J at paragraph 81, Ivax Pharmaceuticals UK Ltd v Akzo Nobel BV (No 2) [2007] RPC 3, Lewison J at paragraph 55. This extension covers only material, the existence of which the skilled man is aware and which he thinks is reliable to use as a foundation for further work. See also Raychem Corporation's Patent [1999] RPC 497, in which Aldous LJ, at pp.503-504, quotes with approval from the judgment of Laddie J at first instance. Mr Currie challenged the instructions which the defender had given Professor Denyer and Dr Muirhead on this matter.
[38] In Generics (UK) Ltd v Daiichi
Pharmaceutical Co Ltd [2009] RPC 23, Jacobs LJ (at paragraph 27) emphasised
the restrictions of, and the importance of unimaginativeness and the lack of
inventive capacity in, this exercise:
"It would be wholly subversive of patents and quite unfair to inventors if one could simply say 'piece of information A is in the standard literature, so is B (albeit in a different place or context), so an invention consisting of putting A and B together cannot be inventive.' The skilled man reads each specific piece of prior art with his common general knowledge. If that makes the invention obvious, then it does. But he does not read a specific citation with another specific citation in mind, unless the first causes him to do so or both are part of the matter taken to be in his head."
[39] It is clear that such information cannot be used, with the
knowledge of the content of the patent in suit, to build up a "step by step"
argument in support of obviousness; that approach has been rejected by the
House of Lords in Technograph Printed Circuits Ltd (See Lord Diplock at
p.362). The role of this information is therefore limited. In KCI
Licensing Inc v Smith & Nephew plc [2010] EWHC 1487 (Pat) (at
paragraph 112), Arnold J summarised the position in these terms:
"It follows that, even if information is neither disclosed by a specific item of prior art nor common general knowledge, it may nevertheless be taken into account as part of a case of obviousness if it is proved that the skilled person faced with the problem to which the patent is addressed would acquire that information as a matter of routine."
I accept that conclusion so long as one keeps in mind (a) that it is information acquired as a matter of routine, (b) that the notional skilled person - unlike many real people to whom patents are addressed - is both unimaginative and uninventive, and (c) that the information is only a foundation for further work. In my view it does not add anything of significance to the common general knowledge in this case, nor affect the conclusions which I have reached on obviousness.
The role of expert witnesses
[40] There was no disagreement between counsel on the proper role of
an expert witness in a patent case. An expert witness assists the court by
educating the judge in the technology, explaining the state of the art and the
meaning of technical terms. As Mummery J stated at first instance in Glaverbel
SA v British Coal Corporation [1994] RPC 443,
"Evidence can be given by experts to enlighten the judge on the meaning which those skilled in the art would give to technical or scientific terms and phrases and on unusual or special meanings given by such persons to words which might otherwise bear their ordinary meaning."
He can opine on questions, such as obviousness, which are not questions of law. But the views of an expert cannot bind the court on issues which it is the task of the court to determine. He is not and need not approximate the notional skilled addressee. Thus the fact that an expert witness had certain knowledge at the priority date does not mean that that was common general knowledge. Further, it is not the personal opinion of the expert witness but the reasoning with which the expert supports his opinion that is his principal contribution to the court in its tasks of determining how the skilled addressee would interpret the claims of a patent and of assessing whether the alleged invention was novel or obvious. See Technip France SA's Patent (supra), Jacob LJ at paragraphs 12-15, SmithKline Beecham Plc v Apotex Europe Ltd [2005] F.S.R. 23, Jacob LJ at paragraphs 52-53 and Conoco Specialty Products Inc v Merpro Montassa Ltd 1992 SLT 444, Lord Sutherland at p.448.
[41] In this case I have been privileged to hear the evidence of
three eminent medical practitioners and am grateful to them for the skill and
care with which they sought to assist the court.
[42] Dr Ron Walls MD is Professor of Medicine (Emergency Medicine)
at Harvard Medical School and Chair of the Department of Emergency Medicine at
Brigham and Women's Hospital in Boston, USA. He has held academic and medical appointments at George Washington University Hospital, Washington, DC, the University of British Columbia and Vancouver General Hospital, and since 1993 at Harvard and Brigham and Women's
Hospital. He has had numerous other professional duties, served on many
committees, published widely, and since 2002 has been an examiner on the
American Board of Emergency Medicine.
[43] As the first witness in the case Professor Walls introduced the
court to the relevant anatomy, intubation devices, the prior art and the
terminology used in the Patent. He also gave opinion evidence on the common
general knowledge, anticipation, obviousness and infringement. I wish to pay
tribute to the skilled way in which he educated me in relation to those
matters. He also commented on the report of the defender's expert, Dr John
Henderson. He manifested in his evidence his gifts as a teacher and his very
extensive experience in education and research in relation to airway
management.
[44] Dr Christopher Frerk, who was the pursuer's second witness, has
been an anaesthetist for 23 years and a consultant anaesthetist at Northampton General Hospital since 1993.
He has had a particular interest in airway management for about 20 years and
between 2006 and 2009 was chairman of the Difficult Airway Society ("the
DAS"). The DAS, as I have said, is a society of specialists who work specifically
in the area of airway management. It produces a newsletter and holds workshops
and an annual scientific meeting with lectures on developments in airway
management. It evaluates new laryngoscopes and other airway devices. Within
his hospital Dr Frerk is the lead anaesthetist for managing difficult airways.
He gave evidence on anatomy, the use of laryngoscopes and other devices, the
state of the art at the priority date and the common general knowledge. He
also commented on the report of the defender's expert, Dr John Henderson. He
was not instructed to advise on the meaning of the Patent but offered certain
views on that matter on cross-examination.
[45] Dr John Henderson, whom the defender led as its expert medical
witness, was an anaesthetist from 1970 until his retirement in August 2010.
He trained in the United
Kingdom and in the United States and was consultant anaesthetist at the Western
Infirmary and Institute of Neurological Sciences, Glasgow from 1978 to 1983 and at the Western
Infirmary, Glasgow from 1983 until his retirement. He has had a special
interest in airway management throughout his career, has been involved in the
DAS, published many papers and contributed chapters on airway management to
leading textbooks on anaesthesia or airway management and is the patentee of
the Henderson laryngoscope, which I discuss below. Dr Frerk described Dr
Henderson as "an acknowledged airway expert in the UK"
and part of the group which authored the DAS guidelines. Dr Henderson also gave
evidence on anatomy, the use of laryngoscopes, prior art, the identity of the
skilled addressee, the common general knowledge, the meaning of the Patent,
novelty and obviousness, and infringement.
[46] I also heard the evidence of a medical device engineer and a
physicist with expertise in optoelectronics, both of whom were very experienced
in their respective fields of expertise.
[47] Dr Colin Roberts, whom the pursuer called, is a very
experienced medical device engineer with over forty years experience. He
served as Chair of Biomedical Engineering and Foundation Professor of Medical
Engineering at King's College Hospital, London and has had experience in industry, the National
Health Service and academia. He gave evidence on the identity of the skilled
addressee, the common general knowledge in the healthcare and medical device
industry, infringement and the defender's challenge to the validity of the
Patent.
[48] Dr Ian Muirhead, whom the defender called, is chief executive
officer of Ambicare Health Limited. He has a degree and a doctorate in physics
as well as a Master of Business Administration and has twenty years experience
in the field of optoelectronics, related technology and its applications
including the development of Charge Coupled Device ("CCD") and Complementary
Metal Oxide Semiconductor ("CMOS") cameras. He gave evidence on the
identity of the skilled addressee, the common general knowledge, and the
sealing of cameras within medical devices.
[49] I also had before me two reports from Professor Peter Denyer,
who was to give evidence on camera technologies, and in particular CMOS camera technology, before and at the priority date
and their application to endoscopy, including in laryngoscopes. Unfortunately
he took ill at the outset of the proof and was unable to give his evidence.
Sadly he died during the proof. While I read his reports in my preparation for
the proof, I have had regard to them only to the extent that Professor Colin
Roberts and Dr Ian Muirhead commented on them in their evidence. I have not
otherwise had regard to Professor Denyer's evidence in framing this opinion as
it was not tested by any cross-examination. The defender led the evidence of
Dr Ian Muirhead in his place.
[50] In their submissions counsel for both parties criticised the
evidence of the other's expert witnesses, particularly for straying beyond the
expert's remit by giving their personal opinions on the meaning of the claims.
I consider that it is probably inevitable that experts wander into prohibited
evidential territory in the course of their oral evidence. The court can deal
with that relatively easily by keeping in mind the purpose and limitations of
such expert evidence. Mr Currie criticised Dr Henderson for giving subjective
opinions based on his own experience, he being an inventor of a patented
laryngoscope and significantly more qualified than the skilled addressee, and
for failing to concentrate on giving guidance on the knowledge and approach of
the skilled addressee. He also criticised him for failing to back up certain
assertions with reasoning and for showing in his oral evidence a lack of
familiarity with the detail of the Patent. Mr Currie also criticised Mr
Muirhead's evidence as being of peripheral relevance because it
was based on his own experience in the field of optoelectronics. Mr
Lake did not make such general criticisms of the pursuer's experts but
criticised certain specific aspects of their evidence which I will address in
context. It is correct that in his oral evidence Dr Henderson on occasion
expressed personal views, and that Dr Walls in particular was generally more
assiduous in his oral evidence in backing up his opinions with references to
literature. But Mr Currie's criticism in my opinion does not give sufficient
weight to Dr Henderson's detailed citation of medical literature in the
appendices which accompanied his reports; and other witnesses also stated
personal views in the course of their oral evidence. In any event, with each
expert witness it is not his personal opinion but his reasoning to which I have
to pay regard. Nor is it necessary or desirable that an expert should
approximate to the notional skilled addressee: Technip France SA's Patent
(supra), Jacob LJ at paragraph 12. The wholly uninventive and
unimaginative expert, if such a person exists, might not make a good teacher of
the court.
The prior art
[51] In considering the prior art in this part of my opinion I
emphasise that I am not addressing the common general knowledge at the priority
date. Most of the devices, which I now discuss, are relevant to the defender's
challenge to validity on the ground of anticipation or obviousness. It is not
disputed that most of the devices which I describe were not part of the
relevant common general knowledge at that time and therefore are of no
relevance to the proper construction of the claims in the Patent. Those which
are not part of the common general knowledge are relevant to the challenge to
its validity on the ground of anticipation or obviousness only in each instance
as a specific item of prior art in a direct comparison with the patent in
suit. I consider the common general knowledge in relation to this case in
paragraphs [84] to [97] below.
[52] In 2000 most practitioners using laryngoscopes whether with a
curved or straight blade, established a direct line of sight to the glottis
through manipulation of the patient's head and neck. This was successful in
approximately 98% of intubations. There were many variations of such blades but
the intubation equipment in most hospitals in the developed world included such
curved or straight blades. Most of the laryngoscopes which were available at
the priority date were invented by and named after clinicians, who had
identified and sought to remedy specific problems with direct laryngoscopy
encountered in their practice. In about 1998 Dr Henderson himself
designed and patented a straight blade with a bead at its distal end which was
thereafter manufactured by Karl Storz GmbH & Co KG.
[53] The principal alternative means of intubation, which could be
used when difficulty in intubation was foreseen, was a flexible fibre-optic
bronchoscope or laryngoscope. The patient, who remained awake and in an
upright position, was given topical anaesthesia and was sedated. When
using a flexible fibre-optic laryngoscope, the medical practitioner inserted
the flexible fibre-optic cable via the patient's mouth into the pharynx to
illuminate and obtain a view of the glottis, observing its progress by means of
an eyepiece on the proximal end of the fibre-optic cable. The practitioner
then passed the cable through the vocal cords and inserted an endotracheal
tube, which had been placed over the fibre-optic cable, into the trachea. Only
a minority of practitioners was skilled in the use of flexible fibre-optic
laryngoscopes.
[54] At the priority date there were several rigid fibre-optic
laryngoscopes available on the market, but they were not widely used. An
advantage of the rigid fibre-optic laryngoscope over the flexible version was
that the former could more readily be used on an anaesthetised patient lying on
an operating table. The underlying idea of the rigid fibre-optic laryngoscope
was to insert a fibre-optic scope into a patient on a rigid introducer and
avoid the difficulties involved in displacing the tongue and manoeuvring a
flexible cable inside the patient. Three such devices were discussed in
evidence.
[55] First, the Bullard laryngoscope was the subject of US patent
4,086,919 and was filed in 1976. It comprised a handle with a blade which
curved through approximately 90บ in a way which generally conformed to the
curvature of the passageway from the entrance of the mouth to the epiglottis so
as to place the distal tip of the blade in a position to elevate the
epiglottis. Attached to the blade were fibre-optic cables for transmitting
light to the distal end of the blade and for transmitting visual images from
that area to an eyepiece, which in the patent drawings was located at the
proximal end of the blade. The patent identified as the problems of the prior
art which the device sought to address (i) the need forcibly to manipulate the
head and neck, (ii) contact with and damage to the patient's upper teeth, and
(iii) difficulty in visualising the glottis if a patient had physical
malformations of the jaw or tumours of the throat. Dr Walls acknowledged on
cross-examination that the first problem was essentially the same as that which
the Patent also identified. The Bullard patent described the device as
involving an improved laryngoscope blade for use in indirect visualisation of
the glottis. In essence the invention was an anatomically-shaped blade
carrying fibre-optic cables on its posterior surface, which permitted the
indirect visualisation of the glottic aperture and the larynx.
[56] In 1993 Dr Bullard filed a further patent application for a
laryngoscope with an extendable tip to the blade and US patent number 5,381,787
was granted in 1995. The operator of the laryngoscope could control the tip of
the Bullard blade by extending or contracting the tip extension by means of an
actuator. Further, at some unspecified time there was manufactured a plastic
tip which could snap on to the tip of the Bullard blade and thereby extend the
length of the distal end of the blade. I attach as Appendix 4 to this opinion
a photograph of the Bullard laryngoscope with the plastic tip extension.
[57] Secondly, there was the Upsherscope. This laryngoscope became
available in about 1995 and resembled the Bullard laryngoscope in its use of a
C-shaped curved blade which conformed generally to the anatomy of the mouth and
pharynx. It had a fibre-optic viewing channel similar to that of the Bullard
on the posterior of the blade and an eye piece, which was designed to be used
with a camera, which extended outwards from the junction of the handle and the
blade at about 60บ to the handle. It also had a channel for directing the
endotracheal tube so that it could be inserted into the windpipe from the
distal end of the blade.
[58] Thirdly, the Wuscope was a rigid laryngoscope with a smoothly
curved, anatomically-shaped, blade which had a channel into which the operator
could place a flexible fibre-optic nasopharyngoscope and another channel for
the insertion of the endotracheal tube from the distal end of the blade. It
was developed in the later 1990s but gained only limited clinical use.
Independent studies suggested that, while it obtained good glottic views in
patients whose head and neck could not be manipulated, it was costly to acquire
and complex to assemble and use, requiring the operator to acquire new
skills.
[59] A different approach to the difficulty of seeing round the
angle between the oral axis and the laryngeal axis was an invention by Dr
Bellhouse, which was manufactured as the Belscope. The UK Patent Application
number 2,086,732A was filed on 3
November 1981. It also
sought to address the problems of how to avoid the manipulation of the
patient's head and neck and how to intubate a patient with gross anatomical
abnormality. The patent described a laryngoscope blade comprising two
substantially straight portions which were angled in respect of each other to
form a generally V-shaped blade. The angle subtended by the two portions of the
blade was stated to be between 120บ and 150บ, and more appropriately 135บ.
Although expressed differently, these angles, as Dr Walls and Dr Henderson
acknowledged, were the same as those stated in claims 12 and 13 of the
pursuer's Patent. The patent envisaged that, in a preferred embodiment, the
proximal and distal portions of the blade would be approximately the same
length.
[60] The Bellhouse patent taught that the laryngoscope could be used
to obtain a direct line of vision of the glottis. It also envisaged the
optional use of transparent prism located on the posterior surface of the
portion of the laryngoscope blade proximal to the handle and extending to the
junction with the portion leading to the distal tip to provide an indirect
method of viewing the trachea. The prism allowed light to be refracted from
the larynx so as to enable the operator to see the glottis in a line of sight
along the proximal portion of the blade. The patent also in figure 15 included
a perspective view of a curved blade which might be used with the prism. There
were difficulties in using the prism and the patent acknowledged that
the prism did not allow a panoramic view of the glottis.
[61] Dr Bellhouse, in an article in "Anesthesiology" in 1988,
commented that the Belscope, which was the laryngoscope made in accordance with
the patent, was used very much like a straight-bladed laryngoscope, and in the
majority of cases, there was no need to use the prism. Benumof, "Airway
Management" (1996 ed.) also described the Belscope as being used much like a
conventional straight laryngoscope blade in the majority of laryngoscopies. In
correspondence in "Anesthesiology" in 1992 Dr Ruth M. Mayall disclosed
that she had used the Belscope repeatedly without having to use the prism. It
was clear that the Belscope was used predominantly for intubation by direct
line of sight and that the prism was rarely needed.
[62] The Bellhouse patent referred to an earlier invention by
Ephraim S. Siker MD, which he described in an article in "Anesthesiology" in
January 1956. This invention was of a modified laryngoscope blade divided into
three generally straight portions with a stainless steel mirror on the concave
surface of an interposed middle portion through which the proximal and distal portions
joined at an included angle of 135บ. The anaesthetist placed the Siker
laryngoscope in the patient's mouth and positioned it so that the mirror was
directed towards the glottis. Manipulation of the blade to expose the glottis
gave the anaesthetist an inverted and somewhat distorted image of the glottis
in the mirror. The Bellhouse patent described the Siker laryngoscope as
follows:
"In 1956 Siker produced a laryngoscope blade which was angulated or V shaped having an included angle of 135บ. However this blade was generally C shaped in cross section having an overhanging roof portion which obscured direct vision of the larynx. Siker proposed using his blade with a mirror but it was found that his laryngoscope was generally not practicable."
[63] Another method of obtaining a better view of the glottis
involved the use of a camera. Several devices used a camera for this purpose.
[64] One such was an invention by Dr Gordon George (United States
Patent number 5,363,838) which was issued on 15 November 1994. It entailed an intubating scope with a malleable
tube for use alongside a standard laryngoscope blade and handle. The scope had
a camera, which was located either at the proximal end of a fibre-optic tube in
the scope or at the distal end of the scope, and a lightweight portable screen
which was connected to the scope and could be placed on the patient's chest or
held by an assistant of the practitioner who carried out the intubation. If
the camera was located at the distal end of the stylet the patent envisaged
that it would be in the form of a computer chip or other type of integrated
circuit. The objects stated in the patent included facilitating visualisation
of the trachea and offering a device whose use was easily learned. Its objects
did not include reducing or eliminating the need to manipulate the patient's
head and neck.
[65] Another invention involving a camera was by Dr Jonathan Berall
(United States Patent number 5,827,178) dated 27 October 1998. It comprised a laryngoscope with a straight blade
and a camera mounted on the posterior surface of the blade close to its distal
end. The camera was connected to a lightweight portable television screen,
preferably mounted on the handle. The pursuer's Patent (in paragraph 8) described
the invention in these terms:
"Inventors have attempted to overcome these problems with known laryngoscopes" [i.e. the need to manipulate the patient's head and neck and the blocking by tissue of the practitioner's line of sight for inserting straight devices] "by attempting to improve the practitioner's view during insertion. For example, Berall includes a camera mounted in the vicinity of the distal end of the blade and a viewer mounted on the laryngoscope, such that the practitioner has a simultaneous line of sight and camera view during insertion. However, such a camera view positioned toward the distal end is often unprotected from tissue and debris, and becomes easily blocked. Moreover, such positioning is usually too close to offer the practitioner a helpful perspective to facilitate proper insertion and alignment of the laryngoscope and endotracheal tube within the larynx. Also the straight blade remains difficult to insert."
[66] Another was the invention of Dr Robert Wood (United States Patent
number 5,800,344), which was called a video laryngoscope, and was dated 1 September 1998. The patent described a laryngoscope with an image
sensor assembly mounted on it for providing video imaging of the patient's
airway passage during use of the laryngoscope. The video camera (or, in the
language of the patent, image sensor and lens) was mounted on the posterior
surface of the blade, which could be a straight blade with an elbow towards the
distal end or a curved blade. The patent taught that the image sensor was to
be located at a distance from the tip of the blade to avoid tissue, which
surrounded the area with which the tip was in contact, interfering with the
operation of the image sensor. It referred to the possible use of, among
others, CMOS or CCD technologies in the image sensor.
In one embodiment of the invention a track was formed on the posterior
or convex surface of an elbow or a curved blade and the image sensor was able
to be moved on that track. This enabled the clinician, while operating the
laryngoscope in a patient, to adjust the distance between the image sensor and
the target object by moving the image sensor back and forth along the track,
and thereby adjust the view field of the image sensor to provide adequate
viewing of the region of interest.
[67] Appendices 5 and 6 to this opinion are copies of drawings from
the Wood patent showing the video camera on a straight blade (figures 2 and 3)
and the moveable camera on a curved blade (figures 4 and 5).
[68] In the pursuer's Patent the Wood device is described thus (in
paragraph 9):
"Another attempted improvement to known laryngoscopes involves contouring the blade as shown in U.S. Pat. No. 5,800,344 to Wood ('Wood'), and slidably securing an image sensor along such a blade to facilitate viewing. However, to be properly inserted, such devices still require undesirable manipulation of the patient's head and neck."
[69] The Patent also referred to a laryngoscope patented by
Corazelli (United States Patent number 4,360,008) which offered an
elongate, substantially straight blade. This laryngoscope did not have a
camera or other viewer on it. The Patent described the invention (in paragraph
10) in these terms:
"To facilitate insertion of these types of known laryngoscopes, some inventors have added moving tips to the blades as shown in Corazelli, Jr. However, these tips are generally too small to adequately support the epiglottis, and they still require the practitioner to insert an elongate straight or substantially straight blade, thereby required [sic] undesirable manipulation of the patient's head and neck."
[70] In 1999 Markus Weiss MD, Professor of Anaesthesiology at the University of Zurich, published an article in the Internet Journal
of Anesthesiology entitled "The Video-Intubating Laryngoscope". In that
article he described how a disposable plastic Macintosh laryngoscope had been
modified by making a bore hole from the bottom of the handle through the
lateral flange towards the tip and inserting an ultrathin video-endoscope into
the bore hole. The anaesthetist could use the device either to achieve a
direct line of sight or to obtain indirect laryngoscopic visualisation of the
glottis by attaching the proximal end of the endoscope to a video camera and
observing the output of the video camera on a monitor. The article also
displayed, in figure 2, a disposable Macintosh laryngoscope in which the distal
portion of the blade had been angulated upwards at about the point where the
lens of the endoscope was located within the posterior of the blade. This
device was known as the angulated video-intubating laryngoscope ("AVIL"). Dr
Weiss recorded that the device could be used for both routine and difficult
tracheal intubation and that it might be a helpful tool to manage difficult
laryngoscopy as it provided an indirect visualisation of the vocal cords. He
stated:
"In situations where direct visualisation of the cords is impaired, the VIL allows to overcome the obstructed view to the larynx using conventional intubation technique and the video view around the curvature of the blade.
Preliminary limited experiences in patients with direct laryngoscopic view Grade II or III (Classification by Cormack and Lehane) showed, that the video-display from the distal blade gives a better view of the cords and the patients were intubated under monitor control without forced laryngoscopy or head-neck manipulations."
[71] Finally, in December 1998, Moritex Corporation, a Japanese
enterprise, filed an application for a patent (JP 2000-175867) with a
disclosure date of 27 June 2000 for a laryngoscope with a curved blade, on the
posterior surface of which was located a video camera which provided an
indirect visualisation of the larynx on a monitor. The patent narrated (in
paragraphs 6-9) the problems which the invention addressed, namely the need to
obtain a detailed view of the larynx, which a user often could not get using
fibre-optic cables, and the difficulty of controlling the laryngoscope when
handling heavy and relatively rigid fibre-optic cables. The use of a camera in
the blade gave greater resolution to the images of the larynx which could be
transmitted to the monitor by means of a light flexible signal wire. Appendix
7 to this opinion is a copy of figures 1-3 of the Moritex patent. The diagrams
showed a laryngoscope with a curved anterior blade and a camera on the
posterior surface. The lens of the camera was shown to be distal of the
midpoint of the blade and, when inserted in a patient, providing a view from
the back of the tongue towards the larynx. It was clear from the patent's
description of prior art that the invention was designed to improve the
performance of laryngoscopes both in the observation of the interior of the
larynx for diseases and in intubation of the trachea.
The skilled person/skilled addressee
[72] Parties did not agree on the identity of the skilled addressee.
Their disagreement on the identity and experience of the clinician addressee
did have an impact on the scope of the common general knowledge. Otherwise
their disagreements did not have any material bearing on the proper
construction of the Patent or its validity.
[73] Mr Currie submitted that the skilled addressee was a clinician
involved in carrying out and supervising the intubation of patients and that he
would involve a medical device engineer in creating the device. In the United Kingdom the clinician would usually be an anaesthetist. In
the United States he might be an emergency physician, an
anaesthesiologist, a critical care physician or a paramedic. The clinician
would take the lead as it was evident that for many years before the priority
date it had usually been clinicians who invented new laryngoscopes. The
clinician would lead the design process because of his knowledge of intubation,
anatomy and existing devices which were generally known to such clinicians.
The clinician, however, would be likely to need the services of a medical
engineer to assist with the technical aspects of achieving the desired device.
[74] Mr Currie founded on the evidence of Professor Roberts in his
submission that the medical device engineer would be a clinical technologist
employed in a hospital rather than a graduate medical engineer, as the latter
would be likely to be more inventive and thus not fit the mould of the skilled
addressee. He submitted that the NHS employee would be trained to the
equivalent of HNC or HND or foundation degree level in mechanical engineering
or electronics and would have experience in a hospital workshop repairing defective
equipment. He would carry out the clinician's instructions faithfully. If the
notional medical device engineer were someone employed in the medical device
industry, it was likely that that person would have received further training
in topics such as engineering design, production processes and marketing. But,
wherever the notional engineer addressee was employed, he would not have any
training in anatomy or physiology, would not have used a laryngoscope, and
would not have experience in designing or manufacturing endoscopes or
laryngoscopes.
[75] Mr Lake submitted that the skilled addressee would be a team
which would be engaged in designing and producing a laryngoscope intended to
address the problems of difficult laryngoscopy. That team would comprise a
clinician, a medical device engineer and a camera engineer. The clinician
would be a newly qualified consultant anaesthetist who had an interest in the
management of difficult airways. If that were incorrect, the clinician would
be a newly qualified consultant anaesthetist (without that particular
interest).
[76] In support of the contention that the consultant anaesthetist
would have an interest in managing difficult airways, Mr Lake pointed out that
the Patent identified as the problems which it addressed (i) the undesirability
or impossibility in certain cases of manipulating the patient's head and neck,
(ii) the blockage of the direct line of sight by the patient's tissue, and
(iii) where the camera was located close to the distal end of a laryngoscope
blade, the difficulties of blockage by tissue and the inability to obtain a
perspective view. Because difficulty in obtaining a view of the glottis led to
difficult intubation or difficult airways, the Patent was addressing
principally the problem of difficult airways. He acknowledged that the device
could be used for straightforward laryngoscopy and that all anaesthetists might
be interested in using it if it were available, as Dr Walls had pointed out,
but that was not the problem which the Patent addressed.
[77] The skilled addressee would include a medical device engineer
as the clinician could not solve the problems by creating a new device without
involving such a person. Whatever had been the position in the past, by the
priority date the increased demands of regulation of medical devices under
Council Directive 93/68/EEC of 22 July 1993 meant that the clinician would have been likely to
involve an engineer from a medical device company. Dr Frerk recognised that
the Directive had caused a shift towards the increased involvement of medical
device companies in developing new instruments before the priority date. Such
a person would have higher qualifications than the engineers about whom
Professor Roberts spoke. Founding on the evidence of Dr Muirhead, Mr Lake
submitted that the engineer in a medical device company would probably have
either (i) a physics degree, or a mechanical or electrical engineering degree,
followed by an MSc, (ii) a product design degree followed by experience in a
design house, or (iii) a degree in biophysics or biomedical engineering.
[78] In relation to the camera technician, Mr Lake submitted that,
if the medical device engineer did not have the skills of a camera technician,
he and the clinician would bring such a technician into the team once they
appreciated that cameras might be useful in a laryngoscope: see, for example, Schlumberger
Holdings Ltd v Electromagnetic Geoservices AS (supra), Jacob LJ at
paragraph 71. Dr Muirhead had agreed with Professor Denyer's assessment that
the camera technician would know of CMOS and CCD products
available in the market, and their potential for use, or could gain access to
such products and would also understand what lens would be required to create
the desired view. The pursuer had not challenged that evidence.
[79] I accept that the skilled addressee in this case is not any
clinical user of a laryngoscope. Taking the circumstances in the United Kingdom as a model, I accept that the clinician addressee
would be a newly-qualified consultant anaesthetist. The evidence of both
Dr Frerk and Dr Henderson supported that view, although Dr Frerk did not
pin his colours to the anaesthetist being a consultant. While I accept
Dr Walls's evidence that the pursuer's product, the Glidescope, is
suitable for everyday use and is used for that purpose, that does not mean that
the Patent is addressed to every anaesthetist. Both Dr Frerk and Dr Henderson
also spoke of the existence in most hospitals of a consultant anaesthetist with
a special interest in airway management. I accept also that the skilled
addressee would be someone who had an interest in difficult airways; the
notional addressees are not every user of the device but those who might be
interested in how the invention would be put into effect as a device: see
paragraph [31] above and also Terrell on the Law of Patents at
paragraph 6-32. It is consistent with this approach that, when considering the
question of obviousness, the skilled person is treated as "at least sufficiently
interested to address his mind to the subject and consider the practical
application of the information which he is deemed to have." - Windsurfing
International Inc. v Tabur Marine (Great Britain) Ltd [1985] RPC 59, Oliver LJ at p.73. It is also relevant to
consider the terms of the patent to see what assumptions the patentee makes
about the attributes and abilities of the addressee.
[80] The fact that the inventors of patented laryngoscopes have in
the past usually been clinicians does not mean that every anaesthetist is the
skilled addressee of a patent. Anaesthetists in the United Kingdom, as Dr
Frerk explained, had very little input into the equipment which their hospital
purchased and normally were aware of products only when they came on to the
market. The law provides that the skilled addressee would not be inventive or
imaginative; but in my view, to be an addressee, he would be interested in what
others invent to improve laryngoscopy, if he were to be part of a team which
constructed a laryngoscope. He would not actually read patents, as a matter of
course or ever, but would have more interest in the problems of laryngoscopy
than the average anaesthetist. Such a person would be much more likely to be
involved in the production of a new device than others in the profession. He
would also usually have an interest in difficult airways and in the problems
addressed in the Patent. An inability to manipulate an injured person's head
and neck is one possible cause of difficult airways. Many people who have such
an interest in the United
Kingdom are members of the
DAS. The society was formed in 1995 against the backdrop of concerns about the
safe management of patients who proved difficult to intubate and growing public
intolerance of death or injury while under medical care. In the same year the
Society for Airway Management was formed in the United States. But the DAS is a small sub-set of the profession.
Dr Frerk estimated that of 10,000 anaesthetists in the United Kingdom, only about 2,500 were members of the DAS and that at
the priority date the DAS had only about 500 members. In my opinion the
skilled addressees at the priority date would not necessarily be confined to
members of the DAS but that the common general knowledge of DAS members would
be a better guide to the knowledge of the skilled addressee than that of the
anaesthetists' profession as a whole. I therefore accept Dr Henderson's
evidence that the skilled addressee would be a newly-qualified consultant
anaesthetist who has an interest in airway management working with a medical
device engineer.
[81] I accept that historical practice shows that the clinician
would initiate the process of creating a device and would involve the medical
device engineer only once he had a reasonably clear idea of what he wanted to
create. The engineer would have the qualifications and experience of an
engineer working for a medical device company as the requirements of the
Medical Devices Directive made it likely that, by the priority date, such a
person would be involved in producing the device. The notional uninventiveness
of the skilled addressee does not require the court to assume that his
qualifications approximate to a real person who might have that
uninventiveness. The skilled addressee is suitably qualified to give effect to
the teaching of the Patent. I also accept Dr Frerk's evidence that most
hospitals at the priority date did not have a medical device engineer who could
assist the clinician in constructing the device. Thus I accept that the
clinician would consult a medical device engineer working in industry who would
have the appropriate qualifications to work there. As laryngoscopes involve
electronics, at least in the light source, it is sensible to assume that the
medical device engineer would have some experience of electronics.
[82] I accept that the Patent envisaged that its addressee would
include a medical device engineer who had some knowledge of camera technology
or a camera engineer. The Patent, in paragraph 51, refers to CMOS and CCD cameras and identifies known manufacturers.
In my opinion not much turns on the involvement of a camera engineer in the
team as both parties accepted that a team involving a clinician and medical
device engineer at the priority date could obtain the relevant cameras in the
market or readily find a camera manufacturer which could adapt existing camera
technology for that purpose.
[83] As I have said, I am not persuaded that much turns on the
differences between the parties on the issue of the identity of the skilled
addressees. However well-qualified the notional skilled addressee is taken to
be, he is both unimaginative and uninventive. The principal effect of my
findings is that they extend the common general knowledge of the clinician in
the team in relation to difficult airways. But, as I seek to set out in the
following sections, I am not persuaded that that extension has a material
effect on the construction of the Patent or its validity.
The common general knowledge
[84] Mr Currie submitted that the common general knowledge of the
skilled addressee who was a clinician would include, so far as relevant,
knowledge of only a very limited number of laryngoscope blades. In both the United Kingdom and the United States it would
include knowledge of the Macintosh laryngoscope and the technique for its use.
In the United States it would also include familiarity with
conventional direct laryngoscope blades such as the Magill and Miller
laryngoscopes. The Magill, which was invented in 1920, has a straight blade
with a curved tip; the Miller, which was invented in 1941, has, as I have
mentioned, an essentially straight blade. It would also include familiarity
with the McCoy laryngoscope. It would include knowledge of the existence and
availability of flexible fibre-optic laryngoscopes, including the placement of
the viewer at the distal end of the scope, but not the skills to use such
laryngoscopes. Miller-type blades were also common in, and McCoy blades kept
in a minority of, emergency departments in the United Kingdom. The skilled addressee in the United Kingdom would
be aware of standard textbooks such as Aitkenhead & Smith, "Textbook of
Anaesthesia" (3rd ed.) and, in the United States, of standard
textbooks such as Roberts and Hedges, Rosen and Tintinalli.
[85] Mr Currie submitted that the clinician addressee would not be
aware of other laryngoscope blades, including the Belscope. He would not know
the features of the Bullard or any other rigid fibre-optic laryngoscopes nor
have experience in their use. Nor would he be aware of specialist textbooks
such as Benumof's "Airway Management", Finucane's "Principles
of Airway Management", Ward's "Anaesthetic Equipment", Latto
& Vaughan's "Difficulties in Tracheal Intubation" and Barash's "Principles
of Airway Management" (3rd ed.) (2001), or review articles from
all the main medical journals dealing with anaesthetics and airway management.
He would not be familiar with particular patents, the concept of indirect
laryngoscopes, camera and lens technology or the use of CCD or CMOS cameras in endoscopy.
[86] If it were correct to identify the skilled addressee with
anaesthetists and other users of laryngoscopes, as the pursuer submitted, there
was support for the view that their common general knowledge was restricted to
the devices which Mr Currie listed or extended to only a limited knowledge of
the existence of rigid fibre-optic laryngoscopes and other devices. Dr Walls
suggested that the skilled person might have heard of the Bullard but would not
have been familiar with its features. There was evidence from an editorial
article by Dr R. A. Mason in the British Journal of Anaesthesia in 1998 that
only 37% of anaesthetics departments in the United Kingdom offered any
formal airway training and an article, to which I refer below, by Dr Edward T.
Crosby and others in the Canadian Journal of Anaesthesia in 1998 disclosed the
limited availability of structured training in airway management in Canada. A
report by Dr Richard M. Levitan on a survey of difficult airway management in
academic emergency departments in the United States showed
that 49% of respondents had never used anything other than a direct
laryngoscope for tracheal intubation although 64% of departments had a flexible
fibre-optic laryngoscope and 6% a rigid fibre-optic device as alternative
intubation devices. In the United
Kingdom in 2000, there was
evidence in an article by Dr T. Morton and Others in "Anaesthesia" that while
all emergency departments had a Macintosh blade and 64% had a Miller-type
blade, only 5% had a flexible fibre-optic bronchoscope. Both Dr Frerk and Dr
Henderson suggested that if an anaesthetist identified a patient who was likely
to be difficult to intubate, he would normally enlist the help of an expert in
dealing with difficult intubation.
[87] It was not disputed that at the priority date the ordinary
consultant anaesthetist in the United Kingdom would only have skills in and be
likely to use direct laryngoscopes, being the Macintosh and paediatric straight
blades. I also accept Dr Walls's evidence that in the United States many emergency physicians had never used a device
other than direct laryngoscopes to assist with tracheal intubation. But that
in my view is beside the point. I am satisfied for the reasons discussed in
the previous section that the skilled clinician addressee is not the whole
anaesthetist profession but a sub-set with a greater interest in airway
management as it is from that sub-set that the overwhelming majority of those
interested in improvements to the performance of airway management could be
found.
[88] For that reason I accept the evidence of Dr Henderson that it
would have been part of the common general knowledge that there had been
attempts to obtain an indirect view of the glottis from the pharynx, behind the
tongue. It was not disputed by the pursuer that there would have been an
awareness of the flexible fibre-optic bronchoscope. But I am also persuaded
that the existence and purpose of the Bullard laryngoscope and other
anatomically-shaped rigid fibre-optic laryngoscopes would also have been within
the common general knowledge of the relevant group of anaesthetists.
[89] Some but not all hospital libraries stocked the leading
textbooks on airway management at the priority date. The leading textbooks on
airway management included the following. Latto & Vaughan, "Difficulties
in Tracheal Intubation" (2nd ed.) (1997) in chapter 6
described both the Bullard laryngoscope and the Belscope and recommended that a
clinician should have available the Macintosh, blade, the Belscope and the
McCoy blade. Dr B. Finucane, "Principles of Airway Management" (1996),
in chapter 8 ("Difficult Intubation") also discussed and illustrated the
Belscope and the Bullard and fibre-optic bronchoscopy and recorded the
recommendation of the American Society of Anesthesiologists that every
difficult airway kit should include fibre-optic intubation equipment. Dr
Sheila Cooper in chapter 20 of J. L. Benumof, "Airway Management" (1st
ed.) (1996) discussed and illustrated among other instruments the Belscope and
the Bullard laryngoscope and presented the latter as an indirect fibre-optic
laryngoscope for use in dealing with patients who had immobile or unstable
cervical spines. "Ward's Anaesthetic Equipment" (4th
ed.) (1998), which was widely used by trainees and as a reference book, in
chapter 9 discussed and illustrated the Bullard laryngoscope, referring to it
as a means of avoiding movement of the neck and head. It also discussed and
illustrated the Upsherscope, which operated on similar principles.
[90] I am not persuaded that the detail of those texts was part of
the common general knowledge but, for the reasons discussed below, I consider
that they would have contributed to an awareness within the relevant sub-set of
the profession of the existence of devices such as the Bullard and other
anatomically-shaped rigid fibre-optic laryngoscopes and I conclude that that
awareness was part of the common general knowledge. While several of those
texts referred to the Belscope, I am not persuaded that its existence was part
of the common general knowledge. See paragraph [94] below.
[91] In addition to the leading textbooks, with some of which all or
almost all of the relevant sub-set would have some familiarity, there were
review articles in prominent medical journals. I accept Dr Henderson's
evidence that almost all United Kingdom consultant anaesthetists would receive
monthly both the British Journal of Anaesthesia and Anaesthesia. But I was not
referred to articles in those journals which discussed in any detail the rigid
fibre-optic laryngoscopes mentioned in the textbooks which I mentioned in
paragraph [89] above. Medical journals, which were available to some but not
all of the relevant sub-set of anaesthetists, included the United States journals, namely Anesthesiology, and Anesthesia and
Analgesia, and the Canadian Journal of Anaesthesia. In the latter journal in
1998 Dr E. T. Crosby and others produced a special article reviewing current
literature and making recommendations on the role of newer technology in the
management of an unanticipated difficult airway. Among the devices which the
article recommended as alternatives to the normal direct laryngoscope when
difficult intubation occurred were the Bullard laryngoscope and other rigid
fibre-optic laryngoscopes. The article also recommended that clinicians should
be trained in alternative methods of intubation. Again, I do not treat this
article as part of the common general knowledge in the United Kingdom, not
least because the journal was not widely available, but in its review of the
literature it supports the conclusion that there was an awareness, at least
within the relevant sub-set of the profession and probably more widely, of the
existence and purpose of the Bullard laryngoscope and other rigid fibre-optic
laryngoscopes.
[92] New devices were discussed at meetings of the DAS. Members
attending a meeting in December 1995 discussed the Upsherscope, the Belscope
and also the McCoy laryngoscope. There was evidence of the dissemination of
that sort of knowledge by the better informed to others at departmental
meetings and workshop meetings within hospitals. Dr Henderson spoke of
informing his colleagues of the Bullard at such meetings and Dr Frerk taught
his colleagues about the Belscope. In addition, morbidity and mortality
meetings in hospitals involved discussion amongst anaesthetists of airways
management. I accept Dr Henderson's evidence that from these various types of
meeting there would have been awareness within the anaesthetist profession in
the United Kingdom of rigid fibre-optic laryngoscopes, such
as the Bullard, at the priority date.
[93] In the United States, as Dr Henderson pointed out, the standard
textbooks, namely Roberts & Hedges' Clinical Procedures in Emergency
Medicine (2nd ed. 1998), Rosen's Emergency Medicine (4th
ed. 1998) and Tintinalli's Emergency Medicine, which the pursuer accepts
were within the common general knowledge of American anaesthetists and emergency
medicine practitioners, all referred to the Bullard laryngoscope. The
textbook, "Manual of Emergency Airway Management", which was published
in 2000 and of which Dr Walls was editor in chief, also discussed the use of
the Bullard laryngoscope in its chapter on fibre-optic intubation techniques.
[94] Awareness of the existence of devices, whether through
publication, specialist meetings or teaching, is one thing. But material
contained in publications becomes part of the common general knowledge only if
that material has been generally accepted as a good basis for further action:
see paragraph [36] above. It was clear from the literature and also from Dr
Henderson's evidence that an anaesthetist needed training and experience in the
use of the Bullard laryngoscope as it involved a different technique of
insertion down the midline of the mouth from other laryngoscopes and the
position of the eye piece made its use more demanding than other devices. It
is not established that either the Bullard or any other rigid fibre-optic
laryngoscope was widely used or was generally seen as something which would be
built on in further developments. I am satisfied, however, that the idea of
indirect visualisation of the glottis by rigid fibre-optic laryngoscopes, such
as the Bullard, with anatomically-shaped blades, which avoided manipulation of
the head and neck, was part of the common general knowledge at the priority
date. Such anatomically-shaped blades would have been within the skilled
person's contemplation when alerted by an item in the prior art to the
possibility of the use of a camera on a laryngoscope blade. I am not persuaded
that the same is true for the Belscope. It was invented about twenty years
before the priority date, in 1980. It was used predominantly as a direct
laryngoscope without the prism. While the angulation of its straight portions
made it potentially suitable as a platform for indirect visualisation of the
glottis by a camera, there is little evidence to show any awareness among clinicians
of this potential before the priority date. Indeed, Dr Walls, with all his
teaching expertise in his specialised field, was not even aware of the
existence of the Belscope at that time.
[95] Dr Walls gave evidence, which I generally accept, (a) that most
practitioners at the priority date were content with their use of direct
laryngoscopes which had a high success rate, (b) that most innovations involved
modifications of direct laryngoscopes or improved training in (i) their use,
(ii) the prediction of problems and (iii) the employment of rescue strategies
and (c) that the use of flexible fibre-optic devices was the principal
alternative method of intubation. But I also accept Dr Henderson's
evidence that there was an increasing public intolerance of medical failure in
the 1990s which encouraged medical practitioners to examine retrospectively
adverse outcomes in morbidity and mortality meetings and to carry out training
in workshops and departmental meetings. It is in this context and in the repeated
references in widely-read medical textbooks, which the relevant sub-set of
anaesthetists read, that the existence of anatomically-shaped rigid fibre-optic
laryngoscopes, such as the Bullard, was part of the common general knowledge at
the priority date. I conclude that most anaesthetists would be aware of the
existence of such devices and that newly-qualified consultant anaesthetists
with an interest in airways management would have a greater knowledge of them
and their purpose.
[96] In relation to the medical device engineer, Mr Currie founded
on the evidence of Professor Roberts that his common general knowledge would
include certain textbooks, the existence and use of cameras in medical devices,
where to source such cameras, the use of displays to display images from
cameras, a general appreciation of optics, the use of fibre-optics in
endoscopes, the use of cameras at the proximal end of fibrescopes, how to
construct a sealed chamber for a camera and how to construct a sheath for a complexly-shaped
laryngoscope. The medical device engineer would not be aware of, among other
things, specialist books on airway management, the purpose and characteristics
of intubation or the devices used to intubate, the anatomy of the mouth and
throat, books on camera technology, the use of video chips at the distal end of
endoscopes or the possibility of using CMOS
and CCD cameras in medical applications.
[97] As I have held that the medical device engineer whom the
clinician would consult at the priority date would be likely to be an
experienced person working in industry rather than Professor Roberts' hospital
technician (see paragraph [81] above), I consider that it is likely that his
knowledge would be more extensive than that suggested by Mr Currie. I accept
that he would be unlikely to know about intubation and airway management and
that he would have to rely on the clinician for those matters and for the
anatomy of the mouth and throat. But I think that it is likely that he or the
clinician would be aware of the use of video chips at both the proximal and
distal ends of endoscopes as Dr Muirhead suggested, that he would be aware
of the use of CCD cameras in medical devices such as endoscopes, and that he
would know how to source CMOS and CCD cameras or to consult a camera
engineer for that purpose. Dr Henderson gave evidence that clinicians,
including anaesthetists, were aware by the mid-1990s of the use of video chips
at the distal end of endoscopes for gastrointestinal investigations. It would
be surprising if a medical device engineer employed by a medical device
manufacturer did not have a similar awareness of such devices and I accept
Dr Muirhead's evidence on this matter.
The Pursuer's product: the Glidescope
[98] Before considering the interpretation of the Patent, it is
necessary briefly to describe the product which the pursuer has marketed as it
featured significantly in Dr Walls's evidence and as the defender
suggested that that evidence was influenced by his experience of using the product.
[99] The Glidescope, which the pursuer sees as an embodiment of the
Patent, comprises a handle, a base portion which to the eye seems curved and a
lifter portion which to the eye seems substantially straight. The light source
and the camera for viewing the distal part of the blade are located at the
junction of the two portions. I attach as Appendix 8 a photograph of the
Glidescope GVL. The pursuer also manufactures and sells a variant, known as
the Glidescope Cobalt or Glidescope Ranger video baton, which comprises a
handle and flexible video baton which is inserted into a transparent disposable
plastic sheath. The sheath covers both the handle and the video baton and
provides the blade or arm of the laryngoscope.
[100] Mr Lake submitted that the Glidescope products were irrelevant
to the construction of the Patent. He submitted that they were not an
embodiment of the invention claimed in the Patent for three reasons. It was
necessary first to construe the Patent in order to decide whether the Glidescope
was an embodiment of it. It would be circular to take the Glidescope into
account when so doing. Secondly, and in any event, because the Patent claims a
wide range of embodiments, the Glidescope could not be used to ascertain the
limits of what was claimed. Thirdly, evidence of a patentee's subsequent
conduct could not be admitted for the purpose of construing a patent: Glaverbel
SA, Mummery J at p.94. I consider that there is force in Mr Lake's
criticisms and, in construing the Patent, I will not have regard to the
suggested embodiments as an aid to construction.
The interpretation of the Patent
[101] The pursuer in its pleadings described the invention as set out
in claim 1 of the amended Patent in these terms:
"the inventive concept lies in the combination of (i) a specially-designed blade, incorporating a substantially straight, elongated distal portion arising at a distinct angle from the proximal portion, together with (ii) a video camera located on the underside of the blade or arm, and positioned well back from the distal end of the blade, just past the deflection point; and (iii) combined in a simple device which looks, and handles, like a conventional direct laryngoscope."
[102] Mr Currie relied principally on the evidence of Dr Walls to
expand on this approach. Dr Walls saw the pursuer's invention, which he first
encountered in the form of the Glidescope, as a novel design which incorporated
a video system into a specially designed indirect laryngoscope to acquire a
superior view of the larynx and vocal cords. He saw its value as greatly
enhanced in that the operator could master the technique of its use quickly
because it had a similar feel to a direct laryngoscope, such as a Macintosh
blade, with which anaesthetists were familiar. The location of the camera and
the orientation of the blade provided a broad viewing angle and gave the
operator a perspective view of the glottic aperture and adjacent structures so
that he could see and manipulate the endotracheal tube as it approached the
vocal cords. The blade was inserted into the patient's mouth along the
midline, while most direct laryngoscopic blades were inserted paraglossally.
Unlike conventional direct laryngoscopes, which are lifted to improve the view
of the glottis, the operator enhanced glottic exposure by tilting the
Glidescope. He described his encounter with the Glidescope as "a light bulb
moment" because someone had finally identified how to reduce the number of
failed intubations. It was simple in appearance, lightweight and easy to use,
and could be used for everyday intubations as well as to tackle difficult
airways. Dr Walls explained that, while he had used the Bullard and other
fibre-optic laryngoscopes, he had not thought of video laryngoscopy as a solution
to the most difficult challenges of emergency airway management. Its
simplicity, and the superiority of the view which it gave, resulted in rapid
adoption of the Glidescope by emergency medicine practitioners in the United States. He opined that the Glidescope was a breakthrough as
it gave an entirely new solution to the mystery of intubation failure.
[103] It is clear, however, that the invention and the scope of the
pursuer's monopoly must be found in the words of the claims in the Patent and
not in what the pursuer presents as a later embodiment of the invention. The
question which I have to answer is: "what would the skilled addressee
understand the patentee intended the words of his claim to mean?" I turn
therefore to the construction of Claim 1 of the Patent, which I have set out in
paragraph [19] above.
[104] In giving his views as to the meaning of certain integers in
Claim 1 of the Patent, Dr Walls, who had been asked by the pursuer's solicitors
to make certain assumptions, argued that the skilled addressee would construe
them with an eye to their function, having regard to the use of the device.
That use is illustrated in Figure 8 of the Patent. Thus the phrase "base
portion" referred not to the part of the blade or arm between the handle and
the lifter portion, but that part of the arm which was designed to traverse the
mouth and oropharynx of the patient in order to place proximal end of the
lifter portion, with its camera, at the posterior oropharynx of the patient.
This meant that the arm of the device included a part, proximal to the base
portion, which attached the arm to the handle and which would be outside the
patient's mouth. This allowed the operator to manipulate the handle in front
of the patient's face.
[105] Dr Walls suggested also that "substantially straight", which is
used in Claim 1 to describe both the base portion and the lifter portion,
should be given a functional meaning. Where the phrase was used in relation to
the lifter portion, it required the portion to be sufficiently straight to
provide a clear view of the glottis from the camera located proximally on its
posterior surface. Excessive curvature of the lifter portion would disable the
camera from providing a view of the glottis. Where used in relation to the
base portion it meant sufficiently straight to traverse the oral cavity, which
was an essentially straight passage. As the tongue intruded into the space of
the oral cavity, it was desirable to have some curvature of the base portion to
allow it to travel over the tongue more easily. Excessive curvature would
prevent the base portion from traversing the oral cavity to reach the posterior
oropharynx and positioning the camera, as intended, in the hypopharynx.
[106] Mr Currie submitted that the phrase "substantially straight"
should be construed, first, by having regard to its normal English meaning.
Further, one must read additional content from its specific use, under
reference to the drawings in the Patent. And, thirdly, additional content had
to be read into the phrase on the basis of how the skilled addressee would have
understood it in its context in Claim 1. Thus, first, the use of
"substantially" as a modifier of "straight" meant that the phrase encompassed
both a geometric straight line and a range of deviations from straight.
Secondly, the deviations from straight would in their context include the
deviations shown in Figure 7 of the Patent. Thirdly, he submitted that the
skilled addressee would give the phrase the functional meaning of which Dr
Walls spoke.
[107] I recognise that the Patent introduced new terminology in its
description of parts of the arm as the base portion and the lifter portion. I
consider that the lifter portion was, as its name suggests, intended to be that
portion of the arm which lifted the epiglottis. Strictly speaking, either the
whole laryngoscope from the handle to the tip or only the tip, which was placed
against the posterior of the epiglottis or in the vallecula, effected the
lifting. Thus the lifter portion is that portion of the arm of the device
which includes the part which makes contact with the patient's tissue at or
near the epiglottis where pressure is applied to expose the glottis. That
functional meaning arises from the use of the word "lifter".
[108] But I am not persuaded that it is appropriate to give the other
integers of Claim 1 of the Patent the functional meanings for which Mr
Currie argued. I have reached this view for the following reasons.
[109] First, in the pre-characterising part of Claim 1, the patentee
has chosen to describe the device as comprising an instrument with two
substantially straight elongate portions with defined lengths and at a defined
angle, and with a viewer operably secured to the posterior side substantially
where the two portions meet. In the characterising part of the Claim it is
stated (a) that the defined length of the lifter portion is about as long as
the defined length of the base portion and (b) that the camera viewer is
directed toward the distal end of the lifter portion. The emphasis throughout
the claim is on the geometry of the device and there is no mention of function
other than the reference to the lifter portion.
[110] Secondly, as Mr Lake submitted, the patent envisages that the
defined angle (which is shown as (208) in Figure 7 of the Patent) could range
from 5บ to 85บ. Thus the invention covers a range of devices in which the
combination of the base portion and the lifter portion could vary from being
almost a straight line to being almost a right angle. The devices would
require, in accordance with the characterising part of Claim 1, to have an
approximation in the defined lengths of the base portion and the lifter portion
but the way in which a particular device could function would differ markedly
depending upon its configuration. The Patent acknowledges in paragraph 48
that the overall geometry between the base portion and the lifter portion is
important for the effective operation of the instrument; but it also claims
that the invention encompasses this wide range of angles. I recognise, of
course, that the preferred embodiment illustrated in Figure 7 of the Patent had
an angle (208) of 45บ, and would very probably be used only for indirect
visualisation of the glottis, as Dr Walls suggested. But the scope of
Claim 1, encompassing as it does Claim 11, is much wider.
[111] Nowhere in the patent is it stated that the invention is of a
device to be used exclusively for indirect laryngoscopy. Dr Walls's perception
of the invention as a laryngoscope solely for indirect visualisation, which he
derived from his experience with the Glidescope, did not take adequate account
of the range of sizes and angles claimed within the Patent. If the defined
angle were to be 5บ, the laryngoscope would be used like a straight blade. The
clinician would insert the blade into the patient's mouth paraglossally and
have to move the tongue aside. He would also be likely to have to place the
patient's head in the sniffing position. Further, the Patent gave no support
for the submission, which was not otherwise backed up by evidence, that
straighter blades were to be used on paediatric patients to obtain such
indirect visualisation. Paragraph 48 of the Patent referred only to the use of
proportionately smaller sizes in paediatric applications. It is only by
ignoring the level of generality of the Patent's claims that one can erect an
interpretation based on the functioning of an indirect laryngoscope. That
interpretation does not work when regard is had to the generality of the
wording of the claims.
[112] Thirdly, Mr Currie's construction of the expression "substantially
straight" involves giving meaning to the word "straight" and also to the word
"substantially" as a modifier or extender of "straight", consistently with
figure 7 of the Patent, before further extending the meaning by reference to
this functional approach. This involves a departure from the normal use of
words. But, as Lord Hoffmann stated in Kirin-Amgen at paragraph 34, one
would not expect a patentee to depart from the conventional use of language
very often. I am not persuaded that the patentee intended to do so in this
case.
[113] Fourthly, each of the terms "substantially straight", "base
portion" and "lifter portion" were not terms of art. If the patentee had
intended that they were each to have a functional meaning, one would have
expected him to say so. Thus, if the "base portion" were intended to refer to
the part of the arm which traversed the patient's mouth rather than, as the
defenders contend, the part of the arm between the distal surface of the handle
and the proximal end of the lifter portion, one might have expected some
statement of this function. Yet there is none. There is no mention of a third
part of the arm, proximal to the base portion. The statement in paragraph 47
of the Patent that the arm "includes" a base portion and a lifter portion does
not support the existence of a third part of the arm as the sentence goes on to
refer to the portions being best shown in Figure 7. The extent of the arm
which traversed the mouth would vary from patient to patient and would also
depend upon whether the arm was inserted into the patient's mouth on the
midline or paraglossally, unless in every case the clinician moved the
instrument from the paraglossal to the midline position. I am also not
persuaded by the suggestion that one can infer from Claim 2 that Claim 1
envisaged a third part of the arm. Claim 2 is in the following terms:
"The intubation instrument of claim 1, wherein said elongate arm (22) has a midpoint (302), and said elongate base portion (202) meets said elongate lifter portion (204) substantially near said midpoint (302)."
Claim 1 referred in the characterising part to the two portions as being "about as long as each other". There is no requirement that a dependent claim be narrower than Claim 1. The difference in wording of the two claims is not a sufficient foundation in which to place the edifice which the pursuer sought to erect.
[114] Similarly, there is nothing in the Patent to support the view
that the expression, "substantially straight" has a functional meaning which
extends its natural meaning to cover any configuration of the base portion,
including a distinct curve, so long as the operator without difficulty can
place the camera in the oropharynx with a view towards the glottis and the
distal tip of the arm in a position to lift the epiglottis. The skilled
addressee at the priority date would have been well aware of the existence of
curved blades and straight blades, including straight blades which had some
limited curvature over part of their length, particularly at or close to the
distal tip. He would have no reason to give an extended functional meaning to
"substantially straight".
[115] Fifthly, the drawings, including Figures 7 and 8, do not support
the functional interpretation of either "base portion" or "substantially
straight". Once the representation of the curved endotracheal tube has been
identified and discounted, Figure 7 depicts the base portion (202) as
completely straight or, on the anterior surface, as deviating from straight
only at its proximal and distal ends. If the preferred embodiment had involved
a curved base portion, as in the Glidescope, one would have expected the Patent
to disclose that. On the pursuer's approach, figure 7 is not illustrating what
Lord Hoffmann in Improver Corporation described as "the most perfect,
best known or striking example of the class." See paragraph [29] above.
Further, the "defined angle" (208) is depicted as being the angle from the
horizontal plane of a straight base portion to the plane of a straight lifter
portion, supporting the idea that the patent was describing, in accordance with
ordinary usage, two substantially straight portions joined at a defined angle.
Figure 7 also shows the length of the base portion on the posterior surface
(202) as being from the handle to the proximal end of the lifter portion.
[116] Sixthly, while it is possible that the patentee could have used
the expression "substantially straight" in different senses in relation to the
lifter portion and the base portion, one would not expect him to do so. Yet on
a functional approach the expression would allow very limited deviation from
straight in relation to the lifter portion while encompassing much greater
curvature in relation to the base portion. This consideration, while not of
great weight as I am enjoined to eschew meticulous verbal analysis, supports
the view that the skilled addressee would not understand the patentee to be
using the expression in a functional sense.
[117] Seventhly, there would have been no need to use the expression
"substantially straight" if the expressions "base portion" and "lifter portion"
had the functional meanings for which Mr Currie contended. This supports the
view that they did not and that the use of the expression "substantially
straight" was a deliberate limitation of the claim. I am reminded, by way of
analogy, of the statement of Hoffmann LJ in Soci้t้ Technique de
Pulverisation STEP v Emson Europe Ltd [1993] RPC 513 (at
p.522):
"The well known principle that patent claims are given a purposive construction does not mean that an integer can be treated as struck out if it does not appear to make any difference to the inventive concept. It may have some other purpose buried in the prior art and even if this is not discernible, the patentee may have had some reason of his own for introducing it."
[118] Eighthly, as both the patentee and the skilled addressee are
taken to have some knowledge of the basic principles of patentability, regard
must be had to the prior art of which they are treated as having knowledge. In
the light of the Wood patent (see paragraphs [66] and [67] above) the
description of two "substantially straight" portions of about equal length and
the requirement of a defined angle between them appear to be a deliberate
delimitation of the scope of the invention. This suggests a narrower
construction than that for which Mr Currie argued. I am satisfied that the
Wood patent was not part of the common general knowledge. But it was referred
to in the Patent. To my mind the relevant general principle is that the court
should not construe the Patent in a way which leads to the result that the
prior art referred to in the specification destroys the novelty of the claims.
In Beloit Technologies Inc. [1995] RPC 705, Jacob J (at p.720) stated:
"I believe Article 69 of the EPC does not legitimately allow courts to construe claims using the prior art either to widen them or narrow them. There is normally no reason to suppose the patentee when he set the limits of his monopoly knew of a particular piece of prior art which is therefore irrelevant in deciding what those limits are. Of course the position is different if the prior art is specifically acknowledged in the patent. The purposive construction would lead to a construction of the claim which did not cover that acknowledged prior art: it can hardly have been the inventor's purpose to cover that which he recognises was old."
Similarly, in Virgin Atlantic Airways Ltd v Premium Aircraft Interiors UK Ltd [2010] RPC 8, Jacob LJ (at paragraph 21) stated:
"Even without a two-part claim structure, because the skilled reader knows that the patentee is trying to claim something which he, the patentee, considers to be new, he will be strongly averse to ascribe to the claim a meaning which covers that which the patentee acknowledges is old. And if the patentee not only acknowledges that a particular piece of prior art is old but then has a pre-characterising clause which is fairly obviously based on it, the skilled reader will be even more strongly inclined to read that clause as intended to describe that old art."
This exclusion of what the patentee acknowledges as old does not mean that
the skilled addressee is taken to have read every prior patent to which the specification of the patent in suit refers. But where the specification identifies problems in the prior art by reference to particular patents and states that the invention solves those problems, it is legitimate to look at the earlier patents to understand what the patentee is saying. See, for example, Abbott Laboratories Ltd v Medinol Ltd [2010] EWHC 2865 (Pat). See also Stamicarbon/Activated Support (Case T 288/84) [1986] EPOR 217 in which the EPO Technical Board of Appeal held that it was proper to look at the cited prior art, which the patent claimed to have developed further, in the context of a challenge to the sufficiency of the disclosure. Similarly, if, in a European Patent, it is apparent from the specification that the pre-characterising part of the claim is based on a particular item of prior art, the court can look at that prior art in interpreting the pre-characterising part of the claim. See, for example, Boegli-Gravures SA v Darsail-ASP Ltd [2009] EWHC 2690 (Pat). It is, however, important to bear in mind that there is always the possibility that the specification may show, through an incorrect summary of the relevant prior art, that the patentee has misread an earlier patent. In such a case it is the patentee's understanding of the prior art rather than the terms of the earlier patent which will be relevant to the construction of the patent in suit.
[119] I do not detect any misunderstanding of the Wood patent in the
specification of the Patent. It described a video laryngoscope and taught the
use of a video camera on the posterior side of the blade to provide video
imaging of a patient's airway passage during use of the laryngoscope. In the
embodiment which allowed the camera to be moved on a track when the
laryngoscope was in use, the drawings illustrated the track on a curved blade.
But the text also provided that the track could be situated at an elbow between
an elongated straight proximal portion of the blade and a distal section. The
illustration in Figure 2 was of a long straight proximal portion, a small elbow
and a short, gently curved distal section close to the tip of the blade. As so
illustrated, the device would, as the Patent stated in paragraph 9, "require
undesirable manipulation of the patient's head and neck."
[120] Nonetheless, the citation of the Wood patent points towards the
use in the Patent of expressions such as "substantially straight" as
deliberately chosen words of limitation. If the expressions, "base portion",
"lifter portion" and "substantially straight" were to be given the functional
meanings for which the pursuer contended, that would allow each portion of the
blade to be ever so curved provided only that the blade could still traverse
the oral cavity, place the tip at or near the epiglottis and allow
visualisation of the glottis via the camera located substantially where the two
portions, which were of about equal length, met. If that were correct, the
validity of the Patent would be seriously in doubt.
[121] The Wood patent taught the use of a camera as the viewer. The
camera was located on the posterior side of laryngoscope blade and was
positioned or could be manoeuvred to get a view of the glottic aperture. As I
discuss in more detail below when I consider the validity of the Patent,
locating the camera in a fixed and optimal position on a blade which was
substantially curved would have risked a challenge for obviousness: see
paragraphs [153]-[160] below. The patentee's awareness of the Wood patent
supports the view that what the Patent presented as novel was the particular
geometric shape of the arm or blade and the position of the camera thereon.
[122] In reaching this view I have taken the skilled addressee's
knowledge of prior art within the common general knowledge to include an
awareness of the existence of rigid fibre-optic laryngoscopes, such as the
Bullard, which had a shape which was compatible with the relevant human anatomy
without manipulation of the head and neck. That common general knowledge would
not extend to a working knowledge of the use of such devices. But awareness of
the existence of anatomically-shaped blades is not critical to my conclusions
on construction of the Patent; it has more bearing on issues of validity. The
skilled addressee in reading the Patent would also be aware of the use of a
camera on the Berall laryngoscope, as the Patent referred to it in paragraph 8:
see paragraph [65] above.
[123] In summary, the skilled addressee in construing the Patent
cannot, without a good reason, ignore "substantially straight". Equally, he
cannot ignore the range of geometric configurations of the device which the
Patent encompasses within the invention and which undermine both the idea that
the device was to be used only for indirect visualisation of the glottis and
the functional interpretation in relation to the expressions "substantially
straight" and "base portion". The pursuer's approach to construction, which
rested on the evidence of Dr Walls, and the assumptions which its solicitors
gave him, about a functional interpretation of the expressions which were in
dispute, failed to take account of the range of geometric configurations of
which the patentee claimed his monopoly.
[124] In so concluding, I have not ignored the evidence of Dr Walls
and Professor Roberts that it is possible to ascertain a "defined angle"
as required by the Patent even if one were to take the functional
interpretation of the "base portion" which the pursuer urged and if that
portion were curved. In their evidence that exercise involved either (i)
taking the angle between the perpendicular of the plane of the handle and the
plane of the lifter portion or (ii) identifying the plane of a curved base
portion and taking the angle from that plane to the plane of the lifter
portion. But I am not persuaded that that is what the patentee had in mind
when he spoke of the "defined angle" in Claims 1 and 11-13 and illustrated it in
figure 7 of the Patent as the angle between the plane of a straight base
portion and the plane of the straight lifter portion.
[125] The parties also did not agree on the meaning of the expression
"a viewer operably secured to said posterior side" of the elongate arm in Claim
1. I am not persuaded that Mr Lake is correct to contend that the expression
requires that the camera be secured to the posterior external surface of the
arm. The expression could bear that meaning and I note that paragraph 49 of
the Patent describes the camera as being "operably secured to the instrument,
...positioned along the posterior surface of the lifter portion 204". But to my
mind Mr Lake's interpretation involves too narrow a reading of the expression
in the claim, which differs from paragraph 49 and which can also mean that the
camera is located securely within the posterior side of the arm, as illustrated
in figure 7. Paragraph 53 of the Patent speaks of the camera being preferably
secured "within a sealed chamber 224 within the arm 22". Similarly, the
expression is habile to include the situation in which the camera is located at
the end of a camera stick (which also contains a light source) and within a
sheath which provides the lifter portion of the arm and covers the proximal
part of the arm thus created, if such a device were within the scope of the
Patent.
[126] I do not think that the "Protocol questions" in Improver
Corporation (see paragraph [29] above) provide much assistance in this
case. They confirm the need for a purposive approach, which I have sought to
adopt. I do not consider that the Patent is using figurative language when it
speaks of "substantially straight". But the use of that expression in context
and the cited prior art suggest, as I have said, a deliberate restriction of
the claimed scope of the invention. I observe that in Catnic strict
verticality was the ideal embodiment of the invention. By contrast, in this
case, if the pursuers' interpretation were correct, the ideal embodiment would
involve a base portion with significant curvature to assist mid-line insertion
of the blade as distinct from the straight or substantially straight base
portion which figure 7 illustrates.
[127] If one were to address the Improver questions, I can see
that an ability to extend the proximal portion of the arm, which the defender's
product has, might not take an allegedly infringing product outside the scope
of the Patent. But I am persuaded that the relative straightness or curvature
of the base or proximal portion would have a material effect on the way the
invention works as, depending on the angulation of the portions, it would
affect the ease with which and the manner in which the arm was inserted into
the patient's mouth.
The validity of the Patent
(i) The statutory provisions
[128] The defender challenges the validity of the Patent under section
72 of the 1977 Act which provides that:
"Subject to the following provisions of this Act, the court ... may by order revoke a patent for an invention on the application of any person (including the proprietor of the patent) on (but only on) any of the following grounds, that is to say -
(a) the invention is not a patentable invention; ..."
This power to revoke a patent for an invention which is not a patentable invention extends to a European Patent: section 77. An invention is patentable in accordance with section 1 of the 1977 Act, so far as is relevant in this case, if (a) the invention is new and (b) it involves an inventive step. Section 2 provides:
"(1) An invention shall be taken to be new if it does not form part of the state of the art.
(2) The state of the art in the case of an invention shall be taken to comprise all matter (whether a product, a process, information about either, or anything else) which has at any time before the priority date of that invention been made available to the public (whether in the United Kingdom or elsewhere) by written or oral description, by use or in any other way ....."
Section 3 provides:
"An invention shall be taken to involve an inventive step if it is not obvious to a person skilled in the art, having regard to any matter which forms part of the state of the art by virtue only of section 2(2) above...."
[129] The defender in its counterclaim for revocation has pleaded both
anticipation (statement 18) and obviousness (statement 19). The onus rests on
it to prove lack of novelty or obviousness. In the event, while the defender
cited several examples of prior art which it submitted gave rise to an
obviousness challenge, it confined its challenge based on anticipation to only
two prior patents, namely the Wood and Moritex patents.
(ii) Anticipation
[130] The notion behind anticipation is that it would be wrong to
enable a patentee to prevent a man from doing what he has lawfully done before
the patent was granted: Windsurfing International Inc. v Tabur Marine
(Great Britain) Ltd (supra), Oliver LJ at p.77.
[131] A challenge to validity based on anticipation requires the court
to address two concepts, namely, prior disclosure and enablement. In Arrow
Generics Ltd v Akzo NV 2008 SC 518, the Lord President (Lord
Hamilton) at paragraph 104 stated:
"A party seeking revocation of a patent on the ground that it has been anticipated by the prior art has to satisfy the court on two points, namely, whether the prior art disclosed the invention which had been patented ('disclosure') and whether the ordinary skilled man would be able to perform the disclosed invention if he attempted to do so using the disclosed matter and common general knowledge ('enablement') (see SmithKline Beecham, per Lord Hoffmann, para 14)."
The reference is to SmithKline Beecham PLC's (Paroxetine Methanesulfonate) Patent [2006] RPC 10. Thus, when assessing disclosure in the context of an assertion of anticipation by prior publication, one must compare the earlier publication with the patentee's claim, construing each at the date of its own publication and disregarding subsequent events. In General Tire & Rubber Co Ltd (supra), Sachs LJ stated (at pp.485-486):
"If the earlier publication, so construed, discloses the same device as the device which the patentee by his claim, so construed, asserts that he has invented, the patentee's claim is anticipated, but not otherwise. .... To anticipate the patentee's claim the prior publication must contain clear and unmistakeable directions to do what the patentee claims to have invented. ... A signpost, however clear, upon the road to the patentee's invention will not suffice. The prior inventor must clearly be shown to have planted his flag at the precise destination before the patentee."
Thus, as summarised by Lord Hoffmann in SmithKline Beecham (at paragraph 22):
"The matter relied upon as prior art must disclose subject-matter which, if performed, would necessarily result in an infringement of the patent."
[132] Lord Hoffmann went on (in paragraph 26) to describe the separate
concept of enablement as meaning that the ordinary skilled person would have
been able to perform the invention which satisfies the requirement of
disclosure. He equated the test of enablement of a prior disclosure for the
purpose of anticipation with the test of enablement of the patent in suit for
the purpose of sufficiency (paragraph 27). Once it has been established that
there has been disclosure and the question is whether the subject-matter of the
invention has been enabled, the skilled person is assumed to be willing to make
trial and error experiments to get it to work (paragraph 30).
(iii) Obviousness
[133] The philosophy behind obviousness is that a patent is granted
only for an invention and that which is obvious is not inventive. It would be
wrong to prevent a man from doing something which is merely an obvious
extension of what he had been doing or of what was known in the art before the
priority date of the patent in suit: Windsurfing (supra), Oliver
LJ at p.77.
[134] The courts in the United Kingdom have
generally adopted a structured approach to the analysis of a challenge to the
validity of a patent based on an allegation of obviousness. Case law has
recognised four steps in this process. The first three orientate the tribunal
before it tackles the fourth step, which has been described as "the key,
statutory step": Actavis UK Ltd v Novartis AG [2010] FSR 18,
Jacob LJ at paragraph 21. Those four steps, which originated in Windsurfing,
are as follows:
(1) identify the notional skilled person and what was the relevant common general knowledge in the art at the priority date;
(2) identify the inventive concept embodied in the claim in question or, if that cannot readily be done, construe the claim; (It may not be appropriate in all circumstances to attempt to identify the inventive concept as, for example, when there is an involved dispute as to what that concept is. The court will wish to avoid a prolonged satellite debate.)
(3) identify the differences, if any, between matter forming part of the state of the art and the alleged invention; and
(4) assuming no knowledge of the alleged invention, decide whether the steps to reach the alleged invention were (technically and practically) obvious or required any degree of invention. (The skilled person is not allowed to look with the benefit of hindsight at what is known once the alleged invention is known. Commercial obviousness is not a relevant consideration.)
See Windsurfing, Oliver LJ at pp.71 and 73-74; Pozzoli SPA v BDMO SA [2007] FSR 37, Jacob LJ at paragraph 23; Actavis, Jacob LJ at paragraphs 18-21; and SABAF SpA v MFI Furniture Centres Ltd [2005] RPC 10, Lord Hoffmann at paragraphs 20-27.
[135] It is necessary to say more about the "inventive concept" as it
was a matter of dispute in this case. It has been described as "making a
pr้cis" by stripping out unnecessary verbiage (Pozzoli paragraph 18) and
as "the essence of what is in the claim" (Pozzoli paragraph 29). But
making such a pr้cis to identify the essence of the claim is not helpful if
there is a significant dispute over the pr้cis; it distracts from the words of
the claim: Actavis, Jacob LJ at paragraph 19. Further, by way of
analogy, in Conor Medsystems Inc. v Angiotech Pharmaceuticals Inc. [2008] RPC 28, Lord Hoffmann warned against watering down the claimed invention
and stated at paragraph 19:
"In my opinion, however, the invention is the product specified in a claim and the patentee is entitled to have the question of obviousness determined by reference to his claim and not to some vague paraphrase based on the extent of his disclosure in the description."
While the circumstances of the Conor case were quite different from those of the present case, Lord Hoffmann's emphasis on referring to the patentee's claim underlines the importance of the "inventive concept" being an accurate pr้cis, if it is to be used effectively in assessing the question of obviousness. If it is not accurate, the court in determining obviousness should focus on the words of the claim.
(iv) Applying the law in this case
[136] I deal with the question of anticipation below when I discuss
the matters in the prior art which are said to be prior disclosure. I have
sought to identify the skilled person in paragraphs [72]-[83] above. I have
also discussed the common general knowledge in paragraphs [84]-[97]. When
considering the test of obviousness, the skilled person has to take account of
the prior art in the context of the common general knowledge.
[137] As I have said (in paragraph [101] above) the pursuer asserts
that the inventive concept in Claim 1 of the Patent is as follows (Closed
Record p.8 and written submission, paragraph 8.12):
"The inventive concept of Claim 1 of the Patent lies in the combination of (i) a specially-designed blade or arm, incorporating a substantially straight, elongated distal portion arising at a distinct angle from the proximal portion, together with (ii) a viewer/video camera located on the underside of the blade or arm, and positioned well back from the distal end of the blade, just past the deflection point; and (iii) combined in a simple device which looks, and handles, like a conventional direct laryngoscope."
[138] It is clear from, amongst others, the decision of the First
Division in Arrow Generics Ltd that the court when using the technique
of the inventive concept must identify the inventive concept in relation to
each claim distinctly. In this case, however, Mr Currie submitted that the
same inventive concept ran through the dependent claims (written submission,
paragraph 8.17). Further, the pursuer conceded in Answer 4 to the Counterclaim
that if claim 1 were invalid for lack of inventive step, claims 2-10, 14-16 and
19 of the proposed amended Patent would also be invalid. That would leave for
consideration only claims 11-13, in which the angles between the base portion
and the lifter portion are specified, and proposed claim 18, in which the transparent
protective sheath is positioned over the instrument. They do not require a
pr้cis and I consider them in paragraphs [172] and [187]-[200] below.
[139] The pursuer's description of the inventive concept was supported
by Dr Walls's evidence which was based on his experience of using the
Glidescope. I have discussed his evidence in paragraph [102] above, but will
summarise it again so far as it is directed to this question. He spoke of the
Glidescope as being a laryngoscope designed specifically for indirect
visualisation of the glottis and not an adaptation of a conventional
laryngoscope which sought to create a direct line of sight. It comprised a
two-part blade, which bypassed the tongue rather than, as with prior art, being
used to move the tongue aside on insertion into the mouth. The Glidescope and
the Patent also taught that the camera should be located significantly proximal
to the position of the viewer in the existing art. By positioning the camera
back from the tip of the lifter portion the device gave the clinician a
perspective view of the glottis which allowed him to observe the endotracheal
tube approach the glottic aperture. Dr Walls considered that using the
Glidescope felt similar to using a traditional laryngoscope such as the Macintosh.
The clinician, when using the Glidescope, had merely to tilt the instrument to
view the glottis, unlike the conventional direct laryngoscope blade which had
to be lifted to obtain the desired view.
[140] I accept that Dr Walls was being truthful and straightforward in
describing his perception of, and experience in using, the Glidescope. But I
do not consider his evidence to be a basis for accepting as useful the
pursuer's definition of the inventive concept. The definition is not helpful as
a pr้cis because it omits important integers in Claim 1. There is no mention
of the substantially straight base portion. There is no mention of the
important statement in the characterising part that the base portion and the
lifter portion were of about the same length. It is to my mind strange that a
pr้cis should overlook something stated in a short characterising part. It
also makes a claim for ease of handling which is not part of Claim 1 and is, in
any event, inconsistent with the generality of the claimed invention,
specifically in the range of angles claimed in Claim 11 which would
significantly affect the way in which the invention could be used.
[141] I therefore approach obviousness by construing the relevant
claims. I have discussed the construction of the patent in paragraphs [101]-[127]
above and deal with the allegedly independently valid claims separately below.
But, in assessing obviousness against the prior art on which the defenders
ultimately relied, I also comment briefly on what my views would have been if I
had accepted the more general inventive concept which the pursuers proponed and
had construed the Patent as Mr Currie invited me to.
[142] Before doing so, I comment briefly of step 4 of the Windsurfing
approach as clarified in the later case law. The statutory test of obviousness
is multifactorial and the factors which are relevant may vary from case to
case: Actavis, Jacob LJ at paragraph 26. In that case the court
identified a number of possible factors. First, the court could consider
whether the prior art made it obvious to try if there was a fair expectation of
success: Conor Medsystems Inc, Lord Hoffmann at paragraph 42. Secondly,
in some cases it is appropriate to use the "problem and solution approach"
which the European Patent Office uses in its assessments. This involves
(i) identifying the closest prior art, (ii) establishing the objective
technical problem to be solved and then (iii) considering whether the claimed
invention would have been obvious to the skilled person. This approach is not
useful when invention is in perceiving the problem: Actavis, Jacob LJ at
paragraph 25. But in this case the problem was known well before the priority
date. Thirdly, the commercial success of an embodiment of the invention may be
a pointer to its inventiveness, especially if there was a long-felt want.
Fourthly, the court should also consider other factors such as the motive to
find a solution to the problem the patent addresses, the number and extent of
the possible avenues of research, the effort in pursuing them and the
expectation of success: Generics (UK) Ltd v H Lundbeck A/S [2007] RPC 32, Kitchin J at paragraph 72; Conor Medsystems Inc, Lord
Hoffmann at paragraph 42.
[143] In this case the parties were in agreement that the problem
which the Patent sought to address was how to intubate successfully without
having to manipulate the patient's head and neck, particularly if the patient
had suffered injuries to those parts of his body: see paragraph 7 of the
Patent. Traditional methods of intubation enjoyed a high percentage rate of
success but the consequences of failed intubation were potentially fatal.
While most anaesthetists may have been satisfied with the equipment which was
available and which had a low failure rate, I accept Dr Henderson's
evidence that many were concerned to reduce the failure rate and that that
concern contributed to the formation of the DAS in the United Kingdom and similar bodies in other countries. Further
training in the use of direct laryngoscopes, in fibre-optic laryngoscopes, and
in the management of emergencies was the principal focus of the attempts to
reduce the number of failed intubations. Those with a special interest in
airway management also taught the use of other equipment such as rigid
fibre-optic laryngoscopes. But those laryngoscopes, such as the Bullard, had
only limited commercial success for various reasons which Dr Henderson
discussed in his evidence. By contrast, Dr Walls described the rapid uptake of
the Glidescope in the United
States of America. While
the pursuer did not lead detailed evidence on the extent of the commercial
success of its product, it was clear from Dr Walls's evidence that the
Glidescope had been significantly successful in the market.
[144] I now turn to the prior art on which the defender founded. In
his closing submission Mr Lake narrowed considerably the basis of his attack on
the Patent and did not cite prior art which had been addressed in the written
pleadings and had been the subject of dispute in the evidence. Mr Currie in
response invited me to question the authority of Dr Henderson's evidence on the
basis that the defender had not relied on some of his assertions as to
anticipation or obviousness in relation to the prior art. I am not satisfied
that I should draw that conclusion from Mr Lake's decision to concentrate on a
limited number of items in the prior art. Mr Lake submitted that he was
focusing in his submissions on the principal challenges rather than
exhaustively discussing each item in the prior art. I see no reason to doubt
that assertion.
(a) The Bellhouse patent and the Belscope
[145] The first item in the prior art which I have to consider is the
Belscope: see paragraphs [59]-[61] above. Dr Henderson's initial report had
argued that the Belscope had anticipated the unamended Claim 1, but after he
wrote that report the claim was amended by the European Patent Office. The
defender did not assert that the Bellhouse patent or the Belscope anticipated
amended Claim 1 of the Patent, which introduced in its characterising part the
camera as the viewer. I therefore have to consider only the obviousness
challenge. I am not persuaded that the Belscope made obvious the alleged
invention in the Patent. The Belscope was not widely used although Dr Frerk,
unusually, taught his trainees how to use it. It was not disputed and the
literature supported the view that it was usually used as a direct
laryngoscope, creating a direct line of sight. See paragraph [61] above.
Clinicians only rarely used the prism to obtain an indirect view of the
epiglottis and the glottic aperture. Neither the Bellhouse patent nor the
Belscope taught the creation of a device to be used predominantly for indirect
visualisation of the glottis, which the Patent taught in its preferred
embodiment. While it was an angulated straight bladed laryngoscope, the
clinician used it differently from the laryngoscope described in the Patent.
The Belscope was inserted along the right paraglossal gutter of the patient's
mouth and remained in use in the right hand side of the mouth while the Patent
allowed for midline insertion over the dorsum of the patient's tongue.
[146] In this regard I accept the evidence of Dr Walls and Dr Frerk
that the Belscope was seen essentially as a direct laryngoscope with the
capacity for indirect visualisation by bending the line of sight through use
of the prism. It did not involve the use of camera; nor was it obvious to
replace the prism with a camera. The prism was difficult to use and gave a
narrow field of view which could be disorienting to the clinician. While the
angle between the straight portions of the blade resembled the angle of the
preferred embodiment of the Patent (see paragraph [59] above), the distal
portion of the blade of the Belscope was sufficiently long to traverse the
mouth and oropharynx and place its tip at or near the epiglottis. The proximal
part of the blade was at an angle principally to avoid damaging the patient's
upper teeth when using the laryngoscope to lift the epiglottis. In use that
part of the blade was in large measure outside the patient's mouth. It was not
obvious to fit a camera onto this blade to avoid manipulation of head. Thus,
whether one construes the Patent as I have or in the way the pursuer urges, the
Belscope does not support the defender's challenge to validity on the ground of
obviousness.
(b) The Bullard Patents and Laryngoscope
[147] I have described the Bullard patents and the Bullard
laryngoscope in paragraphs [55] and [56] above. The defender did not assert
that either the patents or the laryngoscope anticipated the patent in suit.
[148] Dr Henderson described the Bullard laryngoscope as the first
curved rigid indirect laryngoscope. He described it as the most important advance
in intubation since the introduction of the flexible fibre-optic laryngoscope.
It was designed to avoid having to manipulate the head and neck. The clinician
could insert its anatomically-shaped blade by rotating it into the mouth and
the pharynx along the midline. It was not necessary to displace the tongue
laterally. The proximal part of the Bullard laryngoscope was curved as was the
distal part which was located in the pharynx; but the distal end of the distal
part beyond the lens was substantially straight to allow visualisation of the
glottis. In the mid 1990s a camera was attached to the proximal eyepiece as a
teaching aid to display what the clinician would see on using the eyepiece.
This was reported by E T Crosby in an article, "Techniques using the Bullard
laryngoscope" in Anesthesia and Analgesia 1995; 81: 1314-5; but it was not
suggested that that article was in the common general knowledge.
[149] The Patent differed from the Bullard laryngoscope and the
Bullard patents in its use of the video camera, and in its location of the
camera at the junction between the base portion and the lifter portion, giving
a perspective view of the glottic aperture, and on my construction in its
geometric shape. Both Dr Walls and Dr Frerk spoke of the limited availability
and use of the Bullard device at the priority date. Dr Walls explained
that the Bullard and other rigid fibre-optic laryngoscopes addressed the
difficulties which clinicians encountered in using a flexible fibre-optic
laryngoscope on a supine patient. He stated that the Bullard differed from
direct laryngoscopes in its shape and in its manner of use as the clinician had
to place his eye on the eyepiece when using the laryngoscope. Dr Walls also
explained that the fibre-optic lens was positioned to give a close up view of
the relevant tissue and not the panoramic view which the Patent taught. He
explained that even after the commercial embodiment of the Bullard invention
placed the fibre-optic viewer further back from the distal tip than the first
patent described, it still provided a narrow view in comparison with the
Patent.
[150] In my opinion it was not obvious to use the Bullard as a
starting point to create a new video laryngoscope at the priority date. The
limited availability and use of the device militated against that role. I note
also that, as Mr Currie emphasised in his submission, Dr Henderson stated that
in 1997 he considered that the Bullard performed satisfactorily in situations
in which an indirect view of the glottis was required. In my view, something
else in the prior art would have had to have prompted the idea of using a
camera as a viewer on a laryngoscope blade.
[151] On my construction of the Patent, the Bullard patents and
laryngoscope did not make the alleged invention obvious as the geometric shape
of the blade was radically different from them. Even if one were to adopt the
pursuer's construction, I do not think that it would have been an obvious step
to place a camera in the middle of the curved part of the Bullard blade.
Accordingly, the obviousness challenge based on the Bullard patents and
laryngoscope fails.
[152] The significance of the Bullard laryngoscope and the other
anatomically-shaped rigid laryngoscope blades in this context, however, lies in
the awareness in the common general knowledge of blades with such shapes. I
discuss this further in paragraphs [158], [165], [171] and [172] below.
(c) The Wood patent
[153] I described the Wood patent in paragraphs [66] - [68] above. The
defender submits that this device anticipated the Patent and in any event
rendered it obvious.
[154] The defender's case of anticipation arises only if the pursuer's
construction of the patent were to be adopted. In particular, the pursuer's
submission that the base portion can be curved to any degree which allows the
blade to traverse the oral cavity and its implicit airbrushing out of the
characterising feature that the base portion and the lifter portion are of
about the same length meant that the Wood patent anticipated Claim 1 of the
Patent.
[155] In arguing that the Wood patent did not anticipate Claim 1 of
the Patent Dr Walls relied essentially on only two integers in Claim 1,
namely (i) that the lifter portion was elongate and (ii) that the lifter
portion and base portion were of substantially the same length. In relation to
the first suggested distinction it appears to me that, while the Wood patent
does not teach any particular shape of blade, the embodiment of the invention
on an essentially straight blade in figure 2 of the Wood patent shows an
elongate part of the blade which would serve the purpose of the lifter
portion. There is more force in the second suggested distinction, although I
observe that that suggestion is not expressly encompassed within the inventive
concept on which the pursuer relies. On the pursuer's interpretation of the
Patent, both the base portion and the lifter portion could be curved and one
could embody the invention with a lower defined angle than that of the preferred
embodiment. In the curved blade embodiment of the Wood patent in figure 4 it
would be hard to discern the precise point at which the blade ceased to be a
base portion and became a lifter portion if one were to give functional
meanings to those terms.
[156] If I had accepted the pursuer's interpretation of the Patent but
also had regard to the range of angles which the Patent permits, I would not
have concluded that the Wood patent anticipated the Patent. I consider that
the Wood Patent did not plant its flag at the precise destination as it did not
teach the placing of the camera in a fixed position well back from the distal
end of the blade, a position which, as Dr Walls stressed, gave rise in the
Glidescope to a perspective view of the glottis. In any event, as my
construction of the Patent rejects the functional approach which the pursuer
urged and focuses on the geometric descriptions in Claim 1, I am satisfied that
the anticipation challenge fails.
[157] If I am wrong in my view on the anticipation challenge on the
pursuer's interpretation of the Patent, I am satisfied that that construction
would expose the Patent to a challenge on the ground of obviousness,
particularly when one takes into account the degree of curvature which the
functional construction allows and range of angles covered by the Patent.
[158] It seems to me that the skilled person would see that the Wood
patent envisaged both a fixed camera and a moveable camera and would learn that
the latter could be moved in use to get a preferred view. The Wood patent
itself, in its moveable camera embodiment, taught that one should look for a
preferred view. The skilled person would readily appreciate that one could fix
the camera at different positions on a curved blade and that one could limit
the curve which was distal of the camera lens to enable a clear view of the
larynx or glottic aperture. In seeking an appropriate view the skilled person
by trial and error could readily settle on locating the camera at or close to
the midpoint of the generally curved blade with a much reduced curve distal to
the lens. Being aware of the existence of anatomically-shaped blades, such as
the Bullard, as part of the common general knowledge, the skilled person would
readily produce by trial and error a blade which would fall within the terms of
the Patent as interpreted by the pursuer, including the positioning of the
camera to give a perspective view. Mr Lake also referred to Hallen Co. v
Brabantia (UK) Ltd [1991] RPC 195 (Slade LJ at p.216) and Hoechst
Celanese Corporation v BP Chemicals Ltd [1997] FSR 547 (Laddie J
at pp. 573-574) in support of a submission that obtaining a perspective view
was, as a matter of generality, an added or unexpected benefit which would not
found a patent if it were obvious to put a camera on the blade. I do not
accept that submission. But the Wood patent taught the skilled person to look
for a preferred view and that teaching could be applied to other laryngoscope
blades when the skilled person attached cameras to them.
[159] Dr Walls pointed out differences which he saw between the Wood
patent and the Glidescope such as (i) the blade designed to house, protect and
optimally place the camera, (ii) the specially-designed angulation to create
the perspective view of the glottis, and (iii) the use of the Glidescope only
for indirect laryngoscopy. But in relation to (i) I see the Wood patent as
having a blade designed to protect and teaching the clinician to achieve an
optimal placing of the camera. In relation to (ii) and (iii) Dr Walls's
observations are valid only in the preferred embodiment of the Patent or in
devices with angles close to that embodiment and do not apply to the range of
angles which the Patent covers. In any event, I am not persuaded that the suggested
differences would have prevented the skilled person from taking the obvious
steps which would have brought the device within the pursuer's inventive
concept. The Wood device with a camera in its fixed form provided such housing
and protection which could equally have been used on a camera in a fixed
position on a generally curved blade, including an anatomically-shaped blade.
[160] Even if I am wrong about the challenge on the ground of
obviousness succeeding on the pursuer's construction of the Patent, the risk of
such a challenge supports the construction of the Patent which I favour. On
that construction, the Patent would not be exposed to the obviousness challenge
as I have not taken an extended meaning of "substantially straight" and I do not
think that the Wood patent made obvious the creation of an angulated blade
comprising two substantially straight portions which were generally equal in
length. The obviousness challenge therefore fails.
(d) The AVIL device
[161] I described the AVIL device in paragraph [70] above. The
defender cites it in support of a challenge on the ground of obviousness.
[162] The AVIL was intended primarily for direct laryngoscopy but,
where it was not possible to obtain an adequate direct view of the glottic
aperture, its imaging system using a video endoscope enabled the clinician to
see the relevant site. It differed from the Patent in that it used fibre
optics to obtain a view which a video camera at the proximal end of the cable
presented on a monitor. It comprised a modified Macintosh blade in which the
distal portion was relatively straight compared to the curved proximal portion
and was angulated upwards to create an angle similar to that in the preferred
embodiment of the Patent if an angle were measured from the plane of the curved
proximal portion. In his article on the device Dr Weiss referred to the
Bullard and Upsher laryngoscopes and the Wuscope as devices which were designed
to view the vocal cords "round the corner", but observed that, as they were not
suitable for direct laryngoscopy, they were not used for routine tracheal
intubation.
[163] Mr Lake submitted that it was obvious to modify the AVIL by
replacing the fibre-optic cable with a camera such as the CCD or CMOS chips in order to achieve a result which fell within
the pursuer's inventive concept. He relied in this regard on
Dr Henderson's evidence that the use of such a camera as a distal viewer
would have been obvious to the skilled person who was aware as part of his
common general knowledge of the use of cameras in that way in gastrointestinal
endoscopy.
[164] I am satisfied that, on my construction of the Patent, the
AVIL did not render Claim 1 of the Patent obvious. I accept that at the
priority date it may have been obvious that one could have substituted a video
camera for the fibre-optic device within the blade of the AVIL. But when
regard is had to the geometric specification of Claim 1, including
substantially straight base and lifter portions and also the general equality
of length of the two portions, it is not clear to me that the skilled person
would have considered that it was obvious or worth trying to move from the
shape of the AVIL to that set out in Claim 1 of the Patent. The challenge on
the ground of obviousness therefore fails.
[165] More finely balanced arguments would have arisen if I had been
content to accept the pursuer's inventive concept (paragraph [137] above) and
the pursuer's interpretation of the expression "substantially straight" in
relation to the base portion as an accurate description of the invention. The
skilled person would have been entitled to conclude that the AVIL with a video
camera, which was located at and in substitution for the distal end of the
fibre-optic cable, would have fallen within the pursuer's inventive concept.
The skilled person might also have observed the cross reference in Dr Weiss's
text to the rigid laryngoscope blades, such as the Bullard, and have attempted
to place a camera in a similar position on such an anatomically-shaped blade.
Unless it were demonstrated that the AVIL could not give a perspective view (and
that is not clear from its shape and the location of the lens), I think there
would have been substance in an obviousness challenge.
(e) The Moritex patent
[166] I described the Moritex patent in paragraph [71] above. The
defender cites it in support of a challenge on the grounds of both anticipation
and obviousness.
[167] Again the defender's case of anticipation arises only if one
adopts the pursuer's inventive concept as an accurate statement of the
invention in Claim 1 of the Patent. Mr Lake's argument was essentially the
same as that which he advanced in relation to the Wood patent. As I do not
favour the pursuer's formulation of the inventive concept in Claim 1 of the
Patent, that challenge fails.
[168] Similarly, I do not think that the Moritex patent rendered Claim
1 of the Patent obvious as I have construed it.
[169] I turn to assess obviousness in the context of the pursuer's
inventive concept. Dr Walls and Dr Henderson agreed that the Moritex patent
showed a Macintosh-type curved blade. Dr Henderson gave evidence that, on the
pursuer's approach, the Moritex patent anticipated the Patent. Mr Lake
recognised that the Moritex patent was concerned principally with the camera
rather than the shape of the blade. He observed that the camera was depicted
in a position that was significantly drawn back from the distal tip of the
blade and that it showed two portions of the blade, namely the part distal to the
camera face and the part proximal to it. He observed that the diagrams
suggested that the part of the blade distal to the camera had little curvature
while the proximal part had greater curvature. Thus it was possible to
ascertain two planes intersecting at an angle.
[170] Dr Walls's evidence was that the blade shown in the Moritex
patent did not have two portions and was arcuate-shaped rather than angulated.
It taught the modification of existing direct laryngoscope blades rather than
creation of a blade designed for indirect visualisation only. The Moritex
patent was seeking to substitute a camera for fibre-optic viewers to improve
image quality and resolution. It appeared to envisage the blade being used
primarily to examine the larynx rather than to intubate, although it allowed
for intubation.
[171] In my opinion the Moritex patent by itself would not have made
obvious the inventive concept on which the pursuers rely, in so far as it is
based on the preferred angle of 45บ. As Dr Walls stated, the Moritex patent
taught the use of the camera in place of a fibre-optic cable and did not
address the shape of the blade in which the camera was placed. But its
emphasis on the use of a camera in place of fibre-optic devices would point the
skilled person towards the adaptation of the anatomically-shaped rigid
fibre-optic laryngoscopes which were within the common general knowledge. It
was clear from Dr Henderson's oral evidence that on the pursuer's functional
approach it was possible to identify a base portion and a lifter portion on the
curved Bullard blade and to define an angle between the planes of those
portions and that the Glidescope Cobalt (if it were an embodiment of the Patent
as the pursuer claims) had a shape very similar to the Bullard blade. Thus if
I had accepted the pursuer's approach to the inventive concept, the combination
of the Moritex patent and the common general knowledge of anatomically-shaped
blades would have exposed the invention to a possible challenge on the ground
of obviousness. The defender's obviousness challenge would have been similar
to its challenge in relation to the Wood patent and would, subject to the
qualification below, have had broadly similar prospects of success. That
qualification is that there would be an argument that the Moritex patent
combined with knowledge of the anatomically-shaped blades of the rigid
fibre-optic laryngoscopes, which I have accepted was part of the common general
knowledge, would not have rendered obvious the positioning of the camera at or
near the middle of the blade so as to obtain a perspective view. Unlike the
Wood patent, which taught or encouraged the addressee to look for a preferred
view when positioning the camera, the Moritex patent, focusing as it did on the
use of the camera, did not address the quality of the view which could be
obtained from particular positions on the blade.
[172] It follows from my construction of Claim 1 of the Patent, which
emphasises the geometric descriptions of the device, that the defender's challenge
to the validity of the Patent fails. It is therefore unnecessary to consider
whether any of the other claims have independent validity. Had I been required
to do so, I would not have been inclined to hold claims 11-13 to be
independently valid given the range of angles covered by the claims and the
pre-existence of angulated straight blades in the form of the Siker
laryngoscope and the Belscope (see paragraphs [59]-[62] above). Assuming the
invalidity of Claim 1, I do not see how the angles claimed create "a uniquely
configured instrument" as the pursuer asserts. Further, the
anatomically-compatible shaping of a blade for use as an indirect laryngoscope
was not new as the rigid fibre-optic laryngoscopes, such as the Bullard, were
part of the prior art.
[173] Claim 17 might be independently valid if the prior art did not
show a device with wireless connection to a monitor. There was some argument
as to whether the Moritex patent covered such remote connection but I did not
hear sufficient argument on the matter to form a clear view about the prior art
and whether remote connection was obvious. Professor Roberts's evidence that
the remote monitor was not obvious rested on his assessment of the identity and
experience of the medical device engineer which I have held was understated
(see paragraph [81] above). I discuss below the proposed claim 18 when I
consider the pursuer's application to amend the Patent. See paragraphs
[187]-[200] below.
Added Matter
[174] The defender also challenges the validity of the Patent on the
ground of added matter.
(i) The law in relation to added matter
[175] Section 72(1)(d) of the 1977 Act empowers the court to revoke a
patent if the matter disclosed in the specification of the patent extends
beyond that disclosed in the application for the patent. As stated below,
section 76(3) forbids the allowance of amendment which discloses such added
matter. The established test for examining whether a patent involves the
addition of subject matter was stated by Aldous J in Bonzel (T.) v
Intervention Ltd (No 3) [1991] RPC 553 (at p.574) in these terms:
"The decision as to whether there was extension of disclosure must be made on a comparison of the two documents read through the eyes of a skilled addressee. The task of the court is threefold:
(a) To ascertain through the eyes of the skilled addressee what is disclosed, both explicitly and implicitly in the application.
(b) To do the same in respect of the patent as granted.
(c) To compare the two disclosures and decide whether any subject matter relevant to the invention has been added whether by deletion or addition. The comparison is strict in the sense that subject matter will be added unless such matter is clearly and unambiguously disclosed in the application either explicitly or implicitly."
[176] When considering added matter as a ground of challenge to a
patent, the court asks whether the skilled person would, upon looking at the
specification, learn anything about the invention which he would not learn from
the application filed: Vector Corporation v Glatt Air Techniques Ltd [2008] RPC 10, Jacob LJ at paragraphs 4 and 8. When considering added matter in the
context of a proposed amendment the same test is applied to the amended
specification. The idea underlying article 123(2) of the European Patent
Convention, on which section 76(3)(a) is based, is that the applicant
should not be allowed to improve his position by adding subject matter not
disclosed in the application as filed, which would give him an unwarranted
advantage and could be damaging to the legal security of third parties relying
on the content of the original application: Vector Corporation at
paragraph 7; M-Systems Flash Disk Pioneers Ltd v Trek 2000
International Ltd [2008] RPC 18, Kitchin J at paragraph 33.
(ii) The challenge
[177] Mr Lake sought revocation of the Patent on the ground that the
specification of the Patent extended beyond that disclosed in the application
for the patent. In particular, he submitted that the Patent added matter to
the application PCT/CA01/01135 in that the Patent in Claim 1 referred to a
"substantially straight" base portion whereas in the application there was no
geometric description of the base portion. The relevant text of the
application was:
"The arm includes an elongate base portion 202, and a lifter portion 204 extending therefrom as best shown in Fig 7."
Figure 7 of the application and Figure 7 of the Patent are identical and, as I have said, show a straight base portion except where it intersects with the handle and with the lifter portion. Mr Lake submitted that if the phrase "substantially straight" in Claim 1 of the Patent were to be interpreted as allowing the degree of curvature for which the pursuer argued, the use of that phrase amounted to added matter.
[178] I accept the defender's submission that Figure 7 does not allow
for a range of departures from straight which would support the degree of
curvature for which the pursuer argued. I was not persuaded by Professor
Roberts' suggestion that the figure contained limits of deviation and that a
curved blade which remained within those limits was encompassed by the
drawing. I am satisfied that Figure 7 does not clearly and unambiguously
disclose significant curvature. In my opinion the expression "substantially straight"
contains words of limitation which are consistent with what Figure 7 teaches.
As I have already concluded that the expression "substantially straight" does
not bear the further extended meaning for which the pursuer has argued, based
on a functional interpretation, I am not persuaded that the inclusion of the
expression added subject matter to the depiction of the base portion in figure
7 of the application and the Patent. The added matter challenge therefore
fails.
Amendment of the Patent
[179] The pursuer has sought to amend the Patent under section 75 of
the 1977 Act and Rule of Court 55.5(6). The application sought to amend
certain paragraphs of the specification and also certain claims. The Board of
Appeal of the EPO allowed amendments to claims 1, 3, 6, 8, 13, 16 and 18 of the
patent as granted. Those are no longer in issue. The defender opposes only
the addition of new claims 18 and 19. I see no reason not to allow the
proposed amendments to the description in the specification, which in large
measure flow from the amendment of the claims which the EPO has allowed. An
issue about the text of the description might have arisen if I had found that
amended Claims 12 and 13 were independently valid; but I have not. I therefore
confine my discussion to the proposed claims which the defender opposes.
(i) The law in relation to amendment
[180] The provisions of the 1977 Act which are relevant to amendment
by the court in the context of revocation proceedings are as follows. Section
75 provides so far as relevant:
"(1) In any proceedings before the court or the comptroller in which the validity of a patent may be put in issue the court or, as the case may be, the comptroller may, subject to section 76 below, allow the proprietor of the patent to amend the specification of the patent in such manner, and subject to such terms as to advertising the proposed amendment and as to costs, expenses or otherwise, as the court or comptroller thinks fit....
(3) An amendment of a specification of a patent under this section shall have effect and be deemed always to have had effect from the grant of the patent. ...
(5) In considering whether or not to allow an amendment proposed under this section, the court or the comptroller shall have regard to any relevant principles applicable under the European Patent Convention."
Section 76(3) provides:
"No amendment of the specification of a patent shall be allowed under section 27(1), 73 or 75 if it -
(a) results in the specification disclosing additional matter, or
(b) extends the protection conferred by the patent."
[181] The court has a discretion in determining whether to allow an
amendment, if it does not fall within the prohibitions in section 76(3). As Mr
Lake submitted, in Kimberly-Clark Worldwide Inc. v Procter &
Gamble Ltd [2000] RPC 422, Aldous LJ observed (at p.435) that while the
1977 Act should not be interpreted so as to be different to the European Patent
Convention, that Convention had no provision corresponding to section 75 and
the EPO had no equivalent jurisdiction. He held that the discretion to refuse
amendment in the public interest under section 75 was as wide as it had been
under the Patents Act 1949.
[182] But section 75(5) has been introduced since that decision by
section 2 of the Patents Act 2004, and it is not clear to what extent that
amendment has curtailed the discretion of a United Kingdom court: Terrell on
the Law of Patents (16th ed.) paragraph 9-74. In the Encyclopaedia
of United Kingdom and European Patent Law (at paragraph 7-201f) the authors
suggest that undue delay in amendment remains relevant but that the conduct of
the patentee would otherwise not be relevant. In Zipher Ltd v Markem
Systems Ltd [2009] FSR 1, Floyd J opined (at paragraphs 197-219) that the
EPO had regard to (i) the appropriateness of the proposed amendments to
opposition proceedings, (ii) their necessity, and (iii) procedural fairness,
and that the discretion of the domestic judge to refuse amendments which comply
with the Act had been limited to those matters.
[183] As no issue of the behaviour of the pursuer has been raised in
the context of the exercise of the court's discretion, it is not necessary for
me to decide if the obligation to have regard to relevant principles applicable
under the European Patent Convention restricts the court to the consideration
of such principles alone. I would be inclined to think that it did not or that
the concept of appropriateness was sufficiently broad to cover many matters;
but I express no concluded view.
[184] The onus is on the patentee to establish that the amendment
should be allowed: Smith Kline and French Laboratories Ltd v Evans
Medical Ltd [1989] 1 FSR 561, Aldous J at p.569. Full disclosure
of the circumstances occasioning the amendment is required: Oxford Gene
Technology Ltd v Affymetrix Inc (No 2) [2001] RPC 18 (CA) at p.310,
and M-Systems Flash Disk Pioneers Ltd v Trek 2000 International Ltd (supra),
Kitchin J at paragraph 105.
[185] In assessing the appropriateness of an amendment it seems to me
that the court should properly have regard, among other things, to the effect
of the amendment on the validity of the patent, were it to be amended. In this
case, as set out below, the defender challenges the sufficiency of proposed
claim 18. Section 72(1) of the 1977 Act empowers the court to revoke a patent
if:
"(c) the specification of the patent does not disclose the invention clearly enough for it to be performed by a person skilled in the art."
[186] Thus, if an amendment were to invalidate a patent through
insufficiency, the amendment should not be allowed.
(ii) Claim 18
[187] Proposed claim 18 is in the following terms:
"The intubation instrument of any one of claims 1 to 5 and 8 to 17, wherein a transparent protective sheath is positioned over the instrument to facilitate cleaning and to provide sterile multiple use of the instrument."
[188] In relation to this proposed claim the defender's submissions
were (a) that the court should exercise its discretion to refuse the amendment
because the claimed device was obvious, (b) that the pursuer had not disclosed
the basis on which it sought the amendment, (c) that there was no necessity for
the proposed claim to meet any challenge to the validity of Claim 1 and it
should not be allowed if, by being an independently valid claim, it extended
the scope of the protection of the Patent, (d) that by not confining the claim
to a "tightly fitted" sheath, the amendment contained a claim in respect of
types of sheath which were not previously mentioned and thus contained added
matter, and (e) that the proposed claim suffered from insufficiency as it did
not teach how to construct a tightly fitting sheath which was capable of
fitting over the angulated base and lifter portions.
[189] The reason which the pursuer advanced in its written application
for amendment was that "the amendments are sought, inter alia, in order
more clearly to distinguish the Patent over the documents cited as prior art by
the defender in the present proceedings and, in particular, UK Patent
Application GB 2 086 732A". That is a reference to the Bellhouse patent. The
other reasons covered by the phrase, "inter alia", were not disclosed.
I am prepared to judge the necessity of the amendment and its appropriateness
against the reason disclosed and those advanced by Mr Currie in his
submissions.
[190] Dr Walls gave evidence that the proposed Claim 18 of the Patent
allowed for a disposable transparent sheath to cover the blade and viewer
assembly, which would allow multiple, consecutive uses of the instrument
without the need for cleaning between uses. This saved time and also allowed
the use of the instrument outside a hospital environment. Professor Roberts
similarly saw the proposed claim as allowing for multiple use of the instrument.
He opined that while disposable sheaths were known, they were usually employed
where the device they were sheathing was difficult or impossible to sterilise.
As the sheath was not absolutely necessary for the laryngoscope, he considered
that it was not an obvious addition but involved an inventive step.
[191] Dr Henderson did not agree that the proposed claim involved an
inventive step. He gave evidence that by the late 1990s the growing awareness
of prion diseases, such as CJD, had heightened clinicians' awareness of the
need for better sterilisation of laryngoscopes between each use. Sterilisation
could destroy viral disease on many devices but not remove protein deposits.
By the priority date Penlon Limited had produced a loosely fitting sheath, called
the "Larygard", which could be placed over a Macintosh blade. It was
translucent rather than transparent. It was not popular as it reduced the
transmission of light from the bulb in the Macintosh and it had no elasticity.
But the idea of putting a sheath over a laryngoscope blade was not novel.
[192] The defender produced in evidence a copy of an advertisement of
the Larygard which was undated. The advertisement explained that the Larygard
offered a disposable sheath which gave a perfect fit over all European
Macintosh 3 blades and provided cross-infection protection against HIV,
hepatitis, CJD and others.
[193] Mr Currie challenged the adequacy of the defender's evidence in
this regard, submitting that it was insufficient to date the Larygard advertisement
only on Dr Henderson's oral evidence of his recollection that it was
marketed before 2000. But Dr Henderson referred to the Larygard being
available at the priority date in his supplementary report and the defender had
included that assertion in its answers to the application to amend. The
pursuer led no evidence to suggest another date or challenged Dr Henderson's
recollection. I therefore see no reason to question Dr Henderson's
evidence in this regard.
[194] In relation to the challenge for added matter, the patent
application PCT/CA01/01135 referred to the possibility of placing a sheath
over "the assembly" in these terms:
"A tightly fitted, transparent protective sheath (not shown) may be positioned over the assembly to facilitate cleaning and provide sterile multiple use of the device. The sheath is tightly fitted over the lens of the camera to prevent it from encumber [sic] the view. Preferably, the sheath is a transparent polymer, such as plastic, which sheds mucus and blood, has little tendency to fog during use, and equilibrates rapidly to airway temperature."
This was repeated in paragraph 54 of the Patent. The patent application also on page 4 stated:
"A transparent protective sheathing may be positioned over the assembly to facilitate cleaning and provide sterile multiple use of the device."
[195] I am satisfied that the amendment if allowed would not add
subject matter by omitting any reference to "tight fitting" in the proposed
claim. I accept the pursuer's submission that the skilled person would know
that if the sheath were to operate effectively there would have to be a tight
fit between the instrument and the sheath at some point. In my view the
reference in the application and the specification to a tight fit did not require
the sheath to fit tightly to the instrument all along its length. Rather, it
required a tight fit (i) at or near its proximal end to hold it in place, (ii)
over the camera lens, as stated, and (iii) where it covered the distal end of
the lifter portion. Accordingly the defender's challenge (d) fails.
[196] If I am correct in that construction of the patent
specification, no question of sufficiency would arise in relation to the
creation of the sheath to slip over an angulated blade made up of two substantially
straight portions if the angulation were limited. I consider that a skilled
person who was a medical device engineer would have been able to create such a
device at the priority date. The skilled person, while not inventive,
is not required to perform the invention without any trial or experiment; he is
also expected to display a reasonable degree of skill and common knowledge of
the art. See Mentor Corporation v Hollister Inc. [1993] RPC 7,
Lloyd LJ at pp.10-13. But no guidance is given in the Patent on how to create
such a sheath when the angle, while remaining acute, approached 85บ. It seemed
to me that an issue of sufficiency might arise if the sheath had to be slid
into the blade from the distal end. However Professor Roberts gave evidence,
which was not challenged, that a rigid sheath could be manufactured from
several parts which were then applied together to make a seal. How practical
it would have been to use such a sheath was not explored; but I am prepared to
accept Professor Roberts' view that the skilled medical device engineer could
create such a device at the priority date. Accordingly challenge (e) fails.
[197] In relation to the challenge on the ground of obviousness, Mr
Currie submitted that the obviousness of a proposed amendment was not a ground
of opposition to its introduction. In certain circumstances that may be so.
But obviousness is not irrelevant; if an amendment were put forward as an
independent inventive step, as Professor Roberts argued, obviousness would undermine
the independent validity of the proposed claim. Mr Lake referred to Chinoin's
Application [1986] RPC 39 in support of the contentions that, because the
claim was obvious, (i) the court should exercise its discretion against the
amendment or (ii) if allowed, the claim should be revoked. But in that case
(at pp.42-43), the Comptroller held, in the context of an added matter
challenge, that the fact that the proposed additional information was obvious
did not enable the court to allow an amendment if the information was not
already known. Something which was obvious could still be added matter. He
was not addressing the separate question whether obviousness was a ground for
refusing an amendment or revoking a claim. Where the claim is a dependent claim
and is seeking to apply existing technology, or an obvious addition to existing
technology, to the invention, it is not apparent to me that obviousness is a
ground for revoking such a claim. Challenge (a) therefore fails.
[198] So far as the question is one of discretion, I do not see the
necessity of the proposed amendment to resist a challenge to validity based on
the Bellhouse patent or the other prior art, which did not anticipate or render
obvious the Patent. The pursuer advanced no other case of necessity or any
grounds which made it appropriate to allow the amendment in the face of the
challenge to the validity of the Patent.
[199] The Patent as initially drafted sought no protection for the use
of a sheath which was mentioned in the description in the specification. Mr
Currie suggested in his oral submissions that the proposed claim placed a
limitation on Claim 1 but I cannot see how that is so. Prima facie the
inclusion of the proposed claim extends that protection in breach of section
76(3)(b) of the 1977 Act by including within the claims for a monopoly the use
of a sheath on the device. The pursuer has put before me nothing to undermine
that view. Put simply, without the addition of Claim 18, a person could market
a sheath to cover the pursuer's product without infringing the pursuer's
monopoly; if the Patent were amended to include the claim, he could not do so.
Mr Lake also submitted that the sheath, if inventive (and he submitted that it
was not) was an additional invention. It did not restrict Claim 1. He
suggested that if it were inventive, it was an example of collocation and
referred to SABAF SpA (supra), Lord Hoffmann at paragraphs 17 to 26. If
the proposed claim were to be construed as independently valid, by itself and
also in combination with proposed claim 19, it would extend the protection
conferred by the patent. Further, insofar as the proposed amendment when taken
together with proposed Claim 19 was designed to bring within the scope of the
Patent's monopoly a device such as the Cobalt or Ranger blade in which the
sheath covers the handle and flexible video baton and provides the blade of the
instrument, that also would involve extending the protection of the patent. I
discuss this further in paragraphs [207] and [208] below.
[200] In the circumstances I am satisfied that the amendment if
allowed would extend the protection of the patent contrary to section 76(3)(b)
of the 1977 Act. If I am wrong about that and it were a matter of discretion,
I am not persuaded of the appropriateness or necessity of the amendment. I do
not therefore have to decide whether the proposed claim would have been
independently valid.
(iii) Claim 19
[201] Proposed Claim 19 is in the following terms:
"The intubation instrument of any one of the preceding claims, wherein the camera is secured within a sealed chamber (224) within the arm (22)."
[202] The defender challenged the proposed amendment because (a) it
contradicted Claim 1 which required that the camera be secured to the posterior
side of the arm, (b) it would add new subject matter to the Patent, (c) if
it were independently inventive, it would extend the protection of the Patent
if Claim 1 were found to be invalid, (d) if the pursuer accepted that the
proposed claim was not independently valid, it had stated no clear rationale
for the addition of the claim, and (e) its contents were obvious. Section
76(3) prevented amendment on grounds (b) and (c). In any event, the court
should refuse the amendment in the exercise of its discretion on any of grounds
(a), (d) or (e).
[203] In relation to Claim 19 Professor Roberts expressed the view
that the skilled addressee who was a medical device engineer would interpret
Claim 1 as requiring that the camera would be sealed against the effects of
body fluids, water, gases, and chemicals used in sterilisation, if it were to
function properly. Thus putting the camera in a sealed chamber within the
blade or arm would merely be one obvious method of achieving the requisite
seal. In his opinion the amendment to include the claim did not add new matter
or extend the scope of the patent as granted or as amended.
[204] The application (on p.18) stated (and paragraph 53 of the Patent's
specification repeated):
"Preferably, the camera 80ด is secured within a sealed chamber 224 within arm 22, thereby protecting it from water, gasses, and chemicals used in sterilization procedures. More preferably, the chamber 224 contains nitrogen gas free from moisture, thereby avoiding undesirable condensation. Preferably, the CMOS or CCD camera body is also sealed."
[205] I have set out my interpretation of the phrase in Claim 1, "a
viewer operably secured to the said posterior side", in paragraph [125] above.
The proposed Claim 19 does not contradict Claim 1 as so construed. Nor is
there added matter in the proposed claim over that disclosed in the
application. Challenges (a) and (b) therefore fail.
[206] I do not see any basis for refusing the proposed amendment on
the ground of obviousness. See paragraph [197] above. Challenge (e) therefore
fails. But, in relation to challenge (d), I see no necessity for the amendment
nor have I been given any basis on which to consider it to be appropriate.
Professor Roberts opined that the proposed claim, by itself, would not be
independently valid. I agree. Challenge (c) is therefore superseded.
[207] It appears to me that the rationale for the proposed claims 18
and 19, although not articulated by the pursuer in its pleadings, is to attempt
to bring within the scope of the Patent a device such as the Glidescope Cobalt
or Ranger, comprising as it does the separate sheath which both covers the
handle and video baton and is the blade of the instrument. There was no
suggestion in the patent application or the Patent that the sheath was to
perform that role rather than provide a disposable cover for the whole of the
instrument, including the blade. The proposed claims, if added by amendment,
would have to be construed in that context. Proposed claim 18 speaks of the
sheath covering the intubation instrument. But it is difficult to give content
to the proposed amendments without having regard to the products which the
pursuer has brought to the market since the priority date, and in particular
the Cobalt/Ranger blade. The pursuer asserts independent validity for claim 18
and claim 19 appears to be linked to that claim. I am left with the strong
impression that the two claims are advanced together to give protection to
sheathed laryngoscopes such as the Glidescope Cobalt and Ranger.
[208] In the circumstances I am satisfied that the amendment to
introduce proposed Claim 19 should not be allowed. Taken with proposed Claim
18, it may extend protection of the Patent and so fall foul of section 76(3)(b)
of the 1977 Act. In any event, I am not persuaded of the necessity or
appropriateness of the proposed amendment and in the exercise of the discretion
which section 75 confers I refuse the application to amend this claim.
[209] As a result I allow only the uncontested changes proposed to
paragraphs 13-17, 19, 21 and 49 of the specification set out in 6/362 of
process.
Infringement
[210] That leaves only the question whether the defender's product
infringes the Patent. Section 60 of the 1977 Act provides that, in relation to
an invention which is a product, a person infringes a patent if, while the
patent is in force, he
"makes, disposes of, offers to dispose of, uses or imports the product or keeps it whether for disposal or otherwise"
in the United Kingdom.
[211] The defender, as I have stated, manufactures and markets a
laryngoscope known as the McGrath Series 5 laryngoscope ("MS5"). I attach as
Appendix 9(i) and (ii) photographs of the MS5 assembled and in its component
parts. It has a handle, a camera stick and a transparent disposable blade.
The handle has a colour LCD screen attached. Unlike the Glidescope Cobalt, the
length of the camera stick distal to the handle can be adjusted with three
fixed settings. Thus the length between the handle and the distal end of both
the camera stick and the instrument when the disposable blade is in place can
be varied. The camera stick is curved over more than half of its length. Its
curvature exceeds that of the standard Macintosh blade. The portion of the
disposable blade which fits over the camera stick exhibits the same curve as
the camera stick. The disposable blade is curved over approximately two thirds
of its length and its distal portion is straight. That portion lies distal to
the camera stick and both operates to elevate the epiglottis and allows the
camera to give a view of the patient's relevant anatomy.
[212] The disposable blade has a flange which commences about 3 cm
distally to the proximal end of the blade. It was suggested in evidence that
the flange started 1 cm distally but I was not able to replicate that
measurement on the blade in Pro 6/344, which was presented to me during the
oral evidence. In many patients the proximal end of the flange is broadly the
point at which the blade when fully inserted will be at the front of or just
outside the patient's mouth.
[213] Dr Walls pointed out that the cameras in the MS5 and in the
Glidescope GVL respectively were located substantially in the same place within
the posterior side of their blades. He clearly demonstrated in his evidence
that the MS5, when its camera stick and thus its blade were not extended,
closely resembled the Glidescope GVL 3. He placed them side by side and
observed the extent to which the blade of the MS5 matched that of the
Glidescope GVL 3. He produced photographs of the Glidescope GVL 3 superimposed
on the MS5 and vice versa to make his point, which I accept, of the striking
similarity of the shape of the blades, and of the devices as a whole. He also
produced a photograph of the MS5 superimposed on Figure 7 of the Patent which
showed among other things that, when the camera stick of the MS5 was not
extended, it generally fitted over the drawing and had its distal tip at almost
the same place as the tip of the blade in figure 7. Professor Roberts
expressed the view that the deviation between the MS5 blade and the Figure 7
drawing was not material because the figure was not an engineering drawing.
[214] Applying his functional construction of the Patent, Dr Walls
suggested that the MS5 had all of the integers of Claim 1 of the Patent and
infringed the Patent. He commented on videos of clinicians using the
Glidescope and the MS5 and noted that in each case the clinician inserted the
device along the midline of the patient's mouth and that there was virtually no
movement of the patient's head. Thus, he argued, the devices were used in
substantially the same way. Dr Frerk also gave evidence that the two devices
were extremely similar in use. Professor Roberts expressed the view that the
MS5 fell within the terms of Claim 1 of the Patent.
[215] It is not necessary to recite the evidence of the expert
witnesses in detail as the issue turns ultimately on the proper construction of
the claims of the Patent. As I have not accepted the pursuer's functional
approach to the construction of key integers of Claim 1 or the inventive
concept which the pursuer proponed, it follows that I do not accept the
analytical superstructure erected thereon. It is therefore not necessary for
me to set out and determine the differences of view between the pursuer's
witnesses and Dr Henderson on these matters.
[216] I have held that the expression "substantially straight" in
Claim 1 of the Patent does not bear the functional meaning which the pursuer
asserts but, on the contrary, is to be treated as a deliberate geometric
limitation of the scope of the claimed monopoly. See paragraphs [108]-[123]
above. The proximal part of the blade of the MS5 from the handle to the point
which equates with the distal end of the camera stick is not substantially
straight but is clearly curved. Even if one measures from the start of the
flange on the disposable blade to the latter point, which is the part which the
pursuer equated with the base portion of the Patent, the blade is still curved
rather than substantially straight.
[217] As I do not accept the pursuer's functional interpretation of
the expression "base portion" in Claim 1 but see it as the part of the blade
running from the handle to the proximal end of the lifter portion, I do not
consider that the MS5 infringes the first of the characterising integers,
namely that the length of the elongate lifter portion is about as long as the
elongate base portion. Dr Henderson gave evidence, which I broadly accept,
that the lifter part of the MS5 blade was about one-half the length of the
proximal part of the blade which equated to the length of the camera stick,
when camera stick was at the shortest adjustable setting and was fully covered
by the disposable blade. On examining the blade in Pro 6/344 I found the
lifter part of the blade to be about 5.3 cm in length and the rest of the blade on its anterior
surface to be about 9cm in length.
[218] As the proximal part of the MS5 blade is curved, it is not at a
defined angle to the lifter part as envisaged in Claim 1 of the Patent.
[219] It follows from the above that the MS5 does not infringe Claim 1
of the Patent. As the other claims are dependent upon Claim 1, the MS5 does
not infringe the Patent.
[220] For the sake of completeness, I record very briefly certain
views which I reached or would have reached on other submissions:
(i) I would not have accepted the defender's submission that the existence of three components of the MS5, namely the handle, the camera stick and the disposable blade excluded the MS5 from the scope of Claim1. Mr Currie submitted, and I accept, that the body of the device should be taken to encompass the whole of the device.
(ii) I accept that the devices described in the Patent, the Glidescope GVL and the MS5 could be used for both direct and indirect elevation of the epiglottis.
(iii) It also follows from my construction of the phrase "operably secured to said posterior side of said arm" in Claim 1 that I do not accept the defender's suggestion that the location of the camera within the blade of the MS5 would of itself remove the device from the scope of Claim 1.
(iv) I would not have accepted the defender's submission that the adjustable arm of the MS5 could exclude it from the scope of Claim 1 if the device otherwise infringed that claim. In my view the existence of three adjustable settings would be an immaterial variation.
(v) If I had accepted the pursuer's construction of the base portion in the Patent I would have treated the equivalent on the MS5 as the distance from the proximal end of the flange to the part of the blade which equated with the distal end of the camera stick. I accept Dr Roberts's evidence that that length (at 5.8 cm) is about as long as the part of the blade from the point on the anterior surface of the blade at the distal end of the camera stick to the distal tip of the lifter (at 5.6 cm). While my measurement of the latter length was slightly shorter, I consider that to be immaterial.
(vi) Had I concluded that the MS5 infringed Claim 1 of the Patent, I would have held that it also infringed Claims 4, 5 and 8-16 of the amended Patent. The defender submitted that, if the MS5 infringed Claim 1, it would not infringe claims 11-13 because of the difficulty which the pursuer's witnesses had had in measuring the defined angle from a curved base portion. But I am not persuaded that that difficulty would have prevented there being a defined angle, if the pursuer's construction were otherwise correct.
(vii) Had I allowed the amendment of the Patent to include Claim 18 I would not have interpreted the sheath in that claim as encompassing a disposable blade such as in the Glidescope Cobalt. Proposed Claim 18 refers to the sheath being placed over the intubation instrument and not just a component thereof, namely the handle and video baton.
Conclusion
[221] I have held the Patent to be valid (paragraph [172] above), allowed the patent to be amended only to the extent of the uncontested changes to the description in the specification (paragraph [209] above) and have concluded that the MS5 does not infringe the Patent (paragraph [219] above).
[222] I therefore (i) sustain the pursuer's second, third and fourth pleas in law in the counterclaim and repel the defender's pleas in law therein and assoilzie the pursuer from the conclusion of the counterclaim; (ii) allow the Patent to be amended only to the extent of the uncontested changes to paragraphs 13-17, 19, 21 and 49 of the specification as set out in 6/362 of process; and (iii) sustain the defender's second and fourth pleas in law in the principal action, repel the defender's third plea in law and the pursuer's pleas in law therein and assoilzie the defender from the conclusions of the summons.
[223] I will have the case put out by order to allow parties to make submissions on the issue of expenses.
Subject |
Paragraphs |
Introduction |
1-5 |
Background: (i) endotracheal intubation |
6-11 |
(ii) the laryngoscope |
12-16 |
The Patent |
17-22 |
Law: construction of patents |
23-30 |
Law: the skilled addressee and common general knowledge |
31-39 |
The role of expert witnesses |
40-50 |
The prior art |
51-71 |
The skilled person/skilled addressee |
72-83 |
The common general knowledge |
84-97 |
The Pursuer's product: the Glidescope |
98-100 |
The interpretation of the Patent |
101-127 |
The validity of the Patent: |
|
(i) The statutory provisions |
128-129 |
(ii) Anticipation |
130-132 |
(iii) Obviousness |
133-135 |
(iv) Applying the law to the case: |
|
(a) The Bellhouse patent and Belscope |
145-146 |
(b) The Bullard patents and laryngoscope |
147-152 |
(c) The Wood patent |
153-160 |
(d) The AVIL device |
161-165 |
(e) The Moritex patent |
166-171 |
Added Matter |
174-178 |
Amendment of the Patent |
|
(i) the law in relation to amendment |
180-186 |
(ii) Claim 18 |
187-200 |
(iii) Claim 19 |
201-209 |
Infringement |
210-220 |
Conclusion |
221-223 |
Appendices |
1. Pursuer's Patent Figure 7 |
2. Pursuer's Patent Figure 8 |
3. Pursuer's Patent Figures 11A and 11B |
4. Bullard Laryngoscope |
5. Wood patent figures 2 and 3 |
6. Wood patent figures 4 and 5 |
7. Moritex patent figures 1-3 |
8. Glidescope GVL laryngoscope |
9 (i) and (ii). McGrath Series 5 laryngoscope |