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Subject_Superior and Vassal.—
The vassal in a feu-charter, though there have been no feu-contract, is not entitled to refute invito superiore.
In 1825 the defender, Boog, transacted with the pursuer, Hunter, but without any written feu-contract, for a feu of a portion of a certain property, with the houses erected thereon, belonging to Hunter, and situated at Canonmills, near Edinburgh. A feu-charter was accordingly executed by Hunter in favour of Boog, bearing—“in consideration of the feu-duty hereinafter stipulated to be paid to me, and for other causes me moving, to have sold, alienated, and in feu-farm disponed, as I, by these presents, sell, alienate, and in feu-farm dispone from me, my heirs and successors, to and in favour of James Boog, residing in Portobello, his heirs and assignees whomsoever, heritably and irredeemably, all and whole, that small piece of ground at Canonmills, on which eight lime pits are built, lying betwixt the foredam and backdam, on a narrow point, extending to two falls and nine ells of measure, with the house built thereon, &c., to be holden, and to hold, all and whole, the subjects above disponed by the said James Boog and his foresaids, of and under me, the said Reverend Robert Hunter, and my heirs and successors whomsoever, as immediate lawful superiors thereof, in feu-farm, fee, and heritage for ever, by all the righteous meiths and marches thereof, as the same lie in length and breadth, with all and sundry liberties, privileges, and pertinents there-
This charter was accepted by Boog, who entered into possession of the subjects feued, but without taking infeftment therein, and he continued to pay the feu-duty till 1830, when, for reasons to which it is unnecessary here to advert, he intimated to Hunter, under form of notarial protest, that he renounced the feu, and would no longer consider himself liable in payment of the feu-duty. Hunter thereupon raised the present action, the summons in which concluded to have it declared “that the said James Boog, and his heirs and successors, are bound in all time coming to continue possession of the said subjects, and to make payment of the feu-duties stipulated by the said feu-charter; and that neither he nor they are or shall be entitled at any time to renounce the said feu-charter, or to discontinue payment of the said feu-duty.”
Besides other defences which it is unnecessary at present to notice, Boog pleaded, that, as a vassal under a charter without any personal obligation constituted by feu-contract, he was entitled to refute etiam invito superiore.
The Lord Ordinary, after a record had been made up, reported the cause on Cases.
pleaded for Boog—
Where no contract has been entered into imposing personal obligations on the party contracting, the effect of a feu-charter is simply to constitute the relationship of superior and vassal, and the obligations under the “reddendo” arise simply from holding the subject, and not from any personal obligation incurred by the vassal. In the ordinary case, undoubtedly, the vassal has it in his power to put an end to that relationship, and extinguish all future obligation, by renouncing his
Pleaded for Hunter—
The form of completing the transaction, whether by a feu-contract, or by a charter proceeding on a previous agreement or afterwards accepted, Cannot affect its real nature. The charter here necessarily imports obligations on the part of the vassal accepting it. Its terms are not those of a grant of a proper beneficium, which are, “give, grant, and dispone,” but they are, “sell, alienate, and dispone,” and a sale necessarily implies a counter obligation as to the price or consideration, which, in a feu-charter, is the obligation to pay an annual feu-duty. By acceptance of this charter, the defender came under this obligation, which he cannot get quit of except by mutual consent of both parties. The dicta of our institutional writers on which the defender relies, truly apply exclusively to the case of proper beneficia, which, being considered as grants for the benefit of the vassal, might as such be renounced by him, and do not refer to the case of a grant in fear farm, which is of the nature of emphyteusis, and in which an onerous consideration is stipulated for to the superior. That this has been the general understanding of the country, is evident front the circumstance, that the only attempt made to refute was that in the case of Marnoch, 1 where the Court found it incompetent; and although one Judge rested on the specialty of the separate contract, it was really decided on the general principle, and a similar view was also taken in the later case of Napier v. Spears' Trustees; 2
The Court appointed minutes of debate for the opinion of the whole Court.
The following were returned:
_________________ Footnote _________________
1 M. of Abercorn v. Marnoch, June 26, 1817 (F.C.)
2 Mar 31, 1831 (ante, IX. 655).
We think that the plain meaning of all the authorities (with the single exception, perhaps, of Lord Bankton) is, that the right of refutation invito domino, is competent only to such vassals as hold proper beneficia; and that, not merely the principle, but the words of these authorities, distinguish and exclude the case of onerous feu-holdings, for duties equivalent to the value, or beyond it.
The right of refutation is nowhere stated to be naturally or necessarily incidental to the relation of superior and vassal, or to be deducible from any theory or system as to the nature of that relation. It cannot, therefore, be represented as being technically, and upon principle, inter essentialia of all feudal holdings, of whatever description. On the contrary, its existence, in the absolute terms now maintained by the defender, is admitted to have been matter of controversy among the feudists; and that, not upon any abstract notion of consistency with feudal principles (which could scarcely admit of question), but upon broad and flexible views of general justice and equity; with reference to which there never could have been any difficulty in a case like the present.
If the doctrine of the defender receive no countenance from the authority of institutional writers, it is equally unsupported by the decisions of the courts of law, and it is undoubtedly at variance with the general understanding of the country. It is matter of notoriety that innumerable feus have been granted, within the last thirty years, which have proved sources of most serious loss and embarrassment to the feuars. But with the exception of the case of Marnoch, in 1817, this is the only attempt that has been made to get rid of the burden by the simple device of renunciation. It is impossible that this easy mode of relief should not have been generally resorted to, had it not been the clear understanding of the profession, and the country, that it was not legally competent.
If the defender is not entitled to renounce his feu, of course he must comply with the conditions under which he took it, and must consequently be liable for the feu-duties. He raises some difficulty on the want of any written obligation on his part, and on the difference between the case of a bilateral feu-contract, and a mere feu-charter, under the hand of the superior; and it is true, that one learned judge rested his opinion in the case of Marnoch on this distinction. We are not of opinion, however, that it is of any serious importance. When it is once settled that the conveyance is not gratuitous, but strictly onerous, we think it necessarily follows that the consideration must be legally due, and may be enforced by legal procedure. There is necessarily in all such cases, a clear binding contract, which may be perfected as completely by a written grant or offer on one side, followed by unequivocal acceptance, and consequent delivery of the subject, and continued possession on the other, as if both parties had bound themselves in writing; and nothing is more common than instances of sale, location, and other ordinary contracts, being perfected in this manner. The form of proceeding necessary for enforcing the obligation, may indeed vary according to the circumstances; but the substance is always the same. If there be mutual writings, with a clause of registration, a charge may be immediately given. If there be mutual writings without such a clause, an ordinary action, libelling on the writings, will be required. And if there be writing only on one side, with acceptance and delivery on the other, the writing and the facts must be libelled together; but there can be no more doubt of the relevancy and competency of the allegeance in the latter case than in the former.
The facts of the case are few, simple, and admitted. It humbly appears to me, 1. That where parties have thought fit to carry their transactions into effect, by a certain legal form, acknowledged in the law, and its nature and effects fixed and established by practice and undeviating custom, a court of law has not the power to alter what the parties themselves have agreed to adopt. Intention or equitable considerations have nothing to do with the question.
2. Nothing, as is admitted, appears of the transaction between the parties, but that, of a certain date, a proper and correct feu-charter was granted of certain subjects, by the one party to the other. Whether this was the best mode of carrying the transaction into execution, in all its circumstances, is a different matter, and with which third parties have no concern.
3. It is admitted that no personal obligation, in point of form, is created between the parties, or is ingrafted on the real right executed, which was perfectly competent to be done, both in point of form, and according to established practice. There is no inconsistency; on the contrary, there is great expediency in uniting personal obligations with the pure feudal grant. But where that is not done, each right, whether personal or real, must stand or fall upon its own merits. Parties have alone the power to frame their own rights, and it is not competent for others to supply the defect.
In the present case, the question is presented in its simplest and purest form; and the questions are—
1. Whether the vassal is personally bound to hold the feN-right etiam se invito? Or, Whether the vassal has right to refute it, etiam invito superiore.
2. Supposing the vassal personally bound to hold the right, is be personally bound for the reddendo?
With great deference to the opinion of others, I answer, in point of law,
1. That the vassal is not personally bound to hold the feu se invito, but may refute it, etiam invito superiore.
2. Supposing the vassal personally bound to hold the feu, he is not personally bound for the reddendo.
It would be unnecessary, and indeed improper, to refer to and quote the authorities already laid before the Court by the vassal. I certainly rest upon these authorities. In addition to these, I would submit—
1. By legal construction of the simple feu-charter, the tenendas and reddendo are real conditions of the feudal grant, and not obligations on the vassal personally. Grammatically, tenendas and reddendo are participles; and, logically, participles thus used imply conditions. The meaning is, “I grant the feu to the grantee, he holding it of me, and paying so and so to me.” The words are not “He being hereby bound, and, by acceptation hereof, he hereby binds and obliges himself,” &c.
2. The simple feu-charter does not contain any counter obligation by the vassal, on which any diligence against his person or his general estate can possibly be raised. The simple feu-charter is not signed by him at all.
3. The law has provided a variety of special processes and legal remedies peculiar to the superior. But all of these are against the subject or the rents of it, or the vassal's moveables on the ground, or those of the tenant on the ground. Not one of these special processes or legal remedies is against the person of the vassal,
2. The process of mails and duties, for taking the rents of the subject. 3. The process of declarator of non-entry, for taking the subject itself, if the heir of the vassal deceased will not receive investiture of the subject instead, and in terms of the deceased vassal's investiture. 4. The process of declarator of tinsel ob non solutum canonem, for taking the subject itself, if the vassal will not, or does not perform the reddendo. In this last case, so little does the law infer or imply a personal obligation, that all bygone feu-duties are thereby extinguished and sopited.
To these remedies may be added the declarator of liferent escheat, and the declarators of disclamation and of purpresture, which, although now seldom if ever used, are still competent in law. Now, all these are special processes and special remedies which the law has given to feudal superiors as such; and in not one of those can the person of the vassal he touched, nor aught of his, unless it be on the ground of the feu, or be the rent of the subject, or the subject itself. The superior may raise, no doubt, an ordinary action against the vassal, concluding against him personally for the reddendo. But this would be merely a tentative process, to try whether there ought to be a decree against the vassal personally or not. This is no special process or remedy peculiar to a feudal superior. Our feudal laws have been made mostly by feudal superiors, and most certainly they would have provided a statutory remedy against the vassal personally, if the law was, that he, by his acceptance of the feudal investiture, was bound personally for the feudal reddendo.
4. The act 20, Geo. II., appointing horning against the superior on the vassal's procuratory of resignation, to receive the resignatary as vassal, and grant investiture to him, instead of the vassal resigner, implies that the vassal resigner is not personally bound nor personally liable, neither to hold the subject, nor for the reddendo. To hold that the vassal resigner is bound to hold the subject, and yet entitled to demand that the superior shall receive another vassal in the place of him, the resigner, would be to hold a manifest absurdity—and to hold that the superior is compellable, by law, to liberate one party personally bound to the superior, and to receive another personal obligant instead of the obligant liberated, would be to hold another manifest absurdity. The resigning vassal may be a much more solvent, and a much more eligible debtor than the substituted vassal—and a substitution of debtor for debtor, invito creditore, is perfectly unknown in the law.
It seems to be conceded that, in the case of a pure feudal beneficium, the plea on the defender is sound and incontrovertible. But it is said that here the nature of the transaction between the parties is to be considered as a mutual personal contract between them, and that the real heritable right here occurring must be held and interpreted as an emphyteusis, from which may arise personal obligations hine inde, which may be enforced. But I cannot accede to any such proposition or transmutation. The parties—the granter, on the one hand, and the receiver on the other—have adopted a form applicable to the subject-matter between them, known in the law, which is attended and accompanied with certain legal effects, and that form and these consequences no person is entitled to alter or amend. The name adopted, by which the right is altered, is laid hold of for no reason but to make it the foundation of an argument on an assumed state of the fact.
To maintain, in a pure feudal grant, where no personal obligation has been
If a personal obligation can be enforced against the first vassal, from the mere acceptance of the grant, it must be equally effectual against all singular successors who take the same grant, and if this be the law, all those authorities regarding what is “real and personal” may be obliterated from our books.
If the feudal character of the right stamped on it by the parties is to be altered by interpretation, then that change on the nature of the right must be adopted, and followed out and applied in all the legal consequences. And, therefore, if this feu-charter is to be held as a mere consensual written agreement or contract, it may be fairly asked, what are the rights of heirs, widows, and creditors in such a subject?
Is it possible to maintain that any successor to the feu-right in question, the vassal being infeft, could possibly take it up without a special service?
Or, is it possible to maintain that the subjects contained in the feu-charter would not be affected by the right of terce?
Or, lastly, would it be possible to maintain that any creditor would be preferable on the subjects in question, even although he was not secured by infeftment, and that a mere intimated assignation would be sufficient?
For these reasons, and upon the authorities quoted by the defender, I am humbly of opinion that the defender has a right to be assoilzied upon the surrender of his feu-right.
The case was now put out for advising.
The Court accordingly repelled the defence founded on the claim to refute, and remitted the cause to the Lord Ordinary.
Pursuer's Authorities.—2 Stair, 4, 48 and 3, 34; Dirleton v. Feu; Stat. 1457, c 71, and M'Kenzic's Obs. thereon; Marquis of Abercorn v. Marnoch's Trustee, June 26, 1817 (F. C.); Napier v. Spears’ Trustees, May 31, 1831 (ante, IX. 655).
Defender's Authorities.—2 Craig, 3, 25 and 3,1, 2; 2 Stair, 11, 6; Stewart's Ans. v. Feu 2 Bankt. 11, 10; 2 Ersk. 4, 1—2.
Solicitors: Adam Paterson, W.S.— Lockhart and Murray, S.S.C.—Agents.