OUTER HOUSE, COURT OF SESSION [2008] CSOH 77 |
|
|
OPINION OF LORD UIST in the cause DANIEL STALKER Pursuer against LOTHIAN HEALTH BOARD Defenders ญญญญญญญญญญญญญญญญญ________________ |
Pursuer:
Defenders: Miss Cherry, Mrs Lake, Mrs Gianni; Scottish Health Service
Central Legal Office
21 May 2008
Introduction
[1] The
pursuer, who was born on
Vasectomy
[2] A
vasectomy is a simple and highly effective form of contraception. It works by
preventing sperm reaching the semen which is ejaculated from the man's penis
during sexual intercourse. The surgical procedure involves making a small
incision approximately one centimetre long on each side of the scrotum (the
pouch of skin that surrounds the testicles) after it has been numbed with local
anaesthetic. These incisions allow the surgeon to access the vas deferens (the
tubes that carry sperm out of the testicles). Each tube is cut and a small
section removed. The ends of the tubes are then closed, either by tying them or
sealing them using a diathermy (an instrument which heats to a very high
temperature). The procedure is completed by the incisions being stitched
up. A vasectomy usually takes between 15
and 30 minutes to perform and the patient is allowed to go home the same day.
Following the procedure it is normal for the patient to experience some mild
discomfort, swelling, and bruising of the scrotum for a few days.
The vasectomy and its aftermath
[3] It
is first of all necessary to consider the evidence of the various witnesses
about the vasectomy and its aftermath.
(i) The pursuer
[4] The pursuer explained that in May 1996 he
lived in the Sighthill area of
[5] When
the pursuer arrived home he spoke to his wife about what had happened at the
clinic. He told her everything that had happened, including what Dr Dewart had
said. His wife had a look at where he had been stitched and wiped the blood
away because he was still bleeding. The incision, which he saw later when the
stitches were removed, was Y shaped. After his wife had cleaned the wound he
went to bed and lay down in a lot of pain. That day or the following day he got
in touch with the medical centre and Dr John Lang came out to see him on
[6] The
pursuer was shown a letter (6/8 of process, p147) dated 7 May 1996 written by
Dr Dewart to the pursuer's then GP Dr Lang at Sighthill Health Centre. It was
headed with the purser's name, date of birth and then address and read as follows:
"Your patient
attended for a vasectomy under local anaesthetic today.
He was not able to tolerate the administration
of local anaesthetic.
Please will you refer him for vasectomy under
general anaesthetic?
If I can be of
any further help please contact me through the clinic."
The pursuer said there was
no truth in the statement that he was not able to tolerate the local
anaesthetic.
[7] The
pursuer was also shown another letter (7/1(3) of process, p 354) dated 13 March
1998 written by Dr Dewart to Mr Hargreave, a consultant urologist at the
Western General Hospital. It was headed with the pursuer's name and read as
follows:
"This gentleman attended the
Dean Terrace Family Planning Clinic on
At the time of this
gentleman's operation I noted he was very tender on palpation of his testes. He
felt faint following the injection of 3 to 5 mls of local anaesthetic over his
vas on the left side of his scrotum. He became pale and bradycardic and was
unable to tolerate even a local anaesthetic, let alone proceeding on to perform
a vasectomy. I therefore decided, without even making a scrotal incision, not
to proceed with this gentleman's vasectomy, but to ask his General Practitioner
to refer him for vasectomy under general anaesthetic.
I have performed over a
thousand vasectomies and I always use the same technique. Following gentle
palpation of both testes to exclude underlying pathology I ensure that the vas
are palpably bilateral. I then locate the vas, usually on the left side of the
scrotum, and infiltrate with 3 to 5mls of 0.5 % Marcaine or 1% Lignocaine in
the scrotal skin overlying the palpable vas. It was at this point with Mr
Stalker that he felt faint and I decided not to proceed further.
Having reviewed his notes
for medico-legal purposes, I see there is a suggestion that he is suffering
from chronic epididymo-orchitis bilaterally. I can find no case reports in the
literature relating to the injection using aseptic technique of a small amount
of local anaesthetic unilaterally into the scrotal skin which has subsequently
been associated (sic) bilateral
epididymo-orchitis. I therefore wonder whether there may be some other
pathology underlying this gentleman's symptoms which is why I felt it important
to bring this to your attention prior to his scheduled bilateral orchidectomy.
I hope this
information is of help and will be pleased to discuss this with you further, if
you would like to contact me at
The pursuer said that he did not know if Mr Hargreave
had made any direct contact with Dr Dewart. It was not true that a local
anaesthetic was administered on the left side of his scrotum, that he felt
faint at the time the anaesthetic was administered or that Dr Dewart had not
proceeded to make an incision. He had the stitches to prove that there had been
an incision and "plenty doctors" had seen the scar. The pursuer posed this
question relating to the incision: "Am I supposed to have went on the bus and
done it myself?".
[8] In
cross-examination the pursuer confirmed that after he felt movement inside his
scrotum he felt a nick or a cut and very sharp pain. When he had consulted his
solicitors he had told them what had happened on
"A local anaesthetic was
administered to the pursuer by way of injection. Dr Dewart then made an
incision on the right side of the pursuer's scrotum. The pursuer felt immediate
pain at the site of the incision. Nevertheless Dr Dewart proceeded with
the operation. No ordinarily competent surgeon would, acting with reasonable
skill and care, have done so without first administering a further local
anaesthetic. The pursuer suffered severe pain, as a result of which he vomited.
Dr Dewart then aborted the procedure."
He accepted that there was no mention in these
averments of his having complained to Dr Dewart about feeling pain after the
incision was made, having asked Dr Dewart two or three times to stop or about
an instrument having been inserted into his scrotum. The same averments were
made in an Open Record (10 of process) dated January 2000, which indicated that
a different firm of solicitors was then acting for him.
[9] The
pursuer was also referred to a letter (7/1(3) of process. p 457) dated 7 June
1998 from Dr Alan Carson, then Lecturer in Psychiatry and Honorary Senior
Registrar at the Western General Hospital addressed to Dr Potts, Consultant
Psychiatrist at the Royal Infirmary of Edinburgh, in which Dr Carson stated, inter alia:
"According to
the patient he felt pain in his testicle as the surgeon made an injection of
local anaesthetic and then felt further dramatic pain as his initial incision
was made. He asked the surgeon to stop the operation. Following this, he passed
out and the wound was closed up."
He denied that he told Dr
Carson that he felt pain in his testicle as soon as the surgeon made an
injection of local anaesthetic. He was emphatic that he had "never ever" said
he felt pain on the injection.
[10] He was
also referred to a letter (6/8 of process, p 93) dated 23 December 1998 from Dr
T D Rodgers, Consultant Psychiatrist at Herdmanflat Hospital, to Dr Gordon at
Dunbar Health Centre, in which the former stated:
"Thank you for
referring this 41 year old man whom I saw recently at the Dunbar Medical
Centre.
As you say in your letter,
Mr Stalker's symptoms apparently started in May 1996 when he underwent a failed
attempt at vasectomy. There is some dispute about exactly what happened but
according to Mr Stalker he felt a severe pain in his testicle as the surgeon
made the injection of local anaesthetic and he then felt pain as an initial
incision was made. He asked the surgeon to stop the operation and this was duly
done. Apparently the surgical notes do not confirm this story and say that the
operation did not proceed beyond the stage of injecting the local anaesthetic."
He denied that he told Dr Rodgers that he felt severe
pain in his testicle as the surgeon made the injection of local anaesthetic. He
did not know how Dr Carson and Dr Rodgers, two doctors at different
hospitals, had both independently of each other got his account of events
wrong. He did not know what had happened but was positive he had never said
that. The injection of anaesthetic never went into his testes. He had always
said the injection was just like a normal injection and that the pain had not
started until the incision.
[11] The
pursuer stated that he was conscious throughout the whole procedure but at the
end he felt a bit faint. He was then referred to the sentence in Dr Carson's
letter in which it was stated "he passed out". He explained that he did not
actually collapse, but he felt faint. He did not think he had ever told any
doctor he had seen that he had passed out or lost consciousness. He might have
said it, but he could not remember. All he had ever said was that he felt
faint. He again said that he could not remember if he had told a doctor that he
had passed out. He was then referred to a letter (7/1(3) of process, p 359)
dated 9 January 1998 from his then GP Dr Gordon to Mr Hargreave, in the third
paragraph of which the former wrote:
"I discussed the possibility
of compensation. He said that the main thing is to get rid of his pain.
Financial compensation is only second. He said that what annoyed him that (sic) he stated that the surgeon said
that things would not be sore and that he was not feeling pain but he states he
was feeling a lot of pain before he lost consciousness."
He accepted that he must have told Dr Gordon that he
lost consciousness. He went on to say that "there has been that much happened
my memory is not as good as it was, as has been stated hundreds of times, and I
just can't remember if that happened or not". He was conscious the whole time
throughout the operation but he could not remember about after the operation.
He then said: "I mean, I always thought I was faint, but if all the specialists
say I was unconscious, well, I must have been, if they are saying it, but I
honestly can't remember". His memory was haywire, but if three doctors said he
fainted he would just have to take their word that he said that. Dr Carson
and Dr Gordon had written their letters in 1998, nearer in time to the
operation on
[12] The
pursuer was also asked about having seen Dr Andrew Zealley, Consultant
Psychiatrist, at the
[13] Other
possible scenarios about what might have happened on
"Is it not possible that
what has happened is that you have gone in for an operation on a very private
and tender part of your anatomy; you have been told by a doctor at the
beginning that you will be given a local anaesthetic and feel numb; the
operation has proceeded to some degree and you have felt some pain; and you
have become aggrieved and felt that the doctor saying at the beginning it would
be numb is the same as him saying to you when you felt pain that you were not
feeling it? - No.
Is it not possible, Mr
Stalker, that because either you became very faint towards the end of
proceedings, or because you became unconscious, you are confused about what
happened before you became faint or unconscious? - No, I didn't feel faint or
unconscious until after the pain and that instrument was removed and he said he
was going to stitch me up."
The pursuer denied that he was wrong in saying that Dr
Dewart did not test whether or not the local anaesthetic had worked before he
made the incision and also that Dr Dewart had carried on after he said he
felt the pain. He accepted that what he described as having happened to him on
"So I think really what I'm
saying to you, Mr Stalker, is that you blame the doctor who carried out the
attempted vasectomy for your pain, don't you? - Yes.
You're not really sure what,
if anything, he did wrong. You just feel that the operation was somehow botched
up, is that right? - Well, if he had stopped when I first told him I could feel
the pain and done something about it, I would have been a lot happier, but he
didn't. He carried on each time I told him, and it wasn't till I doubled up in
pain and was being sick that he decided to stop, so would you not feel
aggrieved?"
[15] There
then followed a passage of evidence in which the pursuer was asked a series of
questions about his memory, which he had earlier in evidence described as
"haywire". He accepted that sometimes he could not remember what he had said to
people, that sometimes he got quite muddled and struggled to recall details of
incidents and names of people and that over the previous eight years he had
told various doctors and healthcare professionals treating him that he had
significant difficulties with his memory. He had told someone at
[16] The pursuer was next asked a series of
questions about his treatment and his dealings with the medical profession. He
accepted that he had missed an appointment, or possibly two appointments, with
the defenders' medical expert Dr McCallum at the southern General hospital in
[17] In
re-examination the pursuer confirmed that when the vasectomy procedure came to
a stop he was physically sick and that, so far as he could see, Dr Dewart was
aware of that fact. The mess was mostly over himself and on the couch. In a
letter dated 2 October 1997 from his solicitor to Mr McClinton, Consultant
Urologist,
"We confirm that we have
been consulted by the above-named and would advise you that our client
contacted us in relation to ongoing medical complications arising from a
vasectomy carried out at the Family Planning clinic in
Mr Stalker reports that when
he went for the operation he was given a local anaesthetic. Mr Stalker
indicated to the doctor performing the operation that he could still feel the
cut despite the anaesthetic. Nevertheless the doctor continued and the client
sustained a sharp and severe pain ... There was a doctor on duty at the time and
the doctor did stop and stitched up the incision. Our client vomited as a
result of the pain he experienced."
These statements were correct, as was the statement in
the letter of 9 January 1998 from Dr Gordon to Mr Hargreave in which it was
stated: "He said that what annoyed him that (sic)
he stated that the surgeon said that things would not be sore and that he
was not feeling pain but he states he was feeling a lot of pain." He did not
see that his scar was Y-shaped until the stitches were taken out and the wound
cleaned up and he could have a good look at it.
[18] The pursuer was asked if he could his explain why he got muddled
over things and why he suffered from memory problems. His answer was as
follows:
"My memory was all right
before the operation. It was all right. I blame it on all the medication that
I've been taking. That's what I blame it on anyway. I don't know if it's right
or not."
Over the years he had never been free from pain at any
time when he was dealing with the medical profession and he would not say that
he was mentally alert when speaking to doctors. He could not "sort of
concentrate a lot listening to people talking". He had made threats at one
stage or another to commit suicide because the pain was just unbearable and
nothing seemed to be getting done about it. When he worked as a joiner Mr Main
paid his tax but he himself paid his national insurance stamp and he considered
himself to be self-employed.
(ii) Mrs Elizabeth Stalker
[19] The
pursuer's wife, Mrs Elizabeth Stalker, explained that following the birth of
their fourth child on
"He gave him an injection.
He said that ... he told the doctor ... He
was sitting talking to the doctor. Then he said that a few minutes later the
doctor came over to him and started doing things and he says 'Ow!' he says, 'I
can feel that. Am I supposed to feel it?', and the doctor says 'No,
everything's fine', and then he said the doctor did something else. He says 'it
felt like a cut', he says, 'so I asked him to stop because I could feel it.' He
says then a wee while later he said he sort of managed to get up on one elbow
and he was violently sick and that's when the doctor decided to stop and stitch
him up and that's when he told him that he was having to go to the Royal
Infirmary in Edinburgh to have the procedure done under a general anaesthetic,
not a local anaesthetic."
When asked if her husband
had explained to her why he had been sick, she replied:
"He said he was sick because
he felt as if there was something sharp inside him. He says 'It was so
excruciating', he said, 'it just made me vomit'".
She saw either two or three stitches in the wound. She
was quite annoyed because she felt from the way he was when he came in that
they should have sent him home in a taxi or should have phoned her or someone
to get someone to go and get him. He had come home on the bus on his own.
[20] When
her husband had come home that day she had told him that it might settle down
so they decided they would leave it till the next day, when she phoned the
doctor and got an appointment for the following day. Dr Lang or the nurse saw
him - she thought it was the doctor that saw him and gave him an antibiotic.
The reason they had phoned the doctor was because his scrotum had started to
turn a sort of black, dark colour, they decided that there was something not
quite right and thought they had better phone and get it checked out. A few
days after that she asked him if his stitches were dissolving and he replied
that he didn't know, he thought so. She told him that they did not look like
dissolving stitches as she had had surgery herself and knew what dissolving
stitches looked like. She therefore told him to make an appointment with the
nurse to see if the stitches were dissolving or not dissolving. It turned out
that they were not dissolving stitches, they had to be removed by a nurse and
he had not been told that. She saw the wound again when he had a bath a few
days after the stitches were removed. She had to help him because he was quite
sore and couldn't get in and out of the bath without help from her. He asked
her if it was looking any better and she told him she did not think so. The
blood was starting to clear and "all the gungey sort of dried bits" were all
sort of coming away. The scar looked like a sort of side-on Y. Since that time
her husband had been in pain every day and it had changed their lives
drastically.
[21] In
cross-examination Mrs Stalker was first asked about the time at which her
husband had to be at the clinic for his vasectomy. She said she knew it was
early morning, it was morning. When he got back it must have been just after
lunchtime, but it could have been earlier, it had been such a long time ago. It
would definitely have been late morning, early afternoon, lunchtime-ish at the
earliest that he got back. He had not phoned her from the clinic before he came
home. When it was suggested to her that her husband had not told her that the
surgeon had continued operating on him in the face of his complaints of pain,
she was emphatic that he had told her. She and her mother and a few other
friends had suggested to her husband that he should sue as a result of the
operation. She denied a suggestion put to her that her husband had not told her
what she told the court he had told her, that she was lying to the court and
that it was a story concocted by either her or her husband in order to enable
them to make a claim against the doctor so that they could get some
compensation. Her husband had not said that the surgeon was cutting into him,
he had said that he started the procedure and he told him to stop and then said
"stop" again because he could feel something sharp. He said that after the
second time he sat up on his elbow and was sick because of the excruciating
pain due to something sharp inside him. She did not think it was her place to
make a complaint straight away to the clinic and she did not know why her
husband did not make a complaint straight away. It took them quite a long time
to go and see a solicitor because they actually didn't think they had any case.
They went to her mum who worked in a solicitor's office at the time and her mum
said to them: "Look, I think because of the pain that Danny's in and everything
that's been going on, the testes turning black and things like that, you should
go up and see a lawyer". In re-examination she stated that they were not the
sort of people to make complaints and had never made a complaint in their
lives.
(iii) The GP's note of
[22] This note, which had a "v" written beside it indicating that the
consultation was a home visit, read as follows:
"Attempted VASECTOMY on 7/5
at
(iv) Mrs Margaret Arnott
[23] Mrs
Margaret Arnott was a retired nurse at the time of the proof. In May 1996 she
was working as a nurse at Sighthill Medical Centre, Edinburgh. On being shown
an entry for 15 May 1996 in the pursuer's medical records (7/5 of process, p 4)
she recognised the entry as being in her handwriting. She had a vague
recollection of dealing with the pursuer at the time. The note recorded:
"Attended Dean Terrace for
vasectomy 7.5.96. LA ineffective - procedure abandoned. Right side of testis
sutured, to be referred to RIE. Pain +++. On antibiotics & analgesic. 2
sutures removed. DD. R to TR if nec. ? torsion. Seeing Dr this pm."
Mrs Arnott explained certain of the entries in the
above note as follows. The entries about what happened at the vasectomy came
from the pursuer. The pursuer must have told her he was experiencing severe
pain when she wrote "Pain +++". She removed the two sutures herself and applied
a dry dressing ("DD") to the wound. She had ascertained from him that he was
going to see the doctor that afternoon since he was experiencing pain.
[24] In
cross-examination Mrs Arnott said that she removed the sutures from the right
side of the scrotum, because of the situation in the treatment room and where
the couch was situated. She believed she recalled actually seeing the wound and
she had written down that it was the right side. Over the couple of weeks
before she gave evidence she recalled that the sutures were most likely the
dissolving or absorbing type, which could take between a week and two weeks
(and sometimes longer with some patients) to dissolve. She thought the patient
would be told that they were the dissolving type. She recalled the pursuer's
scar was quite a small scar, about a centimetre to one and a half centimetres
in length, then she said she thought it was more likely actually to have been
between one and a half to two centimetres long because it was accommodating two
sutures and that would be logical. It wasn't a large scar, it was small, no
bigger than two centimetres. If there was a call to the medical centre from a
patient who was at home and requiring medical attention normally it would be a
doctor rather than a nurse who would go out to see the patient. If a home visit
recorded in the notes in 1966 showed that certain drugs had been prescribed
that could not have been done by a nurse.
(v) Dr Paul Dewart
[25] Dr
Dewart, a witness for the defenders, had graduated MB ChB from
[26] Dr
Dewart stated that he did not remember the pursuer as a patient and had no
recollection of the events involving the pursuer on
[27] The way
in which the carrying out of vasectomies at the clinic was organised was as
follows. They were carried out on the fourth or top floor in a small operating
suite that was used only for out-patient procedures. The clinic for vasectomies
was staffed by a vasectomy surgeon, an experienced staff nurse and an assistant
or auxiliary nurse and was run under the direction of the Director of the
clinic. Each vasectomy appointment was scheduled for 30 minutes but the
surgical procedure itself normally took between 15 and 20 minutes. The patient
would be asked to arrive at the clinic 15 minutes or so before the time
scheduled for the vasectomy. He would be logged in at the reception desk and
would then be directed to the fourth floor, where he would be welcomed by the
staff nurse on duty, who would take him through to a small rest room with tea
and coffee facilities. The patient would be asked to confirm that he had come
for a vasectomy, that he had signed the consent form and that he had been
counselled appropriately. The nurse would then bring the notes through to Dr Dewart
in the operating suite. The notes would contain a standard letter pinned on the
front in the expectation that the vasectomy would be successfully completed.
There was no successful completion in the case of only one or two patients a
year. There was also contained in the notes a sheet of paper with the patient's
name at the top, a unit or identifying number and the word "vasectomy" up in
the corner for Dr Dewart to complete the operation record. Dr Dewart would
speak to the staff nurse and ask if any issues had been raised when the patient
had arrived and then check the counselling sheet and consent form to ensure
that they had been appropriately signed and that no issues had been raised
within the counselling. Dr Dewart's next step would then be to scrub up in
preparation for the operation itself and the nurse would open the operating
equipment, which had been sterilised. Dr Dewart would then set out the
operating equipment (comprising a 20 ml syringe and fine gauge needle, perhaps
a 25 g orange needle, a green 20/21 gauge needle for drawing up the local
anaesthetic, an artery forceps, an Allis forceps, a scalpel, a galley pot with some swabs for cleansing
the area to be operated on, a set of ligate clips, a suture holder and the suture itself, either 2/0 catgut or
3/0 undyed vicryl, which were dissolving tissues) on a trolley and draw up the
local anaesthetic. The nurse would change the covering of the bed from the preceding
patient and make sure everything was in place and ready for the patient when he
came through. Once Dr Dewart had scrubbed up, washed his hands and put on
sterile gloves the nurse would bring over a non-sterile container, usually a 50
ml multi-dispenser with 1% Lignocaine. He would then take the larger of the two
needles, the 21 gauge green needle, insert the needle through the rubber bung
and draw up 20 ml of 1% Lignocaine. He always used Lignocaine because it acted
quickly, was effective and, provided it was not injected intravenously, was
safe. It was always his practice to draw up 20 ml of Lignocaine as 10 ml might
not be sufficient if the patient required more than the initial application
(3-5 ml) of anaesthetic on each side. The patient would be in the waiting room
while Dr Dewart was carrying out these preparatory steps.
[28] Once he
had everything set up and was ready to proceed Dr Dewart would ask the nurse to
bring the patient through. The patient would have been asked to shave the
scrotal area and to bring a pair of supporting underpants, swimming trunks or a
jockstrap and to have taken only a light breakfast. When the patient came
through to the operating suite he would be asked to go behind the screen and
take off his clothes from the waist downwards and to loosen his tie and collar
so that he would be as comfortable as possible. He would then be asked to get
onto the operating couch and lie flat on his back. When he was comfortable on
the couch the nurse would adjust the height of the couch and the operating
light and tape his penis to his lower abdominal wall to keep the penis out of
the way of the operation. The nurse would then leave the operating suite to
attend to the next patient and look after any previous patients.
[29] At that
point Dr Dewart would be talking to the patient as he lay on the couch and
explaining to him what the procedure would entail. He would first check that
the patient had completed his family and wanted to go ahead with the vasectomy.
Quite often, really to break the ice, he would ask the patient how many
children he had and some personal details. He would then explain to the patient
that the procedure would first entail cleansing the area and a gentle
examination of both testes to make sure there were no lumps or bumps and to
make sure, very importantly, that both of the vas were easily palpable. (There
were many structures within the scrotum - the vas itself, the testicular artery
and the testicular veins, and it was essential to identify clearly the
structure on which you were going to operate. Some scrotums were very thick and
could be difficult and sometimes there could be anatomical abnormalities, such
as more than one vas. He would ensure that the vas was easily palpable by
gently lifting up and palpating the testes through the scrotal skin, looking
for a firm cord which felt 2-3 mm across.) He would then go on to explain that
he would be using local anaesthetic which he would administer first on one side
and then, after the first part of the operation was complete, on the other
side, that the operation would take between 15 and 20 minutes, and that if at
any point the patient fell unwell or uncomfortable he should say so. He would
then proceed to cleanse the scrotal area with a water-based antiseptic
solution, such as a dilute solution of Savlon, before undertaking gentle
palpation of the testes. He would next explain to the patient that he was going
to inject some local anaesthetic. He would say that the patient might feel a
wee jag when he was injecting, a little bit of discomfort and the area going
numb. He would next manipulate the vas
to a position just beneath the scrotal skin, approximately within the upper
third of the scrotum on the side, so that it was well away from the testis and
the epididymis. He would then fix the vas in place between two fingers and his
thumb until it was taken out of the scrotum. Having done that he would pick up
his syringe with the orange 25 gauge needle and local anaesthetic, warn the
patient that he was about to feel a little nip or jag and insert the needle into
the scrotal skin overlying the vas. Once the needle (which was approximately 2
cm long and very fine like a dental needle) was fully inserted he would draw
back on the syringe to check that he was not in a blood vessel. He would then
slowly withdraw the needle, and, as he withdrew it, he would inject between 3
and 5 ml of Lignocaine local anaesthetic. When he made the injection the vas
was right underneath the skin so that he could see it bulging up through the
skin itself. The injection of local anaesthetic took a few seconds. In a
patient with a very thick scrotum it might be necessary to insert the needle a
little bit deeper into the subcutaneous tissues and make a second injection in
the way just described. Once the local anaesthetic had been injected he would
remove the needle and gently massage the bleb, which was like a little blister
of local anaesthetic overlying the vas. The reason for doing that was that the
injection of local anaesthetic thickened the skin as there was a pool of it
within the skin and the vas might no longer be palpable because it was like a
buffer over the vas. The vas again became palpable as a result of gentle
massaging over it.
[30] He
would wait for two or three minutes for the local anaesthetic to work, but he
would expect Lignocaine to work within a minute. While he was waiting for the
local anaesthetic to work he would be talking to the patient, trying to put him
at ease and distract him from thinking about the operation itself. Once he had
waited two or three minutes he would then pick up either the syringe with the
needle or the scalpel and say to the patient "The area where I have put in the
local anaesthetic should now be numb. You may be able to feel me pushing or
pulling, you may feel pressure, but you shouldn't feel any pain.". He would
then take the tip of the scalpel or the needle and ask the patient to tell him
if it was sharp. He would say things like "Is this ok? Can you feel that? Is it
sore?". As he was saying that he would, initially gently, then more firmly, touch
the scrotal skin overlying the vas with the scalpel tip or the needle. He would
expect a non-anaesthetised patient to complain of pain under those
circumstances. He would await confirmation from the patient that he was
comfortable and not experiencing pain so that he could then proceed to the next
stage of the operation. If the patient said he was not sore and not
experiencing any pain when he was prodding his scrotum with the scalpel or
needle he would be satisfied that the patient was comfortable and that he would
be able to proceed. He could not think of a situation where a patient would not
have responded to his question. If the patient were silent he would be worried
that perhaps he felt faint or unwell, in which case he would doubly check that he
was feeling ok and that he could understand that he was being asked if he was
in any pain. Maybe every two or three weeks a patient would at some point say
that he felt some discomfort, in which event he would require to put in more
anaesthetic or wait longer for the local anaesthetic to work. Likewise quite a
lot of patients said at some point during the procedure or immediately
afterwards that they felt a little bit unwell, in which event he gave them a
moment or two to compose themselves. If, when he touched the scrotal skin with
an instrument, he received an indication from the patient that he felt pain or
discomfort at that stage, he would say to the patient "The local anaesthetic
does not seem to have worked. Would you like me to inject some further local
anaesthetic?". He would expect the patient to say "yes". If the local
anaesthetic was not working and the patient did not want him to inject any
further local anaesthetic they would not be able to proceed with the operation.
If the patient was happy that he should inject further local anaesthetic he
would go ahead and do that, which would involve exactly the same scenario as
just described. If he had to inject further local anaesthetic he would inject
probably another two to three ml. It would be very unusual to have to use more
than six or seven ml of local anaesthetic in the scrotal skin. - by then the
skin would be quite swollen with local anaesthetic. If a patient still
complained of discomfort after the second injection of local anaesthetic the operation
could not proceed. If there were no complaint from the patient on re-testing
the scrotal skin he would be happy to carry on with the operation, but he would
say to the patient that if at any point he was in discomfort or pain he should
tell him.
[32] The
next step in the operation after the skin incision was to take the artery
forceps (forceps used for blunt dissection or clamping small blood vessels to
ligate them, which are a little bit like a pair of scissors except that they
have no cutting edge) in order to make a way through about a millimetre or two
of the subcutaneous tissues between the skin and the underlying vas. It would
not be necessary to use the artery forceps if the scrotal skin was very thin.
If the artery forceps were used he would insert them through the skin incision
over the vas and then gently open them in order to separate the subcutaneous
tissues. No cutting was involved, only pushing the fibres apart. If at this
stage there were any complaint of pain or discomfort from the patient he would
stop that part of the procedure and again seek to establish whether he was feeling
a pressure effect or pain. He would ask the patient "Was that sore, or does it
just feel as if I am pressing here?". If the patient indicated that it was sore
he would stop and offer him more anaesthetic. If the patient did not wish more
anaesthetic the procedure would have to stop. If the patient was agreeable to
having more local anaesthetic he would take the syringe with the fine needle,
insert it into the subcutaneous tissue, and, using the same technique as
previously described, he would inject the local anaesthetic as he withdrew the
needle. He would then wait two or three minutes and take the artery forceps
again, insert them into the area of dissection and gently open them to see if
that caused pain. If there was a complaint of pain at that stage it would not
be possible to proceed further. If he was going to proceed further after using
the artery forceps to dissect down to the vas he would then take the Allis
forceps (a different set of forceps from the artery forceps) to grasp or
isolate the vas. He would put the Allis forceps in and close them behind the
vas itself so that he could pull a loop of vas out of the scrotum. If at that
stage there was a complaint of pain or discomfort from the patient he would
take the Allis forceps off while keeping his fingers and thumb closed to make
sure that the vas was immobilised in position. He would then ask the patient
where he experienced the discomfort as there could be referred pain in the
abdomen rather than locally in the scrotum (having warned the patient earlier
that even under local anaesthetic some patients experience abdominal
discomfort). He would then offer to inject further local anaesthetic before
proceeding further. If the injection were given he would then wait two to three
minutes to give the local anaesthetic time to work. If the patient indicated at
any stage that he did not wish to proceed with the operation then he would
stop. It was not his practice to sedate his patients in addition to giving them
a local anaesthetic and they were free, and indeed encouraged, to speak during
the operation as it helped take their mind off proceedings and relax if they
were talking. Once the vas had been pulled through the scrotal skin the sheath
of the vas was opened with the scalpel and toothed dissecting forceps were used
to hold on to the vas itself. The position of the Allis forceps was changed so
that only the vas lay within the Allis forceps. Artery forceps were taken to
clip any vessels in the sheath of the vas. He would then take his ligate clips
and apply one to the vas above the Allis forceps and one below them, isolating
approximately one and a half to two centimetres of vas. He would then take
scissors and snip through the vas above and below the Allis forceps, leaving
the ligate clips in place. He would then take a suture and suture any blood
vessels within the sheath of the vas. He would then check that haemostasis had
been secured, allow the vas and the sheath to go back into the scrotum and
apply one or two vicryl or catgut sutures to the scrotal skin and immediate
subcutaneous tissues to achieve haemostasis.
[33] The
above procedure described one half of the operation, doing one side of the
vasectomy. He habitually started on the left side, just out of habit. He might
start on the right side of a particular patient if the patient was very anxious
and he felt that it would be easier to start on the right side, or if the
patient had thick scrotal skin or a high body mass index. The total time
normally taken to perform a vasectomy was between 15 and 20 minutes, roughly
seven and
[34] Once he
had completed the vasectomy Dr Dewart would ask the patient to go into the
corner and get himself dressed. While the patient was doing that Dr Dewart
would de-scrub. He would press a buzzer and the nurse would come back into the
room. He would then go to a little table in the corner where the patient's
notes lay. On the front of the notes was the standard letter to the GP stating
that the patient had attended for vasectomy which had been carried out under
local anaesthetic, that he required to hand in a sample for semen analysis and
that no follow-up would be required other than that the sperm samples would be
checked. He would sign that letter. He would then open up the notes, inside
which would be the operation note which he would complete. He would record on
it his name, the title of the surgical procedure ("vasectomy"), the type and
volume of local anaesthetic he had drawn up, his examination of the testes and
epididymis and the procedure itself. He would then sign it. The staff nurse
would then take the completed notes away and bring the notes for the next
patient to ensure that they did not mix the notes up. Sometimes he would be
interrupted when completing his operation note, for example, by being called
away to the telephone or to see someone.
[35] Dr
Dewart explained that he first became aware that there might be a problem in
relation to the pursuer approximately 18 months after the operation, in October
or November of 1997, when a letter came from the Scottish Health Service
Central Legal Office to Anna Glasier, the Director of the clinic, indicating a
letter from the pursuer's solicitors. Dr Glasier contacted him, he went and
spoke to her and she asked him to prepare a report for the Central Legal Office
and for her. The only medical records he had at that stage consisted of a
letter he had written in May 1996 and the operation note, both of which he
read. He believed that the two issues raised
in the letter from the pursuer's solicitors related to the pursuer being in
pain following the vasectomy and the operation having proceeded with him in
pain. At that stage he thought that he could recall the pursuer. He recalled a
patient who had come through, got up on the couch, wanted to go ahead with the
operation but became unwell when the local anaesthetic was injected and the
operation could not proceed. He believed that that patient was the pursuer. He
wrote a report for Anna Glasier and the Central Legal Office, basing his
response at that stage on the basis of that belief. He did not hear anything
further until March 1998, when he was contacted, he believed again by Dr Glasier,
to be told that the records from the
[36] In
November or December of 1999 Dr Dewart was contacted by Dr Glasier, who told
him that the case notes relating to the pursuer's attendance at his GP's
surgery following his attendance at the clinic had been sent to her from the
Central Legal Office. He went into the clinic and looked at the notes, which
clearly described removal of two sutures following the pursuer's attendance at
the clinic. He then realised that the pursuer was not the patient whom he had
recalled collapsing after the injection of local anaesthetic and he immediately
contacted the Central Legal Office to apologise for the fact that the report he
had prepared in 1997 was factually incorrect because he had remembered the wrong
patient. He then wrote a further report for the Central Legal Office and for Dr
Glasier indicating the mistake he had made.
[37] On
being shown the operation note for the pursuer (7/1(3) of process, p 387) Dr
Dewart said that he had no recollection of completing it. He had written the
words "DR DEWART, 20 mls of 1% LIGNOCAINE LA" and also "PREPARED FOR
VASECTOMY". The other entries were in someone else's handwriting. What he had
written was his routine heading for such a procedure. He would have written
those words once he had completed the operation. On some occasions he might
have written the heading before the patient came in, but he always wrote the
same heading because he never actually recorded the volume of local anaesthetic
used, just the total volume that he drew up and the percentage of Lignocaine
that he used. "Prepared for vasectomy" was just the terminology he used for
"vasectomy operation". He accepted that the operation note was not complete.
Normally he would have written the above heading and the next heading would
have been "Findings", followed by the heading "Procedure". He could not recall
not having completed the operation note. Clearly he did not. Either he wrote
what he had written before the pursuer came in and then omitted to complete the
record once the pursuer had gone away or alternatively he started to write up
the note and was perhaps distracted and left the operating suite without
completing it.
[38] On
being shown his letter to Dr Lang (7/1(3) of process, p 384) dated
[39] In
relation to the allegations made against him by the pursuer, Dr Dewart said
that he would never carry on with a procedure without first ensuring that the
local anaesthetic was effective and that if the pursuer had complained of pain
when he made the incision he would have offered him further local anaesthetic.
If he had accepted the further local anaesthetic then they would have been able
to proceed to the next stage, which would have been dissection through the
subcutaneous tissues with the artery forceps. If the pursuer did not wish
further local anaesthetic then it would not have been possible to proceed
further. He would not be able to proceed if the pursuer did not wish further
local anaesthetic or unless he and the pursuer were convinced that the original
application of local anaesthetic had been effective, so that if he made an
incision and there was doubt as to whether the pursuer felt pain or simply
pressure, he would re-test the area, asking him "Is this sharp? Is this sore?",
and if the pursuer said it was not sharp or sore then he would ask his
permission and if the pursuer was agreeable he would take the artery forceps and, gently at first,
and then as one would normally do, dissect the subcutaneous tissues, asking the
pursuer "Is this sore now, is this painful?". His response to the pursuer's
allegation that he continued in the face of two, or possibly three, complaints
of pain from him was "I would never continue operating on anybody if they were
in pain". His response to the allegation that he dismissed the pursuer's
complaints of pain was "I would never dismiss anybody's complaints of pain. I
never have and I never will do."
[40] In
cross-examination Dr Dewart accepted that he was engaged in carrying out
vasectomies at the clinic from sometime in 1995 until sometime in 1999. After
each operation a standard form letter, which was on top of the file, was sent
out. If everything went smoothly he signed the letter and it was sent off. Only
one or two cases a year would not be successfully completed. During his period
at the clinic from 1995 to 1999 there were therefore a handful of cases where
the standard form letter was not sent out for patients who had not had their
operations completed. It was a relatively unusual occurrence for the procedure
not to be completed. He did a maximum of four vasectomies during each weekly
session at the clinic. When he injected local anaesthetic into the scrotal area
he was careful that he did not inject intravenously and to check on that he
would pull the needle out to see if it was drawing out blood. If he discovered
that the needle was in a vein he would not inject but take the needle out and
then re-insert it. In relation to the patient whom he mistook for the pursuer,
he was concerned, when that patient became bradycardic and felt faint
immediately after the local anaesthetic had been injected, that the Lignocaine
might have gone in intravenously, which could cause an idiosyncratic reaction
resulting in convulsions and even death. As that patient did not begin to have
convulsions or any of the other symptoms that would be associated with
intravenous Lignocaine he subsequently believed that he had not injected the
Lignocaine intravenously and concluded that he was unable to tolerate the local
anaesthetic.
[41] So far
as the pursuer was concerned, Dr Dewart accepted with the benefit of hindsight
that he had carried out an incision on him. As there were stitches and a scar
there could be no issue about that. He would not accept that, looking to the
objective evidence as to the pursuer's condition subsequent to the failed
procedure, that he must have inserted an instrument. An incision alone could
cause bruising and discomfort and would require to be sutured. He would not
necessarily have to use the artery forceps in every case because if the scrotal
skin and subcutaneous tissue were quite thin the initial incision would bring
him down onto the vas and in those
circumstances he would next use the Allis forceps, assuming the patient was
comfortable and happy for him to proceed. He did not accept that, as the
pursuer's bruising went beyond the superficial type of bruising, he must have
inserted an instrument as part of the procedure. If he made an incision alone
on thin scrotal skin it would go right the way through the skin and the
superficial layer of subcutaneous tissue so that the vas would pop out through
the skin. If that happened, and there were some blood vessels within the skin
and full haemostasis was not secured, or subsequently there was bleeding from
vessels within the skin, then that bleeding could occur within the scrotum and
result in bruising and swelling within the scrotum. An incision on the right
side of the pursuer's scrotum could therefore have caused all the bruising and
swelling that was subsequently described. He had experience of incisions in
other areas where only the incision resulted in such bruising and swelling. He
agreed, nevertheless, that the sort of damage that was seen subsequently on the
pursuer was perfectly consistent with an instrument having been inserted into
his scrotum and that he really could not say whether or not that happened.
[42] Asked
about the letter to Mr Hargreave (7/1(3) of process, p 354), he stated that he
had known Mr Hargreave only as a colleague since 1987 when he worked at the
[43] Reverting
to his letter to Mr Hargreave and the reference therein to the patient being
very tender on palpation of the testes,
Dr Dewart explained that he would still proceed with a vasectomy after
finding tenderness on palpation as such tenderness did not necessarily indicate
an underlying pathological cause. He said in the letter that he understood the
pursuer was currently on Mr Hargreave's list for bilateral orchidectomy as he
believed that he had shortly before reviewed the Western General notes which
had been sent to him by Dr Glasier.
Within the Western General notes he found the records which had been
kept at the clinic, which he had previously reviewed. His letter of 7 May 1996
to the GP would have been one of the documents which he had in front of him
when he wrote the letter to Mr Hargreave, which was part of the basis he had
for saying to Mr Hargreave that the pursuer was unable to tolerate the local
anaesthetic. He first became aware that the pursuer had ended up in the Urology
Department of the Western General when he received a call from Dr Glasier
in the autumn of 1997. He was quite certain that he had no information before
then that one of the patients he had dealt with at the clinic had ended up at
the Western General. He was then referred to a letter (7/1(3) of process, p
395) dated 30 July 1996 from Mr Tolley, Consultant Urologist at the
Western General Hospital, addressed to the doctor in charge of the clinic and
headed with the pursuer's name, which read as follows:
"I would be grateful if you
would provide me with clinical details about this man. I understand that a
vasectomy was attempted on 7 May this year, but there is no more detail
available than that. I would be grateful if you would send me a copy of your
operation note at your earliest convenience."
He had no recollection of anybody at the clinic
telling him at about that sort of time that a letter had been received in
connection with one of his patients. He would not have forgotten about it
because during his time at the clinic he never received any complaints and if
he did the first thing he would have done would have been to review the notes
and find out what was happening because he would have been concerned about the
patient.
[44] He was
then referred to a letter (7/1(3) of process, p 396) dated 30 July 2006 from Mr
Tolley to Dr Brenda Lonergan, a locum to Dr Lang at the Sighthill Health Centre
in the following terms:
"Thank you for
your note about Mr Stalker, who had an abortive vasectomy in Dean Terrace
earlier this year. Since then he has been left with pain in the right testis to
the extent that he finds it difficult to walk. .....
In the first
instance I have arranged for him to have a scrotal ultrasound to clarify the
scrotal pathology. I have also written to Dean Terrace to try and find out
exactly why the procedure was abandoned and at what stage. Once I have this
information I shall write back to you."
At the foot of the file copy
letter the following appeared in manuscript in red ink:
"3-4 ml of Anaesthesia was
given - then fainted - there was no skin incision - scrotal skin."
Dr Dewart accepted that it appeared that the above
information had been passed on to the
[45] On
being referred to the operation note (7/1(3) of process, p 387) he confirmed
that generally the procedure was that he would complete it once the patient had
been dealt with and he was waiting for the next patient to come in, but he
might well have written his name, the reference to Lignocaine and "prepared for
vasectomy" before he started the operation. He accepted that he would proceed
with the preparation for vasectomy once the patient had confirmed that he was
prepared to proceed. Generally speaking he would have written "prepared for
vasectomy" after the patient had had his vasectomy. Only in cases where he had
a few minutes spare at the beginning would he have written that in advance. He
could not say in this case whether he had written that before or after the
pursuer had had his attempted vasectomy. He accepted that he had administered a
local anaesthetic to and carried out an incision on the pursuer. These were two
matters that ought to have been recorded in the operation note. If some degree
of insertion with the forceps had taken place that also ought to have been
recorded. He would not necessarily have recorded that the patient at some point
had expressed feelings of pain and had been physically sick. If he had stopped
the procedure because the patient was in pain he would have recorded that, but
if the circumstances were different and something else had happened he would
not have recorded that. He accepted that in the pursuer's case there were some
significant omissions in the operation note. When asked to explain why, he
stated "Because I omitted to complete the operation note at the time of the
procedure". He agreed that that was grossly careless and said that he did not
know the cause of his gross carelessness. When asked if he could offer any
explanation to the court as to why he had left the pursuer's records in such a
deficient state, he offered the following three possible explanations: (1) he
started writing the operation note and then was called through to see the
pursuer if he was feeling sick or had been sick; (2) he was called away to the
telephone; or (3) he was distracted. There was only one set of notes in the
operation suite at the time of a patient having his vasectomy so it was quite
possible that, if he left the operation suite for some reason, given that he
had written the short letter which was on the front of the notes, the nurse
bringing in the next set of notes, having seen his letter on the front of the
pursuer's notes, would have taken them away to go downstairs to be typed up
while he was continuing with the next patient. If that happened and he had
omitted to complete the operation note at the time the notes were taken away,
and did not recall that he had not completed the operation note, then it would
not have been completed. The sequence would be that he would carry out the vasectomy,
and, assuming it had been successful, he would sign the standard letter on the
front of the notes, then open the notes to the page of the operation note and
complete and sign the operation note. In a case where he had to change the
standard letter (probably once every four weeks) he would take the letter off
the front of the notes, score it through, turn it over and write on the back
the information that he wanted to be typed up for the letter, after which he
would open the notes and complete and sign the operation note. In the pursuer's
case he would have written the letter to the GP before he wrote up the
operation note. The letter to the GP would have been sent to the vasectomy
administrator's office for typing and after the operating session had finished
he would have gone down to that office and signed any letters before leaving
the clinic. He would never have expected not to have completed the operation
note and he would not therefore go back to the notes at that stage. He could
not think of any other case where he had shown such gross carelessness in
writing up an operation note. He had never had a situation where an operation
note had not been completed. At
[46] In his
letter to Mr Hargreave he stated that he had reviewed the pursuer's notes for
medico-legal purposes, referring to late 1997 when he reviewed the position
with Dr Glasier, and also to the Western General notes which had just been sent
to him by Dr Glasier. When he was asked whether in the sentence of that letter
referring to "some other pathology" he was suggesting that the cause of the
pursuer's problems might not be organic, he stated that if he thought there was
a specific underlying diagnosis he would have said so. He could not at that
time see, thinking of the patient whom he thought to be the pursuer, how an
injection of local anaesthetic could have resulted in chronic bilateral
epididymo-orchitis. He was concerned that this might not be the cause of the
pain. He did not believe that he had any further discussions with Mr Hargreave
about the pursuer's case. He was not aware of the fact that in large measure
due to his intervention by way of his letter to Mr Hargreave the pursuer's
scheduled bilateral orchidectomy was cancelled and put back some months. He had
no information about the pursuer making contact with the clinic. Up until
November or December of 1999 he was proceeding on the basis that the pursuer
was somebody else. If he had not seen the GP notes he would have continued to
maintain that no incision was carried out, but he could not argue in the face
of a scar and the fact that the pursuer had had two stitches removed. He could
not imagine why the scar should be Y shaped: normally he would do a one
centimetre straight incision, or it would look straight when he was doing it.
He would require one or two sutures, depending on whether there was any bleeding
from the skin edges. He would have thought that for a Y shaped incision three
sutures would have been needed, one for each limb of the Y. Having inserted the
sutures, it was his practice to apply a dressing in the form of some loose
swabs, over which the patient would pull his supporting underpants or swimming
trunks while he was still sitting on the couch. He would make sure that the
dressing was over the area, just to stop any bleeding coming through on to the
patient's underpants. He would not have let the pursuer leave the couch if he
was still bleeding but he believed he went home on the bus and he did not know
how rigorous a journey it would have been but if he started bleeding again the
dressings should have absorbed some of the bleeding. If he had quite a lot of
bleeding (and it sounded as if he had bruising and a haematoma afterwards) then
it was possible that he bled through his dressing and his pants and possibly
his clothes as well.
[47] Dr
Dewart confirmed that as soon as he saw the GP notes after Dr Glasier had
forwarded them to him he reviewed his report and immediately contacted the
Central Legal Office to indicate that his recollection of the patient was
clearly wrong and that he had made a mistake in believing he could recall him. He
made that absolutely clear. He was then referred to the Closed Record dated
February 2003 (12 of process), in which it was averred at p 8D as follows:
"Explained and averred that the only step
which Dr Dewart took was to inject approximately three to five mls of local
anaesthetic into the scrotal skin. The pursuer felt faint and became pale and
bradycardic. It was obvious to Dr Dewart the pursuer would not be able to
tolerate a vasectomy under local anaesthetic on an out-patient basis. This view
was reinforced by the fact that the pursuer said he could still feel discomfort
despite the injection of local anaesthetic when Dr Dewart tested the area with
the needle which he had just used."
He stated again that he made it absolutely clear to
the Central Legal Office at the end of 1999 that he must have made an incision
and that that was also clear when he first met with his counsel in 2001. He did
not believe he had ever seen the Closed Record dated February 2003. That
averment was the same as the averment in the defences dated June 1999 and was
based on information he had supplied before then relating to the patient he
thought was the pursuer. He had no recollection of stating that the pursuer
could still feel discomfort despite the injection of local anaesthetic when he
tested the area with the needle he had just used. When he reviewed the notes in
October 1997 he recalled a patient who only had a local anaesthetic injected
and he thought he could recall him quite well. As a matter of general practice
he would use the needle he had just used for the local anaesthetic to do the
testing, but he had no recollection of saying that he did this with the patient
he then had in mind. He could not offer any explanation about why this positive
statement had come into the case. The pleadings in 2003 should have made clear
that the pursuer had had an incision. He was aware that the pleadings were not
changed (until
[48] Dr
Dewart accepted that in relation to the pursuer it would appear that he
departed from his normal practice to start on the left side and that that would
be unusual in itself. He would always ask the patient to lie flat on the couch
and to try to relax as much as possible, with their legs slightly separated.
Some patients would try to roll over away from him, some would bring their legs
up and some would sort of partially sit up and he had to do his best to try to
make them relax. He found that distraction by way of conversation was the most
important thing that was helpful in making them relax so that it would be
possible to carry on with the operation. Sometimes if the patient started to
roll away from him it became easier to do what came to hand first and if on
occasion the right side came to hand first and he could gently get hold of the
right side then he would do so. It did not necessarily follow from that
explanation that in the case of the pursuer there must have been some movement
on his part which moved him away from him: it could be that there was a very
thick scrotum, sometimes there could be a reflex causing the testicles to rise
up in the scrotum making it difficult to find the vas again, and sometimes it
was easier on one side than on the other. If the patient wanted to go ahead and
have his vasectomy he would be more relaxed when it came to the second side if
what was technically the easier side were done first. As he habitually started
the operation on the left side there must have been some reason, although he
could not remember what it was as he could not remember the pursuer, why he
started the operation on the pursuer's right side. The fact that he started on
the right side would not be a reason for his having had some recollection of
the pursuer as the side he started on would not have been an issue and he would
not have thought twice about it. He certainly would not have recorded it in the
operation note or anything like that. He accepted that on any view there were a
number of unusual features about the pursuer's case - he did not start on his
usual side and he carried out an incision but did not proceed with the
operation - but said he would have had no reason to remember him as an
individual. He would have shaken the pursuer's hand, wished him well and said
that he was going to contact his GP to organise a vasectomy under general
anaesthetic, in which case he would have been just one of the many patients he
had looked after during his time at the clinic. He also accepted that another
unusual factor in the pursuer's case was that he did not keep a record of what
happened, or, as he put it, "I forgot to fill in my operation note". He did not
believe he would have forgotten the pursuer if he suffered an unbearable pain
as a consequence of which he was physically sick. It would have been madness to
have embarked upon a procedure he had just started when the time remained to do
the rest of that side and the other side. He would have to do something if the
patient said he was sore. There was no way that he could possibly contemplate
going through the 15 minute procedure involved if the patient was in pain from
the first moment. He absolutely disagreed that he carried on with the pursuer's
procedure knowing that he was in pain. He was not making any assertions as to
why the pursuer had given the account he had given but he knew that he would
never cause a patient pain in the way that was described by the pursuer. He
felt a great deal of sympathy for the pursuer and what had happened to him but
he knew that he would never operate, or continue to do so, on someone who was
in pain. While he recognised that the pursuer had developed a pain syndrome and
felt sympathy in respect of that, the thought of a practitioner, whether it be
himself or anybody else, inflicting the type of pain and suffering described
made him feel unwell. He accepted that he had no recollection of what happened,
he had kept no note of what had happened and he was really relying on what he
would normally do to refute the allegations made against him. He agreed with
the general observation that as a matter of common experience on occasions we
sometimes did things that we really did not mean to do in any sinister way but
rejected the suggestion that on this occasion he pressed on with the procedure
notwithstanding the pursuer's protestations. What was being talked about was
the centre of the doctor-patient relationship, the trust that an individual put
in his doctor, and he would not betray that trust. He would not have written to
the GP that the pursuer had not been able to tolerate the administration of the
local anaesthetic unless that had seemed to him at the time to be the case.
There was an incision and thereafter the incision was stitched without the
vasectomy having been performed. There must have been some reason for that -
presumably the pursuer did not wish to proceed with the vasectomy.
[49] In
re-examination Dr Dewart was asked about the view he had expressed that the
incision alone could have caused the bruising and swelling mentioned in the
GP's note. He explained that over the years he had had one or two patients who
had developed scrotal haematomas (blood clots) and in many patients if the
scrotum was quite flaccid or relaxed it was not necessary to dissect the
subcutaneous tissues with an artery forceps. In addition, as he was principally
a gynaecologist, he frequently made minor incisions in women and bleeding from
the skin edge could cause significant bruising of the abdominal wall. In his
experience it tended to be small vessels just beneath the skin within the
immediate subcutaneous tissues that could bleed and that was why he felt that a
skin incision alone could cause a haematoma. As the scrotum was very flaccid,
if there was a blood vessel there which had not been completely sealed off by
putting in the suture, bleeding could occur internally or externally and
bruising and haematoma could form in that way and cause swelling of the
scrotum.
[50] When he
referred to seeing two or three patients per week being sick in his normal
practice he was referring to obstetric and gynaecological patients:
post-operatively it was common for patients to feel sick and vomit. In the
course of a week in 1996 he saw three or four patients at the vasectomy clinic,
20 or so gynaecology outpatients, 12 to 14 gynaecology inpatients for
operations, 12 to 14 antenatal outpatients, six to eight patients attending his
pelvic pain clinic and the patients on the ward during his ward round (possibly
a dozen different patients each week). In addition he undertook family planning
clinics at which he would see at least a dozen patients a week.
[51] On
being referred again to his letter to Mr Hargreave, he stated that that he did
not know why the pursuer's bilateral orchidectomy scheduled for early 1998 had
been cancelled, and that to find out why it would be necessary to ask Mr
Hargreave.
(vi) Professor Anna Glasier
[52] Professor
Glasier, a witness for the defenders, had been Director of the clinic since
June 1990. She was a gynaecologist and had never herself performed a vasectomy.
She explained that the clinic provided a sexual reproduction health service for
the whole of Lothian. It had 40,000 patients and 600 vasectomies a year were
performed in it. There were three sessions a week for vasectomies. Normally
four vasectomies were done at a session, which lasted about one and a half
hours. Patients arrived at 20 minute intervals. In 1996 advance counselling was
provided for vasectomy patients. They were provided with a leaflet containing
information and attended a counselling visit with one of the staff of the
clinic (not the surgeon). The vasectomy counselling sheet (7/1(3) of process, p
388) showed that the pursuer and his wife had been counselled by Dr Anne
Moorhead on
[53] As
director of the clinic Professor Glasier got involved with all complaints. A
letter about the pursuer dated
"I should be grateful if you
would provide me with clinical details about this man. I understand that
vasectomy was attempted on 7 May this year but there is no more detail
available than that. I would be grateful if you would send me a copy of your
operation note at your earliest convenience."
Professor Glasier could not say if she dealt with that
letter. Dr Elizabeth Barden, the Senior Clinical Medical officer, dealt with
the Vasectomy Service, so it was probably dealt with by her. Professor Glasier
was then referred to a reply dated
"Thank you for your enquiry
about this patient who attended Dean Terrace for vasectomy on
I am sending you copies of
our case records, the consent form and a copy of Dr Dewart's letter to Dr
Lang."
Professor Glasier did not know if Dr Barden had at
this stage told Dr Dewart about the approach from Mr Tolley. Dr Barden was a
pretty obsessional doctor and she thought that if she had been in touch with Dr
Dewart she would have recorded that in the notes. Professor Glasier recalled a
complaint from somebody, but could not remember the tenor of it without seeing
the letter. She would have spoken to Dr Dewart about it but could not
remember what was said. As at
[54] In
cross-examination Professor Glasier was referred to a manuscript note (7/1(3)
of process, p 395) referring to the pursuer and Dr Dewart and mentioning "Anna
- Dean Terr". Her response was that she had never seen the note before, it
meant absolutely nothing to her, she did not know where it came from and she
did not recognise the writing. The statement in the operation note "See letter
- For GA" related to Dr Dewart's letter of
[55] So far
as the procedure for vasectomies was concerned, they were done in the treatment
room on the top floor of the clinic. The surgeon worked with a nurse, who
prepared the items. The surgeon carried out the procedure alone with the
patient. He would put the scalpel down to pick up another instrument for the
vasectomy.
[56] In
re-examination Professor Glasier was asked about the phrase "Having reviewed
his notes for medico-legal purposes" in Dr Dewart's letter of 13 March 1998 to
Mr Hargreave and explained that he must have been referring to the Western
General Hospital notes as she first received the GP notes in November 1999 and
then passed them to Dr Dewart. The manuscript note to which she was referred in
cross-examination definitely did not come from the clinic notes as she had the
originals at the clinic and that document was definitely not among them.
The evidence
of injury to the pursuer
[57] The
case for the pursuer is that he has suffered from neuropathic pain due to a
nerve injury caused by Dr Dewart's insertion of an instrument into his
scrotum. On this issue a body of
evidence was led from the pursuer and medical witnesses which I now turn to consider.
The medical evidence includes evidence about the procedure to be adopted by a
surgeon carrying out a vasectomy under local anaesthetic.
(i) Dr Murray
[58] Dr
Carmichael, a witness for the pursuer, was a Fellow of the Royal College of
Anaesthetists. He had retired from the National Health Service in March 2004
and was in private practice at the
[59] Dr
Carmichael saw and examined the pursuer in February 2001 and on
[60] When Dr
Carmichael examined the area where the pursuer indicated there was pain there
was nothing to see - no changes in colour or temperature. No abnormality was
obvious until the area was touched, when the pursuer felt considerable pain
over the scrotum, the lower aspect of the penis and into his groins. Following
the examination, when Dr Carmichael had been as gentle as he could have been,
the pursuer complained of increasingly severe pain and eventually sat with his
head in his hands, sweating and gasping, saying that that was what he had
expected. This was something which was seen in the condition known as
allodynia, which was a part of neuropathic pain. Light touch should not
normally cause pain, but where there was hyperalgesia pain seemed to be caused
by gentle stroking or brushing of the skin. There was a delay in the pain being
caused and it built up over a period of a few minutes to produce an intense
pain, which the pursuer demonstrated quite effectively. It seemed very apparent
to Dr Carmichael from the pursuer's symptoms that he demonstrated that there
was a change in the pain processing, that there was a hypersensitivity of the
sensory nerves going to the spinal cord. Within the spinal cord there was a
processing system which could reduce or increase sensitivity and it was well known
that following minor nerve injuries it could be greatly increased so that not
only a small painful stimulus but also a non-painful stimulus could cause pain
as well. The pursuer seemed to fit in exactly with this symptom. It seemed to
Dr Carmichael that the pursuer's reaction was genuine and it was his
opinion that the pursuer suffered from an organic pain.
[61] On the
assumption that the pursuer's account of what happened at the clinic on 7 May
1996 was correct, Dr Carmichael stated that he would have expected, if the
local anaesthetic had been working, that the pursuer would not have felt any
more than pressure or pulling or pushing of the tissues, but if the pursuer
"felt it sharp" he would expect that the local anaesthetic was not working at
that time. The description of an incision which gave rise to some sensation of
pain and then went away was very much a credible account of what one might feel
with such an incision. Quite often the pain, even from quite major injuries,
could go away for a period as the body had the capacity to switch off. When Dr
Carmichael himself gave a local anaesthetic he normally tested to see that it
had worked by touching the area with a needle, scalpel or sharp object and
asking "Is this dead?" before proceeding. It was also important to know how big
an incision was going to be made to ensure that the anaesthetic had spread
evenly to all the area that you are going to be working on because if you only
did half of it and extended the incision beyond the anaesthetised area the
patient would then receive a full painful impulse. If the pursuer felt
unbearable pain upon the insertion of an instrument into his scrotum the local
anaesthetic had not been effective in the area in which the instrument was
inserted. The neuropathic pain that the pursuer subsequently complained of was
frequently seen following a minor injury with pain of this sort. It could be
reproduced in animal experimental work in laboratories by stimulating pain
nerve fibres and making recordings from the spinal cord which show that an
initial severe pain is received by the neurons within the spinal cord which
then change in a way to make them more receptive to further painful stimuli.
This was originally known as pain wind-up. There were changes in the sensitivity
of small interneurons and a release of various chemical neuropeptides within
the spinal cord and changes within the cells of these neurons so that the
spinal cord then became more receptive to pain. It had also been shown that
these changes did not remain isolated to the one nerve pathway that had been
stimulated but could span to different somatic levels above and below, as well
as spreading to the contra-lateral side to affect the nerves on the opposite
side with paired argons, so that a severe pain through one nerve pathway could
produce these changes (as far as was known, normally). In the majority of
people the symptoms settled down over a few hours or days and did not turn into
chronic pain, but with some people (and animals also) prolonged or chronic pain
could be the result of this pain stimulus. Whatever it was in the surgical
procedure which caused the sharp, severe pain which produced effects on the
sympathetic nervous system (including sweating and bradycardia) would have been
the trigger which caused this long-term pain and hypersensitivity of the nerves
in that area which the pursuer now experienced. A sharp, strong pain stimulus -
it need not be a severe pain - seemed to be sufficient to cause this state of
affairs to occur. There was no real answer to the question why in some people
the result was chronic pain. Some people had had a long history of sensitivity
to pain and there could be psychological reasons, known as somatisation, in
which people could dwell on an area which has been painful and create this
pain. In a case of somatisation usually the patient had other symptoms, such as
a long history since childhood of going to the doctor complaining of various
pains which were out of proportion to the signs that the doctor had recorded.
There was certainly nothing in the pursuer's notes to suggest that he was
someone who suffered from that condition. He did not know why this should
happen in someone who was apparently normal beforehand.
[62] Neuropathic
pain was pain generated within the pain sensory pathway from the periphery
nerve endings to the spinal cord, processing in the spinal cord to the further
projections, to the thalamus and cortex and descending inhibitory pathways,
which would normally obtund unnecessary pain. Something had gone wrong
somewhere within this very complex system which allowed the pain, which had
been generated within the nerves, to continue. Allodynia was a symptom of
neuropathic (or, more correctly, neurogenic) pain in that it was pain caused by
a non-painful stimulus to the area. In the case of the pursuer there was a
history of small painful injury followed by continuing pain, followed by
evidence of neurogenic pain, allodynia and hypersensitivity of the area
spreading to the other side. There was no known treatment for the chronic
condition. Various treatments were aimed at alleviating the symptoms, but he
did not expect that there would be any recovery or cure for the underlying
condition. It had obviously been the opinion of a very experienced urologist
that a double orchidectomy might have been helpful in the pursuer's case, but
he could not give any other opinion. In relation to the evidence that on 7 May
1996 the right side of the pursuer's scrotum was seen to be black and there was
haematoma and swelling, he explained that in the normal case bruising did not
cause this type of pain but a pressure type of pain on the nerve endings which
normally settled down within a day or two. None of the experienced hospital
consultants who had dealt with the pursuer's case had expressed the opinion
that his pain complaints were not genuine: all felt that he was suffering from
an organic condition, and there was no suggestion whatsoever that it was
something which was psychological or invented.
[63] On p 4
of his report (6/10 of process) Dr Carmichael stated as follows:
"Post vasectomy pain has
been reported to have a 10 to 30% incidence. Usually this settles down within
three months but in some cases may become chronic. It is deemed to be
associated with cutting of the Vas Deferens. Mr Stalker did not have this
done at the initial procedure and his pain seems to be associated with the
scrotal incision."
He explained that by "the scrotal incision" he meant
the incision through the scrotal wall, which was in two parts: (1) the skin
incision with the scalpel; and (2) the blunt dissection through the
subcutaneous tissues to go through the scrotal wall to get down to the vas
deferens. For the triggering event for the continuing pain one had to look to
see where the sharp pain had occurred in the course of the procedure. In his
report he went on to state as follows:
"If the incision had been
made into a non-anaesthetised area pain and nausea, as experienced by Mr
Stalker, would have occurred. It is well recognised, and supported by animal
experimentation, that strong stimulation of peripheral pain nerves can cause
changes in their connections within the spinal cord and other areas of the
afferent pain pathways. This can lead to spontaneous firing of pain nerve
fibres, causing pain sensations, and can also produce a raised sensitivity so
that light touch is felt as pain. These changes in sensitivity can spread to
adjacent somatic levels and thereby increase the level of pain beyond the
bounds of the initial injury.
Mr Stalker exhibits symptoms
of neuropathic pain resulting from these physiological changes. He suffers
severe pain, after rubbing or touching the affected area, which builds up for a
period following gentle stimulation. It is eased by anticonvulsant drugs more
effectively than morphine and has not been relieved by orchidectomy. His later
bladder problems may be related to the existing neuropathic hypersensitivity or
the subsequent surgery, which was carried out as treatment for his earlier
symptoms."
His prognosis was that there was no realistic
expectation that there would be any spontaneous remission of the pursuer's
symptoms and that he would continue to be disabled, unable to carry out any
form of remunerative employment and would require support in his daily living requirements.
[64] Dr
Carmichael was then referred to a report (7/4 of process) by Dr Gavin McCallum,
a consultant in anaesthesia and pain management at the Southern General
Hospital, Glasgow addressed to the Central Legal Office. In that report Dr
McCallum stated that he saw the pursuer at the Southern General Hospital on
"The underlying mechanism of
post-surgical allodynic pain syndromes is reasonably well understood
theoretically. The pain can arise as a number of changes at the peripheral or
sensing areas of the skin, how it is processed within the spinal cords,
specifically the dorsal horn, and how it is transmitted and processed within
the higher centres of the brain, including how it is influenced by the limbic
system inputs around the thalamus and cortical centres. The most important
changes in this man's case are certainly the presence of allodynia. Allodynia
is the neurological change that results in a previously non-painful stimulus
becoming intensely painful. This can occur peripherally as a result of injury
to the nerve endings at the site of the surgery with an overgrowth of the cut
ends of the nerves or an increase in the number of receptors or change in
receptor types of the peripheral nerves. This would be known as peripheral
allodynia. This can exist in isolation or with central allodynia.
Central allodynia is where
the alteration occurs in the dorsal horn of the spinal cord where normal inputs
from the peripheral nerves are magnified or changed in nature by an alteration
in the inter-neurones within the dorsal horn, usually in levels 1 and 2 of the
dorsal horn. This can occur as a result of changes of receptors, of receptor
sensitivity, of neurotransmittors or by the new growth of nerve endings or the
growth into the sensory area of nerves from the lateral or sympathetic horn.
The stimulus for these changes can be anything from a very, very minor injury
such as a foreign body penetration, right through to fractured bone or
significant burn. It is likely that it takes a combination of genetic predisposition
and environmental incident to produce a pain syndrome like this. Once it has
occurred it can be very, very difficult to return the changes particularly in
the dorsal horn back to normal. It becomes more difficult over time. It may be
in terms of triggering Mr Stalker's particular case that his dorsal horn was
set up to change from a normal physiological state to a pathological state by
pre-existing anxiety or anticipation of pain. The particular trigger could
easily have been a single non-anaesthetised surgical incision. However, I would
suggest that it is very unlikely that the pre-operative examination, the
infiltration of the local anaesthetic or the identification of the vas were the
causes."
Dr Carmichael agreed with the above passages, subject
to the following qualifications or exceptions. There was no evidence that
people were genetically predisposed to an allodynic condition: it was merely a
theory. The mention of the dorsal horn being set up to change by pre-existing
anxiety or anticipation of pain was again a theory. When asked whether he was
particularly nervous the pursuer had replied "Well, not really". The pursuer
had chosen to have the operation, had gone voluntarily to the clinic and, as
far as Dr Carmichael could make out, was no more nervous than any chap who was
going to go and have this procedure carried out. As far as he understood the
pursuer was not particularly apprehensive.
[65] Dr
Carmichael was next asked to consider Dr Dewart's operation note and his letter
to the pursuer's GP. As an anaesthetist his understanding of the sentence "He
was not able to tolerate the administration of the local anaesthetic" was that
the pursuer had a reaction to the local anaesthetic, either an allergic
reaction or he felt unwell because of it. He would assume the sentence meant
the local anaesthetic was administered, but he had had patients who had refused
to allow him to put the needle in, and he thought that would cover that
sentence. He was then referred to Dr Dewart's letter of
[66] In
cross-examination Dr Carmichael said that he knew of no independent objective
way of determining whether the pursuer's pain reaction was a reaction to some
electrical process going on within the body or a reaction pre-programmed by an
anticipation of pain. When he carried out palpation on the pursuer there was no
distraction on the pursuer's part and the pursuer was aware of what he was
doing. He agreed that while there may be organic pain present in the pursuer's
case there might also be some psychological overlay, but he would defer to a
psychiatrist or a psychologist in relation to that. He himself had never
carried out a vasectomy but he had been present when a vasectomy had been
carried out under general anaesthetic. He did not think that the speed of the
incision made any difference to whether you test that the local anaesthetic is
working. He would consider it a sufficient test to check that the local
anaesthetic was working to touch the area where the decision was about to be
made with an instrument while watching the patient's reaction and asking him
"Is that ok? Is that sore?". In his experience what happened was that the
surgeon incised the skin using one knife, put it aside because it was likely to
have been contaminated by skin bacteria, and then proceeded to the subcutaneous
tissues with either a second knife or using forceps to do blunt dissection to
open up the pathway to the tissues that he was aiming to treat. If the vas was
histologically normal at the time of the bilateral orchidectomy that meant that
there had been no damage done to it or it had healed. A strong pain was a
sufficient stimulus to set off the processes which he described in his report.
The incidence of post vasectomy pain to which he referred in his report
referred only to the situation where the vas had been cut. If under a general
anaesthetic no sufficient analgesia, powerful opioids or local anaesthetic
block were given, that could cause post-operative pain in many types of minor
procedure, not just in vasectomies. Someone could suffer from peripheral allodynia
who had surgery under anaesthesia which had worked but who had undergone some
sort of nerve damage in the course of the surgery and suffered pain afterwards.
He agreed with Dr McCallum that the trigger for pain in the pursuer's case
could easily have been a single, non-anaesthetised surgical incision. It seemed
to him that this was the triggering mechanism which caused it.
[67] Dr
Carmichael confirmed that the pursuer was not meant to take more than eight
Oromorph sachets a day, but had said he quite often took 20 to 30 a day and
sometimes up to 40. The Oromorph topped up the pain relief from the Fentanyl
patches. It was quite common for the pain to settle down within ten minutes or
so of taking Oromorph. The prognosis for the pursuer was really quite bleak,
although he had recently benefited to some degree from the EMLA cream. Sodium
channel blockade drugs (recommended by Dr McCallum) were similar to Lignocaine
and were regarded as "third line" drugs in the treatment of pain. A group in
[68] On
being referred again to Dr McCallum's report (7/4 of process) he said that
there were nerve endings in which the stimulus to pain was felt within the cutaneous
and subcutaneous layers of the skin. It followed that the skin was where a
sharp, very localised sensation was most likely to be felt and a pain of a
sharp or defined nature was more likely to be felt as a result of a cut at skin
level rather than a dissection into subcutaneous tissue. If an individual
described sharp pain it was more likely that he was feeling it at skin level.
There were nerve endings within the subcutaneous tissues, so if the pursuer
described such a pain it would be a combination of pain at skin level and in
the subcutaneous tissue. It could also be that the pain was being felt at skin
level. He would not entirely agree that the most likely first trigger for pain
on the pursuer's account was the incision in that the incision with a very
sharp instrument cut through very few nerve endings. When the surgeon applied
forceps he stretched open the skin incision, thereby stimulating further nerve
endings. The traction on the skin by opening up the incision was probably much
more painful than the actual fine nick with a sharp scalpel. He thought that
pain caused by the stretching process could possibly be described as a
different sort of pain from a cutting pain, but it was difficult for someone
undergoing pain actually to give different explanations. He did not agree that
if an individual described a sharp pain it was more likely to be felt in the
skin than in the stretching process as the pain on stretching could be
described as sharp. If the pursuer could see Dr Dewart cutting with a scalpel
when he first felt pain it could well be correct that the cutting with the
scalpel was the first trigger for pain.
[69] Dr
Carmichael had no recollection of the pursuer having said to him in 2001 or
2002 that during the procedure he had felt pain in his testicle on injection.
Quite often the layman referred to the scrotum and its contents as the testicle
and it was necessary to prise out exactly what was meant. The pursuer did not
say to him that he lost consciousness at the end of the procedure. If the
pursuer said that he felt pain in his testicle on injection and on incision and
that he might also have lost consciousness that would not alter his opinion.
Pain in the testis itself was not suggested to him by the pursuer and was not
mentioned in any of his case notes. He would think that, if the pursuer
mentioned the testicle, he meant the scrotum.
[70] An
alternative version of events was then put to Dr Carmichael. It was that Dr Dewart
had tested in the way described above that the local anaesthetic had worked,
got no response to that test, made the incision and went no further on the
pursuer complaining of pain. Dr Carmichael agreed that in those circumstances
the incision could have been the cause of the neuropathic pain. If the pursuer
did not respond to the question asked of him he thought that would seem a
little strange in the intimate situation that was going on. If the pursuer did
not respond he would have expected the surgeon to check again to be quite sure
that he did not feel anything. If the patient felt pain on the incision of his
skin then it was not totally anaesthetised or the incision had been made into
un-anaesthetised skin further away from the area which was anaesthetised.
[71] Another
scenario was then put to Dr Carmichael. It was that after the complaint of pain
on initial incision the surgeon injected further local anaesthesia, waited for
two or three minutes, tested to see whether it had worked and proceeded into the scrotum with a long
instrument, at which point further pain ensued and the procedure was stopped.
He was asked whether the incision was still the likely trigger for the
neuropathic pain, it having been the cause of the first complaint of pain. His
response was that the neuropathic pain was caused by stimulation and possible
partial damage to pain nerve fibres and he would think it would be impossible
to say whether it was the initial incision or the deeper incision which had
caused it. It was very difficult to distinguish between two pain-producing
stimuli. It was possible that the pursuer might not have responded to the test
for local anaesthetic in any adverse way but might still have felt pain on the
incision. He agreed that the proper course of action for the surgeon to take on
a complaint of pain being made was to stop and offer further local anaesthetic.
Thereafter, having administered further local anaesthetic, the surgeon should
not proceed further until he had tested that the local anaesthetic had worked.
He agreed that it would be highly unusual for any doctor to proceed with
surgery in the face of a complaint of pain, and even more unusual to proceed in
the face of two or possibly three complaints of pain. It would be very
difficult to see what would be the motivation in so continuing: it would be against
the doctor's Hippocratic oath. He accepted that to continue in such a way would
be the action of an uncaring and unsympathetic man, or even of a harsh or
arrogant man.
[72] Dr
Carmichael was then referred to the statement made by the pursuer to his GP
that cannabis took away 80% of his pain and was asked if that meant that 80% of
his pain was in his mind. His answer was
as follows:
"I think that statement is
quite incorrect with Mr Stalker. We deal with a lot of patients who have
significant psychological overlay, and it becomes quite apparent in their
reaction to certain stimulus (sic) that
they are very much overplaying the pain symptoms. I did not get the impression
with Mr Stalker that the psychological overlay was as much as 80%, maybe about
20%, which is normal, any of us would, who has suffered severe pain. The
anxiety about further pain is sufficient to cause this."
At meetings in 2002 of the multi-disciplinary pain
group at the
[73] In
re-examination Dr Carmichael accepted that the pursuer's therapies could have
been improved as suggested by Dr McCallum. He did not think sodium channel
blockers would be appropriate. The pursuer was getting small improvements in
his symptoms but there was no treatment which would cure the underlying
condition. It might be possible to vary his medication to give him some amount
of relief. The EMLA cream which he had been using contained Lignocaine, the
anaesthetic used on
[74] Dr
Carmichael went on to explain that in carrying out the blunt dissection a
surgeon was parting the tissues, pulling them apart and also stretching the
skin incision. If at the time of the initial incision the pursuer felt a
scratch-like pain which came and went and during the insertion he felt the
sharp pain previously described, then it was Dr Carmichael's opinion that it
was the second pain which triggered off the response because it seemed to have
set off the generalised response in the pursuer. He took that view because
stretching the nerves and pulling and tearing the smaller nerve endings was
usually the much more severe pain than that caused by merely cutting through
the tissues with a sharp scalpel. He thought it highly unlikely that if the
pursuer had had an incision and no more and simply a scratch-like pain that
came and went that that would have brought about his subsequent condition. He felt
that if the pursuer had just had a little cut he would not have had the
bruising in the scrotum, which indicated to him that there had been bleeding in
the subcutaneous tissues which had spread round the wall of the scrotum,
something more likely to be associated with some form of insertion during which
the tissues were being moved apart. The bruising confirmed to him that there
had been deeper penetration through the scrotal wall than purely a skin nick.
If there were an incision and subsequent insertion of an instrument, both
causing pain, it was very difficult to separate the two events. The symptom of
pain was due to stimulating the pain nerve endings or stretching or damaging
the tissues in which they existed, and somewhere in the approach through the
scrotal wall there was damage to nerve endings. It was unlikely that it would
be from the scalpel on the skin: it was much more likely from the deeper blunt
dissection and the stretching it would have caused. The initial pain seemed to
have been very short-lived and the deeper pain sounded much more like damage to
nerves. On the hypothesis that there were two similar sharp pains from incision
and insertion of an instrument he certainly could not tell which event caused
the neuropathic pain. One could theorise that the first pain had prepared the
pain pathways and the second pain coming shortly afterwards had caused it, but
it was for a neuro-physiologist to discuss this. It was his understanding that,
on the foregoing hypothesis, the second pain would have made a material
contribution to the pain that the pursuer suffered, but he could not positively
say. On the assumption that the incision caused a scratch-like pain that came
and went and the insertion caused a sharp pain, it was his view as a clinician that
it was the second pain which led to the subsequent neuropathy.
(ii) Mr Samuel McClinton
[75] Mr
McClinton, a witness for the pursuer, was a consultant urological surgeon at
Aberdeen Royal Infirmary and had been since 1993. Apart from his basic medical
degrees, which he acquired in 1980, he held the qualifications of FRCS Ireland
(1986), MD (1983) and FRCS Edinburgh (1995). He provided general urological
surgery for the Grampian area and lectured to undergraduate and post-graduate
medical students at
[76] Mr
McClinton explained that there were a number of ways of doing a vasectomy. The
first stage was to isolate the vas deferens and the second stage was to remove
a section of it. The operation could be done under local or general anaesthetic
and by making one incision or two incisions in the scrotum. He went on to
describe the procedure for carrying out a vasectomy under local anaesthetic.
The patient was on an operating table covered with a gown and prepared with
some washing material. The surgeon then manipulated the vas up to the skin, so
that it sat just underneath the skin. He then inserted local anaesthetic to
freeze the skin, the tissues under the skin and the tissues around the vas
itself. There were a variety of local anaesthetics that were used, including
Lignocaine, of which three to five mls on each side were normally used. The
surgeon then waited for a minute or two for the local anaesthetic to take
effect, then tested the site where he was going to make an incision to make
sure that the patient had no pain sensation. The surgeon would usually warn the
patient that he would be aware the surgeon was working in that area, that he
would feel movement from touch, but that he should not feel any pain. Once the
surgeon was satisfied by the test that he could proceed, he then made an
incision, but as he did so he watched the patient to make sure that patient was
not feeling any pain. The incision would usually be made directly over the vas,
which had been manipulated up to the skin. Most surgeons used a scalpel to make
the incision, but there was a no scalpel technique in which a sharp instrument
was used. Once the incision had been made the surgeon then spread the tissues to
get down to the vas and grasped the vas to bring it out through the incision.
The spreading of the tissues was usually done with forceps. Some surgeons cut
right down until they got to the vas. The vas was grasped with a special
instrument like a little hook that went round the back of it so that the
surgeon could pull it up. There were usually other tissues surrounding the vas
that the surgeon needed to clear from the vas either by the use of forceps or
by cutting to excise the tissues off the vas. The vas was then divided and the
ends tied, for which process a variety of techniques was available. Once the
surgeon was satisfied that the two ends were not going to join again he dropped
them back in and closed the incision by means of one or two stitches just to
the skin. The surgeon would then apply to the incision a spray-on dressing that
protected the wound for 24 hours. The stitching helped to stop any blood flow
from the wound: you could still get some bleeding, but it was usually minimal,
usually not much at all. If everything went smoothly the procedure normally
took 10 to 15 minutes.
[77] Mr
McClinton was then referred to the GP's note for
[78] Mr
McClinton was then referred to Dr Dewart's letter (7/1 of process, p 354) of
[79] In
cross-examination Mr McClinton agreed with the proposition that it was
difficult to understand why, if the surgeon who performed the procedure drew up
20 mls of Lignocaine in advance, he would not use it if he required it. He
agreed that it would be really quite extraordinary if it was not used on a
complaint of pain being made. The whole procedure took 10 to 15 minutes (about
seven minutes on each side), depending on the surgeon's experience: some
surgeons were quicker at operating than others. The most time-consuming part of
the procedure was the administration of the local anaesthetic and waiting for
it to work. The actual incision and surgery on the vas itself took about two or
three minutes on each side. The initial incision was only about a centimetre.
He always taught his trainees to look at the patient to make sure he was not
feeling anything at the start of the incision. After the incision was made
normally a different instrument, something like an artery forceps, was used to
dissect through the subcutaneous tissue to the vas. The instruments which were
going to be used for the operation would have been laid out by the scrub nurse
in advance. He normally had a nurse with him as he did all his vasectomies in a
hospital setting and once he made the incision he laid down the knife which the
nurse took away before giving him a forceps, which he then inserted. He
presumed that if there were no nurse the surgeon would just lay down the
scalpel himself and pick up the forceps himself. The vast majority, 90%, of the
vasectomies which he carried out were carried out under local anaesthetic. He
agreed that if there was no nurse present at the pursuer's operation it was
perhaps obvious that the surgeon himself would lay down the scalpel, pick up
the forceps and proceed to dissection, all of which was done relatively
quickly. If at any stage after the incision the patient made a complaint of
pain there would be a reaction time before the surgeon could react to it. The
dissection of subcutaneous material after the incision was dissection through
an area that was really only millimetres in depth. If it was the pursuer's
final position that all he felt was one straight cut, it was most likely that
he was describing the initial incision. It was possible that a patient, if not
warned in advance, might interpret the touch, pressure and pulling after the
administration of the local anaesthetic as indicating that it was not working.
Quite often a patient described feeling something and the surgeon could then
ask what he was feeling. A patient under local anaesthetic always had a
sensation that something was going on.
(iii) Dr Ian Tierney
[80] Dr
Tierney, a clinical psychologist, was called as a witness for the pursuer. His
expertise was in adult clinical psychology. He explained that pain disorder
consisted of gross behaviour not related to organic symptoms (if any), that it
subsumed everything and could overlie organic pain.
[81] Dr
Tierney had seen and examined the pursuer on three occasions - in April 2000,
July 2003 and January 2005. He spoke to the three reports (6/1, 6/2 and 6/9 of
process) which he had produced following those examinations. On the first
occasion that he saw the pursuer he felt that he was suffering from pain
disorder (F45.4, DSM IV) and that he was not malingering or consciously
exaggerating his pain. He was continually gasping and moving about and all his
remarks were premised on pain. His inability to focus on anything other than
his pain was an expression of pain disorder. There was a big mismatch between
his physical presentation and his psychological distress. The one thing he was
quite clear about was his anger and resentment towards the surgeon: he had not
been believed at the time and his complaint of pain had been dismissed. He felt
about as helpless as he could get. Dr Tierney thought then that the
pursuer's condition consisted of 80% organic pain and 20% pain disorder. When
he saw the pursuer again in July 2003 he felt that there were more clinical
symptoms of depression than previously but there had not really been any change
in his condition. There was a persisting pain disorder with a concurrent
depressive disorder, which he categorised as mild to moderate. The pursuer was
then complaining of poor memory. When he saw the pursuer for the third time in
January 2005 his pain behaviour was the same but it reduced if he was taken up
with some other topic. The causes of his then emotional state were anger and
resentment at not having been believed by the medical profession, that is, by
the surgeon who conducted the operation and afterwards. He felt that his
complaints of pain had not been addressed seriously, but he had respect for Mr
Hargreave. The prognosis for the pursuer remained poor.
[82] In
cross-examination Dr Tierney, under reference to the pursuer's behaviour at the
first examination, explained that "punctuation behaviour" involved a shift of
attention from the pain when distracted. The pursuer had exhibited the same
behaviour to Dr Carson, Consultant Neuropsychiatrist, on
[83] Dr
Tierney agreed that it was important to take the history for a medico-legal
report: he took handwritten notes and noted accurately what was said. In his
first report he had noted that the pursuer had told him that in the course of
the operation "he experienced a very sharp pain in his right testis". He would
not have noted that if the pursuer had used the word "scrotum". In his second
report (6/2, p 3) he had noted "He is in pain every day in the groin area, more
to the right hand side than the left."
That was what the pursuer had told him. On each occasion the pursuer
told him of a number of family problems, much more on the last occasion than on
the previous two.
In the Hermandflat Hospital records (7/2(2) of
process, p120) the entry for 11 February 2002 stated that the pursuer and
his wife felt that stress at home triggered or heightened his experience of
pain and this then caused a lowering in his mood. An entry in the same records
(at p 125) for 11 June 2002 described the pursuer as "insightful in that
stresses at home, i e application for housing, daughter with ADHD and wife's
physical and mental health problems are having a large impact in maintaining
his depression". The entry for 5 August 2002 (at p 127) described him as "relaxed, reactive and
spontaneous in conversation" and stated that he described having had a good
week the previous week. In a letter dated 17 June 2004 Dr Cullen, Consultant
Anaesthetist at the Lothian Chronic Pain Service, stated that the pursuer had
attended there on a regular basis between April 2000 and October 2001 and
continued:
"During the period that Mr
Stalker attended the Pain Clinic his condition, if anything, worsened. He made
at least two suicide attempts and as time progressed it became clear to our
psychologist that there were a large number of complex family psychiatric
problems going on at the same time. It was felt that many of these issues were
related to Mr Stalker's pain. Ultimately Mr Stalker refused to visit this
clinic and refused to consider further psychological intervention since he felt
that we were not helping him and I have to say that I agree with his
assessment. The joint team's view (and this included Liaison Psychiatry) was
that the whole family situation is so complex that it really needed community
involvement rather than individual involvement from a single service."
Dr Tierney said that the Stalkers were not short of
their problems and difficulties. The pursuer had told him that his wife's ill
health bothered him most. The pursuer was totally absorbed in his pain, so that
the extent to which he was affected by other events was questionable. One
interpretation was that he had continually sought to downplay the importance of
family difficulties. He had not told Dr Tierney of an assault on a family
member in August 2001 and Dr Tierney had been under the impression that the
event was historic.
[84] Dr
Tierney assumed that the pursuer had been truthful at their first meeting when
he had told him about events at the operation. His account was recorded by Dr Tierney
as follows (6/1 of process, p 2):
"On the day in question Mr
Stalker attended the clinic at 18 Dean Terrace where he was prepared for the
operation. He was given an injection of local anaesthetic and, in Mr Stalker's
opinion, the operation began before this had any effect. He told the surgeon as
soon as he began to cut tissue that he, Mr Stalker, could feel the
incision and was in pain. He was told that couldn't be right because he had a
local anaesthetic. Mr Stalker felt the operation proceed and in particular he
could feel a long metal object like scissors inside him. He was very concerned
by the sensation and just at that moment he felt a very sharp pain in his right
testis. He reports that he sat up very sharply and told the surgeon to stop,
that he was going to be sick. The surgeon stopped the operation, stitched the
incision and Mr Stalker left."
Dr Tierney said it would be unusual if the pursuer
gave a different version of events at the operation to a psychiatrist whom he
had previously seen. The pursuer's anger and resentment were due to his not
being listened to and his complaints of pain not being taken seriously, but his
anger was not directed against Mr Hargreave.
[85] In
re-examination Dr Tierney stated that the operation was the trigger for the
pursuer's anger. He had seen the letter from the surgeon denying that any
incision had been made. His diagnosis was one of pain disorder. Because of
problems at home the pursuer felt the pain worse. Everything he complained
about was all brought back to the pain he was suffering. Dr Tierney came to the
view that the pursuer was not malingering or exaggerating. He agreed that
distraction took the pursuer's attention off his pain.
(iv) Dr Alan Gordon
[86] Dr
Gordon was called as a witness for the defenders. He had been the pursuer's GP
in
[87] Dr
Gordon thought that the pursuer certainly had an unusual presentation of pain
(grimacing), which did not seem to match the pain he was in. He mentioned two
situations. On one occasion he saw the pursuer 10 to 15 yards from his surgery
adopting a very abnormal walk due to pain. When he left the surgery his walk
was not normal but it was considerably better than when he had walked towards
it. Dr Gordon said he would not have made that observation without being very
sure about it. On another occasion when he examined the pursuer at home he was
very tender at the scrotum, but when he was distracted the tenderness seemed to
go. That was a significant observation which he mentioned in his letter of
referral of
[88] On
[89] In
cross-examination Dr Gordon stated that he did not diagnose any definite depressive
disorder in the pursuer. He would have had some input in the diagnosis of pain
disorder, but he regarded that as more the territory of a consultant
psychiatrist. In deciding whether to have the operation the pursuer's concern
was the pain he had. Throughout his dealings with the pursuer he was dealing
mainly with pain. He was pretty sure the pursuer had said he had collapsed
during the vasectomy. This was at variance with what Dr Dewart had said to Dr
Lang in his operation letter of
(v) Dr Gavin McCallum
[90] Dr
McCallum, a witness for the defenders, had been a consultant anaesthetist with
special interest in pain management at the Southern General Hospital, Glasgow
since May 1997. He held the Diploma of the Royal College of Obstetricians and
Gynaecologists and was a Fellow of the Faculty of Anaesthetists of the Royal
College of Surgeons in
[91] Dr
McCallum saw and examined the pursuer at the Southern General Hospital, Glasgow
on
"The history he gave was
that 8 years ago he attended a Family Planning Clinic to have a vasectomy
carried out bilaterally under local anaesthesia. He indicated that he received
local anaesthetic on the right side, which was the first side to be attended
to. The surgery started but he felt he could feel a sharp and incisive
sensation. At this time he complained to the surgeon that he could feel the
sharp sensation. The sensation he felt in the scrotum in the area where the
incision was being made and within a few minutes of this and prior to the
surgeon stopping he had been sick. After he had been sick the surgeon closed up
the wound on the right side without surgery to the vas. He continued to
experience pain in the immediate aftermath although it changed from a sharp
sensation to an aching sensation. The aching pain continued. He reported that
the right side of his scrotum was bruised and swollen and he had bleeding from
the wound. He called his GP out on the day of his surgery and received
`antibiotics and painkillers. He reported that the symptoms of swelling,
bruising, tenderness to the lower scrotum lasted for 2 years. About this time
his left testicle started to swell also."
[92] The
pursuer had told him that he felt a sharp pain in the skin of his scrotum and
that he felt sick at the time. He said he felt the pain at the point of
incision and complained to the surgeon. He said he felt sick and had been sick
and at that point the surgeon closed the wound up. He did not say that he had
noticed the types of surgical instrument that the surgeon was using when he
felt pain. Dr McCallum did not believe that the pursuer had told him that he had
lost consciousness. If he had lost consciousness there were a number of
occasions and mechanisms by which consciousness could be lost which would
interfere with the memory of the circumstance. A blow to the head commonly
caused retrograde amnesia, that is, loss of memory of immediately preceding
events. That was also so in some cases where a person fainted, in which event
he could alternatively have disturbed recall of varying degrees because the
faint occurs due to an inadequate blood supply to the brain, usually as a
result of the heart slowing down dramatically. Fainting was not unusual in a
person who had just got up after an anaesthetic: it was not uncommon in day
surgery practice. The pursuer had told him that he had called his GP out that
evening. He did not go into more detail about what happened after that other
than that he continued to have pain and swelling and bruising which had lasted
for the next two years. He was not very specific about the point at which his
left testicle began to hurt, but it was hurting by the time he presented for
his surgery with Mr Hargreave. He said that in the following two years he'd had
a continuing pain in the testicular area and that he also had swelling and
tenderness around that area, that he'd had painkillers and antibiotics and been
investigated by the urological surgeons and had ultrasound scans and that sort
of thing. Mr Hargreave had offered him a bilateral orchidectomy, which he had
accepted and which was undertaken in 1998. He said that following that operation
he had a significant reduction in his testicular pain. He reported that between
the orchidectomy and December 2004 he had developed bilateral groin pain and
pain which radiated into his penis. This was a new pain which he had not
experienced before. It was aching and intermittent, what doctors called a
remitting and relapsing type of pain, which built up, tended to peak and then
eased off a bit. The episodes which he described were of variable duration.
Walking, bending and stretching made it worse, he felt it less while asleep and
got some relief from having a pillow between his legs while he slept.
[93] Dr
McCallum examined the pursuer to ascertain whether there were any physical
findings which might elucidate the nature of his pain. He performed a
neurological examination of the area where the pursuer complained of pain and
looked specifically for sensory changes. The pursuer had no areas which were
devoid of sensation, no numbness and no complaint of tingling in any of the
areas where he complained of pain. He had a condition called allodynia, which
was a form of altered sensation meaning that a previously non-painful stimulus
was now painful. Dr McCallum was specifically looking for sympathetic
nerve symptomatology but could find no evidence that he had sensitivity to
either hot or cold. None of the symptoms of a sympathetically mediated pain
suggestive of an alteration to the blood supply (such as changes in the colour
of the skin, blotchiness, pallor or swelling) was present. The effect of his symptoms
was that he had great difficulty in walking because contact with the painful
area of skin was extremely uncomfortable for him, he had poor bladder and bowel
control and was unable to have sexual intercourse with his wife. The pursuer
said that the poor bladder and bowel control developed sometime after the
orchidectomy. Dr McCallum was of the view that the bladder and bowel problems
were largely functional as he could find no altered sensation in the rear of
the pursuer's anus and around his perineum. He explained that functional
disorders were disorders that were initiated, provoked or maintained by an
input by the higher centres of the brain rather than from an organic cause in
the local neurological system. The pursuer had told him that he was able to
walk for only seven to ten yards and that sitting for driving was also
difficult. He had presented to Dr McCallum from the waiting area in a
wheelchair and remained in it throughout the appointment. There did not appear
to Dr McCallum to be any reason why the pursuer should be using a wheelchair
other than the fact that he felt he was not able to walk more than seven to ten
yards: he was able to stand up and move from the wheelchair onto the
examination couch and there did not appear to be any muscular weakness on
neurological examination. It was very, very common for patients with chronic
pain to use various aids for various reasons and Dr McCallum did not challenge
the reason why the pursuer was using a wheelchair being in order to avoid the
interview becoming adversarial in nature. Dr McCallum had a very good rapport
with the pursuer, who was certainly not in any way defensive and gave a full
medication history. Dr McCallum did not know how the pursuer had got to the
consultation but he knew from his secretary that it had taken a bit of
organising and that various attempts had been made to arrange it. Dr McCallum
did not have the pursuer's medical records at the time of the examination or
when he subsequently wrote his report. The pursuer discussed with him the steps
which had been taken to try to manage his pain, and, in particular, the fact
that he had seen Dr Cullen for pain management. The pursuer said that he had
had no benefit from a TENS machine but Dr McCallum subsequently discovered from
the pursuer's medical records that there was a period in which Dr Cullen
believed that the pursuer was doing very well with the TENS machine and using
it on a regular basis. The pursuer was on a huge amount of opiates, which had
probably built up over a number of years, either on patient demand or on
practitioner attempts to increase the analgesic potency, and that was a sign
that the pain was not opiate sensitive. Oromorph, which was absorbed from the
gut, predominantly the duodenum, took between 20 or 25 and 40 minutes to act.
He had been taking Oromorph for six years, up to 30 x 10 mg a day. A few months previously he had started on
Fentanyl patches, 150 mcg per hour release. He wore the patch the whole time
and the drug was released slowly to provide a continuous level of analgesic. He
should have been taking Gabapentin (an anti-epileptic drug used for the relief
of neuropathic pain) three times a day, but was taking it only twice a day, as
a result of which he would not get the maximum benefit from it. He believed
from Dr Carmichael's second report that the pursuer had benefited from a
change of dose to three times a day. The pursuer had not had any form of sodium
channel blockade that helps in the treatment of central or peripheral
allodynia. Dr McCallum felt, as he said in his prognosis, that the gaping hole
in the pursuer's therapies had been sodium channel blockade, specifically a
substance P depletor. The drug Capsaicin, derived from chilli peppers, could
not be used on the pursuer's area of pain but an ointment called EMLA (an
acronym for eutectic mixture of local anaesthetics) could as it was a local
anaesthetic cream working through the skin. He discussed with the pursuer the
possibility of using EMLA cream and believed from Dr Carmichael's second report
that the pursuer felt that it had helped.
[94] Dr
McCallum explained that in examining the area in question he found on looking
at the area before touching it no outward sign of a problem, apart from the
fact that the scrotum was quite red and warm and well perfused with blood, and
there was also some redness on the underside of his penis where it had been
contacting and he was quite sweaty there. The type of allodynia which the
pursuer had exhibited was dynamic (as opposed to static) allodynia. In order to
elicit dynamic allodynia what Dr McCallum did was to ask the patient to
close his eyes and then draw a very fine piece of cotton wool gently over the
area of skin and ask the patient what he was feeling. When he indicated to the
pursuer what he was going to do the pursuer was very, very defensive about the
area in question and did not really want Dr McCallum to examine him at all. He
did not know whether the pursuer had his eyes closed during the examination as
he was looking at his scrotum while he was doing the test. Following upon the
examination Dr McCallum felt that the pursuer had demonstrable allodynia, and
that the implication of that was that he had a neurological cause for it, but
he also felt that in his general behaviour and demeanour the pursuer was very
demonstrative of his pain behaviour, that there were a number of aspects which
suggested he was defensive about anything which might elicit pain, and that he
had a very high level of pain surveillance, exhibiting discomfort to all sorts
of other things. He fidgeted about an awful lot when he was sitting, suggesting
either a heightened general sensitivity to sensation or a higher surveillance
of bodily symptoms, which was quite common in patients who had visceral as well
as somatic aspects to their pain.
[95] Dealing
with the subject of post-surgical allodynic pain in his report Dr McCallum
stated as follows:
"The underlying mechanism of
post-surgical allodynic pain syndromes is reasonably well understood
theoretically. The pain can arise as a number of changes at the peripheral or
sensing areas of the skin, how it is processed within the spinal cords,
specifically the dorsal horn, and how it is transmitted and processed within
the higher centres of the brain including how it is influenced by the limbic
system inputs around the thalamus and cortical centres (sic). The most important changes in this man's case are certainly
the presence of allodynia (sic).
Allodynia is the neurological change that results in a previously non-painful
stimulus becoming intensely painful. This can occur peripherally as a result of
injury to the nerve endings at the site of the surgery with an overgrowth of
the cut ends of the nerves or an increase in the number of receptors or change
in receptor types of the peripheral nerves. This would be known as peripheral
allodynia. This can exist in isolation or with central allodynia.
Central allodynia is where
the alteration occurs in the dorsal horn of the spinal cord where normal inputs
from the peripheral nerves are magnified or changed in nature by an alteration
in the inter-neurones within the dorsal horn, usually in levels 1 and 2 of the
dorsal horn. This can occur as a result of changes of receptors, of receptor
sensitivity, of neurotransmitters or by the new growth of nerve endings or the
growth into the sensory area of nerves from the lateral or sympathetic horn.
The stimulus for these changes can be anything from a very, very minor injury
such as a foreign body penetration right through to a fractured bone or significant
burn. It is likely that it takes a combination of genetic predisposition and
environmental incident to produce a pain syndrome like this. Once it has
occurred it can be very, very difficult to return the changes, particularly in
the dorsal horn, back to normal. It becomes more difficult over time. It may be
in terms of triggering Mr Stalker's particular case that his dorsal horn was
set up to change from a normal physiological state to a pathological state by
pre-existing anxiety or anticipation of pain. The particular trigger could
easily have been a single non-anaesthetised surgical incision. However, I would
suggest that it is very unlikely that the pre-operative examination, the
infiltration of the local anaesthetic or the identification of the vas were the
causes. In terms of the later events, particularly the continued swelling of
the affected site, and indeed the progression of the syndrome into affecting
the contra-lateral side, are completely in keeping with the processes which
caused the pathological changes within the spinal cord (sic). These would be akin to the changes which one would see in
the various peripheral limb types of complex regional pain. Lateralised paired
organs are often affected as a consequence of injury to the ipsilateral organ."
[96] Dr
McCallum went on to explain that post-surgical allodynic pain was a very
complex area which had undergone enormous amounts of research, looking into the
stimulus and the subsequent development of post-injury syndromes of chronic
pain. Surgery caused tissue injury in any tissue that was involved and the
consequences were an inflammatory reaction and healing. If the initial tissue
injury also involved a nerve then the nerve underwent some degree of change to
do with part of the nerve dying, not regenerating and producing different
channels as a consequence of the injury. That was one of the mechanisms by
which sympathetically mediated pain happened. The nerves themselves could then
be over-excitable. If the nerve was damaged and reduced its input there were
then changes in an area of the spinal cord called the dorsal horn, which
normally accepted sensory inputs, processed them and passed them onto the brain
through a number of pathways. This was not a simple one nerve to another nerve
transmission, the nerves in that area were modulated, their sensitivities were
changed by the nerves around them in that a large number of different kinds of
nerve inputs went into the dorsal horn of the spinal cord and consequently
could change the way that signals were input. In the case of an allodynic
syndrome that could happen either in the periphery, where the nerve had become
so excitable that previously non-painful touch sensations became painful, or in
the dorsal horn because nerves that brought the mechanical sensations of
stretch and touch to the dorsal horn had made interconnections with the nerves
that transmitted pain to the brain, so that the stimulus of touch triggered the
pain stimulus within the dorsal horn. The dorsal horn itself had a number of complex
states that were normal and an almost infinite number of states that were
abnormal. The period of time within which allodynic pain caused by a surgical
procedure manifested itself after the injury was very variable. The
neurological changes could happen very, very quickly but clinically
neurological pain tended to develop between three to six weeks after the nerve
injury. It could happen years later and that could be as the result of
something else which brought on neurological pain in the previously injured
area. Although there was a suggestion that a partially injured nerve could
produce such symptoms as burning almost immediately after the surgery,
development of allodynia was a much more complex neurological state and
appeared to take longer to develop.
Usually the processes following a surgical injury were, first,
physiological, and, secondly, pathological. Physiologically there would be an
area of hyperaesthesia, that is, increased pain sensitivity to a normally
painful stimulus, immediately in the area of the injury. That was of very, very
fast onset (it could happen within ten minutes) and occurred as a result of a
change within the dorsal horn. There was then secondary hyperalgesia where the
area around the wound, extending - perhaps depending on the size of the wound -
a few centimetres further out as a
result of a secondary change within the dorsal horn activating a few more of
the receptors a bit further out from the original point of injury. At a later
date the allodynic changes could then develop. It was impossible to tell from
the examination he performed whether the pursuer had peripheral or central
allodynia, but it was likely he had both. He had had surgeries (vasectomy and
orchidectomy) with the tissue damage that that involved in the periphery, and
he therefore had the stimulus to produce peripheral allodynia, but he had had
it for such a long time that it was very likely that it had developed
secondarily in his central processing unit also.
[97] Dr
McCallum sought to explain the dorsal horn as follows. The pathways in and out
of the spinal cord were bilateral, one on each side at the back and one on each
side at the front. The front part of the spinal cord dealt mainly with the
transmission of impulses to move muscles and to effect changes in organs. The
back part, making up almost a quarter on each side, was the dorsal horn, which
dealt with the processing of information to do with the senses - touch, heat,
pressure in certain sensing organs, and pain. The dorsal horn ran effectively as
a column, but because the nerves came in at each level of the spinal cord the
dorsal horn was fattest just where the nerve entered. Although there were
connections between the dorsal horn at T10 and T9, there were no connections
between the dorsal horn at T10 and T6, for instance.(T stands for thoracic
vertebra.) Nerves from different parts of the body arrived at different levels
of the spinal cord and within the dorsal horn there were layers of cells to do
with processing different types of sensory information. Pain was processed in
the first two layers and also in layer 5. The other layers were to do with
processing other forms of information, such as touch and temperature and
certain forms of sensation. Nerves from different segments of the body fed into
different levels of the dorsal horn. The rear of the front of the scrotum was
supplied by two nerves, the ilio-inguinal nerve and the genital femoral nerve,
which fed information back to the L1 and L2 dorsal horns. (L stands for lumbar
vertebra.) The back of the scrotum was supplied by branches of the pudendal
nerve, which fed into the spinal cord at S2, 3 and 4 levels. (S stands for
sacral vertebra.) The nerve supply to the testicles was fundamentally different
from that to the surrounding tissues, the scrotum, the penis and the perineum:
the testicular nerve supply entered the spinal cord predominantly at T10 level,
but also a little bit at T9 and a little bit at T11. The scrotum had a large
number of nerve endings per square millimetre and produced a sharp immediate
attention-demanding localised form of pain. The skin and muscle of the scrotum
were innervated by the somatic nervous system, which was designed primarily to
protect any animal from injury by immediately making it aware that the injury
had occurred, exactly where it had occurred and how intense the injury was so
as to allow it to withdraw from the pain. The muscle areas and the layers of
supporting tissue between the skin and muscle, known as fascial layers, were
all sensitively innervated by somatic nerves. A testicle was innervated by the
visceral nervous system. The nerves which supplied the testicle were not as
densely packed in their sensation as the ones that supplied the skin. They were
also nerves that were designed to respond to pressure and to tension, rather
than to a sharp localised type of sensation. Pain felt in the testicle was
diffuse, aching and non-specific, and could well radiate up into the loin: it
was associated with more emotive feelings than the specific, sharp type of sensation
in the skin. The word somatic meant "of
the organ" and the word visceral meant "of the internal organ". The nerve
supply to the scrotum was somatic and of a different type from the nerve supply
to the testicle, which was visceral. The majority of nerve endings in the
scrotum were in the skin and a sharp sensation in the scrotal area was most
likely to be felt in the skin. The dorsal horn, which worked like a gate by
letting impulses through or preventing them from getting through, could be in
three different states: the normal state that most people were in all the time,
ready to receive a sharp sensation, transfer it to the brain and get the animal
out of trouble; when the gate closes after a painful stimulus has been received
(as in the case of a shot soldier being able to continue running away and not
feeling the pain at all until much later); and the protective state, where the
dorsal horn was more receptive to pain and transmitted it up faster so as to
tell the animal to stop using the injured limb, and to let it rest and heal. In
allodynia the dorsal horn behaved abnormally.
[98] Dr
McCallum expected that in the pursuer's case some form of tissue trauma or
inflammation had occurred to provoke changes in the dorsal horn. As he
explained in his report, the stimulus for changes in the dorsal horn could be a
very, very minor injury, but the stronger the tissue damage the stronger the
inflammation and the more likely that there would be changes. Whether changes
took place was also dependent on the pre-existing state of the dorsal horn,
which had degrees of readiness influenced by a large number of factors,
particularly emotional and anxiety-related factors. A relatively small but
highly anticipated pain stimulus could produce a significant effect, whereas a
quite sudden and unexpected event might not, but on the whole the more
significant the traumatic event in terms of tissue damage the more likely was
this effect in the dorsal horn. Almost everything in terms of disease
processing over the last 20 years pointed towards the development of an illness
being partly genetic and partly environmental. If you had a predisposition to
an illness but never encountered the right stimulus you would never develop the
disease, whereas if you had no predisposition to the illness you could be hit
again and again by the stimulus and the likelihood was that you would not
develop the illness. It had been demonstrated in pain that there was a specific
genetic background, both in the way that nerves processed pain and in the way
that individuals reacted to having had a painful syndrome, developing it into a
full-blown behavioural syndrome. The ability of an individual to cope and to
move onto the next part of his life after an injury was very heavily
genetically loaded. Once there were pathological changes within the dorsal horn
they were sometimes very, very difficult to reverse and became ingrained with
the nerves that were interacting with each other, forming a pathway that was
self-maintaining and therefore very hard to reverse. At the time he wrote his
report Dr McCallum thought that the trigger for the scrotal allodynia was
an incision to the skin of the scrotum. Having reviewed the medical records,
and now knowing what happened in terms of the complications the pursuer had had
following the vasectomy, he was of the view that the pain described by the
pursuer did not appear to occur
significantly regularly until after the orchidectomy, a much more
significant surgical insult than the vasectomy.
[99] Dr
McCallum went on to explain how the different types of anaesthetic worked. A
local anaesthetic applied to the nerve endings at the sight of the operation,
assuming it has worked, would prevent any of the immediate pains for stimulus
passing to the spinal cord. A spinal anaesthetic interrupted the passage of
that impulse at the level of the nerve roots, thus preventing any sensation of
injury or trauma from reaching the dorsal horn of the spinal cord. A general
anaesthetic did not protect the dorsal horn from bombardment by painful
stimuli, it only made the patient insensitive to pain at the level of his mind.
[100] Dr
McCallum had read Dr Carmichael's report (6/10 of process), relating to his
examination of the pursuer on
[101] So far
as prognosis was concerned, Dr McCallum stated as follows in his report:
"At present Mr Stalker is
extremely disabled by his allodynic condition and it has been a considerable
period of time since the initial injury and subsequent surgery. In view of that
delay in treatment the prognosis must be guarded. There is likely to be a very
significant limbic input by now and this will certainly contribute to
suppression of the kinds of natural mechanisms such as descending inhibitory
pathways which would help to quell this type of syndrome. Largely once the
sensitivity in the periphery has increased there is constant bombardment of the
spinal cord of painful stimuli and consequently it is very difficult for the
dorsal horn at the level of input to return to its previous non-pathological
state.
Having said that I do not
believe it is entirely all black. There are a number of treatments which have
had considerable success specifically in treating peripheral allodynia, and the
gaping hole in his therapies to date has certainly been sodium channel
blockade. This is not without risks within itself however (sic) relatively easy drug challenges can be arranged to ascertain
whether Mr Stalker would be susceptible to this kind of agent.
Obviously these kind (sic) of medical interventions would do
little or nothing to alleviate the affective input and after this length of
time there are obvious secondary gains associated with his syndrome.
Further treatment should
certainly be based around a holistic cognitive behavioural approach as well as
pharmacological (sic). He may be a
candidate from the point of view of nerve stimulation, which may help the
underlying pain, but perhaps will not significantly affect the allodynia. These
of course are invasive and likely to carry their own burden of complications. I
did suggest he should also attempt to use some Capsaicin at the time of this
enquiry."
[102] He
explained that at the time he saw the pursuer there was a huge psychological
component to his pain and pain behaviour, which he assessed at 50 per cent
plus. Physical and chemical interventions were unlikely to have any impact on
his affective input, which was the input to his pain perception that came from
his emotional state. This was based in the limbic system of the brain and it
had a large number of nerve inputs into the way that pain was processed after
it left the spinal cord and while it passed the lower parts of the brain. There
were a number of areas that he would consider good targets for drug therapy in
that area, but because the limbic system itself was so powerful in affecting the
way that pain was perceived, this would require significant psychological
therapy rather than drug therapies. The pursuer had embraced the sick role and
demonstrated that by a large amount of input in terms of modifications to his
house, the use of wheelchairs and the way he used his drugs. Whether he had
done so consciously or unconsciously was irrelevant to the fact that these were
features which made it much harder for him to recover to the point where he
could live a normal life; they were hurdles towards recovery, in terms of
returning to work or a more normal relationship with his family. Dr McCallum's
understanding was that the pursuer had been working as a joiner at the time of
the vasectomy and that he had not worked since then. When Dr Carmichael saw the
pursuer a month later his level of reported pain was better after the change in
his medication advised by Dr McCallum, including EMLA cream on the affected
area. The only effect the pursuer could have had from the Oromorph sachet given
to him by his wife during Dr Carmichael's examination was a placebo effect,
because Oromorph did not act as fast as that. It appeared from Dr Carmichael's
opinion on page 4 of his report that he related the pursuer's symptoms (that
is, his allodynic changes in the skin of his scrotum and his groin pain)
directly to the original incision at the vasectomy. Dr McCallum had no complaints about the
description of allodynic pain given by Dr Carmichael in his report. The pursuer
had told him he felt a sharp incision in his scrotum and that was a possible
cause of the changes in the dorsal horn and subsequent chronic pain condition.
As previously stated, a pain stimulus in the area of scrotum would result in
changes in the L1 and L2 area of the dorsal cord and a pain stimulus in the
testicle would be predominantly at the T10 level. The nerves in the skin and
muscle of the scrotum were somatic nerves, and the nerves within the testicle
were predominantly visceral nerves. Neuropathic pain (with the rare exception
of pain caused by burning) took between three to six weeks to develop, but
could take much longer than that. It was
not impossible to fake allodynia. If the individual understood what the doctor
was trying to elicit in terms of a response it was possible to give that response
whether or not it was the real response. To do that the individual would have
to understand what was being attempted. If the individual had previously been
tested and had explained to him the findings on examination it would be
possible for him to react again in the same way. To do it well he would have to
have at least normal sensation in the area being tested. It was not possible to
determine whether the pursuer's reaction to Dr McCallum's examination was a
reaction caused by some process going on within his body, as opposed to a
reaction programmed by his anticipation of pain.
[103] He
believed that the pursuer had previously been examined on a number of occasions
at the pain clinic in the Western General Hospital by Dr Cullen and that she
felt he exhibited the symptoms of allodynia. In a letter dated
"On examination this
gentleman has marked allodynia and hyperalgesia maximally on the anterior
surface of the scrotum, but also over his penis and both groins. This would
suggest that he has had some earlier type of nerve injury which has now led to
neuropathic pain and would also explain why he now finds it hard to wear
underwear and to mobilise. I have tried to give an initial explanation to Mr
Stalker and have suggested that he is going to have to take some medication
specifically for neuropathic type pain."
In a document in the medical records headed "Pain
Clinic History Proforma" dated 6 April 2000, under the sub-heading
"Findings on Examination", there was a diagram showing maximum allodynia in the
scrotum and some allodynia in the groin and an entry in manuscript which read
"Poor walking - uses stick, difficulty sitting. Pain Behaviour +++." Dr
McCallum interpreted "Pain Behaviour +++" as meaning that a significant
proportion of the observed symptoms were pain behaviour, encompassing a large
number of things. The three pluses indicated that the behaviour was in excess
of what you would expect for the lesion or illness: they indicated the top end
of the scale for pain behaviour. The pursuer had been referred to the Pain
Clinic on
[104] Dr
McCallum then turned to consider the procedure for administering a local
anaesthetic. He had had some involvement in anaesthetising for neurological
procedures and also vasectomies. Although he had not had experience in
administering a local anaesthetic for a vasectomy, he felt able to comment on
the technique to be used in doing so. 3-5 ml of Lignocaine on each side seemed
perfectly reasonable volumes of anaesthetic for such a small area. The drug
came in 20 ml volumes and it was handy to have a bit extra if an area that you
wished to operate on was not quite covered by the anaesthetic. What Dr Dewart
said he said to the patient before administering the local anaesthetic was
perfectly good practice. The manipulation of the vas to a point just under the
scrotal skin was something that he had seen the urological surgeons doing prior
to making their incision. The procedure described by Dr Dewart for injecting
the local anaesthetic seemed absolutely reasonable. Massaging the bleb of local
anaesthetic helped to spread it. Raising a bleb gave you almost instant
anaesthesia by pressure effect and the action of the drug followed on within 5
to 10 minutes. Waiting two to three minutes for the anaesthetic to work after
massaging the bleb was not unreasonable at all: it meant the surgeon was being
reasonably cautious. After waiting for two or three minutes the surgeon should
test the area first, usually by using the tip of the scalpel to touch the skin
and asking the patient if he felt it sore. Feeling it sore was the important
thing because local anaesthetic did not always immediately block the sense of
touch, but it should block the sense of pain. He personally would ask the patient
if he could feel the touch and if the patient said no he would just continue
with the procedure. If the patient said he could feel it, he would ask if he
felt it sharp and if the patient said no he would likewise continue with the
procedure. The procedure described by Dr Dewart was exactly the practice of Dr
McCallum, as was that of putting in more local anaesthetic and waiting for it
to work if a patient said he felt discomfort. He would then do again to the
patient whatever it was that had made him feel uncomfortable to make sure that
the patient was not then uncomfortable. If the patient complained of discomfort
on further testing after a second infiltration of local anaesthetic Dr McCallum
would consider whether it was appropriate to continue. In the case of a
vasectomy there was always the option to do it under general anaesthetic and it
was therefore the patient's choice whether he wished to continue or not. It was
possible that a patient might not respond to the test for local anaesthetic in
an adverse way but still feel pain on the initial incision as, once the local
anaesthetic had been massaged out of the way, it could sometimes be difficult
for the surgeon to tell exactly which bit of skin had been anaesthetised. There
was a sub-group of the population who did not get good anaesthesia from a local
anaesthetic, probably because of the acidity level in their bodies. There were
lots of reasons why a patient could have pain on the first incision, even where
everything had been done properly. He thought that it was not acceptable
practice for a surgeon operating under local anaesthetic to proceed in the face
of a complaint of pain from the patient. He did not remember being told by any
patient that this was a situation he had experienced and he did not think he
had ever had to stop a surgeon because he was operating outwith a local block
that had been done. He thought it would be very unusual for a surgeon to
proceed to perform minor surgery in the face of one complaint, or possibly two
or three complaints, of pain from the patient. When there was any complaint of
pain from the patient the surgeon should stop and reassess the situation.
[105] If the
pursuer's neuropathic pain was caused by the events of
[106] Dr
McCallum was referred to the GP's entry of
[107] If there
had been a complaint of pain from the pursuer at any stage of the vasectomy
procedure the obvious response of the surgeon, in the opinion of Dr McCallum,
would have been to inject more local anaesthetic. The only reason he could think
of for a surgeon not injecting more local anaesthetic would be that if all 20
ml of the solution were injected into the scrotum it could make it more
difficult to find the vas. He could think of no reason why, if the surgeon had
a ready supply of drawn-up local anaesthetic to hand, he would continue
operating without administering a further small amount as another ml or two, or
another two to three ml, would make no odds as to whether he could identify the
vas or not.
[108] In
cross-examination Dr McCallum accepted that the surgeon being in a hurry would
be a conceivable reason for his not using more local anaesthetic, but it was
not his practice or the practice of surgeons with whom he worked. He agreed
that a reasonably competent and careful surgeon would not fail to use more
anaesthetic. He envisaged the surgeon carrying out a vasectomy doing one side
first and then carrying on to the other side. He had not seen any information
to suggest which side Dr Dewart would begin on, but it was common practice to
stand on the patient's right in the operating theatre unless specifically
operating on a left-sided organ. If it was Dr Dewart's practice to start
on the left he would expect him to inject the local anaesthetic into the left
side. Surgeons got into the habit of carrying out a procedure in a particular
way unless there were individual patient factors to change it. Evidence that
the pursuer responded favourably to Lignocaine would tend to suggest that in
relation to him "it would take". If the pursuer was not one of those people
genetically predisposed not to tolerate Lignocaine the expectation would be
that the anaesthetic would work on him, at least to some extent. Reasons for
Lignocaine not working other than a genetic predisposition on the part of the
patient were that it was not placed correctly in the tissues (for example, by
having been injected too deeply so that it simply ran down under gravity to the
bottom of the scrotum) or a local reason within the patient's patch of skin,
such as increased acidity of the tissues. Feeling a scratch-like sensation
could indicate a situation where a local anaesthetic had worked to some extent
but not completely. He thought "scratch" and "sharp" were synonymous and a
scratch-like sensation conjured up a sharp sensation of pain. A scratch-like
sensation which came and went suggested that a set of rapidly acting nerves had
been stimulated but that the secondary nerves had not perceived a tissue
injury.
[109] Dr
McCallum was then asked a series of questions which it is appropriate to set
out, along with the answers, in their exact terms:
"Now, if that were the
situation, that you had a scratch-like sensation that came and went, and then
you have a sharp, severe pain, would you really be looking to the sharp, severe
pain as the likely trigger for any neuropathic pain? - As I explained before
the sensitisation of the spinal cord comes with the first hit and that primary
sensitisation happens and then modifies the second sensation.
But I understood you to say
a moment ago that if you have a scratch-like sensation - if you were scratched
by a cat I think is how it was described - it comes and goes? - But a cat
scratch type experimental data exists (sic)
to show that that still produces the changes in primary hyperaesthesia
which is the spinal cord change that we discussed.
Now, if you didn't have the
subsequent sharp pain and all you had was the cat scratch as like as not you
would not suffer any significant neuropathic pain. Is that correct? - That
would be correct.
As I understand the theory
in regard to the stimulus caused by the first sensation of pain, if I can put
it in my language, that is setting up the individual for a much more severe
stimulus or a much more severe reaction? - Reaction, yes.
If I were to take my learned
friend's hypothesis, I think the hypothesis there was that there was an initial
painful stimulus of the scratch-like type ... I do not think it was suggested
that it came and went, but let us just assume that it is there and exists, and
then there is the sharper and more severe sensation. I think you said in a
situation that (sic) the trigger was
to be the first scratch-like sensation. Is that right? - Yes.
But are you saying, looking
to that scenario, that the second sharp sensation does not play a part at all
in the neuropathic pain? - No, as I went on to qualify, it is not an absolute
response and although the amount of perception of pain from the second hit is
increased by the first one, it itself can cause further sensitisation of the
spinal cord if the first one hasn't already fully sensitised the spinal cord.
Well, can I see if I can put
this in my language? On the basis of my learned friend's assumption - and I'm
looking at that assumption - if you were to have a cat-like scratch initially
followed up by the much sharper pain subsequently, would you agree that the
sharper subsequent pain would play a material part in the neuropathic pain? -
Yes."
[110] Dr
McCallum went on to explain that the scrotum was generally a sensitive area
with a large number of nerve endings in the skin, the subcutaneous tissues, the
muscle and the layers of supporting tissue. The spermatic cord had a small
number of somatic nerve endings and they were very widely spread apart. To get
access you had to use an artery forceps to pull apart the fibres in that area,
sometimes referred to as blunt dissection. The first incision would usually go
through the first layers of the skin but not deeper so as to avoid the risk of
cutting a vein. Underneath the area of the initial incision were subcutaneous
tissues, muscle tissue and the spermatic cord, all of which contained nerves of
the somatic type, although their quantity and specificity were fairly variable.
The more painful the sensation the greater the degree of neuropathic injury to
be expected. The intensity of the stimulus was a factor in the development of
neuropathic pain, but there was not a direct relationship between the two.
Other factors, including local infection and things like that, were more likely
to produce it.
[111] On being
referred again to the entry "haematoma +" in the GP notes Dr McCallum
expressed the view that the entry was not objective in nature: what it meant
depended on the GP's previous experience of the sizes of haematomas. There
should be no haematoma in the scrotum, so to start with it was an abnormal
situation. The GP had identified enough blood to be a swelling discolouration,
allowing him to make the diagnosis of haematoma. Dr McCallum's own impression
was that it was a small haematoma, a few centimetres. The scrotum being black
would be caused by blood of the haematoma running down just under the skin and
causing discolouration. The entry for
"We are at the moment - it
may be that we are just at cross-purposes - but we are comparing two things
here. We are looking at whether or not what is set out here can be explained by
a simple incision or whether the better explanation is some degree of insertion
by blunt dissection, and am I right in thinking - you can correct me if I'm
wrong - that once you focus on the position of the right testicle that you
would tend to favour a degree of blunt dissection? - Yes."
[112] In
relation to fainting or losing consciousness, a patient could remember things
leading up to the faint, but exactly at what point he stopped remembering had
to be corroborated by somebody else as the patient could not know what happened
right up to that point. Patients fainted all the time but if a patient fainted
while he was doing something to him he would be concerned. He would record the
fact in the patient's notes, but not in the operation sheet. His practice was
not to allow any day surgery patients to go home alone, but he was quite happy
to release a patient after a faint as long as he was fine afterwards.
[113] So far
as research into post-vasectomy pain was concerned, in 5 to 30% of cases there
might be pain, and only 5% of that cohort would want anything done about it.
The research was looking at successfully completed vasectomy operations, under
either local or general anaesthetic. The position in the present case, dealing
with pain occurring during a vasectomy, was different. Exercising his judgement
based on his experience, he thought that in excess of 50% of the pursuer's
condition was psychological. His view was based on his experience of patients
who had had chronic pain for a long period of time. It was inevitable that
there was a psychological impact and it became difficult to tease out how much
effect pain had on them and how much effect their psychological mindset had on
their pain and their pain behaviour. He agreed that in relation to that sort of
judgement there was scope for reasonable experts to disagree. He thought there
were things that could be done to improve the pursuer's condition: in someone
for whom nothing worked it seemed rather mean not to try perhaps riskier or
more unusual pain therapies in an attempt to alleviate his suffering.
[114] The
history recorded in his report was a summary of what he understood the pursuer
to have said to him. The word "incisive" was his interpretation. He took from
the pursuer that the essence of his position was that he felt a sharp sensation
of pain in his scrotum during the operation. He had not seen the pursuer's
medical records until a few days before the proof was due to begin.
[115] In
re-examination Dr McCallum stated that when he used the word "scrotum" he was
not distinguishing between the skin and the inside of the scrotum. There was
nothing in his notes from the pursuer about a scratch-like sensation which came
and went. A scratch-like injury could lead to full-blown neuropathic pain.
Causes for the problem with the right testicle other than some contact with the
spermatic cord during the operation were a number of pre-existing things which
could cause spermatic cord irritation, the cord being irritated by blood around
it or infection. If a patient's testicle
was black and swollen to twice its natural size he would imagine that a GP
would initially compare it to the size of the other one, on the assumption that
both testicles were more or less the same size in normal people. The entry in
the records stating that the scrotum was slightly swollen did not suggest to
him that a testicle was black and swollen to twice its normal size: if that
were the case he would expect the GP to write down that it was swollen to twice
its normal size compared to the other one.
(vi) Dr Andrew Zealley
[116] Dr
Zealley, who was called as a witness for the defenders, had been a consultant
psychiatrist at the Royal Edinburgh Hospital from 1971 to 2000 and an Honorary
Senior Lecturer in the Department of Psychiatry at the University of Edinburgh
for the same period. He had retired from the National Health Service in 2000
but continued to do medico-legal work thereafter. He examined the pursuer on
[117] The
description of the vasectomy on page 2 of the report was based solely on what
the pursuer had told him. It read as follows:
"Mr Stalker told me that he
met the doctor who attempted the vasectomy (Mr Paul Dewart) for the first
time on
He went on - "I told him I could feel it ...he said 'You
can't feel it" ...he carried on cutting ...I told him again I could feel it ... I
felt pain inside there, a long instrument ...I told him to stop...he stopped - and
stitched up...".
Mr Stalker told me that he
was conscious throughout. He said that he vomited when the procedure was
abandoned. He then said - "I went home
...on the bus ..." [to the Sighthill area of west
Dr Zealley explained that the portions of the above
passage which appear in quotes were direct quotations from the pursuer which he
had written on his contemporaneous note. On page 3 of his report Dr Zealley
mentioned that Dr Gordon's letter of
[118] In his
report (at pages 3 and 4) Dr Zealley referred to Dr Alan Carson's letter of
[119] So far
as the amount of Oromorph which the pursuer claimed to have taken in a suicide
attempt was concerned, Dr Zealley wondered whether he could have taken the
amount in question, having regard to the amount which he was being prescribed.
So far as the pursuer's family background was concerned, he told Dr Zealley
that he was the second-eldest of four, having a brother and two sisters, with
all of whom he was in contact. He told Dr Zealley that his father was a bus
driver who had died of a heart condition one and a half years previously aged
66, but told Dr Carson in June 1998 that his father was a long-distance
lorry driver. The pursuer further stated that he had spent 15 years in the
Royal Scots and that he had served in a number of European countries and in the
[120] There
was nothing in the pursuer's appearance or what he said that led Dr Zealley
to think that he was mentally ill. There were no physical manifestations of
either heightened anxiousness or of, importantly, a depressed mood. Dr Zealley
was confident that, at the time he saw the pursuer, although he was not happy,
he was not depressively ill. There was no clinical evidence of memory
insufficiency. Dr Zealley noted:
"Throughout the interview,
at points where there was a brief lull in the conversation, he was liable to
move very abruptly in the chair, with much evident grimacing and sighing. On
such occasions he would commonly clutch at his groin. He changed his position
on average every three minutes or so. He did not, however, get up from the
chair during the interview."
Dr Zealley explained that he got the impression that
what the pursuer was doing was something that he was in the habit of doing. It
was almost so regular at the end of any statement as to suggest that it had
become a habit, perhaps a habit when talking to doctors or professional people
concerned to learn how he was. This behaviour did not speak to Dr Zealley of
any of the typical ways that people with a major painful condition behaved: it
did not appear at all reminiscent of what he would have associated with someone
with pain. Getting up from the chair was a relatively common feature of people
who were psychologically very disturbed and upset. Dr Zealley would have
half-expected that if there had been a genuine clinical explanation for what he
termed "these jerking punctuation behaviours" he would have expected the
pursuer to get up and walk around, and it was surprising to him that the
pursuer did not do that. He noted that the pursuer went in for a lot of
sighing, a lot of sudden gasping and grimacing and so forth. Dr Zealley, who
had seen "loads of people with severe pain" and had quite a familiarity with
how people behaved when they had a lot of pain, thought that the pursuer's
behaviour in front of him was unusual for someone whose own statement was "I am
in continuous pain needing to take masses of opiate".
[121] Dr
Zealley adopted as his evidence the concluding section of his report headed
"Opinion". In it he stated that he found it striking that no fewer than four
consultant urologists all appeared to have been puzzled by the pursuer's case
and certainly 'defeated' by it in terms of relief of his pain complaint. He was
struck by the fact that the pursuer had had an absolutely routine intervention
and that what happened thereafter seemed to have been a puzzle for very
experienced people. He knew Mr Hargreave and Mr Tolley, who were both very
experienced people. All four urologists seemed to have been non-plussed by the
case and its resistance to their best efforts to relieve the pain complaint. Mr
Hargreave was a very distinguished urologist. From his reading of the notes Dr
Zealley thought that it appeared that the case did not fall into any known
pattern of case following upon even an aborted vasectomy. In the course of his
opinion Dr Zealley stated as follows:
"It is as much an inference,
rather than as an explicitly stated opinion, that the medical documentation I
have seen suggests that Mr Stalker's pain is of the neuropathic type. It appears to be the opinion that his pain
experience is, at least to some extent,
a 'false sensation' - that is, that it is pain which is not a signal of ongoing
or current sensory nerve stimulation but is a matter of neurological dysfunction. Pain of this type can be extremely
difficult to manage, is usually chronic and fails to respond in usual ways to
standard analgesic interventions. It is of course for urologists to say whether
the development of such pain following (attempted / actual) vasectomy is
'something that happens on x per cent
of occasions'. Trying to understand Mr Stalker's pain experience and his
psychological reaction to it, it is my strong impression that the urologists he
has seen did not put him into a category of post-vasectomy patients that they
do in fact meet from time to time."
It was his view that the help of a neurologist was
needed "to give detailed chapter and verse on what predisposes to neuropathic
pain", but it seemed to him that what the pursuer had at the clinic in May 1996
was highly unlikely to have been productive of neuropathic pain as that
condition was diagnosed in conditions generally. As "a perforce amateur
neurologist" he would not have expected the incision and what followed in the
following seconds to lead on to neuropathic pain: it was much more common
following traumatic amputations and things like that. He thought that an
anaesthetist with a special interest in pain mechanisms or a neurologist was
the medical expert who could give an opinion on whether a particular mechanism
or procedure could produce neuropathic pain. Anaesthetists were primarily
involved in the treatment of neuropathic pain in pain clinics and pain
management clinics. Neurologists were "much more the Sherlock Holmes people in
the business": they tried to work out how the neuropathic pain had happened.
His first port of call in trying to establish the aetiology of the pursuer's
pain would be a neurologist, but that was not to discount that an anaesthetist
would be importantly involved.
[122] In
cross-examination Dr Zealley stated that he had previously seen Dr McCallum's
report but not Dr Carmichael's report. He was not in a position to contradict
Dr Carmichael's view that the insertion of a long instrument into the scrotum
caused the pursuer to suffer a neuropathic injury, but he had never met someone
who had met neuropathic pain against "this sort of event". He accepted that in
the medical records of the pursuer (from 1993) which he had seen there was
nothing of significance in the pursuer's medical history before
Discussion and
Conclusions
(i) Events at the operation
[123] It is
first of all necessary for me to decide, in light of the above evidence, what
happened at the time of the pursuer's attempted vasectomy operation at the
clinic on
(1) The length of time that
passed before he made any allegation whatsoever (apart from that to his wife)
that Dr Dewart had continued to operate upon him in the face of his complaints
of pain on 7 May 1996.
(2) The account which he
gave in the witness box was not consistent with accounts given on many previous
occasions.
(3) There were internal
inconsistencies in the accounts he gave in chief and under cross-examination.
(4) There should be an
element of questioning of his version of events because he has in the past been
inaccurate about matters about which he should be in no doubt.
(5) There should also be an
element of questioning of his version of events in light of his attitude
towards the medical profession in general and in light of his reluctance to
admit that doctors have accurately noted what he has told them in the past.
[124] It was
further submitted for the defenders that his account of what happened at the
clinic on
(1) There should be an element
of questioning of his version of events because of his self-confessed memory
difficulties.
(2) He was clearly wrong about
certain matters and at least one of these mistakes was crucial in that it led
him to believe that there must have been more than one cut.
(3) There should be an element
of questioning of his version of events because at least on some occasions he
was prepared to paint a rather more dramatic version of events than was borne
out by other evidence.
(4) It was possible that he
could be mistaken about what occurred during the attempted vasectomy.
(5) It was also possible that, if he did
faint, as he said to Drs Gordon and Carson, that he was confused and unclear in
relation to exactly what had happened in the moments before he fainted.
[125] In
addition, it was submitted for the defenders that:
(1) There was a dearth of evidence to support
the pursuer's version of events during the attempted vasectomy.
(2) Dr Dewart was both
credible and reliable and his evidence that he would never do what the pursuer
accused him of should be accepted.
[126] On the
other hand, it was submitted for the pursuer that his account of what happened
at the clinic during the attempted vasectomy on
[127] The
submission for the pursuer about Dr Dewart's evidence was that Dr Dewart
was not in a position to contradict the pursuer. He had claimed not to
recollect the operation, but he was responsible for the content of the
operation note and the letter which he wrote to the pursuer's GP on
[128] Having
considered all the relevant evidence I have reached the conclusion that the
substance of the pursuer's evidence about what happened to him at the clinic on
[129] The
evidence of Dr Dewart suffered from the obvious disadvantage that he apparently
could not remember his dealings with the pursuer and was therefore not in a
position to contradict the pursuer. Apart from that, on the whole I did not
find him to be a satisfactory witness. He was at a loss to explain why he had
not written an operation note in the pursuer's case. What happened when Dr
Dewart was dealing with the pursuer at the clinic was on any view highly
unusual, in that he made an incision on the pursuer but did not carry out the
vasectomy. It is significant that the fact that he made an incision was not
recorded anywhere by Dr Dewart and that he claims not to remember the pursuer.
I have considerable difficulty with his claim not to remember the pursuer,
which I do not accept. It was not until he was faced with indisputable evidence
in the form of the GP's records showing that stitches had been removed from the
pursuer's scrotum eight days after the failed vasectomy that he accepted that
he had made an incision on the pursuer. It was submitted on his behalf that, in
light of the evidence of Dr Carmichael, Mr McClinton and Dr Zealley on the
matter, it was inherently unlikely, indeed almost unthinkable, that any surgeon
would knowingly continue with surgery in the face of complaints of pain from the
patient. Dr Dewart's own evidence was that it was not possible that he would
press on with the procedure in the face of the pursuer's complaints "because
what we are talking about here is the centre of the doctor-patient
relationship, the trust that an individual puts in his doctor, and I would not
betray their trust." I accept that it is unlikely that a surgeon would continue
operating in the face of a complaint of pain from the patient, but I am driven
to the conclusion that that is what happened in this case. Why Dr Dewart
behaved in the manner in which he did I do not know: it may be simply that he
was having "an off day".
[130] Accordingly,
on the basis of the evidence which I accept, I conclude that Dr Dewart
failed to test that the local anaesthetic which he had administered was
effective, that he proceeded to make an incision on the pursuer's scrotum in an
area not protected against pain by anaesthesia, that the pursuer told him more
than once that he felt pain during the incision, that Dr Dewart proceeded to
the stage of blunt dissection, involving the insertion of a blunt instrument
into the pursuer's scrotum, despite the pursuer's complaints of pain and that
the procedure was thereafter abandoned when the pursuer was in pain and
vomited. (I should perhaps add that I accept the pursuer's evidence that he did
not become unconscious, but that he felt faint. It follows that I do not think
the pursuer's memory was affected by loss of consciousness.) The injury to the pursuer's scrotum was seen
by his GP, Dr Lang, in the course of a home visit on
(ii) The pursuer's injury
and its cause
[131] It was
submitted for the pursuer that at the time of the blunt dissection he suffered
a nerve injury giving rise to neuropathic pain, allodynia and pain disorder.
Reliance was placed principally on the evidence of Dr Carmichael and Dr
McCallum. It was submitted that Dr Carmichael had given his evidence in a cogent
way and with some clarity and that Dr McCallum had not disputed that the
pursuer was suffering from neuropathic pain and allodynia. The defenders had
not pleaded any case of conscious exaggeration of his injury by the pursuer and
no evidence had been legitimately led that the pursuer knowingly exaggerated or
fabricated any symptoms. Dr Tierney, the clinical psychologist, gave evidence
of the pursuer's pain disorder and said he thought 80% of his symptoms were
organic. Dr McCallum thought more than 50% of the pursuer's condition consisted
of pain disorder. It did not unduly concern the pursuer what the allocated
percentages were as between his organic condition and his pain disorder. It was
further submitted that the nerve injury was caused by the blunt dissection
process at the second stage of the procedure. The defenders joined issue on
this point by averring that esto the
pursuer sustained a nerve injury resulting in neuropathic pain, the most likely
trigger for such pain was the incision. If there was no pain at the incision,
it was difficult to see how one could be critical of Dr Dewart. The critical
issue was the indication by the pursuer to Dr Dewart that he felt pain. Dr Carmichael,
on the two-stage hypothesis put to him - a scratch-like pain that came and went
and a later severe pain - expressed the opinion that it was the latter which
caused the damage. Dr McCallum was not understood ultimately to disagree
seriously with that proposition: there was no significant difference between Dr
Carmichael and Dr McCallum on the cause of the neuropathic pain being the blunt
dissection. If Dr Dewart proceeded to any extent in the knowledge that the
pursuer was in pain, that would amount to professional negligence. There was no
challenge to the proposition that a surgeon should always test to check that
the local anaesthetic had taken effect and that if he did not do so he was
guilty of professional negligence (Hunter
v Hanley 1955 SC 200 per Lord
President Clyde at pages 204-5 and Bolam v Friern Hospital Management Committee [1957]
2 All ER 118). This case depended on the primary facts.
[132] It was
submitted for the defenders that in order to succeed in proving liability the
pursuer had to prove not only that Dr Dewart was negligent but also that as a
result of that negligence he sustained a nerve injury during the abortive
procedure which resulted in neuropathic pain: in light of the defence pleaded
by the defenders and the evidence he had to prove at what point in the
procedure the injury was sustained. The only evidence led by the pursuer about
causation came from Dr Carmichael. Dr Carmichael's thesis depended upon
the pursuer's account being credible and reliable, and it was submitted it was
neither. On his own admission Dr Carmichael had never carried out a vasectomy,
or indeed any other minor surgery, under local anaesthetic. Mr McClinton, who
had carried out many vasectomies under local anaesthetic, had not been asked to
comment on what type of injury the pursuer might have sustained during the
abortive procedure. Dr Carmichael did not furnish the court with any support
for his thesis drawn either from his own experience or published literature.
Although he referred in his report to the incidence of chronic pain after an
attempted vasectomy his opinion was not supported by any reference to medical
literature about the occurrence or incidence of neuropathic pain following upon
an incomplete vasectomy. He did not give evidence that he had ever come across
such a phenomenon in his experience of pain management. Dr McCallum said that
he could find no published literature about the incidence of neuropathic pain
after either incomplete vasectomy or minor surgery and that he had never
encountered such a phenomenon in his extensive experience of chronic pain
management. Dr Zealley accepted that the present case did not fall into any
known pattern of case following upon an attempted vasectomy. In these
circumstances the court should be cautious about giving weight to Dr
Carmichael's unsupported opinion:
[133] So far
as the question of injury is concerned, I do not understand there to have been
any real dispute that the pursuer suffers from neuropathic pain in the form of
allodynia. That was the view of both Dr Carmichael and Dr McCallum, and, for
what it is worth, of two doctors, Cullen and Carson, who did not give oral
evidence but whose views are recorded in the hospital records. Further, both Dr
Carmichael and Dr McCallum share the view of the clinical psychologist Dr
Tierney that the pursuer suffers from pain disorder, something that was evident
even to me as a medical layman when the pursuer gave evidence and behaved in
much the same way as described by Dr Zealley. I have no reason to doubt the
evidence of Dr Carmichael and Dr Tierney apportioning the pursuer's condition
as 80% organic pain and 20% pain disorder. I am satisfied that the neuropathic
pain from which the pursuer suffers was caused by the aborted vasectomy: he had
no significant medical history before the operation and there is clear medical
evidence of continuing pain since then. Indeed, the pain has been such that the
pursuer went to what may be considered the extreme of undergoing a bilateral
orchidectomy in an attempt to alleviate the pain. The crucial issue, as it was
formulated on behalf of the pursuer, is whether his neuropathic pain was caused
by the incision or the insertion. Dr Carmichael made a clear link between the
insertion and the nerve injury. I found Dr Carmichael to be a highly impressive
expert medical witness and I do not accept the submission for the defenders that
he strayed outwith his field of expertise. On the contrary, he ensured that in
his answers he remained within his field of expertise. He was obviously careful
to consider each question properly and his thoughtful approach was wholly
independent and objective. It was the severe pain caused by the insertion of an
instrument which, according to the pursuer, caused the procedure to be aborted.
Mr McClinton favoured the insertion as being the cause of the neuropathic pain
and although Dr McCallum favoured the incision as being the cause, even then he
(in the answer which I have reproduced above) did not rule out the insertion as
having made a material contribution to the neuropathic pain.
[134] On a
consideration of the whole evidence on this point, I find that the pursuer
suffered neuropathic pain, giving rise to allodynia and pain disorder, when Dr
Dewart inserted an instrument into an unanaesthetised part of his scrotum in
the course of blunt dissection during the attempted vasectomy procedure.
Decision
[135] For the
reasons set out above I shall repel the first three pleas-in-law for the
defenders, sustain the first plea-in-law for the pursuer and continue the case
for a proof on quantum of damages.