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C. & ors -v- Minister for Health and Children [2008] IESC 33 (07 May 2008)
URL: http://www.bailii.org/ie/cases/IESC/2008/S33.html Cite as:
[2008] IESC 33,
[2008] 4 IR 614
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Judgment Title: C. & ors -v- Minister for Health and Children
Neutral Citation: [2008] IESC 33
Supreme Court Record Number: 231/05
High Court Record Number: 2004 6 CT
Date of Delivery:07 May 2008
Court:Supreme Court
Composition of Court: Murray C.J., Kearns J., Finnegan J.
Submission of the Appellant
On behalf of the appellant it is submitted that the effect of section 5(1) of the Act of 1997 is to import the restriction contained in the Civil Liability Act 1961 section 48(2) – only one action may be brought. The approach adopted by the Tribunal has been to limit dependency claims to one claimant who prosecutes for and on behalf of all dependants. One single lump sum award is then made and that is subject to a decision to be made under section 5(9)(a). The decision is one for the claimant bringing the application. The acceptance of the award by that claimant precludes any appeal by any other dependant. Reliance is placed on D.B. v Minister for Health and Childrenand the Hepatitis C Compensation Tribunal[2003] 3 IR 12 where it was held that the options provided for in section 5(9)(a) are mutually exclusive.
Section 1(1) of the 1997 Act defines claimant as a person referred to in section 4(1) making a claim to the Tribunal. Thus while the persons coming within the categories of persons listed in section 4(1) of the Act may bring a claim they become claimants only upon making a claim. One claimant only is envisaged within the scheme of the Act and this is consistent with the scheme of the Civil Liability Act 1961. Section 5(6) and (8) of the 1997 Act provide for a single lump sum award (other than where a provisional award may be made). This is consistent with the scheme of the Civil Liability Acts in that on the claim there will be a single award of the damages which the deceased would have been entitled to recover but for his death. It is submitted that there are obvious parallels between the scheme under the Acts of 1997 and 2002 and the scheme of the Civil Liability Acts and that there is no recorded instance of a dependant not a plaintiff in a fatal injuries action appealing either the award or its apportionment.
Section 48(2) even though not expressly incorporated into the statutory scheme by section 5(1) should be impliedly incorporated because of the similarity of the statutory scheme in each case. Section 49(1) of the 1961 Act expressly refers to damages under section 48 of that Act and there is express reference in section 5 of the Act of 1997 to section 49 of the 1961 Act and by extension therefore a reference to section 48.
Alternatively it is submitted, particularly having regard to the Interpretation Act 2005 section 5, that if ambiguity remains the court should adopt a purposive interpretation. Thus the 1961 Act was framed to protect a defendant from a proliferation of separate actions by dependants and the same rationale should be applied in the present case insofar as the award of general damages (including damages for mental distress) are concerned. Section 5(2A)(b) envisages a single award to a single claimant. This, it is submitted is clear from the wording of section 5(2A)(1)(b) – “The Tribunal may make an award to a dependant referred to in paragraphs (e) or (j) of section 4(1) consisting of an amount equal to the amount of the general damages including damages for pain and suffering, personal injury, loss or diminution of expectation of life or happiness which the deceased suffered during his or her lifetime and to which the deceased would have been entitled if he or she had survived…”
The clear wording of section 5(2A)(b) in particular the phrase “equal to” excludes the possibility of several awards to several claimants and particularly so as the Tribunal’s obligation is to make a single lump sum award under section 5(6) of the 1997 Act.
The learned trial judge, it is submitted, was in error in holding that the apportioned awards to individual dependants were “awards” within the meaning of the Act and so amenable to the process of acceptance, rejection or appeal provided. The Tribunal’s approach to date has been to characterise only the single lump sum payment as an award for the purposes of section 5(9)(a). The approach favoured by the learned trial judge operates an injustice against those who wish to accept the apportioned amount of general damages awarded to them. The injustice would be exacerbated if instead of opting to appeal a disappointed dependant rejects the award. In these circumstances the other dependants lose the right to avail of the statutory scheme.
Finally it is submitted that a consequence of the decision of the High Court will be administrative chaos. In many cases dependants will have to prosecute separate claims. Alternatively if a single claim is made the wishes of one dependant to appeal or reject an award would defeat the acceptance of the award by all other dependants. In the course of her judgment in D.B. v Minister for Health and Childrenand the Hepatitis C Compensation Tribunal McGuinness J. said:- “While I am conscious of the danger of attributing particular intentions to the Oireachtas, it seems to me reasonable to assume that a further aim of the Act was to provide a scheme which could deal with a large number of claims for compensation in a consistent orderly and reasonably expeditious manner.”
The construction placed upon the statutory scheme by the learned High Court judge would prevent this aim being achieved.
Submissions on behalf of the Respondents
The respondents’ first submission is as follows. The Act of 1997 provides as follows.
Section 5(15):
“An appeal shall lie … by a claimant … in respect of any decision.
Section 1(1) “claimant means a person referred to in section 4(1) making a claim.”
Section 4(1): “The following persons may make a claim (inter alia) (e) … any dependant of (the deceased)”.
Section 1(1)
“dependant” has the meaning assigned to it by section 47(1) of the Civil Liability Act 1961.”
Each of the respondents is a dependant. Each of them made a claim to the Tribunal. Accordingly, on a literal construction they are entitled to appeal. Thus the statute is clear and there is no question of it being obscure or ambiguous or absurd and it is appropriate that it should be construed literally.
While the literal interpretation may be inconvenient to the Tribunal it would not result in the statutory scheme being unworkable. It will require the Tribunal to review its procedures.
Discrete parts of the Civil Liability Act 1961 Part IV are incorporated into the Act of 1997. In particular the definition of dependant, the incorporation of section 49(1)(b) and the basis upon which damages under Part IV of the Civil Liability Act 1961 are assessed. It is clear that by express importation of these provisions the Act of 1997 did not intend by implication to import other provisions.
Section 5(2A)(b) requires that the amount available for general damages be apportioned between the dependants in such manner as the Tribunal thinks just. In this context “award” relates to a single sum for division among dependants rather than that there is a single unitary award to a single claimant.
There is no necessary implication arising by reason of the reference inserted into the 1997 Act by the 2002 Act in section 5(2A) to the Civil Liability Act 1961 section 49 and the reference in section 49 to section 48 of the Act: the sections are not interrelated in that section 48 is concerned with process/procedure and section 49 with the basis for an award of damages.
Submissions on behalf of the Minister
On behalf of the Minister it is submitted that each of the respondents comes within the provisions of section 4(1) of the Act of 1997 as amended each being a dependant as defined and is a person who may make a claim.
Section 5(15) the Act of 1997 provides:-
“An appeal shall lie to the High Court by a claimant in respect of any decision made by the Tribunal.”
As each of the respondents is a dependant and was entitled to become and became a claimant each has a right to appeal any decision of the Tribunal. The Minister supports the learned trial judge’s reasoning and submits that the Civil Liability Act 1961 section 48(2) is not part of the statutory compensation scheme.
The Civil Liability Act 1961 Part IV is incorporated insofar as it is relevant to the calculation of the award of damages only. Thus there is no restriction to one claim only being made on behalf of all claimants/dependants. In practice the Tribunal deals with separate claims from dependants of the same deceased which claims may differ dramatically from each other. Where a single claim is brought the effect of section 5(2A)(b) is to enable the Tribunal to individualise awards to dependants by apportioning the general damages amongst them as it thinks just. Likewise an award of exemplary damages. Where there are multiple dependants the award for the purposes of an appeal is not the determination of the amount of general damages but rather the manner in which the damages are to be apportioned between dependants.
To prevent an individual dependant from appealing could result in significant injustice. The only inconvenience which could result from the interpretation of the learned High Court judge is that in the event of an appeal by one or more of the dependants the Tribunal will be required to decline to make payments pending determination of such appeal.
Submissions on behalf of KW and KC
KW accepted the award on her own behalf and on behalf of KC. On their behalf it is submitted that the Civil Liability Act 1961 section 48(2) is incorporated into the Acts of 1997 and 2002. This results from the reference in section 5(1) of the 1997 Act to Part IV of the Civil Liability Act 1961 and also because of the reference in section 5(2A) inserted into the 1999 Act by the 2002 Act which refers to the Civil Liability Act 1961 section 49, section 49 containing a reference to section 48.
Alternatively it is appropriate to adopt a purposive interpretation of section 5(1) of the 1997 Act. It would be contrary to public policy if more than one application could be made to the Tribunal in respect of general damages as this would lead to contradictory results both in relation to the amount awarded and the apportionment of the same where the statutory scheme provides for a single lump sum award which is to be apportioned. A successful appeal will result either in the total amount of the award being increased or the proportion awarded to another or other dependants being reduced. While in the case of a claim to the Tribunal one dependant might have no interest in the claims of other dependants this does not preclude a purposive interpretation as this is also true in relation to claims under Part IV of the Civil Liability Act 1961. By allowing one person to be the claimant other dependants waive their right to appeal.
What happened in the present case is that only one claim was processed, that of KW, and the claims of other dependants were considered within that claim thus mirroring the procedure under the Civil Liability Act 1961. This, it is submitted, is what is envisaged by the statutory scheme. It was appropriate that one acceptance form should be issued by the Tribunal in these circumstances. The Acts of 1999 and 2002 speak of award in the singular rather than in the plural and provide for the award to be apportioned. There is only one award and accordingly only one appealable decision. Any other interpretation it is submitted would lead to administrative chaos.
The effect of the definition of claimant read together with section 4(1) of the Act of 1997 as amended is that any person coming within the category of dependant may make a claim: however having regard to the Civil Liability Act 1961 section 48(2) only one claim may be processed. It is clear from the decision of the Supreme Court in D.B. v. The Minister for Health and Children and the Hepatitis C Compensation Tribunal [2003] 3 IR 12 that the options of acceptance, rejection and appeal conferred by section 5(9) of the Act of 1997 are mutually exclusive and that acceptance brings finality to the claim. Accordingly the acceptance by KW is valid and its effect is to deprive the other dependants of any entitlement to reject the award or to appeal the same.
Submissions on behalf of SC
It is submitted that only where the literal construction would lead to absurdity the court should adopt a purposive approach: M O’C v Minister for Health [2002] 1 I.R. at 234. This is likewise the case where the literal approach would lead to ambiguity or absurdity. The Acts of 1997 and 2002 throughout refer to an award and not to awards. The statute accordingly is clear and unambiguous. Section 5(9) provides that where the Tribunal makes an award to a claimant the claimant has the option either to accept or reject the award or to appeal the same. This clearly refers to the person to whom the award is made and there is no provision in the code for these options to be available to a dependant other than the claimant. D.B. v. Minister for Health and the Hepatitis C Compensation Tribunal makes it clear that the options provided for in section 5(9) are mutually exclusive so that once an award is accepted by a claimant the options to reject or appeal are not available to the other dependants.
Benion on Statutory Interpretation section 355 provides as follows:-
“An Act or other legislative instrument must be read as a whole, so that an enactment within it is not treated as standing alone but it is interpreted in its context as part of the instrument”.
Again at page 997:-
“Where two enactments within an Act or other instrument appear to conflict it may be necessary to treat one as modifying the other. This depends on whether the appearance is true, or a product of the reader’s carelessness. Much care, not always given, is needed in reading legislation. If it is true and no charity can construe the enactments as consistent with each other, then logic demands action. Such adjustments of the words must be effected as will make them maintainable by one and the same proponent in one and the same discourse. Lord Herschell LC said that where there is a conflict between two sections in the same Act: ‘You have to try and reconcile them as best you may. If you cannot, you have to determine which is the leading provision and which the subordinate provision, and which must give way to the other.’”
In the present case section 5(9) is the leading provision and section 5(15) the subordinate one. Section 5 (2A)(b) of the Act requires to be construed by analogy with the provisions of Part IV of the Civil Liability Act 1961 and accordingly the Tribunal must make an award to one claimant and it has a discretion to whom it will make that award. While the award may require to be apportioned nonetheless one award only is made. The claimant to whom the award is made is seized with the right to accept, reject or appeal the same and acceptance by that claimant precludes an appeal by any other dependant.
Decision
The scheme of the Act provides for nine separate categories of claimant. On this appeal the court is concerned with one only of the three categories of claims by dependants namely those arising under section 4(1)(e) being claims for mental distress and general damages.
The Tribunal and the notice parties submit that section 5(1) of the 1997 Act has the effect of incorporating into the scheme of the Act the provisions of Part IV of the Civil Liability Act 1961 and in particular section 48(2) of the Civil Liability Act 1961 which provides that only one action for damages may be brought against the same person in respect of a death. I am satisfied that the wording in section 5(1) is clear. It prescribes the basis upon which awards of the Tribunal should be made and that is on the same basis as an award of the High Court calculated by reference to the principles which govern the measure of damages in the law of tort and any relevant statutory provisions including Part IV of the Civil Liability Act 1961. Only those parts of Part IV of the Civil Liability Act 1961 affecting the principles which govern the measure of damages in the law of tort are incorporated into the scheme. The other provisions within Part IV of the 1961 Act are not relevant to the Tribunal. The reference in section 5(2) of the Act to section 49(1)(b) of the Civil Liability Act 1961 and the reference within section 49 to section 48 of that Act do not affect this construction. Indeed if it was the intention of the Legislature and the true construction of section 5(1) of the Act that the entire of Part IV of the Civil Liability Act 1961 should be incorporated into the Act section 5(2) would be unnecessary. Section 5(2) incorporates into the statutory scheme the limitation contained in section 49(1)(b) of the Civil Liability Act 1961 on the amount which may be awarded for mental distress. I am satisfied on a literal reading of the clear wording of section 5(1) that the provisions of the Civil Liability Act 1961 section 48(2) are not incorporated into the statutory scheme. Nor is such incorporation required by any necessary implication. There is no requirement that there should be a single claim by and on behalf of all persons coming within the nine categories set out in section 4(1) of the Act or by dependants.
This construction is not affected by the provisions of section 5(6) which provides that the Tribunal shall assess and make any award for general or special damages on the basis of a single lump sum award. What is required by section 5(6) is that each claimant will receive a single lump sum award for general or special damages. In claims by dependants each dependant will receive an award of his apportioned share of the total award for mental distress and general damages. Such an award is an award of compensation within section 1(1) of the Act. The Act does not expressly provide for the apportionment of an award for mental distress where there are claims by more than one dependant. However as each dependant is entitled to maintain a claim for mental distress and as the limitation on the amount of the award for mental distress is limited by the incorporation into the statutory scheme in section 5(2) of section 49(1)(b) of the Civil Liability Act 1961 it is necessarily implied that there should be an apportionment. In relation to a claim for general damages section 5(2)(a) of the Act, which enabled a claim for general damages to be brought by a dependant, expressly requires an award under that heading to be apportioned.
The Act speaks throughout of “a claimant” in the singular. It is clear from the nine categories of claimant in section 4(1) that several individual claims may be brought in respect of the same person who has been infected. Thus the person infected may make a claim under section 4(1)(a). A person responsible for the care of that person may claim under section 4(1)(d). A spouse or partner may claim under section 4(1)(h). These claims do not overlap in any way and there is no requirement in logic that there should be a single claim only. The claims may arise at different times and with different limitation periods under section 14. I am satisfied that while speaking of “a claim” in the singular the Act envisages multiple claims. The Interpretation Act 2005 section 18 provides that a word importing the singular shall be read as also importing the plural.
Each person coming within the categories listed in section 4(1) has a statutory entitlement to an individual claim. Each dependant has a separate personal interest in the amount of the award for mental distress and general damages and its apportionment. If a single claim only is permitted then it would be possible that a claimant bringing the claim might have little or no interest in the dependency claim and so not materially affected by the total amount of the award under these headings or the apportionment of the same: in consequence he will have no personal interest in appealing an award. The single claim procedure adopted by the Tribunal coupled with a denial of a right of appeal as advocated by the Tribunal would deny a dependant the opportunity to vindicate his rights or rectify an error. In the absence of clear words compelling such an interpretation I would not expect the Legislature to have so intended.
There are two provisions in the Acts which give a right of appeal. Section 5(9)(a) allows a claimant to appeal an award. Section 5(15) allows a claimant to appeal any decision made by the Tribunal. If a dependant should bring an individual claim he can avail of these rights of appeal. If, however, the claim is brought by a claimant for and on behalf of all dependants on the construction contended for by the Tribunal and the notice parties no appeal would be available other than by the claimant making the claim. This disparity in rights cannot be justified. If, pursuant to procedures adopted by the Tribunal pursuant to section 3(11) of the Act a single claim only should be permitted this could not deny a dependant that right of appeal which he would have enjoyed as an individual claimant. Where a representative claim is brought each person on whose behalf it is brought is nonetheless a claimant and enjoys right of appeal as such. The award to each such claimant is an award of compensation and may be appealed by him. His position should not be adversely affected by the accident that as a matter of administrative convenience a representative claim is brought.
I find support for the view that each dependant is a claimant entitled to bring a claim in section 5(13) of the Act. This provides in relation to a minor claimant that acceptance of an award requires approval of the High Court. If the minor is the sole claimant such approval must be obtained. If, however, as contended for by the Tribunal one claim only is permissible, that claim was brought for and on behalf of all the dependants one or more of whom are minors but who it is contended are not claimants then on the literal construction of section 5(13) the approval of the High Court would not be required. It is unlikely in the extreme that the Legislature would have intended to make this distinction.
I am satisfied that the Act properly construed allows for individual claims by persons entitled under section 4 to bring claims including claims by individual dependants. Each such claimant enjoys the rights of appeal provided for in the Act. If a claim is brought by one claimant for and on behalf of other claimants, each person on whose behalf a claim is brought is himself a claimant and enjoys a right of appeal in respect of the award to him or any decision of the Tribunal which affects him. The rejection of an award by him could not affect others in the same class of claimant so that they would lose their right to remain within the statutory scheme and be compelled to seek a remedy if any should be available at law.
This construction will complicate the administrative burden on the Tribunal. The Tribunal’s procedures will have to be adopted to deal with the situation which can, as here, arise on dependant claims where one or more of the dependants accept the award and apportionment and another or others appeal the same. If payment is made to those who accept the award and the appeal, whether as to the award or its apportionment, is successful the apportionment will have to be revisited. Section 5(12) requires the Tribunal to pay the amount of the award within twenty eight days of the receipt of notification of acceptance of the award. If the Minister should pay the dependants who accept notwithstanding an appeal by other dependants and on appeal against the apportionment of the award the apportionment is adjusted adversely to the accepting dependants the Minister will be faced with the prospect of having to seek to recover the overpayment to the accepting respondents. For this reason section 5(12) requires to be construed insofar as it applies to claims by dependants to avoid it being unworkable or impracticable. It cannot have been the intention of the Legislature that there should be payment to dependants wishing to accept their apportioned part of the award while other dependants are appealing the same. The Interpretation Act 2005 section 5 permits departure from a literal interpretation where it fails to reflect the plain intention of the Oireachtas and instead the giving of a construction that reflects the plain intention. I would interpret “a claimant” in section 5(12) in relation to claimants within section 4(1)(e) where there is more than one such claimant as “the claimants”. The obligation to pay will only arise where all the claimants accept an award and apportionment and payment would otherwise be postponed of awards for mental distress or general damages until the determination of the appeal. Where separate claims are brought by dependants for mental distress or general damages the amount of any award could not be assessed nor could it be apportioned until all persons entitled to bring such a claim have done so.
The Tribunal found it convenient for administrative purpose if in respect of dependant claims one claim is brought for and on behalf of all the dependants. I see no reason why the Tribunal should not encourage claimants to bring claims on that basis. Section 3(11) allows a Tribunal to determine its own procedures. However where this is done each dependant must be regarded as a separate complainant and the method of proceeding adopted being for administrative convenience only cannot prejudice the right of appeal which each dependant would enjoy had a separate claim been brought. The accident of the claim being brought by one dependant on his own behalf and for and on behalf of other dependants should not deprive those other dependants of the right to challenge an award or the apportionment of the same. Proceedings before the Tribunal could be simplified by the use of waivers as in claims under the Civil Liability Act 1961 Part IV. By availing of section 3(11) the Tribunal may well be able to further simplify proceedings before it. While the view which I have formed will add complexity to the administration of the statutory scheme by the Tribunal by use of its power to determine its own procedures it would be possible to minimise the inconvenience resulting from the construction which I have placed upon the statutory provisions and avoid the administrative chaos which it fears. Having regard to the foregoing I would answer the questions posed as follows:-
(a) Answer – Yes
(b) Answer – No
(c) Answer – the appeal may be against the award of compensation or the apportionment thereof to the appellant.