EXTRA DIVISION, INNER HOUSE, COURT OF SESSION
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Lord Abernethy
Lord Eassie
Lord Mackay of Drumadoon
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[2007] CSIH 10
P/2139/05
OPINION OF LORD ABERNETHY
in
RECLAIMING MOTION
in the Petition of
JOHN SIMSON
Petitioner and Reclaimer:
for
Judicial Review
of a decision of
Kincardine and Mearns Area Planning Committee of Aberdeenshire Council
_______
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Act: J. Campbell,
Carruthers; Thorntons-Law (Petitioner
and Reclaimer)
Alt: O'Carroll; Shepherd & Wedderburn (First
Respondent): C. Campbell, Q.C.;
CMS Cameron-McKenna (Second and Third Respondents)
25 January 2007
Introduction and
background
[1] The
petitioner and reclaimer in this petition for judicial review resides in a 17th
century Grade A listed house known as Gallery, by Montrose, Angus. The first respondents are Aberdeenshire
Council. The petition relates to the
grant by the Kincardine and Mearns Area Planning Committee of the first
respondents of planning permission for the erection of eight wind turbines, a
substation, access tracks and ancillary development at Tullo Farm,
Laurencekirk, Aberdeenshire ("the development"). The application for planning permission was
at the instance of West Coast Energy Limited, The Long Barn, Waen Farm, Nercwys Road, Mold, Flintshire. They are the second respondents. Tullo Wind Farm Limited, whose agents are the
second respondents, have an interest in the petition. They are the third respondents.
[2] The petition
seeks judicial review of a decision on 20 July 2005 by the Area Planning Committee to
issue a grant of full planning permission for the development. It is averred that the decision was ultra vires of the first respondents in
that they failed to carry out their statutory obligation to have special regard
to the desirability of preserving the building or the setting of Gallery in
terms of the Planning (Listed Buildings and Conservation Areas)(Scotland) Act
1997 section 59(1). The petitioner seeks
(in Statement 11 of the petition), inter
alia, (1) declarator that that planning permission was ultra vires and therefore null and of no effect; and (2) an order quashing the planning
permission and directing that the application be returned to the first
respondents for re-consideration in light of the requirement of section 59(1)
of the said Act. The relevant
pleas-in-law for the petitioner are in the following terms:-
"1. The
(first) respondent having acted irrationally and perversely, et separatim ultra vires in issuing the
said planning permission, declarator should be pronounced to that effect.
2. The
(first) respondent having acted irrationally and perversely, et separatim ultra vires in issuing said
planning permission, it should be quashed."
[3] The relevant
pleas-in-law for the first respondents are as follows:-
"1. In
the circumstances the petitioner is barred by mora from insisting upon these proceedings and seeking the order
craved in the petition.
...
4. The
decision of the (first) respondent not being irrational, perverse or ultra vires, the orders sought should
not be pronounced and the petition should be dismissed."
[4] The relevant
pleas-in-law for the second and third respondents are as follows:-
"1. In
the circumstances hereinbefore averred, the petitioner is barred by mora from insisting upon these
proceedings and in seeking the orders sought in the petition.
...
4. The
decision complained of being reasonable et
separatim lawful the orders sought should not be pronounced."
[5] By
interlocutor dated 2 June 2006 the Lord Ordinary, inter alia, repelled the petitioner's first and second
pleas-in-law, sustained the first respondents' first and fourth pleas-in-law,
sustained the second and third respondents' first and fourth pleas-in-law and
refused to grant the orders sought in Statement 11 of the petition heads (1)
and (2). It is against that interlocutor
that the petitioner now reclaims.
The legislative
structure
[6] The
legislative provisions which apply to this case are helpfully set out in the Opinion
of the Lord Ordinary as follows:-
"[3] The
Town & Country Planning (Scotland) Act 1997, as amended, provides:
'37.--- (1) Where an application is made to a planning authority for
planning permission -
(a) subject to sections 58 and 59, they
may grant planning permission, either unconditionally or subject to such
conditions as they think fit, or
(b) they may refuse planning permission.
.
. . .
(3) Subsection (1)
has effect subject to sections 34 and 35 and to the following provisions
of this Act, and to sections 59(1), 60 and 65 of the Planning (Listed Buildings and Conservation Areas) (Scotland) Act 1997.'
The Planning (Listed Buildings and Conservation Areas) (Scotland) Act 1997 provides:
'59. --- (1) In considering whether to grant planning
permission for development which affects a listed building or its setting, a
planning authority or the Secretary of State, as the case may be, shall have
special regard to the desirability of preserving the building or its setting or
any features of special architectural or historic interest which it possesses.'
.
. . .
'60.--- (1) This section applies where an application for
planning permission for any development of land is made to a planning authority
and the development would, in the opinion of the authority, affect the setting
of a listed building.'"
The ensuing subsections of section 60 make provision for
advertisement and the taking into account of representations received within 21
days of that advertisement. The Opinion
of the Lord Ordinary then continues by setting out the following provisions:-
"[4] The
Environmental Impact Assessment (Scotland) Regulations 1999, as amended,
provide :
'2. - (1) . .
. . "environmental information"
means the environmental statement including any further information, any
representations made by anybody required by these Regulations to be invited to
make representations, and any representations duly made by any other person
about the environmental effects of the development;
"environmental statement" means a
statement -
(a) that
includes such of the information referred to in Part I of
Schedule 4 as is reasonably required
to assess the environmental effects of the development and which the applicant
can, having regard in particular to current knowledge and methods of
assessment, reasonably be required to compile, but
(b) that
includes at least the information referred to in Part II of
Schedule 4;'
'3. -
. . .
. (2) The relevant planning
authority or the Scottish Ministers shall not grant planning permission
pursuant to an application to which this regulation applies unless they have
first taken the environmental information into consideration, and they shall
state in their decision that they have done so.'
'10. - (1) A person who is
minded to make an EIA application may ask the relevant planning authority to
state in writing their opinion as to the information to be provided in the
environmental statement (a "scoping opinion").
(2)
A request under paragraph (1) shall include -
(a) a plan sufficient to identify the land;
(b)
a brief description of the nature and purpose of the development and of
its possible effects on the environment; and
(c)
such other information or representations as the person making the
request may wish to provide or make.'
. . .
. "
For the avoidance of doubt we should add that the application
for planning permission in this case was an EIA (Environment Impact Assessment)
application within the meaning of the 1999 Regulations and was an application
to which regulation 3 applied.
The facts
[7] For the
purposes of this reclaiming motion there was no dispute as to the facts of the
case. They are set out in the Opinion of
the Lord Ordinary as follows:
"[5] The
petitioner lives in a 17th century house called 'Gallery'. Gallery is a Category A listed building
located in the area of Angus Council.
Category A is the category of listing allocated by Historic
Scotland to buildings in Scotland of national or international
importance, either architectural or historic, or fine, little altered examples
of some particular period, style or building type. Gallery is a building of national
importance.
[6] An
application for full planning permission dated 6 October
2003 was
submitted to the first respondents, in name of the third respondents specifying
the second respondents as agent. The
application sought planning permission for erection of eight wind turbine
generators, a sub-station, the construction of access tracks and ancillary
development. Gallery is located
approximately 9.2 kilometres to the south-west of the location of the
nearest turbine in the development. The
application for planning permission was submitted along with supporting
documentation which included a document called by the second and third
respondents an environmental statement in support of the application. The said statement was treated by the first
respondents as an environmental statement for the purposes of the Environmental
Impact Assessment (Scotland) Regulations 1999 as amended
(hereinafter referred to as the 1999 Regulations). The environmental statement had been
developed out of a scoping exercise in which the views of interested parties
and consultees were sought in particular about methodology. The scoping report was dated 13 September
2002. Discussions on behalf of the second and third
respondents took place with the first respondents and various consultees
including Scottish Natural Heritage and Angus Council. As a result of this process, the second and
third respondents developed the scope of the environmental statement. In particular, the area of the original
proposed study area was extended and the number of selected viewpoints which
were part of the methodology to assess landscape and visual impact were
increased. This was done to reflect concerns of Scottish Natural Heritage which
specifically asked that an assessment should be made of the historic gardens
and landscapes at Arbuthnott House, Glenbervie House and Fasque. The finalised environmental statement
included specific assessment of these listed buildings and gardens in accordance
with the viewpoints agreed with Scottish Natural Heritage. These matters were included in the
environmental statement within a section dealing with landscape and visual
impact assessment. Gallery is also
located in the study area.
[7] Thereafter
on 7 and 14 November 2003 the planning application was
advertised in accordance with the statutory requirements under Section 34
of the Town & Country Planning (Scotland) Act 1997 and the
1999 Regulations. No advertisement
was made under Section 60 of the Planning (Listed Buildings and Conservation Areas) (Scotland) Act 1997. The period for objection to the planning
application ended on 22 November 2003.
The period for representations to be made in relation to the
environmental statement ended on 8 December 2003.
The results of the consultation process are summarised in the report to
the first respondents' Planning Committee dated 29 June 2004.
In addition to many representations from members of the public, there
was extensive consultation carried out by the first respondents including local
community councils, statutory consultees, various sections of the Council
Services and other private and public groups who the first respondents
considered might have an interest in the application.
[8] One
of the consultees was Historic Scotland.
Historic Scotland is an agency of the Scottish
Executive with particular expertise and responsibility in relation to listed
buildings. Historic Scotland has published guidance called the
Memorandum of Guidance on Listed Building and Conservation Areas (1998). By letter dated 4 December
2003, the
first respondents sent to Historic Scotland a copy of the planning application
form and plans asking for any comments on the proposal within a short time
scale. Sometime prior to 29 January
2004
Historic Scotland considered the environmental statement. By letter dated 29 January
2004,
Historic Scotland replied to the first respondents and made detailed comments
about the content of the environmental statement in relation to their statutory
archaeological interests. In conclusion,
it was stated on behalf of Historic Scotland 'I can however confirm that, in
terms of our listed building and designed landscape interest, we are content to
agree with the findings of the environmental statement.'
[9] The
environmental statement does not contain any information dealing with listed
buildings and their settings except as explained above in paragraph 6 in
relation to Arbuthnott House, Glenbervie House and Fasque. There is no mention in the environmental
statement of Gallery or its setting.
[10] On
8 June 2004 the application for planning permission called before
the first respondents' planning committee.
Consideration of the application was deferred to 29 June
2004 to
allow for a site visit and to give the planning services department of the
first respondents an opportunity to comment on a late submission by Scottish
National Heritage unconnected with listed buildings and their settings.
[11] By
letter dated 26 June 2004 and received by the first
respondents on 28 June 2004, the petitioner intimated his
objection to the grant of planning permission for the development. The petitioner did not make any case based on
the Class A listing of Gallery or refer specifically to any effect on the
setting. His principal objection was
that the development would have adverse landscape and visual impact in relation
to Gallery.
[12] On
29 June 2004 the first respondents' Planning Committee met in
public session and gave an opportunity to some objectors to address the
Committee. The timetable was relaxed to
permit the petitioner to do so. The
petitioner expressed regret at the negative impact which the development would have
upon the view from Gallery.
[13] The
Committee considered the report of the Planning Officer dated 21 June
2004 which
recommended the grant of planning permission.
Said report contained no mention or assessment of Gallery and/or its
setting. The report did contain
reference to the opinion of Historic Scotland which was summarised as follows:
'Historic Scotland confirm that in terms of their
listed buildings and designed landscapes they agree with the contents of the
environmental statement ...'
Having considered the content of the
report and heard submissions, both in favour and against the grant of planning
permission, in accordance with the first respondents' scheme of delegation the
Planning Committee agreed that authority to grant full planning permission for
the development be delegated to the Head of Planning and Building Control. Permission was subject to the negotiation of
an agreement in terms of section 75 of the Town & Country Planning (Scotland) Act 1997 and the imposition of
certain conditions designed inter alia
to preserve visual amenity.
[14] By
letter dated 22 July 2005 the first respondents gave notice to the second
respondents of the decision to grant planning permission subject to conditions
set out in the letter which included a condition in the interests of visual
amenity and landscape protection.
[15] A
separate application for planning permission in respect of wind turbine
generators and associated development referred to in this case as the East Bradieston development was made to the first
respondents. The East Bradieston development is approximately
2 kilometres closer to Gallery than the development promoted by the second
and third respondents. From at least March 2004 the petitioner was aware of and
was opposed to this application. The second and third respondents are not
involved in the East Bradieston development. The
application for planning permission for the East Bradieston development was refused by the first
respondents. One of the reasons for
refusal was the cumulative effect taking into account that the development
promoted by the second and third respondents had been approved. The first respondents' refusal was appealed
and a public inquiry has been held.
Evidence at the public inquiry was prepared and led in relation to said
cumulative effect. The reporter who
heard the appeal had not issued a decision at the date of the first hearing of
this judicial review.
[16] The
petitioner lodged the present petition for judicial review on 18 October
2005. The second and third respondents have not
commenced construction of the development."
It should be added to what is said in paragraph [15] that by
letter dated 15 March 2006 the appeal in relation to the East Bradieston development was dismissed. We were informed that that decision had not
been appealed within the statutory period and is accordingly now final. In giving his reasons for his decision the
reporter stated that he was not persuaded that the Hill of Garvock (which is the
location both of the East Bradieston development and of this development) had "the
capacity to satisfactorily accommodate both developments."
The submissions of
counsel
[8] Junior
counsel for the petitioner submitted that there were two issues in the
case. The first was whether the first
respondents, in granting planning permission, had acted ultra vires in that they had not fulfilled their duties in terms of
section 37 of the Town and Country Planning (Scotland) Act 1997. Any grant of planning permission in terms of
that section was subject, inter alia,
to sections 59(1) and 60 of the Planning (Listed Buildings and Conservation
Areas)(Scotland) Act 1997. It was a
necessary implication of the terms of section 59(1) that the first respondents
were under a duty, before they granted planning permission, to consider whether
the development would affect the setting of a listed building such as
Gallery. Gallery was a listed building
within the study area for the purposes of the environmental statement and it
and the development were intervisible.
There had, however, been no assessment by the first respondents whether
its setting would be affected by the development. The first respondents had therefore omitted
to take account of a relevant material consideration when coming to their
decision. The decision was therefore ultra vires. Reference was made to a Memorandum of Guidance
on listed buildings and conservation areas issued by Historic Scotland in 1998
and, in particular, to Chapter 10 of that Memorandum, which deals with
development affecting listed buildings and their setting. Reference was also made to Bearsden & Milngavie DC v Secretary of State for Scotland 1992
S.C. 276 and Wordie Property Co. Ltd.
v Secretary of State for Scotland
1984 S.L.T. 345.
[9] The second
issue was whether the petitioner was barred by mora from insisting in these proceedings. Whether or not there was mora depended on the facts and circumstances of each case. The Lord Ordinary had erred, however, in
holding that the relevant starting point in considering this issue was 29
June 2004
when the first respondents' Committee took the decision that authority to grant
full planning permission for the development be delegated to the Head of
Planning and Building Control. The date
when time started to run should be 20 July 2005 when the decision to grant full
planning permission was made. The statutory
time limits in respect of the grant ran from that date. The Lord Ordinary was wrong to say that the
decision of 29 June 2004 could be challenged by judicial
review. The Lord Ordinary was also wrong
to say that even if the relevant date was 20 July 2005 there was still mora. It was only twelve
weeks from then until this petition was raised on 18 October
2005. It had not been suggested that that period
had had any prejudicial effect on the respondents. The Lord Ordinary had been influenced
(paragraph [30] of her Opinion) by possible prejudice to the parties in the
appeal in relation to the East Bradieston development but that point had now disappeared; the East Bradieston appeal had been dismissed. It was nothing to the point for the first
respondents to say (as noted by the Lord Ordinary at paragraph [22]) that the
petitioner had not objected on the ground that the first respondents had not
considered whether the development would affect the setting of Gallery until he
raised this petition. He had in his
correspondence and in his dealings with the first respondents consistently and
strongly objected on a number of grounds to planning permission being granted
for the development. It was not for him,
particularly as a private citizen and a layman, to identify all the steps which
the first respondents were required to take.
That was their responsibility. In
all the circumstances the period of twelve weeks was a reasonable period to
take to raise the petition. It was of
some significance that the Civil Procedure Rules in England allowed for a period of three months
for the filing of a claim for judicial review.
It was accepted, however, that the six week period which sections 238
and 239 of the Town and Country Planning (Scotland) Act allowed for appeals to the
Court of Session was a relevant factor.
Reference was made to King v East Ayrshire Council 1998 S.C. 182 and Devine v McPherson 2002 S.L.T. 213.
In all the circumstances it could not be said that the petitioner
acquiesced in the decision to grant planning permission. It was recognised, however, that judicial
review was an equitable remedy and that the court would not necessarily
intervene even if the first respondents had exceeded their jurisdiction: see Ingle
v Ingle's Trustee 1999 S.L.T. 650. The court had a very wide discretion: see Rules of the Court of Session, Rule
58.4. The petitioner's complaint was not
just a technical one. It would have made
a difference if the matter had been dealt with properly by the first
respondents. There would have been a
finding that the development would have a significant effect on the setting of
Gallery. In that situation there was a
real prospect that either the development would not go ahead or if it did, it
would do so, for example, with a change of configuration or with further
conditions so as to overcome its effect on Gallery. In the absence of an assessment by the first
respondents of the effect of the development on Gallery it was not open to the
Court to form a view as to whether any re-assessment would have made a
difference in the result. The Lord
Ordinary's interlocutor of 2 June 2006 should be recalled and the Court
should grant the declarator and make the order which the petitioner seeks.
[10] Counsel for
the first respondents took us through a chronology of what he submitted were
the important dates. These are set out
in paragraphs [6]-[14] of the Lord Ordinary's Opinion, which I have already
quoted. In relation to what is said
there, counsel made a number of further points.
He explained, in relation to what is said in paragraph [6] that it was
on 16 July 2003 that the meeting at which Scottish Natural Heritage
expressed their concerns and made requests in relation to the scope of the
environmental statement took place. The
three houses mentioned in that paragraph whose historic gardens and landscapes
Scottish Natural Heritage requested should be assessed were all in fact listed
buildings, but that was coincidental; it
was not the reason for their request. In
relation to the decision of the first respondents not to advertise the planning
application in terms of section 60(1) of the Planning (Listed Buildings and
Conservation Areas)(Scotland) Act, which is mentioned in paragraph [7], counsel
accepted that it could be implied from that decision that the first respondents
had by then decided that none of the settings of the many listed buildings
(some 600, we were informed) in the study area was affected. In relation to what is said in paragraph [12]
as to the objection expressed by the petitioner, counsel submitted that the
views from Gallery were a private matter and were different from its setting,
which was a matter of public interest.
The decision of the planning committee to delegate authority to grant
full planning permission for the development to the Head of Planning and
Building Control (paragraph [13] of the Opinion) was in accordance with the
recommendation by the Planning Officer in her report dated 21
June 2004. While the letter intimating the decision to
grant planning permission was dated 22 July 2005 (paragraph [14] of the Opinion), the
decision itself was taken on 20 July 2005.
Counsel submitted that section 59(1) of the Planning (Listed Buildings and Conservation Areas)(Scotland) Act 1997 involved a two-stage
process. The first stage was for the
planning authority to assess whether the setting of a listed building was
affected. If it was not the second stage
(the duty to have "special regard" etc.) did not arise. For the first stage the planning authority
needed information on which to make its assessment. Here there was an overlap between section
59(1) and the 1999 Regulations. This
case was to do with the information in the environmental statement which the
developer required to give to the planning authority to accord with those
Regulations. Whether the information
provided was sufficient was a matter of planning judgment for the planning
authority to decide. Their decision was subject to review by the courts, but
the courts would defer to the planning authority's judgment in that matter in
all but the most extreme cases. Reference
was made to R v Rochdale Metropolitan Borough Council 2001 Env. L.R. 406, Sullivan
J. at paragraphs 106-110. That was a
case which concerned the Town and Country Planning (Assessment of Environmental
Effects) Regulations 1988 but their relevant terms did not differ materially
from those of the 1999 Regulations. The
scope of the information which was required or might be required for the
environmental statement was set out in Schedule 4 to the 1999 Regulations. Part I of the Schedule listed information
which could reasonably be required to be included in the environmental
statement. That included a description
of, inter alia, any architectural
heritage likely to be significantly affected by the development. Architectural heritage in turn included
listed buildings. Chapter 8 of the
environmental statement showed that listed buildings in or close to the development
area had been considered by the authors of the statement for any effects the
development might have on those buildings.
In para. 8.3.10 it was stated that the area surrounding the development
contained many listed buildings whose visual setting would be affected: there were 20 listed buildings in the Parish
of Laurencekirk alone. However, in
Chapter 10 para. 10.5.30 it was stated that the development was not predicted
to result in any adverse effects on, inter
alia, any listed buildings or their settings. In terms of section 59(1) of the Planning (Listed Buildings and Conservation Areas)(Scotland) Act whether a development affected
a listed building or its setting meant affecting it adversely in a significant
or material way: cf. section 59(3). In the circumstances the first respondents
had fulfilled the duty incumbent upon them in terms of section 59(1). Reference was made to Bearsden and Milngavie D.C. v Secretary
of State for Scotland 1992 S.C. 276.
Counsel submitted that if a significant environmental effect on the
setting of Gallery had been identified during the environmental impact
assessment process, this would have provided a foundation for concluding that
Gallery's setting was affected for the purposes of section 59(1). That it was not so identified was not
surprising given that Gallery was about 9.2 kilometres from the nearest turbine
in the development and about 10.76 kilometres from the furthest. Following on wide and lengthy consultation
with many bodies, including Historic Scotland and Angus Council, there was no
information before the first respondents which indicated that the setting of
Gallery would be affected. In that
situation it could not be said that the first respondents should have done more
to identify the setting of Gallery as an affected setting. The study area was 50 kilometres across and covered
an area of 2,000 square kilometres. If
the first respondents had to do a photomontage for every listed building in the
area, that would be an excessive burden on any planning authority and any
developer and would be out of proportion.
The first respondents were entitled to rely on specialist bodies such as
Historic Scotland.
[11] Turning to the
plea of mora, counsel submitted that
the Lord Ordinary was correct in what she said in paragraph [30] of her
Opinion. The decision of 15
March 2006
by the reporter in the appeal in relation to the East Bradieston development was influenced by the
fact that planning permission had been given for the development in this
case. After the decision of the Planning
Committee on 29 June 2004 there had been negotiations between
the respondents leading to the section 75 agreement. The respondents had to that extent changed
their position since 29 June 2004 and would be prejudiced by quashing
the planning permission now. The Lord
Ordinary was also correct to point to the requirements of good administration
for some certainty after a lengthy period of public participation. Reference was made to Reg. v Dairy Tribunal, ex
parte Caswell 1990 2 AC 738, Lord Goff of Chievely at pages 748-749 and
to the quotation in that passage from the speech of Lord Diplock in O'Reilly v Mackman 1983 2 AC 237 at pages 280-281. The principles referred to in these
authorities were approved, albeit obiter,
by Lord Johnston in Kwik Save Stores Ltd.
v Secretary of State for Scotland
1999 S.L.T. 193, at page 196. For the
purposes of mora the clock started
ticking most obviously on 29 June 2004.
The decision taken on that date was plainly open to judicial
review: see Clyde and Edwards on Judicial Review, para. 8.08. The Lord Ordinary was also correct when she
said in paragraph [29] of her Opinion that judicial review was an equitable
remedy which involved an exercise of discretion. In dealing with mora she was also exercising a discretion. She was entitled to come to the conclusion
she came to on that matter; she did not
err in law in so doing. Even if the
clock did not start ticking until the decision of 20 July 2005 when planning permission was
formally granted (after the section 75 agreement had been negotiated) the Lord
Ordinary was entitled to find mora in
the particular circumstances. Again, it
was a matter for her discretion and she had not erred in law. In any event, any re-assessment would almost
certainly reach the same result. The
reasons given for his decision by the reporter in the East Bradieston appeal indicated why that was
so. The onus on this matter was on the
petitioner but the first respondents' position remained as stated in their
answers to the petition, namely, that the setting of Gallery was not affected
by the development.
[12] Senior counsel
for the second and third respondents associated himself with the submissions of
counsel for the first respondents. The
duty imposed on a planning authority in terms of section 59(1) of the Planning
(Listed Buildings and Conservation Areas)(Scotland) Act 1997 did not arise with every
listed building but only with those which were or whose setting was affected by
the development. The petitioner's case
depended on satisfying the Court that the first respondents were not entitled
to proceed on the basis that the development did not affect the building or its
setting so as to trigger this duty. None
of the information before the first respondents suggested that the development
did affect Gallery such as to give rise to the duty under section 59(1). The environmental statement, which in its
preparation had involved consultation with, amongst others, Scottish Natural
Heritage, Historic Scotland and Angus Council, whose area Gallery was in. Chapter 10, para. 10.5.30 of the statement
had indicated no adverse effects on listed buildings or their settings. Historic Scotland had expressed agreement with the
conclusions of the statement. Views of
the proposed development from a reasonable selection of locations at varying
distances had been assessed. The
petitioner's objection to the proposed development had made no reference to the
listing of Gallery or its setting. The
Planning Officer's report recommended approval.
In these circumstances the first respondents were entitled to proceed on
the basis that no issue arose under section 59(1). This was not a case in which it could be said
that the development would so obviously affect Gallery that it would be
perverse and irrational in the Wednesbury
sense to rely on an environmental statement which did not mention it. This was not least because the development
was over 9 kilometres away from Gallery.
Logically it must be the petitioner's position that there should have
been a visit to Gallery (and also to all other listed buildings in the study
area) to assess any effect the development would have on it and its setting and
that in the absence of this the first respondents were in breach of their duty
under section 59(1). But given the
hundreds of listed buildings in the study area (of which 27 were Grade A) that
was impractical in the absence of information indicating that Gallery (or any
other listed building in the area) deserved particular attention for the
purposes of section 59(1). The correct
approach was that the first respondents were entitled to rely on the
information presented in support of and in response to the application and,
unless it was patently wrong or incomplete, proceed on the basis of such
information. Any other approach
undermined the necessary certainty in and proper functioning of the planning
process, which depended on such issues being raised during that process, as
part of the public consultation, not afterwards by way of judicial review. At root the petitioner's challenge was no
more than a complaint as to the merits of the decision, which was something
outwith the jurisdiction of the court.
See Tesco Stores Ltd. v Secretary of State for the Environment
1995 1 WLR 759, Lord Hoffmann at page 780.
The question was: Was the
planning authority entitled to proceed on the basis that the duty under section
59 did not apply? The petitioner had not
addressed that question. The Lord
Ordinary's approach in paragraphs [26] and [28] of her Opinion was correct.
[13] Turning to the
question of mora, senior counsel
submitted that the date when time started to run was 29
June 2004. If the decision taken by the first
respondents on that date was unlawful, it was open to the petitioner to take
action then. Reference was made to Rossi v Magistrates of Edinburgh 1904 7 F. (H.L.) 85; Russell
v Magistrates of Hamilton 1897 25
R. 350; and In re F. (Mental Patient:
Sterilisation) 1990 2 AC 1, Lord Goff of Chievely at page 82
referring to the observations of Lord Dunedin in Russian Commercial and Industrial Bank v British Bank for Foreign Trade Ltd. 1921 2 A.C. 438 at page
448. Even if time did not start to run
until July 2005, events prior to that date did not fall out of the picture for
the purposes of considering mora. This Court could only overturn the Lord Ordinary's
decision on that matter, which was a matter for her discretion, if it was
unreasonable or was a decision not open to her.
The reclaiming motion should be refused.
[14] In reply
senior counsel for the petitioner adopted his junior's submissions and renewed
the motion he made. He submitted that
when it had enacted the Planning (Listed Buildings and Conservation Areas)(Scotland) Act 1997, Parliament had put listed
buildings into a special category when planning permission for a development
was sought. He submitted that the
question was: Did the planning authority
have special regard to the desirability of preserving Gallery or its setting as
enjoined by section 59(1)? It was
accepted that section 59(1) involved a two-stage process. Before a planning authority was under a duty
to have special regard in terms of section 59(1) it had to form a view as to
whether Gallery (or any other listed building in the relevant area) or its
setting was affected by the proposed development and before it could do that it
must know whether there was any listed building within the area that was
affected. So the planning authority had
to gather the information to enable it to decide upon these matters. It could do so from a variety of sources,
including the applicant and any consultees.
Gallery was a Grade A listed building of national importance. The front of Gallery faced the development
and was inter-visible with it. There was
no mention of it in the environmental statement but that was a developer's
document and the duty under section 59 remained with the first
respondents. It was common ground that
the first respondents had never considered specifically whether the development
affected Gallery. In that situation they
were not entitled to proceed to a decision whether or not to grant planning
permission for the development. The
question for the Lord Ordinary was whether the factual information before the
first respondents was sufficient to entitle her to conclude that they had in
effect considered whether Gallery was affected by the development. Senior counsel submitted that there was not
and that the Lord Ordinary was in error in concluding otherwise.
[15] Turning to the
issue of mora, senior counsel
submitted that, for the reasons which his junior had given, the petitioner had
acted reasonably in not raising his petition for judicial review until twelve
weeks after the issue of the grant of planning permission in July 2005. That was the test: see Kwik
Save Stores Ltd. v Secretary of State
for Scotland 1999 S.L.T.
193, Lord Johnston at page 196. It was
therefore not such a delay as to justify a finding of mora. It was only in July
2005 that there was a piece of paper in the petitioner's hand which could be
called a decision. It was accepted that
it would have been competent to have sought interdict against the first
respondents from proceeding further after the decision of 29
June 2004 or
declarator and reduction of that decision but having regard to all the
circumstances the punctum temporis should be taken as 20
July 2005.
[16] There were no
further submissions on behalf of the respondents.
Discussion
[17] It was common
ground that section 59(1) of the Planning (Listed Buildings and Conservation Areas)(Scotland) Act 1997 provided for a two-stage
exercise by the planning authority. The
first stage was to decide if a development for which planning permission was
sought would affect a listed building or its setting. It was only if the building or its setting
were so affected that the duty to "have special regard to the desirability of
preserving the building or its setting or any features of special architectural
or historic interest which it possesses" arose.
[18] The
application for planning permission here was for eight wind turbines and
associated ancillary development.
Together with the application the second respondents submitted
supporting documentation including an environmental statement which was treated
by the first respondents as an environmental statement for the purposes of the
1999 Regulations, as amended. These
regulations implemented an EC Directive (85/337/EEC) and an amending Directive
(97/11/EC) which defined a process for the provision of environmental
information to local planning authorities to enable them to determine the
likely environmental effects of certain developments. An environmental statement was necessary
because the development here is an EIA (Environmental Impact Assessment)
development in terms of the Regulations.
[19] The
environmental statement contained the results of an environmental assessment of
the development. The scope of that
assessment was determined by the first respondents, following consultation with
a number of bodies, including Scottish Natural Heritage, Historic Scotland and
Angus Council. Historic Scotland have a particular responsibility for
listed buildings. Gallery is a Grade A
listed building and is in Angus Council's area.
Following representations by Scottish Natural Heritage the original
study area for landscape and visual impact assessment, which was an area within
a fifteen kilometre radius of the development, was enlarged to an area within a
twenty five kilometre radius of the development and the number of selected
viewpoints from which the impact of the development was assessed was increased.
The latter were selected in consultation
with the first respondents and Scottish Natural Heritage. Scottish Natural Heritage also asked for an
assessment to be made of the impact of the development on the historic gardens
and landscapes at Arbuthnott House, Glenbervie House and Fasque. That assessment was carried out.
[20] At this point
it is convenient to say that these three houses are all Grade A listed
buildings like Gallery and something was made of the failure to include Gallery
specifically in the assessment. The
point is, however, misconceived in my opinion.
The three houses were not assessed because they were listed
buildings. Indeed, the three houses were
not specifically assessed at all; it was
their historic gardens and landscapes that were. The fact that they were all Grade A listed
buildings like Gallery was coincidental.
[21] Chapter 5 of
the environmental statement stated that a landscape and visual assessment of
the potential effects of the development on the landscape character and the
visual amenity of the study area was undertaken. In accordance with best practice the
assessment was undertaken in accordance with the advisory guidelines for
landscape and visual impact assessment published by the Landscape Institute and
Institute of Environmental Management and Assessment. Reference was also made to other relevant
guidelines published by a number of bodies.
[22] In Chapter 8
the environmental statement dealt with the assessment of the cultural heritage
implications of the development. Among
the sources of information which were searched by the compilers of the
statement Historic Scotland's Schedule was checked for any listed buildings
within or close to the development area (para. 8.2.1). In addition to one listed building in the immediate
vicinity of the development (Garvock Parish Church) it was stated that in the
surrounding area there were "many listed buildings whose visual setting will be
affected: there are 20 listed buildings
in the Parish of Laurencekirk alone" (para. 8.3.10). Apart from Garvock Parish Church none of these listed buildings was
individually mentioned and no recommendations were made in respect of
them. In para. 10.5.30 it was stated
that the development was not predicted to result in adverse effects on, among
other things, listed buildings or their settings.
[23] In my opinion
it is for the first respondents as planning authority to decide how much
information they need to enable them to assess and decide upon a planning
application. I respectfully agree with
the opinion expressed to that effect by Sullivan J. in R. v Rochdale Metropolitan BC 2001 Env. L.R. 406. In my opinion
that is a question of planning judgment, which was entirely a matter for the
planning authority (Tesco Stores Ltd. v
Secretary of State for the Environment
1995 1 WLR 759, Lord Hoffmann at page 780).
In light of the above information and in the absence of any information
that Gallery would be affected by the development, I am of the opinion that the
first respondents, as planning authority, were entitled to form the view when
the planning application was submitted on 6 October 2003 that the development
did not affect any listed building in the study area in terms of section 59(1)
of the Planning (Listed Buildings and Conservation Areas)(Scotland) Act 1997
and that the application therefore need not be publicised in the manner
provided for by section 60 of that Act but in accordance with the relevant
provisions of the Town and Country Planning (Scotland) Act and the 1999
Regulations. That they were entitled to
come to that view received support from Historic Scotland in their letter dated
29 January 2004 in which it was confirmed that in terms of their
listed building and designed landscape interest Historic Scotland were content
to agree with the findings of the environmental statement.
[24] No doubt if
thereafter information had come to the notice of the first respondents that
Gallery or any other listed building was affected by the development the first
respondents would have re-considered the matter and, if necessary,
re-publicised the application in terms of section 60 of the Planning (Listed
Buildings and Conservation Areas)(Scotland) Act 1997. But no information of that kind emerged until
the present petition was raised in October 2005, when the petitioner averred
that Gallery was affected by the development in terms of section 59(1) of that
Act. By that time, of course, planning
permission for the development had been granted.
[25] I should add
that in my opinion the word "affects" in section 59(1) of the Planning (Listed Buildings and Conservation Areas)(Scotland) Act 1997 means affects in a
significant way. This seems to accord
with the meaning given to the word "preserving" in that subsection by section
59(3). See also the wording of Schedule
4 to the 1999 Regulations, Part I paragraphs 3, 4 and 5 and Part II paragraph
2.
[26] In these
circumstances I am of the opinion that it cannot be said that the first
respondents failed to act in accordance with their duty in terms of section
59(1) of the Planning (Listed Buildings and Conservation Areas)(Scotland) Act
1997. Since they were entitled on the
information before them to form the view that no listed building was affected
by the development in terms of that provision, any duty to have special regard
to the desirability of preserving Gallery or its setting or any features of
architectural or historic interest which it possesses did not arise. In these circumstances it cannot be said that
the first respondents acted ultra vires.
[27] Before leaving
this aspect of the case I should say that I have had the advantage of reading
in draft the Opinions of each of your Lordships. For the reasons given by Lord Eassie I also
feel unable to associate myself with the views of Lord Mackay of Drumadoon with
regard to the performance by the first respondents of their duties under
sections 59 and 60 of the Planning (Listed Buildings and Conservation
Areas)(Scotland) Act 1997.
[28] I turn now to
consider the question of mora.
[29] It has been said
repeatedly that to meet the requirements of good administration persons who are
aggrieved by the decision in question should take prompt action if they wish to
challenge it. In O'Reilly v Mackman 1983 2 AC 237 Lord Diplock said (at pages 280-281):
"The public interest in good
administration requires that public authorities and third parties should not be
kept in suspense as to the legal validity of a decision the authority has
reached in purported exercise of decision-making powers for any longer period
than is absolutely necessary in fairness to the person affected by the
decision."
That dictum was
approved in the House of Lords by Lord Goff of Chievely in Reg. v Dairy Tribunal, ex parte Caswell 1990 2 AC 738 at page 749 and by the First Division in King v East Ayrshire Council
1998 S.C. 182 at page 196. See also Devine v McPherson 2002 S.L.T. 213 and Kwik
Save Stores Ltd. v Secretary of State
for Scotland 1999 S.L.T. 193.
[30] In this case
the petition was not raised until 18 October 2005.
That was the first time it had been suggested that Gallery was a listed
building affected by the development in terms of section 59(1) of the Planning
(Listed Buildings and Conservation Areas)(Scotland) Act 1997 and that the first
respondents had acted ultra vires in
granting planning permission for the development without fulfilling their duty
in terms of that section. That was more
than fifteen months after the first respondents' decision on 29
June 2004
that authority to grant full planning permission for the development be
delegated to the Head of Planning and Building Control. It was argued that that date should not be
the punctum temporis when considering
whether mora was established. In agreement with the Lord Ordinary I reject
that argument. Senior counsel for the
petitioner accepted, rightly in my view, that if the first respondents'
decision had been ultra vires, it
would have been open to the petitioner to have raised proceedings for judicial
review immediately, seeking interdict against the first respondents from
proceeding further or declarator that the decision was ultra vires and reduction of the decision (Rossi v Magistrates of
Edinburgh 1904 7 F (H.L.) 85; Russell v Magistrates of Hamilton (1897) 25 R. 350; Russian
and Industrial Bank v British Bank
for Foreign Trade Ltd. 1921 2
A.C. 438, Lord Dunedin at page 448, quoted with approval by Lord Goff of
Chievely in In re F. (Mental
Patient: Sterilisation) 1990 2 AC 1 at page 82; and Clyde and Edwards on Judicial Review para. 8.08). In that situation I consider that 29
June 2004 is
the appropriate punctum temporis.
[31] Counsel for
the petitioner did not contend that, if that was the decision, mora was not established. They were correct not to do so in my
opinion. Rather they focused their submissions
on the argument that the punctum temporis
should be 20 July 2005 when, following the successful
negotiation of a section 75 agreement, the first respondents decided to issue a
grant of full planning permission for the development. I have already explained why I reject that
argument. But in any event, even if it
could be said that the punctum temporis
was 20 July 2005, I am of the opinion that the Lord Ordinary was
entitled in the circumstances, for the reasons she gave, to conclude that the
period between then and the raising of the petition amounted to mora.
It was common ground that whether or not there was mora was a matter for the discretion of the Lord Ordinary in light
of the circumstances of the case. I am
not persuaded that in exercising her discretion on this matter she fell into
any error.
Decision
[32] For these
reasons I move that we should refuse the reclaiming motion and adhere to the
interlocutor of the Lord Ordinary.
EXTRA DIVISION, INNER HOUSE, COURT OF SESSION
|
Lord Abernethy
Lord Eassie
Lord Mackay of Drumadoon
|
[2007] CSIH 10
P/2139/05
OPINION OF LORD EASSIE
in
RECLAIMING MOTION
in the Petition of
JOHN SIMSON
Petitioner and Reclaimer:
for
Judicial Review
of a decision of
Kincardine and Mearns Area Planning Committee of Aberdeenshire Council
_______
|
Act: J. Campbell,
Carruthers; Thorntons-Law (Petitioner
and Reclaimer)
Alt: O'Carroll; Shepherd & Wedderburn (First
Respondent): C. Campbell, Q.C.;
CMS Cameron-McKenna (Second and Third Respondents)
25 January 2007
[33] I have had the
advantage of considering in draft the terms of the Opinion which has been
delivered by your Lordship in the chair.
I agree with the conclusions and the reasoning expressed by your
Lordship, both as to mora and the
merits of the arguments concerning the planning issues. I therefore agree that the reclaiming motion
should be refused.
[34] I have also
had the opportunity of reading in draft the terms of the Opinion of Lord Mackay
of Drumadoon who also considers that the reclaiming motion should be refused
but only on the basis that the petition is barred by mora. I would simply offer
the following observations or comments.
[35] It should be
stressed that - as indeed Lord Mackay of Drumadoon notes - the averments in
this petition for judicial review do not make any allegation of any breach by
the first respondent of the provisions of section 60 of the Planning (Listed
Building and Conservation Areas)(Scotland) Act 1997 and no such contention was
advanced to the Lord Ordinary. Although
in her Opinion the Lord Ordinary narrated that the application for planning
permission had been treated as one which did not bring to bear the provisions of
section 60, the grounds of appeal for the petitioner and reclaimer make no
mention of those provisions and indeed counsel for the petitioner and reclaimer
did not advance any argument alleging any breach of section 60 before us. In the absence of any case advanced to the
effect that the first respondents, the local planning authority, had failed to
obtemper the provisions of section 60, there was no requirement on them to
address in any particularity the circumstances in which the view was taken that
advertisement of the application for planning consent should be made in terms
of the other relevant provisions of the planning legislation. In the absence of the issue being properly
focused, with the local planning authority being given proper opportunity to
address the matter, I would not express any view critical of the first
respondents respecting section 60 or the manner in which the application was
advertised. The argument advanced by the
petitioner and reclaimer is concerned solely with section 59 and relates, in
temporal terms, to the decision to authorise the granting of planning consent
for the development.
[36] It should also
be noted that, apart from the suggestion in the petitioner's averments that the
Environmental Statement considered three listed buildings, namely Arbuthnott
House, Glenbervie House and Fasque, but not Gallery (which in the event is a
reference taken out of context, as your Lordship in the chair has explained) it
is not any part of the grounds for judicial review advanced by the petitioner
that the Environmental Statement contained any inherent inconsistencies,
particularly any inconsistency between para. 8.3.10 of volume 2 of the
Environment Statement and its conclusions in para. 10.5.30 of that volume. The terms of the Environmental Statement were
not the subject of any detailed discussion before the Lord Ordinary. The Environmental Statement did not form part
of the appendix to the reclaiming motion, and, indeed, it was not physically in
the process when the hearing of the reclaiming motion on the summar roll began. Counsel for the petitioner did not present to
us any argument based on a detailed critique such as has been carried out by
Lord Mackay in his Opinion. It may well
be that counsel had reasons for not doing so.
For my part I am conscious that the Environmental Statement contains
much other information, including, for example, information on the views
obtained from viewpoints and their photo montages demonstrating those
views. We have not had the benefit of
any detailed argument respecting the critique and the possible responses to it.
[37] The duty under
subsection (2) of section 59 of paying special regard to the desirability of
preserving the building or its setting or any features of architectural or
historic interest which it possesses arises, of course, only if the proposed
development would affect the listed building or its setting. Counsel for the petitioner and reclaimer
accepted - in my view rightly - that whether that gateway criterion was met was
a matter of planning judgment. In their
Answers to the petition the local planning authority state in terms that they
do not consider that the setting of Gallery would be affected by the proposed
development, and they give reasons for that view (cf. Answers 8 and 9). Counsel for the local planning authority
confirmed that such was the authority's considered position as a planning
authority. In the course of the
submissions for the petitioner and reclaimer there was discussion between
counsel and the Bench as to the practical utility of this petition and during
that discussion counsel for the petitioner acknowledged that it was certainly
open to the local planning authority to conclude that the setting of Gallery
was not affected by the proposed development at Tullo. Consistent with that recognition, it is not
suggested either in the pleadings for the petitioner or in submission by his
counsel that the local planning authority's opinion that the development does
not affect the setting of Gallery is an unreasonable or perverse opinion. I note in passing that the reporter in the
East Bradieston Inquiry also concluded that the setting of Gallery would not be
affected by that development, closer to, and apparently much more visible from,
Gallery. In my view, to succeed in this
petition the petitioner really has to be able to aver, and, if need be prove,
that the respondent local planning authority is not entitled to say, as it
does, that the proposed development does not affect the setting of
Gallery. Otherwise these proceedings are
pointless. As already indicated, no such
averments are made.
[38] Of course, as
senior counsel for the second and third respondents observed in the course of
his submissions, one may readily postulate cases in which the impact of a
proposed development on a listed building or its setting is obvious and
dramatic to the extent that no further assessment is necessary. But I agree with counsel that such is not the
case here. The proposed development is over
9 kilometres distant from Gallery. The
fact that a structure may be visible on a part of the horizon at such a
distance from the building clearly does not mean that the setting of the
building must be thereby affected.
Accordingly, in the absence of a specific, articulated contention that
the proposed development would adversely affect the setting of Gallery,
advanced in the course of the local planning authority's extensive consultation
process, I consider that the respondent local planning authority was well
entitled to proceed on the basis that the setting of Gallery was not so
affected. It is clear that Historic
Scotland were not averse to the development, particularly as regards its listed
building considerations. The
neighbouring local planning authority - Angus Council - within whose territory
Gallery is situated, likewise raised no objection. The letter of 25 May 2004 made only passing
reference to the petitioner's property and its setting, without reference to
section 59 or any contention that its provisions were engaged, or articulation
of any grounds upon which it might be thought that the "setting" of the
building might be affected by the construction of a development some 9
kilometres distant from it.
[39] In so far as
the views of my colleague, Lord Mackay of Drumadoon, may proceed upon the basis
that there were listed buildings, other than Gallery, whose settings might be
affected I would observe that the petitioner's case is confined to
Gallery. It is not contended in the
petition that there were any other specific buildings whose settings were
affected and in the absence of specific reference to other listed buildings in
the proceedings the respondent local planning authority have had no occasion to
address that issue.
[40] For these,
among other, reasons I feel unable to associate myself with the views of Lord
Mackay of Drumadoon respecting the performance by the respondent local planning
authority of their duties under sections 59 and 60 of the 1997 Act. I reiterate my concurrence with the views and
conclusions of your Lordship in the chair.
EXTRA DIVISION, INNER HOUSE, COURT OF SESSION
|
Lord Abernethy
Lord Eassie
Lord Mackay of Drumadoon
|
P/2139/05
OPINION OF LORD MACKAY OF
DRUMADOON
in
RECLAIMING MOTION
in the Petition of
JOHN SIMSON
Petitioner and Reclaimer:
for
Judicial Review
of a decision of
Kincardine and Mearns Area Planning Committee of Aberdeenshire Council
_______
|
Act: J. Campbell,
Carruthers; Thorntons-Law (Petitioner
and Reclaimer)
Alt: O'Carroll; Shepherd & Wedderburn (First
Respondent): C. Campbell, Q.C.;
CMS Cameron-McKenna (Second and Third Respondents)
25 January 2007
Introduction
[41] Your Lordship
in the chair has quoted the facts as they were summarised by the Lord Ordinary
in paragraphs [5] to [14] of her Opinion.
Whilst there is no dispute as to the accuracy of the
Lord Ordinary's summary, during the hearing of the reclaiming motion the
discussion included reference to certain factual matters additional to those to
which the Lord Ordinary refers in her Opinion. In particular, notwithstanding
the fact that the Environmental Statement was not included in the Appendix
lodged on behalf of the petitioner and reclaimer, counsel for the respondents
sought to rely on certain passages in the Environmental Statement. That having
been the approach of counsel for the respondents, I consider it appropriate
consider the contents of certain parts of the Environmental Statement.
Environmental Statement
[42] The
Environmental Statement was prepared by the second respondents, as agents for
the third respondents, who were the applicants for planning permission. It
consists of four volumes. Volume 1 is
entitled "Planning Application" and contains details of the proposed
development. Volume 2 is entitled "Environmental Statement Written Text",
Volume 3 "Environmental Statement" and Volume 4 "Environmental Statement
Appendices".
[43] Chapter 5
of Volume 2 is headed "Landscape and Visual Assessment". This chapter reports on a landscape and
visual assessment that had been undertaken of the proposed development. That
assessment was of the potential effects of the wind turbines forming the
proposed development on the landscape character and the visual amenity of a study
area with a 15 km radius ("the 15 km study area"), which was centred on the
site of the proposed development.
Gallery, the Category A listed building occupied by the petitioner, lies
within the 15 km study area.
[44] The terms of
chapter 5 of Volume 2 do not make any specific reference to buildings
designated as listed buildings within the 15 km study area. Chapter 5 does, however, bear to assess the
effects of the proposed development on visual amenity. This is done by
reporting on a viewpoint analysis carried out from a selection of fifteen
viewpoints distributed within the 15 km study area. The locations of the
fifteen viewpoints are noted on Figure 14 in Volume 3 of the Environmental
Statement. They include Viewpoint 3, located to the north of the junction
of the A90 and B9120 roads on the outskirts of Laurencekirk. The
individual assessments of the changes in view from each of those fifteen
viewpoints are set out between paragraphs 5.7.39 and 5.7.123. I refer in
particular to paragraph 5.7.56, which relates to Viewpoint 3 on the outskirts
of Laurencekirk. As paragraph 8.3.10 makes clear, a number of listed buildings
are located in Laurencekirk. The results of the visual assessment are set out
in paragraph 5.12 of Chapter 5 and the conclusions which the authors of the
Environmental Statement draw from the visual assessment are in paragraph 5.14
of that chapter.
[45] Paragraph
5.14.6 states that the eight wind turbine generators of the proposed
development will be visible from the surroundings (of the site of the proposed
development) and have, therefore, the potential to affect the views of
receptors in the study area. In the Environmental Statement properties and
locations from which the proposed development would be visible are referred to
as "visible receptors". Paragraph 5.14.7
states that amongst the receptors experiencing "significant effects" are those
represented by Viewpoint 3.
[46] Chapter 8 of
Volume 2 is headed "Cultural Heritage". It appears to be based on an
assessment of the cultural heritage implications of the proposed development,
which consultants had prepared on behalf of the second respondents.
Paragraph.8.2.1 refers to Appendix 8.2 of Volume 4. There is no such Appendix in Volume 4. Nevertheless the terms of paragraph 8.2.1 indicate
that when the consultants prepared their baseline survey they checked, amongst
other documents, schedules maintained by Historic Scotland "for any Scheduled Ancient Monuments or listed buildings within or close
to the proposed development area".
[47] Under the
heading "Sites of cultural heritage interest within the development area",
paragraph.8.3.1 of Volume 2 is in the following terms:-
"A complete gazetteer of sites
identified in the baseline survey is given in Appendix 8.1 of
Volume 4 and summarised in Table 8.1.
The locations of Sites 1-27 are given in Table 8.1 and the
locations of Sites 28-33 in Table 8.2. Figure 20 of Volume 3
indicates the location of Sites 1-27".
There is no Appendix 8.1 in Volume 4. Table 8.1 is in Chapter 8. It refers to a total of twenty seven sites,
but it is not apparent from the terms of that Table how many of these sites are
listed buildings. Table 8.2 is also
in Chapter 8. It details a further
eight sites, although they are not Sites 28-33, as paragraph 8.3.1 indicated
they would be. It would not appear from the terms of Table 8.2 that any of
those sites are listed buildings.
[48] Gallery is not
included in either Table 8.1 or 8.2. From the terms of the opening sentence of
paragraph 8.3.1 it would appear that Gallery was not included in the complete
gazetteer of sites identified in the baseline survey. That may be because the
check carried out by the consultants was limited to "listed buildings within or
close to the development area". The check did not cover the identities and
locations of all the listed buildings in the 15 km study area.
[49] The position
is further complicated by paragraph 8.3.10 of Chapter 8, which appears as
the second paragraph under the heading "Sites of cultural interest in the
vicinity of the development area". It is in the following terms:-
"There is one listed building in the
immediate vicinity of the proposed development area:- Garvock Parish Church (Site 9). The surrounding area also contains many
listed buildings, whose visual setting will be affected: there are twenty
listed buildings in the parish of Laurencekirk alone".
[50] Garvock Parish Church is one of the sites referred to in
Table 8.1. However, no other listed buildings appear in Table 8.1 or Table
8.2. Accordingly it is clear from the terms of that paragraph, and indeed from
the rest of the Environmental Statement, that the Environmental Statement does
not address how many listed buildings lie within the surrounding area of the
development site. Indeed the authors of Chapter 8 do not define what they mean
by the term "surrounding area". Moreover
notwithstanding the terms of sections 59 and 60 of the Planning (Listed Buildings and Conservation Areas) (Scotland) Act 1997 ("the Listed Buildings
Act") the Environmental Statement does not identify the listed buildings which,
in the opinion of the authors, will have their settings affected by the
proposed development. All
paragraph 8.3.10 states is that the surrounding area, which it must be
assumed is something different from the 15 km study area, contains an
unspecified number of listed buildings whose visual setting will be
affected. Indeed, the Environmental
Statement does not indicate which are the "many listed buildings, whose visual
setting will be affected". For my part, I do not consider it possible to read
the terms of paragraph 8.3.10 as indicating that the authors of the
Environmental Statement had addressed the issue of whether the settings of the
listed buildings, referred to in that paragraph, would be affected by the
proposed development and had reached the conclusion that there would be no
effect of any significance on the settings of those listed buildings.
[51] At a later
stage in Chapter 8 of the Environmental Statement, the authors assess the
sites enumerated in Tables 8.1 and 8.2.
They do so following the terminology used in NPPG 5: Archaeology and Planning.
In Chapter 8 there is no further reference to listed buildings nor
any reference to the detailed contents of the "Memorandum of Guidance on Listed
Buildings and Conservation Areas 1998" issued by Historic Scotland, to which
the Lord Ordinary referred in paragraph [8] of her Opinion. Nor is there
any suggestion of any further assessment having been undertaken on the nature
and extent to which the visual setting of the unidentified listed buildings
would be affected.
[52] Chapter 10 of
the Environmental Statement is entitled "Planning Policy". Paragraph 10.5.30 is in the following
terms:-
"Any effects of the proposed
development on international or national designations have been avoided through
the careful site selection process described in Chapter 2 of this
Environmental Statement. The Tullo Wind
Farm is not located within, or predicted to result in, adverse affects on any
of the following tier 1 and tier 2 categories.
·
....
·
Listed
Buildings (and their settings)
·
.... "
[53] The references
to Tier 1 and Tier 2 categories are to certain provisions of the Aberdeen and Aberdeenshire Structure Plan
2001-2016, which are reproduced in Appendix 10.1 of Volume 4 of the
Environmental Statement. The provisions
of the Structure Plan categorise various planning policies under four tiers,
Tiers 1- 4, for the purposes of assessing potential wind farm
developments. Listed buildings (and
their settings) fall within Tier 2. It is to be noted that the authors of
the Environmental Statement make no attempt to relate the terms of paragraph
8.3.10 with the conclusion they express in paragraph 10.5.30.
[54] Chapter 11 of
the Environmental Statement is entitled "Conclusions". Under the heading "Cultural Heritage",
paragraph 11.6 is in the following terms:-
"11.6.1 Independent archaeologists were engaged to provide an
assessment of the Tullo Wind Farm site.
A desk based study and assessment were completed.
11.6.2 This assessment concluded that there are twenty seven
sites of national importance (Scheduled Ancient Monuments or non-scheduled sites) within the
vicinity of the application site.
However there are no Scheduled Ancient Monuments within the development
site. There are two areas of medieval
and post-medieval rig and furrow sites, two sites of modern track way, a
boundary stone and three linear crop marks within the proposed development
site. The Cairn of Shiels, a Scheduled Ancient Monument, lies 100m to the northwest corner
of the development site, however neither this, nor its setting, will be
affected by the proposed development.
Design of the site has ensured that the known sensitive archaeological
sites have been avoided; however
discussions will take place with the Local Area Archaeologist and where
appropriate trial excavation or a watching brief will take place.
11.6.3 It is not considered therefore that the proposed
development will have significant adverse effects on any individual sites of
cultural heritage interest".
Again it is to be noted that the authors of the environmental
statement make no attempt to relate the terms of paragraph 8.3.10 to the
conclusion they express in paragraph 11.6.3. Nothing further is said about
listed buildings in Chapter 11.
East Bradieston development
[55] In Paragraph
[15] of her Opinion, the Lord Ordinary refers to a separate application for
planning permission in relation to another wind farm, known as the East Bradieston development. Since the Lord Ordinary
issued her Opinion, the appeal against the refusal of planning permission for
that development has been decided by a Reporter from the Scottish Executive
Inquiry Reporters Unit. His decision letter is dated 15
March 2006.
[56] Paragraph 76
of the decision letter is in the following terms:-
"On the issue of the effect that the
wind farm would have on the setting of the Category A listed building known as
'The Gallery' I note that the turbines would be visible on the ridge line of
the Hill of Garvock from the property. The distance between the listed building
and the nearest turbine would be approximately 7km. In terms of the
legislation, section 59(1) of the Planning (Listed Buildings and Conservation
Areas) (Scotland) Act 1997 requires that in considering whether to grant
planning permission for development which affects a listed building or its
setting special regard should be paid to the desirability of preserving the
building or its setting. The legislation does not however include a definition
of what constitutes the 'setting' of a listed building. Historic Scotland's
Memorandum of Guidance on Listed Buildings and Conservation Areas indicates that works some distance from a
listed building can have a considerable physical and visual impact upon it and
that 'setting' should not therefore be interpreted too narrowly. The guidance
also acknowledges that development which is visible in important views of, or
from, a listed building can affect its setting. In this case, the proposed wind
turbines on the Hill of Garvock would be seen from a number of the principal
rooms in The Gallery. However, whilst I accept that the turbines would be
significantly larger that any of the existing structures on the ridge line, I
am not persuaded that given the substantial intervening distance between the
building and the proposed wind farm that the development would materially harm
the setting of The Gallery. I appreciate that the views from the house are
highly valued by the existing owners of the property, but in my opinion the
rights of a private individual to retain the existing view from his or her home
is a quite separate matter from the public interest in preserving the setting
of a listed building. In my experience, the right of individuals to maintain
the views from their properties is seldom a valid planning consideration. The
fact that the building is Category A listed does not alter my view that the
development would not have a significant adverse effect on its setting."
[57] The Memorandum
of Guidance on Listed Buildings and Conservation Areas 1998 issued by Historic
Scotland, to which both the Lord Ordinary and the Reporter referred, contains
the following section:-
"10.1.0 DEVELOPMENT AFFECTING THE
SETTING
At all times the listed building
should remain the focus of its setting.
Attention must never be distracted by the presence of any new
development whether it be within or outwith the curtilage.
Development within the curtilage
should always be regarded as affecting the setting. The only exception to this general rule may occur
when the curtilage is very large and the new building will not be visible in
any principal view either from or of the listed building or buildings. It should be noted in this respect that it is
not sufficient that the listed building or buildings and the new development
will not be intervisible. Listed
building consent will be required if demolition is necessary to secure access
to the site or to enable the development to take place (see 8.1.0 to 8.1.4).
Development outwith the curtilage
should also be regarded as affecting the setting where this will -
·
In
an urban area, restrict or obstruct views of or from the listed building, or
rise above and behind the listed building so that its silhouette can no longer
be seen against the sky from the more familiar viewpoints, or
·
In
a rural location, be seen in any principal view either of or from the listed
building, or affect in any way the main approaches to it. Here again it should be noted that it is not
sufficient that the listed building and the new development will not be
intervisible.
·
Development
which will block distant views of important architectural landmarks may, in
some instances, also fall into this category.
·
Development
adjacent to a listed building which forms part of a street block should also be
regarded as affecting the setting where this will not respect the form, scale,
materials or building line of the listed building (see 10.2.5 below), or
·
Involve
the construction of projecting features which will be seen in oblique views of
the listed building.
It is seldom possible to assess with
certainty from plans alone whether a proposed development, within or outwith
the curtilage of a listed building, will affect setting. It is therefore of the greatest importance to
check on site the relationship of the proposal to adjacent buildings and
structures, planned landscapes and landscape features before reaching a
decision".
The statutory
provisions
[58] Sections 59
and 60 of the Planning (Listed Buildings Conservation Areas) (Scotland) Act 1997 ("the Listed Buildings
Act) are in the following terms:-
"59-(1) In considering whether to
grant planning permission for development which affects a listed building or
its setting, a planning authority or the Secretary of State, as the case may
be, shall have special regard to the desirability of preserving the building or
its setting or any features of special architectural or historic interest which
it possesses.
(2) Without
prejudice to section 64, in the exercise of the powers of disposal and
development conferred by the provisions of sections 191 and 193 of the
principal Act, a planning authority shall have regard to the desirability of
preserving features of special architectural or historic interest and, in
particular, listed buildings.
(3) In
this section, 'preserving' in relation to a building, means preserving it
either in its existing state or subject only to such alterations or extensions
as can be carried out without serious detriment to its character, and
'development' includes redevelopment.
60-(1) This section applies where an application for planning permission
for any development of land is made to a planning authority and the development
would, in the opinion of the authority, affect the setting of a listed
building.
(2) The
planning authority shall -
(a) publish
in a local newspaper circulating in the locality in which the
land is situated, and
(b) for
not less than 7 days display on or near the land,
a notice indicating the nature of the
development in question and naming a place within the locality where a copy of
the application, and of all plans and other documents submitted with it, will
be open to inspection by the public at all reasonable hours during the period
of 21 days beginning with the date of publication of the notice under paragraph
(a).
(3) The
application shall not be determined by the planning authority before both the
following periods have elapsed, namely -
(a) the
period of 21 days referred to in subsection (2), and
(b) the
period of 21 days beginning with the date on which the notice
required by that subsection to be
displayed was first displayed.
(4) ...
"
Discussion
[59] Before I turn
to the facts of this particular case, I should make clear that I agree with
your Lordship in the chair that it is well established that questions of
planning judgment are entirely matters for the planning authority. That issue is discussed by Lord Hoffman at
page 780 in his speech in Tesco Stores
Ltd v Secretary of State for the Environment [1995} 1 W.L.R 759, in the
context of material considerations. In his speech Lord Hoffman stated:
" The
law has always made a clear distinction between the question of whether
something is a material consideration and the weight which it should be given.
The former is a question of law and the latter is a question of planning
judgment, which is entirely a matter for the planning authority. Provided that
the planning authority has regard to all material considerations, it is at
liberty (provided that it does not lapse into Wednesbury irrationality) to give them whatever weight the planning
authority thinks fit or no weight at all. The fact that the law regards
something as a material consideration therefore involves no view about the
part, if any, which it should play in the decision-making process.
This
distinction between whether something is a material consideration and the
weight that it should be given is only one aspect of the fundamental principle
of British planning law, namely that the courts are concerned only with the
legality of the decision-making process and not with the merits of the
decision. It there is one principle of planning law more firmly settled than
any other, it is that matters of planning judgment are within the exclusive
province of the local planning authority or the Secretary of State."
In my opinion, the view of Sullivan J. in R. v Rochdale Metropolitan BC [2001] Env.L.R. 406, in Para. 106 of his judgment, that it is for
a local authority to decide whether the information provided about a proposed
development is sufficient for it to deal with a planning application requires
to be considered in the context of what Lord Hoffman said in the speech from
which I have quoted. Indeed that is clear from what Sullivan J. himself said in
Para. 106, where he considered it
appropriate to mention that a local planning authority's decisions as to
whether a proposed development fell within with the description of the type of
development set out in schedules to the relevant environmental assessment
regulations, and whether a proposed development would be likely to have
significant effects on the environment, are subject to review on Wednesbury grounds.
[60] It is a matter
of agreement between the parties that the planning application was advertised
in accordance with the provisions of section 37 of the Town and Country
Planning (Scotland) Act 1997 and the relevant
Environmental Impact Assessment (Scotland) Regulations during November 2003,
but not in the manner provided by section 60 of the Listed Buildings Act.
[61] The case pled
against the first respondents does not include averments that they acted in
breach of section 60. However, when
counsel for the first respondents was addressing the Court about the history of
the planning application, he dealt with the issue of the application of the
provisions of section 60 to the application.
[62] The report
prepared for the first respondents' planning committee, which the committee had
before them during their meeting on 29 June 2004, makes no reference to the
provisions of section 60. No other contemporaneous document of the first
respondents was placed before the Court to demonstrate whether, and if so when,
the first respondents took a considered decision not to advertise the
application in terms of section 60. Against that background it was hardly surprising
that counsel for the first respondents found himself in the position of
inviting the court to "infer" that by the time the first respondents advertised
the application under other statutory provisions the first respondents had
reached the decision that the proposed development would not affect the setting
of any of the listed buildings in the 15km study area and that was the reason
why the application had not been advertised in terms of section 60.
[63] I have
considerable reservations as to whether it would be appropriate for the Court
to infer that the first respondents had reached such a considered decision, not
least of all because it would have been the officials of the first respondents
who arranged the advertising of the application. In my opinion, the decisions
involved in arranging to advertise a planning application to comply with the
provisions of section 37 of the 1997 Act and the Environmental Assessment
Regulations are of a different character to that of deciding whether an
application does not require to be advertised in terms of the provisions of
section 60 the Listed Buildings Act. That is because the taking of a decision
in respect of section 60 involves the making of a planning judgment as to
existence of any effect from a proposed development on the setting of any
listed building.
[64] I fully
recognise that a decision not to advertise a planning application, in
accordance with the provisions of section 60, can be revisited at any time
prior to the planning authority deciding whether or not to grant the planning
application concerned. However, there is little doubt that a decision by a
planning authority not to advertise an application under section 60, on the
basis that a proposed development would not affect the setting of any listed
building, is one that would, at the very least, be liable to influence the
planning authority's subsequent consideration of the application concerned.
[65] If the first
respondents, through their officials, took a considered decision in November
2003 not to advertise the planning application in terms of section 60, because
the proposed development would not affect the setting of any listed building,
it could only have done so on the basis of their own consideration of the
contents of the planning application and the Environmental Statement. The Court
was informed that Historic Scotland's consultation response was in a letter to
the first respondents dated 29 January 2004. It is not suggested that when the
planning application was advertised there was any other information before the
first respondents as to the existence, nature and extent of any effect that the
proposed development would have on the setting of any listed building in the 15
km study area.
[66] On the basis
of the basis of the submissions of counsel for the first respondents, I am not
persuaded that it would have been open to the first respondents to decide, on
the basis of the information that was before them in November 2003, that the
planning application did not require to be advertised under the provisions of
section 60. Indeed in my opinion, having regard to those parts of the
Environmental Statement to which I have already referred, such a decision would
have been open to challenge on Wednesbury
grounds as having been perverse and irrational. In these circumstances, on
the basis of the submissions and documents placed before this Court, I
unfortunately find myself in the position of being unable to agree with the
view, which your Lordship in the chair expresses in Paragraph [23] of your Opinion,
that when the planning application was submitted on 6 October 2003 the first
respondents were entitled to form the view that the proposed development did
not require to be publicised in the manner provided for by section 60.
[67] In my opinion,
having regard to the terms of the Environmental Statement and Historic
Scotland's Guidance, and no matter how the provisions of section 60 fall to be
construed, I find it impossible to understand how a local authority, or its
officials, could have reached the conclusion that it is submitted the first
respondents did reach - namely that the proposed development would not affect
the setting of any listed building in the 15 km study area. I refer in
particular to the contents of Chapter 5 of the Environmental Statement.
[68] In reaching
that conclusion, I have not ignored the fact that subsequently, as is recorded
in paragraph 4.2.1 of the report to the planning committee, Historic
Scotland informed the first respondents that "in terms of their listed
buildings and designed landscapes they agree with the contents of the
environmental statement". However, those
contents include paragraph 8.3.10, the terms of which could not be clearer.
They refer to a number of listed buildings whose visual setting will be affected.
Accordingly there was information before the first respondents, which the
second and third respondents had provided and with which Historic Scotland
agreed, that the proposed development would affect the setting of some listed
buildings, even although the Environmental Statement failed to make clear which
listed buildings were being referred to and whether those listed buildings
included Gallery.
[69] For these
reasons had it been averred in the petition that the first respondents had
acted in breach of section 60, I would have been inclined to sustain a
submission to that effect, at least insofar as it related to a decision of the
first respondents that the proposed development did not affect the setting of
any listed building.
[70] In the event,
the discussion about the first respondents' approach to section 60, as it was
explained to us by counsel for the first respondents, is only of relevance
because of the light it casts on how the first respondents proceeded during and
after November 2003 and, in particular, the position the first respondents
adopted in considering the application of the provisions to section 59(1) to
the planning application.
[71] In Paragraph
[23] of your Opinion, your Lordship in the chair has also expressed the opinion
that when the planning application was submitted on 6 October
2003 the
first respondents were entitled to form the view that the development did not
affect any listed building in the study area, in terms of section 59(1). Here
again, I have the misfortune of being unable to agree with your Lordship's
opinion. However, it is, in my opinion, also necessary to consider whether the
first respondents, and in particular their planning committee, addressed the
issue as to the application of the provisions of section 59(1) before the
decision of 29 June 2004 was taken. Putting the issue another
way, did the first respondents act in breach of the provisions of section 59(1)
on 29 June 2004?
[72] As far as the
details of the provisions of section 59(1) are concerned, a number of questions
arise. These include how those provisions fall to be construed and their
application to the facts of this case.
On the first of those issues, your Lordship in the chair has expressed
the view that the word "affects" in section 59(1) should be construed as
meaning "affects in a significant way". Your Lordship's view is that such an
approach to construction accords with the meaning given to the word
"preserving" in subsection 59(1), by subsection 59(3), and is supported by
reference to the terms of Schedule 4 to the 1999 Regulations. To the extent
that such an approach to construction would result in the provisions of section
59(1) having no application to a listed building, if the effect of a proposed
development would be insignificant, in the sense of being trivial or minimal, I
would have little difficulty with the approach. I have, however, reservations
in construing the provisions of section 59(1) by qualifying the language used
by Parliament with words which Parliament could have included in the
legislation but elected not to. That is because applying the qualification of
"in a significant way" to the construction of "affects" could be viewed as
indicating that the effect on the setting of a listed building required to be
"considerable", "substantial", "serious", "important" or "sizeable", before any
duty on a planning authority arose under section 59(1). All of those adjectives
can, depending on the particular circumstances, be considered to be synonymous
with "significant". For that reason, I
approach the construction of section 59(1) on the basis that the word "affects"
should be given its ordinary meaning, which would allow it to encompass effects
that included effects that were positive or negative, beneficial or
detrimental, favourable or adverse. In
my opinion that approach to the construction of section 59(1) is entirely
consistent with the views of Lord Justice Clerk Ross in Bearsden and Milngavie District Council v Secretary of State for
Scotland 1992 SC 276, at page 281, to which the Court was referred.
[73] As far as the
facts of the first respondents' handling of this planning application are
concerned, it was in my opinion quite clear, from the submissions the Court
heard that at the meeting on 29 June 2004 the first respondents never addressed
whether or not the provisions of section 59(1) of the Listed Buildings Act
applied in respect of any of the listed buildings in the 15 km study area. That
occurred against the background of a decision that had previously been reached,
whether considered or otherwise, not to advertise the planning application
under the provisions of section 60.
Having regard to the terms of the report placed before the planning
committee, and the submissions made by counsel for the first respondents during
the reclaiming motion, it would be complete speculation to suggest otherwise.
Indeed, if the officials had previously taken a considered decision not to
advertise the application under the provisions of section 60, it would, on one
view, have been surprising if the report to the planning committee had been
intended to remind the members of the planning committee of their statutory
duty to consider whether or not the provisions of section 59 applied in respect
of any of the listed buildings that lay within the 15km study area, including
Gallery.
[74] It was argued
on behalf of the respondents that to succeed in his petition the petitioner and
reclaimer required to satisfy the Court that the first respondents had not been
entitled to proceed on the basis that the proposed development would not impact
upon Gallery or its setting, so as to trigger a duty on the first respondents
under section 59(1) to have special regard for the preservation of that listed
building or its setting. It was also argued that none of the information before
the first respondents as planning authority had suggested that there would be
any impact at Gallery, such as to give rise to a statutory duty under section
59(1). That was because there was information in the Environmental Statement
that the proposed development was not predicted to result in any adverse effect
on listed buildings and their settings (paragraph 10.5.30).
[75] I deal
initially with the second of those submissions. As I have already referred in
some detail to the Environmental Statement, I need not repeat what I have
already said. Suffice it to say that the Environmental Statement contained a
considerable body of information which not only suggested but explicitly
indicated that the proposed development would affect the visual setting of
"many listed buildings", which the authors of the environmental statement did
not identify. Even if those "many listed buildings" had not included Gallery,
there was other information before the planning committee on which it would
have been open to the first respondents to hold that the proposed development
would affect the setting of Gallery, along the lines discussed in Historic
Scotland's guidance. There was, in particular, the information the petitioner
placed before the first respondents when he addressed the meeting on 29
June 2004.
That followed upon correspondence between the petitioner and the first
respondents in which the petitioner had made reference to the fact that Gallery
was a Grade A listed building. The fact that the correspondence related to the
petitioner's objection to the proposed wind farm development at East Bradieston
does not mean that it did not serve to remind the first respondents about what
they should already have been well aware , namely that Gallery is a Grade A
listed building. Having regard to the terms of section 10.1.0 of Historic
Scotland's Guidance it is clear that before the planning committee took its
decision on 29 June 2004 there was information before the first respondents
upon which it would have been open to them to hold that the proposed
development would affect the setting of Gallery within the meaning of section
59(1).
[76] Returning to
the respondents' other submission that to succeed in his petition the
petitioner requires to satisfy the Court that the first respondents had not
been entitled to proceed on the basis that the proposed development would not
impact upon Gallery or its setting, I also reject that submission. In my
opinion, to hold that the petitioner required to establish that would be
equivalent to placing an onus on the petitioner to demonstrate that if, during
the meeting on 29 June 2004, the first respondents had considered the position
of Gallery under reference to the provisions of section 59(1) of the Listed Buildings
Act, which it is clear they did not, they would have been bound to have held,
and would have held, that the setting of Gallery would be affected by the
proposed development.
[77] In my opinion,
for the petitioner and reclaimer to succeed in demonstrating that the first
respondents acted unlawfully and in breach of the provisions of section 59 he
need not go so far. Gallery is a listed building. Its existence and listing are
recorded on a public register to which the first respondents had access. The contents
of that public register of listed buildings were known about, or must be deemed
to have been known about, by the first respondents. Notwithstanding what was
said in submissions on behalf of the first respondents it remains unclear
whether the first respondents are maintaining that prior to taking their
decision as planning authority on 29 June 2004 they were totally unaware of the
fact that Gallery was a Grade A listed building. In my opinion such a
contention would be difficult to reconcile with the first respondents' receipt
of the letter dated 25 May 2004, which the petitioner wrote to the
first respondents' Head of Planning and Building Control. Nor, having regard to
the terms of the minute of the meeting of 29 June 2004, could it be argued that the
planning committee had not been addressed on the issue of the proposed
development altering the view from Gallery. Such an effect is, as Historic
Scotland's Guidance makes clear, a factor which ought to be taken into account
when addressing the issue of whether the setting of a listed building will be
affected by a proposed development. Paragraph 76 of the decision letter
relating to the wind farm at East Bradieston illustrates how the issue as the application of the
provisions of section 59(1) required to be approached. What conclusion the
first respondents would have been reached, had the correct approach been
followed, is a separate issue upon which I do not consider it would be
appropriate for me to express a conclusion.
[78] In my opinion,
the provisions of sections 59 and 60 of the Listed Buildings Act apply to a
planning authority, in their consideration of a planning application,
irrespective of whether the owner and/or occupier of a listed building brings
the existence of the listed building to the attention of the planning authority
and of whether the owner and/or occupier of the listed building objects to the
planning application. Indeed the provisions of sections 59 and 60 would apply
even where the owner and/or occupier of the listed building concerned was the
applicant for planning permission or supported the grant of an application for
planning permission submitted by a third party. The legislation relating to
listed buildings exists to protect such buildings and their settings in the public
interest; and not merely to protect the interests of the owners and/or
occupiers of such buildings. The statutory duties which the legislation places
on planning authorities cannot be delegated by them to others, no matter to
whom planning authorities may look for information upon which to base the
decisions involved in the discharge of their statutory functions.
[79] In my opinion,
as I have already indicated, the first respondents were not entitled to reach
the view that the proposed development did not require to be advertised under
the provisions of section 60. In my opinion, when the first respondents came to
take the decision they did on 29 June 2004, they also erred in law in failing
to give any consideration as to whether or not the provisions of section 59(1)
of the Listed Buildings Act applied to their consideration of the planning
application, even although there was information before them on which they
could have held that the setting of a number of listed buildings, including in
particular Gallery, would be affected by the proposed development. On that
basis, it is, in my opinion, open to the petitioner and reclaimer as owner
and/or occupier of Gallery to challenge the decision of the planning committee
of 29 June 2004 on the basis that, as he set outs in his pleadings, the first
respondents failed to carry out their statutory duty under section 59(1) in
respect of Gallery, before they reached their decision, and in doing so they
acted irrationally, perversely and ultra
vires.
[80] In the present
case, the first respondents were aware there were a number of listed buildings
within the 15 km study area and, in particular, in the area surrounding the
site of the proposed development. They were aware that the visual setting of a
number of listed buildings would be affected. They had been so advised by the
second and third respondents, when the planning application was lodged, and
that had subsequently been confirmed by Historic Scotland. There was no
information before the first respondents to contrary effect. In my opinion, the
fact that the authors of the Environmental Statement had stated that the
proposed development would not have an adverse effect does not provide the
respondents with a complete answer to the petitioner's case against them.
[81] In my opinion,
if the first respondents considered that any such effect on the setting of a
listed building had to be adverse, before a duty could arise under section
59(1), they were acting under an error in law. If, as appears to have been the
case, standing the terms of the report placed before the planning committee,
the first respondents failed to give any consideration at all as to whether the
provisions of section 59(1) applied in relation to Gallery that also would
amount to an error in law. In the whole circumstances, on the basis of the
submissions and documents placed before the Court I have reached the
conclusions that the petitioner and reclaimer has established that in the
course of granting planning permission to the third respondents the first
respondents acted in an unlawful manner and that it is open to the petitioner,
who objected to the granting of the planning application, to found on the first
respondents' actings in breach of the provisions of section 59(1).
Mora
[82] In order to
succeed in his petition, however, the petitioner and reclaimer also has to
overcome the pleas relating to mora
which all three of the respondents raise against him. I agree with the views of
your Lordship in the chair on the issue of mora.
As was pointed out to junior counsel for the petitioner during the course of
his submissions, as soon as the planning committee reached its decision on 29
June 2004, it would have been open to the petitioner to have raised interdict
proceedings against the first respondents, seeking to have the first
respondents interdicted from granting planning permission to the second
respondents and to have sought such a remedy on exactly the same grounds upon
which this petition has proceeded. Senior counsel for the petitioner accepted
that was so.
Conclusion
[83] Having regard
to the fact that I agree with your Lordship in the chair on the issue of mora, I concur in the motion to refuse
the reclaiming motion and to adhere to the interlocutor of the Lord Ordinary.