1. In
this case the applicant, Tina Lee Thomas, seeks judicial review of a decision,
made on 4 December 1997, by the Secretary of State for the Home Department
(“Secretary of State”) to deport the applicant from the United
Kingdom.
2. The
applicant is a national of the United States of America, having been born in
Texas on 11 September 1965, and, in the course of an affidavit sworn on
12 February 1998, she furnished details of her childhood and
adolescence. She stated that her parents divorced when she was very young and
that she spent approximately two and a half years at an orphanage before going
to live with her grandmother when she was four years of age. When the
applicant reached the age of nine her grandmother died and the applicant spent
the next eight years being, to use her own words, “farmed out” to
various family friends and relatives. She has described her adolescent life as
being “extremely chaotic and unhappy” and, from time to time, she
received counselling and therapy for depression. The applicant has stated
that, upon one occasion, she attempted suicide. The applicant attended the
University of Texas and, ultimately, successfully completed a degree in Art
History. Thereafter she worked “from time to time” supporting
herself with the assistance of a small inheritance.
3. Miss
Burden, a Social Worker employed by the North and West Belfast Health and
Social Services Trust (“the Trust”) recorded in her report dated 27
October 1997 that:
4. The
applicant became pregnant at the age of fifteen and subsequently underwent an
abortion and, after becoming pregnant for a second time, at the age of
seventeen, she arranged for the child to be adopted. At all times she has been
acutely aware of her lack of a stable family background and she has expressed
herself as being deeply frustrated by American “values”.
5. At
paragraphs of her affidavit she stated that she decided to move to Ireland
because she believed that she could find a “better, more nurturing, way
of life” although she told Miss Burden that she had decided to come to
Ireland “for a holiday”. Miss Burden recorded that the plaintiff
told her that:
6. The
applicant left America and arrived at Shannon Airport on 12 August 1996. At
the airport her passport was stamped with a three-month entry permit although
it seems that she subsequently lost her passport. On 15 August 1996 the
applicant travelled from the Republic of Ireland into Northern Ireland thereby
acquiring leave to enter the United Kingdom for three months in accordance with
the Immigration (Control of Entry through Republic of Ireland) Order 1972. Her
three months leave expired on 15 November 1996 and thereafter she has remained
unlawfully within the United Kingdom.
7. It
appears that the applicant became pregnant within a fairly short time of her
arrival in Northern Ireland since, on 6 July 1997, she gave birth to a female
child named Aoife Frances Thomas at the Royal Maternity Hospital in Belfast.
The applicant had booked in for ante-natal care at the Royal Maternity Hospital
in January 1997 and it appears that she was hospitalised on three occasions
during her pregnancy.
8. During
the course of compiling the report for the Trust the applicant told
Miss Burden that in March 1997 she had contacted the Catholic Welfare Care
Association Adoption Agency stating that, in the event of being deported, it
would be preferable for her to arrange to have her baby adopted in Ireland and
that she would then commit suicide.
9. During
the course of the hospital admissions she was assessed by a Psychiatrist as
being in need of emotional support and, on 25 April 1997, she presented to
Night Staff at the Royal as very distressed and expressing suicidal
thoughts. She was then assessed by a Clinical Psychologist who recommended
referral to the Community Psychiatric Service. After the birth of Aoife,
staff on the ward requested a further psychiatric assessment after becoming
increasingly concerned at the applicant’s level of distress.
10. The
applicant has stated in her affidavit that she has been in contact with the
father of her child who is “an Irish/British citizen”, but it seems
that he has at all times refused to acknowledge paternity.
11. The
applicant first came to the attention of Social Services in January 1997 when
she applied for financial assistance and, at a case conference prior to the
birth of the child, the Trust decided that, in view of the applicant’s
history of mental health problems, suicidal thoughts and history of disruption,
the baby’s name should be placed on the Child Protection Register and the
applicant should be asked to consider a placement in a hostel for assessment of
her parenting skills. The applicant consented and, in due course, arrangements
were made for her admission to Thorndale. The outcome of this assessment was
very positive and Miss Burden noted that a strong bond existed between mother
and daughter with the mother displaying good management skills and insight into
the needs of the child. The child’s name was subsequently removed from
the Child Protection Register.
12. In
May 1997 the applicant wrote to the Immigration Office informing them of her
continued presence in Northern Ireland and she subsequently consulted the
Law Centre to pursue an application for leave to remain in the United
Kingdom. On 24 July 1997 the Irish authorities confirmed that the
applicant’s Declaration of Irish Citizenship on behalf of her daughter
had been noted in the records of the department. On 4 December 1997 the
applicant was interviewed by Bernard Langan at the Immigration Office in
Belfast and a decision was made that she should be deported from the United
Kingdom in accordance with Section 3(5) of the Immigration Act 1971. The
circumstances under which that decision came to be taken have been set out in
detail by John Hill Waddell of the Home Office Immigration and Nationality
Directorate in his affidavit of 7 April 1998.
13. On
8 December 1997 the applicant lodged an appeal under Section 15(1) of the 1971
Act. As a matter of course, this appeal prompted a reconsideration of the
decision of 4 December 1997, but the conclusion reached was that the
determination had been properly made. The Order 53 statement in support of the
application for judicial review was lodged on 13 February 1998 and, in the
light of that application, the impugned determination was reviewed for a second
time on behalf of the Secretary of State. The matter was
reconsidered generally by Mr Stephen Still of the Home Department Immigration
and Nationality Directorate and this included an assessment of the
applicant’s grounds for judicial review together with the affidavits and
exhibits thereto. The circumstances of this further review of the
applicant’s case have been set out in detail by Mr Still in his affidavit
of 14 April 1998.
14. On
17 July 1998 Dr Philip McGarry, Consultant Psychiatrist, lodged an affidavit on
behalf of the applicant to which he exhibited a report on the applicant dated
9 July 1998. On 6 August 1998 Miss Burden, Social Worker, lodged a
brief affidavit to which she exhibited an up-to-date report from the Trust
relating to the applicant. On 27 August 1998 Miss Ann Grimes from the Law
Centre lodged an affidavit exhibiting a report from “Legal Aid of Central
Texas” relating to financial and psychological support that would be
available for the applicant and her child in Austin, Texas.
15. These
materials were all considered by Mr Still who lodged a further affidavit on
30 September 1998 indicating that these up-to-date developments had been
taken into account and that, having done so, the original decision had been
confirmed.
16. Part
1 of the Immigration Act 1971 (“the 1971 Act”) created the concept
of “the right of abode in the United Kingdom” and, as a general
rule, those possessing this right are:
17. The
applicant has not possessed the statutory right of abode in the United Kingdom
at any material time. Section 3(1) of the 1971 Act created the concept of
“leave to enter” the United Kingdom. By virtue of Article 4(1) of
the Immigration (Control of Entry through Republic of Ireland) Order 1972
(“the 1972 Order”) the applicant acquired leave to enter the United
Kingdom by operation of law. The effect of Article 4(4)(
a)
of the 1972 Order is that such leave was limited to a period of three months.
Thus, from 16 November 1996 the applicant’s status has been that of
an illegal entrant. Section 3(5) of the 1971 Act, inter alia, provides
that:
18. The
Immigration Rules made by the Secretary of State in accordance with the
provisions of Section 3(2) of the 1971 Act set out:
20. The
respondent’s consideration and application of Rule 364 has been set out
at paragraphs 5-8 of Mr Waddell’s affidavit, paragraphs 5-7 of Mr
Still’s first affidavit and paragraphs 2-7 of Mr Still’s second
affidavit.
21. The
applicant was represented by Mr John Larkin while
Mr Bernard McCloskey appeared on behalf of the respondent. I am
indebted to both counsel for the extent of their research and the degree of
care and clarity with which they formulated their respective submissions.
23. While
he accepted that, apart from a small number of exceptions, the provisions of
the Human Rights Act 1998 are not due to come into force until October 2000,
Mr Larkin relied upon the provisions of Section 22(4) of that Act in
support of a submission that it would be “irrational” in the
Wednesbury sense to merely “have regard” rather than to apply
Article 8 of the European Convention on Human Rights (“the ECHR”).
24. While
accepting that in
R
v DPP ex parte Kebilene and others
[1999] 3 WLR 972, the House of Lords rejected an argument in favour of a
legitimate expectation as inconsistent with a clear statutory intent to
postpone the coming into effect of the central provisions of the Human Rights
Act – see the remarks of Lord Steyn at page 982 - Mr Larkin
nevertheless sought to argue that it would be irrational not to apply Article 8
in these proceedings having regard to their likely duration, including the
possibility of appeals and/or a reference to the Court of First Instance of the
European Court of Justice.
25. I
do not accept this argument. It does not seem to me that the decision in
R v Kebilene
has significantly altered the status of the Convention in domestic law which,
in my view, at present, remains as set out by Sir Thomas Bingham MR, as he then
was, in
ex
parte Smyth
[1996] QB 517 at page 558E when he said:
26. It
seems to me that to hold that it was irrational only to “have
regard” to Article 8 would be tantamount to holding that rationality
required the decision-maker to treat Article 8 as being currently in force
which would result in the incorporation of the Convention into domestic law by
the “back door” – see Lord Ackner in
Brind
v Secretary of State for the Home Department
[1991] 1 AC 696 at 761H-762A. Furthermore, such an approach would be contrary
to the intention of Parliament which is clearly not to bring into force the
substantive provisions of the Human Rights Act 1998 giving effect to Convention
rights in domestic law until 2 October 2000.
27. At
paragraph 7 of his affidavit of 14 April 1998, Mr Still confirmed that he did
have regard to Article 8 and to the jurisprudence of the European Court of
Human Rights in the context of immigration cases and I would not be
prepared to condemn his approach as Wednesbury irrational.
28. However,
even if Mr Larkin was correct in his submission that the decision-maker ought
to have applied Article 8 of the Convention rather than merely “having
regard” to it, I remain far from satisfied that any breach of Article 8
has in fact been established in the course of this application. The approach
of Mr Waddell, HM Inspector of Immigration for Scotland and Northern
Ireland, is set out at paragraphs 4-8 of his affidavit of 7 April 1998 and, as
I have already noted above, at paragraph 7 of his affidavit of 14 April 1998,
Mr Still averred that he did have regard to Article 8 of the Convention and to
the jurisprudence of the European Court of Human Rights in the context of
immigration cases. In particular he referred to the decision in
Sorabjee
v United Kingdom
[23 October 1995 – Application No 23938/94].
30. The
Commission specifically expressed the view that the possible shortcomings in
healthcare in Kenya were not of such a nature or a degree to impinge on respect
for family or private life and went on to hold that there were “... no
elements concerning respect for family or private life which in this case
outweighed the valid considerations relating to the proper enforcement of
immigration controls.” In the circumstances, the Commission rejected the
application as “manifestly ill-founded” within the meaning of
Article 27 paragraph 2 of the Convention.
31. I
also note the views of the learned authors of Harris and others “Law of
the European Convention on Human Rights” expressed at page 332:
32. The
one factor which might be argued to be of particular significance in this case
in relation to a potential breach of Article 8 is the potential for the
applicant to commit suicide and I propose to consider this aspect of the case
in further detail later in the judgment.
33. Mr
Larkin submitted that Article 8(
a)
created an autonomous substantive right to move and reside freely in community
territory and that the impugned decision to remove the applicant would have the
inevitable consequence of precluding her child, Aoife, from freely exercising
her rights in accordance with Article 8(
a).
In support of this submission Mr Larkin relied upon the opinions of the
Advocates General in
Maria Martines
Sala v Freistaat Bayern
(ECJ 12 May 1998 Case No C-85/96) and
Wijsenbeek
v Netherlands
(ECJ 12 October 1999 Case No C-378/97).
34. By
way of response Mr McCloskey submitted that Article 8(
a)
did not have direct effect and was, at most, merely declaratory of existing
European rights and that, in any event, on the facts of this case, there had
not been any infringement of Article 8(
a).
35. The
significance of Articles 8 and 8(
a)
of the Treaty, as amended, was considered by the Court of Appeal in
Phull
v Secretary of State for the Home Department
[1996] IMM AR 72. In that case the respondent sought to deport an Indian
national who had married a British citizen. It was argued on behalf of the
applicant that the right of residence in the Member State, enjoyed by the
applicant’s British husband, carried with it a right to family reunion in
that State. In giving the judgment of the Court of Appeal, Leggatt LJ
expressed the view that the language of the Article did not support the
argument that Article 8(
a)
had introduced a departure from the principle that the right to move freely and
to reside with Member State was inapplicable in wholly internal situations and
he noted that academic writers were virtually unanimous in the view that the
new right created by Article 8(
a)
did not significantly extend the rights of free movement and residence enjoyed
by nationals of Member States under the EC Treaty and Council Directives.
He further pointed out, at page 77 of the judgment, that in all the cases cited
before the Court of Appeal the right of a citizen to have his or her family
residing with him or her was given not by an Article of the Treaty expressed in
general terms, but by specific subordinate legislation such as Community
Regulations or national legislation following a Directive. He went on to
conclude that:
36. At
page 78, in relation to a suggestion that the case should be referred to the
European Court of Justice in accordance with Article 177 of the Treaty
Leggatt LJ said:
37. A
similar view of Article 8(
a)
was taken by a differently constituted Court of Appeal in
Vitale
v Secretary of State for the Home Department
[1996] IMM AR 275 and that court also rejected a request for a reference under
Article 177 noting that the House of Lords had refused leave to
appeal in
Phull’s
case without making any reference under Article 177. Mr McCloskey also
referred me to page 659 of Wyatt and Dashwood “European Community
Law” (3
rd
Edition 1993) where, in relation to Article 8(
a),
the learned authors observed:
38. At
paragraph 18 of his opinion in
Maria
Martines Sala v Freistaat Bayern
Advocate General La Pergola said:
39. Again,
when dealing with the prohibition of discrimination on grounds of nationality
he went on to say, at paragraph 20:
40. However,
in the course of giving judgment, the court itself did not deal with the
submissions of the Advocate General relating to Article 8(
a)
observing, at paragraph 60 of the judgment:
41. The
European Court of Justice has demonstrated little enthusiasm for providing a
definitive analysis of the “citizenship” provisions contained in
Article 8(
a)
to (
e).
In
Skanavi
[1996] ECR 1-929 the court expressed the view that Article 8(
a)
was a general expression of the rights provided under Article 52 (now Article
43 governing the freedom of establishment), and therefore secondary in
importance to specific free movement provisions and the court noted that, as a
consequence, “it is not necessary to rule on the interpretation of
Article (
a)”.
In
Poukhalfa
[1996] ECR 1-2253 Advocate General Léger described Article 8 as
being of “considerable symbolic value” and suggested that it was
the responsibility of the court to take citizenship from the constitutional
twilight zone noting that “it is for the court to ensure that its full
scope is attained” (page 2271 para 63 of the
Advocate General’s Opinion). In the course of giving judgment the
court made no reference either to Article 8 or to the
Advocate General’s arguments. Advocate General Pergola’s
Opinion in the
Sala
case was delivered on 1 July 1997 and I was helpfully furnished with a copy by
the parties to these proceedings. There is no doubt that Advocate General
Pergola considered that Article 8(
a)
was of considerable importance and, I have already referred to his remarks at
paragraph 20 of the opinion. At paragraph 23 the Advocate General went on to
say:
42. However,
as I have already noted above, ultimately, the court steadfastly declined this
invitation. I was also provided with a copy of The Times report of the
decision of the European Court of Justice in
Wijsenbeek
– case C-378/97 in which Article 8(
a)
was referred to by the court, but only upon a hypothetical basis.
43. In
the circumstances I am clearly bound by the authority of the Court of Appeal
decisions and, accordingly, I reject Mr Larkin’s submissions in relation
to Article 8(
a).
Despite the valiant efforts of the Advocates General, there is nothing in the
European jurisprudence to which I have been referred that suggest to me that
the decisions of
Phull
and
Vitale
should be reconsidered and, accordingly, bearing in mind the guidance afforded
by
R
v International Stock Exchange of the UK ex parte Else
[1993] QB 534, I do not consider that this is an appropriate case for an
Article 234(177) Reference.
44. During
the course of his helpful submissions Mr Larkin advanced the proposition that
accession by a national State to an international agreement or treaty gives
rise to a substantive legitimate expectation that the State will honour the
terms of that agreement or treaty. In this context Mr Larkin referred to
Article 3(1) of the United Nations Convention on the Rights of the Child
(1989) (“the 1989 Convention”). Article 31 of the 1989 Convention
provides:
45. Mr
Larkin also referred to Articles 3(2), 5, 6(2), 7 and 9 of the 1989 Convention.
In the course of developing this argument, Mr Larkin drew my attention to the
recent Court of Appeal decision in
R
v North and East Devon Health Authority ex parte Coughlan
[2000] 2 WLR 622: [2000] 3 All ER 850 upon which he relied as confirming the
existence of the concept of substantive legitimate expectation and he referred
to
R v Secretary
of State for the Home Department ex parte Ahmed and Patel
[1999] IMM AR 22 and to
R
v Uxbridge Magistrates’ Court ex parte Adimi
[1999] 4 All ER 520 as authority for the proposition that such a substantive
legitimate expectation could be founded upon the provisions of an international
Convention or treaty.
46. Mr
Larkin accepted that a clear statutory intent to postpone the coming into
effect of legislation seeking to apply the terms of such a treaty or Convention
would prevent such a legitimate expectation from coming into existence noting
the remarks of Lord Steyn in
R
v DPP ex parte Kebeline
[1999] 4 All ER 801 at 833. However, he submitted that neither the Court of
Appeal nor the House of Lords in
Kebeline
had rejected the proposition that a substantive legitimate expectation could be
founded upon an international treaty or convention out of hand or condemned it
as fundamentally flawed.
47. In
the course of a carefully constructed submission advanced on behalf of the
respondent in relation to this aspect of the case, Mr McCloskey urged upon the
court the importance of returning to the historical origins of the doctrine of
legitimate expectation and, in particular, the analyses contained in the
judgments in
Council
of Civil Service Unions v Minister for the Civil Service
[1985] 1 AC 374. Mr McCloskey also relied upon the detailed analysis of
the doctrine of legitimate expectation contained in the judgment of Carswell J,
as he then was, in
Re Police Association
for Northern Ireland’s application
[1990] NI Reports 258 at 271 to 274. At the conclusion of this review Carswell
J, as he then was, expressed the view that the doctrine of legitimate
expectation was part of the corpus of law concerned with the duty to act in
accordance with the rules of natural justice and went on to observe, at page 274:
48. Since
the House of Lords decision in the
GCHQ
case the law relating to judicial review has undergone a period of widespread
and rapid development and one of the recurring themes has been the debate as to
whether the doctrine of legitimate expectation should be confined to the manner
or procedure by which decisions are reached or whether it extends to securing a
substantive benefit. Laws LJ has tended to espouse the former view eg
R
v Secretary of State for Transport ex parte Richmond LVC
[1994] 1 All ER 577 – while the latter approach has been favoured by
Sedley MJ eg
R
v Ministry of Agriculture, Fisheries and Food ex parte Hamble
[1995] 2 All ER 714. In
R
v Secretary of State for the Home Department ex parte Hargreaves
[1997] 1 All ER 397 the Court of Appeal in England rejected the concept of a
substantive legitimate expectation. At page 4112 Hirst LJ said:
50. In
the course of giving judgment at first instance Carswell LCJ in
Re Croft’s application
[1997] NI Reports 1 referred to the depth of judicial and academic debate upon
this topic and, after reviewing some of the more recent authorities and
Articles, he held that if the doctrine of legitimate expectation extended to
the upholding of substantive rights there would have to be a clear and
unambiguous representation or statement of policy to give rise to an
expectation. In his view there was nothing of that nature in
Croft’s
case. By the time that
Croft’s
application
reached the Court of Appeal
Hargreaves
had been decided in England and the Northern Ireland Court of Appeal
recognised the adverse impact of the latter decision upon the argument of those
contending in favour of a substantive legitimate expectation. However, in the
course of a lucid and careful analysis of the doctrine of legitimate
expectation in
Re
Hampson’s application
[1998] NIJB 188 Girvan J with reference to the decision in
Hargreaves
observed, at page 193:
51. It
seems clear that in
Kebeline
the argument in favour of a substantive legitimate expectation was pursued more
vigorously in the Court of Appeal than before the House of Lords. In the
former both Lord Bingham CJ and Laws LJ referred to the argument in favour of
legitimate expectation of substance based on the decision in
R
v Secretary of State for the Home Department ex parte Ahmed and Patel
in which Lord Woolf MR had cited with approval the reasoning of the High
Court of Australia in
Minister
for Immigration and Ethnic Affairs v Teoh
(1995) 128 ALR 353 at 385. In
Ahmed
and Patel
Lord Woolf MR said, at page 583-584:
52. It
is to be noted that Lord Woolf’s remarks expressed possibilities and that
on the following page at 584F he found that there was no basis in fact, in the
context of the relevant policies, for the legitimate expectation sought to be
established on the part of the applicants. No doubt this was the reason while
Laws LJ referred to Lord Woolf’s observations as obiter in
Kebeline
– see page 825 of his judgment.
53. At
page 539 Newman J referred to the judgments of Mason CJ and Dean J in the
Australian case of
Teoh
and went on to say:
54. Newman
J recorded that no argument had been advanced on the basis that the facts gave
rise to a substantive legitimate expectation, noted that this was a developing
area, referred to
Coughlan’s
case and, in the absence of argument, he did not express any view.
55. In
his able submissions on behalf of the respondent, Mr McCloskey criticised a
number of the more recent authorities for failing to adequately analyse the
historical origins of the doctrine of legitimate expectation. He argued that
such analysis would inevitably confirm that the doctrine was restricted to
procedural fairness. I accept entirely the wisdom of this submission, but I
think that, as always, it is important to bear in mind that history is a
continuous process and that the vital dynamic of the common law has been an
enduring tension between stability and creative development. As SedleyLJ in
England and Girvan J in this jurisdiction have both noted substantive
legitimate expectation is well established in Community Law and the rules and
jurisprudence of this system have served to substantially influence domestic
law since the passage of Section 2(1) of the European Communities Act 1972. In
the field of judicial review of administrative decisions a strict adherence to
the formalities of jurisdiction has gradually given way to a much greater
emphasis upon the concept of “fairness”. This concept lies at the
heart of the doctrine of legitimate expectation in so far as it recognises that
the particular circumstances of an individual case may have a significant
impact upon the way in which a decision-maker exercises his powers and duties.
In
Coughlan’s
case the Newcourt patients moved to Mardon on the strength of an assurance that
Mardon would be their home as long as they chose to live there. This was an
express promise or representation made on a number of occasions in precise
terms. It was made to a small group of severely disabled individuals who had
been housed and cared for over a substantial period in the health
authority’s predecessor’s premises at Newcourt. It specifically
related to identified premises which, it was represented, would be their home
for as long as they chose. It was in unqualified terms. It was repeated and
confirmed to reassure the residents. It was made by the health
authority’s predecessor for its own purposes, namely to encourage
Ms Coughlan and her fellow residents to move out of Newcourt and move into
Mardon House, a specifically built substitute home in which they would continue
to receive nursing care. The promise was relied on by Ms Coughlan. I note
that these would appear to be precisely the type of circumstances anticipated
by Carswell LCJ in the passage from
Croft’s
application
cited above.
56. The
judgment of the court in
Coughlan’s
case was delivered by Lord Woolf MR who identified three categories
of legitimate expectation. These were:
57. In
cases in the third category the court held that, once a legitimacy of the
expectation is established, the court will have the task of weighing the
requirements of fairness against any overriding interest relied upon for the
change of policy. Rather than asking whether the decision was ultra vires in
the restricted Wednesbury sense the court went on to focus upon the issue as to
whether, through unfairness or arbitrariness, it amounted to an abuse of power.
I pause simply to note that whereas arbitrariness, or capriciousness, might
well be understood by judicial review practitioners as forms of Wednesbury
“irrationality”, “unfairness”, falling short of
irrationality, would be regarded as a significant development by those taking a
traditional view of legitimate expectation. At page 648 Lord Woolf, after
noting that the court’s task was to ensure that the power to make and
alter policy was not abused by unfairly frustrating legitimate individual
expectations went on to say:
58. It
is not altogether easy to see how a decision could be both described as
rational, whether “bare” or otherwise, and at the same time be
objectively “arbitrary”. Provided that it was rational the fact
that it might also be seen as “unfair” by an applicant would not be
sufficient to fall foul of the traditional Wednesbury test. I also note that,
ultimately, the Court of Appeal found that the Health Authority failed to take
into account that it had a legal obligation to provide Ms Coughlan with
‘a home’ thereby revealing territory much more familiar to the
traditional Wednesbury practitioners. However, it is clear that the court did
intend to revisit the Wednesbury limits in adopting the “abuse of
power” test and at page 649 the approach was summarised in the following
terms:
59. The
court went on to confirm that fairness in such a situation, if it is to mean
anything, must include “fairness of outcome”.
60. The
final authority that I intend to mention is that of
R
v Secretary of State for Education and Employment ex parte Begbie
[2000] 1 WLR 1115. This case is significant in the development of the doctrine
of substantive legitimate expectation in so far as it appears to indicate a
reconciliation between Laws LJ and Sedley LJ as well as some degree of
reconsideration of
Hargreaves.
The issue was whether a child had established a legitimate expectation that
her assisted place at an independent school would continue on the basis of
various statements made by Ministers of the present Government both when in
opposition and subsequent to election. The court comprised Peter Gibson, Laws
and Sedley LJJ. At page 1124 Peter Gibson LJ, who, in
Hargreaves,
had agreed with his fellow Lord Justices in describing the doctrine as
“heresy” and “wrong in principle”, accepted that the
rule did operate in the field of substantive as well as procedural rights
although he went on to emphasise that it would be wrong to understate the
significance of reliance in this area of the law. In his view it was very much
the exception, rather than the rule, that detrimental reliance would not be
present when the court finds unfairness in the defeating of a legitimate
expectation. At page 1129 Laws LJ said:
62. In
other cases the act or omission complained of may take place on a much smaller
stage, with far fewer players. Here, with respect, lies the importance of the
fact in the
Coughlan
case [2000] 2 WLR 622 that few individuals were effected by the promise in
question. The case’s facts may be discreet and limited, having no
implication for an innominate class of persons. There may be no wide-ranging
issues of general policy, or none with multi-layer effects, upon whose merits
the court is asked to embark. The court may be able to visit clearly and with
sufficient certainty what the full consequence will be of any order it makes.
In such a case the court’s condemnation of what is done as an abuse of
power, justifiable (or rather, falling to be relieved of its character as
abusive) only if an overriding public interest is shown of which the court is
the judge, offers no offence to the claims of democratic power.
63. There
will of course be a multitude of cases falling within these extremes, or
sharing the characteristics of one or other. The more the decision challenged
lies in what may inelegantly be called the macro-political field, the less
intrusive will be the court’s supervision. More than this: in that
field, true abuse of power is less likely to be found, since within it changes
of policy, fuelled by broad conceptions of the public interest, may more
readily be accepted as taking precedence over the interests of groups which
enjoy expectations generated by earlier policy.”
64. It
seems clear that, if the applicant in that case had been able to show reliance
and detriment in consequence, Laws LJ would have been prepared to uphold the
claimed legitimate expectation. Sedley LJ indicated his agreement with his
brethren observing, in relation to the argument in relation to legitimate
expectation, that the representation had not been made to the applicant and
that it had been corrected before she had altered her position in reliance upon
it. However, the circumstances in both
Coughlan
and
Begbie
are very different from the present case.
65. Applying
the principles which appear to have emerged from the above review of
authorities, I am quite satisfied that the applicant cannot establish a
legitimate expectation that Article 31 or any of the other provisions of the
1989 Convention will be directly applied to her case. To permit her to do
so would be to incorporate the provisions of the Convention by the “back
door”.
66. In
the Court of Appeal in
Kebeline
[1999] 4 All ER 801 Laws LJ said, in relation to a similar argument, at page 825:
67. However,
as Laws LJ himself went on to say in
Kebeline
this does not necessarily mean that a relevant Convention is a “dead
letter” in the law of England. In that case, dealing with Article 8 of
the ECHR, Laws LJ went on to observe:
68. It
is also important to note, at this point, that in the course of giving judgment
in
Minister
for Immigration and Ethnic Affairs v Teoh
[1995] 128 ALR 353 at 365 Mason CJ and Deane J in the High Court of
Australia referred to the relevant Convention as an adequate foundation for
legitimate expectation “absent statutory or executive indications to the
contrary”. The 1989 Convention was adopted by the United Kingdom
Government on 16 September 1991 subject to a reservation in the following terms:
69. As
Mr Stephen Still of the Home Department Immigration and Nationality Directorate
recorded in his affidavit dated 14 April 1998, the applicant appealed from the
initial determination by Mr Waddell. This appeal prompted a reconsideration of
the determination which concluded that the determination had been properly
made. Subsequent to the application for judicial review the determination was
reviewed for a second time on behalf of the Secretary of State and, upon this
occasion this involved an assessment of the applicant’s grounds of
challenge by way of judicial review together with her affidavits and exhibits
thereto. At paragraph 8 of his said affidavit Mr Still confirmed that the
Secretary of State did have regard to the provisions of the 1989 Treaty
concluding that the domestic immigration laws and policies which had produced
the impugned determination were broadly consistent with the thrust of the
Convention. The Secretary of State also noted that the Convention did not
form part of domestic law and that the reservation thereto was valid.
70. In
relation to a similar argument based on the 1989 Convention in
Gangadeen
and another v The Secretary of State for the Home Department
[1998] IMM AR 106 Hirst LJ observed, at page 116, that the reservation amounted
to an “insuperable difficulty” in bringing into play the provisions
of the 1989 Convention. After quoting the reservation he went on to say, at
page 117:
71. Mr
Larkin accepted the significance of the UK reservation to the
1989 Convention, but submitted that the proper way for this to be dealt
with was for the decision-maker first to consider the interests of the child
and then to determine whether, in the circumstances of a particular case, it
was right to apply the domestic legislation ie the 1971 Immigration Act and
Rules. He argued that the respondent’s affidavits did not disclose any
material to indicate that the interests of the child had been properly
considered. In my view this submission simply does not do justice to
paragraphs 5-10 of Mr Still’s affidavit of 14 April 1998. I consider
that any legitimate expectation enjoyed by the applicant would have been
limited to an expectation that the provisions of the 1989 Convention, including
the reservation, as interpreted by domestic law would be taken into account by
the decision-maker in relation to her child. I am satisfied on the basis of Mr
Still’s affidavit that this expectation has been fulfilled in this case.
72. While
I accept the cautionary words of Laws LJ in
Begbie’s
case that the categories are not “hermetically sealed”, if it was
necessary for me to do so, I would be quite satisfied that the facts of this
case place any legitimate expectation which the applicant might enjoy in
relation to the provisions of the 1989 Convention firmly in the first of the
three categories identified by Lord Woolf MR at page 645 of the judgment in
Coughlan’s
case and that, consequently, the court is confined to reviewing Mr
Still’s decision upon Wednesbury grounds. It will be clear from my
previous remarks that I am quite satisfied that such grounds have not been
established in this case. Accordingly, I reject Mr Larkin’s submissions
in relation to this aspect of the case.
73. As
he had in relation to Article 8 of the ECHR, Mr Larkin also argued that it was
Wednesbury irrational to merely “have regard to” rather than to
apply the provisions of the 1989 Convention. I reject this argument also for
the reasons set out in the previous section relating to “Irrationality
and Article 8 ECHR”.
74. During
the course of setting out the applicant’s history I have already referred
to an alleged suicide attempt together with subsequent threats to commit
suicide. During the course of her hospital admissions she was psychiatrically
assessed by both a Psychiatrist and a Clinical Psychologist with the latter
recommending referral to the Community Psychiatric Service. As I have already
noted, on 25 April 1997, she presented to the Night Staff at the Royal Victoria
Hospital in a very distressed condition expressing suicidal thoughts. After
the birth of her child, staff on the ward requested further assessment after
becoming increasingly concerned at the applicant’s level of distress,
although I have also noted that, ultimately, the child’s name was removed
from the Child Protection Register.
75. In
the course of his report dated 9 July 1998 Dr Philip Megarry,
Consultant Psychiatrist, recorded that he had been involved in the
applicant’s treatment during her stay in the Royal Maternity Hospital in
July 1997 and that he had seen her again on 9/10 June 1998 for the purpose of
carrying out a medical examination and recording a full personal, social and
medical history. Dr Megarry noted that, upon that occasion, he found no
evidence of psychotic symptoms, current suicidal thinking or clinical
depression. The applicant told him that she could not face the possibility of
being returned to America and that, if this happened, she thought that the best
thing might be for her to give up the baby for adoption and commit suicide. Dr
Megarry advised the applicant to continue on her anti-depressant medication and
concluded his report in the following terms:
76. On
30 September 1998 Stephen Still lodged a further affidavit dealing with his
consideration of the Report of Legal Aid of Central Texas as well as the
affidavits sworn by Janique Burden and Dr Megarry. Mr Still referred to Dr
Megarry’s negative findings on examination and, in relation to the
applicant’s suicide threat, he said, at paragraph 4:
77. At
paragraph 7 of the same affidavit Mr Still confirmed that the determination to
deport the applicant remained unchanged stating, specifically in relation to
the suicide threat:
78. Mr
Larkin submitted that the content of paragraphs 4 and 7 of his second affidavit
indicated that Mr Still had mis-directed himself with respect to the nature and
gravity of the risk to the applicant’s life in the event of deportation
as detailed in Dr Megarry’s report. By way of response, Mr
McCloskey refuted the suggestion on any mis-direction and reminded the court
that Mr Still had indicated that he had taken into account the risk and Dr
Megarry’s report. In such circumstances, according to Mr McCloskey,
the relevant test was that of Wednesbury unreasonableness with weight being a
matter for the decision-maker.
79. The
right to life is recognised as fundamental not only by Article 2 of the ECHR
but, I venture to suggest, in common with a number of other Convention rights,
also at common law. In practice, the applicant in these proceedings is a
“single mother” and consequently the risk of her suicide also has
devastating implications for her child. In
Austin’s
application
[1998] NI Report 327 I respectfully adopted the approach of Sir Thomas
Bingham MR, as he then was, in
R
v Ministry of Defence ex parte Smith
[1996] QB 517 when he approved the test of irrationality in this type of
circumstance in the following terms:
80. I
would also refer to the judgment of Lord Woolf MR in
R
–v- Lord Saville ex parte A
[1999] 4 All ER 860 at 870g-872e and 881f to 882c.
81. The
correct approach to this type of issue has been recently further considered by
the Court of Appeal in
R v Secretary of State for the Home Department ex parte Turgut
(The Times, February 15, 2000).
Turgut’s
case concerned a potential violation of Article 3 of the Convention not to be
subjected to torture or inhuman or degrading treatment or punishment. In the
course of giving his judgment, Simon Brown LJ concluded that the domestic
court’s obligation on an irrationality challenge in an Article 3 case was
to subject the Home Secretary’s decision to rigorous examination and it
did that by considering the underlying factual material for itself to see
whether or not it compelled a different conclusion to that arrived at by the
Home Secretary. Only if it did would the challenge succeed. However, he
observed that the court would not pay any special deference to the Home
Secretary’s conclusion of the facts firstly, because of the fundamental
nature of the Article 3 right and secondly because the court was hardly less
well placed than the Home Secretary to evaluate the risk once the relevant
material was placed before it. His Lordship rejected the applicant’s
contention that the Home Secretary had knowingly mis-represented the evidence
or shut his eyes to the true position, but accepted that the court must
recognise at least the possibility that the Home Secretary had:
82. In
this context I note that Dr Megarry’s report was exhibited to his
affidavit dated 17 July 1998 subsequent to three considerations of the
issue each of which was determined against the applicant.
83. Taking
into account the fundamental nature of the right concerned and subjecting the
decision to anxious and rigorous scrutiny in accordance with the decisions of
the Court of Appeal in
Smith
and
Turgut
I have come to conclusion that the Secretary of State has mis-directed himself
in relation to the risk of the applicant’s suicide. It is clear from
paragraph 4 of Mr Still’s second affidavit that he did depreciate the
evidence of this risk by reason of the fact the applicant expressed it only in
terms of a possibility, that Dr Megarry did not analyse in detail the prospect
of the threat materialising and that he did not analyse or discuss in any
detail the motivation or genuineness of the threat. In my view this simply
does not reflect a proper or balanced assessment of the opinion expressed by an
eminent Consultant Psychiatrist who, after taking into account his personal
knowledge of the applicant, together with a detailed personal, social and
medical history, came to the clear conclusion in relation to the risk of
suicide that it was “clearly a major concern if she is to be
deported”. In my view this opinion in itself was quite capable of
providing firm evidence that the risk would occur.
84. Accordingly,
I will make an order of certiorari quashing the decision of the Secretary of
State upon this ground.