EXTRA DIVISION, INNER HOUSE, COURT OF SESSION |
|
Lord MacfadyenLord Mackay of DrumadoonLord Marnoch |
[2006] CSIH24XA67/04 OPINION OF THE COURT delivered by LORD MACFADYEN in the Appeal by FATEMA TORABI Appellant; against THE SECRETARY OF STATE FOR
THE HOME DEPARTMENT Respondents: Against A Determination of the
Immigration Appeal Tribunal _______ |
Act: Bovey Q.C. and Blair; Allan McDougall.
Alt: Drummond; Office of the Solicitor to the Advocate General.
5 May 2006
Introduction
The factual background
The scope of the appeal
The relevant provisions of the Convention
[6] Article 2 is headed "Right to Life" and is in inter alia the following terms:
"1. Everyone's right to life shall be protected by law. No one shall be deprived of his life intentionally save in the execution of a sentence of a court following his conviction of a crime for which this penalty is provided by law."
[7] Article 3, headed "Prohibition of Torture", is in the following terms:
"No one shall be subjected to torture or to inhuman or degrading treatment or punishment."
[8] Article 6, headed "Right to a Fair Trial", is in inter alia the following terms:
"1. In the determination ... of any criminal charge against him, everyone is entitled to a fair and public hearing within a reasonable time by an independent and impartial tribunal established by law."
Submissions for the appellant
(a) a
woman's testimony is worth only half that of a man;
(b) judges are responsible for prosecution;
(c) trial hearings are often held in camera;
(d) the penalty for adultery is death by
stoning or lashes; and
(e) the penalty of death by stoning is
implemented.
Mr Bovey submitted that the
tribunal had failed to make clear whether it accepted the evidence on those
points or not. In any event, if it had
not accepted the evidence on these points, it had failed to give adequate or
comprehensible reasons for not doing so.
[10] The tribunal dealt with point (a) in paragraph 8 of its
determination. It quoted a passage
relied on by the appellant from the US State Department 1999 Country Report on
Human Rights Practices relating to
"It is
difficult for a woman to obtain legal redress.
A woman's testimony in court is worth only half that of a man's, making
it difficult for a woman to prove a case against a male defendant."
The tribunal went on to comment
that the passage quoted was of limited value in the appeal, because the
appellant was not seeking to bring an action against her husband, but was
defending herself against a criminal charge of adultery. Although recognising some force in the
submission that it showed that a woman's testimony is worth only half that of a
man, the tribunal went on to observe: "... but it is not clear from this passage
whether the reference is to proceedings against a man by a woman only or if it
relates also to criminal proceedings against a woman.". There is in our view some force in Mr Bovey's
criticism of the tribunal that it has not made it clear whether and if so to
what effect it accepted that evidence.
The critical point in the quotation is that a woman's evidence is
treated as of less weight than a man's.
The context in which the point is made is in discussing a woman seeking
legal redress against a man, but there is nothing to indicate that the rule
applies only in that context.
"Since May
1994, judges have been responsible for prosecution in public and revolutionary
courts. Amnesty International has
reported that trial hearings are often heard in camera."
The tribunal's only observation on
that passage was to the effect that its value was "somewhat undermined" by the
fact that it had not been repeated in the October 2002 CIPU report. That observation is incorrect. The passage was repeated in the October 2002
CIPU report at paragraph 4.19. We note
too that while paragraph 4.19 does not make it expressly clear whether it means
that judges may act as prosecutors in cases which they decide as judges, or
merely that the same personnel may act as judges in one case and prosecutors in
another, paragraph 4.15 states: "Revolutionary Court judges have acted as
prosecutor and judge in the same case."
While it is not clear which sort of court the appellant was summoned to
on the charge of adultery, it is indicated in paragraph 4.14 of the October
2002 CIPU report that Revolutionary Courts may assume jurisdiction in cases
which would normally come before the civil and criminal courts. Mr Bovey's complaint was that, without
reaching the stage of considering the meaning of the evidence, the tribunal
dismissed it on the erroneous basis that it was not repeated in the October
2002 CIPU report.
[13] Mr Bovey also took issue with the tribunal's treatment of the
fact that the appellant denies that she has committed adultery. The tribunal had, in effect, gone further
than to note and accept that the appellant denies adultery; instead it had proceeded
on the basis that it was an established fact that she has not committed
adultery. In paragraph 7 of the determination,
seeking to distinguish the case of Jabari
v
"... this
present appeal is quite different in that the
Appellant has never committed adultery.
She maintains that the charge against her is false and malicious"
(emphasis added).
The point was taken up again in
paragraph 12 of the determination, where the tribunal said:
"Most
important, the Appellant has never committed
adultery and there would therefore be no genuine evidence against her"
(emphasis added).
Mr Bovey submitted that approach
was erroneous. It was not properly
founded in the adjudicator's findings in fact.
In paragraph 11 of his determination the adjudicator recorded the
appellant's claim that there was no truth in the allegation of adultery. In paragraph 28 he expressed satisfaction
with her general credibility and found that the "core story" of the appellant
was credible. Mr Bovey submitted that
her denial of adultery was not part of the "core story" accepted as credible by
the adjudicator; it was not an essential element in her asylum claim. The adjudicator made no finding that the
appellant did not commit adultery. Even
if the adjudicator found the appellant's denial of adultery credible, it did
not follow that a finding by a court in
[14] Mr Bovey criticised the tribunal's treatment of the appellant's
submission that her return to
"So far as
the question of a fair trial is concerned, Article 6 can be engaged if an
individual is to be removed from this country.
... But, it is only if the breach
of Article 6 would be flagrant, that is to say that there would clearly be a
thoroughly unfair trial, that Article 6 could be engaged. Again, it is not for the signatories to the
Convention to impose their system on all the world."
After paraphrasing only the last
sentence of that passage, the tribunal in the present case said:
"In this
context that Tribunal considered, after careful analysis of the objective
material, that the court procedures in
Mr Bovey disputed that the tribunal
in Fazilet had undertaken "careful
analysis of the objective material" (a point with which Miss Drummond for the
respondent was not inclined to disagree), and in any event he disputed that Fazilet was of any assistance in the
present case. He submitted that the
correct test to be applied in connection with article 6 was that which was set
out in Regina (Ullah) v Special Adjudicator [2004] 2 AC 323 per
Lord Bingham of Cornhill at paragraph 24, page 352C:
"Where
reliance is placed on article 6 it must be shown that a person has suffered or
risks suffering a flagrant denial of a fair trial in the receiving state."
(See also per Lord Steyn at
paragraph 44, page 360E: "... a real risk of a flagrant denial of justice
...".) The tribunal in the present case
had not addressed that test. Instead it
had looked at the matter exclusively "through the prism" of article 3. The question was not whether there was a real
risk of a perverse decision (as the tribunal formulated the matter in paragraph
11 of its determination), but whether there was a real risk of an adverse
decision following an unfair trial. The
tribunal had failed to evaluate the risk of an unfair trial in the context of
the potential consequence for the appellant (AB v Slovakia, European
Court of Human Rights, Application 41784/98, Judgment 4 March 2003, paragraph
55). The consequences that were at stake
for the appellant had to be assessed at the commencement, not at the end, of
the proceedings in
[15] Turning to his submissions in respect of articles 2 and 3, Mr
Bovey referred to Öcalan v Turkey (2003) 37 EHRR 10. In that case, the contention was that the
imposition and/or execution of the death penalty constituted (i) a violation of
article 2 (on the basis that that article should no longer be interpreted as
permitting capital punishment) as well as (ii) an inhuman and degrading
punishment in violation of article 3. Mr
Bovey relied in particular on paragraphs 198, 200 and 207 of the judgment,
which are in inter alia the following
terms:
|
"198 |
... for the following reasons it
would run counter to the Convention, even if Art. 2 were to be construed as
still permitting the death penalty, to implement a death sentence following
an unfair trial. |
|
200 |
... the manner in which the death
penalty is imposed or executed, ... and a disproportionality to the gravity of
the crime committed ... are examples of factors capable of bringing treatment
or punishment received by the condemned person within the proscription under
Art.3. |
|
207 |
In the Court's view to impose a
death sentence on a person after an unfair trial is to subject that person
wrongfully to the fear that he will be executed. The fear and uncertainty as to the future
generated by a sentence of death, in circumstances where there exists a real
possibility that the sentence will be enforced must give rise to a
significant degree of human anguish.
Such anguish cannot be dissociated from the unfairness of the
proceedings underlying the sentence which, given that human life is at stake,
becomes unlawful under the Convention. |
In these passages, Mr Bovey
submitted, there was no indication that the unfairness of the trial required to
be "flagrant". Any unfairness in the
trial (as previously discussed in the context of article 6) fell to be taken
into account in assessing whether there was an infringement of article 3
rights. So too did the manner in which
the death penalty would be imposed - here by stoning - and the
disproportionality of the death penalty to the offence - here adultery.
[16] In paragraph 11 of its determination the tribunal held:
"We have to
assess whether there is a real risk ... to the appellant of a perverse decision
on the facts of this appeal with the heavy consequence that might follow and
consequently whether the need for international protection is engaged under
Article 3".
Mr Bovey submitted that that was an
error. The correct test for the tribunal
to apply was whether substantial grounds had been shown for believing that
there was a real risk of the appellant being subjected to treatment contrary to
article 3 (Jabari paragraphs 38 and
42). In taking it as established that
the appellant had not committed adultery, and that any finding of guilt would
therefore be perverse, the tribunal had inverted the correct approach. In so doing they had acted in a way that
could be characterised as irrational.
Alternatively, they had failed to apply the correct standard to the
assessment of the likelihood of an adverse decision. It was wrong to distinguish Jabari simply on the basis that in that
case there had been an admission of adultery, whereas here the appellant had
not committed adultery. In Jabari the court had been motivated
principally by the fact that the punishment of adultery by stoning was on the
statute book, and might be resorted to (paragraph 31 and 41). The attitude of the person accused of
adultery was not a matter of such importance as to negate the fact that to
subject a person to trial with the possibility of such a result was contrary to
article 3.
[19] The relevant principles, both for article
6 cases and for article 3 cases, were to be found enunciated in the House of
Lords in Ullah. The starting point was to be found in the
passage from the speech of Lord Slynn of Hadleigh in R (Saadi) v Secretary of
State for the Home Department [2002] 1 WLR 3131 at paragraph 31, cited by
Lord Bingham of Cornhill in Ullah at
paragraph 6:
"In international law the principle has long been established that sovereign states can regulate the entry of aliens into their territory."
But, as Lord Bingham went on to add, after considering other authorities:
"As these statements of principle recognise, however, the right of a state to control the entry and residence of aliens is subject to treaty obligations which the state has undertaken."
Lord Bingham then went on to draw a distinction between "domestic cases" and "foreign cases". "Domestic cases" were those where"
"a state is said to have acted within its own territory in a way which infringes the enjoyment of a [Human Rights] Convention right by a person within that territory" (paragraph 7).
"Foreign cases" were those where:
"... it is not claimed that the state complained of has violated or will violate the applicant's Convention rights within its own territory but in which it is claimed that the conduct of the state in question in removing a person from its territory ... to another territory will lead to violation of the person's Convention rights in that other territory" (paragraph 9).
At paragraph 24 Lord Bingham summed the matter up thus:
"While the Strasbourg jurisprudence does not preclude reliance on articles other than article 3 as a ground for resisting extradition or expulsion, it makes it quite clear that successful reliance demands presentation of a very strong case. In relation to article 3, it is necessary to show strong grounds for believing that the person, if returned, faces a real risk of being subjected to torture or to inhuman or degrading treatment or punishment. ... In Dehwari [Dehwari v The Netherlands 29 EHRR CD 74], para 61 ... the Commission doubted whether a real risk was enough to resist removal under article 2, suggesting that the loss of life must be shown to be a "near-certainty". Where reliance is placed on article 6 it must be shown that a person has suffered or risks suffering a flagrant denial of a fair trial in the receiving state."
Later
in the same paragraph Lord Bingham quoted the judgment of the Immigration
Appeal Tribunal in Devaseelan v Secretary of State for the Home Department [2003] Imm AR 1, paragraph 111, where "flagrant denial" was equiparated with "gross
violation" or "complete denial or nullification" (see also per Lord Carswell at
paragraph 69). Miss Drummond also cited Soering v United Kingdom (1989) 11 EHRR 439, Drozd and Janousek v France
and Spain (1992) 14 EHRR 745, and Mamatkulov
and Another v Turkey (2003) 14
BHRC 149 and (Grand Chamber) 4 February 2005 (unreported). She submitted that Öcalan, not being a foreign case, was distinguishable. Applying the tests set out in Ullah. the evidence in the present case
was insufficient to found a claim under article 2, 3 or 6. The tribunal was entitled to reach the
conclusions it did. No material error in
law had been established.
"Many aspects of the prerevolutionary judicial system survive in the civil and criminal courts. For example, defendants have the right to a public trial, may choose their own lawyer, and have the right of appeal."
Miss
Drummond pointed out that in her request for leave to appeal to the tribunal
(at page 3) the appellant accepted that she had such rights. It is right to note, however, that despite
that acceptance, the appellant indicated her fear that notwithstanding those
rights she would not receive a fair trial.
Miss Drummond nevertheless made the point that in the State Department
report a clear distinction was drawn between Revolutionary Courts on the one
hand and ordinary civil and criminal courts on the other. Turning secondly to the point concerning the
lesser value accorded to a woman's evidence in comparison to that of a man,
Miss Drummond submitted that it was not open to the tribunal to make a clear
finding as to whether they accepted that evidence. The evidence was not clear. Account had to be taken, in addition, of the
evidence referred to in paragraph 10 of the determination, which suggested that
before death by stoning could be ordered the adultery required to be "witnessed
by at least three others". Thirdly, the
tribunal took account of the fact that the appellant denied adultery. The adjudicator had not disbelieved the
appellant's denial of adultery. The risk
of conviction must be greater where there is an admission of adultery than
where there is a denial. It was not an
error on the part of the tribunal to take that into account. Jabari was
distinguishable on that ground. The
tribunal was entitled to take into account the factors which it mentioned in
paragraphs 12 and 13 of its determination.
Finally, Miss Drummond referred to Kacaj
v Secretary of State for the Home
Department [2002] Imm AR 213 in which, in endorsing the test of real risk
of relevant ill-treatment, in human rights as well as asylum claims, the
tribunal said, at paragraph 12 (page 223):
"Anxious though the scrutiny must be and serious though the effect of a wrongful return may be, the applicant must establish that the risk of persecution or other violation of his human rights is real. The standard may be a relatively low one, but it is for the applicant to establish his claim to that standard."
[21] Addressing the eventuality of our being minded to grant the
appeal, Miss Drummond submitted that in that event the case should be sent back
to the Asylum and Immigration Tribunal.
The court should not reach its own conclusion as to whether article 2, 3
or 6 would be infringed by the return of the appellant to
"However, [the courts] should, in my view, be cautious before interfering with decisions on matters within the special expertise and competence of the [Immigration Appeal] Tribunal. In this field, such matters include, not only the evaluation of the difficult and often harrowing evidence produced in support of individual claims, but more generally questions of general principle relating to the conditions in particular categories of claimant or particular countries ..."
Reference was also made to Daljit Singh v Secretary of State for the Home Department 2000 SC 219 at
222A-223C, and R (
[22] Mr Bovey made a number of supplementary submissions in response
to the submissions made on the respondent's behalf. Firstly, in relation to Ullah, he submitted that it was not correct to regard Lord Bingham
as having endorsed the "near-certainty" test in relation to article 2 mentioned
in Dehwari (see Kacaj at paragraph 23).
Reference was also made to B v
[23] In relation to the evidence about the discriminatory evaluation
of a woman's testimony, Mr Bovey submitted that the objective evidence fell to
be construed in the appellant's favour.
To do otherwise failed to accord the case the anxious scrutiny to which
it was entitled. Reference was made to R (Daly) v Secretary of State for the Home Department [2001] 2 AC 532 where
Lord Bingham of Cornhill said (at paragraph 23):
"Now, following the incorporation of the Convention by the Human Rights Act 1998 and the bringing of that Act fully into force, domestic courts must themselves form a judgment whether convention rights have been breached (conducting such inquiry as is necessary to form that judgment) and, so far as permissible under the Act, grant an effective remedy."
If the tribunal had felt that the
objective evidence was that it was only in Revolutionary Courts that the judges
acted as prosecutors in the same case, it was for them to establish whether the
appellant would be tried before a
[24] In relation to the tribunal's approach to the appellant's
denial of adultery, Mr Bovey made reference to Karanakaran v Secretary of
State for the Home Department [2000] 3 All ER 449 (a Refugee Convention
case) in which Sedley LJ at page 479 observed that:
"... convention issues from first to last are evaluative, not factual. The facts, so far as they can be established, are signposts on the road to a conclusion on the issues; they are not themselves conclusions."
"... it is not for the signatories to the Convention to impose their system on all the world".
The formulation of the appropriate
approach adopted by Lord Bingham in Ullah
at paragraph 24 was that:
"Where reliance is placed on article 6 [in foreign cases] it must be shown that a person has suffered or risks suffering a flagrant denial of a fair trial in the receiving state."
(See also Soering v
[27] We accept Mr Bovey's submission that, in assessing whether
there is a flagrant breach of article 6, it is relevant to take into account
the seriousness of what is at stake for the appellant (A.B. v Slovakia,
paragraph 55). We accept, too, that what
is at stake is to be assessed at the commencement of any proceedings in
"In relation to article 3, it is necessary to show strong grounds for believing that the person, if returned, faces a real risk of being subjected to torture or to inhuman or degrading treatment or punishment."
In adopting that approach, it is in
our view necessary to take account of a point made by Mr Bovey in his
submissions. That point is that, if a
person is at risk of being subjected to the death penalty, any unfairness in the
trial he would face is a factor which ought to be taken into account in
determining whether there would be an infringement of his article 3 rights (Öcalan, paragraph 207). We accept Mr Bovey's submission that, in an
article 3 case the "flagrant breach" test applicable to an article 6 case does
not fall to be applied when a tribunal or a court is considering the question
of whether a trial in a foreign country would be unfair, as a factor to be
taken into account in determining whether return to that foreign country would
give rise to an infringement of article 3.
The "flagrant breach" test is applicable where the question is whether a
breach of article 6 justifies refusing to order to return the appellant to a
foreign state. Where, however,
unfairness of the trial is merely a factor relevant to the determination
whether return would infringe article 3 rights, it need not be subject to that
stringent test. Rather the point is
simply that the risk of being subjected to treatment contrary to article 3 may
be increased if the trial at which the death penalty would be at stake would be
unfair in any way and to any degree. The
unfairness is simply one factor which falls to be taken into account when
assessing the risk of treatment contrary to article 3. There is nothing in the tribunal's
determination to indicate that they took issues of unfairness into account in
that way.
[32] The tribunal did not formulate the article 3 issue which it
required to address in terms of a real risk of being subjected to treatment
contrary to article 3. Instead it
expressed the issue as being whether there was a real risk "of a perverse decision". The tribunal expressed the matter that way
because of the way in which it treated the evidence bearing on whether the
appellant had committed adultery. It
proceeded on the basis that, her denial of adultery having been accepted by the
adjudicator, the appellant was in fact innocent of adultery, and any decision
to the contrary would necessarily be perverse.
That, in our opinion, involved a material misdirection. As Miss Drummond submitted, the fact that the
appellant denied adultery made it less likely that she would be convicted of adultery
in Iran than would have been the case if she had admitted adultery. It was therefore legitimate for the tribunal
to take that into account. In our
opinion, however, the tribunal went much further than that. It appears to have proceeded on the basis
that, because of the appellant's denial of adultery, any finding of a court in