Lothian And Borders Police & Ors v. Gemmell [2005] ScotCS CSOH_32 (01 March 2005)
OUTER HOUSE, COURT OF SESSION [2005] CSOH 32 |
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P159/04
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OPINION OF LORD REED in the Petition of PADDY TOMKINS, CHIEF CONSTABLE, LOTHIAN AND BORDERS POLICE Petitioner; against LOTHIAN AND BORDERS POLICE BOARD First Respondent; and POLICE APPEALS TRIBUNAL Second Respondent; and ALISTAIR GEMMELL Third Respondent: ________________ |
Petitioner: Swanson, Solicitor Advocate; Maclay Murray & Spens
First and Second Respondents: Moynihan, Q.C.; Edinburgh City Council
Third Respondent: Hodge, Q.C., Skinner; Hughes Dowdall
1 March 2005
Introduction
[1] In 1996 Alistair Gemmell (the third respondent) began service as a police constable with Lothian and Borders Police. Following certain incidents and investigations, he was prosecuted on two charges of theft. On 11 February 2003 he was acquitted of those charges. Misconduct proceedings were then taken against him, in accordance with the Police (Conduct) (Scotland) Regulations 1996, SI 1996 No 1642 ("the 1996 Regulations"). [2] On 19 March 2003 a misconduct form was served on the third respondent in accordance with regulation 6 of the 1996 Regulations, requiring him to appear before a misconduct hearing on 18 June 2003. The misconduct form contained particulars of five charges of misconduct, as defined in Schedule 1 to the 1996 Regulations:"(1) On 1st September, 1999, at the Bank of Scotland, Regent Centre, Blackness Road, Linlithgow or elsewhere, it is alleged that P.C. 4563-F Alistair Gemmell received an apparently counterfeit £10.00 note numbered BG 524804 and between 1st September, 1999 and 11th December, 2000 he neglected his duty to properly and timeously process the said note.
CONTRARY to Schedule 1, Paragraph 4.
(2) On 1st September, 1999, at the Bank of Scotland, Regent Centre, Blackness Road, Linlithgow or elsewhere, it is alleged that P.C. 4563-F Alistair Gemmell received an apparently counterfeit £10.00 note numbered BG 620829 and between 1st September, 1999 and 11th December, 2000 he neglected his duty to properly and timeously process the said note.
CONTRARY to Schedule 1, Paragraph 4.
(3) On or about 6th June 2000, at Linlithgow Police Station or elsewhere, it is alleged that P.C. 4563-F Alistair Gemmell received an apparently counterfeit £5.00 note and between 6th June, 2000 and 12th December, 2000 he neglected his duty to properly and timeously process the said note.
CONTRARY to Schedule 1, Paragraph 4.
(4) On 23rd October, 2000, at Linlithgow Police Station, it is alleged that P.C. 4563-F Alistair Gemmell took possession of £20.00 money and that he neglected his duty to properly process said money as found property, the neglect being such as to render himself and his colleagues open to allegations of theft and thus it is alleged his actions constituted conduct likely to bring discredit on the police force or service.
CONTRARY to Schedule 1, Paragraph 1.
(5) On 10th December, 2000, at Linlithgow Police Station, it is alleged that P.C. 4563-F Alistair Gemmell took possession of £10.00 money and that he neglected his duty to properly process said money as found property, the neglect being such as to render himself and his colleagues open to allegations of theft, and thus it is alleged his actions constituted conduct likely to bring discredit on the police force or service.
CONTRARY to Schedule 1, Paragraph 1."
Charges 4 and 5 concerned the matters which had previously been the subject of the criminal proceedings. The third respondent gave notice that he denied all the charges.
[3] The misconduct hearing took place on 18 June 2003 before Assistant Chief Constable Malcolm Dickson, assisted by two other senior officers acting as assessors. The third respondent, who was legally represented, admitted all five charges of misconduct. ACC Dickson gave his decision at the conclusion of the hearing, and confirmed it in writing on 23 June 2003. In respect of charges 1, 2 and 3 the third respondent was reprimanded. In relation to those charges, ACC Dickson stated:"No 1 and 2 are, as far as we're concerned today, the same event in that the two apparently counterfeit £10 notes were received by him at the same time and dealt with the same way. His initial actions were understandable and only incorrect in minor detail which he had the opportunity to make good. The neglect came in the enormous delay after he acknowledged receipt of the memo from the Custodier and he even updated the Crime Report Form to say that the notes had been returned to the bank. Only after his next 'lapses' (as in 3 and 4) did he return the notes some fourteen weeks [sic: the period was fourteen months] after he had originally received them, without acknowledging that he had taken so long.
This instance of neglect, as outlined in 1 and 2 of the Statement of Reasons amounts to conduct which falls below the standards expected of a police officer and raises a question over the credibility and honesty of PC Gemmell. However, the degree of gravity is reflected in the fact that I have decided to reprimand Constable Gemmell on both these first two allegations.
The gravity of miscounduct in the admitted offence outlined in No. 3 in the Statement of Reasons is more serious because PC Gemmell did not carry out any of the expected procedures (which we know he knew of) and threw suspicion on colleagues, obstructed any timely investigation of a possible crime in another Force and denied that Force and the police service in general the criminal intelligence value of this recovery. Only after this more serious lapse was discovered, some six months later, and PC Gemmell was appropriately counselled did he deal with the other matter properly. However, as with the first two allegations, there is absolutely no evidence to suggest that there was any criminal reason for this neglect.
In view of all this I have decided that PC Gemmell's conduct fell below the standards expected of a police officer and so reprimand him on this allegation also."
In respect of charges 4 and 5, the third respondent was required to resign from the force by 20 June 2003, as an alternative to dismissal. In relation to those charges, ACC Dickson stated:
"With regard to No. 4, PC Gemmell has today for the first time admitted this discreditable conduct and confirms that he must have been the officer who received the found £20 note from Miss Watt, and this is strongly corroborated by fresh, post-trial evidence. Miss Watt's concern over the way in which PC Gemmell had received this found property was so great that she sought out another officer to establish what had happened to the money. That fact, and the fact that no-one here today, other perhaps than PC Gemmell, can tell Miss Watt what happened to that £20 note which she submitted as her civic duty, means that at the very least one honest member of the public and respected community figure must have a very low opinion of the conduct of Constable Gemmell which will reflect poorly on his colleagues and the whole Force. Not only that but PC Gemmell has been shown to lack the integrity necessary to deal properly, responsibly and timeously with found cash and has breached the trust of a member of the public.
Before giving my reasons for disposal on this fourth allegation, I want to go on to consider allegation 5.
As a consequence of suspicion falling on a particular police officer the Force took the serious and carefully considered decision to mount an integrity test. The behaviour of PC Gemmell when receiving this note from the undercover officer known as 'Lisa' was perhaps not as insistent as his representative has implied. And the collective experience of I, and the two officers sitting with me today, is that the proffering of found cash by a member of the public who then declines personal details is not as unusual as he implies. This misconduct is admitted in full by the officer and no reasonable explanation is offered for his failure to deal with the found property in the correct manner - as proved by the fact that the very note was discovered folded within a small bag within a large bag amongst other monies in his personal locked drawer in the station. This despite the fact that only a few days previously he had been counselled about his handling of counterfeit money and asked if he required any extra training or guidance in this regard. The response then had been that the £5 counterfeit note lapse had been an isolated incident - again despite himself knowing that, at the time, he still had two £10 counterfeit notes which should have been returned to the Bank of Scotland at least a year previously and the fact that some two months earlier he had received a £20 note which likewise had not been properly dealt with.
I conclude that, in this instance, PC Gemmell was shown to have breached the trust of someone he believed to be a member of the public, he lacked the integrity expected of every police officer and he has brought discredit to the Force through the knowledge within the organisation of his misconduct, and the wider knowledge of the local community through the publicity of a criminal trial.
Neglect of duty in itself as in the first three allegations is a serious concern about the standards and ability of a constable but this can be remedied through training or mentoring.
The allegations at 4 and 5 not only bring discredit on the organisation and cause distress to colleagues but they call into such doubt the integrity and honesty of this officer and are of such a grave nature that they cannot be dealt with in the same way.
I return to deal with the disposals in respect of allegations 4 and 5. If I had been dealing with allegation 4 in isolation, I would certainly have been considering either a heavy fine or requirement to resign/dismissal.
In considering allegation 5 in isolation my options would have been the same.
In taking my knowledge of both acts of misconduct together, and with knowledge of the neglect of duty in offences in 1-3, I have decided that I must dispose of each of allegations 4 and 5 with a requirement to resign by noon on Friday 20th June 2003 as an alternative to dismissal."
"It is my conclusion that through his repeated neglect of duty Mr Gemmell has exhausted the degree of latitude which one might reasonably be expected to be accorded to a police officer or any other employee in the early stages of their career. He has behaved in a way which demonstrably undermined confidence of the public in his personal integrity and, by extension, that of Lothian and Borders Police. It is my view that the Chairman of the Hearing was entitled not only to consider the gravity of the individual allegations admitted by the Appellant, but also their cumulative effect in terms of casting doubt on the reliability and integrity of Mr Gemmell. I agree with the Chairman's view that either of the counts of misconduct recorded as numbers 4 and 5 at the Hearing taken individually might merit a requirement to resign as an alternative to dismissal and, taken collectively, most certainly make a compelling case for such a disposal. I therefore reject the Appeal and endorse the disposals made at the Hearing under the Chairmanship of ACC Malcolm Dickson."
"1. A hearing of the appeal by Alistair Gemmell under the Police Appeals Tribunals (Scotland) Rules 1996 was held on 19th January 2004. At that hearing the Police Appeals Tribunal considered the written submission for the Appellant; the written submission for the Respondent; the additional evidence led by the Respondent; the oral submission on behalf of the Appellant; and the oral submission on behalf of the Respondent.
2. The Tribunal has decided unanimously to dispose of the appeal by making the following order:
1. The decision of the Chairman of the Misconduct Hearing dated 23rd June 2003 with respect to allegation 4 shall be recalled.
2. The decision of the Chairman of the Misconduct Hearing dated 23rd June 2003 with respect to allegation 5 shall be recalled.
3. The Appellant shall be reinstated from 20th June 2003.
4. In respect of allegation 4 the Appellant shall be subject to a reduction of two increments in his rate of pay for the period of twelve months from 20th June 2003.
5. In respect of allegation 5 the Appellant shall be subject to a fine equal to one week's pay, based upon the salary payable to him up to 20th June 2003.
6. The Tribunal proposes to make no direction as to expenses.
3. The Tribunal unanimously determined to make the foregoing order because it considered that the disposal by the Chairman of the Misconduct Hearing in respect of allegation 4 et separatim allegation 5 was, in the circumstances, unduly harsh and excessive."
"Can you confirm whether reasons will be provided for the decision or whether the reasons are limited to those contained in the decision already provided."
The registrar replied by e-mail dated 4 February 2004:
"I spoke to Mr Keen's PA yesterday. The document which I emailed to you yesterday is the Tribunals decision document in terms of Para 16 of the Regulations [sic]. It is not his intention to issue further advice."
The Relevant Legislation
[12] Section 30 of the 1967 Act (as amended) provides, so far as material:"Appeals against dismissal etc
30.-(1) A constable who is dismissed, required to resign or reduced in rank by a decision taken in proceedings under regulations made in accordance with subsection (2A) of section 26 of this Act may appeal to a police appeals tribunal against the decision...
(2) Where a police appeals tribunal allows an appeal it may, if it considers that it is appropriate to do so, make an order dealing with the appellant in a way -
(a) which appears to the tribunal to be less severe than the way in which he was dealt with by the decision appealed against; and
(b) in which he could have been dealt with by the person who made that decision.
(3) The Secretary of State may make rules as to the procedure on appeals under this section to a police appeals tribunal.
...
(5) Schedule 3 to this Act shall have effect in relation to appeals under this section."
" Police Appeals Tribunals
...
2.-(1) In the case of an appeal by a constable who is not a senior officer, the police appeals tribunal shall consist of four members appointed by the relevant police authority, of whom -
(a) one shall be a person chosen from the list referred to in paragraph 1(1)(a) of this Schedule;
(b) one shall be a member of the authority;
(c) one shall be a person chosen from a list maintained by the Secretary of State of persons who are (or have within the last five years been) chief constables, other than a person who is (or has at any time been) chief constable of the police force; and
(d) one shall be a retired constable of appropriate rank.
(2) The member of the police appeals tribunal to whom sub-paragraph (1)(a) of this paragraph applies shall be the chairman.
...
Effect
7.-(1) Where an appeal is allowed, the order shall take effect by way of substitution for the decision appealed against, and as from the date of that decision or, where that decision was itself a decision on appeal, the date of the original decision appealed against.
(2) Where the effect of the order made by the police appeals tribunal is to reinstate the appellant in the force, or in his rank he shall, for the purposes of reckoning service for pension and to such extent (if any) as may be determined by the order for the purposes of pay, be deemed to have served in the force or in that rank continuously from the date of the original decision to the date of his reinstatement."
"The Registrar
2.-...
(4) On receipt of a notice of appeal by a constable who is not a senior officer, the Registrar shall forthwith request the police authority to appoint the members of the tribunal which shall determine the appeal in accordance with the Act and these Rules.
(5) The chairman of the police authority shall inform the Registrar, as soon as the authority has made the required appointments, of the names and addresses of the members of the tribunal which the authority has appointed under paragraph 2 of Schedule 3 to the Act.
...
Decision of the tribunal
16.-(1) Subject to paragraphs (3) and (4), the tribunal shall determine the appeal -
(a) where no hearing has been held, after consideration of any representations made by virtue of rule 8; or
(b) where a hearing has been held, either at the end of the hearing or, where the tribunal reserves its decision, at a later date.
(2) The decision of the tribunal may be taken by a majority and the chairman shall record whether the decision was unanimous or taken by a majority.
(3) The decision of the tribunal shall be made -
(a) where no hearing has been held pursuant to rule 9, not later than 6 months after the date on which the Registrar received the notice of appeal under rule 4; or
(b) where a hearing has been so held, not later than one month after the end of the hearing.
(4) Subject to paragraph (5), where a decision cannot be made within the relevant period mentioned in paragraph (3) by reason of any member of the tribunal being incapable of carrying out his duties -
(a) the time limits specified in paragraph (3) shall not apply; and
(b) in such a case the decision of the tribunal shall be made as soon as reasonably practicable after the date on which the member's incapacity ceases.
(5) Notwithstanding paragraph (4), an appeal may be determined by the tribunal in the absence of a member (other than the chairman) if the parties consent to the tribunal proceeding to a determination in the absence of that member.
(6) The decision of the tribunal shall be recorded not later than 7 days after the date on which it is made in a document which shall contain -
(a) the terms of the order made by the tribunal in determining the appeal including any direction as to expenses which the tribunal makes by virtue of paragraph 9(1) of Schedule 3 to the Act; and
(b) a statement of the reasons for the decision,
and shall be signed and dated by the chairman of the tribunal.
(7) The Registrar shall forthwith send a copy of the document to -
(a) each party; and
(b) the Secretary of State.
(8) The Registrar shall also send to each Registrar appointed by every police authority other than the relevant authority a copy of the document marked in such a manner which ensures that the identity of either of the parties to the appeal is not disclosed and not capable of being disclosed.
Irregularities
17.-(1) Any irregularity resulting from failure to comply with any provision of these Rules or of any direction of the tribunal before it has reached its decision shall not of itself render the proceedings void.
(2) Where any such irregularity comes to the attention of the tribunal, it may, and shall if it considers that a party may have been prejudiced by that irregularity, give such directions to cure or waive the irregularity as it thinks just before reaching its decision.
(3) Clerical mistakes in any document recording a direction or decision of the chairman or of the tribunal, or errors arising in such a document from an accidental slip or omission, may be corrected by the chairman by certificate under his hand."
The Parties' Submissions
[16] On behalf of the petitioner, Mrs Swanson submitted, first, that it was not competent to order the tribunal to add to the decision it had issued. The tribunal was not a standing body. It was constituted on an ad hoc basis. Once it had issued its decision, it was functus officio. Reference was made to Smith v Foster 1949 SC 269 and R v Special Adjudicator ex parte Mohammed Bashir [2002] Imm AR 1. The tribunal's failure to state its reasons in any event rendered its decision a nullity. Although an order for additional reasons had been made in Safeway Stores plc v National Appeal Panel 1996 SC 37, that had been done as a matter of agreement, and without any concession being made as to the inadequacy of the reasons originally given. In Brechin Golf and Squash Club v Angus District Licensing Board 1993 SLT 547, where such an order had apparently been regarded as competent, the point had not been considered. [17] Secondly, Mrs Swanson submitted that the court should not grant a remedy which was not sought by the petitioner. Reference was made in that connection to Mecca Leisure Ltd v Glasgow District Licensing Board 1986 SC 230, 234. [18] Thirdly, Mrs Swanson submitted that to order the tribunal now to state its reasons was not appropriate as a matter of fairness. The tribunal had failed to give its reasons when it should have done. It had then refused to give its reasons when specifically asked for them. It had chosen not to lodge answers to the present petition. It was now aware that its decision was challenged as unreasonable, and the nature of the criticisms made. A considerable time had passed. The court could not be confident that any reasons now proffered would not be an ex post facto rationalisation, especially as proceedings challenging the decision had commenced. [19] In response to submissions that the third respondent would be prejudiced by further delay, Mrs Swanson observed that, if his appeal against dismissal were allowed, his entitlement to pay, and his pension entitlement, were preserved by virtue of paragraph 7(2) of schedule 3 to the 1967 Act. [20] In these circumstances, it was submitted, the court should quash the decision of the tribunal and order that the Board appoint a fresh tribunal to consider the appeal de novo. Reference was made to Bury v Kilmarnock and Loudon District Licensing Board 1989 SLT 110 and Bantop Ltd v Glasgow District Licensing Board 1990 SLT 366. [21] In reply, Mr Moynihan, QC introduced his submissions by explaining that he was instructed by the Board, and appeared on behalf of the tribunal. He also represented the Board insofar as it had an interest. The distinction between the tribunal and the Board was a distinction without a difference. [22] Mr Moynihan accepted that the document issued by the tribunal did not disclose the reasons for the decision. Paragraph 3 of the document did not contain a statement of reasons at all, but merely an assertion. The inadequacy of reasons did not however necessarily render a decision ultra vires. A distinction could be drawn between the decision itself and the reasons for the decision, which was reflected in sub-paragraphs (a) and (b) of rule 16(6). The giving of reasons was separate from the decision whether to allow the appeal. The tribunal had failed in what could be regarded as a discrete part of its responsibilities. If the decision was flawed, it was flawed solely in respect of the failure to state reasons. If the decision was quashed, it would not be necessary for the appeal to be re-heard. The tribunal would simply issue a fresh decision letter including a statement of its reasons. Justice could however be achieved by directing the tribunal to provide a fuller statement of reasons. [23] Mr Moynihan accepted without question that the decision was flawed. He had so advised three weeks before the first hearing. He had on 18 May 2004 received an amplified statement of reasons. He did not know who had been involved in the preparation of that statement. He had reason to believe, however, that the tribunal was in a position to give a fuller statement of its reasons. [24] In relation to the competency of an order directing the tribunal to provide its reasons, Mr Moynihan said that he accepted that it would not be competent or proper for the tribunal to seek to explain its decision in answers to the petition. Its decision stood on its own terms. Reference was made to MacLeod v Housing Benefit Review Board for Banff and Buchan District 1988 SCCR 165, 167 and to Clyde and Edwards, Judicial Review, paragraph 17.30. The fact that the members of the tribunal were appointed ad hoc did not however mean that the tribunal could not be reconvened. The tribunal had failed to perform its statutory duty under rule 16(6)(b). Section 45(b) of the Court of Session Act 1988 empowered the court, on application by summary petition, to order the specific performance of any statutory duty. Rule of Court 58.3 required an application under section 45(b) to be made by petition for judicial review. It must therefore be competent for the court to order the tribunal to perform its duty under rule 16(6)(b). [25] In Safeway Stores plc v National Appeal Panel, the court had remitted to the panel to provide a proper and adequate statement of the reasons for their decision, and in particular to state what material factors they had considered in arriving at their decision, and what conclusions they had reached on those material factors. If, in the present proceedings, the tribunal was functus officio once it had issued its decision, then what was done in Safeway Stores was incompetent. [26] If the reduction of the decision meant that the appeal had to be re-heard, then it was all the more appropriate that the court should instead order the tribunal merely to issue a statement of its reasons. A re-hearing could be prejudicial to the third respondent, since the original hearing had resulted in his appeal being allowed. Under reference to English v Emery Reimbold & Strick Ltd [2002] EWCA Civ 605, [2002] 1 WLR 2409 at paragraphs 22 and 24, it was accepted that it might be undesirable to ask a tribunal for its reasons where a considerable period of time had passed, but it might also be undesirable to incur the expense of a second hearing merely because of inadequate reasons: these were matters of degree. There was nothing in the petition to inform the tribunal as to what might constitute good reasons. The court could not conclude that an order that the tribunal now give its reasons would be unfair, provided the tribunal expressed the reasons which it had had at the time, or indicated that it was unable to do so. [27] On behalf of the third respondent, Mr Skinner adopted those submissions. [28] At the continued first hearing, Mr Moynihan made further submissions under reference to a number of decisions of the English courts: Brayhead (Ascot) Ltd v Berkshire County Council [1964] 2 QB 303; Mountview Court Properties Ltd v Devlin (1970) 21 P & CR 689; Save Britain's Heritage v Number 1 Poultry Ltd [1991] 1 WLR 153; R v Higher Education Funding Council, ex parte Institute of Dental Surgery [1994] 1 WLR 242; R v Secretary of State for the Home Department, ex parte Nelson, 11 May 1994; R v Westminster City Council, ex parte Ermakov [1996] 2 All ER 302; R v Doncaster Metropolitan Borough Council, ex parte Nortrop [1996] 28 HLR 862; R v Secretary of State for the Home Department, ex parte Peries, 25 July 1997; R v Northamptonshire County Council, ex parte W [1998] ELR 291; R (Nash) v Chelsea College of Art and Design [2001] EWHC Admin 538, [2002] EWCA Civ 69; R (Leung) v Imperial College [2002] EWHC 1358; R (Richardson) v North Yorkshire County Council [2003] EWHC 764 (Admin), [2003] EWCA Civ 1860, [2004] 1 WLR 1920; R (Lynch) v General Dental Council [2003] EWHC 2987 (Admin), [2004] 1 All ER 1158; and Office of Fair Trading v IBA Health Ltd [2004] EWCA Civ 142. [27] None of the case-law suggested that there was an objection to the competency of a tribunal's volunteering, or being required to give, reasons at a later date. The issue was whether such procedure was appropriate. The cases indicated that it was appropriate only in exceptional circumstances; but there was nothing to say that it could not be done in an exceptional case. This was an exceptional case. The tribunal was adjudicating between two parties, the petitioner and the third respondent. The successful party - the third respondent - should not lose the decision in his favour merely because of a failure to give reasons. The implication of rule 16(6) was that the decision was different from the document which required to contain a statement of the reasons for that decision. Nevertheless, under reference to the judgment of Stanley Burnton J in R (Nash) v Chelsea College of Art at paragraph 34, Mr Moynihan accepted that, since there was a statutory duty to give reasons as part of the notification of the decision, it followed that "the adequacy of the reasons is itself made a condition of the legality of the decision" (as it was put by Laws J in Ex parte W). A lawful decision required a determination and the reasons for the determination, in combination. Producing one without the other did not however invalidate what had been produced. [30] Finally, Mr Moynihan said that he did not place any reliance on rule 17. [31] On behalf of the third respondent, Mr Hodge, QC (who had not appeared at the earlier diet) submitted that the issue was not one of competency, but of the court's exercise of its discretion to select an appropriate remedy. Section 45 of the 1988 Act conferred on the court the power to order the production of reasons. The fact that such an order was not sought by the petitioner was not determinative. In proceedings for judicial review, the court had a discretion in selecting the appropriate remedy. The position would be otherwise only if the absence of reasons invalidated the decision. [32] In deciding on the appropriate remedy, the court should consider the relevant statutory provisions and judge the case on its facts. In the present case, the rules envisaged that reasons would be given within 7 days of the making of the decision. The reasons were given for the sake of publicity. If the purpose of giving reasons was administrative fairness, it followed that the absence or inadequacy of reasons did not render the decision void, since the absence or inadequacy of reasons did not imply that the tribunal had gone wrong in its decision-making. The tribunal had reached a decision but had failed thereafter to state the reasons for it. The tribunal was not functus: it had not completed its statutory remit and could be ordered to do so. Insofar as the tribunal had articulated reasons, it had given a reason which was proper and intelligible - that the punishment was unduly harsh and excessive - but was lacking in specification. What was required was elucidation of that insufficiently specific reason. In such circumstances, the courts had ordered the decision-maker to state its reasons, as in Brayhead (Ascot) Ltd v Berkshire County Council and Safeway Stores. [33] In exercising its discretion, the court should have regard primarily to the interests of justice. The third respondent had won a unanimous decision in his favour, on the basis that the disposal was unduly harsh and excessive. He had been living with this issue for almost four years. He had been unpaid since June 2003. If the decision were reduced, there would be further delay. The petitioner would get the windfall benefit of a completely new hearing before a freshly constituted tribunal at which he could lead different evidence and make different submissions. The third respondent would be left with an abiding sense of injustice if, because of a curable oversight for which he was not responsible, he was deprived of the opportunity of defending in these proceedings a decision in his favour. The tribunal had not been tutored by the petition as to the points it had to meet. It had a legally qualified chairman. He would doubtless have notes of the tribunal's deliberations. The danger of ex post facto rationalisation had not deterred the court in the English cases.Discussion
[34] The authorities which were cited to me were not analysed by counsel. Analysis of them is not a straightforward matter. The Scottish case-law appears to contain relatively little discussion of the legal consequences of a failure to comply with a duty to give reasons. In some of the reported cases concerned with a statutory duty to give reasons, the court was dealing with a statutory appeal, rather than an application for judicial review, under provisions which themselves had a bearing on the manner in which the court dealt with the case. For example, in Wordie Property Co Ltd v Secretary of State for Scotland 1984 SLT 345, the court was dealing with an appeal under planning legislation which directed it to quash the decision appealed against, where there had been a failure to comply with statutory requirements to the prejudice of the appellant; and in Di Ciacca v Lorn, Mid Argyll, Kintyre and Islay Divisional Licensing Board 1994 SLT 1150 the court construed the licensing legislation under which the appeal was brought as requiring it to order that a licence should be granted where inadequate reasons had been given for refusal. These, and many other decisions, depend on the particular appeal provisions and offer no general guidance. [35] An example of a different type of case is Glasgow Heritable Trust Ltd v Donald 1977 SC 113, which concerned an appeal on a point of law, under the Tribunals and Inquiries Act 1958, against the decision of a rent assessment committee. Under the Act (as amended to apply to such committees), the committee was under a duty to furnish a statement of the reasons for its decision, on or before the notification of the decision to the parties. The Act further provided:"Any statement of the reasons for such a decision... shall be taken to form part of the decision and accordingly to be incorporated in the record".
Delivering the opinion of the court, Lord President Clyde said (at page 114):
"The purpose of this statutory requirement is not merely to inform the parties of the result of the committee's deliberations, and to make clear to them the basis on which the decision was reached; but the purpose is also to demonstrate that the committee reached their result in conformity with the requirements of the statutory provisions, and in accordance with the principles of natural justice."
The court held that the committee had failed to disclose the reasons for its decision. In those circumstances, the court allowed the appeal and directed the committee to re-hear the case. The opinion does not refer to the decision of the Court of Appeal in Mountview Court Properties Ltd v Devlin, discussed below.
[36] The Inner House dealt with another case of the same kind in Albyn Properties Ltd v Knox 1977 SC 103. Delivering the opinion of the court, Lord President Emslie said (at page 112):"The statutory obligation to give reasons is designed not merely to inform the parties of the result of the committee's deliberations but to make clear to them and to this Court the basis on which their decision was reached, and that they have reached their result in conformity with the requirements of the statutory provisions and the principles of natural justice."
The court held that the committee had failed to explain the reasons for its decision and had, in addition, possibly erred in law. In those circumstances, the court remitted to the committee to re-consider its decision in the light of what the court had said about the possible error of law, and directed the committee to inform the court of the reasons for its decision. The court did not explain its reasons for making a different order from the one made in Glasgow Heritable Trust Ltd v Donald. The opinion does not refer to Mountview Court Properties. In the circumstances, it seems to me to be difficult to derive any clear guidance from these cases as to how the appropriate remedy should be identified.
[37] Of greater relevance are cases where the court was dealing with an application for judicial review based upon a failure to comply with a statutory duty to give reasons. In almost all such cases the result of a successful application for judicial review has been the quashing of the decision, but there has been little discussion of whether alternative remedies might be competent or appropriate. There are a small number of cases which require to be noted. [38] First, in MacLeod v Housing Benefit Review Board for Banff and Buchan District the board had failed to comply with a statutory duty expressed in the following terms:"The review board shall record in writing every decision which it makes on further review and shall include in every such record a statement of the reasons for its decision and its findings on material questions of fact".
Lord Weir held that the board had failed to give intelligible reasons for the decision in question, and that it was impossible to tell whether the board had been entitled to reach the conclusion which it did. In those circumstances, Lord Weir considered that the proper course was to reduce the decision and to remit the matter to the board for reconsideration. In the course of his opinion, Lord Weir observed (at page 167):
"It will not suffice if the board attempts (as it has done in this case) to explain or elaborate its reasons by way of answers to the petition [for judicial review]".
It is of course common for a decision-maker, when its decision is challenged as unreasonable, or motivated by an improper purpose, or influenced by an irrelevant consideration, to put forward an explanation of its reasoning in answers to the petition for judicial review, or in affidavits, or occasionally in oral evidence. The court has even, on occasion, ordered the decision-maker to provide such an explanation, or to expand upon an explanation already provided (eg in Robb v School Board of Logiealmond (1875) 2R 698). The different approach which was taken in MacLeod reflected the fact that the decision-maker in that case was under a statutory duty to give its reasons in the record of its decision but had failed to do so, that failure being itself a ground on which its actings were challenged. It is apparent from Lord Weir's decision that he did not consider it appropriate merely to order that proper reasons be given, or to have regard to evidence as to the board's reasons which was sought to be put forward in the course of the judicial review proceedings. This is a case in which the failure to give reasons at the proper time led to the quashing of the decision, not on the basis that the decision had been shown to be unreasonable or erroneous in law, but on the basis that the breach of the duty to give reasons in itself warranted the quashing of the decision. That result could be explained on the basis that the effect of the statutory provision imposing the duty to give reasons (whereby the reasons were to be included in the record of the decision) was that the decision, to be legally effective, had to be recorded in a document which included a statement of the reasons for the decision.
[39] The second case which requires to be considered is Safeway Stores plc v National Appeal Panel, where the decision of the panel was challenged on a number of grounds, one of which was that they had failed to give reasons for their decision. The relevant statutory provision required the panel to determine an appeal, and within five days thereafter to give written notification of its decision with reasons for it to the health board to whom the original application had been made. The health board then had, within a further five days, to intimate that decision, and the reasons for it, to the applicant. The court was satisfied that there had been a failure to give reasons, and remitted to the panel for reasons to be given. In that regard, Lord Justice-Clerk Ross, delivering the opinion of the court, said (at page 41):"In the petition the petitioners seek reduction of the panel's decision and their entry on to the pharmaceutical list of the Lanarkshire Health Board. In their second plea in law, however, by way of alternative remedy, the petitioners seek an order from the court ordaining the panel forthwith to provide a proper and adequate statement of reasons. Counsel for the petitioners explained that the petitioners were anxious to know the reasons for the panel's decision so that they could consider what their future action should be. He accordingly accepted that at this stage it might be appropriate to remit to the panel in order that they should provide a proper and adequate statement of reasons. Counsel for the panel did not accept that the panel had failed to give sufficient reason for their decision, and emphasised that the panel did not require to give reasons for reasons. Ultimately, however, he did not oppose a remit being made to the panel so that they could give further elaboration of their reasons. In the circumstances, we have come to the conclusion that it would be appropriate at this stage to remit to the panel so that they can provide a complete and adequate statement of the reasons for their decision, and in particular to state what material factors they considered in arriving at their decision, and what conclusions they reached on these material factors. Until that has been done, the court will not be able to dispose of this reclaiming motion."
It appears from that passage that the order was made, unopposed, on the motion of the petitioners. In those circumstances, although it can be said that the court did not demur to making the order, the decision is of little value as a precedent.
[40] The decision in Brechin Golf and Squash Club v Angus District Licensing Board is also of limited assistance. The case concerned a failure by a licensing board to comply with its statutory duty to give reasons when requested to do so within 48 hours of the decision being made. In the course of his opinion, Lord Caplan said (at page 551):"The respondents have not chosen to amplify their reasons in any way in their answers and their counsel frankly conceded that he had no reason to suppose that the respondents were in a position to add to their reasons... In the circumstances I doubt if anything could be gained by remitting to the respondents for further amplification of their reasons. The court cannot be satisfied that the respondents acted properly within their statutory powers..."
In those circumstances, Lord Caplan granted decree of reduction. It appears from what his Lordship said that he might have been willing to consider evidence from the board amplifying their reasons if such evidence had been available, or to remit to the board for amplification of their reasons if that had been a practical possibility. On that basis, it would appear, therefore, that his Lordship did not consider that the failure to comply with the statutory provision imposing the duty to give reasons necessarily invalidated the decision. Such an approach would be consistent with the terms in which the duty was framed: since reasons were to be provided only if requested some time after the decision had been made, it is plain that whether a decision was or was not validly made could not depend on whether or not reasons were subsequently requested and provided. At the same time, in a case where the duty to give reasons has not been complied with, and can no longer be complied with, and where it is in consequence impossible for the person affected, or for the court, to know whether the decision-maker reached its decision on a proper basis, the purpose of the duty (as explained in Glasgow Heritable Trust Ltd v Donald and in Albyn Properties Ltd v Knox) will be defeated, and a potential injustice will result, if the decision is allowed to stand. In these circumstances, it is understandable that the court should consider it appropriate to quash the decision, notwithstanding, first, that the decision has not been shown to be unreasonable, erroneous in law or otherwise ultra vires, and secondly, that the breach of statutory duty did not, at the time when it occurred, necessarily invalidate the decision.
[41] Thus, whereas MacLeod can be regarded as an illustration of the possibility that the terms in which a statutory duty to give reasons is expressed can have the consequence that compliance with the statutory provision is essential if the decision is to be effective, Brechin Golf and Squash Club can be taken as an illustration of another possibility: that, even where a statutory duty does not have the former consequence, it may nevertheless have the effect that unless adequate reasons can be given, albeit late, the decision will have to be quashed in order to prevent Parliament's purpose in imposing the duty from being defeated. [42] This discussion indicates that the consequences of a failure to comply with a statutory duty to give reasons depend, like those of other failures to comply with procedural requirements imposed by statute, upon the terms of the relevant provision and upon the context. The leading authority in Scots law on these matters is the decision of the House of Lords in London and Clydeside Estates Ltd v Aberdeen District Council 1980 SC (HL) 1. In that case the council had issued a certificate of alternative development, for the purpose of enabling compensation to be assessed for the compulsory purchase of land. The certificate omitted any mention of the applicants' right to appeal to the Secretary of State. There was a statutory requirement that such a certificate should include a statement of the right to appeal. [43] Lord Keith of Kinkel, with whose opinion Lord Hailsham of St Marylebone LC, Lord Wilberforce and Lord Russell of Killowen expressed their agreement, began by considering (at pages 41 to 42) an argument which bore some similarity to that of the respondents in the present case:"It was argued for the respondents initially that the notice as to rights of appeal required by article 3(3) of the 1959 Order was something severable from the certificate itself. The certificate, so it was maintained, constituted a decision of the local planning authority which had a force and validity of its own unaffected by any failure to give the statutory required notice about rights of appeal. Reference was made to the decision of the Court of Appeal in Brayhead (Ascot) Ltd v Berkshire County Council, where it was held that the failure of a local planning authority, when granting planning permission subject to a condition, to give reasons in writing for the imposition of the condition as required by article 5(9) of the Town and Country Planning (General Development) Order 1950 did not render the condition void. This was upon the ground, as stated by Winn J at pp.313-314, that while the requirement was mandatory in the sense that compliance with it could be enforced by mandamus, non-compliance did not render the condition void because that result was not required for the effective achievement of the purpose of the statute under which the requirement was imposed, and not intended by Parliament on a proper construction of that statute. In my opinion the argument is not assisted by the case referred to and is unsound. Article 3(3) of the 1959 Order specifically states that any certificate issued under section 25(4)(b) of the Act 'shall include' a statement in writing of rights of appeal. This is entirely contrary to any idea of severability, and the provision is clearly necessary for effectively achieving the obvious purpose that the applicant receiving the certificate should know what his rights are. The consequences of failure to inform him of these rights may be irretrievable, unlike the consequences of failure to state reasons in writing, which can always be put right at a later date without anything more serious than some inconvenience."
"Then it was contended that article 3(3) was not intended to be mandatory or imperative, but merely directory and procedural in effect...
The word 'shall' used in article 3(3) is normally to be interpreted as connoting a mandatory provision, meaning that what is thereby enjoined is not merely desired to be done but must be done. In many instances failure to obtemper a mandatory provision has the consequence that the proceedings with which the failure is connected are rendered invalid. But that is not necessarily so. As is shown by the case of Brayhead (Ascot) Ltd v Berkshire County Council (supra) something may turn upon the importance of the provision in relation to the statutory purpose which the provision is directed to achieving, and whether any opportunity exists of later putting right the failure. I have no doubt that in the present case the provision under consideration is intended to be mandatory and is of such a character that failure to comply with it renders the certificate invalid."
This passage is important in making it clear that the question whether a statutory requirement is mandatory, in the sense that "what is thereby enjoined... must be done", is different from the question whether a failure to comply exactly with the requirement necessarily renders the relevant decision invalid. As Lord Keith indicated, the answer to the latter question can depend not only on the answer to the first question, but also on the importance of the provision in question in relation to the statutory purpose which it is directed towards achieving, and on whether the failure can subsequently be put right.
[47] It is also necessary to note a passage in the opinion of Lord Hailsham of St Marylebone LC (at pages 30-31), where it was suggested that categories of analysis in administrative law (such as mandatory and directory, void and voidable, and nullity) should be regarded not as logically distinct but as "a spectrum of possibilities in which one compartment or description fades gradually into another". Lord Hailsham concluded:"The jurisdiction is inherently discretionary and the court is frequently in the presence of differences of degree which merge almost imperceptibly into differences of kind".
This passage has been the subject of academic criticism (eg Wade and Forsyth, Administrative Law, 9th edition, page 302; Craig, Administrative Law, 5th edition, page 701), and has given rise to difficulties of interpretation in some subsequent cases (eg in Boddington v British Transport Police [1999] 2 AC 143). Although the passage is not altogether easy to construe, I do not understand Lord Hailsham to have meant that such questions as whether a given act was within jurisdiction, or whether a given requirement was mandatory, were matters to be determined at the court's discretion: the validity of administrative acts is a matter of law, not of judicial discretion (although discretion has a proper role to play in the field of remedies, and an act will remain effective unless a remedy is granted which deprives it of effect). Like Sedley J in R v Tower Hamlets LBC, ex parte Tower Hamlets Combined Traders Association [1994] COD 325, I understand Lord Hailsham to have been making two points: first, that the consequences of non-compliance with a statutory requirement are not uniform but variable (a variety which is not exhausted by the categories of "mandatory" and "directory", if those terms are understood as meaning, respectively, that breach of the former type of requirement inevitably invalidates the act in question, and that breach of the latter type of requirement is never of any legal significance); and secondly, that even where an administrative body has erred in such a way as would invalidate its decision, the court is not bound to quash that decision, since "the jurisdiction to grant decree of reduction of administrative decisions is 'inherently discretionary'" (King v East Ayrshire Council 1998 SC 182, 194). These are separate points: it is only in relation to the second point that the consequences of the breach of a statutory requirement can be said to involve the exercise of judicial discretion. The position is in my opinion accurately explained in De Smith, Woolf and Jowell, Judicial Review of Administrative Action, 5th edition, at paragraphs 5-058 to 5-059:
"(1) A decision or action is in general to be treated as valid until struck down by a court of competent jurisdiction. This issue has been discussed above and need not be repeated now.
(2) Statutory words requiring things to be done as a condition of making a decision, especially when the form of words requires that something 'shall' be done, raise an inference that the requirement is 'mandatory' or 'imperative' and therefore that failure to do the required act renders the decision unlawful.
(3) The above inference does not arise when the statutory context indicates that the failure to do the required act is of insufficient importance, in the circumstances of the particular decision, to render the decision unlawful.
(4) The courts, in appropriate cases and on accepted grounds may, in their discretion refuse to strike down a decision or action or to award any other remedy.
One of the causes of the loose ends entangling this area of the law is the failure to distinguish factors that rebut the presumption that a requirement is legally required (proposition (3) above) from factors that justify the court's exercise of discretion to excuse the breach of a legal requirement (proposition (4) above). The first set of factors raises questions about the lawful consequence of the requirement, which is not dependent upon the exercise of judicial discretion. The second set of factors raises questions about the appropriate use of judicial discretion in relation to the grant of a remedy."
"No doubt such a non-compliance may be and often will be inconvenient for an applicant; he may find it necessary to give notice of appeal to the Minister before he knows the strength or weakness of the case which he will have to meet. However, he could undoubtedly demand, as of right, a statement of reasons and by threat or effect of an order of mandamus secure them, and it would be strange if the Minister did not adjourn his appeal until the reasons had been delivered and considered. In the sense that there is a duty to state the reason in writing requirement (2) is undoubtedly mandatory. Comparison may be made of the provisions of section 12 of the Tribunal and Enquiries Act, 1958, requiring that reasons, if requested, be stated, in general, for a decision: a non-compliance with those provisions would certainly found a mandamus.
It is another matter whether the notice of condition in the present case, or such a tribunal decision is rendered null by a failure to state reasons in writing: notwithstanding the obiter dicta of Salmon J this extreme result is not required for the effective achievement of the purposes of the statute nor intended, as a matter of construction, by Parliament."
The decision in that case, and the passage just quoted, have to be understood in their context. The decision does not entail that non-compliance with a duty to give reasons can never justify the quashing of the decision in question.
[49] The second decision concerning a statutory appeal which requires to be noted is that in Mountview Court Properties Ltd v Devlin: a decision which was repeatedly mentioned in the present proceedings by counsel for the first and second respondents, but which, like Godot, never actually made an appearance. Like Glasgow Heritable Trust Ltd v Donald, the case concerned an appeal under section 9 of the Tribunals and Inquiries Act 1958 against the decision of a rent assessment committee. The Divisional Court held that a failure to give reasons was not in itself a ground on which the court could properly allow an appeal and require the case to be re-heard. The reasoning of the Divisional Court was that an appeal lay on a point of law only, and a failure to provide reasons was not in itself an error of law. I note that in the Glasgow Heritable Trust case, in apparently similar circumstances, the First Division ordered that the case be re-heard. It does not appear to have been suggested, in the latter case, that a failure to comply with a statutory requirement to give reasons fell outwith the scope of an appeal on a point of law: the view may have been taken that a decision rendered in disregard of a statutory duty embodies an error of law, even though no faulty legal reasoning may be otherwise manifest. As the present proceedings do not concern a statutory appeal on a point of law, the decision in the Mountview Court Properties case does not appear to me to be in point. [50] There are numerous decisions of the English courts in which, on an application for judicial review, the court has had to consider the consequences of a failure to comply with a statutory duty to give reasons. Before considering the most recent decisions, it is worth noting that there is a body of long-established authority to the effect that where licensing justices were required by statute to inform the applicant of the ground of their decision not to grant or renew a licence, failure to do so invalidated their proceedings, so that they could be required by mandamus to re-hear the application de novo. In R v Thomas [1892] 1 QB 426, for example, Hawkins J observed (at page 429):"It is not enough for the justices to say now that they decided upon certain grounds if they did not so inform the applicant when refusing the application."
Wills J said (at page 430) that the justices "have given their decision in an irregular manner, which is so irregular that the whole case ought to be heard again upon every point".
[51] The first of the more recent authorities to which I should refer is the decision of the Court of Appeal in R v Immigration Appeal Tribunal, ex parte Khan [1983] QB 790. The case is relevant in the present context for two reasons. First, like the present case, it concerned a tribunal, with legal expertise, carrying out an adjudicating function of an appellate nature. Secondly, the statutory provision requiring the giving of reasons was in the following terms:"39.-(1) Where there is a hearing of an appeal and the appellate authority does not reserve the determination on the appeal, the authority shall pronounce the determination and the reasons therefor at the conclusion of the hearing.
(2) Whether or not paragraph (1) above applies, the determination of any appeal shall be recorded by the appellate authority in a document signed by the adjudicator or, as the case may be, the president or presiding chairman of the Tribunal; and the reasons for the determination shall be set out therein.
(3) The appellate authority shall, as soon as practicable, cause a copy of the document referred to in paragraph (2) above to be sent to every party to the appeal."
As in the present case, therefore, the determination was to be recorded in a document in which the reasons for the determination were to be set out, and that document was to be sent to the parties. Lord Lane CJ, with whose opinion Ackner and Oliver LJJ agreed, said (at pages 794-795):
"Where one gets a decision of a tribunal which either fails to set out the issue which the tribunal is determining either directly or by inference, or fails either directly or by inference to set out the basis upon which they have reached their determination upon that issue, then that is a matter which will be very closely regarded by this court, and in normal circumstances will result in the decision of the tribunal being quashed. The reason is this. A party appearing before a tribunal is entitled to know, either expressly stated by the tribunal or inferentially stated, what it is to which the tribunal is addressing its mind. In some cases it may be perfectly obvious without any express reference to it by the tribunal; in other cases it may not. Secondly, the appellant is entitled to know the basis of fact upon which the conclusion has been reached. Once again in many cases it may be quite obvious without the necessity of expressly stating it, in other cases it may not."
The reasons given by the tribunal in that case being unclear, the tribunal's decision was quashed, so that the matter could be reconsidered by a differently constituted tribunal. It appears therefore, that, in relation to that tribunal, the court considered that the giving of adequate reasons at the proper time was an essential element of a valid decision, in the absence of which the decision would normally be quashed. It is to be noted that the process of reasoning followed in Ex parte Khan is consistent with the approach which was adopted in London and Clydeside Estates: to determine from the statutory context what the object is of the procedural requirement in question, and to consider whether that object has been, or can be, achieved.
[52] The next case to which I need refer is the decision of Schiemann J in R v Tynesdale District Council, ex parte Shield (1987) 22 HLR 144. The case concerned a decision by a housing authority under provisions of the Housing Act 1985 concerned with homeless persons. The authority were under a statutory duty (under section 64 of the Act) to notify the applicant in writing of their decision and "at the same time" of the reasons for that decision. The authority had issued a decision letter in April 1986. At the judicial review hearing the authority produced an affidavit advancing reasons which bore little relation to what had appeared in the letter. Their counsel made submissions, similar to those made in the present case, to the effect that the decision letter was different from the decision, and that the inadequacy of the decision letter was therefore a procedural irregularity subsequent to the decision, not affecting the legality of the decision itself. In upholding the challenge, Schiemann J said (at pages 148-149):"Mr Stoker, on behalf of the council, submits, first, that the letter of April 29, 1986, is not the decision but the notification of the decision. I have no evidence from which I can discover who took the decision and when, but Mr Stoker submits that once the decision had been taken, this could only be challenged for perversity or procedural irregularity in the decision-making process. The failure to comply with section 64 is of no relevance to the legality of the decision itself. Thirdly, he submits that the decision is not one verging on absurdity, nor does it on its face betray an error of law because, he says, there is no face that I can look at, the decision having preceded in time the letter. In my judgment, I am entitled to treat the letter of April 29, 1986, as the decision of the authority, just as the court will treat the decision letter of the Secretary of State on an appeal under section 36 of the Town and Country Planning Act 1971 as the decision of the Secretary of State. It is no doubt true in every case that the decision conceptually precedes the communication of that decision in letter form, but it is not permissible for the court, in my judgment, to go behind that letter and hear evidence as to what the real reasons were. This is consistent with the general procedure adopted by the courts in relation to administrative decisions in cases where the decision maker is obliged to give reasons for his decision. One of the purposes of requiring the decision maker to state his reasons is to give the recipient of the decision the opportunity of challenging it... I am prepared to accept that the court has jurisdiction not to quash the decision if satisfied that there would be no purpose in so doing, having regard to the totality of the evidence before the court. Nevertheless, where a decision letter is manifestly flawed, in general the court would be slow not to quash. In my judgment, in the present case it would be right to quash the decision and I shall do so."
"There is only one point on which I would add a few remarks. There was some debate about the obligation under section 64 of the Housing Act 1985 to give reasons. I readily accept that the reasons may be very brief and must be read in the context of the matter in question. But to my mind the statutory obligation necessarily imports a duty to furnish adequate reasons for the decision having regard to the issue, or issues, to which the decision relates. In my judgment the idea that material gaps in the reasons can always be supplemented ex post facto by affidavit or otherwise ought not to be encouraged. That in effect is what we have been asked to do on behalf of the council. No doubt questions of the sufficiency of reasons usually involve a judgment as to matters of degree. Nevertheless it seems to me that if the reasons are insufficient to enable the court to consider the lawfulness of the decision the obligation of furnishing reasons has been breached and in that event the decision itself will be unlawful."
This is a further authority suggesting that, where there is a mandatory requirement that reasons be communicated with a decision, and the reasons provided are insufficient to enable the lawfulness of the decision to be considered, then the decision will normally be invalid, and such a failure cannot be addressed by permitting (or ordering) the reasons already given to be supplemented. The judgments of the other members of the court did not touch on this point, but the views expressed by Steyn LJ naturally command respect.
[55] These authorities, and others, were considered in R v Westminster City Council, ex parte Ermakov. That was another case concerning a decision by a housing authority that an applicant was intentionally homeless. The authority were under a statutory duty to notify the applicant of their decision and at the same time of their reasons, and had purported to do so. An application for judicial review was dismissed. Before the Court of Appeal, the main issue was whether the judge had erred in having regard to reasons for the decision which were advanced in affidavits produced in the judicial review proceedings, when those reasons were different from the reasons which the authority had earlier communicated to the applicant. As in Ex parte Shield (and the present case), it was argued that the decision was one thing, the notification and reasons another; that there was no reason why reasons should not be corrected or supplemented; and that to quash the order would be to allow a technicality to triumph. That argument was rejected, in the light inter alia of Ex parte Shield and Ex parte Graham. Hutchison LJ (with whose judgment the other members of the court expressed their agreement) observed (at page 312) that Ex parte Graham supported two propositions:"(1) if the reasons given are insufficient to enable the court to consider the lawfulness of the decision, the decision itself will be unlawful; and
(2) the court should, at the very least, be circumspect about allowing material gaps to be filled by affidavit evidence or otherwise."
Hutchison LJ also referred (at page 313), in relation to Ex parte Shield, to "the obvious good sense of treating the decision letter as in practice synonymous with the decision (which seems to me to provide a practical answer to the analysis... that the failure to give reasons is merely a procedural defect, not affecting the validity of the decision itself)". Hutchison LJ also considered an argument as to the consequences of quashing the decision, similar to that advanced by Mr Moynihan in the present case, and said (at page 315):
"These submissions seem to me to disregard the authorities to which we have been referred. Moreover, underlying Mr Jones's approach was the notion that the quashing of the decision for lack of proper reasons was a mere formality, in that it left the authority, in a case such as the present, with no more than a sort of mechanical or formal function to perform: they would simply, tomorrow as it were, send a further letter in effect incorporating the reasoning contained in Mr Lodge's affidavit. I do not for a moment accept that that is the correct approach. What was sought by the applicant was not an order of mandamus requiring the authority to give reasons, but an order of certiorari quashing the decision coupled with mandamus directing them to reconsider the application. If such orders are granted, they necessarily involve proper reconsideration...
The frequent practice of the courts when orders of this sort are quashed is not to make orders of mandamus directing reconsideration, because it is thought unnecessary to make such orders against responsible local authorities, who can be trusted to do without compulsion what an order would direct them to do. It does not need to be said that that practice in no way lessens the obligation that reconsideration entails."
"(1) It is unrealistic to seek to draw any significant distinction, in the context of s 64, between the decision and the communication of the decision with reasons, or to treat the giving of reasons as purely procedural. In reaching this conclusion I am influenced by the fact that the section in terms requires reasons to be given at the same time as the decision is communicated; by Schiemann J's observations in Ex p Shield; and by the many cases in which such decisions have been quashed for inadequacy of reasons.
(2) The court can and, in appropriate cases, should admit evidence to elucidate or, exceptionally, correct or add to the reasons; but should, consistently with Steyn LJ's observations in Ex p Graham, be very cautious about doing so. I have in mind cases where, for example, an error has been made in transcription or expression, or a word or words inadvertently omitted, or where the language used may be in some way lacking in clarity. These examples are not intended to be exhaustive, but rather to reflect my view that the function of such evidence should generally be elucidation not fundamental alteration, confirmation not contradiction. Certainly there seems to me to be no warrant for receiving and relying on as validating the decision evidence - as in this case - which indicates that the real reasons were wholly different from the stated reasons. It is not in my view permissible to say, merely because the applicant does not feel able to challenge the bona fides of the decision-maker's explanation as to the real reasons, that the applicant is therefore not prejudiced and the evidence as to the real reasons can be relied upon. This is because, first, I do not accept that it is necessarily the case that in that situation he is not prejudiced; and, secondly, because, in this class of case, I do not consider that it is necessary for the applicant to show prejudice before he can obtain relief. Section 64 requires a decision and at the same time reasons; and if no reasons (which is the reality of a case such as the present) or wholly deficient reasons are given, he is prima facie entitled to have the decision quashed as unlawful.
(3) There are, I consider, good policy reasons why this should be so. The cases emphasise that the purpose of reasons is to inform the parties why they have won or lost and enable them to assess whether they have any ground for challenging an adverse decision. To permit wholesale amendment or reversal of the stated reasons is inimical to this purpose. Moreover, not only does it encourage a sloppy approach by the decision-maker, but it gives rise to potential practical difficulties. In the present case it was not, but in many cases it might be, suggested that the alleged true reasons were in fact second thoughts designed to remedy an otherwise fatal error exposed by the judicial review proceedings. That would lead to applications to cross-examine and possibly for further discovery, both of which are, while permissible in judicial review proceedings, generally regarded as inappropriate. Hearings would be made longer and more expensive.
(4) While it is true, as Schiemann J recognised in Ex p Shield, that judicial review is a discretionary remedy and that relief may be refused in cases where, even though the ground of challenge is made good, it is clear that on reconsideration the decision would be the same, I agree with Rose J's comments in R v Northampton Borough Council, ex parte Carpenter (1992) 25 HLR 349 that, in cases where the reasons stated in the decision letter have been shown to be manifestly flawed, it should only be in very exceptional cases that relief should be refused on the strength of reasons adduced in evidence after the commencement of proceedings. Accordingly, efforts to secure a discretionary refusal of relief by introducing evidence of true reasons significantly different from the stated reasons are unlikely to succeed.
(5) Nothing I have said is intended to call in question the propriety of the kind of exchanges, sometimes leading to further exposition of the authority's reasons or even to an agreement on their part to reconsider the application, which frequently follow the initial notification of rejection. These are in no way to be discouraged, occurring, as they do, before, not after, the commencement of proceedings. They will often make proceedings unnecessary. They are in my judgment very different from what happened in this case.
I also wish to emphasise that all that I have said is with reference only to the provisions of s 64 of the 1985 Act."
"Certainly there seems to me to be no warrant for receiving and relying on as validating the decision evidence - as in this case - which indicates that the real reasons were wholly different from the stated reasons."
It is also reflected in the reference, in paragraph (3), to "wholesale amendment or reversal of the stated reasons". The principles stated in Ex parte Ermakov do not however appear to be confined to that situation, or to have no application to the situation where the decision-maker has failed to provide any reasons at all at the proper time. Paragraph (2) is concerned generally with applications to admit evidence "to elucidate or, exceptionally, correct or add to the reasons" (emphasis added), as appears from the first sentence; and the last sentence states that "if no reasons ... or wholly deficient reasons are given", then prima facie the decision should be quashed as unlawful.
[59] The judgment in Ex parte Ermakov was applied, in a different statutory context, in R v Doncaster Metropolitan Borough Council, ex parte Nortrop. Like the case of MacLeod v Housing Benefit Review Board, this case concerned a housing benefit review board, which was under a statutory duty to"(a) record in writing all its decisions; and
(b) include in the record of every decision a statement of the reasons for such decisions and of its findings on questions of fact material thereto".
Brooke J declined to consider affidavit evidence supplementing the reasons given, stating (at page 874), under reference to Ex parte Ermakov (and, in particular, the paragraphs numbered (2) and (3) in the judgment of Hutchison LJ):
"...in a case where the challenge is made as to the adequacy of reasons and as to whether a decision should be upheld because the decision-maker appears not to have given weight to relevant considerations in the judgment, the authorities make it plain that except in exceptional cases the courts should not look at evidence of this kind."
The decision was quashed on two grounds, the first of which was the absence of adequate reasons.
[60] Reliance was placed by counsel for the first and second respondents in the present case on the judgment of Jowitt J in R v Secretary of State for the Home Department, ex parte Peries, which concerned a decision to alter the categorisation of a prisoner from category D to category C. Since the case was not concerned with a statutory duty to give reasons, it does not appear to me to have any direct bearing on the present case. The case was cited because of an observation made by Jowitt J in relation to a submission, based on Ex parte Ermakov, that the court should ignore an affidavit explaining the reasons for the prisoner's re-categorisation:"I do not consider this decision has any bearing on the case before me. This is not a case of substituting fresh reasons for reasons given earlier which were flawed. No reasons were given in this case when they should have been. They have now been provided, albeit belatedly."
I note that this observation is criticised in De Smith, Woolf and Jowell, Judicial Review of Administrative Action, First Cumulative Supplement to the Fifth Edition, paragraph 9-055. While I respectfully agree that Ex parte Ermakov had no bearing on the issues in Ex parte Peries, I am unable to interpret what was said in the former case as being confined to a situation where a decision-maker seeks to substitute a fresh statement of reasons for different reasons which were originally provided, or as having no application where there is a complete failure to provide reasons at the proper time. The last sentence of paragraph (2), in particular, appears to me to be inconsistent with that interpretation; and the practical problem discussed in paragraph (3) is an aspect of both of the situations mentioned in the last sentence of paragraph (2).
[61] These matters were considered again by Laws J in R v Northamptonshire County Council, ex parte W (also cited as ex parte D). The case concerned the decision of a statutory appeal committee to uphold a decision permanently excluding a child from school. Under the relevant provisions, the decision of the committee and the grounds on which it was made were to be communicated in writing. There was no express requirement that they should be communicated at the same time (or at any particular time) or in the same document. The committee had stated that the permanent exclusion was, in the circumstances, a reasonable course of action for the school. Laws J held that that statement did not explain the decision, and was therefore inadequate to fulfil the committee's statutory duty. A question then arose as to whether the defect was cured by an explanation of the committee's reasons which was given in an affidavit provided for the purposes of the judicial review proceedings. In relation to that matter, Laws J said (at pages 299-300):"There are some classes of case in which the adequacy of the reasons is itself made a condition of the legality of the decision. In such instances, later evidence giving a proper explanation of the reasons by definition cannot cure the legal defect which would arise if the original reasons were inadequate. But this is not such a case, and Mr Clayton does not contend the contrary. It seems to me with respect that the passage from Hutchison LJ's judgment [in Ex parte Ermakov] which I have cited, and also Latham J's reasoning [in S v Special Educational Needs Tribunal and the City of Westminster [1995] 1 WLR 1627], give a resounding and salutary warning against a particular danger that may arise where originally faulty reasons are sought to be cured by later evidence. It consists in the risk that the later material, albeit put forward in perfect good faith, in truth offers an ex post facto justification for the decision which in substance travels beyond, and may differ from, the actual reasons entertained by the decision-maker at the time. It is, I think, important to notice that the Lord Justice was dealing with a case (as he stated in the second numbered paragraph which I have set out) where 'the real reasons were wholly different from the stated reasons'. I would emphasise also his deprecation (in para 3) of the 'wholesale amendment or reversal of the ...reasons'. I accept, however, that even where the court is confident that the later evidence represents the actual reasons given at the time, it will not automatically receive the later material. Whether it will do so will be a matter for the court's discretion case by case. Broadly speaking, the court will have in mind the great importance to be attached to the giving of legally sufficient reasons at the time they are supposed to be given. As Hutchison LJ said (in para 3), 'The purpose of reasons is to inform the parties why they have won or lost and enable them to assess whether they have any ground for challenging an adverse decision'. At the same time, in a case where the court is entirely satisfied, despite an original defect in the reasons given, that the public body in question has arrived at a perfectly proper decision amply justified (so far as any public law tests are concerned) [by] reasons by which it was entitled to entertain and which it did entertain at the time, it may be slow to strike down the decision on the basis only that the later explanation should have been given when the decision was communicated. I recognise that Hutchison LJ (in the opening sentences in para 2) draws a distinction between elucidation on the one hand and correction or addition on the other. But I think with respect it is clear that he was concerned with the class of case where the later material exhibits a significant or indeed fundamental shift of ground from the reasons given at the time."
This passage was relied on as confining the effect of Ex parte Ermakov to situations where new reasons are sought to be substituted for earlier reasons, and as indicating a different approach from that adopted in the earlier case by the Court of Appeal, but it seems to me that the decision can probably be reconciled with the earlier case-law. I note that the decision proceeded on a concession that the case was not in the class of case where a failure to comply with the statutory requirement has invalidated the decision and cannot be put right by the subsequent provision of reasons. It was therefore distinguishable, on that basis, from Ex parte Ermakov (and several of the other decisions discussed above). Since the case was not in that class, it was one where the opportunity existed, in principle, of later putting right the failure to give adequate reasons. If the court was satisfied that the failure had been (or could be) put right, so that the purpose of the requirement was fulfilled (albeit belatedly), then, as Lord Keith indicated in London and Clydeside Estates, there would be no reason to treat the earlier failure as invalidating the decision. The court would however regard any reasons belatedly proffered with a degree of circumspection, for the reasons which had been explained in Ex part Ermakov. Finally, in relation to this case, I note that counsel for the respondents in the present proceedings accepted that the first two sentences quoted were an accurate statement of the law.
[62] The next authority which requires to be noted is the decision of the Privy Council in Stefan v General Medical Council [1999] 1 WLR 1293. The decision is significant in the present context because the Judicial Committee adopted a wider approach to the purposes of a duty to give reasons than had been taken, or was implicit, in some of the earlier authorities, such as Albyn Properties Ltd v Knox. Lord Clyde, delivering the judgment of the Committee, said (at page 1300):"The advantages of the provision of reasons have been often rehearsed. They relate to the decision-making process, in strengthening that process itself, in increasing the public confidence in it, and in the desirability of the disclosure of error where error exists. They relate also to the parties immediately affected by the decision, in enabling them to know the strengths and weaknesses of their respective cases, and to facilitate appeal where that course is appropriate."
Lord Clyde cited the judgment of the Divisional Court in R v Higher Education Funding Council, ex parte Institute of Dental Surgery, where Sedley J referred (at page 256) to "the multiple grounds on which the giving of reasons may in any one case be requisite", and continued:
"The giving of reasons may among other things concentrate the decision-maker's mind on the right questions; demonstrate to the recipient that this is so; show that the issues have been conscientiously addressed and how the result has been reached; or alternatively alert the recipient to a justiciable flaw in the process."
Similar observations are made in Clyde and Edwards, Judicial Review, at paragraph 18.54:
"The advantages of the provision of reasons may be summarised as follows: in improving the quality of decision making, and so improving the machinery of government; in satisfying the parties affected by the decisions, enabling them to ascertain if there are grounds for appeal or convincing them of the soundness of the decision; in enabling a reviewing authority to understand the decision and identify any error; and in the public interest in giving confidence in the process of decision making. The advantages of a requirement for reasons lies (sic) not only in the general interest of fairness but in the more practical respects of encouraging decision makers to apply their minds with due concentration on the relevant issues and enabling the process of review to be more readily available where circumstances call for its exercise. As Lord Denning put it [in Breen v Amalgamated Engineering Union [1971] 2 QB 175, 191] the giving of reasons is one of the fundamentals of good administration."
"Having to give reasons concentrates the mind wonderfully."
Another way in which it may influence the decision-making process is by encouraging decision-makers to act fairly in their decision-making: for example, a duty to give reasons makes it less likely that a decision-maker will merely go through the motions of hearing interested parties, without actually taking their representations into account. These matters are of course related to some of the other objectives of a duty to give reasons mentioned by Lord Clyde, and in particular to maintaining public confidence in the decision-making process.
[64] This discussion is relevant to the effect of a failure to comply with a statutory duty to give reasons since, as has been explained, that effect depends crucially on the purpose of the duty in question, and on whether that purpose can be achieved notwithstanding the failure in compliance. As is apparent from the authorities already discussed, there are some situations in which adequate reasons must be provided at the required time, and in which a failure in compliance cannot subsequently be "cured"; but there are other situations in which, although the duty to give reasons is mandatory, the failure to comply with that duty will not invalidate the decision provided it remains possible for the reasons to be provided, albeit later than they should have been provided. In such circumstances, the appropriate remedy may be an order requiring that reasons be supplied. The latter type of situation might be described as one in which the procedural requirement is treated as being mandatory as to purpose, but directory as to method and timing; or, as it is put in Wade and Forsyth at page 221, "mandatory as to substantial compliance, but directory as to precise compliance". In determining whether a case falls into the latter category, it is relevant to consider whether the purpose of the requirement in question is solely to provide information about the reasons for the decision: in which event, depending on the statutory context, it may be that that purpose remains possible of fulfilment, subject to the court's being satisfied that the reasons proffered accurately represent the reasons which the decision-maker had at the time. Where, on the other hand, the duty to give reasons has other purposes, such as to influence the decision-making process, or to maintain public confidence, then it may be that that duty cannot be fulfilled after a failure in compliance has occurred, since the failure may so taint the legitimacy of the decision-making process that the decision should be re-taken. [65] Returning to the authorities which were referred to in connection with the consequences of a failure to give reasons, the decision in R (Nash) v Chelsea College of Art and Design was not concerned with a statutory duty to give reasons. It is relevant for a passage in the judgment of Stanley Burnton J, at first instance, stating certain general propositions:"34. In my judgment, the following propositions appear from the above authorities:
(i) Where there is a statutory duty to give reasons as part of the notification of the decision, so that (as Law J put it in Northamptonshire County Council ex p D) 'the adequacy of the reasons is itself made a condition of the legality of the decision', only in exceptional circumstances if at all will the Court accept subsequent evidence of the reasons.
(ii) In other cases, the Court will be cautious about accepting late reasons. The relevant considerations include the following, which to a significant degree overlap:
(a) Whether the new reasons are consistent with the original reasons.
(b) Whether it is clear that the new reasons are indeed the original reasons of the whole committee.
(c) Whether there is a real risk that the later reasons have been composed subsequently in order to support the tribunal's decision, or are a retrospective justification of the original decision. This consideration is really an aspect of (b).
(d) The delay before the later reasons were put forward.
(e) The circumstances in which the later reasons were put forward. In particular, reasons put forward after the commencement of proceedings must be treated especially carefully. Conversely, reasons put forward during correspondence in which the parties are seeking to elucidate the decision should be approached more tolerantly."
I would respectfully agree that those propositions are supported by the modern authorities. I note that the correctness of the propositions, and of proposition (i) in particular, was accepted by counsel for the respondents.
[66] The significance of delay was also made clear by the Court of Appeal in English v Emery Reimbold & Strick Ltd, which was concerned with the duty of a trial judge to give reasons for his decision. The court suggested that, under English procedure, the trial judge might be asked to provide additional reasons at the stage when leave to appeal was sought on the ground of lack of reasons. The court distinguished the position at the stage when the appeal itself was heard, observing (at paragraph 22):"The delay between hearing [before the trial judge] and appeal will normally be too long to make a remission to the trial judge for further reasons a desirable course."
The court noted that in Flannery v Halifax Estate Agencies Ltd [2001] 1 WLR 377 such a remit had not been considered appropriate by the Court of Appeal because more than a year had passed since the hearing.
[67] R (Richardson) v North Yorkshire County Council concerned the failure of a planning authority to comply with a duty, imposed by regulations concerned with environmental impact assessment (EIA), to make available for public inspection a statement containing the content of their decision on an application for planning permission to which the regulations applied, and the main reasons and considerations on which the decision was based. At first instance, Richards J was referred to many of the cases which I have cited, and observed (at paragraphs 47-48):"The consequences of a failure to comply with a requirement to give reasons depend very much on statutory context and the particular circumstances of the case. The authorities cited by counsel cover a range of different situations. In evaluating them it is also important to bear in mind that there has been, as it seems to me, a tendency in recent years to adopt a stricter approach to the requirement to give reasons and to be readier to quash a decision for failure to give reasons and less ready to allow a deficiency of reasons to be cured by the provision of reasons or supplemental reasons at a later stage... Although these and the other cases to which I have been referred provide general guidance, they do not lay down a principle that is determinative of the present case. There is no substitute for a careful examination of the particular statutory context and the precise nature of the requirement to state reasons in each case."
"39. Mr McCracken submits that an irresistible inference arises from the requirement to give reasons following an EIA decision that at the time the decision is taken those reasons must be openly discussed and formulated in public. Whenever there is a legislative requirement for reasons, he argues, there are necessarily twin objects to be served. One is to enable those aggrieved by the decision to challenge it if its reasoning can be seen to be deficient. The other is to improve the quality of decision-making. Often, of course, that will be so. But to contend that it is invariably so seems to me extravagant: The requirement for 'the main reasons and considerations on which the decision is based' to be made available to the public - after, it should be noted, the decision 'has been taken' - was first introduced by the amending Directive 97/11/EC in 1997. To suggest that there then suddenly arose a duty upon planning committees to discuss their detailed reasoning in public I find absurd. As Mr Straker points out, an EIA planning application can on occasion be decided by a council officer under his delegated powers when, of course, there would be no public hearing at all. In any event it seems to be plain that the particular requirement for reasons imposed upon planning authorities here was to inform the public retrospectively of the basis for the decision rather than to dictate the course or even quality of the decision making process itself."
"24. In my judgment there are important distinctions between this case and Ermakov:
i) First there is no statutory duty to give reasons at the same time as time as (sic) the recall decision; and it is understandable why there is no such requirement in the case of a recall under s.39(2) in particular, since the subsection contemplates that a decision may be taken as a matter of urgency in the public interest. The statutory requirement is that reasons are to be given later and for the purpose of enabling the recalled prisoner to make representations to the Parole Board on a referral of the case under s.39(4)
...
25. Accordingly this is not a case where there was a statutory duty to give reasons as part of the notification of the decision, so that 'the adequacy of the reasons is itself made a condition of the legality of the decision' (see (i) of the quotation above from Nash".
Conclusions
[71] In the present case, rule 16(6) requires the decision to be recorded in a document containing (a) the terms of the order made by the tribunal and (b) a statement of the reasons for the decision. Copies of that document have to be sent to the parties and to the Scottish Ministers, in accordance with rule 16(7). It is apparent from the terms of rule 16(6) that the decision is made before it is recorded and intimated (as indeed must always be the case, as Schiemann J observed in Ex parte Shield). This is however a case where the statement of reasons forms part of the record of the decision. There is a statutory duty to include the reasons in the record of the decision, and to give those reasons as part of the notification of the decision. It is clear from the authorities that, where a provision expressly requires a decision to be communicated together with the reasons for it, then if adequate reasons are not included in the record of the decision and notified as required, then the decision itself will normally be held to be invalid. [72] There does not appear to me to be anything about the language or context of the 1986 Rules which would point towards a different construction. Rule 16(6) is concerned with the adjudication, at an appellate level, of disciplinary proceedings brought against a police officer. The decision of the tribunal is liable to be of great importance to the officer concerned, since his career and his reputation may be vitally affected. Equally, the decision is liable to be of considerable importance to the chief constable, since it may affect the administration and reputation of the force. In such a context, it is unsurprising that the giving of reasons should be made an essential element of a legitimate decision, as a matter of fairness to those involved. The requirement that the reasons for the decision must be issued not only to every police authority but also to the Scottish Ministers appears to reflect the wider public interest in the conduct of police officers and the administration of police forces. The need for public confidence in the police is such that it is unsurprising if the rules governing such disciplinary appeals contain stringent procedural requirements as to the giving of reasons, so as to ensure that such decisions are, and are seen to be, carefully considered and fully reasoned. [73] I also note that rule 17(1) expressly provides that any irregularity resulting from failure to comply with the 1996 Rules before the tribunal has reached its decision is not of itself to render the proceedings void, and that rule 17(3) permits the chairman to correct "clerical mistakes" in the document recording the tribunal's decision, or errors in the document arising from "an accidental slip or omission". It is conceded that those provisions do not apply to the failure in compliance which occurred in the present case. Their terms are consistent with the view that a failure to comply with the duty to give reasons as required by rule 16(6), other than as the result of an accidental slip or omission, cannot be corrected after the event, but renders the decision invalid. [74] For these reasons, I conclude that the tribunal has not made a valid decision, since the validity of its decision is conditional upon compliance with its duty to give reasons. In these circumstances, it was accepted by counsel for the third respondent that the court should grant decree of reduction, and that the appeal should be re-heard. Insofar as counsel for the first and second respondents submitted that the court might in its discretion decline to quash the decision, so as to avoid injustice to the third respondent, I reject that submission. Although the history of these proceedings is unfortunate, it cannot be regarded as an injustice that one of the parties to the proceedings should be deprived of a victory conferred by a decision which is invalid. The consequence of the decision being reduced is that the appeal will have to be re-heard; and it is appropriate that that should be done by a freshly constituted tribunal, so as to ensure that the tribunal is, and is perceived to be, impartial and free from preconceptions. [75] Furthermore, even if (contrary to my conclusion) the decision were not necessarily invalidated by the failure to comply with rule 16(6), and it was therefore competent, in principle, to allow or order the provision of reasons at the present stage, this is not a case in which I would consider it appropriate to do so. There has in the first place been a substantial delay since the hearing before the tribunal in January 2004. The respondents bear responsibility for much of that delay: as I have explained, the original hearing of this case was continued, on their motion, when it became apparent to their counsel that further preparation was required. It seems to me that the delay which has occurred is such that it would ordinarily be undesirable (even if it were competent) to remit to the tribunal for further reasons. I note that, even in the case of a professional judge, a delay of this order is regarded in England and Wales as too long for such a remit to be desirable; and a committee of laymen (albeit with a legally qualified chairman), seeking to reach a collegiate view, would be liable to find themselves in greater difficulty. In addition, during the period since the hearing before the tribunal, the petitioner has commenced the present proceedings, in which the reasonableness of the tribunal's decision is challenged. In these circumstances, without in any way questioning the good faith of the tribunal, there is room for a reasonable concern to be held that any reasons put forward at this stage might be influenced by the existence and nature of these proceedings. In a matter of this kind, bearing in mind the importance of maintaining public confidence in the police and in police disciplinary proceedings, it is undesirable that there should be any grounds for legitimate concern as to the tribunal's decision or the reasons for it. These considerations are not outweighed by the limited information I have been given about the document provided to counsel for the first and second respondents, the provenance of which was not made clear. Nor do they appear to me to be outweighed by the contention that the third respondent will suffer an injustice if the existing decision in his favour is quashed and the case is re-heard. The reasonableness of the decision is challenged. The court is unable properly to determine that question, in the absence of the reasons which should have been provided. The court cannot in those circumstances presume that the decision is valid, and that to quash it will cause the successful party to suffer an injustice. [76] Given my conclusions that the failure to give reasons rendered the tribunal's decision invalid, and that, even if that were not the case, and it were possible in principle for reasons to be provided late, this would not be an appropriate case in which to make an order to that effect, I can deal briefly with the other issues which were raised. The concept of functus officio does not appear to me to be useful in answering the questions raised in the present case. The starting point is that the tribunal has failed to fulfil its statutory duty to give reasons. The question whether it can now competently do so cannot be answered by asking whether the tribunal is functus officio: that description articulates a conclusion, rather than a test or principle which can be applied to the facts of the case. The fact that the tribunal is constituted ad hoc is not in itself of significance. The fact that the petitioner did not, in these proceedings, seek an order that reasons be given would not be a ground for granting decree of reduction, if the less drastic order were competent and appropriate in the circumstances. Section 45(b) of the Court of Session Act 1988 does not appear to me to be of particular significance in the present case. There is no doubt that the court possesses the power, under its common law supervisory jurisdiction, to order the performance of a statutory duty; and section 45(b) provides an additional statutory jurisdiction. The existence of such a power does not determine whether it should be exercised in particular circumstances. In the present case, if the decision under challenge is invalid, then it is appropriate that it should be reduced, in the absence of some proper ground for withholding that remedy. If the decision were not invalid, then the question would be whether it was appropriate in the circumstances to order the giving of reasons, or whether it was more appropriate to reduce the decision; and for the reasons I have explained, reduction would appear to me to be the appropriate remedy. [77] For the reasons which I have explained, I shall grant decree of reduction of the tribunal's decision, and order that the Board appoint a freshly constituted tribunal to re-hear and re-consider the third respondent's appeal.