SKYE WINDFARM
ACTION GROUP LIMITED
for
Judicial review of decisions of Highland Council
1st February 2008
Skye
Windfarm Action Group Limited, a company which seeks to prevent inappropriate
development of onshore wind power stations, challenged the decision of the
Highland Council on 16 May 2007 to grant planning permission to a
wind farm at Edinbane, Skye by raising a petition for judicial review of the
decision.
AMEC
Project Investments Ltd ("AMEC") applied in 2001 to develop a wind farm at Edinbane
comprising 28 turbines. As a result of
concerns expressed by local people, ornithologists and environmentalists the
project was amended on a number of occasions until in August 2006 AMEC proposed
a development comprising 18 turbines.
Separate applications for temporary planning permission for borrow pits
to provide road stone for the on-site roads were also granted planning
permission.
The wind
farm application raised complex environmental and nature conservation
issues. As the project was likely to
have significant environmental effects AMEC required to produce an
environmental statement in accordance with the Environmental Impact Assessment
(Scotland) Regulations 1999. Among the environmental issues raised by
objectors was the risk of a peat slide like that which occurred in 2003 at
Derrybrien in the Republic of Ireland.
The
principal nature conservation issue which caused concern was the effect of the
wind farm on the golden eagle and other bird species. In December 2002 the Cuillins Special
Protection Area ("SPA") was classified under the Birds Directive (EC Directive
79/409) for the conservation of the golden eagle. As a result the Highland Council had to
assess the effect of proposed wind farm and a neighbouring development at Ben
Aketil on the SPA. As a result of the
environmental and nature conservation concerns and the amendments to the
project, the environmental statement
became a detailed and rather complex set of documents.
In 2006 the
Highland Council approved a non-statutory document called "Highland Renewable
Energy Strategy and Planning Guidelines" ("HRES") which was intended to provide
guidance to the planning authority and developers in relation to renewable
energy proposals in the Highlands. The Council
required to consider the Guidelines when determining the planning application
for the wind farm.
In
challenging the grant of planning permission to the wind farm and the borrow
pits, the Skye Windfarm Action Group Ltd submitted (i) that the environmental
statement which AMEC had prepared was defective in its form and also in
substance in its failure to consider alternatives and flooding risk, and in the
initial exclusion from consideration of the effect of the borrow pits; (ii)
that certain planning conditions in the permissions for the wind farm and the
borrow pits were illegal; (iii) that the Council had acted illegally in
considering the borrow pits applications separately from that for the wind
farm; (iv) that they had failed to give proper consideration to HRES; and (v) that
the Council had failed to conduct a proper assessment of the effect of the
proposal on the Cuillins SPA.
The
submissions did not succeed. They are
discussed as follows: (i) in paras 43-81, (ii) in paras 82-98, (iii) in paras
99-108, (iv) in paras 109-116 and (v) in paras 117-154.
The Court
dismissed the petition.
NOTE
This summary is provided to assist in understanding the
Court's decision. It does not form part of the reasons for that decision. The
full opinion of the Court is the only authoritative document.
Agents
J.D Campbell QC, McConnell; Morton Fraser for Skye Windfarm Action Group Limited
Tel 0141
249 6720 & 0131 247 1000
Mrs
Wolffe: Biggart Baillie for Highland Council
Tel 0141 228 8000 & 0131 226 5541
OUTER HOUSE, COURT OF SESSION
[2008] CSOH 19
|
P1828/07
|
OPINION OF LORD HODGE
in the petition of
SKYE WINDFARM
ACTION GROUP LIMITED
Petitioners;
for
Judicial review of
decisions of Highland Council dated 16
May 2007 to grant planning permission under the Town and Country
Planning (Scotland)
Act 1997 for a wind farm development and the extraction of aggregate at land
south of Edinbane, Isle of Skye
________________
|
Petitioner: J.D Campbell QC, McConnell; Morton Fraser LLP
Respondents: Mrs Wolffe: Biggart Baillie LLP
1 February 2008
[1] The
petitioners challenge the legality of decisions by the Highland Council ("the
respondents") dated 16 May 2007 to grant planning permission for a wind farm
development and the related extraction of minerals on land approximately two kilometres
south of Edinbane and eight kilometres to the east of Dunvegan, Skye. They seek a court order reducing those
decisions.
[2] The
petitioners are a company limited by guarantee which was incorporated in 2002
with the object, among others, of preventing inappropriate development of
onshore wind power stations. They have
campaigned against wind farms in Skye.
The
decisions under challenge
[3] On
16 May 2007 the respondents
granted planning permission to three closely connected developments, comprising
the wind farm development and two separate applications for borrow pits to
extract aggregate for the construction of the site roads from land in close
proximity to the site of the proposed wind farm. As narrated more fully below, in the initial
application in February 2002 the developers sought planning permission for
twenty-eight wind turbines and also for borrow pits but did not commit
themselves to a specific number or location of the borrow pits. In December 2002 the respondents received two
separate planning applications for the borrow pits. Thereafter, as a result of revisions to the
wind farm proposal, the application which the respondents eventually considered
in March 2007 was for a wind farm comprising eighteen turbines.
Title
and interest
[4] In
their written pleadings the respondents challenged the petitioners' interest to
raise the judicial review proceedings.
In the event Mrs Wolffe chose not to advance a submission of no interest
to sue but reserved the right to raise the issue again should the case go
further.
Factual
background
(a) The planning status of the wind farm
site and the Cuillins Special Protection Area
[5] The
planning status of the site of the proposed wind farm has changed with the
passage of time. It comprises open
moorland which is used for grazing sheep. There are no statutory designations
of the site in relation to natural heritage.
Both the structure plan, which was approved in March 2001, and the local
plan, which was adopted in March 1999, supported renewable energy schemes
provided that among other considerations they were not significantly
detrimental to their local environment and residential amenity. The site lies within an area which the
respondents had identified as a primary research area for wind energy in their
"Wind Energy: Regional Policy Guidelines" which they had adopted in March 1995,
but that document was superseded by the 2001 structure plan which introduced
criteria for the assessment of wind energy proposals.
[6] On
20 December 2002 land nearby was classified under EC Directive 79/409 on the
conservation of wild birds ("the Birds Directive") as the Cuillins Special
Protection Area ("SPA") for the conservation of the golden eagle. The SPA qualified under Article 4(1)
of the Birds Directive because it regularly supported a breeding population of
European importance of the golden eagle, an Annex 1 species under that
Directive. The site supported eight pairs
of golden eagles. They comprised one of
the highest density populations in Great Britain.
[7] On
4 May 2006 the respondents
approved a document called "Highland Renewable Energy Strategy and Planning
Guidelines" ("HRES") as non-statutory supplementary planning guidance which was
to be a material consideration in determining applications for planning
permission for relevant developments. In
HRES the respondents sought among other things to identify areas as preferred
locations for national and major onshore wind energy developments and as
possible areas in which such developments could be located. HRES provided that
in all other areas there was to be a presumption against such development. The identification of the areas was the
product of the respondents' Renewable Energy Resource Assessment model, which I
discuss in more detail in paragraph 110 below.
Under Policy E 7 of HRES the Edinbane site is in an area where there is
a presumption against development.
Policy E 7 states:
"Elsewhere in Highland
there will be a presumption against export wind development. Any proposals for national and major projects
will have to overcome a precautionary approach to planning approval. Any development would also need to show that there
is no scope for alternative development within other preferred or possible
development areas."
[8] The
Edinbane site is in close proximity to and may overlap with a grid square
identified as a possible area but the majority of the site is covered by the
policy E 7 presumption.
(b)
The application for the wind farm development
[9] AMEC
Project Investments Limited ("AMEC") on 17
August 2001 sent the respondents a scoping report for an
environmental statement in relation to the proposed wind farm of up to thirty
turbines and asked them for their comments on the report. AMEC sent the scoping report to other bodies
including Scottish Natural Heritage ("SNH"), Scottish Environment Protection
Agency ("SEPA") and the Royal Society for the Protection of Birds ("RSPB"). On 24
September 2001 SNH wrote to AMEC advising them that further information
should be included in the proposed environmental statement. SNH suggested that the number of turbines
which the site could accommodate should be assessed in an iterative process in
tandem with the assessment of environmental impacts. The information which SNH requested included
details of site selection, cumulative impact and alternative sites
considered. They also requested
information on the areas used for hunting by golden eagles and other birds of
prey and details of the proposed roads and borrow pits. On 11
October 2001 the respondents wrote to AMEC expressing broad
agreement with SNH's position on the content of the proposed environmental
statement. The respondents agreed that
the assessment of the capacity of the site should be an iterative process and strongly endorsed SNH's suggestion
that the environmental statement should examine among other things access
routes and excavation. The respondents
also called for an assessment of the cumulative impact of the proposed wind
farm and another proposed development nearby at Ben Aketil.
[10] AMEC changed their development proposal over time in response
to environmental concerns. The initial planning
application which was lodged on 20
February 2002 was for 28 turbines, a substation compound, site
roads and borrow pits. AMEC produced an initial environmental statement dated
February 2002. This statement among
other things listed several options for obtaining material for the construction
of site roads, including on-site borrow pits, but did not commit AMEC to a
particular source of material. The
initial environmental statement also included the results of ornithological
surveys of various bird species and a confidential annex relating to raptors
which (in order to protect the birds) was intended for use only by SNH and the
RSPB.
[11] The application met with a number of objections including one
from the individuals who later incorporated the petitioners. SEPA did not object provided certain issues,
including the sourcing of stone for site roads, were addressed and made the
subject of planning conditions before the application was determined. However in November 2002 SEPA raised further
concerns about a potential increase in flood risk resulting from the proposed
development. They requested pre- and
post- development runoff calculations and, if those calculations showed that it
was required, the installation of a surface water drainage system to make the
post-development runoff no greater than the pre-development runoff. SNH, while not opposing the principle of wind
farm development in the area, objected to the proposal as then submitted and
suggested how their objections could be overcome. SNH called for the removal of one of the
turbines to reduce visual impact and for more data and assessment in the
environmental statement on and of among other things site roads, borrow pits
and the monitoring of birds. Local
ornithologists, Ken Crane and Kate Nellist ("Crane and Nellist"), also
submitted comments in which they expressed concern for raptors. They requested further monitoring and the
phased development of the site by postponing the construction of certain
turbines to allow golden eagles to adapt to the turbines. The RSPB also lodged a holding objection,
calling for the provision of more information about various bird species
including raptors.
[12] The initial environmental statement was superseded by an
amended environmental statement dated June 2002. In this statement AMEC proposed to install
twenty-seven turbines on the site. AMEC
also stated that the sourcing of stone for the site roads would be the subject
of a separate planning application.
After a site visit, on 29
November 2002 the respondents' Planning, Development, Europe
and Tourism Committee ("the planning committee") resolved to grant permission
to the wind farm development of twenty-seven turbines, subject to planning
conditions and the prior conclusion of a section 75 agreement. Among the proposed conditions was a condition
which required the developer before commencing the development to submit, and
obtain the approval of the planning authority of, detailed proposals for
sourcing aggregate.
[13] On 23 December 2002
AMEC lodged two planning applications for permission to operate two temporary
borrow pits within existing commercial forestry in the vicinity of the proposed
wind farm site to provide the necessary aggregate for the site roads. With the applications AMEC also lodged a
supporting statement which explained their choice of location of the borrow
pits and their proposed methods of operation.
Before lodging the applications AMEC had applied to the respondents on 4 December 2002 for a screening
opinion whether the borrow pits proposal was likely to have significant
environmental effects and therefore whether an environmental impact assessment
would be required. On 7 January 2003 the respondents issued
a screening opinion stating that they had decided that the proposal was
unlikely to have significant
environmental effects and that an environmental impact assessment would not be
required.
[14] The petitioners and others objected to the borrow pits proposal
arguing among other things that the sourcing of the road stone was an essential
part of the wind farm project and that it was unlawful to consider its environmental
impacts separately from the impacts of the proposed wind farm. SEPA did not object in principle but
requested amended drainage details. SNH
did not object and expressed the view that the borrow pits were unlikely to
threaten natural heritage interests. On
14 April 2003 the respondents' Skye and Lochalsh Area Planning Committee agreed to approve the grant of temporary
planning permission for the borrow pits subject to conditions and the prior conclusion of a
section 75 agreement. The permissions
were also to be subject to the prior issue of a permission for the Edinbane
wind farm. The committee also decided
that the permissions should be subject to additional conditions covering the
views of the respondents' environmental health department and SNH. The former consultee had yet to respond to an
amended submission and the latter had requested a satisfactory restoration
plan.
[15] Several events caused AMEC to carry out further work in
relation to their proposed development.
In October 2003 a major peat slide occurred at a wind farm site at
Derrybrien in the Republic of Ireland
which gave rise to concerns that the construction of a wind farm at Edinbane,
which comprised predominantly blanket mire, might create the risk of a similar
occurrence. In response the respondents
entered into discussions with AMEC and the Health and Safety Executive and the
latter carried out a review of information on peat instability. Information which was supplied by the
applicants for permission to develop an adjoining wind farm at Ben Aketil gave
rise to further concerns about the cumulative impact of the developments on the
Cuillins SPA. In June 2004 the
petitioners complained to the European Commission that the proposed grant of
planning permission to the Edinbane wind farm would breach European law,
because among other things there had been no assessment of its impact on the Cuillins SPA.
[16] On 12 July 2004
SNH wrote to the respondents expressing concern about the cumulative impact of
the Edinbane and Ben Atketil proposals on the golden eagle and their potential
effects on the integrity of the Cuillins SPA. SNH requested that there be a study of the
effect of individual turbines within the proposed layout at Edinbane on
sub-adult eagle mortality with a view to removing or repositioning turbines
which most interfered with the monitored flight-lines of the golden eagle with
the aim thereby substantially to reduce the levels of predicted sub-adult
mortality. SNH also requested that AMEC
devise monitoring and mitigation measures further to reduce that
mortality. In response AMEC commissioned
and sent to the respondents a further report by E.S. Lawrence of Lawrence
Ecological Consultants ("LEC") assessing
the flight activity of golden eagles and the effect of the proposed wind
farm. SNH commented in detail on the LEC
assessment and carried out their own assessment of the collision risk and the
likely effect of mortality on the golden eagle population in Skye. They modelled estimates of collision
fatalities which showed a range of between 0.27 and 0.6 golden eagle deaths per
year. SNH concluded that it was unlikely
that the wind farm would cause the population of golden eagles in Skye to
decline but proposed that the number of turbines be reduced. At the respondents' request, AMEC instructed
the collection of further data during 2005 to assess whether the risk of
collision mortality at the Edinbane site would be below SNH's threshold of 0.6
golden eagles per year.
[17] The respondents also instructed Professor Rowan Robinson to
provide them with a legal opinion on their duties in the light of the concerns
expressed about the possible effects of the development on the golden eagle
population and the lack of assessment of the effect of construction of the
development on flooding and ground stability and the further information which
they had received on those topics. In an
opinion dated April 2005 Professor Rowan Robinson advised among other things
that, notwithstanding their decision of 29 November 2002, there was as yet no planning
permission. The Respondents should
therefore consider all relevant information, including updated information on
bird strikes, the integrity of the SPA, flooding and ground stability, which
was available to them when deciding whether to grant planning permission for
the Edinbane wind farm. He also advised that the Environmental Impact
Assessment (Scotland) Regulations 1999 ("the 1999 Regulations") required the
respondents to obtain, publicise and consider the environmental information needed
to assess the likely significant impacts of a development before deciding
whether to grant planning permission.
[18] At a meeting on 25 May 2005 the respondents' planning committee
discussed a report from the director of planning and development explaining the
events which had occurred since 2002, including the Derrybrien peat slide, the
involvement of the European Commission in proceedings against the Irish
government, the concerns expressed by SNH and RSPB and the new information
revealed in the eagle studies. The
director of planning and development recommended that the respondents would
require to decide the Edinbane application on its merits in the light of the
new information and any further relevant information available at the time of
their decision. The planning committee
noted the position. The respondents
asked AMEC to provide further information on peat slides and further studies on
raptor activity. On 2 September 2005 the planning committee approved
the Ben Aketil planning application subject to conditions and the conclusion of
a section 75 agreement. The Ben Aketil
permission was issued on 7 September
2006.
[19] In April 2006 AMEC submitted an amended proposal for the
Edinbane wind farm reducing the number of turbines from twenty-seven to
nineteen and reducing the size of the turbines.
With the proposal in the core document they also submitted (a) amended
visualisations, (b) a peat slide assessment by Mott MacDonald and (c) further
eagle studies which Natural Research (Projects) Limited had carried out. In the core document and the commentary on
the eagle studies AMEC explained that they had altered the layout and reduced
the number of turbines in their proposal to bring the modelled rate of golden
eagle strikes to within SNH's threshold of 0.6 per year. The core document also contained under the
heading "Environmental Impact Assessment" a brief summary of the environmental
impacts of the amended proposal including summaries of the peat slide assessment
and the raptor studies.
[20] In July 2006 the petitioners lodged with the respondents
further detailed objections to the Edinbane wind farm proposal to supplement
their objections lodged in 2002. In those objections the petitioners commented
on AMEC's April 2006 submission.
[21] In August 2006 AMEC amended their proposal by reducing the
number of turbines to eighteen ("the second amended proposal"). The reductions in the numbers of turbines in
the April 2006 submission and in the August 2006 submission were concentrated
on parts of the proposed site where the greatest number of eagle flights had
been observed and were principally in order to reduce predicted eagle mortality.
The August 2006 submission was a very substantial document. It comprised a core document summarising the
proposal and the supplementary environmental information which was contained in
fourteen appendices. Those appendices
covered (a) supplementary survey work to assess the risk of peat slide, (b) an
assessment of the risk to raptors from the second amended proposal, (c) a
landscape and visual assessment, (d) a noise assessment, (e) an assessment of
the impact of the development on tourism, (e) an assessment of the likely
impact of the development on otters, (f) an assessment of the likely impact of
the development on bats, (g) an assessment of flood risk and a survey of
private water supplies and (h) an assessment of the cumulative impact of the
wind farm and the borrow pits (Appendices H-N).
[22] In September 2006 the petitioners' legal advisers lodged with the
respondents further objections which among other things commented on AMEC's
August 2006 submission.
[23] By letter dated 2
October 2006 SNH maintained their objection to the proposed
Edinbane wind farm as then proposed on the basis that they could not assess
fully the adverse impacts of the development on the Cuillins SPA on the
information provided. SNH stated that
they would review their objection if specified information were provided,
including an assessment of the cumulative impact of the Edinbane and Ben Aketil
wind farms on the Skye golden eagle population using up to date population data
and calculations of collision risk using a specified model of turbine. SNH expressed concern about the quality of
the data assembled by LEC and requested that the revised assessment incorporate
the data assembled from the observations by Crane and Nellist in 2002. SNH also advised that certain conditions
should be imposed in any planning permission and made other recommendations. Mr Mudie, the respondents' development
management team leader, in an e-mail to AMEC dated 4 October 2006 pointed out that the environmental
statement had become a complex multi-document submission and advised AMEC to
adopt a clean slate approach by withdrawing their application and submitting a
new one. Faced with SNH's objection, the
director of planning and development produced a report for a meeting of the
planning committee on 27 October 2006
recommending refusal of the application on the basis that there had not been an
appropriate assessment of the impact of the development on the Cuillins
SPA. On 26 October 2006 Mr Mudie again requested AMEC to
withdraw their planning application. In
the event, the meeting of the planning committee was cancelled because of
severe weather.
[24] In January 2007 AMEC submitted further environmental
information in support of the second amended proposal in response to SNH's
concerns. The document contained a
report by the consultant ornithologist, Dr Paul Haworth, which reviewed the
available data on golden eagles in Skye and carried out an assessment of the
cumulative impact of the Ben Aketil and Edinbane wind farms on the golden eagle
population in Skye and more widely. Dr
Haworth concluded (a) that there was sufficient habitat for the sub-adult eagles
on Skye if displaced from the wind farm sites, (b) that the second amended proposal would involve a risk
of causing less than 0.6 golden eagle deaths per year and in combination with
Ben Aketil up to 0.91 deaths per year and (c) that adverse impacts on the
Cuillins golden eagle SPA were not predicted if the mortality of sub-adult
eagles was below one per year.
[25] Objectors, including the petitioners, responded to AMEC's
further environmental information by lodging supplementary objections. The ornithologists, Crane and Nellist,
renewed their criticisms of the collision risk modelling and challenged the
view that there was any certainty that the golden eagle population of Skye was
currently secure. Mr R. L. MacMillan, an
ornithologist, also repeated his concerns about validity of the data and the
collision risk threshold which SNH had adopted for golden eagles and expressed
concerns about other raptors. He pointed
out that the collision risk from the combined Ben Aketil and Edinbane wind
farms at 0.9 per year would be the highest of any wind farm site in Scotland. The petitioners by letter dated 3 February 2007 lodged a further
objection which criticised the proposal on a number of grounds. They challenged AMEC's peat slide assessment
as inadequate; they argued that the development was contrary to HRES, that AMEC had failed to assess the impact of
the development on tourism in Edinbane, that noise nuisance had not been fully
assessed and that AMEC's January 2007 further environmental information was
inadequate to meet the requirements of European law on nature
conservation. RSPB also wrote to
maintain its objection due to what it said was the level of uncertainty
regarding the potential impact on golden eagles and other raptor species.
[26] SNH by letter dated 16
February 2007 provided their advice to the respondents in the light
of the further environmental information.
They concluded that the additional work on golden eagles had adequately
addressed SNH's earlier concerns with the environmental statement in that
regard. They stated that the additional
information had
"demonstrated
that there is sufficient sub-adult habitat available if displacement
occurs. If the golden eagles continue to
use the site, the expected increase in sub-adult mortality which would arise
from collisions with the turbines is not considered to be sufficient to
compromise the Skye or the Cuillins SPA golden eagle populations. The Environmental Statement and SNH's
appraisal of the ES demonstrate that there will be no adverse effect on the
integrity of the Cuillins SPA."
SNH therefore withdrew their
earlier holding objection, provided that planning conditions were imposed to
control the type of turbine used in the wind farm.
[27] The respondents' director of planning and development in a
report dated 27 February 2007
recommended that planning permission be granted subject to a section 75
agreement and conditions. The
respondents' planning committee considered the application at a meeting on 9 March 2007 and resolved to approve
the application in accordance with his recommendation. The report and the committee's consideration
of it at the 9 March meeting are discussed in more detail below in the
discussion of the particular challenges raised in this judicial review. AMEC, the respondents and the Scottish
Ministers then entered into a section 75 agreement, and the respondents issued
separate planning permissions on 16
May 2007 for the Edinbane wind farm and the two borrow pits. The decisions to grant those permissions are
challenged in this judicial review.
(c)
Other relevant facts
[28] In their various grounds of challenge the petitioners addressed
the court on detailed factual matters which were specific to individual
grounds. Rather than give an aggregated
account of all the relevant facts which would be either too dense or too
extensive, I set out the more detailed facts in my discussion of the individual
challenges and refer back to the factual background above.
Discussion
of grounds of challenge
[29] The petitioners advanced
grounds of challenge under five headings and included several grounds of
challenge under two of those headings. I
consider each of the grounds under those five headings. It is important, before I do so, to recall
the proper scope of the court's jurisdiction in applications for judicial
review as some of the petitioners' submissions assumed that the court could
accept as fact assertions which were contested by the respondents and which
were not established by proof. For this
purpose it is sufficient for me to refer to the opinion of Lord Nimmo Smith in World Wildlife Fund v The Scottish Ministers
[1999] 1 CMLR 1021 in which at paragraph 6 he stated:
"At the outset I
must emphasise that I am not concerned with the merits of any of these decisions. An important point, which was emphasised by
the First Division in....West v Secretary of State for Scotland is that
judicial review is available, not to provide machinery for an appeal, but to
ensure that the decision-maker to whom a jurisdiction, power or authority has
been delegated or entrusted by statute, agreement or any other instrument, does
not exceed or abuse his powers or fail to perform the duty which has been
delegated or entrusted to him. It is not
competent for the Court to review the act or decision on its merits, nor may it
substitute its own opinion for that of the person or body to whom the matter
has been delegated or entrusted."
(i)
The Environmental Impact Assessment
[30] The petitioners advanced
four arguments under this heading. Before
considering each of the arguments, it may be useful in order to set them in
context to summarise the relevant law on environmental impact assessments in
view of the many authorities to which I was referred.
[31] In the course of their submissions counsel referred to the
following cases: Bund Naturschutz in
Bayern v Freistaat Bayern (Case
C-396/92) [1994] ECR I-3717, Aannemersbedrijf
P.K.Kraaijeveld BV v Gedeputeerde
Staten van Zuid-Holland (Case C-72/95) [1996] ECR I-5403, The Queen on the application of Wells v Secretary of State for Transport, Local
Government and the Regions (Case C-201/02) [2004] ECR I-723, R v Swale
Borough Council and Medway Ports Authority [1991] 1 PLR 6, R v Rochdale Metropolitan Council ex p Tew [2000]
Env LR 1, R v North Yorkshire County Council ex p Brown [2000] 1 AC 452, R v
Rochdale Metropolitan Council ex p Milne [2001] Env LR 22 (and the
application for leave to appeal that decision which the Court of Appeal
refused), R v Cornwall County Council ex p Hardy [2001] Env LR 25, British Telecommunications plc v
Gloucester City Council [2001] EWHC Admin 1001, Berkeley v Secretary of State
for the Environment [2001] 2 AC 603,
R (on the application of Barker) v London Borough of Bromley [2002] Env LR
631 (CA), R (on the application of Lebus)
v South Cambridgeshire DC [2003] 2 P
& CR 5, Smith v Secretary of State
for the Environment, Transport and the Regions [2003] Env LR 32 (CA), Gillespie v First Secretary of State [2003] Env LR 30, BAA plc v Secretary of State for Transport, Local Government and the Regions [2003]
JPL 610, R (on the application of
Burkett) v Hammersmith and Fulham
London Borough Council [2004] Env LR 3, and R (on the application of Jones) v Mansfield Borough Council [2004] Env LR 21. In relation to an argument of substantial
compliance Mrs Wolffe referred in addition to Commission v Germany (Case
C-431/92) [1995] ECR I-2189, R (on the
application of Prokopp) v London
Underground Ltd [2004] Env LR 8, and Belize
Alliance of Conservation Non-Governmental Organisations v The Department of the Environment [2004] Env LR 38 (PC).
[32] Mr Campbell referred to articles 174 and 175 of the European
Community Treaty, Council Directives 85/337/EEC and 97/11/EEC on environmental
assessments and 2003/35/EC on public participation. He accepted however that the European
directives had been correctly transposed into domestic law by the Environmental
Impact Assessment (Scotland)
Regulations 1999 ("the 1999 Regulations").
It is necessary therefore to have regard to the European legislation
only to assist the interpretation of the 1999 Regulations. In that context it may be helpful to quote
the sixth recital of Council Directive 85/337/EEC which states:
"Whereas
development consent for public and private projects which are likely to have
significant effects on the environment should be granted only after prior
assessment of the likely significant environmental effects of these projects
have been carried out; whereas this assessment must be conducted on the basis
of the appropriate information supplied by the developer, which may be
supplemented by the authorities and by the people who may be concerned by the
project in question".
[33] The environmental impact assessment ("EIA") is a procedure
which was introduced to implement Council Directive 85/337/EEC on the
assessment of the effects of certain public and private projects on the
environment. That Directive was
subsequently amended by Council Directive 97/11/EC to improve the assessment
procedure and by Directive 2003/35/EC of the European Parliament and of the
Council to give effect to the obligations undertaken in the Århus Convention in
relation to public participation in decision-making on environmental matters.
[34] In terms of article 4 and Annex II of Directive 85/337/EEC (as
amended) wind farms are one of the categories of projects which may or may not
require an EIA, depending upon whether the Member State considers that they are
likely to have significant effects on the environment. This is reflected in the 1999 Regulations
which define "EIA development" as being either a Schedule 1 development or a
Schedule 2 development. Schedule 1
describes developments which must undergo an EIA. Schedule 2 describes developments which are
to undergo an EIA if they are likely to have significant effects on the
environment by virtue of factors such as their nature, size or location. Wind farms fall within Schedule 2.
[35] Where a development is, or is connected with, a Schedule 2
development, the developer under Regulation 5 can request the planning
authority for a screening opinion which is a written statement of opinion as to
whether a development is EIA development.
This involves the planning authority in an assessment of whether the
development is likely to have significant effects on the environment having
regard to the criteria set out in Schedule 3.
Case law in England
and Wales has
provided further guidance. The
Regulation contemplates a relatively speedy decision on the basis of relatively
limited information (Jones, para
49). In making that assessment the
planning authority can take account of the use of well-established and tested
remedial measures which can be required by planning condition (Gillespie, paras 36-38, 46 and 49, PPG 11 Ltd, para 52). But where it is clear that a development is
likely to have significant effects on the environment, those effects and the
efficacy of remedial measures should normally be the subject of an EIA because
the 1999 Regulations require that other parties, including the public, have the
opportunity to contribute to the environmental information which the planning
authority should consider in reaching its decision (see citations from Gillespie and PPG 11 Ltd above and also Burkett
at para 8).
[36] Where a development falling within Schedule 2 is assessed as
being likely to have significant environmental effects and is thus EIA
development, Regulation 3(2) prohibits the planning authority from granting
planning permission unless they have first taken into consideration "the environmental
information". It is in the Regulation
3(2) prohibition and in the definition of "environmental information" in
Regulation 2(1) that the 1999 Regulations create the mechanism by which the
planning authority has to consider the information which the Directives have
laid down as necessary for the assessment of environmental impact before the
authority grants planning permission for the development.
[37] In the United Kingdom planning systems where a developer seeks
outline planning permission for a development which is likely to have
significant environmental effects, the planning authority must have sufficient
information on the development, its impact and the mitigation measures to
consider the significant environmental effects of the development at the stage
of determination of the outline application which establishes the principle of
the development. See Alexander Russell Ltd v Secretary of State for Scotland 1984
SLT 81 and Smith (paragraphs 25-28). Consideration of significant environmental effects
and mitigation measures at reserved matters stage would avoid the statutory
requirements for consultation and publicity which provide what Lord Hoffmann in
Berkeley
described as the inclusive and democratic procedure required by the Directive.
As a result the 1999 Regulations may make it difficult for a developer to
obtain outline planning permission in some cases without committing himself to
detailed design, as the planning authority cannot defer its decision on any
matter that is likely to have a significant environmental effect. See, for
example, Tew and Milne, and Smith (at
paras 25-27).
[38] The environmental information as defined in Regulation 3(2)
means (a) the environmental statement which the developer prepares and submits
to the planning authority, (b) any further information which the planning
authority in writing requires the developer to provide under Regulation 19 and
any other information which becomes part of the environmental statement, (c)
any representations made by the specified consultation bodies, such as SNH and
SEPA, which have environmental responsibilities, and (d) any representations
duly made by any other person about the environmental effects of the
development. The inclusion of the latter
representations within the definition of environmental information is designed
to enable the public to contribute to the environmental assessment in
accordance with the Århus Convention.
Public contribution to the assessment is facilitiated by the placing on
the register of, among other things, copies of the environmental statement, the
further information required under Regulation 19 and any other information
which comes to form part of the environmental statement (Regulation 20), and
the requirement that the authority make such documentation available for
inspection and publicise that availability (Regulations 38 and 37). The petitioners took no issue in this case
with the availability of the information for inspection in accordance with the
Regulations, although as mentioned in paragraph 70 below, they challenged the
manner in which environmental information in relation to the borrow pits came
into the public domain.
[39] The developer can ask the planning authority to give a written
scoping opinion which specifies the information to be provided in the
environmental statement (Regulation 10).
The authority provides the scoping opinion after consulting the
specified consultation bodies. Screening
opinions and scoping opinions also are available for inspection on the
register.
[40] Schedule 4 to the 1999 Regulations sets out the information to
be included in the environmental statement.
That statement must include at least the matters listed in Part 2
of Schedule 4. Part 2 requires the
following:
"1. A
description of the development comprising information on the site, design and
size of the development.
2. A description
of the measures envisaged in order to avoid, reduce and, if possible, remedy
significant adverse effects.
3. The data
required to identify and assess the main effects which the development is
likely to have on the environment.
4. An outline of
the main alternatives studied by the applicant or appellant and an indication
of the main reasons for his choice, taking account of the environmental
effects.
5. A non-technical
summary of the information provided under paragraphs 1 to 4 of this Part."
Part 1 of the
Schedule lists among other things more detailed descriptions of the
development, of the aspects of the environment likely to be significantly
affected by the development, of the significant effects of the development on
the environment including cumulative effects and of mitigation measures. There is also included in the list a
requirement for an outline of the main alternatives which is identical in its wording
to paragraph 4 of Part 2 set out above. There is a similar requirement for a
non-technical summary as in Part 2. The
need to provide the information listed in Part 1 of the Schedule is not
absolute. Regulation 2(1) in its
definition of "environmental statement" provides that the statement includes
such of the information referred to in Part 1 of the Schedule as (a) is
reasonably required to assess the environmental effects of the development and
(b) the applicant can reasonably be required to compile, having regard in
particular to current knowledge and methods of assessment.
[41] Once the planning authority has received the developer's
environmental statement, including any further information which it requires
under Regulation 19 or which the developer submits, it is a matter for the
judgement of the planning authority whether the information provided gives it
sufficient knowledge of the likely significant effects of the development on
the environment. The 1999 Regulations do
not require the planning authority to have available to it information on every
detailed environmental effect.
Environmental effects which are not significant can be dealt with later
as reserved matters or assessed in compliance with a planning condition (Smith at para 28). What is required from the planning authority
is that it makes its planning decision only after a proper assessment of what
the significant environmental effects of the development are likely to be. See the sixth recital of the Directive
(paragraph 32 above). The judgement
whether the environmental information is sufficient for that assessment will be
one of fact and degree in each case.
That judgement by the planning authority is subject to review by the
courts on the normal grounds of judicial review (Jones at paras 17 and 60, and Burkett
at para 8). In several cases English
judges refer to review by the courts on normal Wednesbury principles. I
interpret that as a reference to all the grounds of judicial review of a
discretionary decision and not just to irrationality or Wednesbury unreasonableness.
See the judgment of Lord Greene in Wednesbury
at pp.228-229 in which he listed the various grounds of judicial review and
also R v Secretary of State for the Environment ex p Nottinghamshire County
Council [1986] AC 240, in which Lord Scarman at p.249 explained that
"normal Wednesbury principles" was "shorthand" for Lord Greene's
classical review of the circumstances in which the court will intervene to
quash as illegal an exercise of administrative discretion.
[42] The case law mentioned above gives useful guidance in relation
to the quality of the information on environmental effects which the planning
authority must have both in making a screening opinion and before it determines
a planning application for development which is EIA development. It emphasises the procedures which must be
complied with to ensure public participation in and contribution to the
assembling of the relevant environmental information. It confirms the limits of the court's jurisdiction
to review decisions of the planning authority. These points are relevant
to consideration of the petitioners' arguments in relation to the environmental
impact assessment which were as follows.
The
form of the Environmental Statement
[43] First, the petitioners submitted that the respondents acted
illegally in accepting from AMEC environmental information on a piecemeal
basis. Mr Campbell submitted that the respondents
were under a legal obligation not to determine the planning applications until
they had received a comprehensive and comprehensible body of work which
accurately described the environmental effects of the development in a manner
which was reasonably digestible by members of the public. Further he submitted initially that this information
should be available at the start of the process of assessment of the
environmental information. He founded on
Berkeley
in which Lord Hoffmann stated at p.617:
"The point about
the environmental statement contemplated by the Directive is that it constitutes
a single and accessible compilation, produced by the applicant at the very
start of the application process, of the relevant environmental information and
the summary in non-technical language.
It is true that article 6.3 gives Member States a discretion as to the
places where the information can be consulted, the way in which the public may
be informed and the manner in which the public is to be consulted. But I do not think it allows Member States to
treat a disparate collection of documents produced by parties other than the
developer and traceable only by a person with a good deal of energy and
persistence as satisfying the requirement to make available to the public the
Annex III information which should have been provided by the developer".
[44] Mr Campbell submitted that the respondents had acted illegally
in allowing AMEC to submit a multiplicity of documents over time and by not
insisting on a non-technical summary of the content of the aggregate of all of
the documents. During discussion he
amended his formulation of the submission and argued that the 1999 Regulations
required an environmental statement to comprise a single and accessible
compilation of documents produced by the applicant in the course of the
application process.
[45] It is important to identify what are the documents which
comprised the environmental statement. In summary, as a result of the environmental
concerns which were raised and the changes which AMEC made to their proposal to
address those issues, the initial environmental statement was superseded by the
amended environmental statement of June 2002 and that in turn was supplemented
by further documents. The respondents' position
was that the environmental statement, which was available to the respondents
and the public when the decision to grant the impugned planning permissions was
made in March 2007, comprised (a) the amended statement of June 2002 (referred
to in paragraph 12 above), (b) the further information dated April 2006 (referred
to in paragraph 19 above), (c) the second amended proposal in August 2006
(referred to in paragraph 21 above) and (d) the further information of January
2007 (referred to in paragraph 24 above).
I proceed on that basis which was not contested.
[46] The petitioners founded on the advice of the Scottish Executive
in PAN 58, which (at paragraphs 72-79) included their advice on the
presentation of the environmental statement.
In paragraph 73 the advice was:
"The main report
should give an account of all the environmental assessment work from project
inception through to mitigation measures and monitoring arrangements. It should read as a single document and not
merely be a compendium of separate reports on each environmental topic or impact. To help the reader, lengthy or detailed
supporting studies should be confined to appendices, and accurately summarised
in the main report and non-technical summary.
The main body of the statement can thus be kept to manageable
proportions."
[47] Paragraph 74 spoke of a "concise, comprehensive and objective
report". There is no doubt that the
environmental statement did not achieve that conciseness. Paragraph 78 discussed the non-technical
summary, stating that its purpose was to ensure that the key points of the
environmental statement could be more readily understood by non-experts and
decision-makers.
[48] Mr Campbell also referred to correspondence between the
respondents and AMEC in early October 2006 in which the respondents'
development control team leader, Mr Mudie, recommended that AMEC should
withdraw the application and lodge a fresh application because the
environmental statement had become a complex multi-document submission which
was then to be complicated by a further ornithological study to be undertaken. In so advising Mr Mudie reflected the view of
SNH which in their letter of 2 October
2006 to the respondents had advised that the environmental
statement had lost its cohesion and lacked transparency in a number of places,
particularly the ornithological aspects.
However, on receipt of the further information of January 2007, SNH
changed their view and in their letter dated 16 February 2007 stated:
"We noted in our
October 2006 letter that the Environmental Statement had lost its cohesion and
lacked transparency, particularly in relation to the ornithological
aspects. SNH are content that the recent
golden eagle appraisal is transparent and we therefore feel able to reach a
conclusion on this critical aspect of the case.
The issue of cohesion and accessibility has not been addressed and while
the approach taken by the developer is clearly not best practice and is likely
to present difficulties to those not familiar with this case, there is
sufficient information to inform SNH's response."
[49] While it is clear that the prolonged way in which the project
changed and the environmental assessment expanded over time fell far short of
the ideal, I am satisfied that the petitioner's challenge on this ground
fails. It is important to see Lord
Hoffmann's comments in Berkeley in their context. The "paper chase" which he described in that
case would have required an interested member of the public to look at the
applicant's statement of case for a public inquiry, and to cross-refer that to
the planning officer's report to the planning sub-committee, and its background
papers including letters from interested environmental bodies, and also the
proofs of evidence made available at the inquiry in order to discover the
necessary environmental assessment. In
this case by contrast the four documents emanated from AMEC and were each made
available to the public in accordance with the 1999 Regulations.
[50] In my opinion there is no legal requirement that all the environmental
information which an applicant submits
and which, by virtue of the definition of environmental statement in regulation
2(1), forms part of that statement
should be in one document. Berkeley does not support the contrary view. The original environmental statement must
emanate from the applicant and must attempt a sufficiently comprehensive
assessment of the environmental effects of the development to allow the
planning authority to make a judgement on the significant environmental effects
of the development. But the Regulations
envisage that the planning authority may require further information under
Regulation 19 and that the applicant may submit further information, both of
which become part of the environmental statement. The assessment may therefore develop over
time in what Newman J described in Burkett
as a "dynamic process".
[51] In this case the four documents to which I referred in
paragraph 45 above each contained non-technical summaries or their
equivalents. The amended statement of
June 2002 (paragraph 12 above) included a seven-page executive summary which
described the development and construction programme and listed the
environmental effects, including terrestrial ecology, ornithology, landscape
and visual assessment, archaeology, air traffic and radio communications,
people and safety, noise, and tourism.
The further information of April 2006 (paragraph 19 above), which
concentrated on further ornithological studies and a peat slide risk assessment
as well as considering the landscape and visual effects of the amended proposal
for the reduced number of turbines, contained a four-page core document which
summarised the contents of the three appendices. The appendices on the peat slide risk and the
eagle studies also contained executive summaries. The additional supplementary environmental
information which AMEC submitted with their second amended proposal (paragraph
21 above) amounted to several hundreds of pages. But again it contained a twenty-nine page
document which on nineteen pages summarised the findings of the assessments and
surveys contained in the fourteen appendices.
Some of the assessments in the appendices were complex and lengthy but
by use of the indices or otherwise it was relatively easy to find the
conclusions which the assessors reached.
Finally, the further environmental information which AMEC submitted in
January 2007 (paragraph 24 above) contained a two-page summary of the results
of Dr Haworth's eagle study which itself contained a one-page executive
summary.
[52] In my opinion the material which AMEC produced would have been
easier to assimilate if it had been aggregated, edited and re-presented in one
document. Nonetheless the documents
comprising the environmental statement were available for inspection by the
public. They were presented in a way
which allowed an interested member of the public not only to ascertain without
much difficulty the conclusions which AMEC and its professional advisers had
reached on the various environmental effects but also to study in more detail
the methods used to reach those conclusions.
While the documents which comprised AMEC's environmental statement fell
far short of the ideal statement, I am satisfied that the respondents did not
act illegally in accepting them as an environmental statement in this case.
[53] As I have reached the view that the environmental statement did
not need to be contained within one document and that AMEC complied with the
requirements of the 1999 Regulations in relation to its environmental
statement, I do not need to consider Mrs Wolffe's alternative submission that
there was in any event substantial compliance with the aims of the Regulations
and the Directives. It is sufficient to
record that in support of that submission she referred me to Commission v Germany,
Berkeley,
Prokopp and Belize Alliance and that, had it been necessary to decide the
question, I would have concluded that there was substantial compliance.
The
failure to consider alternatives
[54] Secondly, the petitioners submitted that the respondents had
acted illegally in failing to take into account "alternative" sites for the
wind farm which AMEC proposed at Edinbane.
As mentioned in paragraph 40 above, Regulation 2(1) of the 1999
Regulations requires that an environmental statement contain at least the
information listed in Part 2 of Schedule
4. Paragraph 4 of Part 2 refers to "an outline of the main
alternatives studied by the applicant or appellant and an indication of the
main reasons for his choice, taking account of the environmental effects". Mr Campbell submitted that AMEC had failed to
include that essential information. He
also submitted (a) that having regard to the proximity of the Cuillins SPA the
respondents should have required AMEC to examine alternative sites in their
environmental statement under Part 1 of Schedule 4 to the 1999 Regulations and
(b) that whether there was an alterative site was a relevant planning consideration
which the respondents failed to consider.
[55] The respondents' submission was that 1999 Regulations required
a developer who had in fact considered alternative projects to provide details of
those alternatives in the environmental statement, but they did not require him
to study alternatives. In this case AMEC
had not looked at alternative sites and had explained their position in the
additional supplementary information which they submitted with their second
amended proposal in August 2006 (paragraph 21 above). On page 26 of that document AMEC explained
that there were no alternative developments open to them in the Highlands
which they could take forward timeously to secure grid connection before 2016
because of constraints in the electricity transmission system. AMEC had negotiated a grid connection
contract with a connection date of 2008 and could not gain support from
landowners and crofters to develop another site and take an application through
the EIA and planning process in time to meet that date.
[56] I am satisfied from the wording of paragraph 4 of Part 2 of
Schedule 4 that what is required in any environmental statement is an outline
of any alternatives which an applicant has in fact studied and the reasons for
his choice where he has in fact made a choice.
That is the ordinary and natural meaning of the words used. The same words are used in the Directive ("qui
ont été examinées"). Accordingly AMEC
have not breached the requirements of Part 2 of Schedule 4 to the 1999
Regulations.
[57] The same words are used in Part 1 of Schedule 4 and an issue
arises as to whether they are to be given the same meaning in that
context. In recital 11 of Directive
97/11/EC it is stated:
"Whereas it is
appropriate to introduce a procedure in order to enable the developer to obtain
an opinion from the competent authorities on the content and extent of the
information to be elaborated and supplied for the assessment; whereas Member
States, in the framework of this procedure, may require the developer to
provide, inter alia, alternatives for the projects for which it intends to
submit an application".
[58] Thereafter the Directive provides a re-worded Article 5(1) and
a new Annex IV of Directive 85/337/EEC which requires a Member State to adopt
necessary measures to ensure that the developer supplies the Annex IV
information when the Member State considers the information to be relevant and
that the developer could reasonably be required to supply the information. Annex IV in paragraph 2 contains a provision
in substantially the same terms as paragraph 4 of Part 2 of Schedule 4 to the
1999 Regulations quoted above. The
amended Article 5(3) contains an identical provision as the minimum information
which a developer should provide in his environmental impact assessment.
[59] A requirement that a developer disclose alternatives which he
has considered does not in itself meet the policy aim in recital 11 that a
competent authority should be empowered to require a developer to provide
alternatives. Nor does it make sense to
include in the Directive and in the 1999 Regulations a requirement for the same
information to be provided both as part of the minimum information to be
included in an environmental statement (Article 5(3) of the Directive and
paragraph 4 of Part 2 of Schedule 4 to the 1999 Regulations) and also as an
optional item so far as it is relevant and may reasonably be required (Article
5(1) and Annex IV of the Directive and paragraph 2 of Part 1 of Schedule 4 to
the 1999 Regulations). It appears to me
that the words where the provision is optional are designed to deal with a
different context from that of the same words where the provision is compulsory:
I consider that the 1999 Regulations in Regulations 10 and 11 (scoping
opinions) and Regulation 19 (the power to require a developer to provide
further information) empower a planning authority to require a developer to
look at alternative projects or alternative sites in an appropriate case. In many cases which the 1999 Regulations
cover it may not be appropriate or sensible to impose on a developer an
obligation to study alternatives, particularly if a developer does not have a
realistic opportunity to develop another site.
But where a planning authority requires a developer to look at
alternatives, paragraph 2 of Part 1 of Schedule 4 enables it to request that
the results of that study are included in the environmental statement.
[60] If that is correct, it is necessary to consider the merits of
the petitioners' challenge to the respondents' scoping decision in relation to
the environmental statement and their decision to be satisfied by the
environmental statement which emerged by early 2007.
[61] As narrated in paragraph 9 above, AMEC asked SNH to comment on
their scoping report of 17 August 2001
and SNH by letter dated 24 September 2001pointed out that one of the matters
which AMEC had missed out of the proposed issues for consideration in the
environmental statement was alternative sites.
By letter dated 11 October 2001 Mr Turner, the respondents' area
development control manager, stated that he was broadly in agreement with SNH's
comments and that he strongly endorsed the comments that the environmental
statement should examine access routes, excavation, power lines and any
buildings. In the event, while the
amended environmental statement of June 2002 (paragraph 12 above) discussed the
process of site selection, AMEC's only comment on alternative sites was what
they said in the August 2006 document and which is summarised in paragraph [55]
above.
[62] Was that sufficient? It
is clear from the English cases to which I have referred in paragraph 41 above that
in the first instance it is for the planning authority to decide whether an
environmental statement is sufficient and that that planning judgement is
subject to challenge in the courts only on the normal grounds for judicial
review. In my opinion the respondents
could be criticised for not requiring AMEC to look at alternative sites and
submit an outline of such alternatives in two circumstances. The first would be if the respondents had
concluded that the Edinbane wind farm would adversely affect the integrity of
the Cuillins SPA and an issue of alternative solutions had arisen under
Regulation 49 of the Conservation (Natural Habitats, etc) Regulations
1994. I am not persuaded that the
presence of Annex 1 birds on the Edinbane site was sufficient of itself to make
alternative sites a material consideration.
The second circumstance would be if they had reached the view that it
was appropriate to apply the strategic policy in HRES, discussed in paragraph 7
above. In either event, it could have
been argued that the respondents had failed to take account of alternatives as
a material consideration in making their planning judgement. But they did not reach that conclusion about
the effect of the development on the SPA nor did they take that view about
HRES. I am not persuaded that in the
circumstances which eventuated the respondents were under any legal duty to
require the study of alternative sites or that in failing to examine such sites
they failed to take account of a relevant consideration. Mr Campbell also presented this challenge on
the basis of irrationality. For the same
reasons I am satisfied that the respondents did not act unreasonably in not
instructing AMEC to consider alternatives.
Accordingly this ground of challenge fails.
[63] In his submission in response to Mrs Wolffe on the ninth day of
the hearing, Mr Campbell expanded his argument by suggesting that in fact AMEC
had identified an alternative site for development on land at Beinn Roishader
belonging to a Major MacDonald and accordingly had failed to comply with the
1999 Regulations. He referred me to a
memorandum dated 11 October 2001 from the respondents' area planning control
manager to their area roads manager which revealed that AMEC had an interest in
that potential site. Mrs Wolffe
submitted that AMEC had initially presented Beinn Roishader as a site to be
developed in addition to Edinbane in pre-application discussions over the
Edinbane site but that in the event AMEC did not proceed with the former
site. Accordingly it had never been
treated as an alternative site. I see no
reason to doubt Mrs Wolffe's presentation of the facts. It is supported by SNH's letter of 11 October 2001 which suggests that
the cumulative effect of the two sites should be considered. I am satisfied that the respondents were entitled
to accept AMEC's environmental statement although it did not discuss
alternative sites.
The
failure to assess flooding risk before granting planning permission
[64] Thirdly, the petitioners asserted that the respondents had acted
illegally and irrationally in granting the planning permissions without having first
received sufficient information in the environmental statement about the risk
of flooding beyond the development site.
In their petition the petitioners averred that flooding was a likely significant
effect because of the nature, size and location of the development on the
Edinbane site which was on the blanket peat watershed of two rivers and in a
high rainfall area. One of the rivers
ran through the settlements of Blackhill and Edinbane. Mr Campbell submitted that the environmental
statement was defective because it did not address that significant
environmental effect. Furthermore, the respondents
had acted illegally and irrationally in seeking to deal with the assessment and
mitigation of flood risk by a planning condition, instead of requiring the
relevant information to be included in the environmental statement. By failing to obtain the relevant data the respondents
deprived themselves of the ability to assess the risk of flooding beyond the
development site before they determined the applications. In the course of argument I was referred to
the following cases: Hardy, British Telecommunications plc, Lebus
and Wells (paragraph 31 above). I was
also referred to advice on the importance of assessing flood risk in the
government guidance, NPPG 7 and SPP 7.
[65] AMEC in their initial environmental statement of February 2002
presented the development as having a minor and not significant impact on pre-development
hydrological conditions of the
surrounding catchments. SEPA in their
letter of 9 May 2002 did not object to the application but recommended that
there should be a planning condition postponing commencement of the development
until the respondents in consultation with among others SEPA had approved a
construction method statement. After Mr
Hodgson, a member of the petitioners, and Dr Jeremy Carter had made
representations to them about the risk of flooding outside the development
site, SEPA wrote to the respondents on 13
November 2002. SEPA requested
pre- and post-development runoff calculations and, if those calculations
demonstrated a significant increase in runoff, a re-design of the surface water
drainage system so that, so far as practicable, the post-development runoff would
be no greater than the pre-development runoff.
[66] In their second amended proposal in August 2006 AMEC provided a
flood risk assessment by SLR Consulting Limited which comprised Appendix G to
the submission. The assessment discussed
appropriate site design and mitigation measures such as cut off drains,
sustainable drainage systems and the use of granular material on the
construction of site roads. It identified the only potential risk of flood as
overland flow. It assessed the risk of
flooding as medium without mitigation measures and low if mitigation measures
were introduced. It concluded that, with
such suitable design and mitigation measures, the potential impact of the
development would be limited and localised. In a consultation response dated 4 October 2006 SEPA confirmed that it
did not object to the development and re-iterated its request for pre- and
post-development runoff calculations and a design of the surface water drainage
system to avoid any material increase of the flood risk elsewhere.
[67] Finally, on 8 March
2007 SEPA wrote to the respondents stating that they were willing to
accept planning conditions requiring the prior approval of a construction
method statement including surface water drainage arrangements which were to comply
with "Sustainable Urban Drainage Systems" ("SUDS") principles and the provision
of pre- and post-development runoff calculations.
SEPA wrote to the petitioners' solicitors on the same day, informing them of
the stance which they had taken. In that
letter, when commenting on an assertion by the petitioners that there had been
a failure to consider significant environmental effects of the project, Ms
Haslam stated:
"SEPA has not
suggested that conditions be imposed in the planning permission to require the
provision of information which is fundamental to assessing the environmental
impacts of the proposed development. It
has however suggested conditions which, in its opinion, should be attached to
the planning permission (if granted).
Those conditions relate to the detailed specification of the mitigation
measures which have already been specified in the ES as being envisaged to
avoid, reduce and possibly remedy significant adverse effects."
[68] In relation to off-site flood risk she stated: "This can be
addressed by a planning condition requiring that a scheme be submitted to
ensure the post-development runoff is equivalent to the pre-development runoff
...".
[69] In the correspondence summarised above SEPA did not treat
off-site flood risk as a significant environmental effect. The mitigation measures referred to in SLR
Consulting Limited's flood risk assessment do not appear to be sophisticated or
unusual. Contrary to SEPA's assertion in
the last-mentioned letter, that assessment did address, albeit briefly,
off-site flood risk as it considered the possible increase of peak flows in
local water courses. The respondents treated
the risk of off-site flooding as a matter which could be dealt with by planning
condition as recommended by SEPA. Having
regard to the nature of the development comprising eighteen turbines on
concrete foundations and site roads linking those turbines which were to be
spread over a large area it is not obviously apparent that any increase in
runoff would be likely to be material and that offsite flooding would be likely
to be a significant environmental effect.
There was no evidence before me, other than the petitioners' assertions
in correspondence, to support their averments that such flooding was likely to
be a significant environmental effect.
Accordingly the English cases referred to in paragraph 64 above may be
distinguished from the circumstances of this case. Mitigation of non-significant effects can be
addressed in the fulfilment of planning conditions. See the cases referred to in paragraph 35
above. There is no basis within the grounds of
judicial review for challenging the respondents' decision on this matter.
The
exclusion of the borrow pits from the Environmental Statement
[70] Fourthly, the petitioners contended that the respondents had acted
illegally and irrationally in granting permission for the borrow pits in the
absence of an environmental statement which addressed their environmental
impact. The borrow pits were an integral
part of the wind farm development and the environmental statement should have
assessed the cumulative environmental effects of the wind farm and the borrow
pits. There had been no non-technical
summary relating to the borrow pits and the procedures for publicity and public
consultation in the 1999 Regulations had not been followed. The splitting of an EIA development into
multiple applications with the effect that some parts were below the threshold
for an EIA defeated the object of the 1999 Regulations. In this regard Mr Campbell referred to Swale Borough Council and BAA plc.
[71] It will be recalled that in 2001 SNH advised that the
excavation of material should be discussed in an environmental assessment and
the respondents strongly endorsed that view (paragraph 9 above). The initial wind farm application had
included within its scope proposals to excavate stone but AMEC in the initial
environmental statement of February 2002 had made no decision on the source of
material for the construction of site roads (paragraph 10 above). By letter dated 9 May 2002 SEPA advised the respondents that they
considered the proposals for sourcing stone for the site roads to be integral
to the impact of the wind farm development.
In the event, the respondents resolved to grant planning permission for
the wind farm in November 2002 and included in the proposed permission a
planning condition (No 22) which required the developer before the development
commenced to submit detailed proposals for sourcing aggregate including any
necessary planning applications (paragraph 12 above). Thereafter AMEC in December 2002 lodged two
separate planning applications for the borrow pits and asked for a screening
opinion on whether the applications for the borrow pits would require an
environmental impact assessment. On 7 January 2003 the respondents opined
that such an assessment would not be required (paragraph 13 above). No
challenge has been made to that screening opinion. Neither SNH nor SEPA objected to the planning
application for the borrow pits. The petitioners,
Dr Jeremy Carter and others objected, arguing among other things that it was
unlawful to separate the borrow pits from the assessment of the environmental
effects of the wind farm. On 14 April 2003 the respondents
resolved to grant planning permission for the two borrow pits subject to the
prior issue of a permission for the wind farm and the inclusion of further planning
conditions (paragraph 14 above).
[72] In August 2006 AMEC included within their second amended
proposal (in appendices H-N) an assessment of the cumulative impact of the wind
farm and the borrow pits. The borrow
pits applications were for the extraction of roadstone from two pits which were to be located within
established commercial forestry plantations in close proximity to the wind farm
site. There were accordingly no issues
of visual intrusion. The assessment
proposed the use of ditches and settlement lagoons to prevent pollution of
watercourses from surface runoff and the protection of local ecology by not
operating the borrow pits in the breeding season of the bird species which
frequented the sites. Site restoration
works were to be agreed with the respondents and SNH. On pages 16-21 of the core document of the
second amended proposal AMEC summarised the cumulative impacts of the wind farm
and the borrow pits and concluded by stating that they had not identified any
likely significant cumulative environmental effects over and above the assessed
environmental effects of the wind farm.
[73] The petitioners did not challenge that conclusion. Their criticism of the respondents was that
they allowed the borrow pits to be separated from the wind farm assessment and
that when the cumulative assessment was made available to the public in August
2006 interested parties might have been misled as the respondents had already
resolved to grant permission to the borrow pits. This course of action was illegal because the
public had been deprived of an opportunity to comment on an environmental
assessment of the borrow pit proposals contrary to Regulation 13(5) of the 1999
Regulations. The issues therefore are
whether the public had such a right under the 1999 Regulations and whether the
public were deprived of an opportunity to comment on the environmental
assessment in relation to the borrow pits.
[74] I am satisfied that there has not been any breach of regulation
13 of the 1999 Regulations in relation to the borrow pits. As Mrs Wolffe submitted, Regulation 13(5),
which requires publication in a local newspaper and in the Edinburgh Gazette of
a notice of the availability of an environmental statement, applies only in an
EIA application. Because of the
screening opinion, the borrow pits applications were not EIA applications.
[75] It may have been unwise of the respondents to have allowed the
borrow pits applications to be separated from the wind farm application and to
have proceeded in 2003 without the inclusion of their environmental effects in
an assessment covering both the wind farm and the borrow pits. The separation of the borrow pits
applications from the application for the wind farm appears to have created
some confusion which can be seen in the report of the director of planning and
development of 27 February 2007 in which he proposed that planning conditions
relating to the borrow pits applications be imposed in the wind farm
permission. But that does not make the
decision illegal.
[76] It is undisputed that the borrow pits formed an integral part
of the wind farm development and Swale
Borough Council and BAA plc support
the view that a part of a development in such circumstances should not normally
be considered in isolation. But I am not
satisfied that it was illegal to separate the borrow pits from the assessment
of the wind farm. The initial assessment
in 2002 and the August 2006 assessment did not identify any significant
environmental effects of the borrow pits whether considered alone or
cumulatively with the wind farm. It is
consistent with Advocate General Gulmann's approach in Bund Naturschutz that the court should look at the particular
circumstances of each case in deciding whether a cumulative assessment is
needed to fulfil the purposes of the Directive.
While, as Mr Campbell
argued, the cumulative effects of the wind farm and the borrow pits are commutative,
I see no practical reason for an environmental impact assessment of the borrow
pits other than in the context of the wind farm application.
[77] In any event the problem, if such it was, was remedied. Having received legal advice and reconsidered
the matter, the respondents appear to have encouraged AMEC to present a
cumulative assessment in the second amended proposal. AMEC presented that assessment. The respondents were able thereby to consider
the cumulative impact of the wind farm and the borrow pits before they granted
planning permission to the wind farm.
[78] AMEC's second amended proposal, which included the cumulative
assessment, received the publicity required by the 1999 Regulations in relation
to the wind farm development. I am not
persuaded that interested parties would have been misled into believing that
they could not comment on the cumulative assessment so far as it related to the
borrow pits because the respondents had resolved to grant them conditional
planning permission in 2003. This is so
particularly as the borrow pits were subsidiary developments and the
permissions were conditional upon the grant of permission to the wind
farm. Parties who had an interest in the
environmental effects of the wind farm proposal would have seen from the
contents, introduction and text of the core document of the second amended
proposal that it addressed cumulative impact and that the relevant reports were
in appendices H-N. If interested parties
had wished to raise issues in relation to the environmental effects of the
borrow pits in the context of a consideration of the wind farm application and
its cumulative impact, there was nothing to stop them from doing so. Comments on cumulative impact and on the
planning conditions which were proposed in the 27 February report in relation
to the borrow pits would have been relevant to the determination of the wind
farm application. I am not persuaded
that parties who wished to comment on cumulative impact would have been
deterred from making any pertinent comments by the way in which that impact
came to be assessed.
[79] The 1999 Regulations are concerned with achieving a proper
environmental assessment in which the public have the opportunity to
participate. In this case, in contrast
with the circumstances in BAA plc,
the unchallenged conclusion of the cumulative impact assessment was that the
borrow pits would not give rise to any significant environmental effects beyond
those identified in the assessment of the wind farm. I am not satisfied that there has been any
failure to assess cumulative environmental effects or that democratic
participation in the assessment has been thwarted in any way. The challenge appears to be a technical one
rather than one with substantive content and I am not persuaded that the
technical challenge is justified. The
1999 Regulations are not designed to create an obstacle course for a developer
or a planning authority. This ground of
challenge fails.
[80] For the sake of completeness I record that, in a submission
addressing the hypothesis that the borrow pits were EIA development and arguing
that there had been substantive compliance with the requirements of the 1999
Regulations, Mrs Wolffe referred me to Burkett,
Smith, Brown and Prokopp (paragraph
31 above) and to R (Barker) v Bromley London Borough Council [2007] 1 AC 470. I do not need to consider that
submission in detail. I observe only
that if the borrow pits had been EIA development, there would have been a
failure to publicise an environmental statement in relation to the borrow pits
applications under the 1999 Regulations but I consider for the reasons set out
above that there would have been substantive compliance with the obligation to
publicise.
[81] It follows that the four arguments which the petitioners have
advanced in relation to the environmental impact assessment fail. I therefore turn to the petitioners' second
heading of their grounds of challenge.
(ii)
The Legality of Planning Conditions
[82] Under the second heading, the petitioners submitted that two of
the planning conditions in the wind farm permission and one condition in each
of the permissions for the borrow pits were void for uncertainty. They also submitted that the respondents
acted irrationally in imposing those conditions.
[83] In support of their submission the petitioners referred to
government guidance in Circular 15/1999 paras 4 and 124 and in PAN 58 para
96. They also referred to the following
cases: Fawcett Properties Ltd v Buckingham County Council [1961] AC
636, Hall & Co v Shoreham Urban District Council [1964]
1 WLR 240 and Eastwood District Council v McTaggart & Mickel Ltd 1992 SCLR
656. In relation to the consequences of
a planning condition being held to be ultra
vires the petitioners referred to British
Airports Authority v Secretary of
State for Scotland 1979 SC 200 and North East Fife District Council v Secretary of State 1992 SLT 373. They submitted that unless the ultra vires condition was unimportant or
trivial, the planning permission had to be quashed because it could not be
affirmed that the planning authority would have granted permission without the
condition. The respondents referred
to Caledonian Terminal Investments Ltd v Edinburgh Corporation 1970 SC 271, R on the application of Mid Suffolk District
Council v The First Secretary of
State [2005] EWHC 2634 (Admin) (on
the use of extrinsic evidence in interpreting an ambiguous planning condition),
and Inverclyde District Council v Inverkip Building Co Ltd 1983 SC 81 (on
severability).
[84] The first condition which the petitioners challenged was in the
planning permission for the wind farm and the relevant part of the condition
was in the following terms. "Except as otherwise provided for and amended by
the terms of this approval, the operator shall construct and operate the
development in accordance with the provisions of the application, the submitted
plans, and the Environmental Statement (as revised by the Addenda and
Supplementary Information to the Environmental Statement)". The condition went on to state that the
permission was for a maximum of eighteen turbines and one anemometer mast to be
sited as shown in a specified revised layout drawing. The condition also provided that any resiting
of the turbines or the access roads more than fifty metres from an approved
location would require the written consent of the planning authority in
consultation with SNH and SEPA.
[85] The grounds of challenge were that the condition was void for
uncertainty and that the respondents had acted unreasonably in imposing such a
condition which would require an informed professional to read all of the
extensive environmental documents which AMEC had produced to understand the meaning
of the condition. The petitioners
accepted that the meaning of the condition was capable of being ascertained
but, they submitted, it would involve an enormous amount of reading and as a
result the meaning of the condition was not reasonably ascertainable. They referred to paragraph 124 of Circular
15/1999 which stated:
"Conditions attached
to a planning permission may include mitigation measures. However, a condition requiring the
development to be "in accordance with the Environmental Statement" is unlikely
to be valid unless the ES was exceptional in the precision with which it specified
the mitigation measures to be undertaken.
Even then, the condition would need to refer to the specific part of the
ES rather than the whole document".
[86] I am satisfied that while the condition is contrary to the
practice which is recommended in
Circular 15/1999 and in PAN 58, it is a valid condition. Reasonable ascertainability is not the test
for the validity of a condition where it is asserted the condition is void for
uncertainty. There is no support for a
reasonable ascertainability test in Fawcett
Properties, Hall & Co and Eastwood District Council. In those cases the judges speak of a definite
and ascertainable meaning or of a sensible and ascertainable meaning or of
language being capable of a reasonable construction. While I do not exclude the possibility that
the imposition of a condition might be attacked as unreasonable in the Wednesbury sense if the task of giving
it meaning were so herculean as to be unrealistic, I do not consider that to be
so in this case.
[87] It is important to see the condition in the context of the
other conditions imposed in the permission.
There were conditions regulating light pollution and visual amenity, the
type of turbine which could be used, noise limits, the periods during which
construction work could take place, road safety, ornithological monitoring, and
site restoration. There was a
requirement for a peat slide mitigation statement, and prohibitions from
working in a specified area in the spring months to protect wildlife and from
working in another area to protect bats.
The condition which required the prior approval by the planning
authority of a construction method statement was stated to include measures to
protect watercourses, to control surface water runoff to prevent off-site flooding,
to protect private water supplies, to control waste, to regulate fuel storage
and to protect otters and their feeding habitats. The authors of the environmental statement
had envisaged that the construction method statement would adopt and expand upon
the mitigation strategy for on-site works which they had set out. Separate planning conditions were imposed in
relation to the borrow pits.
[88] In this context the principal purpose of the impugned condition
appears to have been to regulate the location of the turbines and roads which
was set out in Appendix A of the second amended proposal. It is not the case that the respondents
sought to impose all of the needed mitigation measures by means of the impugned
condition. It was not suggested that any
significant mitigation measure was imposed by this condition alone. In my opinion the respondents were not Wednesbury unreasonable in imposing the
condition.
[89] The second condition which was challenged was a sub-paragraph
of the condition requiring the prior approval of a construction method
statement and was adopted on the recommendation of SEPA in their letter of 8 March 2007. Unfortunately the respondents omitted the
phrase in italics and square brackets when placing the condition in planning permission
for the wind farm. The relevant part of
the condition is as follows: "Prior to the commencement of development, the
applicants shall submit a construction method statement for the prior approval
of the Planning Authority in consultation with Scottish Natural Heritage and
the Scottish Environment Protection Agency.
This statement shall detail contractor arrangements for the following ... (xviii) surface water
drainage arrangements, to comply with "Sustainable Urban Drainage Systems"
(SUDS) principles, including the provision of calculations of pre and post
development runoff [with appropriate
design storm figures, measures to reduce post development runoff] to
equivalent of predevelopment runoff, and sensitivity testing of the effect of
large return period rainfall events."
[90] In seeking to uphold the sub-paragraph of the condition the
respondents submitted, first, that the condition had a tolerably clear meaning
and, secondly, in any event regard could be had to SEPA's letter of 8 March 2007 to give the correct
meaning to the condition: Mid Suffolk
District Council. Mrs Wolffe
submitted that if she were wrong in the first two submissions the words in the
sub-paragraph after "SUDS principles" could be excised and the residue would be
valid and have the same effect.
[91] I am satisfied that the condition on its face is incorrectly
worded and that any informed person reading it would be aware that an error had
occurred. The court has made it clear on
a number of occasions that in dealing with defective conditions each case turns
on its own facts. In this case it is
important that the part of the condition which is challenged is a sub-paragraph
of a condition which requires the developer to submit a construction method
statement for the approval of the respondents in consultation with SNH and
SEPA. Among the matters for which AMEC
had to obtain the respondents' approval were the contractor arrangements for
surface water drainage which the condition stated had to comply with SUDS
principles. The reference to SUDS
principles is not sufficient of itself to give notice of the requirement
contained in the missing words as PAN 61 (Planning and Sustainable Urban
Drainage Systems) does not prohibit an increase in run-off. The important point however is that the
surface water drainage arrangements were subject to the approval of the
respondents.
[92] In framing their proposals for contractor arrangements for such
approval, AMEC would be aware that the condition was incomplete and would not
be in a position to object if the respondents, in consultation with SEPA, were
to insist on a design which included
measures to avoid any material increase in runoff as a result of the
development. The sub-paragraph of the
condition as drafted gives the respondents the same control over the surface
water arrangements as the sub-paragraph which SEPA proposed in their
letter. SEPA sought greater
specification of what was required than the respondents had originally
proposed. But the extent of the
respondents' control is not affected by the error. In these circumstances the omission of the
words does not vitiate the sub-paragraph or the wider planning condition. Accordingly while I consider the planning
condition, in which the sub-paragraph appears, to be an important one in the
context of the permission and thus not severable, no question arises from this
error as to the validity of the planning permission.
[93] In any event AMEC or an interested member of the public could
ask the respondents for clarification of the apparent omission and the
respondents could refer to the SEPA letter to show more precisely what this
sub-paragraph was intended to achieve.
Further, Mrs Wolffe explained that the SEPA letter was included as a
response by a statutory consultee in the respondents' application file which
would be open for inspection by the public for about one year after the grant
of the planning permission. Thus AMEC
and members of the public without asking for clarification could ascertain what
the required surface water arrangements were to achieve. While it would not have been straightforward
for an uninformed member of the public to track down the SEPA letter in the
application file as the source of the proposed condition, an interested party
who was familiar with the planning process would know that SEPA would have been
the likely source.
[94] The challenge to the validity of this condition accordingly
fails.
[95] Finally, the petitioners submitted that a condition which
appeared in each of the two planning permissions for the borrow pits was void
for uncertainty. The condition so far as
relevant stated: "The development shall be carried out in accordance with ... the
provisions of the Environmental Statement entitled "Edinbane Wind Farm - Second
Amended Proposal, Appendix H-N dated August 2006". The argument was essentially the same as that
advanced against the first condition mentioned above.
[96] I am satisfied that this submission fails essentially for the
same legal and factual reasons as the challenge to the first condition
fails. In relation to the facts, it is
important to recall that the planning authority had come to the view that the
environmental effects of the borrow pits themselves were not significant and
that the petitioners did not suggest otherwise.
We are therefore not dealing with EIA development in considering these
conditions. Appendices H-N comprised a
fourteen-page report covering the proposed working methods to be used in, and
perceived environmental impacts of, the borrow pits together with plans and
diagrams, and six specialist reports on particular environmental effects. It is relatively easy to see how AMEC
proposed to work the borrow pits and the mitigation measures recommended when
reading the general report and the specialist reports. AMEC, the respondents and interested
statutory bodies such as SNH and SEPA would not have difficulty in identifying
what AMEC was proposing to do in those documents.
[97] Again it is important to see the impugned condition in its
context as the borrow pit permissions also had planning conditions governing
among other things (i) site restoration, (ii) seasonal working to protect
merlins, (iii) the approval of drainage arrangements, (iv) the fencing of the
sites and the storage of explosives, (v) the handling of controlled waste
(including peat, soils and rock), (vi) the suspension of excavation in
specified areas in the wettest periods of the year, (vii) the preparation and
approval of a peat slide mitigation statement, (viii) the protection of
archaeological sites and (ix) the regulation of working hours and blasting to
control noise and ground vibration.
There were no planning conditions addressing dust control, fire hazard,
fuel storage or the protection of otters, each of which were mentioned in the
Appendices. But the specialist dust
control report advised that the risk of dust impact at sensitive receptors
would be very low even without the dust suppression techniques which it
proposed and the report on otters identified no serious effects but was
concerned principally with protecting the water quality in nearby watercourses
used by otters. In Appendix H the fire
hazard precautions were simply fire risk warnings and notices and the presence
of fire extinguishers and it was proposed that the storage and use of fuel on
the sites would be in accordance with SEPA's requirements. Where the main environmental impacts of the
proposals have been addressed in specific planning conditions, I do not
consider that the absence of detailed conditions on these few environmental
matters makes the imposition of the impugned general conditions
unreasonable.
[98] Accordingly the challenge to the three planning permissions on
the ground that each contains an invalid condition fails.
(iii)
The consideration of the separate planning applications for the borrow pits
[99] The petitioners challenged the respondents' acquiescence in
AMEC's separation of the two applications for permission to develop the borrow
pits from the application for the wind farm.
They submitted that the separation was illegal for three reasons. First, it was illegal because the planning
committee which in March 2007 approved further planning conditions relating to
the borrow pits had failed to consider relevant information which had been available
to the earlier committee which approved in principle the borrow pits
applications in 2003. Secondly, the
respondents in so acting had acted irrationally. Thirdly the way in which the respondents
acted had involved procedural unfairness. In support of his submissions on the alleged
failure to take relevant considerations into account Mr Campbell referred to John G. Russell (Transport) Ltd v Strathkelvin District Council 1991 SLT
1001 and City of Edinburgh Council v Secretary of State for Scotland 1998 SC (HL) 33.
[100] The factual background to these challenges is set out in
paragraph 71 above and in the earlier paragraphs to which it refers.
[101] Mr Campbell founded on Professor Rowan Robinson's opinion dated
April 2005 (paragraph 17 above) and in particular his advice, in the context of
the wind farm application, that where the planning committee which was
considering a planning application after a change of circumstances had a
different membership from the committee which had earlier resolved to grant the
application, the planning officer in his report to committee should deal with
all of the issues relevant to the planning application. Mr Campbell submitted that the director of
planning and development had failed to do so in relation to the borrow pits in
his report of 27 February 2007. In particular the planning committee on 9
March 2007 did not have (i) the papers which were before the committee in 2003,
(ii) the representations from the public in relation to the borrow pits in 2003
and (iii) any advice on the relevant mineral extraction policies of the
respondents which were current in 2007.
[102] In relation to the challenge that the planning committee in March
2007 failed to take account of material considerations, it is important to
understand the scope of Lord Cullen's decision in John G Russell (Transport) Ltd.
In that case the court held that a planning authority could depart from
an earlier decision to grant planning permission subject to the conclusion of a
section 50 agreement (now a section 75 agreement) where there had been delays
in reaching that agreement and in the meantime there had been material changes
of circumstances. Those changes involved
both physical changes near the site and
also the production of new evidence to the planning authority which suggested
that the development had a greater noise impact on nearby houses than they had
understood when they took the original decision. Lord Cullen held that the duty on the
planning authority was to have regard to all relevant information which was
known to them before the point at which they exercised their statutory powers
of granting or refusing planning permission.
Where relevant information caused them to change their view, they were
not bound by their earlier decision.
[103] The question which arises is whether there was a material change
of circumstances in relation to the borrow pits proposals which required the
planning committee to review all of the considerations which its predecessor
had considered in 2003. In my opinion
there was not. There was nothing in
Appendices H-N of the second amended proposal which called into question the
principle of the development of the borrow pits as proposed in the planning
applications. There was no change in development plan policies in relation to
mineral extraction between 2003 and 2007.
New matters since 2003 were (a) the expanded assessment of the
environmental impact of the borrow pits in Appendices H-N of the second amended
proposal and (b) the proposed additional planning conditions which related to
the borrow pits.
[104] The respondents in resolving to grant conditional planning
permission to the borrow pits in 2003 had envisaged that additional planning
conditions might be imposed to meet the views of the environmental health department
and SNH. Mrs Wolffe informed me that the
condition relating to noise and ground vibration from blasting was included at
the instance of the former and that conditions in relation to restoration (an
expansion of the condition proposed in 2003) and the prohibition of work during
the merlins' breeding season were requested by the latter. See SNH's letter of 2 October 2006.
The other conditions recommended in the report of 27 February 2007 which found their way into the
permissions for the borrow pits were two conditions to protect archaeological
sites in the vicinity of the borrow pits which had been reported in Appendix N
to the second amended proposal.
[105] In my opinion neither the environmental assessment of the borrow
pits nor the new conditions which the director of planning recommended in his
report of 27 February 2007 amounted to a material change of circumstances such
as would have required the respondents' planning committee in 2007 to re-visit
the decision to grant conditional planning permission to the temporary
development of the borrow pits. It was
envisaged in 2003 that further conditions might be imposed before issuing
planning permission, which was in each case conditional on the grant of
permission to the wind farm development.
[106] I am satisfied that the respondents did not act irrationally or
in a way which was procedurally unfair.
While different views may be taken of the merits of the screening
opinion which initially had the effect of excluding the borrow pits from the
environmental assessment of the wind farm proposal, I have held in paragraphs
70 - 79 above that that exclusion was legal.
As the borrow pits were not EIA development, the public had no right
under the 1999 Regulations to comment on their environmental effects. In any event I am not persuaded that persons
interested in the wind farm development, and in particular objectors to the
development, were deprived of any opportunity to comment on the environmental effects
of the borrow pits or the conditions in relation to them which the director of
planning and development proposed in his report of 27 February 2007.
[107] In domestic planning law the public's right of participation in
the planning decision ended in April 2003 when the respondents resolved to
approve the grant of temporary planning permission to the borrow pits. Nonetheless, it is likely that the
respondents would have considered representations from the public on the
proposed conditions as well as any representations on cumulative impact in
relation to the wind farm application as cumulative impact was relevant to the
wind farm application. The petitioners
were aware of Appendices H-N of the second amended proposal well before the
March 2007 meeting of the planning committee as they responded to the second
amended proposal (paragraph 21 above) in September 2006. Further, in response to questioning from the
court, Mr Campbell acknowledged on behalf of the petitioners that Appendices
H-N were a satisfactory assessment of the impact of the borrow pits. The petitioners will also have been aware of
the report of 27 February 2007
which contained the proposed conditions and Mr Hodgson attended and addressed
the meeting on 9 March 2007
as their representative. There was no
evidence before me which suggested that any other interested party had been
excluded from commenting on the impact of the borrow pits in advance of the
March 2007 meeting as a result of the way in which Appendices H-N came to be
part of the environmental information in relation to the wind farm proposal.
[108] These challenges therefore fail.
(iv)
The failure to consider HRES
[109] Under this fourth heading the petitioners submitted that the
respondents had acted unreasonably in the Wednesbury
sense in failing to consider policy
E 7 of HRES when deciding to grant planning permission for the wind farm. The petitioners also submitted that the
respondents in reaching their decision had taken account of an irrelevant
consideration, namely that the application had pre-dated the publication of
HRES. Reference was again made to John G. Russell (Transport) Ltd v Strathkelvin District Council 1991 SLT
1001 in support of the contention that the adoption of HRES was a change of
circumstances of which the respondents required to take account.
[110] HRES is a strategy document which aims to provide guidance and
direction for the respondents' decisions and for developers' plans. The formulation of that strategy was informed
by the respondents' Renewable Energy Resource Assessment which was undertaken
in 2004 to provide an objective estimate of the potential in the Highland
area for renewable energy. That
assessment examined the Highland area and coastal waters
in 40,000 grid squares of one square kilometre each to estimate the capacity for
renewable energy resources. In that
assessment the respondents looked not only at planning and environmental
constraints but also to such factors as energy productivity, cost and proximity
to the national grid. For national and
major onshore wind projects (which HRES defines as involving power capacity in
excess of 100 MW and between 5 and 100 MW respectively) the respondents
identified three preferred development areas where it was thought possible to
locate clusters of larger projects. In
the three preferred zones policy E 5 of HRES created a presumption in favour of
onshore wind projects. Smaller sites were identified as possible sites and
policy E 6 in HRES required that proposals in those areas be judged on their
merits but the developer would have to show that there was no scope for
alternative development within preferred development areas. Policy E 7, which is quoted in paragraph 7
above, was applied to the vast majority of the Highland
area.
[111] It is clear from the report of the director of planning and
development dated 27 February 2007
that the attention of the planning committee was drawn to HRES as a relevant
consideration when they reached the decision to grant the impugned
permissions. In the summary at the front
of the report the director listed among the key considerations the degree to
which the proposal complied with development plan strategy and HRES. Thereafter in paragraphs 8.7 - 8.10 of his
report the director explained among other things that while HRES created a
presumption against development at the Edinbane site, the strategy was not
intended to be a site specific planning tool and was a starting point for the
assessment of a proposal. He stated (in
paragraph 8.9) that the constraints on the site which were identified in the
Renewable Energy Resource Assessment model were Annex 1 bird species,
visibility from dwellings, moorland, remoteness, telecommunications and the 1
km dwellings buffer. He stated that if
those constraints were overcome through a more rigorous assessment of the site
in the environmental statement, the precautionary approach could be set aside
and the site could be considered appropriate for wind farm development. In substance the director's recommendation
was that if the respondents accepted the more detailed examination of the site
in the environmental statement they could approve the application,
notwithstanding the strategic policy in E7 of HRES, as AMEC would have overcome
the presumption against development by demonstrating that the site was not as constrained
as the assessment model had suggested.
[112] At the committee meeting on 9 March 2007, Mr Mudie, the
development management team leader, stated that one of the key considerations
was the degree to which the proposal complied with the development plan and
HRES, and informed the planning committee that under HRES there was a
presumption against wind farm development at the Edinbane site. A representative of the petitioners who
addressed the committee also drew their attention to the presumption and
asserted that the developer ought to have demonstrated that there were no
alternative viable sites and have taken a precautionary approach. After the objectors and the applicants had
addressed the committee, Mr Mudie again addressed the committee, repeating the
planning considerations which the committee should take into account in
determining the application.
[113] Having regard to this evidence, I see no basis for the assertion
that the respondents failed to take account of HRES. That they may have followed the suggestion of
the director of planning and development to set aside the presumption for the
reason which he suggested in his report does not amount to any error of law or
involve any irrationality.
[114] The submission that the respondents had taken account of an
irrelevant consideration was based on one sentence in the minute of the
planning committee meeting which recorded the summing up by Mr Mudie. After stating that the main impacts for the
application, cumulatively with the Ben Aketil development, related to landscape
and visual amenity and ornithology, in particular the golden eagle population,
Mr Mudie is recorded as saying the following: "Although the Council's Renewable
Energy Strategy [HRES] identified the site as a "Red" area [i.e. an area in
which the presumption against wind farm development applied], the submission
pre-dated the strategy and was based on the Highland Council guidelines of
1995, which had identified the area as acceptable." He then discussed visual amenity and the conflicting
views of SNH and the RSPB as to the likely effects of the development on the
golden eagle population.
[115] The petitioners submitted that the passage quoted above occurred
in the committee's deliberations and demonstrated that the committee had taken
account of an irrelevant consideration.
That is incorrect on two grounds.
First, the passage quoted is a summary of part of Mr Mudie's summing up. Secondly, in context the comment appears to
be no more than an explanation of how AMEC had come to apply for permission for
the development on the Edinbane site.
Having regard to the repeated advice to the committee that the degree to
which the proposal complied with the development plan and with HRES was a key
consideration, I cannot interpret this comment as advice or encouragement that
the respondents should disregard HRES.
Nor have I any basis in evidence for concluding that the respondents did
so.
[116] This ground of challenge therefore fails.
(v) The failure to
comply with the Conservation (Natural Habitats etc) Regulations 1994
[117] The petitioners under this heading advanced three distinct challenges
to the legality of the respondents' decisions on the basis that they failed to
meet the requirements of the Conservation (Natural Habitats Etc) Regulations 1994
("the 1994 Regulations").
The
context of the challenges
[118] The 1994 Regulations, which implemented in the United Kingdom
Council Directive 92/43/EEC on the conservation of natural habitats and of wild
fauna and flora ("the Habitats Directive"), provide the mechanism by which
European Natura 2000 sites are to be protected against development which might
threaten their integrity. These sites
are required to protect wild species and natural habitats which are seriously
threatened (recital 4 of the Habitats Directive). The Cuillins SPA was created in
implementation of the obligation on Member States under Article 4(1) of the
Birds Directive to classify the most suitable territories in number and size
for the conservation of the Annex 1 species, the golden eagle.
[119] The 1994 Regulations provide for an assessment of the impact of
proposed land use projects on such European sites. In particular Regulation 48 requires that
where a plan or project is not directly connected with or necessary to the
management of such a site and is likely to have a significant effect on the
site, the competent authority (in this case the respondents) must undertake an
appropriate assessment of its implications for the site before undertaking or
authorising the plan or project. In
deciding whether a plan or project is likely to have a significant effect on
the site the competent authority must consider the effect of the project in
combination with other plans and projects if there is a risk that there would
be a cumulative effect which would be significant. If the competent authority concludes that the
plan or project either alone or in combination with other plans or projects is
likely to have a significant effect on a site, it must carry out an appropriate
assessment to ascertain whether the plan or project would adversely affect the
integrity of the site. In carrying out
that assessment the competent authority must consult the appropriate nature
conservation body (in this case SNH) and have regard to their
representations. Under Regulation 3(2)
SNH are required to exercise their functions under enactments relating to
nature conservation (including the 1994 Regulations) to secure compliance with
the Habitats Directive. The competent
authority may also, if they consider it appropriate, take the opinion of the
general public.
[120] In short, the competent authority must first form a view as to
whether the plan or project either alone or in combination is likely to have a
significant effect on the site ("the significant effect test"). If it decides that there is likely to be a
significant effect, it must carry out an appropriate assessment to decide
whether the plan or project would adversely affect the integrity of the site
("the integrity test").
[121] Regulation 48(5) prohibits the competent authority from agreeing
to the plan or project unless it has ascertained that it will not adversely
affect the integrity of the site. The
only exception to that prohibition is contained in Regulation 49 which provides
that the competent authority may agree to a plan or project which fails the
integrity test only if it is satisfied (a) that there are no alternative
solutions and (b) the plan or project must be carried out for imperative
reasons of overriding public interest.
There is no question of a regulation 49 exception in this case.
Failure to conduct a
proper assessment of the effect of the proposal on the Cuillins SPA
[122] The petitioners' first submission was that the respondents had
failed to conduct an appropriate assessment as required by Regulation 48 of the
1994 Regulations. There were several
strands to this submission. It was
contended that the respondents had erred in accepting uncritically the advice
of SNH when SNH had correctly advised them that they could carry out their own
appraisal. The respondents had failed to
assess critically the views of SNH and the evidence on which those views were
based. By doing so the respondents had
failed to take the precautionary approach required by European case law. This was so particularly when, as the
respondents knew, other ornithologists such as those in the RSPB, Crane and
Nellist and Mr McMillan were very critical of SNH's methodology and their conclusions
on the integrity test. Having regard to
the accepted uncertainties about the future trends of the golden eagle
population in Skye, the respondents had failed to estimate the margin of error
in SNH's calculations. The estimated
impact of the combination of the Edinbane and Ben Aketil developments on golden
eagle mortality per year was so close to the threshold which SNH had set of one
death per year that there was very little room for error in the integrity
test. In this context the respondents' failure
to consider and evaluate the views of those who disagreed with SNH's assessment
meant that they had not carried out an appropriate assessment. Had the respondents made this assessment they
would not have been able to conclude that the integrity test was met as they
could not be satisfied that there was no reasonable scientific doubt about that
conclusion.
[123] In support of his submissions Mr Campbell relied principally on Landelijke Vereniging tot Behoud van de
Waddenzee and Nederlandse Vereniging tot Bescherming van Vogels v Staatssecretaris van Landbouw, Natuurbeheer
en Visserij (Case -127/02) [2004] ECR I-7405 ("Waddenzee"). In this
submission he relied on the ruling by the Court of Justice of the European
Communities (i) that the appropriate assessment had to identify, in the light
of the best scientific knowledge in the field, all aspects of the plan or project which by themselves or in
combination with other plans and projects could affect the site's conservation objectives,
and (ii) that in carrying out the integrity test the competent authority could
authorise a plan or project only if they had made certain that it would not
affect the integrity of the site. That
test required that no reasonable scientific doubt remained as to the absence of
such adverse effects (judgment at para 61).
[124] In response to this challenge, which in relation to the no
reasonable scientific doubt test initially appeared to me to be the most
formidable of the petitioners' challenges, Mrs Wolffe submitted that the
petitioners had not established any error by the respondents. The respondents were entitled to rely on the
advice of SNH; they were the appropriate nature conservation body and had the
necessary expertise to advise the respondents on the integrity test. SNH had considered all of the criticisms of
their approach which the ornithologists had made before giving their final
advice. She demonstrated by reference to
the correspondence lodged in process that the issues raised by the objecting
ornithologists had been raised with SNH and considered by them before they sent
their letter of 16 February 2007,
in which they concluded that there would be no adverse effect on the integrity
of the Cuillins SPA and withdrew their objection. She submitted that SNH had applied the
correct test in knowledge of the relevant legal authorities.
[125] In discussing these issues I deal first with the evidence. It is clear that there is considerable
uncertainty as to the future trends of the population of golden eagles in
Skye. Environmental changes, loss of
prey and potential competition from other species, including the white-tailed
eagle, have been identified as relevant factors which could affect productivity
and survival. SNH in their analysis
recognised that on these issues they were dealing with probabilities rather
than scientific certainty.
[126] The context in which the cumulative effect of the Edinbane and
Ben Aketil wind farms was being assessed was that there were breeding pairs of
golden eagles within the SPA which were not directly affected by the wind farm
developments but there were sub-adult birds which flew in the vicinity of the
proposed wind farm sites and which were available to replenish the breeding
birds within the SPA when some of the latter ceased to breed or died.
[127] As narrated in paragraphs 16, 19, 21, 23 and 24 above, AMEC
instructed several studies of the flight activity of sub-adult golden eagles in
the vicinity of the Edinbane site in response to the concerns which SNH
expressed, and reduced the size and number of turbines.
[128] In their letter of 2 October 2006 SNH recognised that the
productivity of the Skye golden eagle population had declined in recent years
and that they required to use up to date population parameters in the golden
eagle population model which had been used to assess the cumulative impact of
the Edinbane and Ben Aketil wind farms on the Skye golden eagle
population. In order to reach a robust
conclusion on the effect of the two wind farms on the Cuillins SPA they advised
the respondents that they would be able to consider the proposal if they
received a stand-alone document containing the information which they
specified. That resulted in the Haworth
report referred to in paragraph 24 above.
[129] In that report Dr Haworth analysed the loss of sub-adult habitat
from the development of the two wind farms to be very small and unlikely to
have a significant impact on the local golden eagle population. He reviewed the available data of golden
eagle activity at Edinbane site and, having analysed the data collected between
January and July 2002, between February and August 2005 and between August and
December 2005, employed them to assess collision mortality. He then used the latest population data to
model the future of the Skye population.
He stated (in para 6.4) that, having modelled a range of scenarios, it
was possible to state with some certainty, that the golden eagle populations of
Skye and the Western Seaboard Natural Heritage Zone were currently secure and
reasonably well buffered against some moderate increases in mortality, even if
their annual productivity were to decline. Finally he concluded:
"The Cuillins
golden eagle SPA is not a closed population and therefore adverse impacts are
not anticipated if mortality of sub-adult eagles is below one per year. The future of the Skye population could be
compromised if additional sub-adult mortality rises much above 1.0 per
year. This agrees with the previous
precautionary figure of 0.6 suggested by SNH (2004) for the Edinbane wind
farm. It is important to note that this
previous figure is still acceptable, even if productivity has declined".
[130] In response to Dr Haworth's report Crane and Nellist by letter
dated 30 January 2007 repeated their previously expressed concerns about
collision risk modelling and stated that the modelling did not reflect the
situation on the ground. Mr MacMillan by
letter dated 31 January repeated similar complaints in relation to the validity
of the data and the SNH collision risk model and the 0.6 collision risk
threshold which he had communicated previously to SNH and the respondents. He pointed out that the combined collision
risk of Ben Aketil and Edinbane was 0.9 per year and the highest for any wind
farm site in Scotland. The RSPB made the same point in their letter of
21 February 2007 and
repeated their concerns about the uncertainties over the potential impact of
the developments on the golden eagle population.
[131] In their letter of 16 February 2007 SNH advised the respondents
that they were required to undertake an appropriate assessment of the
implications of the proposal for the Cuillins SPA and that the assessment could
be based on the EIA and informed by SNH's appraisal. SNH also stated that the respondents could if
they wished carry out further appraisal as part of the appropriate
assessment. In their appraisal SNH
confirmed that the wind farm would not have a direct impact on the eight
resident pairs of golden eagles or the habitat in the SPA. The integrity of the site might be affected
adversely if there were insufficient young eagles in the Skye population to
replace any breeding adults in the SPA which ceased to breed or died
naturally. The issue therefore was
whether the numbers of sub-adult golden eagles in the Skye population would
decline to the extent that recruitment into the SPA breeding population would
be affected. SNH went on to analyse the
loss of habitat and the collision risk modelling. They confirmed that the risk from Ben Aketil
was between 0.21 and 0.34 deaths per year and the risk from Edinbane was 0.57,
giving a combined range of between 0.78 and 0.91 per year.
[132] SNH then considered the effect of this potential mortality on the
Skye golden eagle population. Aware of
criticisms of their model, they explained that the modellers had used a
different and more recent model than they had previously used which had been
peer reviewed and was in the public domain.
SNH considered the outputs of the model to be robust. They opined that the conclusions of Dr
Haworth's report were sufficiently robust to have a high degree of confidence
in them. Their advice was that if the
proposal was undertaken in accordance with a condition which specified the type
of turbine to be used in the wind farm, it would not adversely affect the
integrity of the Cuillins SPA. In section 4 of their letter, which is quoted in
paragraph 26 above, they repeated their conclusion that the environmental
statement and their appraisal of it demonstrated that there would be no adverse
effect on the integrity of the SPA.
[133] In the report of 27
February 2007 the director of planning and development referred to
the assessments of collision risk and the criticisms of those assessments by
the objectors. He included the SNH
appraisal as an annex to his report in view of its importance to the decision
which the respondents had to make. In
his discussion of appropriate assessment in the report he informed the planning
committee that that assessment could be based on the environmental statement
and SNH's appraisal. On the basis of
SNH's appraisal he concluded that the proposal would not adversely affect the
integrity of the SPA. At the planning
committee meeting on 9 March 2007
Dr A MacLennan spoke to the RSPB's criticisms of the assessment and in summing
up Mr Mudie referred to SNH's view that the proposal met the integrity
test. He stated that RSPB disagreed but
that SNH were the respondents' statutory adviser.
[134] Turning to the petitioners' challenges I am not satisfied that in
the circumstances the respondents were obliged to conduct a further evaluation
of SNH's advice. The respondents were
aware of the criticisms which had been levelled against both the methodology
and the conclusions of the studies which SNH had requested. They were also aware that SNH had had discussions
and written correspondence with their critics and knew about the criticisms
when they produced their final advice in their letter of 16 February 2007.
The objectors continued to make submissions to the respondents after SNH
submitted their final advice. But, as
Mrs Wolffe demonstrated, the objectors were raising matters which SNH had
already considered when tendering their advice to the respondents. Regulation 48(3) of the 1994 Regulations
required the respondents to have regard to SNH's views. SNH had the needed expertise and were under a
statutory duty to secure compliance with the Habitats Directive. While the respondents were entitled to
challenge SNH's views if they so wished, I am not persuaded that in the
circumstances they were under an obligation to do so.
[135] During the debate I expressed concern as to how the court could
be satisfied that SNH in giving their final advice had had regard to the "no
reasonable scientific doubt" test set out in the Waddenzee judgment. On the
final day of the hearing Mrs Wolffe lodged in process a letter from SNH dated 15 November 2007 which clarified
SNH's approach. It confirmed that SNH
had incorporated the interpretation of Articles 6(3) and 6(4) of the Habitats
Directive into their staff guidance shortly after the Waddenzee judgment was delivered and that they
had used the "no reasonable scientific doubt" test in their appraisal of Dr
Haworth's report. They stated:
"It is important
to stress that the appraisal focuses on the numbers of young eagles as part of
the "floating" non-breeders in the Skye population. These are the birds that may eventually
occupy breeding ranges in the SPA if and when a vacancy arises. A change in the number of such floaters on
Skye does not directly affect the SPA but may influence the degree to which the
breeding population in the SPA is buffered against change. We consider that there is no reasonable
scientific doubt that the predicted loss of less than one eagle per year from
this floating population, due to the combined effect of the Skye windfarms,
would not adversely affect the integrity of the Cuillins SPA. We were and are confident that this predicted
loss not only guarantees the integrity of the site in line with the obligations
of Article 6(3) as clarified by the Waddenzee judgement,
but also ensures adequate buffering against changes in the Skye eagle
population due to other likely influences."
[136] I see no basis on the evidence before me for going behind this
statement. The combined collision risk
of the two wind farms (0.78-0.91 deaths per year) is close at its upper level
to the threshold of one per year. That might suggest that there was not much
room for error, as the petitioners submit.
But that does not mean that there is reasonable scientific doubt about
the conclusion which Dr Haworth and SNH reached in the integrity test. In their covering letter dated 3 January 2007 which accompanied the Haworth
report AMEC stated that the assumptions used in the collision risk model,
including the avoidance rate approved by SNH and the assumption that the eagles
would not alter their flight patterns, were conservative. This, they suggested, meant that the model
presented a very pessimistic view of the collision rate. It may be that SNH's threshold of one eagle
per year was also a conservative figure, taking account of the uncertainties as
to the future of the Skye golden eagle population; no evidence was led on this
issue. If the assumptions or the
threshold were conservative, I see no reason why SNH should not have been entitled to their high
degree of confidence in Dr Haworth's assessment, which was appraised by their
own experts. It has not been
demonstrated to me that it is not so.
[137] I am satisfied that SNH in giving their advice and the director
of planning and development in advising the planning committee applied the
correct legal test. I am not persuaded
that there was no factual basis for SNH's conclusion on the integrity test or
that the respondents acted illegally in not carrying out further appraisals of
SNH's views. In these circumstances this
challenge fails.
Failure to take
account of the cumulative effect of the proposal and HRES in that assessment
[138] The second challenge under the 1994 Regulations was that the
respondents had erred in law in failing to consider the cumulative effect of (a)
the proposed wind farms at Ben Aketil and Edinbane and (b) HRES in the
significant effect test and in making an appropriate assessment. I discussed HRES in paragraph 7 above. The petitioners submitted that HRES was a
"plan" in terms of Regulation 48 of the 1994 Regulations and that by providing
for possible development of major or national-scale wind farms in Skye it would
prima facie have a significant effect
on the Cuillins SPA in combination with the Ben Aketil and Edinbane wind
farms. Mr Campbell stated, correctly,
that "plan" was not defined in the 1994 Regulations and submitted that it
should be given a broad interpretation.
[139] He accepted that HRES was not a "land use plan" in terms of the
Conservation (Natural Habitats & c.) Amendment (Scotland)
Regulations 2007. The Scottish Ministers
made those Regulations in order to give effect to the decision of the Court of
Justice of the European Communities in Commission
v United Kingdom (Case C-6/04) which held that the United Kingdom had
failed to transpose Articles 6(3) and 6(4) of the Habitats Directive
sufficiently clearly and precisely by failing to provide that statutory
development plans were subject to appropriate assessment. Nonetheless, he submitted that HRES was a
non-statutory strategy document which was intended to provide guidance and
direction to the respondents' decisions and to developers' plans, and it zoned
areas for renewable energy projects. It
resembled a land use plan by identifying areas with a presumption in favour of
development and areas with the opposite presumption. He submitted that it was evident that HRES
was a plan which impacted on European sites as it was designed to steer
developers of renewable energy projects in the direction of preferred
areas. HRES had the potential to affect
the Cuillins SPA because it did not have a presumption against the development
of the possible areas for development in Skye.
[140] Mrs Wolffe submitted that before there required to be a
cumulative assessment of a project and a plan, there had to be a likelihood of
a significant effect on a European site.
HRES lacked the site-specificity and predictability needed for it to
have an significant effect or to contribute in combination with a project or
another plan to such an effect. While
she accepted, on the authority of Commission
v United Kingdom, that an authority might require to
assess a structure plan as well as a more site-specific local plan, she said
that HRES was simply an aspirational strategy document. If, contrary to her submission, the court
concluded that HRES was a plan for the purposes of Regulation 48 which was
likely to affect the Cuillins SPA, she accepted that the respondents had not
carried out an assessment of the cumulative impact of the developments and HRES
on the SPA.
[141] In Commission v United Kingdom the Court attached
significance to the statutory provision (in Scotland section 25 of the Town and
Country Planning (Scotland) Act 1997) which provides that a determination is to
be made in accordance with the development plan unless material considerations
indicate otherwise. This presumption
that the development plan is to govern the decision on an application for
permission may enhance the potential of a plan to have a significant effect on
a European site. But "plan" in
Regulation 48 of the 1994 Regulations is not necessarily confined to statutory
development plans. The European
Commission in their publication, "Managing Natura 2000 Sites" give guidance on
Article 6 of the Habitats Directive. In
that publication they suggest that "plan" includes not only land use plans but
also sectoral plans such as transport network plans and waste management plans. Thus the HRES although non-statutory could
arguably be a plan within Regulation 48 if it had the potential to have
significant effects on a European site.
[142] It is clear from the judgment in Commission v United Kingdom that
a plan may have to be assessed for its effect or cumulative effect although a
project envisaged by the plan would have to undergo a further assessment and
approval before development could be undertaken. But a question arises as to the degree to
which a plan promotes potential development before it is capable of having a
significant effect. In that case,
Advocate General Kokott opined that plans could have a significant effect where
they coordinated individual proposals and thereby determined the implementation
of those proposals. Thus if a plan
proposed a housing development and a bypass, the implementation of the housing
proposal could block alternative routes for the bypass. Similarly if it were proposed to built a
highway or a railway in sections, the implementation of the first stages of the
plan would often determine the realisation of the later stages. In such a context it is possible to see how a
structure plan as well as a more specific local plan might, either by itself or
in combination with a development proposal, have a significant effect on a
European site.
[143] The question therefore is whether HRES is a plan which by itself
or in combination with other plans or
projects could have a significant effect on the Cuillins SPA. In Waddenzee the Court of Justice of the European
Communities held (in paragraph 67 of their judgment) that a risk existed if it
could not be excluded on the basis of objective information that the plan or
project would have significant effects on the site. Can that risk be so excluded in relation to
HRES?
[144] HRES states (at paragraph 6.2.2):
"Three levels of
zoning have been adopted which describe areas of more likely, less likely and
least likely development potential. The
establishment of such areas does not, however, obviate the need for and
importance of strict planning controls; and the zones do not dictate total
development potential. It may still be
possible for an inappropriate project to be proposed in a preferred development
area and, conversely, for an acceptable project to be approved elsewhere."
[145] HRES designates most of Skye as being subject to a presumption
against development under policy E 7.
There are no preferred areas in Skye which enjoy a presumption in favour
of development. Policy E 6 of HRES,
which applies to several grid squares in Skye, including some adjacent to the
Edinbane site, is in the following terms:
"Possible
development areas have been identified in places where, although constraints
are relatively light, their limited extent makes them less suitable than
preferred development areas for national scale schemes. In these locations developments will be
judged on their merits and will need to show that there is no scope for
alternative development within preferred development areas."
[146] There is no statutory presumption in favour of HRES. It is simply a relevant consideration to be
taken into account along with other such considerations in determining a
planning application. It contains no
presumption in favour of any areas in Skye and in my opinion does not block
alternatives in the way Advocate General Kokott discussed in Commission v United
Kingdom.
Having regard to the status of HRES and, separately, the nature of its
policies which apply in Skye I am satisfied that there is not a risk that it,
either by itself or in combination with the wind farm developments at Ben
Aketil and Edinbane, would have significant effects on the Cuillins site. Moreover, having regard solely to the HRES
policies which apply in Skye, I am satisfied that there was no obligation on
the respondents in carrying out the significant effect test and in making the
appropriate assessment to attempt to quantify the effect of HRES either on its
own or in combination with the two proposed wind farm developments.
[147] I am strengthened in this view by the difficulty in assessing
cumulative effects in this context. Mr
Campbell sought to address that concern by suggesting that one possible way of
assessing such effects was as follows.
HRES envisaged that by 2050 Skye might have developments producing 100
megawatts of electricity. The generating
capacities of Ben Aketil and Edinbane were known. One could compute a mean golden eagle
collision rate per megawatt for those two developments and then multiply that
mean rate by the result of 100 megawatts minus the capacities of the two
developments to arrive at an estimate of the likely effect of HRES on the
Cuillins SPA. That exercise would in my
opinion be unsound for three reasons. First, it uses as its starting point an
indication of long term foreseeable developments at a date long after the
expected lifespan of the Edinbane development.
Secondly, it takes no account of the possible locations within Skye of
the other capacity and the possibility that development at such locations might
have little if any effect on the golden eagle population of Skye. Thirdly, and most importantly, it overlooks
the point that the relevant policy in HRES (E 6) does not block or restrict
alternatives nor does it make it more likely that a further wind farm which has
an effect on the Cuillins SPA will receive permission.
[148] This ground of challenge therefore fails.
Failure to protect the
white-tailed eagle (the sea eagle) : Regulation 3(4) of the 1994 Regulations
and Article 4(4) of the Birds Directive
[149] The third submission rested on the presence in Skye of the
white-tailed eagle and the terms of Regulation 3(4) of the 1994 Regulations and
Articles 4(1) and 4(4) of the Birds Directive.
As the petitioners eventually departed from this submission, I simply
record it in outline.
[150] Regulation 3(4) provides: "Without prejudice to the preceding
provisions, every competent authority in the exercise of any of their functions
shall have regard to the requirements of the Habitats Directive so far as they
may be affected by the exercise of those functions". The Petitioners submitted that by referring
only to the Habitats Directive in that Regulation the United
Kingdom authorities had failed to transpose
the relevant provisions of the Birds Directive in breach of their duty under
Article 249 of the European Community Treaty.
[151] Article 4(1) of the Birds Directive provides: " Member States
shall classify in particular the most suitable territories in number and size
as special protection areas for the conservation of these species, taking into
account their protection requirements in the geographical sea and land area
where this Directive applies". The
white-tailed eagle is an Annex 1 species in the Birds Directive. The Petitioners submitted that evidence of
the presence of white-tailed eagles on Skye imposed an obligation on the United
Kingdom to create an SPA for them in the
most suitable territory. Article 4(4) of
the Birds Directive provides among other things: "In respect of the protection
areas referred to in paragraphs 1 and 2 above, Member States shall take
appropriate steps to avoid pollution or deterioration of habitats or any
disturbances affecting the birds, in so far as these would be significant
having regard to the objectives of this Article ....". European case law on this latter provision
formed the legal basis of the petitioners' submission.
[152] The factual basis of that submission was evidence of the
existence of a substantial number of white-tailed eagles in Skye which the
petitioners contended comprised one quarter of the United
Kingdom population of that species. This was said to give rise to a prima facie case that the United
Kingdom should have created an SPA for them
in Skye. It was submitted that in view
of that failure, the respondents were under a duty to protect an area or areas
in Skye which should have been but were not classified as an SPA for the
white-tailed eagle and should have assessed the impact of the Edinbane wind
farm proposal on those areas. In so
submitting the petitioners relied on the direct effect of Article 4(4) of the
Birds Directive in the event of a failure by the United
Kingdom to transpose it into domestic law
and case law of the Court of Justice of the European Communities.
[153] In support of the submission Mr Campbell referred to Commission v Netherlands [1998] ECR I -3031,
Commission v France [2000] ECR I
- 10799, Commission v Ireland Case C-418/04 (the opinion
of Advocate General Kokott), Commission v Austria [2006] ECR I - 2755, Commission
v Italy Case C-388/05 and Kraaijeveld (paragraph 31 above).
[154] The petitioners' submission depended on establishing as a matter
of fact that there was a most suitable territory in Skye which the United
Kingdom ought to have classified as an SPA for the white-tailed eagle. The respondents
did not accept that there was such an area or that there had been a failure by
the United Kingdom
to classify an SPA. Mrs Wolffe referred
to Humber Sea Terminals v Secretary of State for Transport [2006]
Env LR 4. SNH had not suggested that there
was any obligation to classify an SPA.
Their advice to the respondents was that the population of white-tailed
eagles was unlikely to be affected by the wind farm. The court did not have a proper factual basis
for adjudicating between the views of SNH on the one hand and RSPB and other
objectors on the other. The court did
not have jurisdiction to form its own view on this issue by assessing the
limited ornithological evidence which was before it. Mr Campbell, recognising the absence of an
uncontested factual basis for his submission, departed from the submission on
the final day of the hearing.
Conclusion
and disposal
[155] The petitioners have not succeeded in any of their various
challenges to the respondents' decisions.
I therefore sustain the third, fourth and fifth pleas-in-law for the
respondents and dismiss the petition.