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PREVENTION OF FRAUD (INVESTMENTS) ACT (NORTHERN IRELAND) 1940 - SECT 8

Information to be furnished to Ministry by holders of licences.

8.(1) The holder of any principal's licence shall forthwith notify in writing
to the Ministry any change which, while the licence is in force, may occur in
the address in Northern Ireland at which he carries on the business of
dealing in securities, and, upon ceasing to carry on that business in Northern
Ireland, shall forthwith notify that fact in writing to the Ministry.

(2) If, at any time while a principal's licence granted to a corporation is in
force, any person becomes a director of the corporation, the corporation shall
forthwith notify in writing to the Ministry the name and address of that
person and also his nationality or the fact that he has no nationality.

(3) If, at any time while a representative's licence is in force, the holder
of the licence leaves or enters the service of or becomes or ceases to be an
agent of any person, he shall forthwith notify the name and address of that
person in writing to the Ministry.

(4) If any person fails to comply with any of the provisions of this section,
he shall be liable on summary conviction to a fine not exceeding fifty pounds.

© 1940 Crown Copyright

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