OUTER HOUSE, COURT OF SESSION
[2006] CSOH 92
|
A1349/02
|
OPINION OF LORD
HODGE
in the cause
ROBBIE WILLIAM
SCOTT
Pursuer;
against
LOTHIAN UNIVERSITY
HOSPITALS NHS TRUST
Defenders:
ннннннннннннннннн________________
|
Pursuer:
Stacey, Q.C., Joughin; Digby
Brown, S.S.C.
Defenders: Bell, Q.C.,
Crawford; Scottish Health Service CLO
13 June 2006
Introduction
[1] Robbie
Scott is fifteen years old. He is a
warm-hearted boy with an attractive personality. He lives with and is supported by his mother
and father, who have taken great care in his upbringing. Unfortunately, as a result of a mishap during
birth, he suffers from cerebral palsy.
Robbie Scott is a plucky young man and tries hard to overcome the
restrictions which he encounters. He is
a credit to his parents.
[2] In
this action he seeks damages for alleged medical negligence. The parties have agreed the appropriate level
of damages to be awarded should there be a finding of negligence. The subject of the proof was therefore
whether or not Dr Tara Cooper, who was then a senior registrar, was
negligent in her care for the pursuer in the final minutes of his mother's
labour in the early hours of 16 June
1990. On that issue I had
the benefit of Dr Cooper's views and those of two expert witnesses,
Mr Anthony Johnson and Professor Deirdre Murphy.
Mrs Scott's labour
[3] Robbie
was Mrs Scott's first baby. She
exhibited no abnormalities or other risk factors. Her pregnancy was uneventful. She was admitted to the Eastern
General Hospital
in Edinburgh at 2230 hours on 14 June 1990. She underwent an artificial rupture of her
membranes in the labour ward at 1445 hours on 15 June. The first stage of labour progressed slowly
and the baby's heart rate as charted on the cardiotocograph ("CTG") did not
give cause for concern, although on several occasions the midwives consulted
the sister midwife to obtain her opinion on early decelerations of the baby's
heart rate. At 1740 hours Staff
Midwife Gordon carried out a vaginal examination and noted that the cervix was
6 cm dilated, the baby's head was 2 cm above the mother's ischial spines and
that the baby's head was swollen ("caput ++").
An epidural infusion was sited in Mrs Scott at about
1900 hours on 15 June. As the
labour was progressing slowly, Dr Cooper decided at about 2035 hours
on 15 June to give Mrs Scott syntocinon, which is a synthetic for
oxytocin, a hormone which makes the uterus contract and thereby dilates the
cervix. The delivery of syntocinon was
commenced at 2100 hours and the dosage was periodically increased between
then and 2355 hours. At
2207 hours, Dr Souter, the duty anaesthetist, tested the epidural
block. When the baby's heart beat
decelerated below a baseline of about 120 beats per minute ("bpm") the midwives
alerted Sister Pennycook who saw Mrs Scott and informed
Dr Cooper. After an early
deceleration to 95 bpm with a fair recovery to baseline at
2205 hours, Dr Cooper came to see Mrs Scott, examined the CTG
trace and observed her contractions and the baby's decelerations. After late decelerations at 2220 and
2225 hours the baby was recorded as having a baseline heart beat of 120 -
125 bpm with good beat-to-beat variability. Dr Cooper noted at 2230 hours that the CTG
trace was then satisfactory.
[4] By
2230 hours Mrs Scott's cervix was fully dilated after a first stage
of labour which had lasted about eight hours and thirty-five minutes. Shortly before 2230 hours Dr Cooper
carried out a vaginal examination which revealed that the mother's cervix was
fully dilated, the baby was in the right occipito-posterior position ("ROP")
(which meant that the back of the baby's head, the occiput, was facing
backwards towards the mother's spine and towards the mother's right) just at
the ischial spines and that the baby's head had caput (or swelling) which was
recorded as "caput +". Dr Cooper
instructed the midwives to wait so as to allow the baby's head to descend.
[5] At
2357 hours the nursing notes recorded variable decelerations from a
baseline of 130 bpm to between 80 and 100 bpm with a slow recovery
and Sister Pennycook was informed.
A vaginal examination by a staff midwife at 0016 hours on
16 June revealed the baby in the ROP position at 1 cm above the ischial
spines ("S - 1") and recorded the swelling of the baby's head as "caput
++". The midwives discussed this with
Dr Cooper who advised that the mother wait one hour and then push. The midwives, having consulted Sister Pennycook,
instructed Mrs Scott to commence organised pushing at
0135 hours. There were early
decelerations of the baby's heart beat to 80 bpm but they did not cause
great concern. The vertex of the baby's
head (which is the crown or top of the head) was advancing slowly. By about 0155 hours the midwives were
becoming concerned about the decelerations and thereafter called
Dr Cooper. At 0203 hours the
baby suffered a prolonged bradycardia (which is a fall in heart rate below
baseline) with a deceleration to below 80 bpm which lasted about three
minutes. It was recorded in the nursing
notes that the deceleration was to between 65 and 70 bpm. Dr Cooper arrived in the labour room at
some time between 0201 hours and 0204 hours. On Dr Cooper's instructions the midwives
turned Mrs Scott on to her left side and administered oxygen to her. Dr Cooper observed the foetal heart rate
recover to the 120 bpm baseline and the staff midwife recorded that there
was good reactivity. Because the CTG trace had demonstrated significant
decelerations in foetal heart rate, Dr Cooper decided that it was not
appropriate to wait longer but that the baby should be delivered. There was no perception of great urgency at
that stage but Dr Cooper explained that she would not have wanted the
decelerations which had occurred at about 0200 hours to persist over
thirty minutes.
[6] Dr Cooper
examined Mrs Scott in the labour room before 0210 hours. She carried out a vaginal examination and in
the note of that examination recorded that the baby's vertex was at "S+1",
which meant that it was about one centimetre below the ischial spines. The baby was in the ROP position; swelling on the baby's head was recorded as
"caput +". The baby's head would have
been de-flexed to some degree but not significantly as otherwise Dr Cooper
would have commented on that in the medical notes because, as she explained,
deflexion can make it more difficult to rotate the baby's head. Dr Cooper also recorded that the baby's
heart rate had shown variable decelerations but had had good recovery and
showed good variability. Although it was
not recorded in the medical notes, Dr Cooper gave evidence, which I
accept, that before the vaginal examination she carried out an abdominal
examination of Mrs Scott to ascertain the position of the baby's
head. Dr Cooper said in evidence
that on abdominal examination she found that the baby's head was not palpable
and that it was engaged in the mother's pelvis.
She explained that it was her invariable practice to carry out an
abdominal examination before considering an operative vaginal delivery, and
that if she found nothing which militated against such a delivery she would not
note her findings on such an examination.
Again I accept her evidence.
Dr Cooper also gave evidence, which I accept, that if on vaginal
examination she had discovered that the baby's head had significant moulding
she would have recorded that finding.
She did not record such a finding.
Dr Cooper was aware that the baby had suffered bradycardia but by
the time of her examination its heart rate had made a good recovery and the
baby's heart beat showed good variability.
Professor Murphy agreed with this analysis. As Mrs Scott had been in the second
stage of labour for about three and a half hours, Dr Cooper decided
that it was appropriate to deliver the baby.
To achieve delivery it was necessary to rotate the baby's head from the
occipito-posterior ("OP") position to the occipito-anterior ("OA") position
which meant that the back of the baby's head would face its mother's
front. She decided to deliver the baby
in the labour room using Kiellands forceps.
[7] Dr Cooper
explained to Mrs Scott what the delivery would involve. Mrs Scott was washed, draped and
positioned for the forceps delivery. She
had already had a catheter fitted at 2030 hours on 15 June. Dr Cooper applied the Kiellands blades
and corrected an asynclitism (which is a tilt of the baby's head towards one of
his shoulders). She then attempted to
rotate the baby's head but was able to move it only about 45 degrees to the
right occipito-transverse position ("ROT").
When she attempted the rotation for a second time the foetal scalp
electrode, which supplied information to the CTG, had to be removed from the
baby's head. This occurred at some time
between 0218 hours and 0222 hours.
A midwife listened for the baby's heart beat through the mother's
abdomen. Initially the foetal heart rate
was 109 bpm. Dr Cooper's
second attempt to rotate the baby's head was not successful. At that point, the midwife alerted her to a
serious bradycardia. The foetal heart
rate was assessed to be 58 bpm and the foetal scalp electrode was promptly
reconnected. The CTG revealed that the
baby's heart rate had collapsed to between 50 and 60 bpm, creating an
emergency. At some time between
0222 hours and 0225 hours Dr Cooper made the split-second
decision to abandon the attempt to deliver the baby by forceps and instructed
that Mrs Scott be taken immediately to the operating theatre for a
Caesarean section. She instructed the midwives to summon an anaesthetist and a
paediatrician. In her operation note she
recorded that there was foetal distress.
[8] Mrs Scott
was transferred to the operating theatre within ten minutes. She still had the epidural in place but there
was not sufficient time to top up the epidural anaesthesia before
Dr Cooper performed the Caesarean section.
As a result an anaesthetist gave Mrs Scott a general anaesthetic. Dr Cooper had some difficulty in
disimpacting the baby's head from his mother's pelvis and Robbie Scott was
delivered by Caesarean section at 0244 hours on 16 June. He was in poor condition at birth. At one minute after birth his Apgar score was
one, rising to five at five minutes, six at ten minutes and seven at fifteen
minutes. As a result of profound birth
asphyxia he has cerebral palsy.
[9] The
precise cause of the birth asphyxia is unknown.
In her notes of her discussion with Robbie's parents on 22 June 1990 Dr Cooper
recorded that the umbilical cord was very short and was wrapped tightly around
the baby at delivery. The midwives'
notes made shortly after the birth recorded the cord length as 40 cm,
which is the lower limit of what is considered the normal range of cord
lengths. Dr Cooper suggested to
Robbie's parents at the time and to Mrs Scott's general medical
practitioner in a letter dated 16 July
1990 that the likely cause of the sudden drop in foetal heart rate
was a tightening of the short cord on partial rotation in the attempted forceps
delivery.
Causation of the cerebral palsy
[10] There was no dispute between
the parties that the likely cause of Robbie Scott's cerebral palsy was his
deprivation of oxygen which was manifested by his profound bradycardia in the
twenty minutes immediately before he was delivered by Caesarean section. Professor Murphy expressed the view that
dystonia (which is abnormal movements such as arching of the back and a
tendency to use the extensor muscles) in the first year of life was consistent
with a hypoxic ischaemic injury to the basal ganglia (the part of the brain
that regulates voluntary movement at a subconscious level) and that effective
circulatory collapse for an interval of twenty minutes was consistent with an
insult of this type. She referred to the
International Cerebral Palsy Task Force's template for defining a causal
relationship between acute intrapartum
events and cerebral palsy, (BMJ Vol 319. 1999. p.1054).
[11] Dr Mary O'Regan, a consultant in paediatric neurology,
explained that the interruption or acute reduction in the mother's blood supply
to the foetus after the abandoned attempt at rotation would have deprived the
baby's brain of oxygen and thereby damaged that part of the brain which was
most active and thus needed most energy at the time. As the deprivation of oxygen was an acute
episode, the foetus had not had a sufficient opportunity to redirect its blood
supply to the brain in order to protect it.
Elevated levels of acid in the baby's blood after birth were consistent
with it having produced lactic acid by expending energy obtained
anaerobically. Exaggerated Moro
reflexes, irritability, and seizures in the first 36 hours after birth
were consistent with an acute injury to the brain caused by oxygen deprivation. So also was the baby's elevated glucose level
after birth. As there were no
indications in Mrs Scott's medical history or in the pregnancy to explain
the cerebral palsy, and as the symptoms were consistent with oxygen deprivation
over a relatively short time, Dr O'Regan concluded that oxygen deprivation
between the abandonment of the rotational forceps delivery and delivery by
Caesarean section was the most likely cause of Robbie's cerebral palsy. Had he been deprived of oxygen for only ten
minutes, he might not have suffered permanent injury. But Robbie suffered hypoxia for about twenty
minutes and that caused him his injury, which, as he has developed, has evolved
from dystonic cerebral palsy to dyskinetic cerebral palsy, manifested by
dysfunction in motor control.
[12] I accept the evidence given by Professor Murphy and Dr O'Regan
on this issue.
Dr Cooper's experience in 1990
[13] Dr Cooper graduated MB ChB from Queen's University,
Belfast in 1980 and, after serving as a junior house officer in Belfast,
decided to pursue obstetrics and gynaecology as her medical career path. She worked in Northern
Ireland, initially as a senior house officer
and since 1985 as a registrar, until February 1989 when she obtained employment
in Edinburgh as a senior
registrar. She won the gold medal in the
examinations of the Royal College of Obstetricians and Gynaecologists in
1985. In Edinburgh
she worked initially in the Simpson Memorial Maternity Pavilion and then in the
Eastern General
Hospital, where she was working
in June 1990. Thereafter she returned
to the Simpson Memorial Maternity Pavilion before she was appointed as a
consultant in obstetrics and gynaecology at St John's
Hospital, Livingston
in August 1990, a post which she took up on 1 February 1991.
She explained in her evidence that by June 1990 she had performed
several hundred rotational forceps deliveries and that she was confident of her
ability to judge when it was suitable to do so.
Dr Cooper's explanation of her decision
[14] Dr Cooper stated
that, when deciding to expedite Robbie's delivery, she was faced with three
options, which were whether to use rotational forceps in the labour room,
whether to use the forceps in the operating theatre in a trial of forceps or
whether to perform a Caesarean section.
She explained her standard practice when deciding whether conditions
were appropriate for forceps delivery.
There were six pre-requisites.
First, the mother's cervix was fully dilated. Secondly, her membranes had ruptured. Thirdly the baby's head was the presenting
part. Fourthly, none of the baby's head
was palpable on abdominal examination.
Fifthly, she was able to determine the baby's position by vaginal
examination and it was far enough down the pelvis for forceps delivery. Sixthly, the baby's head did not have
excessive moulding, which would have suggested that it would have difficulty in
being delivered through the pelvis.
[15] As Mrs Scott's membranes had been ruptured and she was in
the second stage of labour, the baby's vertex was at S+1, the foetal head was
not palpable on abdominal examination, and there was not excessive caput or
moulding, Dr Cooper was able to consider a rotational forceps delivery
with confidence of success. While some
obstetricians were prepared to perform a rotational forceps delivery when the
baby's head was one-fifth palpable on abdominal examination, she would have
done so only as a trial of forceps in the operating theatre with personnel and
equipment ready to perform a Caesarean section if the forceps delivery were not
successful. In Dr Cooper's view, a
trial of forceps was appropriate where the obstetrician had reasonable doubt
whether a forceps delivery would be successful.
She said that the criteria for making this judgement included (i) the
parity of the mother (whether she had had a baby before), (ii) the size of the
mother's pelvis compared with the size of the baby, (iii) the progress of the
first and second stages of labour and the presence of risk factors such as
ante-natal problems or foetal distress which might indicate a compromised baby
and (iv) the findings on abdominal and vaginal examination. She did not accept that rotational forceps
delivery from the ROT position was significantly easier than from the ROP
position; both required rotation and
both would involve traction and delivery.
Having carried out the necessary examinations, and having regard to the
experience which she had acquired in delivering babies by Kiellands forceps,
Dr Cooper was confident that she would succeed in delivering
Mrs Scott's baby. She explained
that if she had had doubt she would have initiated a trial of forceps. She recognised that the consequences of a
failure to deliver by forceps could be very serious for a baby but in this case
she had close to complete confidence that she would undertake the delivery
successfully in the labour room. She
described the collapse in the foetal heart rate during the attempted rotation
as "an unforeseeable and unexpected event".
[16] Mrs Scott had been in the second stage of labour for
almost four hours when Dr Cooper decided to perform the rotational
forceps delivery. Dr Cooper did not
accept the suggestion that this was a clear indicator that she should not have
done so; the duration of the second stage was influenced by Mrs Scott's
epidural anaesthesia. Nor was she
dissuaded by the non-reassuring decelerations at about 0200 hours as the
foetal heart rate had made a good recovery by the time she took the decision
and she had no cause to believe that she was dealing with a compromised
foetus. She explained that if there had
been persistent bradycardia she would have not have used the forceps in the
labour room; but there was not.
[17] Although obstetric practice had changed since 1990,
Dr Cooper had not altered the criteria by which she judged whether to perform
a rotational forceps delivery in the labour room or to perform a trial of
forceps in the operating theatre.
Guidance on current practice was set out in Guideline No 26 of the Royal
College of Obstetricians and Gynaecologists ("the 2005 RCOG guideline") which
was issued in November 2005. She
accepted that guidance as entirely sensible.
The reasons for the change in practice were, first, that local analgesia
was now considered inadequate and spinal anaesthesia was usually administered
in theatre; secondly, junior medical
staff now had less experience in their training years both through a reduced
number of working hours per week and also fewer years of training; and, thirdly, there was a fear of litigation. But the disadvantage of taking straightforward
cases to the operating theatre was that it could traumatise the parents of the
baby. As a result of the change in
practice it was unlikely that Dr Cooper would now perform a Kiellands
forceps delivery in the labour room but she remained prepared to do so if an
operating theatre were not available.
The differing expert opinions
Mr Anthony Johnson
[18] The pursuer's expert, Mr
Anthony Johnson, is a very experienced obstetrician and gynaecologist. During his career from 1966 to 2001 he worked
in Cambridge, London,
Brighton and Sheffield. From 1978 to 2001 he was a consultant
obstetrician and gynaecologist at the Jessop
Hospital for Women in Sheffield
and an honorary senior lecturer at Sheffield
University. Since his retirement he continues to teach on
courses for the Royal College of Obstetricians and Gynaecologists ("RCOG") and
to examine for the General Medical Council.
He is also an experienced expert witness in medico-legal work.
[19] Other than certain comments about the increases in the amount
of syntocinon which was given to Mrs Scott (which are not relevant to this
case), he did not criticise the care of Mrs Scott before Dr Cooper
decided to attempt to deliver the baby by forceps at about 0210 hours on
16 June. In the hours before
then he suggested that the CTG trace showed increasing foetal distress, but he
opined that the decision at 0015 hours to leave Mrs Scott for one
hour before commencing pushing was acceptable practice. In his opinion the decelerations after
0135 hours were much more significant, the CTG trace was by then very
suspicious, and the midwives had been right to be concerned and to request
Dr Cooper to attend at about 0155 hours.
[20] He criticised Dr Cooper for her decision to attempt a
Kiellands forceps delivery in the labour room.
He opined that she should instead have arranged a trial of forceps in
the operating theatre so that, if the vaginal operative delivery did not
succeed, she could deliver the baby immediately by Caesarean section and thus
avoid the risks of damaging the baby by a failed forceps delivery. He said that in deciding to attempt to
deliver the baby in the labour room by the use of Kiellands forceps,
Dr Cooper acted in a way in which no competent obstetrician exercising
reasonable care would have acted. She
was, as he put it by reference to the famous English law test of medical
negligence (Bolam v Friern Hospital Management Committee
[1957] 1 WLR 582), "Bolam negligent". In his report he stated his opinion that in
the circumstances which existed in relation to Robbie Scott at 0210 hours
on 16 June 1990 there
would be no responsible body of obstetric opinion that would have countenanced
carrying out a Kiellands rotational forceps delivery other than as a trial of
forceps in the operating theatre. The
only options that a competent body of clinicians would consider were a trial of
forceps or a Caesarean section.
[21] Mr Johnson accepted that in 1990 and also in 2005 it was
acceptable for experienced obstetricians to carry out forceps deliveries in the
labour room rather than in the operating theatre, but only when such deliveries
were straightforward and the obstetrician could be almost certain that the
forceps delivery would succeed. In this
case he considered that there could not have been sufficient confidence in the
outcome of the rotational forceps delivery to merit taking the risk of failure
outside the operating theatre. In
particular, he considered that there were four features in this case which
militated against rotational forceps delivery in the labour room. The first two features were the most
important and he suggested that when they were present there was an unwritten
rule that an obstetrician should not attempt rotational forceps delivery except
as a trial of forceps in the operating theatre.
The first feature was that the baby was in the ROP position. This meant that the obstetrician would have
to rotate the baby's head through approximately 135 degrees to achieve the
desired occipito-anterior ("OA") position. It also meant that the baby's head
was likely to be relatively deflexed and therefore more difficult to
rotate. The second feature was that the
vertex of the baby's head was only at one centimetre below the ischial spines. This combined with the ROP position meant
that there was a sufficient chance of failure that attempted forceps delivery
in the labour room was unsafe and inappropriate. The third feature was that there had been
evidence of foetal distress in the decelerations which had occurred since
0135 hours on 16 June and in the more persistent deceleration which
led to the midwives requesting Dr Cooper to attend at
0155 hours. The fourth feature was
the slow progress of the second stage of Mrs Scott's labour.
[22] In relation to the second feature Mr
Johnson suggested that, as on vaginal examination the baby's head was at S +1,
Dr Cooper's recollection that on abdominal examination she had found the
baby's head to be no-fifths palpable must have been incorrect. He opined that the baby's head would have
been at least one-fifth palpable and probably two-fifths palpable. In support of this view he referred to a
diagram of a woman's pelvis which was published in "Safe Practice in Obstetrics
and Gynaecology" (ed. Roger Clements (1994)), a medico-legal textbook, at
p. 226. This diagram, which Mr
Johnson stated was originally published in Myles Textbook for Midwifes, equated
the S + 1 station of the presenting head with a finding on abdominal
examination that the baby's head was about two-fifths palpable. On questioning Mr Johnson insisted that
the S+1 station equated to the head being two-fifths palpable on abdominal
examination. Both Dr Cooper and
Professor Murphy challenged the accuracy of this diagram and of that equation,
and I discuss this further in paragraph [39] below.
[23] Mr Johnson opined that a failed forceps was a desperate
emergency and that it only arose as a result of substandard care. He referred to the following textbooks: Hibbard, "Principles of Obstetrics" (1988),
pp.498, 507-508 and 513; Turnbull and Chamberlain,
"Obstetrics" (1989) pp.842-848, Dewhurst's "Textbook of Obstetrics and
Gynaecology for Postgraduates" (4th ed 1986) pp.430-431; and Kerr's "Operative Obstetrics" (8th
ed 1971) pp.521-523, (9th ed 1977) pp.495-496 and (10th
ed 1982) pp.290-291. His position in
summary was that there was a rule that if there was any doubt about the success
of assisted delivery then one must attempt that delivery in theatre as a trial
of forceps.
[24] Mr Johnson was referred to a medico-legal report by the late Dr
Gordon Lang, which criticised Dr Cooper for attempting a forceps delivery
outside the operating theatre or without being prepared to perform an immediate
Caesarean section should the forceps fail.
It was clear that when he formed his opinion, Dr Lang had not had the
benefit of Dr Cooper's account of her actions which would probably have
caused him to qualify some of his criticisms, nor had he seen the CTG
trace. As a result of his untimely death
he was not available to be cross-examined.
I am therefore not prepared to attach weight to Dr Lang's untested
views.
Professor Deirdre Murphy
[25] Professor Murphy, who gave
evidence at the request of the defenders, is also a very distinguished
obstetrician. She graduated MB ChB from
the University of Dublin
in 1989, became a member of the RCOG in 1996 and gained a doctorate of medicine
from the University of Dublin
in 1997. Since 2002 she has been
Professor of Obstetrics and Gynaecology at the University
of Dundee, where she has divided
her time equally between clinical work on obstetrics at Ninewells
Hospital and her research. Between 1993 and 1996 she was a research
fellow at Oxford University,
where she studied the ante-natal and intra-partum origins of cerebral palsy
while maintaining her clinical work in obstetrics. She is chairman of the Guideline Audit
Committee of the RCOG, was responsible for the decision to revise the RCOG's
guidelines on operative vaginal delivery and was a co-author of the 2005 RCOG
guideline (see paragraph [17] above).
[26] On the central issue of professional negligence, namely whether
it was acceptable obstetric practice to attempt a rotational forceps delivery
in the labour room, she disagreed with the opinion of Mr Johnson. In her opinion, apart from a deceleration at
2230 hours on 15 June, the CTG trace of the baby's heart beat had
been largely reassuring until 0130 hours on 16 June 1990, when a single episode of a late
deceleration and slow recovery was an indicator that more caution was
required. She agreed with the decision
of the labour ward sister to recommend organised pushing. When the decelerations occurred at 0155 and
0200 hours, these indicated that it was time to get on with delivering the
baby. While the deceleration to
65-70 bpm had lasted about three minutes, the return of the foetal heart
rate to 120 bpm with good variability supported the view that the baby was
in good condition at about 0210 hours.
She therefore did not share Mr Johnson's view that the baby was
compromised at that time. Nor did she
share his view that the labour had been dysfunctional. While it had been slow, the administration of
syntocinon enabled Mrs Scott to achieve full dilatation and the baby had
progressed from position S-1 to S+1. The
progress of the labour was not a warning sign.
[27] In her opinion Dr Cooper had had three decisions to
make: whether to deliver the baby; the method of delivering the baby; and where to deliver the baby. In relation to the first two decisions she
opined that Dr Cooper had been correct to deliver the baby when she
decided to do so, and that she was also correct to choose to attempt the
delivery by rotational forceps. The
abdominal and vaginal examinations had revealed that the prerequisites for a
forceps delivery were in place; the
mother was of average size as was the baby;
the baby's head was well down and visible at the pelvis in position
S+1; there was a small amount of
caput; and the baby was in the ROP
position. In her view the ROP position
was an indication that a rotational forceps delivery was appropriate. It was acceptable practice to perform a
rotational forceps delivery when the baby's head was one-fifth palpable. In this case the baby's head was further into
the pelvis at no fifths palpable. She
commented on the diagram in the medico-legal textbook referred to in paragraph
[22] above, and suggested that it was misleading, observing that it was
inconsistent with the text of the same textbook at p.231 and also with the
commentary in Dewhurst (above) at p.430.
She was adamant that the diagram made no sense in its suggestion that an
observation of the baby's head at S+1 equated to the baby's head on abdominal
examination being two fifths palpable.
As a mid-cavity delivery was defined as being when the leading part of
the baby's head was between S+0 and S+2 but the baby's head must not be more
than one-fifth palpable on abdominal examination, it would not be possible to
perform a mid-cavity delivery if the diagram were correct.
[28] On the crucial decision of whether to
deliver in the labour ward or to take the mother to the operating theatre for a
trial of forceps Professor Murphy supported Dr Cooper's decision. She explained that such a decision was
appropriate if the experienced obstetrician, after examining the mother carefully,
was confident that he or she could deliver the baby successfully. A rotational forceps delivery required
clinical skill, experience and care. In
her opinion, Dr Cooper had the necessary experience and skill to make the
decision. Professor Murphy said that on
the information available she would have judged the baby to be in good
condition and would have considered that there was a high degree of probability
(90%) that the baby would be successfully delivered by forceps in the labour
room. That high probability was
necessary if the delivery was to be attempted in the labour room. She did not accept the significance of third
and fourth features that Mr Johnson founded on, namely prior evidence of some
foetal distress and the slow progress of labour (see paragraph [21]
above). She rejected the suggestion that
the baby's ROP position and the leading part of his head at the S+1 position
militated against a forceps delivery in the labour room. Having regard to the information which was
available to the obstetrician about the mother and baby, including that
revealed by the abdominal and vaginal examinations, it was in her view
perfectly acceptable practice both in 1990 and 2005 to attempt a rotational
forceps delivery in the labour room.
Professor Murphy said that she would have attempted a rotational forceps
delivery of a baby in such a mid cavity and ROP position in the labour room
both in the early 1990s and now if she were confident that she would
succeed. She was also aware of other
distinguished obstetricians who would do the same. She was aware that Dr Cooper had not
noted whether there was moulding of the baby's head but stated that it was
common for obstetricians not to record a negative finding of that nature. The fact that swelling was recorded as "caput
+" was consistent with the absence of significant moulding as moulding caused
by an obstacle would have caused excessive swelling.
[29] She said that the acute bradycardia which Robbie Scott suffered
was an extremely unusual occurrence on an attempted forceps delivery and that
it could not have been foreseen. She
pointed out that Dr Cooper had had back up available as there was an
operating theatre in close proximity and an anaesthetist and experienced
midwives were present within the hospital and could be on hand at short
notice.
[30] In support of her report Professor Murphy
produced the following literature to which she or others referred in
evidence: the 2005 RCOG guideline, an
article (of which she was the first author) in the Lancet Vol 358. (2001)
p.1203 which was a cohort study of early and neonatal morbidity associated with
operative delivery in the second stage of labour, an article (of which she was
the first author) in the BJOG 2003 Vol 110. p.610 which was a cohort study of
operative delivery in the second stage of labour and the standard of obstetric
care, an abstract of an article by Revah and Others in the American Journal of
Obstetrics and Gynaecology 1997. Vol 176. p.200 on failed trials of vacuum or
forceps and the maternal and foetal outcome, and an article by Tuffnell and
Others in the BMJ Vol 322. (2001) p.1330 on the interval between decision and
delivery by Caesarean section.
[31] She explained that the 2005 RCOG guideline, which recommended
that a rotational forceps delivery should be attempted in the operating
theatre, was promulgated because of concerns that there had been problems with
registrars attempting such deliveries in the labour room. In particular there had been three
concerns. First, it was now more common
for obstetricians to use a vacuum cup which had a higher failure rate than
forceps. Secondly, registrars had a
shorter period of specialist training and much less hours of clinical
experience than in the past. Thirdly,
far more mothers were obese than in the past and this made it more difficult to
assess the relationship between the baby's head and the mother's pelvis both on
abdominal examination and on vaginal examination. The 2005 RCOG guideline is much more specific
in its guidance than previous guidelines as to the type of delivery, where to
deliver and the degree of supervision required.
It was designed to guide future obstetric practice. She opined that one would now have to have a
good reason to deliver a baby in the OP position in the labour room rather than
in the operating theatre, but that was a marked change in practice since 1990.
[32] When asked on cross-examination to consider Mr Johnson's
report she explained that she disagreed with his opinion on the issue of
negligence. In her opinion there was a
range of acceptable obstetric practice and Dr Cooper's decision to deliver
by rotational forceps in the labour room was within that range; some obstetricians would have taken
Mrs Scott to the operating theatre while others would have been comfortable
to do what Dr Cooper did. She
accepted that there was a risk of cerebral palsy with the delivery of every
baby but the risk was very small even after a difficult labour where a mother
needed assistance. She did not accept
that this was a case where the obstetrician would have had a heightened concern
for the welfare of the baby as there was no indication that the foetus was
compromised when the decision to deliver in the labour room was taken.
Decision
Legal issues
[33] Counsel for the pursuer
referred me to Hunter v Hanley 1955 SC 200, Maynard v West Midlands Regional Health Authority [1984] 1 WLR 634, Edward Wong Finance Co Ltd v Johnson Stokes & Master [1984] AC 296, Hucks v Cole [1993] 4 Med LR 393, Bolitho
v City and Hackney Health Authority [1998] AC 232 and my unreported decision in Honisz
v Lothian Health Board [2006] CSOH 24. Counsel for the defenders also
referred me to those cases and also to Bolam
v Friern Hospital Management
Committee [1957] 1 WLR 582. There
was no material dispute as to the law;
parties differed on how I should apply the law to the facts established
by the evidence.
[34] Where, as in this case, the pursuer alleges deviation from
normal medical practice, he must prove (i) that there was such a usual and
normal practice at the relevant time, (ii) that the doctor had not adopted that
practice and (iii) that the course which the doctor adopted was one which no
professional person of ordinary skill would have taken if he or she had been
acting with ordinary care: Hunter v Hanley, Lord President
Clyde at p.206. It is not disputed that
in this case the relevant standard of professional person is the standard of a
senior registrar in obstetrics.
[35] In this case there was conflicting expert medical evidence as
to the existence of a normal practice in 1990 and also in 2005 and as to the
acceptability of Dr Cooper's decision to attempt the roational forceps
delivery in the labour room. As parties
referred me to my opinion in Honisz as
an accurate summary of the relevant law, I take the easy course of citing what
I said in that case:
"[39] First, as
a general rule, where there are two opposing schools of thought among the
relevant group of responsible medical practitioners as to the appropriateness
of a particular practice, it is not the function of the court to prefer one
school over the other (Maynard v West Midlands Regional Health Authority,
Lord Scarman at p.639F-G). Secondly,
however, the court does not defer to the opinions of the relevant professionals
to the extent that, if a defender lead evidence that other responsible
professionals among the relevant group of medical practitioners would have done
what the impugned medical practitioner did, the judge must in all cases
conclude that there has been no negligence.
This is because, thirdly, in exceptional cases the court may conclude
that a practice which responsible medical practitioners have perpetuated does
not stand up to rational analysis (Bolitho
v City and Hackney Health Authority,
Lord Browne-Wilkinson at pp.241G-242F, 243A-E).
Where a judge is satisfied that the body of professional opinion, on
which a defender relies, is not reasonable or responsible he may find the
medical practitioner guilty of negligence, despite that body of opinion
sanctioning his conduct. This will
rarely occur as the assessment and balancing of risks and benefits are matters
of clinical judgment. Thus it will
normally require compelling expert evidence to demonstrate that an opinion held
by another medical expert is one which that other expert could not have held if
he had taken care to analyse the basis of the practice. Where experts have applied their minds to the
comparative risks and benefits of a course of action and have reached a defensible
conclusion, the court will have no basis for rejecting their view and
concluding that the pursuer has proved negligence in terms of Hunter v Hanley... As Lord Browne-Wilkinson said in Bolitho (at p.243D-E), 'it is only where the judge can be satisfied
that the body of expert opinion cannot logically be supported at all that such
opinion will not provide the benchmark by which the defendant's conduct falls
to be assessed.'
[40] An example
of such a rare case is that of Hucks v Cole [1993] 4 Med L R 393, which Lord
Browne-Wilkinson discussed in Bolitho. In that case a general practitioner failed to
give penicillin to a lady in a maternity ward who had a septic spot and as a
result she developed fulminating septicaemia.
The defendant knowingly took the risk that the lady could develop puerperal
fever because the risk was small and he was supported in his decision by
distinguished expert witnesses.
Nevertheless the judge concluded that he was negligent and the Court of
Appeal upheld his decision, Sachs LJ holding that there was a lacuna in professional
practice and that the defendant knowingly took an easily avoidable risk which
elementary training had instructed him to avoid. As, in the court's judgment, there was no
proper basis for the practice of not giving penicillin it was not reasonable
for the medical practitioner to expose his patient to that risk."
[36] The case of Edward Wong
Finance, which Lord
Browne-Wilkinson discussed in Bolitho,
is consistent with this approach.
Professional practice is not conclusive evidence of the prudence of a
course of action where that practice, which a profession has adopted as a
matter of its own convenience, involves risks that are foreseeable and readily
avoided.
Whether the Pursuer has established negligence
[37] In this case, there was no
dispute between the experts as to the appropriateness of attempting a
rotational forceps delivery in the circumstances of Mrs Scott. Their disagreement was as to where that
delivery should be attempted. That in
turn depended in large measure on their assessment of the risks involved.
[38] I do not accept Mr Johnson's assertion that in 1990 there was
no school of thought among competent obstetricians that would have sanctioned
an attempt to deliver a baby by Kiellands forceps in the labour room rather
than in the operating theatre where the baby's head was ROP and the leading
part of his head at the S + 1 position.
In that regard I accept the evidence of Dr Cooper and Professor
Murphy who explained that there were many competent obstetricians who would
have attempted a rotational delivery in the labour room in the circumstances
which existed in Mrs Scott's case and that they would still do so. I have considered the literature that Mr
Johnson produced in support of his views.
Those textbooks vouch the danger of failed forceps, advise that forceps
be attempted in theatre if the clinician is in any doubt and express views that
most occurrences of failed forceps are the result of fundamental mistakes in
technique, inexperience or disobeying the ground rules. See, for example, Dewhurst at p.430, Hibbard
at p.508, and Turnbull & Chamberlain at pp.847-848. But the failures listed in those texts, such
as not recognising a disproportion between the mother's pelvis and the size of
the baby, acting before the mother's cervix was fully dilated or failing to
observe that the foetus's head was in the OP position, do not apply in this
case. It appears that Dr Cooper did
not make any of the mistakes identified in the textbooks and it is not clear
why Robbie's head did not rotate.
[39] I have to add that I was concerned about Mr Johnson's
insistence on the accuracy of the diagram referred to in paragraph [22] above
and his assertion that there was no obstetrician of any seniority who would
agree with Professor Murphy that it was inaccurate. It was evident from the text of the textbooks
referred to in paragraph [27] above and Mrs Stacey conceded in her submission
that the diagram was inaccurate, as Dr Cooper and Professor Murphy had
said. While Mr Johnson had considerable
experience as an expert witness, I detected that he had a tendency to assert
that his views were shared by the entire obstetric discipline, without putting
forward material to support that assertion.
In the case of the diagram he was demonstrated to be wrong. In relation to his opinion on the central
question of negligence, he spoke of Dr Cooper having broken the rule that
if there is any doubt about the success of a forceps delivery, one performs it
as a trial in the operating theatre and referred to the textbooks in support of
this view. But he accepted that there is
never absolute certainty in the delivery of babies and ultimately rested his
view on the proposition that while, without the benefit of hindsight, it was
more likely than not that Robbie Scott would be delivered safely, there was not
sufficient certainty (which he set at over 90%) of that outcome so as to
justify an attempt outside the operating theatre. The difference between him on the one hand
and Professor Murphy and Dr Cooper on the other was in their assessment of
the likelihood of success of the rotational forceps delivery in Robbie Scott's
case.
[40] I have also had regard to the 2005 RCOG guideline. In section 5.2 it identifies operative
vaginal deliveries where the foetus is in the OP position and where there is a
mid-cavity delivery or when the foetal head is one-fifth palpable per abdomen
as cases which should be treated as a trial and conducted in a place where
immediate recourse to Caesarean section can be undertaken. In most cases such a place will be the
operating theatre. While taking account
of the circumstances which Dr Cooper and Professor Murphy explained were
the background to the 2005 RCOG guideline (see paragraphs [17] and [31] above),
it appears that there is emerging a normal practice that rotational deliveries
of foetuses in the OP position and in mid-cavity are performed in theatre and
the clinician who performs such a delivery in the labour ward will require to
justify departure from normal practice.
Professor Murphy accepted that an obstetrician carrying out such a
delivery in the labour room now would require to have a good reason for doing
so. She suggested that there were three
good reasons: first, where the foetus
had already suffered a severe bradycardia, in which case the benefits of speedy
delivery would outweigh the risks of failure;
secondly, where the mother is pushing well, the baby is relatively small
and the clinician knows she can rotate and deliver it; and, thirdly, where the baby is a second twin. Nonetheless, I accept Professor Murphy's
evidence that the views which are now expressed in the 2005 RCOG guideline have
emerged over time and that there was no such normal practice in 1990. I also accept that in 1990 and now, there
were and are responsible and experienced obstetricians who will attempt
rotational mid-cavity delivery of a foetus who is in the OP position outside
the operating theatre.
[41] As I accept that there was a responsible body of medical
opinion which would have attempted such rotational delivery in the labour room
rather than in the theatre, the central question in this case becomes whether
this is an exceptional case where the practice which distinguished medical
practitioners have maintained cannot be supported when subjected to rational
analysis.
[42] As Professor Murphy stated, birth is the most dangerous journey
that a human being makes. The vast
majority of babies arrive at the end of that journey unharmed. But cerebral palsy is one possible result and
it can be a very severe outcome. The
task of the obstetrician is to attempt to reduce morbidity in both mothers and
babies.
[43] In view of potentially catastrophic consequences of prolonged
bradycardia, it is understandable that a responsible obstetrician would hold the
opinion in more difficult cases that a trial of forceps avoids unnecessary risk
and that rotational delivery should not be attempted in the labour room. But it appears to me that another responsible
obstetrician may properly balance his or her legitimate confidence of
succeeding in a forceps delivery (where he or she has the necessary experience
and skill), the expressed wishes (if any) of the mother, the obstetrician's
wish to avoid unnecessary emotional trauma where parents are afraid of the
operating theatre and the remoteness of the risk against the gravity of the
outcome should that risk eventuate. In
my opinion these are all factors to be taken into account in the exercise of
professional judgement. In this case I
am satisfied that Dr Cooper and Professor Murphy were aware of the risks
and benefits. This is not a case as in Hucks v Cole where a medical practitioner failed to act in a way that he
had been instructed to act in his elementary training nor is it a case like Edward Wong Finance where the practice
was adopted simply for the convenience of the professionals. I am unable to conclude that there is no
rational basis for the practice which Dr Cooper adopted.
[44] Accordingly, I do not consider that Dr Cooper was
negligent in her care of Robbie Scott.
Causation
[45] I have discussed Professor
Murphy's and Dr O'Regan's evidence about the cause of Robbie's cerebral palsy
in paragraphs [10] and [11] above. It is
necessary now to consider causation in law.
[46] Professor Murphy explained in her report that there is a
clinical standard, which is not always met, that an emergency Caesarean section
should be completed within thirty minutes of the decision to operate and
deliver the baby. She referred to the
article by Tuffnell and Others mentioned in paragraph [30] above. Mr Bell QC sought to persuade me not only
that the defenders were not under a legal duty to deliver Robbie Scott in under
thirty minutes but also that it had not been established that he would have
been delivered more quickly, so that the damage which he suffered would not
have occurred, if Dr Cooper had attempted the rotational forceps delivery
only as a trial in the operating theatre.
The pursuer does not argue that the time taken to deliver him once the
attempted rotational forceps delivery had failed was excessive. But, as Professor Murphy acknowledged, the
recommendation of thirty minutes is a standard for the purpose of auditing
performance and babies can suffer irreversible damage within that time. In an emergency, such as the one which Robbie
Scott suffered, where there is effective circulatory collapse, the task of the
obstetrician is to deliver the baby as quickly as possible.
[47] I am satisfied that on balance of probabilities the
catastrophic collapse in Robbie's oxygen supply occurred at the time and as a
result of the attempt to rotate his head with the Kiellands forceps. Professor Murphy, while emphasising that
there was no certainty, considered that it was plausible that an acute cord
accident, such as a tightening on rotation, caused the bradycardia. Mr Johnson considered that there was a causal
link between the rotation and the bradycardia.
I am also satisfied that if Mrs Scott had been taken to the
operating theatre for a trial of forceps and if the foetal bradycardia occurred
during that trial, it is more likely than not that Robbie Scott would have been
delivered more quickly than in fact occurred.
It is important to recall that the reason that it is recommended that a
trial of forceps be carried out in the operating theatre is in order to
minimise the time between any failure of the attempted forceps delivery and the
eventual delivery by Caesarean section.
While Mr Johnson's suggestion, that the time would only have been five
minutes, may have been optimistic, I consider it likely that delivery would
have been completed in considerably less time than the twenty to twenty-four
minutes that passed between onset of Robbie Scott's acute bradycardia in the
labour room and his delivery in the operating theatre. Professor Murphy in her report suggested that
there might have been a saving of ten minutes.
Mr Johnson suggested that the saving would have been in excess of
fifteen minutes. As the damage to a
foetus from an acute hypoxic insult tends to increase over time, it is likely
that the time lost in this case because the attempted forceps delivery was not
a trial in the operating theatre made a material contribution to the severity
of the brain damage that Robbie Scott suffered.
[48] Mr Bell QC submitted that Bolitho
supported his position that there was no proof of a causal connection
between any negligence in attempting to deliver in the labour room and the
adverse outcome which Robbie Scott suffered.
In my opinion, Bolitho does
not assist his submission. In that case,
where the doctor was negligent in failing to respond to a nursing sister's
phone call by attending the patient, the issue of causation gave rise to two
separate questions. The first question
was what the doctor would have done if she had not been negligent and had
attended her patient. It was held in
answer to that question that she would not have intubated the child and thus
would not have prevented his circulatory collapse and cardiac arrest. As a result, the second question arose, namely
whether a decision not to intubate would have been negligent. The second question arose because the
defendants could not escape legal liability by saying that the damage would
have happened in any event because the doctor would have committed another breach
of duty. In the present case, once the
emergency had arisen in the labour room, it was not negligent for the defenders
to take between twenty and twenty-four minutes after the onset of the acute
bradycardia to deliver Robbie Scott. But
that is not the issue as it is looking at the situation which in fact occurred
(ex hypothesi after a negligent act)
and not the hypothesis of what would have occurred if there had been no
negligence. Here what is relevant is the
first question. On the hypothesis that
it was negligent not to perform a trial of forceps in the operating theatre,
the question would be: what, on the
balance of probabilities, would the outcome have been if that trial of forceps
had been undertaken and had failed? And
I give my answer to that question in paragraph [47] above.
[49] If, therefore, I had concluded that Dr Cooper had been
negligent in attempting a rotational forceps delivery in the labour room
instead of proceeding immediately to a trial of forceps, I would have held on
balance of probabilities that that negligence caused or materially contributed
to Robbie Scott's cerebral palsy.
Quantification of damages
[50] Parties agreed in a Joint
Minute that, if the defenders were found liable in reparation to the pursuer,
the damages should be г900,000 net of any liabilities that the defenders might
have in terms of section 6 of the Social Security (Recovery of Benefits) Act
1997, inclusive of interest to the later of (a) the date of payment or (b)
31 December 2005. It was also agreed
that the sum of г900,000 included г50,000 in respect of past solatium and
70,000 in respect of past services which Mrs Caroline Scott provided the
pursuer. Provision was also made for the
award of interest on the sums of г50,000 and г70,000 in the event that a
determination that the defenders were liable to make reparation to the pursuer
was made only after 31 December
2005. As I have not made
such a determination, I do not need to say anything else.
Conclusion
[51] As the pursuer has not proved that
Dr Cooper was negligent in her care for him at the time of his birth, his
action fails. I therefore repel the
pursuer's pleas-in-law, sustain the defenders' 2nd and 3rd
pleas-in-law and assoilzie the defenders from the conclusions of the
summons.