EXTRA DIVISION,
INNER HOUSE, COURT OF SESSION |
|
Lord Nimmo Smith
Lord Kingarth
Lady Paton
|
[2007] CSIH 52
XA182/06 OPINION OF THE COURT delivered by LORD NIMMO SMITH in RECLAIMING MOTION in appeal under Section 21 of the Education (Additional Support for
Learning) ( by MRS J T as Legal Guardian for K T Appellant and Respondent: against Respondents and Reclaimers; _______ |
Act: Logan;
Alt: Mrs. J. Scott;
Introduction
[3] The education
authority are responsible for the school education of the child. They received a request from the parent to
establish whether the child required a CSP.
On
The relevant statutory
provisions
"(1) A
child ... has additional support needs for the purposes of this Act where, for
whatever reason, the child ... is, or is likely to be, unable without the
provision of additional support to benefit from school education provided or to
be provided for the child ...
(3) In
this Act, 'additional support' means -
(a) in
relation to ... a child of school age ... , provision which is additional
to, or otherwise different from, the
educational provision made generally for children ... of the same age in schools
(other than special schools) under the management of the education authority
for the area to which the child ... belongs ... ."
Section 2 provides:
"(1) For
the purposes of this Act, a child ... requires a plan (referred to in this Act as
a 'co-ordinated support plan') for the provision of additional support if -
(a) an
education authority are responsible for the school education of the
child ... ,
(b) the
child ... has additional support needs arising from -
(i) one
or more complex factors or
(ii) multiple
factors,
(c) those
needs are likely to continue for more than a year, and
(d) those
needs require significant additional support to be provided -
(i) by
the education authority in the exercise of any of their other
functions as well as in the exercise
of their functions relating to education, or
(ii) by
one or more appropriate agencies (within the meaning of
section 23(2)) as well as by the
education authority themselves.
(2) For
the purposes of subsection (1) -
(a) a
factor is a complex factor if it has or is likely to have a significant
adverse effect on the school
education of the child ... ,
(b) multiple
factors are factors which -
(i) are
not by themselves complex factors, but
(ii) taken
together, have or are likely to have a significant adverse
effect on the school education of the
child..."
Section 23(2) provides that for the purposes of the Act, each
of the following is, in relation to any education authority, an appropriate
agency, namely (a) any other local authority, (b) any Health Board, and (c) any
person, or a person of any description, specified for the purposes of that
subsection in an order made by the Scottish Ministers.
"(1) Every
education authority must -
(a) in
relation to each child ... having additional support needs for whose
school education the authority are
responsible, make adequate and efficient provision for such additional support
as is required by that child ... , and
(b) make
appropriate arrangements for keeping under consideration -
(i) the
additional support needs of, and
(ii) the
adequacy of the additional support provided for, each such
child...
(2) Subsection
(1)(a) does not require an education authority to do anything which -
(a) they
do not otherwise have power to do, or
(b) would
result in unreasonable public expenditure being incurred."
Section 5 imposes a general duty on the education authority
to consider the needs of children with additional support needs when exercising
any of their functions in relation to school education. Section 6 makes provision for identifying
additional support needs and the need for a CSP in the case of children for
whom an education authority are responsible.
The section provides inter alia:
"(1) Every
education authority must make such arrangements as they consider appropriate
for identifying -
(a) from
among the children ... for whose school education they are
responsible -
(i) those
who have additional support needs, and
(ii) those
having additional support needs who require a co-
ordinated support plan, and
(b) the
particular additional support needs of the children ... so identified.
(2) Where
an education authority receive from a person specified in subsection (3) a
request to establish whether any child ... for whose school education the
authority are responsible -
(a) has
additional support needs or
(b) requires
a co-ordinated support plan, the authority must, in
accordance with the arrangements made
by them under subsection (1), comply with the request unless the request is
unreasonable.
(3) The
persons referred to in subsection (2) are -
(a) in
the case of a child, the child's parent ..."
"(1)
Where an education authority establish in pursuance of any provision of
this Act that a child ... for whose school education they are responsible
requires a co-ordinated support plan, they must prepare such a plan for the
child ... ."
Section 12(1) provides inter
alia that in establishing in pursuance of any provision of the Act whether
any child has additional support needs or requires, or would require, a CSP,
the education authority must comply with the duty described in subsection (2), viz.:
"a duty to -
(a) seek
and take account of relevant advice and information from such
appropriate agencies and other
persons as the education authority think appropriate,
(b) ...
seek and take account of the views of -
(i) in
the case of a child, the child (unless the authority are
satisfied that the child lacks
capacity to express a view) and the child's parent ... ,
(c) take
account of any relevant advice or information provided to the
authority by or on behalf of the
child ... concerned, and
(d) take
account of any relevant advice and information in the authority's
possession or control by virtue of
any of their functions other than their functions relating to education."
The Code of Practice
[8] Section 27 of
the 2004 Act provides inter alia as
follows:
"(1) The
Scottish Ministers must publish, and may from time to time revise and
re-publish, a code of practice providing guidance as to the exercise by
education authorities and appropriate agencies of the functions conferred on
them by virtue of this Act.
(2)
Such
a code of practice may, in particular, include provision as to- ...
(c) the nature of the additional support
referred to in section 2(1)(d) ...
(4) The
Scottish Ministers must lay before the Scottish Parliament a draft of any code
of practice they propose to publish under subsection (1).
(5) The
Scottish Ministers must not publish the code until after the expiry of the
period of 40 days beginning with the day on which the draft was laid before the
Parliament.
(6) The
Scottish Ministers must, in the published code of practice, take account of any
comments on the draft expressed by the Parliament within that period ...
(8) Education authorities and
appropriate agencies must, in exercising their functions under this Act, have
regard to a code of practice published under this section."
Section 19(7) provides that, in exercising its powers under
that section, a Tribunal must take account, so far as relevant, of any code of
practice published by the Scottish Ministers under section 27(1).
"The [2004] Act does not define what 'significant
additional support' means. The use of
the term 'significant' signals that the scale of the support, whether it is in
terms of approaches to learning and teaching...or personnel or resources, or a
combination of these, stands out from the continuum of possible additional
support. Judgements about significance
have to be made taking account of the frequency, nature and intensity of the
support, and the extent to which that support is necessary for the achievement
of the educational objectives which will be included in the plan. ..."
"There is a continuing requirement
for a high level of adaptation or elaboration of the curriculum and learning
environment. The child...requires
substantial, direct and continuing intervention from another agency/agencies in
order to benefit from school education."
Accordingly, to the "frequency, nature and intensity" of the
support should be added its duration.
The facts found by the
Tribunal
[12] Findings in
fact 5 and 6 are in these terms:
"5. [The
child] has been assessed as requiring speech and language therapy to address
underlying difficulties with receptive and expressive language. [She] has good
functional communication which may have masked her difficulties. She uses
visual clues (along with other contextual clues) to understand information
given to her verbally. This is limited by her low vision. She has difficulties
with auditory memory. The nature and frequency of the speech and language
therapy required will be informed by her response to initial therapy which is
scheduled to take place once each week for a period of 8 to 10 weeks from
October 2006. The degree of Speech and Language Therapy required by [her] is
high.
6. [The
child] requires mobility training and environmental adjustments that reflect
her low vision. She also requires specialist aids to allow her to access
educational materials."
Other findings refer to the requirement for assistance from a
specialist teacher in visual impairment and a support for learning teacher.
Since these requirements are met by the education authority in the exercise of
their functions relating to education, we need not go into further detail. The
findings in fact end by noting that the child's needs are likely to increase in
the transition process between primary and secondary school, which will require
increased additional support from education services to include mobility
training and independent living skills.
The dispute before the Tribunal
The decision of the
Tribunal on the disputed issue
"[The child's] needs require
significant additional support to be provided by the authority. Contrary to the position of the authority, it
is clear that [the child's] needs in respect of her visual impairment, her
mobility, her dyscalculia, her social isolation and her learning difficulties
require significant additional support. Although
not a matter for the Tribunal, the support she has been receiving throughout
primary school could not be described as anything other than significant. [Her] needs in respect of education have not
diminished.
The remaining issue for deliberation
was whether [the child's] needs in respect of Speech and Language Therapy
require significant additional support to be provided by a Speech and Language
Therapist.
The Tribunal had the benefit of
hearing from Sally Gray, the Speech and Language Therapist [of the Speech and
Language Therapy Department at Stirling Royal Infirmary] who prepared a report dated
Mrs Gray gave evidence of the
differing types and degrees of speech and language therapy provided to children
with additional support needs. These ranged from monitoring of children with
one sound phonetic difficulty without any direct therapy at one end of the
spectrum to daily therapy for children with severe communication disorders at
the other end of the spectrum. Mrs Gray described four levels of therapy: low,
medium, high and substantial. A substantial level of therapy involved almost
daily direct therapy input including signing and signing tuition, assistance
with specialist aids from picture boards to talking books to head pointers to
talking computers and specialist assistance to teachers, classmates and school
staff. She described a high level of therapy as including short term direct
therapy, development of strategies for teachers and school staff to assist the
child and monitoring. She described how she thought that [the child's]
difficulties may be quite subtle and would require to be teased out in therapy
but she described a short period of therapy followed by strategies being given
to the class teacher to ensure that verbal information, in particular, given to
[the child] is given in such a way that she can fully understand the
instructions. This would involve short sentences, repetition and confirmation.
Although high, the level of therapy described is not outwith the standard
level.
In those circumstances, the Tribunal
could not be satisfied that [the child's] additional support needs required
significant additional support from a Speech and Language Therapist."
In essence, the Tribunal concluded, in terms of section 2(1)(d)
of the 2004 Act, that the child required significant additional support to be
provided by the education authority in the exercise of their functions relating
to education. The child's needs also
required additional support to be provided by another appropriate agency, i.e.
support from a Speech and Language Therapist.
However, the additional support required from a Speech and Language
Therapist was not "significant", or at least the Tribunal could not be
satisfied that it was. Being unable to find
that the additional support provided by the Speech and Language Therapist was "significant",
the Tribunal concluded that, whilst section 2(1)(a), (b) and (c) were
applicable in the present case, section 2(1)(d) was not; and, therefore, that
the statutory requirements for a CSP were not met.
The decision of the
Lord Ordinary
Submissions of counsel
before us
Submissions for the Education Authority
[18] Among the main propositions advanced
by counsel for the education authority were the following. The test whether particular additional
support was "significant" was related to the question whether there was a
requirement for co-ordination. In
reaching a decision on the facts the Tribunal was bound (or at least entitled)
to have regard to the period of time over which any additional support required
to be provided. "Significant" for the
purpose of section 2(1)(d) related to inter alia the level of support
provided, as opposed to the impact of the support on the child. The Code of Practice was an appropriate guide
to the Tribunal in the interpretation and application of the relevant
legislation. In the circumstances the
Lord Ordinary should not have concluded that the Tribunal failed to rationally
exercise judgment within the permissible field, and erred in allowing the
appeal.
[19] On the
evidence before the Tribunal an appropriate agency would have a high level of
involvement for eight to 10 weeks, and school staff would then be responsible
for addressing the child's speech and language needs, on the basis of advice
received from the appropriate agency.
While this initial period was of considerable importance, it was of
short duration. The process of preparing
a CSP took time: see the Additional Support for Learning (Co-ordinated Support
Plan) (
Submissions for the Parent
[21] Counsel for
the parent sought to support the reasoning of the Lord Ordinary. The key question was the meaning of "significant"
in the context of the statutory framework.
The focus was on the effect that the additional support would have on
the child's educational achievement. The
purpose of the CSP was to co-ordinate the support in an efficient and effective
manner for the benefit of the child. An
input which would have a material effect on the child's educational provision
or attainment was "significant". That
was the reason why co-ordination was required.
The Lord Ordinary was correct in holding that the focus was on the needs
of the child. Reference was made to the
discussion of "suitable" in R
(Quintavalle) v Human Fertilisation
and Embryology Authority (Secretary of State for Health intervening) [2005] 2 AC 561. Counsel accepted that in
considering the meaning of "significant", time was an element; but in the real
world needs were likely to persist. It
was recognised that in the Code of Practice the duration of the needs had a
part to play. The 2004 Act contained
provisions for the review of a CSP. In
the present case, the involvement of the Speech and Language Therapist might
diminish over time; but what the Tribunal had to consider was whether the
present situation required "significant" input.
The test was whether the absence of or unco-ordinated input of speech
and language therapy was likely to have a material effect on the child's
educational provision or attainment. The
Lord Ordinary had correctly concluded that the Tribunal appeared to have been
unduly influenced by the classification used by Mrs Gray. This led them to substitute an alternative
and higher requirement in place of the statutory test for a CSP imposed by the
2004 Act.
Discussion
Construction of section 2(1)(d) of the 2004 Act
[22] In considering
the question of the proper construction of section 2(1)(d) of the 2004 Act, we
have decided to follow the normal approach to the interpretation of statutory
provisions. This requires ordinary words
of the English language to be given their ordinary and natural meaning, as it
appears from the words themselves, the context of the specific provision in
which they appear, and the context of the statute as a whole. The rule excluding reference to Parliamentary
material as an aid to statutory construction is only relaxed so as to permit
such reference where (a) legislation is ambiguous or obscure or leads to
uncertainty, (b) the material relied upon consists of one or more statements by
a Minister or other promoter of the Bill together if necessary with such other
Parliamentary material as is necessary to understand such statements and their
effect and (c) the statements relied upon are clear: Pepper v Hart [1993] AC 593. The present legislation does not
appear to us to be ambiguous or obscure, and does not lead to absurdity.
Decision
[27] For these
reasons we are satisfied that the Tribunal did not misdirect itself on the
construction of the statute or on the application of the statute, as properly
construed, to the information before it.
Nor did it misdirect itself as to the proper import of the evidence or
as to the proper test to be applied in light of it. We cannot therefore agree with the Lord
Ordinary's conclusions. We shall
accordingly recall his interlocutor of