Fernando, Re Application for Judicial Review [2005] ScotCS CSOH_64 (18 May 2005)
OUTER HOUSE, COURT OF SESSION [2005] CSOH 64 |
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P501/04
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OPINION OF LORD BRACADALE in the Petition of PONNAKUTTIGE FERNANDO Petitioner; for Judicial Review of Determinations of an Immigration Appeal Tribunal and a Special Adjudicator
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Petitioner: Melvin-Farr; Wilson Terris
Respondent: Drummond; Scottish Executive
18 May 2005
[1] The petitioner was born on 31 December 1959 and is a national of Sri Lanka. Having left Sri Lanka on 22 July 2001 and travelled to Moscow, the petitioner, together with his wife and son, arrived in the United Kingdom on 15 August 2001. He applied for asylum. By letter dated 7 January 2002 his application was refused by the Secretary of State for the Home Department, the respondent. On 11 January 2002 he was served with a notice of decision to issue removal directions. The petitioner appealed against the refusal of asylum and his appeal was heard by a Special Adjudicator in Glasgow on 19 February 2003. By a determination dated 10 March 2003 the Adjudicator refused the petitioner's appeal. The petitioner applied to the Immigration Appeal Tribunal ("the Tribunal") for leave to appeal against the determination of the Adjudicator. Leave to appeal was refused in terms of a determination dated 24 April 2003. The petitioner now seeks the reduction of the determinations of the Tribunal and the Adjudicator. Parties were agreed that if I came to the conclusion that the Tribunal had erred I should reduce the determinations of both the Tribunal and the Adjudicator. This was because the provisions of the Asylum and Immigration (Treatment of Claimants etc) Act 2004 were now in force. Both the office of Special Adjudicator and the Immigration Appeal Tribunal had been abolished by this Act. The transitional arrangements were such that reduction of only the Tribunal's determination would put the petitioner in a difficult and complicated procedural position. In these circumstances I was prepared to proceed on that basis.[2] In his witness statement, and in his evidence before the Adjudicator, the petitioner explained that in Sri Lanka he had been a grocer in a village where he was well known. He was prosperous and owned many paddy fields and a number of vehicles. Other members of his family also lived in the village. The petitioner belongs to the Sinhalese ethnic group. While the petitioner himself had nothing to do with politics his brother was a strong supporter of the People's Alliance Party (PAP). The petitioner, although he did not get involved actively in politics, gave donations to both the PAP and the United National Party (UNP). He claimed that he did this in order to avoid offending either party and to ensure that his business would prosper irrespective of which party was in power. The incident which led to his difficulties occurred in December 1998 when the LTTE (Tamil Tigers), who were active in the vicinity of his village, seized the petitioner's lorry. The petitioner went to the Army to ask for assistance to retrieve his lorry. This was refused and subsequently the Tamil Tigers contacted the petitioner. He was told that his lorry would be returned if he provided food, medicine, batteries and petrol to the Tamil Tigers. He agreed to this under threat of death to himself and his family and the destruction of his business. The petitioner said that he provided the goods to the Tamil Tigers about six times every two months and that a go-between in the village would advise him as to what they required. The petitioner would get the materials ready. The petitioner was not given a time as to when the goods would be collected but was given time to get the goods ready and the Tamil Tigers would come to his house unannounced. The petitioner claimed that he was reluctant to provide supplies to the Tamil Tigers.
[3] The police eventually found out about his activities and on 5 January 2001 the local police and Army units surrounded the petitioner's house. The petitioner's shop was raided and supplies, which the petitioner had been gathering for the Tamil Tigers, were discovered. In the shop, which was adjacent to his house, the police arrested a member of the Tamil Tigers who was carrying batteries and medicines which had been supplied by the petitioner. The petitioner was beaten severely and his wife, who was in the shop, was also beaten and dragged by her hair when she tried to assist the petitioner. The petitioner was taken to Wilachchiya Army Camp where he was beaten and tortured severely. He claimed that he was beaten with rifle butts on his right knee and that his right leg and kneecap were broken. He was interrogated and asked for details of the Tamil Tigers, which he says he did not have. The police thought he was an active member of the Tamil Tigers. The petitioner was released on the fifth day after his arrest, following the payment of a bribe arranged by his wife and father-in-law. The petitioner says on his release he was told not to be seen in Sri Lanka again and he went into hiding in his sister's house until he and his family left Sri Lanka. The petitioner said that his family, with the exception of his mother, had now left and that his father-in-law no longer lives in the village. From Sri Lanka the petitioner flew to Moscow and en route stopped in Dubai. The petitioner arrived in the United Kingdom on 15 August 2001.
[4] The petitioner claimed that he and his family were at risk from three groups: the Sri Lankan authorities as represented by the police, Army and Intelligence Service; the Tamil Tigers; and from members of the UNP who bear a grudge against the petitioner's brother. The petitioner claimed that the authorities see him as a Tamil Tiger supporter and therefore a traitor. The Tamil Tigers knew that he had been arrested and, in the event that any of their members who had contact with the petitioner are subsequently arrested, he will be suspected of being a police informer and that this is how he secured his release. His fears in relation to the UNP Party arise from an incident in December 2001 when UNP members tried to kill his brother who was a prominent local PAP member. The petitioner claimed that his family, with the exception of his mother, have all fled because of UNP pressure and have claimed asylum in Italy.
[5] In order to qualify for asylum under the Immigration Rules, the applicant must have the status of a refugee under Article 1A(2) of the Geneva Convention Relating to the Status of Refugees (Geneva, 28 July 1951; Cmmd. 9171), as amended by the 1967 Protocol (New York, 31 January 1967l; Cmmd. 3906). It is necessary to establish under the Article that the claimant is outside the country of his nationality owing to a well-founded fear of persecution. Article 1A(2) of the Convention and Protocol provides the definition of a refugee:
"The term 'refugee' shall apply to any person who owing to a well-founded fear of being persecuted for reasons of race, religion, nationality, membership of a particular social group or political opinion, is outside the country of his nationality and is unable, or, owing to such fear is unwilling to avail himself of the protection of that country."
[6] On the evidence placed before the Adjudicator the petitioner contended that he had a well founded fear of persecution. At paragraph 24 of her determination the Adjudicator concluded that:
"The situation in Sri Lanka has changed since the petitioner left. Permeating all the objective evidence is that expressed in an Amnesty International press release (29 June 2002) that the ongoing ceasefire had made a significant impact in reducing human rights abuses in Sri Lanka. The petitioner is of the majority ethnic group, there is no evidence of charges outstanding against him and there is no evidence to suggest he is wanted by the authorities or that he would indeed be apprehended on his return. The petitioner alleges he would be at risk because of his brother's political activities but the People's Alliance is the main opposition party in the Parliament and although the petitioner alludes to trouble being experienced by his brother that is all".
At paragraph 26 she concludes:
"On the totality of the evidence before me, and in particular on the overall contemporary situation in Sri Lanka, I do not believe the petitioner would be at risk if returned to Sri Lanka".
[7] The petitioner appealed to the Immigration Appeal Tribunal. The framework for leave to appeal to the Immigration Appeal Tribunal is set out in Rule 18 of the Immigration and Asylum Appeals (Procedure) Rules 2000. Rule 18(7) is in the following terms:
"Leave to appeal shall be granted only where -
(a) the Tribunal is satisfied that the appeal would have a real prospect of success; or
(b) there is some other compelling reason why the appeal should be heard".
[8] The grounds of appeal were directed at the finding of the Adjudicator that while it was alleged that the petitioner would be on a wanted list, the objective evidence suggested that such a sophisticated wanted list was not in operation at the time when the petitioner was detained. In refusing the application for permission to appeal the Immigration Appeal Tribunal accepted that the Adjudicator's use of the term "a sophisticated wanted list" was rather unfortunate. However, in the reason for their decision dated 16 April 2003 the Immigration Appeal Tribunal went on to say:
"However, the Adjudicator's terminology has to be seen in the context of the objective evidence to which she was making reference. Furthermore, it was the Adjudicator's finding that there was no evidence of charges outstanding against the claimant and there was no evidence to suggest that he was wanted by the authorities or that he would indeed be apprehended on his return. Indeed these findings had not been challenged".
The reasons conclude:
"In the light of the significant changes that have taken place in Sri Lanka, since the claimant's departure and which were noted by the Adjudicator, an appeal has no real prospect of success were leave to be granted".
[9] Mr Melvin-Farr attacked the decision of the Immigration Appeal Tribunal. His criticisms were directed at the decision on the specific grounds of appeal and at a number of other matters which, he submitted, should have been taken into account by the Tribunal. I deal first with the criticisms of the Tribunal's decision with respect to the ground of appeal. The Adjudicator at paragraph 22 said:
"It is alleged and only alleged that the appellant would be on a wanted list. The objective evidence suggests that such a sophisticated wanted list was not in operation at the time the appellant was detained."
Mr Melvin-Farr referred to paragraph 24 of the Petition as amended. There it was suggested that the failure of the Tribunal to realise that the failure of the Adjudicator to consider the objective evidence about the wanted list could have placed the appellant at grave risk if returned to Sri Lanka. Mr Melvin-Farr did not develop this to any great extent and, in particular, he did not identify what objective evidence there was of the existence of a wanted list. Miss Drummond submitted that there had been no evidence before the Adjudicator of the existence of a wanted list. There had simply been an assertion by the petitioner that he was on one. There was no evidence of any outstanding charges against the petitioner. The Tribunal had noted these points and, in any event, concluded that in the light of the changes that had taken place in Sri Lanka the appeal had no prospect of success. It could not be said that the Tribunal had acted irrationally in the Wednesbury sense. In my opinion the submissions of Miss Drummond are well founded. In my opinion, although the language used by the Adjudicator was to some extent criticised by the Tribunal, the Adjudicator was entitled on the evidence before her to conclude that the petitioner was not in danger of arrest on his return or that he was wanted by the authorities at the time of the hearing. She was entitled to have regard to the altered situation in Sri Lanka and to note that failed asylum seekers were not generally under threat on their return. It follows from that that the Tribunal were entitled to conclude that, even if some criticism could be made of the Adjudicator's language, the significant developments in the country since the petitioner's departure created a state of affairs which rendered the appeal lacking any real prospect of success. Accordingly, in my opinion the attack on the determination of the Immigration Appeal Tribunal based on the ground of appeal before them fails.
[10] That, however, is not the end of the matter. Mr Melvin-Farr submitted that the Immigration Appeal Tribunal should have considered as obvious certain failures in the Adjudicator's determination which rendered it flawed. Rule 18(6) is in the following terms:
"The Tribunal shall not be required to consider any grounds other than those included in that application".
This must be read in the light of the decision in Regina v Secretary of State for the Home Department, ex parte Robinson [1998] QB 929 in which it was held that where there was a readily discernible and obvious point in his favour, which had not been taken on his behalf, the Immigration Appeal Tribunal should nevertheless consider the point. The Appeal Court was careful to place limits on this approach. At page 945G the Master of the Rolls, Lord Woolf, said this:
"It is now, however, necessary for us to identify the circumstances in which it might be appropriate for the tribunal to grant leave to appeal on the basis of an argument not advanced before the special adjudicator, or for a High Court judge to grant leave to apply for judicial review of a refusal of leave by the tribunal in relation to a point not taken in the notice of appeal to the tribunal.
Because the Rules place an onus on the asylum-seeker to state his grounds of appeal, we consider that it would be wrong to say that mere arguability should be the criterion to be applied for the grant of leave in such circumstances. A higher hurdle is required. The appellate authorities should of course focus primarily on the arguments adduced before them, whether these are to be found in the oral argument before the special adjudicator or, so far as the tribunal is concerned, in the written grounds of appeal on which leave to appeal is sought. They are not required to engage in a search for new points. If there is readily discernible an obvious point of Convention law which favours the applicant although he has not taken it, then the special adjudicator should apply it in his favour, but he should feel under no obligation to prolong the hearing by asking the parties for submissions on points which they have not taken but which could be properly categorised as merely 'arguable' as opposed to 'obvious'. Similarly, if when the tribunal reads the special adjudicator's decision there is an obvious point of Convention law favourable to the asylum seeker which does not appear in the decision, it should grant leave to appeal. If it does not do so there will be a danger that this country will be in breach of its obligations under the Convention. When we refer to an obvious point we mean a point which has a strong prospect of success if it is argued. Nothing less will do. It follows that leave to apply for judicial review of a refusal by the tribunal to grant leave to appeal should be granted if the judge is of the opinion that it is properly arguable that a point not raised in the grounds of appeal to the tribunal had a strong prospect of success if leave to appeal were to be granted".
[11] Mr Melvin-Farr submitted that there had been before the Adjudicator clear evidence of torture. In particular, the petitioner had been tortured by the police. This contention was supported by the medical report. This evidence of torture should have been sufficient to satisfy the Adjudicator that there was a real risk of persecution if the petitioner were returned to Sri Lanka and the Immigration Appeal Tribunal was wrong to reach the decision that the appeal had no prospect of success. In reply Miss Drummond on behalf of the respondent submitted that the Adjudicator had concluded that the situation in Sri Lanka had changed since the petitioner left and the contemporary situation was such that he was not at risk. Refugee status is not awarded solely because the applicant can point to some past torture or ill-treatment. It is awarded to someone that can show a well-founded fear and is at risk of persecution on their return. Evidence of past torture may be relevant but where there has been a fundamental change in the circumstances of a country, then what happened in the past becomes less relevant.
[12] In my opinion the approach for which Miss Drummond contended is correct. The question is whether a well-founded fear of being persecuted subsisted at the date of the hearing. In Adan v Secretary of State for the Home Department [1999] 1AC 293 the House of Lords held that an applicant seeking to demonstrate that he had refugee status under Article 1A(2) of the Convention relating to the Status of Refugees had to show a current well-founded fear of persecution for a Convention reason and that a historic fear was not sufficient. In assessing whether such a fear could be established the Adjudicator would no doubt require to take account of evidence of past torture. However, she would also require to take account of other information, such as the Amnesty International press release as to developments in the country and the absence of evidence that the petitioner had charges outstanding, was wanted by the authorities, or would be likely to be arrested on his return. In the case of Nabil Salim v Secretary of State for the Home Department [2000] Imm.A.R. 503, to which I was referred, Hale L.J. said at paragraph 19:
"It is of course correct, as a matter of general principle in any fact finding exercise associated with risk, that those who have to assess future risk are greatly assisted by past events in making that assessment. Those of us who have experience at first instance of doing this regularly in the context of risks to children are fully aware of the frequent evidence that the past is the best guide to the future. Nevertheless, it cannot always follow that that is the case. The question of whether or not the petitioner has made out his case that he has a well-founded fear of persecution for a Convention reason is provided that the right tests are applied, a question of fact".
As I read the determination of the Adjudicator it seems to me that she did take account of the fact that petitioner had been tortured. It is clear that she did accept his account of what had happened to him. She had to address the question as to whether a well-founded fear of persecution existed at the time that she was considering the application. In doing so she was entitled to have regard to the other evidence before her. It cannot be said that there was here an issue that met the test in Robinson.
[13] Next Mr Melvin-Farr drew attention to the Surendran guidelines. The respondent had not been represented at the hearing before the Special Adjudicator. In such a case the Adjudicator should follow the Surendran guidelines which are set out in the annex to the case of MNM v Secretary of State for the Home Department [2000] INLR 576. Mr Melvin-Farr submitted that the Adjudicator had failed to observe the requirements of three of these guidelines, namely, guidelines (ii), (iv) and (viii). In particular he submitted that the Adjudicator had failed to address the questions of standard of proof and credibility.[14] I had some difficulty in understanding the submission that the Adjudicator had failed to address the question of standard of proof. In paragraph 4 of her determination, the Adjudicator recognised that her task was to determine whether a risk of persecution subsisted at the date of the hearing. She also recognised the burden and standard of proof and the test which the petitioner had to meet. I reject Mr Melvin-Farr's suggestion that this was, as he put it, "simply a pro-forma". In my opinion the Adjudicator clearly demonstrates in paragraph 4 an understanding of her task and a precise identification of the standard of proof to be applied.
[15] On the question of credibility Mr Melvin-Farr suggested that the Adjudicator had failed to make findings as to credibility. There were no findings with respect to the issue of torture. The medical report was referred to only twice and there was no reference to the findings made by the doctor. Paragraph 22 of the Adjudicator's determination was not sufficient to deal with the question of credibility. There were no clear findings as to what evidence was credible and what evidence was not credible. He referred to the opinion of Lord McFadyen in Singh v Secretary of State for the Home Department 1998 SLT 1370 and the cases to which reference is made therein. The petitioner, said Mr Melvin-Farr, was required to evaluate the evidence based on the background information of the country and the evidence provided by the petitioner. He referred to the decision in Kavankavan v Secretary of State for the Home Department [2000] 3 All ER 449 at 477 where guidance is given as to the way in which Tribunals are supposed to address issues of evaluating evidence. Mr Melvin-Farr made particular reference to the medical report and submitted that the Adjudicator had failed to evaluate this piece of evidence, which he submitted indicated that the petitioner had a well-founded fear of persecution.
[16] Miss Drummond submitted that it was clear from paragraph 22 that the Adjudicator had no issue with the question of credibility. If the determination was read as a whole it was clear that she accepted the account given by the petitioner. She did not narrate discrepancies or anything of that sort. Miss Drummond submitted that the determination of the Adjudicator in this case would leave the informed reader in no substantial doubt as to her reasons.
[17] I agree that it is clear from the determination of the Adjudicator read as a whole, and from the terms of paragraph 22 in particular, that the Adjudicator did accept the evidence led on behalf of the petitioner as to what had happened to him. It is clear in this case no issue of credibility arose. The decision was based on the change of circumstances in the country and the lack of current threat to the petitioner. It is not necessary for the Adjudicator to spell out findings on every aspect of the evidence before her. I adopt what was said by Lord Penrose in Asif v Secretary of State 1999 SLT 890 at page 894H-I:
"It appears to me that nothing could be more destructive of the efficient disposal of Immigration Appeals than the notion that the Adjudicator and the Tribunal are under an obligation to carry through a mechanical process of narration of the evidence analysis of it into classes, and explanation factor by factor of the relevance, or irrelevance, credibility and reliability or otherwise of it. While the Lord President's choice of language in Wordie Property Co Ltd v Secretary of State for Scotland 1984 SLT 345 when he referred to 'material considerations', may have reflected the planning context of that case, the statement provides a more reliable guide to what is required, namely, a decision which instructs the informed reader and the Court of the reasons for the decision and the material factors which instructed it in a way which leaves no real or substantial doubt what those reasons were. That approach is also reflected in the Opinion of Lord Laing C J in Khan, where he said: 'the important matter which must be borne in mind by tribunals in the present type of circumstances is that it must be apparent from what they state by way of reasons first of all that they have considered the point which is at issue between the parties, and that they should indicate the evidence upon which they have come to their conclusions'".
This passage was approved by the Inner House in the case of Singh v Secretary of State for the Home Department 2000 SC 219 at pages 222-223. In this case counsel for the petitioner had founded strongly on the Opinion of Lord Macfadyen in Singh v Secretary of State for the Home Department 1998 SLT 1370. Counsel had submitted that the failure on the part of the Adjudicator in particular to express any assessment of the petitioner's credibility demonstrated the inadequacy in law of his reasons. Lord Weir delivering the Opinion of the Court said:
"The proper and well-established test for assessing the adequacy and sufficiency of reasons given by an administrative Tribunal is summarised by Lord President Emslie in Wordie Property Co Ltd. This is the first of the three dicta referred to by Lord Macfadyen in Singh and it is also referred to in the Opinion of the Lord Ordinary in the present case. In our view, any additional judicial statements are merely a gloss on the basic test. The other two dicta referred to by Lord Macfadyen may well be in point and possibly of high relevance should a conflict of evidence or a question of credibility arise which has to be resolved by the Adjudicator. However, in the present case, these dicta are nothing to the point in view of the approach of the Adjudicator to the limited material before him. No such questions arose. The Lord Ordinary considered that the Adjudicator had reached the view that the petitioner had failed to overcome the necessary burden of proof and had failed to bring himself within the scope of the Convention. She was satisfied that his determination left the Court in no doubt as to the basis of his decision. From her own separate study of the Adjudicator's reasons we are in full agreement with the Lord Ordinary.
Before departing from this chapter of the case, we consider it desirable to add some observations of our own about the nature and extent of reasons which have to be given by statutory Tribunals. The basic duty will be satisfied if the reasons given by the decision-maker come within the ambit of what was said in Wordie Property Co Ltd. The extent and adequacy of the reasons which are set out is bound to vary according to the circumstances (Safeway Stores plc v National Appeal Panel 1996 SC 37). Much will depend on the nature of the Tribunal and any rules under which it is required to work, the scope of the issues which may be raised, the amount of evidential material involved and whether the decision is an administrative or judicial one (Lawrie v The Commission for Local Authority Accounts in Scotland 1994 SLT 1185; C, Petitioner 1999 SC 551).
In connection with Immigration Appeals it is to be noted that in terms of Rule 2(3)(b) of the Asylum Appeals (Procedure) Rules 1996 every determination is to consist of a 'concise' statement of (i) the decision on the substantial issues raised; (ii) any finding of fact material to the decision; and (iii) the reasons for the decision. We agree with the view of Lord Penrose in Mohammed Asif, Petitioner... Reading the Special Adjudicator's decision as a whole, we are quite satisfied that in the circumstances of this case it satisfied the particular requirements relating to the giving of reasons in judgments in this particular field of law".
Applying these principles to the determination of the Adjudicator in the petitioner's case, I conclude that the Adjudicator has adequately set out the basis for her decision. In the absence of any issue of credibility it was not necessary for her to analyse the evidence in order to explain why she accepted certain evidence and rejected other parts. She set out in detail the appellant's account of what had happened, which she clearly accepted. She identified the factors which persuaded her that there was no basis for a current well-founded fear of persecution. Applying the Wordie test I am satisfied that the informed reader is left in no doubt as to the reasons for the determination of the Adjudicator.
[18] In my opinion none of the criticisms of the Adjudicator's determination raised by Mr Melvin-Farr as falling within the net of Robinson could be described as obvious points with a strong prospect of success such as to merit recognition despite not having been focused in grounds of appeal. Far from it, they were in my opinion wholly without merit.
[19] Mr Melvin-Farr also criticised the decision of the Adjudicator to dismiss the petitioner's appeal based on his contention that his removal would be in breach of Article 3 of the European Convention on Human Rights and Fundamental Freedoms. He submitted that no reasonable Adjudicator having regard to the material before her would have reached the conclusion which she did with respect to the Article 3 question. The test to be applied in deciding whether removal would be in breach of Article 3 is set out in Secretary of State for the Home Department v Kacaj [2002] ImmAR 213. The Adjudicator requires to be satisfied that there are substantial grounds for believing that on return to the country in question there is a real risk that the applicant would suffer inhuman and degrading treatment. Miss Drummond submitted that the petitioner's claim under article 3 stood or fell with his claim for asylum. Evidence of past torture was not sufficient; he required to demonstrate a real risk of ill-treatment in the future. In my opinion the two claims do stand or fall together. Having regard to the conclusions at which the Adjudicator arrived with respect to the changes in Sri Lanka, the absence of the risk of arrest on return, the absence of evidence that the petitioner was wanted by the authorities and the current experience of those returning, the Adjudicator was entitled to conclude that there was no real risk of ill-treatment on return.
[20] Accordingly, the petitioner's attack on the determination of the Immigration Appeal Tribunal must fail. I shall repel the petitioner's pleas-in-law and sustain the fourth plea-in-law for the respondent.