1. This
is the Defendant’s appeal against the order of the High Court of the 14th
November, 2000 awarding the Plaintiff damages for personal injuries in the
total sum of £72,500.00.
2. The
Plaintiff was involved in a traffic accident on the 9th September, 1996. He
was stationary at traffic lights on the Stillorgan Road when a bus the property
of the Defendant drove into the rear of his vehicle. The action was heard in
the High Court on the 7th, 8th and 9th of November, 2000. Judgment was
reserved overnight and delivered on the 10th November.
3. Liability
for the accident was not disputed by the Defendant and the substantive plea was
a denial of the injuries and loss alleged.
4. Despite
the apparent simplicity of the issues the trial was a very difficult one. The
nature of these difficulties is graphically set out in the judgment of the
learned trial judge. He said:-
6. As
will be gathered from these extracts, the difficulties in the case revolved
around the ascertainment of the precise physical injuries and disability
referable to the accident and in respect of which damages could be awarded on
the one hand, and the Plaintiff’s work history in so far as it bore on
his pre-existing condition and on his likely loss of earnings for the future on
the other. The assessment of the first of these matters was rendered
complicated by the fact that the Plaintiff had at least four previous
accidents, three of them while in the employment of a company for which he
worked for a total of only six or seven months. In these cases, he had made
claims of various sorts of injuries which would have the effect of rendering
him fit for only light work. However, in the six months or so prior to the
present accident he had been working in the building trade and earning an
average of £365.00 per week.
9. None
of these findings were appealed against by the Plaintiff. The Defendant,
however, appealed on the following grounds:-
11. As
will be gathered from the extracts set out above, the evidence in this case
took a number of unusual turns. The Plaintiff gave contradictory evidence on a
considerable number of points both in relation to his medical condition and his
work history. He also had the difficulty that particulars of his medical state
had been furnished by another firm of Solicitors acting on his behalf in
relation to an earlier accident. The particulars were dated July, 1993.
These contained the allegation that:-
12. Moreover,
the Plaintiff claimed that his pre-accident work history was a generally good
one and that, in particular as a result of work he carried out in the Isle of
Man and in Jersey, he had earned enough money to buy a house. However, in the
particulars already referred to, delivered in 1993 but in respect of an
accident in 1984, the Plaintiff was asked to identify all of his employers
since the date of that accident. To this he replied:-
13. When,
in the same action, the Plaintiff was asked to state the amount of his earnings
in respect of each employment and he replied:-
14. These
were not the only difficulties afflicting the Plaintiff in relation to his
medical history, his work history and the correlation between them. He claimed
to have been employed outside the country at periods when, according to what he
told the doctors treating him, he had been out of work and he claimed again to
have been employed abroad at periods during which he was drawing social welfare
in Ireland. He replaced one untrue account with another equally untrue.
15. It
also became perfectly clear that the Plaintiff had made only a very partial
disclosure of his history to certain of his own medical advisers. In
particular, Dr. Lorna Browne, a pain specialist, stated in cross-examination
that she was unaware of the history set out in the statement of claim in the
Plaintiff’s prior proceedings. She conceded that she would have
expected to have been told about these symptoms.
16. On
a careful re view of the evidence I am quite satisfied that the learned trial
judge’s observations quoted above were fully justified.
17. Although
no appeal was taken from any of the trial judge’s findings by the
Plaintiff, it was suggested in argument that the findings quoted above were too
harsh. In particular, it was submitted that far too much weight was put on the
contradictions between the Plaintiff’s evidence and the particulars
delivered in previous litigation because
“we
all know these are drafted by someone else”.
18. Equally,
it was submitted that, while the evidence was unsatisfactory and unreliable it
was the obligation of the learned trial judge to
“disentangle”
the Plaintiff’s contradictions and that he had done so in a manner which
was either satisfactory or was not sufficiently unsatisfactory to justify this
Court in intervening. In that regard, the Plaintiff relied on the well known
passage from the judgment of McCarthy J. in
Reddy
v. Bates
[1984] ILRM 197 at 205, to the effect that the Court should not intervene with
the trial court’s award of damages unless there is a very significant
disparity between the sums awarded in the High Court and that which this court
would consider appropriate.
19. The
Defendant, on the other hand, submitted that, having regard to the learned
trial judge’s unappealed assessment of the Plaintiff’s evidence, he
was wrong in making any award at all to the Plaintiff in respect either of
general damages or of loss of earnings. It was emphasised that the onus of
proof lay on the Plaintiff and it was submitted that, having regard to what the
learned trial judge said, he had plainly failed to discharge it. Accordingly,
there should have been no award except for special damages. Additionally, the
Defendant submitted that the specific sums awarded were excessive and
unsupported by the evidence.
20. In
argument in this Court Mr. Finbarr Fox S.C. on behalf of the Defendant, made a
further interesting submission. He referred to the well established
principles whereby exemplary damages may be awarded to a Plaintiff if the
Defendant’s evidence or conduct of the case has been such that the Court
wishes to mark its disapproval of it. Mr. Fox referred to a recent personal
injuries case (
Crawford
v Keane
,
High Court, unreported, 7 April 2000) where this had been done. In effect, he
argued, the same principle should apply in reverse against a Plaintiff such as
this, whose conduct of the case clearly merited the Court’s strong
disapproval. Accordingly, any award to which the Court might think the
Plaintiff was entitled should be reduced or extinguished on this basis. Mr Fox
conceded, however, that he had found no Irish or English authority for the
proposition that this could be done.
21. I
do not accept that the learned trial judge’s observations on the
Plaintiff were in any way unjustified or unduly harsh. Nor do I accept that
he placed too much emphasis on the particulars given by the Plaintiff in his
other litigation. I would specifically deprecate the submission made that
particulars in another action should be disregarded, or regarded with less
seriousness, on the basis that
“everybody
knows”
that
they are not drafted by the Plaintiff personally. It is quite true that, in
providing the particulars which a Defendant is entitled to require a Plaintiff
may rely on the advice of his lawyers, doctors, engineers and other
professionals. But none of these professional advisers are responsible for the
factual content of the replies. These replies are the Plaintiff’s
document for which he is personally responsible. In relation to the matters in
question here, the Plaintiff’s capacity for work after an accident and
his employment history, these are matters peculiarly within the
Plaintiff’s knowledge and about which his lawyers or doctors can have no
direct knowledge other than on the basis of his instructions to them. It is
essential, and as far as I know is the general practice, that a
Plaintiff’s solicitor should carefully go through with him replies to
particulars in the form in which it is proposed to send them to the Defendant,
and obtain his assent. The fact that particulars of negligence or breach of
statutory duty are necessarily expressed in legal terms, and particulars of
injuries or prognosis in medical terms, in no way exempts the Plaintiff from
ensuring, with the assistance of his solicitor, that the underlying facts are
correctly stated.
22. I
cannot agree, either, that it is the responsibility of a trial judge to
“disentangle”
the Plaintiff’s case when it has become entangled as a result of lies and
misrepresentations systematically made by the Plaintiff himself. The
procedure in our courts is an adversarial one and the Defendant is entitled to
have the Plaintiff’s case presented by him and accepted on its merits or
otherwise as these appear from the Plaintiff’s presentation and
crossexamination . For the trial judge to make on behalf of the Plaintiff the
best case he can in such circumstances would risk the loss of the appearance of
impartiality. The learned trial judge was quite correct to point out that
the onus was on the Plaintiff and that he had, in significant respects, failed
to discharge it. It may be the submissions in relation to
“disentangling”
are more relevant to the learned trial judge’s eventual decision when,
having eloquently pointed out the shortcomings in the Plaintiff’s
evidence, he went on to make the awards summarised above. I will return to
that topic later in this judgment.
23. In
general, I agree with the main thrust of Mr. Fox’s submissions. The
learned trial judge himself said:-
24. It
seems to me that this is not a correct basis on which to approach the
assessment of damages and that a Defendant is entitled to have the exercise
approached in a more specific and evidence based fashion. The learned trial
judge was, of course, attempting to perform the very difficult task of deciding
what should be awarded to a Plaintiff who undoubtedly had an entitlement to
some award, in circumstances where the Plaintiff himself had made the exercise
all but impossible by persistent lies in and out of court.
25. I
believe that the award in relation to future loss of earnings is largely
speculative, as the learned trial judge himself said, and should be set aside.
I take the view that the Plaintiff had almost entirely failed to adduce
credible evidence in this regard and was accordingly entitled to no award. In
view of the utterly sporadic nature of proved employment, the Plaintiff’s
lies and deceptions in relation to his employment history, and the medical
evidence summarised above, I do not believe that the Plaintiff has established
on the balance of probabilities that he is entitled to any award in respect of
loss of earnings into the future.
26. A
court is not obliged, or entitled, to speculate in the absence of credible
evidence. Here, the Plaintiff was contradicted out of his own mouth both in
relation to his history of working, which appears in reality to have been
extremely sporadic and in relation to his pre-accident medical condition. In
these circumstances, it appears to me that the learned trial judge was correct
in his decision that the only reliable evidence was that of the
Defendant’s medical witnesses. It is quite clear from the transcript
that the evidence of the Psychiatrist, Dr. Desmond McGrath, does not support
the existence of any psychiatric injury and no award falls to be made under
this heading. The evidence of Mr. Harold Browne, the well known surgeon, is
supportive of the existence of modest injury only as a result of the accident
involving the Defendant. There are, plainly, other sources of injury, in the
form of the previous accidents, and the Plaiintiff’s condition is also
contributed to by his obesity.
28. In
cross-examination Mr. Browne somewhat expanded his view in relation to the
specific topics posed to him as follows:-
29. In
these circumstances, I would reduce the award for general damages, past and
future, to £15,000.00
30. The
claim for past loss of earnings, again, is extremely problematical. The
Plaintiff supplied the names of five employers with whom he said he had worked
over the years. It transpired, however, in cross-examination that he had
worked for some of these only for a small number of weeks. He mentioned other
employers, some only vaguely identified, for whom he had worked abroad. His
major point was that he was in good employment at the time of the accident. It
appears that he had worked for a major company from February to May of 1996 and
he claimed to have been re-employed in August of that year. This was supported
by the employer’s representative. However it was also established that
he was drawing social welfare at the relevant time. The employment, even
looking at it at its height from the Plaintiff’s point of view, was not
continuous but depended on the existence of particular projects.
31. In
relation to loss of earnings between the date of the accident and the date of
trial, the position is again very unsatisfactory and the Plaintiff’s
evidence entirely unreliable. However, it was conceded by Mr. Browne that it
was not unreasonable for the Plaintiff to have been off work for nine months
after the accident. Counsel for the Plaintiff said that his net loss would
have been £200.00 a week and on that basis I would be prepared to allow
him £7,500.00.
32. In
the circumstances I assess the Plaintiff’s damages at £7,500.00 in
respect of special damages, £15,000.00 in respect of general damages and
£7,500.00 in respect of loss of earnings, making a total of £30,000.00.
33. I
have considered Mr. Fox’s submission to the effect that the damages to
which the Court considers the Plaintiff is entitled should be reduced or
extinguished as a mark of the Court’s disapproval of the sustained
dishonesty which characterised the Plaintiff’s prosecution of his claim.
I am not satisfied that there is a direct analogy with an award of exemplary
damages to mark the Court’s disapproval of the conduct of a Defendant.
Such exemplary damages are a graft upon the Plaintiff’s entitlement to
compensatory damages and an award of damages of the latter sort is a condition
of the award of exemplary damages. Even if, contrary to the view I have
expressed, there is an inherent power to reduce damages in circumstances such
as the present it would not be appropriate to exercise it without warning in
the circumstances of the present case.
34. It
is interesting to note, however, that in the United States there is a well
established jurisprudence on the inherent power of a court to dismiss an action
for
“flagrant
bad faith”
: see
National
Hockey League v. Metropolitan Hockey Club Inc.
427 US 639. The power will be exercised in circumstances such as dishonest
conduct by a litigant, obstruction of the discovery process, abuse of the
judicial process or otherwise seeking to perpetrate a fraud on the Court: see
Link
v. Wabash Railroad Company
370 US 626. The rationale is stated in the
Hockey
League
case as follows:-
35. The
American context is of course rather different from that prevailing here: in
particular the American courts usually lack the power to penalise conduct of
the relevant sort by an appropriate order as to costs. But there is plainly a
point where dishonesty in the prosecution of a claim can amount to an abuse of
the judicial process as well as an attempt to impose upon the other party.
36. In
my judgment in
Kelly
v. Bus Eireann
delivered
16 March 2000, I expressed the view that Counsel could probably assist the
trial Court in many personal injuries actions by making brief submissions as to
the issues arising and the salient evidence bearing on them. Obviously, this
will not be necessary in an entirely straightforward case but the present
action could not possibly be regarded as being in this category. It was a case
where the evidence underwent several dramatic changes. I consider that the
Court might have been assisted by a brief statement of each sides contentions
at the end of the evidence.