1. He
also ordered that the offender be disqualified from driving on each count for a
period of five years, the periods to run concurrently.
2.
On 1 January 2000 at approximately 2.15 am police received a message that an
apparently drunk male had been seen getting into a car at Donard Car Park,
Newcastle after causing a disturbance outside a night club. Two police
officers in a car, the driver Reserve Constable Rodney Hanna and the observer
Constable Paul Thomas Hanna, went to the car park. There they saw a
red Ford Sierra, with a male person in the driving seat and a female in
the front passenger seat. The driver saw the police and drove out on to
Bryansford Road. They followed that car, along with two other officers, the
driver Constable Ward and the observer Reserve Constable Samuel Paul Hanna, in
a second police car which had come to the scene. The Ford Sierra was driven at
speed through Newcastle and along the road leading to Annalong. The driver
ignored the flashing lights and two-tone horns of the two police vehicles. He
drove at high speed to Ballagh Road, with the car’s lights off, and at a
point a little over three miles from Donard Car Park the car struck the rear of
another vehicle travelling in the same direction. It went out of control and
struck a stone wall with such force that a large section of the wall was
knocked down and collapsed into the adjacent field. The car mounted the bank,
becoming briefly airborne, then struck a gate pillar, spun round and finished
up in the road facing towards Newcastle. It was extensively damaged. In the
latter stages of the collision the passenger, Nicola Joanne Russell, who had
not been wearing a seat belt, was thrown from the car and sustained serious
head injuries from which she died later that morning. She was aged sixteen
years and was engaged to be married to the offender, whose child she was
expecting.
3. The
driver of the car, the offender Gerard James Rogan, then aged 25 years, was
arrested and taken to Newcastle police station. On breath test it was found
that his breath contained 66 microgrammes of alcohol per 100 ml of breath, 31
microgrammes above the prescribed limit. He was at the time disqualified from
driving, a twelve-month ban having been imposed by Belfast Magistrates’
Court on 13 August 1999 for driving with excess alcohol. He also had a couple
of minor driving convictions.
4. The
observer in the front police car, Constable Paul Thomas Hanna, felt a bump as
he came up to the scene of the accident, and was afterwards concerned that the
car might have run over Miss Russell as she lay in the road. He reported his
concern and part of the police investigation was directed towards ascertaining
whether he might have done so. If the findings of the vehicle examiner and the
pathologist are correct, he did not in fact run over Miss Russell’s body.
The solicitors for the offender wished to check this possibility, however, and
entered into correspondence with the Department of the Director of Public
Prosecutions. Through confusion caused by the similarity of the names of the
officers, they were given the wrong name of the observer who reported feeling
the bump and subsequent correspondence did little to clear up the confusion.
They therefore prepared to mount a defence based upon the possibility that the
death of the deceased was not caused by her being thrown from the
offender’s car but by her being run over by the police car.
5. When
the case came to trial defence counsel asked to see the judge and he and
prosecuting counsel saw him in chambers. According to defence counsel, it was
indicated to the judge that the offender wished to contest the case on the
issue of the cause of death, and he was asked to adjourn the case in order to
allow a report to be obtained from a forensic pathologist, whose preliminary
views had only just been obtained. The judge was also informed that the
parents of the deceased girl did not wish the offender to receive a custodial
sentence and that her father was prepared to say so in court. We were informed
that the judge indicated to counsel in chambers that if the father of the
deceased so stated in open court he would, in the exceptional circumstances of
the case, impose a suspended sentence. Crown counsel told us that he did not
acquiesce in this course of action, but informed the judge that if it were
taken the Attorney General might wish to consider referring the sentence to
this court.
6. The
offender decided, after discussion with his counsel, to plead guilty to the
charges on the basis that his driving was a causative factor in the accident
which led to the death of the deceased, while maintaining that it was not the
principal cause of her death. A plea was entered on this basis and Miss
Russell’s father made a plea for leniency in court, which the judge
described as follows in his sentencing remarks:
7. The
judge recognised that, as he stated, “in the normal course of events a
sentence of immediate imprisonment would be inevitable”. In view of the
fact that the offender and the deceased were engaged to be married, her
father’s plea for leniency and the issue about the cause of death, he
decided instead to impose the suspended sentences and fines which we have set
out. He described his course of action as a “wholly exceptional view,
which is not to be taken as any sort of precedent”.
8. Mr
Weatherup QC on behalf of the Attorney General submitted that a suspended
sentence was unduly lenient for such dangerous and irresponsible driving,
particularly in the case of an offender who was already disqualified from
driving. He pointed to the presence of a number of the aggravating factors
stemming from the judgment of Lord Lane CJ in
R
v Boswell
[1984] 3 All ER 353 at 357 and enumerated in Archbold, 2001 ed, para 32-8:
the offender’s heavy consumption of alcohol, his prolonged, persistent
and deliberate course of very bad driving, his driving whilst disqualified, his
previous convictions for motoring offences and his attempt to avoid
apprehension by driving off at speed. He acknowledged the mitigating effect
of the plea of guilty, the offender’s remorse and the closeness of his
connection with the deceased, but submitted that the balance was still heavily
against the offender and that the sentence was incontestably too lenient.
9. Mr
Barry Macdonald QC for the offender emphasised, in addition to the mitigating
factors which we have mentioned, the expectation aroused by the indications
given by the judge in chambers, upon which the offender had acted in pleading
guilty. He suggested that to disturb his decision now could be a breach of
Article 6 of the European Convention on Human Rights. Not only should the
court show compassion towards the offender in the circumstances of the case,
but it would be an injustice to him to send him to prison after all that had
taken place. The judge, who had long experience of criminal trials and
sentencing, was in the best position to assess the proper penalty and this
court should not interfere with his sentence.
10. At
this point we gave the offender’s counsel an opportunity to consider
whether he wished to seek to set aside the plea of guilty, on the ground that
he had been misled into entering the plea by the judge’s indication of
the sentence which he proposed to impose, and offered to adjourn the appeal if
he chose to do so. After consulting with his client, Mr Macdonald informed us
that he wished to proceed without attempting to pursue that course. We
therefore continued with the hearing on the merits of the sentence.
11. We
have had occasion in several recent cases to consider the level of sentencing
in serious motoring offences and the degree of public concern about them,
reflected in the substantial increase in the maximum sentences which may be
imposed in consequence of the enactment of the Road Traffic (Northern Ireland)
Order 1995. In
Attorney
General’s Reference (No 1 of 1998) (McElwee)
[1998]
NI 232 we reviewed the previous cases and it is not necessary to repeat what we
said in that judgment. It is sufficient to say that the offender’s
driving and his irresponsibility were culpable to a high degree and must be
regarded as the very type for which Parliament intended the substantial
penalties provided for in the legislation. Were it not for the mitigating
factors, which we must now discuss, the appropriate sentence on a plea of
guilty would undoubtedly be in the region of five years’ imprisonment.
12. We
can dispose shortly of the suggestion, which was implied in the argument
presented on behalf of the offender, that because of the doubt about the
causation of the death of the deceased, he might merit a lower sentence. It is
well settled law that on a charge of dangerous driving causing death the
prosecution does not have to establish that the driving of the defendant was
the sole cause of the death. It is enough to prove that it was a substantial
cause, in the sense that it was something more than
de
minimis
or
a slight and trifling link:
R
v Hennigan
[1971]
3 All ER 133;
R v
Kimsey
[1995]
Crim LR 35. On any version of the facts the offender’s driving must be
regarded as a substantial cause of Miss Russell’s death. We cannot
suppose that he could have reasonably expected an acquittal, whatever doubts
may have been raised about the cause of the fatal injuries of the deceased.
That factor could only have gone towards mitigation to a slight degree, as the
sentence should reflect the quality of his dangerous and irresponsible acts.
It would have been wholly wrong to suggest that because of it the judge could
have been asked to consider suspending a clearly justified sentence of
imprisonment, which would have savoured of something approaching plea
bargaining.
13. Mr
Macdonald relied strongly on the expectation raised in the mind of the offender
by the indication given by the judge that if he pleaded guilty he would receive
only a suspended sentence. He submitted that it would be unjust to increase
the penalty after the offender had accepted the implied assurance contained in
that indication and surrendered his chance of an acquittal. We have already
dismissed that possibility, but even if it had been a real one we do not
consider that in the circumstances of this case the judge’s indication
can govern what this court regards as the proper disposition of the case. It
is true that in
Attorney
General’s Reference (Nos 80 and 81 of 1999)
[2000]
Crim LR 398 the Court of Appeal considered it wrong to reopen and increase a
sentence where the judge had given a clear indication in chambers of his
proposed sentence (which the court regarded as unduly lenient) and repeated it
in open court, while prosecuting counsel had acquiesced unreservedly in the
line taken by the judge and used it to prevail upon the offender to give
evidence for the Crown. That case was, however, decided very much on its own
facts, and the generally applicable principle is that a judge’s
indication is no more than a factor to which the Court of Appeal may have
regard in exercising its discretion on a reference: see
Attorney
General’s Reference (No 40 of 1996) (Robinson)
[1997]
1 Cr App R (S) 357. In
Attorney
General’s Reference (No 17 of 1998) (Stokes)
[1999]
Crim LR 92 Rose LJ stated it as follows:
14. We
may add that we are aware of no authority for the proposition advanced by Mr
Macdonald that to review the sentence would constitute a breach of Article 6 of
the Convention, nor was he unable to cite any to us. We see no warrant in
principle for such a conclusion. Crown counsel had properly made the judge and
defence counsel aware that he did not acquiesce in the course proposed by the
judge and that a reference was a possibility. The offender decided to plead
guilty in that knowledge and cannot complain that he was deceived into doing
so. In any event, we do not consider that he forfeited any real advantage in
pleading guilty on the facts of the case.
15. The
judge was plainly influenced to a considerable degree by the representations of
Miss Russell’s parents, which do them considerable credit. It is
necessary for sentencers to exercise caution in the way in which they allow
such representations, whether in favour of or adverse to the accused, to affect
their judgment. The principle which they should follow was articulated by
Judge J, giving the judgment of the court, in
R
v Nunn
[1996]
2 Cr App R (S) 136 at 140:
16. There
is an exception, which is not material to the present case, where the
imposition of a condign sentence on the offender may be actively detrimental to
the interests of the victim.
17. The
Court of Appeal set out three principles applying generally to the exercise of
the power to vary unduly lenient sentences in
Attorney
General’s Reference (No 4 of 1989)
[1990]
1 WLR 41 at 45-6:
18. In
another case decided a short time later,
Attorney
General’s Reference (No 5 of 1989)
(1990)
90 Cr App R 358 the court indicated that it would not interfere unless the
sentencing judge had made some error in principle which would result in public
confidence being damaged if the sentence were not altered. Applying these
principles, we are left in no doubt that the sentence in the present case was
unduly lenient and that it is necessary for us to increase it. The
offender’s driving was highly dangerous to the public and irresponsible.
His consumption of alcohol was well over the prescribed limit for driving a
motor vehicle. He was driving the car although he had been disqualified a few
months earlier. He was attempting to escape apprehension by driving off at
high speed.
19. We
take account of the mitigating factors, in so far as we can appropriately do
so. We do not disregard the expressed wishes of the family of the deceased,
though for the reasons which we have set out we do not consider that they can
be allowed to prevail. We have regard to the plea of guilty – even late
in the day – and the offender’s feelings of remorse. We take into
account the indication given by the judge of his intention. We recognise the
effect of the double jeopardy factor and the fact that the offender has been at
liberty since the trial. Placing all these matters in the scale, we are
satisfied that the sentence was unduly lenient and that the case called for an
immediate custodial disposition. As Lord Taylor CJ said in
Attorney
General’s Reference (Nos 14 and 24 of 1993)
(1993)
15 Cr App R (S) 640 at 643:
20. We consider that an immediate custodial sentence of two years’ imprisonment is appropriate in all the circumstances of the case, and we propose to pass that sentence in place of the suspended sentence imposed by the judge on the charge of dangerous driving causing death. In place of the fines imposed on counts 2, 3 and 4 we shall substitute a sentence of three months’ imprisonment on each count, concurrent with each other and with the sentence on count 1. We shall remove the suspension on the sentence on count 5, that of driving while disqualified, and make it a sentence of six months’ imprisonment, concurrent with the other terms of imprisonment. We shall leave the disqualification undisturbed. The effective sentence of the court will accordingly be one of two years’ imprisonment plus five years’ disqualification.
21. We do not wish to leave this reference without making some observations about the practice of counsel seeing the judge in chambers in order to discuss issues in the case about to come on for hearing. It is a basic principle of cardinal importance that justice is done in public, for all to see and hear, and all communications between counsel and judge should wherever possible be made in open court. On the other hand, freedom of access for counsel to the judge has always been recognised as an important part of the practice prevailing both in England and Northern Ireland: see, in England, R v Turner [1970] 2 QB 321 and, in Northern Ireland, R v McNeill [1993] NI 43 at 48, per Hutton LCJ. To this end it was laid down by the English Court of Appeal in R v Turner that discussions should take place in chambers in criminal cases only where counsel has to communicate or discuss something which he cannot in his client’s interests mention in open court, eg that he is suffering from a serious health condition of which he is and should remain ignorant. It is legitimate to discuss with the judge whether the prosecution should accept a plea of guilty to a lesser charge.
22. We
observe that the direction contained in the last sentence is at variance with
that contained in paragraph 16.26 of the Code of Conduct for the Bar of
Northern Ireland, which enjoins counsel not to give their clients to understand
that such discussions have taken place or inform them of their contents. This
instruction may be appropriate where discussion about sentences frequently
takes place, but less so if it is restricted in the way which we now propound.
23. It
is also the regular practice in England that such discussions in chambers
should where possible be recorded by a shorthand writer, and where this is not
feasible a note should be made by the judge or sent to him for agreement if
made by counsel.
24. The
practice in our courts has until now been one of rather more ready access by
counsel to the judge and freer discussion about sentence. This seems to have
been on the increase in recent years. It appears to us that requests by
counsel to see judges have become materially more frequent than they used to be
and that in some courts it has come to be regarded as a standard and routine
practice in virtually every case. We would draw attention to the views which
we expressed in
Re McFarland’s
Application
(2000,
unreported):
25. We
consider that the primacy of the principle of open justice has been in danger
of erosion in consequence of the extent to which discussions in chambers have
been held in recent years. It is of some importance that it should be
reaffirmed and the practice reviewed accordingly, not least because of the
emphasis in the jurisprudence of the European Court of Human Rights on the
principle that as part of a fair trial all proceedings in criminal trials
should in general take place in public.
26. We
would therefore propound for the guidance of sentencers in courts at all levels
the following rules of practice governing discussions in chambers (references
to judges are intended to include magistrates and references to counsel to
include solicitors acting as advocates):
27. We
appreciate that this guidance represents a shift in practice to a more
structured and less open style of discussion than that which has hitherto been
the norm, but we are satisfied that it is necessary to move in that direction.
28. We
shall quash the sentences imposed on the offender and substitute those which we
have set out. We direct that he surrender to custody within 48 hours.