OUTER HOUSE, COURT OF SESSION [2006] CSOH 124 |
|
P1656/05 |
OPINION OF LORD BRODIE in the Petition of YE HUNG WU Petitioner: for Judicial Review of a
Decision by the Secretary of State for the Home Department dated нннннннннннннннн______________________ |
Petitioner: Forrest; Drummond
Miller, W.S.
Respondent: Drummond; Office of
the Solicitor to the Advocate General
11
August 2006
[1]
The petitioner is Ye Hung (otherwise Yeheng) Wu. His date of birth is
[2]
The petitioner arrived in the
"Occupation SKILLED CHEF. Salary г12,000
PER ANNUM. Employer: FIRST MANAGEMENT (GB) LTD. Address employed: T/A
JIMMY CHUNG'S
As part of that approval the
petitioner was granted an extension of his leave to remain until
"Leave to remain in the United Kingdom, on condition that the holder maintains and accommodates himself and any dependants without recourse to public funds, does not enter or change employment, paid or unpaid without the consent of the Secretary of State for Employment and does not engage in any business or profession without the consent of the Secretary of State for the Home Department hereby given."
Such a conditional leave to remain
is usually referred to as a work permit.
[3]
The petitioner began working as a chef in Jimmy
Chung's restaurant at
[4]
On or about the day of his marriage the petitioner
moved from
[5]
On
[6]
Following the interview, an immigration officer,
acting on behalf of the respondent, gave directions for removal of the
petitioner from the United Kingdom to Beijing, in terms of powers under section
10 (1) of and paragraphs 9 to 10A of schedule 2 to the Immigration and Asylum
Act 1999. The date fixed for removal was
[7]
A first hearing of the first petition was fixed for
[8]
Consequent on the abandonment of the first petition,
on 18 August 2005 an immigration officer gave directions for removal of the
petitioner from the United Kingdom to Beijing, in terms of powers under section
10 (1) of and paragraphs 9 to 10A of schedule 2 to the Immigration and Asylum
Act 1999. The removal date was fixed for
[9]
The present petition makes no mention of the first
petition. It is misleading in other respects. The
[10]
The petition came before me for a first hearing on
[11]
Mr Forrest began by seeking leave to amend the
petition in terms of Minute, number 12 of process, and to lodge additional
productions. Neither motion was opposed and both were
granted. I then heard argument which continued into the following day.
[12]
Mr Forrest explained that he sought declarator that the decision of the respondent dated 18
August 2005 to remove the petitioner from the United Kingdom, was unlawful, and
for reduction of that decision. He presented three arguments in support of his
proposition that the decision was unlawful: (1) that the petitioner had not, on
a proper interpretation, breached the conditions of his work permit; (2) that,
in any event, the decision represented an improper exercise of discretion by
reason of a failure to have regard to relevant guidelines; and (3) that the
order to remove the petitioner from the United Kingdom in circumstances where
his wife was entitled to remain constituted a breach of the petitioner's right
to respect for his family life, as guaranteed by article 8 of the European
Convention on Human Rights. Mr Forrest developed these arguments as follows.
[13]
Mr Forrest's first argument depended on the meaning he
attributed to "employment" where it appeared on the stamp applied to the
petitioner's Certificate of Registration and dated
[14]
If, contrary to the first argument, the petitioner was
taken as having breached a condition of his work permit, Mr Forrest asserted
that this was not a wilful breach and, accordingly, the respondent should not
have exercised the discretion conferred by section 10(1)(a) of the Immigration
and Asylum Act 1999. Mr Forrest made reference to Immigration Rules 128 and 131
and a document headed "Aug/01 Immigration Directorates' Instructions" (the
"Instructions"). Mr Forrest accepted that if it were simply a matter of the
Rules, he could not argue that the exercise of discretion was unlawful but he
founded on section 3 of the Instructions (headed "Leave to remain for work
permit employment") and, in particular, paragraph 3.1 (headed "Key points") and
bullet point 3, which provided that: "Caseworkers must satisfy themselves that:
...the applicant intends only to undertake the employment specified in the letter
of approval and is capable of undertaking that employment". Mr Forrest
referred to the decision of the Immigration Appeal Tribunal in Kausar v
Entry Clearance Officer,
[15]
Mr Forrest reminded me that the petitioner had married
on
[16]
Having first taken me through a chronology of events,
prepared by her and agreed as accurate by Mr Forrest (subject to the addition
of the uncontroversial information that the petitioner had attended at a police
office on 30 August 2004) and then referred me to Macdonald's Immigration Law & Practice (sixth edition) where
the work permit scheme is described at paragraphs 10.36 to 10.62, Miss Drummond
responded to the three arguments in the order in which they had been presented.
[17]
As far as the first argument was concerned, it was
Miss Drummond's submission that it was without substance. The petitioner
admitted on interview that he had changed employer. He had changed the
restaurant in which he worked. He had invested г14,000 as a partner. On a
natural meaning of words this was a change of employment and, accordingly, as
it had not been consented to by the Secretary of
State, there had been a failure to observe a condition of the petitioner's
leave to remain. If the submission advanced on behalf of the petitioner was
correct then anyone subject to a work permit could take up employment with any
employer anywhere in the
[18]
Turning to the second argument, Miss Drummond drew my
attention to what had been put forward by Mr Forrest as a relevant guideline.
It was not a statement of policy. It was part of a set of instructions issued
to caseworkers processing applications. Importantly, the relevant application
was for leave to remain for work permit employment where a work permit had previously
been issued, that is an application for an extension
of the relevant time limit. That much was clear from consideration of
Immigration Rule 131, to which reference is made at the beginning of section 3.
Accordingly, the part of the Instructions founded on by Mr Forrest did not
relate to the making of a decision to remove, which was what was under
challenge. Kausar
was not in point.
[19]
In responding to the third argument, Miss Drummond
began by observing that there were provisions that addressed the situation of a
spouse wishing to remain in the
[20]
Turning to the contentions advanced by Mr Forrest,
Miss Drummond did not accept that the decision here had interfered with the
petitioner's family life. She submitted that there was little by way of averment
to suggest why it was the petitioner's position that there would be
interference but even if there would be interference, it was not
disproportionate. The case law was settled. It was necessary to distinguish
between cases where parties were lawfully in the
[21]
In terms of section 10(1)(a)
of the Immigration and Asylum Act 1999, a person who is not a British citizen
may be removed from the United Kingdom, in accordance with directions given by
an immigration officer, if, having only a limited leave to enter or remain, he
does not observe a condition attached to the leave or remains beyond the time
limited by the leave. It was that power which was being exercised when an
immigration officer gave directions for removal of the petitioner from the
[22]
My view on the interpretation point is further
strengthened by consideration of the objects of the work permit scheme, as it
is explained in Macdonald. As appears from Macdonald at paragraph 10.36, the
purpose of the scheme is to strike a balance between a need arising to recruit
skilled persons from abroad and a need to protect job opportunities for
resident workers. The mechanism is that an employer based in the
[23]
Having regard to the terms of section 10(1)(a) of the
1999 Act, I accept that the power conferred is discretionary in nature in the
sense that removal is not mandatory, even where the particular situation is not
addressed in the Immigration Rules. Exercise of a discretion
may be rendered unlawful by a failure to follow established guidelines: eg Secretary of State
for the Home Department v Abdi [1996] Imm AR 148 at
157, cited in Kausar
supra. Much of course depends upon
the nature, provenance and status of what are stated to be the relevant
guidelines, but there is no difficulty about the underlying principle: it is
not lawful for an administrative decision maker, on the one hand, to adopt and
publish a policy, and, on the other hand, to ignore it when it comes to making
his decisions, even where that policy is of the nature of a concession. The
whole work permit scheme can be regarded as an example of such a policy: see
Macdonald supra at paragraphs 10.36
and 10.37. However, the principle has no application to the circumstances here.
What is in issue is the decision, made by an immigration officer, to remove the
petitioner following upon his failure to observe one of the conditions upon
which he was allowed to remain in this country. The section of the Instructions
to which I was referred by Mr Forrest, whatever the precise status of the
Instructions (a matter that was unnecessary to explore), has nothing to do with
making a decision to remove. Neither has Immigration Rule 131. Kausar does not
advance the argument. The second argument is entirely without foundation and I
reject it.
[24]
Mr Forrest, on behalf of the petitioner, contended
that the decision of the immigration officer 18 August 2005 to remove the
petitioner from the United Kingdom contravened the petitioner's rights under
Article 8 of the European Convention on Human Rights because it was
disproportionate interference with the petitioner's family life. I disagree.
[25]
Article 8 provides:
"1. Everyone has the right to respect for his private and family life, his home and his correspondence.
2. There shall be
no interference by a public authority with the exercise of this right except
such as is in accordance with the law and is necessary in a democratic society
in the interests of national security, public safety or the economic well-being
of the country, for the prevention of disorder or crime, for the protection of
health or morals, or for the protection of the rights and freedoms of others."
[26]
Clearly, the removal of a married person from the
United Kingdom in circumstances where he and his spouse wish to remain there
can amount to an interference with family life and clearly, although this is a
separate question, such a removal can amount to a contravention of his
Convention right not to have that family life interfered with. However,
everything depends on the particular circumstances of the case and not every
order for removal will have these consequences. An example of a case where it
did not is Mahmood.
In his judgement in that case Lord Phillips MR reviewed the then jurisprudence
of the European Court of Human Rights and drew the following conclusions which
he set out at paragraph 55 (supra at
249):
"(1) A
state has a right under international law to control the entry of non-nationals
into its territory, subject always to its treaty obligations.
(2) Article
8 does not impose on a state any general obligation to respect the choice of
residence of a married couple.
(3) Removal
or exclusion of one family member from a state where other members of the
family are lawfully resident will not necessarily infringe article 8 provided
that there are no insurmountable obstacles to the family living together in the
country of origin of the family member excluded, even where this involves a
degree of hardship for some or all members of the family.
(4) Article
8 is likely to be violated by the expulsion of a member of a family that has
been long established in a state if the circumstances are such that it is not
reasonable to expect the other members of the family to follow that member
expelled.
(5)
Knowledge on the part of one spouse at the time of marriage that rights of
residence of the other were precarious militates against a finding that an
order excluding the latter spouse violates article 8.
(6) Whether
inference with family rights is justified in the interests of controlling
immigration will depend on
(i) the facts of the particular case and
(ii) the circumstances prevailing in the state whose action is
impugned."
[27]
Mahmood has been consistently cited in the English courts
since it was decided. Lord McEwan expressly followed it in Mohammed Islam (supra at
paragraph 22). I propose to do the
same.
[28]
Before going further, I would explain that for the
purposes of the argument in this case I have assumed that the Article 8 rights
of someone who is the subject of an order for removal may be contravened by the
putting into effect of the order, irrespective of whether or not the
immigration officer was aware or should have been aware of that person's
domestic circumstances. In other words it is open to an applicant for judicial
review to invite the court to make a judgement on the proportionality of a
decision, having regard to effects of which the relevant decision maker may
have been entirely unaware. While my assumption would seem to be consistent
with the terms of section 6 of the Human Rights Act 1998 and I do not see this
to be a point of any consequence in the present case, I heard no argument on
it. That may be because I rather cut Miss Drummond off when, in the course of
her submissions, she drew attention to the state of knowledge of the
immigration officer. Here the immigration officer can be taken to have been
aware that the petitioner was married because the petitioner advised the relevant
authorities of that fact, but, as Miss Drummond pointed out, there is nothing
averred to suggest that he knew anything more than that.
[29]
Mr Forrest referred to the decision of the European
Court in Boultif
but made very little of it (cf Macdonald supra at paragraphs 8.82 to 8.85 and
8.88 to 8.92) beyond commending the criteria set out at paragraph 48 of the
Court's judgement (supra at 1187). Mr
Forrest's approach was to adopt what appeared in paragraph 59 of Huang
(supra at 34C) as the relevant test ("so exceptional on its particular facts")
and then point to Boultif
as indicating the sorts of facts that might make a particular case exceptional.
That being so, I find it unnecessary to say very much about Boultif beyond referring to what
appears in Huang supra at 27G to 28C and noting that the European Court's decision
that there had been a contravention of the applicant's Article 8 rights
proceeded on a finding that it was "practically impossible for him to live his
family life outside Switzerland" (supra
at paragraph 55).
[30]
Shala is a decision of the Court of Appeal. In its
judgement the Court recognises that the maintenance of control over immigration
is a legitimate objective which may justify interference with the right to
respect for family life. This is a matter where deference will be due to a
democratic state in that, primarily, it falls within the constitutional
responsibility of the state rather than the courts. Nevertheless, the Court
found that there was an exceptional circumstance which should have been taken
into account by the Secretary of State but had not been and that was the four
year's delay on the part of the Home Office (after "chivvying" by the
applicant's solicitors) in getting round to dealing with the asylum
application. As Miss Drummond said, although Shala has lent its name to
category of cases where there has been delay, it is essentially a case on its
facts.
[31]
I turn then to Huang.
This is a judgement of the Court of
Appeal, handed down by Laws LJ. It is a decision of three appeals from the
Immigration Appeal Tribunal heard together in order that the Court of Appeal
might determine on what is referred to as the "M* (Croatia) issue". This issue
is named for a decision of the Immigration Appeal Tribunal in M* (
"This issue involves a kaleidoscope of different facets, and it is necessary to proceed step by step. ... Here is the question: upon a statutory appeal to the adjudicator in which the immigrant claims that on the facts his removal would amount to a disproportionate and therefore unlawful interference with his rights under ... Article 8, is the adjudicator's assessment of proportionality limited to a review of the Secretary of State's decision (is the decision 'within the range of reasonable assessments of proportionality'?) or must the adjudicator decide for himself, on the merits, whether the removal would be proportionate or not? [Counsel] for all three appellants contends for the latter answer, [counsel for the Home Secretary] for the former. Her distinct submission was that if in any given case it was legitimate for the Secretary of State to strike the balance as he did, the adjudicator cannot for his part conclude that the decision was incompatible with the Convention even though he would himself have struck the balance differently; and by 'legitimate' she meant that the decision was indeed 'within the range of reasonable assessments of proportionality'".
The Court of Appeal answered the
question by recognising that the adjudicator had an obligation to decide on the
substantial question of whether the action appealed against involved a
violation of the appellant's Convention rights, rather than the different
question as to whether the decision appealed against fell within a permissible
range of possible decisions on the part of the Secretary of State. Laws LJ said
this, at 31E (paragraph 55):
"[In] the
particular instances, in which the adjudicator is not in the least degree
called upon to pass judgment on government policy...the adjudicators were not
called on to decide whether any policy was
proportionate to its legitimate purpose, nor, therefore, to pass judgment on
government policy at all. Accordingly they were not required to enter into any
field which distinctly lies within the constitutional responsibility of
government. On the contrary, their duty was to see to the protection of
individual fundamental rights, which is the particular territory of the courts
(here the adjudicator), while policy is the particular territory of the elected
powers in the State."
Laws LJ went on to notice the terms
of the relevant statute and to consider the status of the Immigration Rules,
made, as he explained, by the Secretary of State subject to parliamentary
approval: Immigration Act 1971 sections 1 (4) and 3 (2) (and amended from time
to time). He said this at 31G (paragraph 56):
"Here, the
material policy is given first by the statutory requirement that persons who
are not British citizens require leave to enter or remain in the United
Kingdom; secondly and more particularly by the Immigration Rules, made by the
Secretary of State subject to parliamentary approval. The Rules state the
detail of immigration policy, and in doing so prescribe in effect which classes
of aliens will in the ordinary way be allowed to enter the United Kingdom and
which will not. The adjudicator has no business whatever to question or pass
judgement upon the policy given by the Rules. In our judgement his duty, when
faced with an Article 8 case where the would-be immigrant has no claim under
the Rules, is and is only to see whether an exceptional case has been made out
such that the requirement of proportionality requires a departure from the
relevant Rule in the particular circumstances. If that is right, the importance
of maintaining immigration control is a prior axiom of the debate before him.
It is not at all the subject of that debate. There is no basis upon which he
should defer to the Secretary of State's judgement of the proportionality issue
in the individual case unless it were
somehow an open question what weight should be given to the policy on the one
hand, and what weight should be given to the Article 8 right on the other. In
that case, no doubt, the adjudicator would have to address their relative
importance. If he had to do that, we apprehend that he would be obliged to
accord a considerable degree of 'deference' to the Secretary of State's view as
to how the balance should be struck. But that is not the position. The
adjudicator is not required to address the relative importance of the public
policy and the individual right."
In paragraph 59 (Huang supra at 34A), Laws LJ identifies what it describes as the true
position as follows (this was the passage founded on by Mr Forrest):
"The true position in our judgment is that the Human Rights Act 1998 and section 65(1) [of the Immigration and Asylum Act 1999] require the adjudicator to allow an appeal against removal or deportation brought on Article 8 grounds if, but only if, he concludes that the case is so exceptional on its particular facts that the imperative of proportionality demands an outcome in the appellant's favour notwithstanding that he cannot succeed under the [Immigration] Rules."
At the end of paragraph 60 (Huang supra at 34G) Laws LJ cites Lord Bingham's words in Razgar v
Secretary of State for the Home Department [2004] 2 AC 368 at 390D:
"Decisions taken pursuant to the lawful operation of immigration control will be proportionate in all save a small minority of exceptional cases, identifiable only on a case by case basis."
[32]
As I have already indicated it was a test derived from
paragraph 55 in Huang that Mr Forrest
set himself. I proceed upon the basis
that he was correct to have done so.
Mr Forrest accepted that he had no basis for his application in the
Immigration Rules or policy DP3/96. Put bluntly, the petitioner has simply no
right to be in the
[33]
In my opinion, rather than being "so exceptional", the
facts of this case are not in any way exceptional. While the petitioner has
been resident in the
[34]
I shall dismiss the petition. I shall reserve all
questions of expenses.