Judgment Title: Kenny -v- Dublin City Council Composition of Court: Fennelly J., Macken J. Peart J Judgment by: Fennelly J. Status of Judgment: Approved
Outcome: Dismiss | ||||||||||||||
THE SUPREME COURT Appeal No. 006/2005 Fennelly J.(Record No. 383 JR/2002) Macken J. Peart J. JUDICIAL REVIEW Between:JAMES KENNY Applicant And DUBLIN CITY COUNCIL Respondent And THE PROVOST FELLOWS AND SCHOLARS OF THE UNIVERSITY OF DUBLIN, TRINITY COLLEGE Notice Party And by order of the Court made on 20th January 2003 MICHAEL McNAMARA & COMPANY Notice Party JUDGMENT of Mr. Justice Fennelly delivered the 5th day of March, 2009. 1. By a decision of 4th January 2000 the respondent (Dublin City Council, hereinafter “the Council”), certified compliance by the notice party (hereinafter “Trinity”) with the terms of planning permission for the building of Trinity Hall. This is an appeal against a High Court decision (Murphy J) refusing to quash that decision at the instance of the appellant (hereinafter “Mr Kenny”). Planning history 3. On 12th April 1999, Trinity applied for planning permission for a development consisting of the construction of new student halls of residence at Trinity Hall. 5. One of the buildings is opposite Mr Kenny’s residence. He and the Dartry and District Preservation Association, of which he is a member, opposed the development. In the course of the planning process the Council made a request to Trinity to submit revised plans under Article 35 of the Local Government (Planning and Development) Regulations, 1994. Trinity complied on 7th October 1999. 6. On 11th November 1999, the Council (under its former description, Dublin Corporation) made a decision to grant planning permission subject to 14 conditions. 7. Mr Kenny and the Association appealed the decision to An Bórd Pleanála (“the Board”). Mr Kenny was represented at the oral hearing. On 4th August 2000 the Board made a decision to grant planning permission subject to 19 conditions. 8. The planning conditions relevant to the present appeal are:
“The proposed development shall be carried out in accordance with the revised plans submitted to the planning authority and received on the 7th day of October, 1999, in response to a request for revised plans under Article 35 of the Local Government (Planning and Development) Regulations, 1994, except as may otherwise be required in order to comply with the following conditions. Reason: In the interests of clarity.” Condition 2 “The western arm of Building Number 3, that is on the full Dartry Road elevation, shall be reduced in height by the omission of the first floor. Revised drawings incorporating this modification to Building Number 3 shall be submitted to the planning authority for agreement prior to the commencement of development. Reason: In the interest of visual amenity.”
“Revised drawings of the proposed development, with floor plans and elevations corresponding in detail, shall be submitted to and agreed in writing by the planning authority prior to the commencement of development. Reason: In the interest of orderly development.” Condition 9 “Existing trees shall be retained and areas shown as open space on the lodged plans shall be planted and landscaped in accordance with the plans submitted to the planning authority. The open areas shall be available for use by the students on completion of the proposed residential units. All landscaping works shall be carried out within 12 months of the completion of the buildings in the proposed development. Services and utilities shall not be laid within 10 metres of the bole of any of the trees to be retained. Prior to the commencement of the development the developer shall submit details and agree with the planning authority measures necessary to protect the trees to be retained. All trees to be retained shall be protected during the development by a timber post and rail fence which shall enclose the crown spread of the trees. Reason: To protect the existing trees and in the interest of visual and residential amenity.” [emphasis added] 9. Mr Kenny has contested the validity of the planning permission. Those judicial review proceedings ended with the decision of this Court on 10th April 2008, mentioned above. Certain conditions of the planning permission required Trinity to submit certain matters to the Council for agreement. The present proceedings concern compliance with conditions of the permission. 11. By report dated 24th December 2001, Patrick McDonnell, Dublin City Council Planning Office, reported that the details submitted by the developer were satisfactory and complied with the requirements of of the relevant conditions. 12. The Council, by a decision of 4th January 2002, determined that the compliance submissions were satisfactory and in compliance with the relevant conditions of the planning permission. That is the decision which Mr Kenny challenges in the present appeal. I will call it the Council decision Judicial Review 13. On 4th July 2002, Mr Kenny obtained leave (“the leave order”) from the High Court (O’Caoimh J) to apply for judicial review of the Council decision. Mr Kenny claims that the Council permitted major changes to the permitted development. The decision was, therefore, made without or in excess of jurisdiction and ultra vires. I will examine these features of the Council decision in greater detail. The judicial review concerns essentially four aspects of the Council decision, namely: 1. The Council permitted compliance with Condition No. 2 by the omission of a floor other than the first floor of the western arm of Building No 3 as was required by that condition; 15. Mr Kenny, in his notice of appeal, challenges the decision of the High Court both in respect of the finding of delay and the determination that the Council had, in its decision of 4th January 2002, acted within jurisdiction and intra vires the planning permission granted by An Bórd Pleanála. 16. The contested planning issues involve the interpretation of the planning permission and the limits to the discretion which may be exercised by the planning authority in approving compliance with conditions. Legal principles 17. To begin with, some simple matters of common sense need to be mentioned concerning planning permissions. I make these preliminary remarks, because Mr Kenny asks the Court to examine, at least in certain respects, the fine details of the development. 19. However, planning laws are not intended to make life impossible for developers, for those executing works such as architects, engineers or contractors or for the planning authorities in supervising them. Nor are they there to encourage fine-tooth combing or nit-picking scrutiny of the works. I will mention later one or two examples of this type of exercise in the present case. The exchange of affidavits amounts to some 300 pages. 20. While the planning authority or An Bórd Pleanála on appeal grants the permission, it is a common feature of permissions, especially for large developments, that additional detail is necessary in order to carry the development into effect and such detail, often in the form of further plans, drawings, specifications or other explanations, will require approval by the planning authority prior to commencement of the development. There is an obvious practical necessity for a procedure whereby matters of detail can be agreed between the planning authority and the developer. This ensures supervision but allows a degree of flexibility within the scope of the permitted development. 21. The distinction between the statutory and quasi-judicial function to grant permission and the ministerial function to approve details is clear as a matter of principle. It may be a difficult line to draw in practice. 22. It is obvious that neither the planning authority nor An Bórd Pleanála can determine each and every aspect of a development. The Board, in particular, determines the fundamental issues. Conditions frequently impose modifications on the developer and provide that the details be worked out in agreement with the planning authority. 23. In some cases, the planning authority may consider the detail provided in the application to be insufficient. In other cases, the planning authority or An Bórd Pleanála may decide to grant permission for a development provided changes are made. In such cases, the authority granting the permission will not draft the plans for the altered development. It will require the developer to do so. The practice of requiring plans, drawings or other details to be approved by the planning authority is both reasonable and practical. This division of function was approved by the Supreme Court in Boland v An Bórd Pleanála [1996] 3 I.R. 435, a case where an objector sought certiorari of the planning permission on the ground that the conditions involved an improper abdication of the functions of the planning authority. The scope of this faculty and its limits are described in the judgment of Hamilton C.J., who referred, inter alia, to “the desirability of leaving technical matters or matters of detail to be agreed between the developer and the planning authority, particularly when such matters or such details are within the responsibility of the planning authority and may require re-design in the light of the practical experience…” 24. There may also be questions of interpretation. The planning permission is a formal and public document. The applicant, the planning authority and the public have participated in a formal statutory procedure, leading to its grant. The permission enures to the benefit of the land on which the permitted development is to be carried out. 25. Consequently, the planning permission is to be interpreted according to objective criteria. The subjective beliefs either of the applicant or the planning authority are not relevant or admissible as aids to interpretation. (see Readymix (Eire) v Dublin County Council, Supreme Court, unreported 30th June 1974). The matter is well expressed in the following passage from Simons on Planning and Development Law (2nd Ed., 2007, paragraphs 5.06-5.07):
A planning permission is to be given its ordinary meaning as it would be understood by members of the public without legal training, as well as by developers and their agents, unless such documents, read as a whole, necessarily indicate some other meaning.”
27. However, an objective interpretation will not provide the complete answer in every case. It is not a synonym of literal interpretation. All parties to the present appeal accepted the following statement of McCarthy J in Re XJS Investments Ltd v Dun Laoghaire Corporation, [1986] IR 750 at 756:
(b) They are to be construed in their ordinary meaning as it would be understood by members of the public without legal training as well as by developers and their agents, unless such documents, read as a whole, necessarily indicate some other meaning…” 28. A court, in interpreting a planning permission, may need to go no further than the planning document itself, or even than the words of a condition in issue within the context of the permission. The words may be clear enough. However, it will very often need to interpret according to context. 30. The interpretation of the condition in that case undoubtedly presented a difficulty. An application was made for retention of what was called a garage/loft. Permission was granted. An Bórd Pleanála, on appeal, imposed a condition as follows:
33. The Council argued, in defence of its decision, that the condition had been complied with: the loft was omitted; the garage was single storey. That was a literal approach. The Council argued that if the Board had intended that the height was to be reduced, “it would have expressly so provided.” It had not done so. This Court, on appeal, relied heavily on the reason for the complaint which had been made by the objector, which had led to the imposition of condition. His only concern was with the height of the structure. He was not in any way concerned with the internal layout. Murphy J said:
34. Thus, the principle of objective interpretation excludes purely subjective considerations, such as the understanding of the developer or the planning authority, but it does not provide a result where a provision is unclear, ambiguous or contradictory. 35. The principle does not resolve the problem which, as I explain later, arises in respect of Condition No. 2, namely that the condition is, itself, contradictory or, at least, ambiguous. The Gregory case shows that the court does not confine itself to a purely literal interpretation of a condition. It will seek to ascertain its true meaning from its context in the planning process. 36. I turn then to a consideration of the four individual complaints made by Mr Kenny. Removal of first floor 37. Condition No. 2 required that building No. 3 on the Dartry Road elevation be “reduced in height by the omission of the first floor…” The reason for the condition was the “interest of visual amenity.” 39. The Council accepted that the option selected for compliance with Condition No. 2 “as illustrated in the compliance documents [was] an appropriate reflection of the intention of the Condition while maintaining the spirit of the proposal.” 40. Mr Kenny, in his grounding affidavit, says that the “first floor was selected by the Board for omission because it protruded from the façade of the building and increased its domineering effect.” It is worth noting, however, that Mr Kenny, in a memorandum of 22nd January 2002, addressed to the Assistant City Manager, stated: “the intention is clearly stated – to reduce the overall height by one storey.” 41. Mr Declan McGrath, barrister at law, on behalf of Mr Kenny, submitted that it was not permissible, under the guise of a compliance order, to approve design changes. He distinguished the power of the court to decline to make an order pursuant to section 160 of the Planning and Development Act, 2000 where there have been immaterial departures from the terms of the planning permission. Condition No. 2 is, he says, clear on its face and very specific. The fact that no reason was given for the choice of the first floor for omission is immaterial and that the Council fundamentally misunderstood their role in dealing with compliance. 42. Trinity contends that the strictly literal interpretation of Condition No. 2 proposed by Mr Kenny would render the condition meaningless. The first floor and the two floors immediately above have identical layouts. On the other hand, externally the first floor steps out over a foot past the rest of the façade. This was a design feature intended to avoid flat façade monotony and is common to Buildings 1, 2 and 3. It is also intended to reflect the historical buildings on site. The Dartry Road elevation is described in all submitted documents as a “composite elevation.” Design coherence and consistency was a requirement of the Council. Removal of the first floor would adversely affect consistency of the design. A complete redesign might be required. 43. Condition No. 2 presents a problem of interpretation. It is clear from the terms of the condition itself that the purpose of the removal of the first floor was the reduction of the height of the building. The reference to the interests of “visual amenity” can only be read in that light. There is nothing either in the planning history or in the terms of the planning permission to indicate that An Bórd Pleanála wished to alter the façade of the building. The Inspector’s report did not recommend the removal of any floor. The evidence produced suggests that the profile of the façade was a consistent and desirable element of the design throughout the planning process. The planning permission makes no mention of protrusion or “domineering effect” suggested by Mr Kenny as the reason for the condition. 44. This means that there was a contradiction or ambiguity at the heart of the condition. Condition No. 1 required the development to be carried out in accordance with the plans submitted except as may otherwise be required in order to comply with the following conditions. Compliance with Mr Kenny’s proposed literal interpretation of Condition No. 2 would lead to inconsistency with Condition No. 1 by altering the façade. I do not agree with the submission made on behalf of Mr Kenny that it is plain and unambiguous. I am satisfied that the true objective of Condition No. 2 was the reduction in the height of the building. This objective has been achieved. There is no evidence that An Bórd Pleanála chose the elimination of the first, rather than any other floor in order to secure the desired reduction in height or that it wished to alter the composite elevation in any way. I am satisfied that the Council acted within the scope of its powers by approving the compliance plans submitted by Trinity in August and November 2001. 45. It is of interest to contrast Mr Kenny’ objection to the removal of the first (rather than another) floor of building no.3, with his acceptance of the modification, also through the compliance process, of the condition in relation to what became known as the “bookends” issue. The north wing of the west elevation of building Number 3 remained at five storeys, though the remaining western arm was reduced by one storey to comply with Condition 2, and although this was not in keeping with a literal reading of condition 2. Otherwise the visual amenity of the structure would have been adversely affected with the two bookends of the building being at different heights. Mr Kenny explained that he did not object to this departure from a literal reading of Condition No. 2 as follows:
46. I cite this passage, not to turn Mr Kenny’s own words against him or to treat them as an admission, but rather because it consititutes an excellent explanation of the scope for resolution of a design difficulty. 48. I do not believe that the judicial review procedure is intended to lead the courts into such intricate matters of design detail or scrutiny of the planning and development process. 49. Mr Kenny submits that the problem encountered by Trinity in complying with the literal interpretation of the condition could be solved only by means of a new planning application. Such an approach is extreme. It is unrealistic and pointless. There has been no suggestion that it was ever the intention to change the profile of the building, which was the only thing that would have been achieved by the order sought by Mr Kenny. Boilers and boiler rooms in the roof spaces 50. The essence of this complaint is that boiler facilities and other plant have been placed in the roof spaces of buildings 2 and 3 and that Mr Kenny maintains that the 1999 plans did not provide for any use to be made of these spaces. 52. The 1999 plans did not indicate the location of the boiler rooms. The location, as distinct from the existence, of the boiler installations was not addressed in the 1999 plans. The October 1999 Plans did not indicate boiler room locations. However, the submission stated that the original planning application was being retained unless inconsistent with the revised submission. Therefore, the roof space plant rooms were retained by the October 1999 submission. It was a central contention in Mr Kenny’s challenge to the validity of the planning permission that there was no planning permission for boiler rooms. 53. The circumstances as they progressed were described as follows in the compliance submission:
As supplementary information to the Compliance documents, the submission includes for plant room layouts showing the under-roof areas at the upper floors. These areas will be as outlined in the planning report extract above: i.e. discrete [sic] and not visible from the ground. These plans were not included in the original October 1999 documents. Although it is not regular practice to include roofspace plans, their omission caused considerable confusion and their inclusion was considered appropriate in the interests of clarity Solution/Response: Plant is adequately housed therefore at the over-staircore areas under the roof an specifically on the courtyard side of the buildings in order to ensure that their volumes will not be apparent from street level. The plant areas are clad in zinc to match the roof finish and in no case break the ridge line of the roof.” 54. Trinity submits that that the installation of the boilers is in compliance with the permission. Following the oral hearing, it was intended that a boiler would be located in each house of each building. In addition, it was determined to use boilers of a more domestic scale which were free-standing and not affixed to the buildings. As roof space had become available, (because, inter alia of the adoption of lifts without machine-rooms) it was determined to locate boilers at that level. This had no impact on the roof pitch and profile. Owing to design innovations, the boilers are now located in plant rooms at roof space level. Planning permission was granted for the said plant rooms. Accordingly, the fact that a different element of plant, namely, free standing domestic type boilers are located therein, cannot affect the validity of the permission. 56. The matter of the precise location of the boilers within the development is an eminently suitable matter for agreement pursuant to the procedure envisaged by Condition No. 8. 57. Moreover, this very issue was the subject of a ruling by McKechnie J in the different legal context of Mr Kenny’s application for judicial review of the planning permission (Kenny v An Bórd Pleanála [2001] 1 IR 565.) The learned judge expressed himself at some length on the topic. He recalled the planning process and the fact that the isssue of location of boilers had been discussed at the oral hearing. The following is a brief extract:
58. That reasoning is at least equally applicable to the present appeal concerning judicial review of the compliance order. I treated the issue of the location of boilers at some length in my judgment in Kenny v The Provost, Fellows and Scholars of the University of Dublin, Trinity College, cited above in the somewhat different context of Mr Kenny’s claim that Trinity had fraudulently concealed their intentions regarding the issue from McKechnie J. I cited the same passage from the judgment of McKechnie J. Permitting an increase in the number of bed spaces 60. Mr Kenny’s complaint is that the number of bed spaces in building no.2 was increased from 308 to 324. In the affidavit he swore to ground his application for judicial review, Mr Kenny said:
64. An appendix to the architects’ original submission showed building 2 with a total of 300 bed spaces in 60 apartments. The compliance documents of August 2001 changed this to 324 bed spaces in 62 apartments. The removal of one floor from building 3 resulted in a reduction from 377 to 346 in that building. As explained in the preceding section, there were changes in the disposition of plant and boilers. This resulted in space becoming available for use as bedrooms. There were some alterations of internal layout. 65. There was no increase in the total number of bed spaces in the development. 66. Condition No. 8, in the interest of orderly development, required the submission of revised drawings of the proposed development, with floor plans and elevations corresponding in detail, all to be agreed by the Council prior to the commencement of development. It is perfectly obvious to me that these minor adjustments to the number and location of bed spaces are matters of detail and are most appropriate to agreement in accordance with that procedure. They followed on from other natural, normal and reasonable alterations in the plans. Mr Kenny has not identified anything in the nature of a planning consideration, any departure from the overall development objective or, in short, anything worthy of serious consideration under this head of complaint. This complaint is also without merit. Laying of services and utilities within ten metres of the bole of trees 67. Condition No. 9 is quoted above. It is directed to the preservation of trees on the development site. Mr Kenny made two complaints in his application for leave, namely: 1. that Trinity had not complied with the requirement that services and utilities were not to be laid within 10 metres of the bole of any of the trees to be retained; 69. The planning application involved “the retention of existing trees and the western arboretum and site perimeter and is accompanied by a comprehensive management plan for the treatment of existing and proposed trees.” 70. The real focus is on the first requirement. Mr Kenny complains that Trinity persuaded the Council to permit non-observance of the condition in the case of some trees. Trinity made submissions to the Council along the lines that it was:
72. It is clear that strict and literal compliance with the condition presented problems. It is equally clear that Trinity, with the agreement of the Council, has breached the condition to some extent. 73. The Council points out, however, that: · some of the buildings, whose construction is permitted by the planning permission, are closer than 10 metres to the bole of a tree; 74. Trinity retained the services of a highly qualified arborist, Mr Joseph McConville, who has sworn a number of affidavits dealing with Mr Kenny’s complaints in great detail. The evidence shows that the 10-metre condition has been breached to a lesser or greater degree in the case of 16 out of 275 trees on the site. In many cases, the distance is still 7 or 8 metres, though in the case of two trees the distance will be 5 metres. Mr McConville has gone to great pains to demonstrate the extent of care taken to protect all trees, including those which will be within the 10-metre zone. The Council agreed the adjustment on that basis. 76. It is clear, therefore, that, in a literal sense, there has been non-compliance with part of Condition No. 9, though to a very minor extent. 77. Mr Kenny, in written submissions, acknowledges the alternative means of tree protection proposed by Trinity, but insists that alleged difficulties in complying with the condition do not justify a departure from the clear and unambiguous terms of the condition and that, consequently, the Council acted ultra vires in approving the plans. 78. What is involved here is a case of non-compliance with the literal terms of a condition, though to a minor if not trifling degree. The problem goes back to the terms of the permission itself. It is a mistake to take it out of context. This was a very large and complex development. Literal compliance with the 10-metre part of Condition No. 9 was not feasible if the development was to be carried out as approved. 79. Mr Kenny has been able to demonstrate a very minor, not to say trivial, discrepancy between the compliance submissions of Trinity in respect of the 10-metre condition and the terms of Condition No. 9 as strictly and literally interpreted. The approval of this aspect of the submissions forms a very small part of the entirety of the Council’s decision. To accede to Mr Kenny’s application would require the Court to quash the decision in its entirety. It has not been suggested that this aspect of the decision is severable. Certiorari is a discretionary remedy. In my opinion, the Court should not grant an order of certiorari in respect of the entire decision based on such an inconsequential discrepancy. Furthermore, Mr Kenny retains the alternative of pursuing his application pursuant to section 160 of the Planning and Development Act, 2000. I express no view whatever on the merits of that application. In addition, I will consider the issue of delay. The learned trial judge held that Mr Kenny’s application for judicial review failed, in any event, by reason of his own lack of promptness in applying to the Court. Delay 80. Order 84, rule 21(1) of the Rules of the Superior Courts requires that all applications for judicial review “be made promptly” and in any event within three months from the date when the grounds for the application first arose, or six months when the relief sought is certiorari. The Court has power to extend the time where it considers there is “good reason” for doing so. 82. In Dekra Éireann Teoranta v Minister for the Environment and Local Government [2003] 2 IR 270 at page 302 I dealt with an application in the special context of judicial review of public-procurement decisions, where Order 84A, rule 4 of the Rules applies. That rule substitutes the expression “at the earliest opportunity” for the term “promptly,” which applies in the present case. I said:
83. In my judgment in O’Brien v Moriarty [2005] 2 ILRM 321 at 335, while observing on the somewhat stricter approach to compliance with time limits adopted by the courts in recent years, I said:
85. It is necessary, therefore, to consider whether Mr Kenny’s application should, as was held by the learned trial judge, be defeated on the ground of his lack of promptness in making his application. 86. As always, context is everything, but, in the context of a large development such as that on which Trinity was embarking the failure to apply until the eleventh hour, the second last day of the six-month period, cannot fail to attract attention. 87. There was already a significant history to this planning dispute. Mr Kenny had opposed the application throughout the planning process with determination and tenacity. He applied for judicial review of the decision of An Bórd Pleanála dated 4th August 2000. In order to do so, he had had to comply with the strict time limit laid down by section 82 (3A) of the Local Government (Planning and Development) Act 1963 as amended as amended by insertion by s. 19(3) of the Local Government (Planning and Development) Act, 1992. He had suffered the rejection of that application by McKechnie J in the High Court on 15th December 2000. 88. He concerned himself intensively, not to say obsessively, with the minutiae of the development. He made phone calls to and visited the planning offices of the Council. On one of his visits in September 2001, he learned of the first compliance submission made by Murray O’Laoire. He was so concerned about it that he wrote to the Council on October and November 2001. 89. There is a great deal of material in the affidavits and the exhibits which shows how active and aware Mr Kenny was as to what was happening on site. Of course, he lives immediately opposite. 90. From Mr Kenny’s grounding affidavit, it is clear that, on 4th January 2002, he was “concerned as to the increased activity on the site;” he observed that “work commenced in or about 7th January 2002.” 91. On 10th January 2002 he said:
96. Mr Kenny’s excuse is that, having applied unsuccessfully for judicial review, he was “extremely reluctant to bring another application.” He sought instead to exhaust every avenue to avoid having to do so. At the same time, he thought the Council had not treated his complaints and enquiries seriously. 97. In the result, according to the architect for Trinity, by 4th July 2002, building no. 2 was 15% structurally complete and building no. 3 was 55% structurally complete. More particularly, the first floor of the western arm of building no. 3, which was the subject of Condition No. 2 was 100% structurally complete. 98. This is a particularly clear case of failure to apply promptly for judicial review. Knowing that the developer was acting contrary to his own views of the interpretation of the planning conditions, he allowed the matter to proceed. In full knowledge that “the financial consequences [might] be very serious…,” he threatened judicial review but failed to follow through. He allowed matters to proceed to such a stage that they were irreversible. He has offered no plausible excuse other than his own reluctance to commence a fresh proceeding. 99. My primary view is that, apart from some doubt regarding the distance between a very small number of trees, and the bole of the nearest tree, Mr Kenny has failed to show any respect in which the Council’s decision is not within the scope of the authority given to it by An Bórd Pleanála. The application is, therefore, without merit. In the unlikely event that the extent of non-compliance with Condition No. 9 could be considered of such significance as to justify quashing the decision, the application would fail on the ground of delay. 100. I would, for these reasons, dismiss the appeal and affirm the order of the High Court. |