S15
Judgment
Notes on Memo: Allow and Remit to the High Court ___________________________________________________________________________ | ||||||||||||||||||||||||||||||||||||||
THE SUPREME COURT Appeal No. 470/13 Denham C.J. Murray J. Hardiman J. O’Donnell J. Dunne J.
The Minister for Justice and Law Reform Applicant/Respondent and Sylwester Jozef Strzelecki Respondent/Appellant
Judgment delivered on the 26th day of February, 2015 by Denham C.J. 1. In this appeal the Court is asked, as a preliminary issue, whether objections under s. 37 of the European Arrest Warrant Act, 2003, as amended, hereinafter referred to as “the Act of 2003, as amended”, on human or fundamental rights issues, may be raised when a person has been surrendered previously under a European arrest warrant and the requesting state subsequently seeks consent to prosecute the surrendered person for offences additional to those the subject of the European arrest warrant on which he was surrendered. 2. This is an appeal by Sylwester Jozef Strzelecki, the respondent/appellant, referred to as “the appellant”, from the decision of the High Court (Edwards J.) delivered on the 31st October, 2013, when the High Court refused to consider objections raised by the appellant pursuant to Part III, and specifically s. 37 of the Act of 2003, as amended, prior to making an order, pursuant to s. 22(7) of the Act of 2003, as amended, consenting to the further prosecution of the appellant in respect of two offences outlined in the request for further prosecution issued by the Republic of Poland, dated the 27th December, 2012. The High Court 4. The High Court received a request, dated the 27th December, 2012, from Poland seeking consent for the prosecution of the appellant in respect of two further drug trafficking type offences that were not on the original European arrest warrant. Preliminary issue 6. In the High Court the Minister for Justice and Law Reform, referred to as “the Minister”, submitted, inter alia, that a correct interpretation of s. 22(8) of the Act of 2003, as amended, does not invoke s. 37 of the Act of 2003, as amended, or human or fundamental rights based objections, relying on the European Convention on Human Rights, the Charter of Fundamental Rights of the European Union, or the Constitution of Ireland. The Minister contended that on a correct interpretation of s. 22(8) of the Act of 2003, as amended, such issues are not justiciable by the Court in considering whether or not to grant its consent to the prosecution of the appellant in the issuing state for further offences to those which had been the subject of the surrender order. 7. Counsel for the appellant objected to the granting of the consent, inter alia based on the provisions of Part 3 of the Act of 2003, as amended, i.e. s. 37, including human or fundamental rights issues, relying on the European Convention on Human Rights, the Charter of Fundamental Rights of the European Union, and the Constitution of Ireland. Also, the appellant invoked Article 13 of the European Convention on Human Rights, submitting that the appellant has a right thereunder to seek an effective remedy at the first available opportunity, i.e. before the High Court in Ireland at the s. 22 hearing. High Court judgment
It is certainly true that recital 12 to the Framework Decision emphasises that it respects fundamental rights and observes the principles recognised by Article 6 of the Treaty on European Union and reflected in the Charter of Fundamental Rights of the European Union. However, confining the grounds for possibly refusing a request for further prosecution to an objection to the mandatory grounds for non execution and the optional grounds for non execution contemplated in Articles 3 and 4 of the Framework Decision is not to disrespect fundamental rights or to fail to observe the principles recognised by Article 6 TEU. It is entirely reasonable that the Framework Decision should contemplate that fundamental rights guaranteed under the ECHR and, indeed, under the Charter of Fundamental Rights of the European Union, to a person in the position of the [appellant], i.e., a person who has already been surrendered and is no longer in the territory of the executing state, are enforceable rights to be invoked before the courts of the issuing state. The issuing state is a signatory to, and has ratified, the ECHR, and as a member of the EU is of course also bound to recognise and apply the Charter. This is not a situation in which there are no remedies available to a person in the position of the [appellant] in the place where he now is. Moreover, in this Court's belief, it is his entitlement under Article 13 ECHR, but also his obligation, to seek an effective remedy in respect of those concerning his fundamental rights of which he complains before the courts of the issuing state, rather than before this Court which is much less well equipped to adjudicate upon whether there is substance or otherwise to what he contends may happen to him. It is an entirely different situation where the person concerned is still present in the executing state awaiting surrender. Insofar as persons facing possible surrender by this state are concerned, our domestic legislation has gone beyond what is expressly required by the Framework Decision and has provided in s. 37 of the Act of 2003 for an objection to surrender (the word ‘surrender’ requires emphasis) on either Convention or constitutional grounds. Moreover, it is certainly the case that the courts in this and other jurisdictions have exhibited a readiness to intervene, and in an appropriate case to refuse surrender on fundamental rights grounds, where there is a legally justifiable basis for doing so. In our case that basis is provided by s. 37 of the Act of 2003. However, even where our courts might potentially be entitled to intervene and refuse surrender they will not necessarily do so if the remedy being sought ought to be more appropriately pursued before the courts of the issuing state. A good example of this from our own jurisdiction is Minister for Justice Equality and Law Reform v Stapleton [2008] 1 I.R. 699. I do not therefore consider that there is any basis for believing that a literal interpretation of s. 22(8) of the Act of 2008 would fail to reflect the intention of the Oireachtas. I am satisfied that the literal meaning of the provision is clear and unambiguous and that there are no grounds for believing that the Oireachtas intended other than that it should mean what it says. In the circumstances I determine this preliminary issue in favour of the [Minister].” Notice of Appeal
(ii) The learned trial judge erred in law and/or principle in finding that that a person in the circumstances of the appellant could not raise human rights considerations as a bar to consent to further prosecution pursuant to s. 22(7) of the Act of 2003, as amended. (iii) The learned trial judge erred in law and/or principle in giving consent to further prosecution pursuant to s. 22(7) of the Act of 2003, as amended, in respect of two offences outlined in request for further prosecution issued by Poland dated the 27th December, 2013. 11. The issues as identified by the appellant on this appeal are:-
(ii) Whether the High Court was correct in deciding that the words “the offence” as used in s. 22(8) of the Act of 2003, as amended, has the effect of excluding s. 37 of the Act of 2003, as amended, and confining the “importation” of Part 3 of the Act of 2003, as amended, to s. 38, 39, 41, 42, 43 and 44 of that Act. (iii) Do the words “Part 3” of the Act of 2003, as amended, as used in s. 22(8) mean only some sections of Part 3 and not all of Part 3?
(ii) It is possible to interpret s. 22(8) of the Act of 2003, as amended, as requiring the High Court to refuse to grant consent to further prosecution where that would involve the requesting state, Poland, infringing any of the provisions of the European Convention on Human Rights. (iii) Articles 3 and 13 of the European Convention on Human Rights are engaged by a decision to grant consent under s. 22 of the Act of 2003, as amended.
(ii) Irrespective of the foregoing, it is not possible within the meaning of s. 2 of the European Convention on Human Rights Act, 2003, to interpret s. 22(8) of the Act of 2003, as amended, as requiring the High Court to refuse to grant consent to further prosecution where that would involve the requesting state, Poland, infringing any of the provisions of the European Convention on Human Rights. In this regard, it was submitted, the appellant has confused the wording of s. 3 of the U.K. Human Rights Act, 1988, with the very different wording and scope of s. 2 of the European Convention on Human Rights Act, 2003. (iii) In any event, having regard to the provisions of Article 1 of the European Convention on Human Rights, none of the Articles of the Convention are engaged by a decision to grant consent under s. 22(7) and (8) of the Act of 2003, as amended. 14. Sections 22(7) and (8) of the Act of 2003, as amended, provide:-
(a) proceedings being brought against the person in the issuing state for an offence,
(b) the imposition in the issuing state of a penalty, including a penalty consisting of a restriction of the person’s liberty, in respect of an offence, or
(c) proceedings being brought against, or the detention of, the person in the issuing state for the purpose of executing a sentence or order of detention in respect of an offence, upon receiving a request in writing from the issuing state in that behalf.
(8) The High Court shall not give its consent under subsection (7) if the offence concerned is an offence for which a person could not by virtue of Part 3 be surrendered under this Act.
(2) This section applies to any statutory provision or rule of law in force immediately before the passing of this Act or any such provision coming into force thereafter.” 16. The Council Framework Decision of 13 June, 2002, on the European arrest warrant and the surrender procedures between member states, is referred to as “the Framework Decision”. 17. Recital 12 of the Framework Decision provides:-
19. Article 6 of the Treaty on European Union provides:-
The provisions of the Charter shall not extend in any way the competences of the Union as defined in the Treaties. The rights, freedoms and principles in the Charter shall be interpreted in accordance with the general provisions in Title VII of the Charter governing its interpretation and application and with due regard to the explanations referred to in the Charter, that set out the sources of those provisions. 2. The Union shall accede to the European Convention for the Protection of Human Rights and Fundamental Freedoms. Such accession shall not affect the Union's competences as defined in the Treaties. 3. Fundamental rights, as guaranteed by the European Convention for the Protection of Human Rights and Fundamental Freedoms and as they result from the constitutional traditions common to the Member States, shall constitute general principles of the Union's law.” 21. The Court of Justice of the European Union delivered its opinion on the 18th December, 2014, Case C-2/13, stating that the agreement on the accession of the European Union to the ECHR is not compatible with Article 6(2) of the Treaty on European Union, “the TEU”, or with Protocol (No. 8) relating to Article 6(2) of the TEU on the accession of the Union to the ECHR. European Convention on Human Rights, “the ECHR” 23. Article 1 of the ECHR provides:-
The High Contracting Parties shall secure to everyone within their jurisdiction the rights and freedoms defined in section 1 of this Convention.” Decision 26. The European arrest warrant was introduced to enable a more efficient surrender of persons amongst member states. It introduced a process operating between the judicial authority of one member state to another, with mutual respect for decisions. As recital 5 of the Framework Decision states:-
28. Part 3 of the Act of 2003, as amended, provides grounds for prohibition on surrender. Section 37 states:- “37.—(1) A person shall not be surrendered under this Act if—
(i) the Convention, or (ii) the Protocols to the Convention, (b) his or her surrender would constitute a contravention of any provision of the Constitution (other than for the reason that the offence specified in the European arrest warrant is an offence to which section 38 (1)(b) applies), (c) there are reasonable grounds for believing that— (i) the European arrest warrant was issued in respect of the person for the purposes of facilitating his or her prosecution or punishment in the issuing state for reasons connected with his or her sex, race, religion, ethnic origin, nationality, language, political opinion or sexual orientation, or (ii) in the prosecution or punishment of the person in the issuing state, he or she will be treated less favourably than a person who— (I) is not his or her sex, race, religion, nationality or ethnic origin, (II) does not hold the same political opinions as him or her, (III) speaks a different language than he or she does, or (IV) does not have the same sexual orientation as he or she does, or (iii) were the person to be surrendered to the issuing state— (I) he or she would be sentenced to death, or a death sentence imposed on him or her would be carried out, or (II) he or she would be tortured or subjected to other inhuman or degrading treatment.” 30. The learned trial judge laid stress on the word “surrender” in his judgment. Having referred to the fact that the appellant has already been surrendered to Poland, the learned trial judge stated:-
32. Indeed, this analysis is consistent with s. 22(8) of the Act of 2003, as amended, which provides, as set out earlier in the judgment, that the High Court shall not give its consent under s. 22(7) if the offence concerned is an offence for which a person could not by virtue of Part 3 be surrendered under the Act of 2003 as amended. 33. Part 3 of the Act of 2003, as amended, and as set out earlier in this judgment, includes s. 37 which sets out grounds for which a person shall not be surrendered, such as grounds incompatible with the ECHR, and on human rights grounds. 34. The learned trial judge was satisfied that he was not disrespecting human rights in refusing to permit the appellant raise the issue of s. 37 and human rights when the issue of the consent request from Poland came before the High Court. He stated:-
36. I am satisfied that this interpretation conforms with the Framework Decision. 37. I have considered the principle of conforming interpretation previously, for example in Dundon v. Governor of Cloverhill Prison [2006] 1 IR 518 at p. 531.
40. It is open to a person before the Courts under the Act of 2003, as amended, to invoke s. 37, or to make objections on the basis of fundamental rights, relying on the European Convention on Human Rights Act, 2003, or the Constitution. A person is not excluded from raising such concerns in the Courts. 41. Thus, I am satisfied that the learned trial judge erred in principle in finding as a preliminary issue that s. 37 of the Act of 2003, as amended, was of no application when considering a request for further prosecution pursuant to s. 22(7) of the Act of 2003, as amended. 42. However, whereas a person may not be excluded from raising issues of fundamental rights, the jurisprudence as established in case law is applicable. Thus, a court may determine that such issues are to be, or may be, litigated in the requesting state. For example, in Minister for Justice v. Stapleton [2008] 1 IR 669 at p. 692, Fennelly J. delivered a judgment with which the members of the Court agreed, and in which he stated:-
44. However, a person may not be excluded from raising an issue of fundamental rights before the court. Conclusion 46. Consequently, I would allow the appeal on this preliminary issue and remit the matter to the High Court for consideration in accordance with law. |