1. This
an appeal brought by the Appellant, who is the husband of the Respondent,
against an Order of the High Court determining an appeal from the Circuit Court
in these proceedings.
3. Counsel
for the Appellant acknowledged that this section would normally be a complete
bar to this appeal but argues that because the Appellant was effectively denied
a hearing or denied a fair hearing in accordance with the law and the
Constitution in the High Court that this section did not apply. Accordingly
the Supreme Court, independently of that section, had a special or inherent
jurisdiction to hear and determine this appeal. The arguments of the parties
have been limited to question of the jurisdiction of the Supreme Court to hear
the appeal. I will refer to these arguments in more detail later, but first of
all I will outline the facts and circumstances leading up to the appeal.
4. The
Respondent and Appellant are respectively wife and husband. As a result of a
breakdown of their marriage and consequent separation the Respondent initiated
matrimonial proceedings in the Circuit Court which concerned matters relating
to the custody of the children, access to them, rights of residence in the
family home and maintenance. These proceedings were determined by Order of the
Circuit Court made on the 18th March, 1999. The Appellant being dissatisfied
with at least some aspects of the Order of the Circuit Court appealed to the
High Court sitting in Dublin.
5. As
required by the 1936 Act, an appeal from the Circuit Court is by way of a
rehearing of the action. The proceedings came on for hearing before the High
Court on the 7th February, 2000. On that occasion Counsel for both parties
addressed the learned High Court Judge outlining the facts, the areas of
agreement between the parties, the matters in issue and the kind of Order which
could be made so as to resolve those issues. When the case resumed the
following morning, and before any evidence was tendered, the learned High Court
Judge, having referred to the fact that Counsel on both sides had already given
him
“a
very concise review of the situation in this case
,”
went on to add “
without
making any final conclusions because I have not heard the evidence, but from
what little I have heard about this case it seems to me that this is the
classic situation where the family budget is too small
.”
The learned High Court judge then went on to review aspects of the case which
had been outlined to him and to indicate difficulties and possible solutions to
the differences between the parties. It is not necessary, and indeed it would
be irrelevant, for the purposes of this judgment to recite in detail the
observations of the learned High Court judge. It is sufficient for present
purposes to note that the learned High Court Judge made it clear that he did
not consider himself bound by these observations and it was accepted by Counsel
for both the Appellant and the Respondent that the judge’s observations
were intended to help the parties to identify practical solutions to the issues
between them having regard to the circumstances of the case and the realities
of the limited financial resources available to them.
6. It
appears from the transcript of the proceedings before the High Court that the
Appellant instructed his Counsel, Mr Hegarty S.C. that he did not wish to
proceed further with his appeal before the learned High Court Judge in the
light of the preliminary observations which he had made. His Counsel then
submitted that in making these observations the learned trial judge had gone so
far as to demonstrate a pre judgment of the issue of maintenance before any
witness had been called by the Appellant.
7. On
this basis Counsel asked the learned trial judge to vary the Circuit Court
Order and make a new Order concerning the custody of the children of the
marriage as agreed by the parties but to disqualify himself from hearing the
case further as regards the maintenance issue. The learned High Court Judge
refused to disqualify himself because he considered the request unfounded.
8. Following
that refusal, the Appellant, through his Counsel, indicated that he would not
continue with his case on the appeal concerning maintenance.
9. As
a consequence of the foregoing, and in the light of the refusal of the
Appellant to continue further with his appeal or to call evidence, the learned
High Court judge varied, by consent, the Order of the Circuit Court concerning
custody and then affirmed the Order of the Circuit Court as regards
maintenance.
10. In
this Appeal it was contended on behalf of counsel for the Appellant that in
expressing certain views before hearing the evidence, the learned High Court
judge’s comments were in effect a predetermination or pre-judgement of
the issues or at least gave rise to a reasonable apprehension of such
pre-judgement on the part of the Appellant so as to amount to pre-judgment or
objective bias as defined by Finlay, C.J. in
O’Neill
-v- Beumont Hospital
1990 I.L.R.M. 419
and Denham, J. In
Bula
Ltd and Ors -v- Tara Mines Ltd and Ors
(unreported, 3rd July, 2000). He did not seek a determination from the Supreme
Court of the substantive issue before the High Court but that the Order of the
High Court could not be allowed to stand. It should be set-aside and a
rehearing ordered.
11. He
submitted that the only remedy available to the Appellant was by way of appeal
to the Supreme Court. Article 34.4.3. of the Constitution conferred on the
Supreme Court appellate jurisdiction from all decisions of the High Court
subject to such exceptions provided by law. The exception to the Court’s
appellate jurisdiction created by section 39 of the Courts of Justice Act, 1936
in respect of decisions of the High Court on Circuit appeals should be
interpreted as being inapplicable to this case in order to ensure that the
Appellant had a remedy. In the Bula case, (cited above), the Supreme Court, in
the exercise of an inherent jurisdiction, heard and determined an application
to set aside an otherwise final determination by the Supreme Court in the same
proceedings on the grounds of alleged objective bias on the part of members of
the Court who had heard those proceedings.
12. Similarly
in this matter the Court should exercise an inherent jurisdiction to review the
conduct of the hearing in the High Court.
13. It
was also submitted that the decision of the High Court on the Circuit appeal
was not a decision within the meaning of Section 39 of the 1936 Act because,
having been determined in the absence of any evidence there was no rehearing of
the appeal as required by the Act. Alternatively, this appeal should be
treated as an appeal from the refusal of the learned trial judge to discharge
himself. That decision was not germane to the appeal before the High Court.
The hearing of an appeal from the Circuit Court by the High Court was a
jurisdiction conferred by statute to determine the issues arising in that
appeal. In refusing to discharge himself the learned trial judge was not
determining an issue within the framework of that appeal. Accordingly it
should be treated as a distinct and separate ruling that was subject to appeal
and not prohibited by Section 39 of the Act.
14. Counsel
for the Respondent relied on Section 39 as prohibiting any form of appeal from
the Order of the learned High Court judge. His decision being “final and
conclusive and not appealable” under the section. Counsel also relied on
the decision of this Court in Eamonn Andrews Productions Ltd -v- Gaiety Theatre
Enterprises Ltd 1973 IR 295 where it was held that a decision of the High Court
which determines an appeal from the Circuit Court under part IV of the Courts
of Justice Act, 1936 cannot be the subject of an appeal to the Supreme Court
since the provision of Section 39 of the Act of 1936 were re-enacted by Section
48 of the Courts (Supplemental Provisions) Act, 1961 after the Constitution of
Ireland came into force. Any rulings of the learned trial judge in the High
Court were in the course of hearing the appeal and neither such rulings nor his
Order determining the appeal can be appealed to this court. It was submitted
that the Order of the learned High Court judge was an Order determining the
Circuit appeal in accordance with the provisions of 1936 Act. There was a
rehearing within the meaning of that Act. The case was opened on the 7th
February and when, the following day the Appellant declined to tender evidence,
the High Court properly decided the Circuit appeal within the meaning of
Section 39.
15. First
of all let me recall that, by consent of the parties, the only issue to be
addressed in this judgment is the status of the appeal brought by the Appellant
namely whether he is entitled to appeal this matter to this Court on any ground.
16. The
terms of this section are comprehensive and definite. A decision of the High
Court on an appeal from the Circuit Court “shall be final and conclusive
and not appealable.” This Section was re-enacted by Section 48 (1) and
(3) of the Courts (Supplemental Provisions) Act 1961. The effect of its
re-enactment means that “decisions of the High Court (or of the High
Court on Circuit) on appeal from the Circuit Court are now validly excluded
from the appellate jurisdiction of this Court” (per Henchy, J.
Andrews
Productions -v- Gaiety Theatre
[1973] I.R. 295 at 304
).
In that case it was held that the section creates a valid and effective
exception to the appellate jurisdiction of this Court from decisions of the
High Court as envisaged in Article 34.4.3. of the Constitution.
17. As
an alternative argument Counsel submitted that the refusal of the learned High
Court Judge to accede to the application that he should discharge himself from
the case was a distinct decision which was not germane to the appeal before him
and which therefore was not governed by the provisions of Section 39 of the
1936 Act. Therefore, the decision of the learned High Court judge not to
discharge himself was appealable.
18. In
the course of any judicial hearing before the Courts, in this instance an
appeal from the Circuit Court to the High Court, the presiding judge will have
occasion to rule on legal and procedural issues arising in the course of that
hearing even though such issues may not be those which are the substantive ones
in respect of which the parties seek relief from the Court. An example among
many of such issues is the admissibility or inadmissibility of evidence or
rarely, as in this case, that the presiding Judge should for some reason,
disqualify himself from continuing with the hearing. Such matters arise within
and in the course of a hearing. That such issues should so arise is inherent
in the judicial process. I do not think it is open to parties to cherry-pick
this or that ruling made by the presiding judge in the course of a hearing and
say that it is not part of, or germane to, the hearing.
19. It
is manifestly clear from the terms of Section 39 of the 1936 Act as re-enacted
by the 1961 Act that the Oireachtas intended the High Court to be the Court of
final instance in the hearing of appeals from the Circuit Court. That
provision is a recognition of the desire of public policy to determine the
point in which proceedings
inter
partes
should be considered final.
20. As
Hamilton, C.J. observed
In
re Greendale Developments Ltd (in liquidation) Ltd (No. 3)
[2000] 2 I.R. 514
“...
the
finality of proceedings both at the level of trial and possibly more
particularly at the level of ultimate appeal is of fundamental importance to
the certainty of the administration of law, and should not lightly be breached
.”
21. Once
the High Court has embarked on the hearing of an appeal from the Circuit Court
it is acting exclusively within its appellate jurisdiction pursuant to Section
38 of the 1936 Act and all decisions in and in the course of that hearing are
governed by Section 39.
22. It
seems to me that to allow a party to a Circuit appeal before the High Court to
appeal to this Court a ruling of the presiding Judge made in the course of
hearing the appeal would be inconsistent with and thwart the clear intention
of the legislature as expressed in the statute.
23. I
would perhaps add that if some form of application concerning a Circuit Court
appeal was made to the High Court prior to and distinct from the hearing of the
appeal itself, particularly if it was made to the High Court exercising its
original jurisdiction pursuant to Article 34.3, other considerations would
arise concerning an appeal from a decision on such an application but this is
far from the situation here.
24. Finally,
it was argued on behalf of the Appellant that he was denied a hearing in
accordance with the principles of constitutional justice and in particular
there was objective bias on the part of the learned trial judge arising from
the views he expressed in his preliminary observations. It was contended that
this Court had an inherent jurisdiction to afford a remedy to the Appellant in
such a case. If he could not appeal the decision of the High Court in such
circumstances he had no remedy unless this Court exercised such an inherent
jurisdiction.
25. In
summary, Mr Hegarty S.C. submitted that even in proceedings which have been
finally determined by a Court from which there is no right of appeal this Court
has an inherent jurisdiction to set aside such a final order where there has
been a fundamental breach of a constitutional right to a fair and proper
hearing. For this submission he relied,
inter
alia
,
on
In
Re Greendale Developments Ltd
(No. 3) [2000] 2 I.R. 514
Rooney
-v- Minister
for
Agriculture and Food (unreported, Supreme Court 23rd October 2000) and Bula Ltd
-v- Tara Mines
(unreported, Supreme Court 3rd July, 2000).
26. The
jurisdiction of a Court at common law to set aside or amend a final order was
considered by this Court in
Belville
Holdings Ltd (in Receivership and in liquidation) -v-
27. Later
in his judgement, Hamilton, C.J. went on to state “
public
policy requires a definite and decisive end to litigation
.
28. Commenting
on the judgment of Barrington J. in that case Hamilton C.J. observed “
There
is no suggestion in the above passage from the judgment of Barrington, J. or
the extracts from the judgments therein referred to that the judgment so
obtained could be set aside other than in separate proceedings. They are not
authority for the proposition that the Court can set aside its own decision
”.
29. Accordingly
at common law the grounds upon which a final order may be impugned is limited
in the first instance to correcting, so to speak, the final judgment to ensure
that it accurately reflected the adjudication and intention of the Court which
made it and, in the exercise of a wider and more fundamental jurisdiction to
setting aside an order on the grounds that it had been obtained by fraud. Even
the setting aside of a final order on the grounds of fraud is not a true
exception to the principle of finality as Murphy, J. stated in
Tassan
Din -v- Banco Ambrosiano S.P.A
.
[1991] I.R. 569 at 580
.
With reference to Article 34.4.6 of the Constitution which provides that “
The
decision of the Supreme Court shall in all cases be final and conclusive”
Murphy
J. stated
“The acceptance by Barrington J. in
Waite
-v- House of Spring Gardens Ltd
that a decision of the Supreme Court can be set aside for fraud ... does not
truly represent an exception to this constitutional provision. An order
obtained by fraud is a mere nullity
.”
30. However,
the position may be otherwise when a final order is challenged on the grounds
that the judicial proceedings in question were gravely flawed by reason of a
fundamental breach of fair procedures and justice guaranteed by the
Constitution. This question was expressly addressed by this Court in the
judgments of Denham, J. and Barron, J. in the Greendale case with whom both
Barrington, J. and Lynch, J. agreed.
31. In
that case Denham, J. (at page 542) held that “
The
Supreme Court has jurisdiction and a duty to protect constitutional rights.
This jurisdiction may arise even if there has been what appears to have been a
final Order. However, it would only arise in exceptional circumstances. The
burden on the Applicants to establish that exceptional circumstances exist is
heavy
.”
32. Later
in her judgement she concluded “
It
would only be in most exceptional circumstances that the Supreme Court would
consider whether a final judgment or Order should be rescinded or varied. Such
a jurisdiction is dictated by the necessity of justice. A case will only be
reopened where, through no fault of the party, he or she has been subject to a
breach of constitutional rights
.”
33. Barron,
J. in the same case held (at 545) that there may be circumstances which might
exclude the application of Article 34.4.6 concerning the finality of decisions
of the Supreme Court. He then added:
34. In
the Bula case McGuinness, J. expressing here agreement with those judgments
stated “
In
summary, whilst very great weight must be given to the principle of finality
and to the provisions of Article 34.4.6., this court has a jurisdiction to
review and if necessary to set aside what appears to have been a final order in
circumstances where the Court’s duty to protect constitutional rights or
natural justice arises. Such circumstances can only be to a high degree
exceptional, and a very heavy onus lies on the Applicants to establish that
such exceptional circumstances exist
.”
35. The
judgments of this Court in
Greendale
and
Bula
establish
that a final order may be rescinded or varied where a party discharges the
burden of establishing that there are exceptional circumstances showing that
such a remedy is necessitated by the interests of constitutional justice. If
such a remedy is available in respect of final orders of the Supreme Court it
must be available for final and unappealable orders of the High Court.
36. It
follows from the foregoing judgments that the Courts have an inherent
jurisdiction to amend or set aside a final order in exceptional circumstances
where those circumstances clearly establish that there has been a fundamental
denial of justice through no fault of the parties concerned and where no other
remedy, such as an appeal, is available to those parties. Since the Court is
not in this case concerned with the merits of the contention made on behalf of
the Appellant that there was such a denial of justice in this case, I do not
propose to consider further the criteria according to which such a jurisdiction
may be involved. I would, however, just add that such exceptional
circumstances could not include rulings made in final instance by a court
concerning such matters as the admissibility in evidence even if they have
implications for the manner in which a party was allowed to present its case.
Rulings on questions of law and procedure are a matter for judicial
appreciation and discretion which are inherent in judicial proceedings and are
properly governed by the principle of finality in courts of last instance.
Otherwise, I confine myself to saying that the exceptional circumstances which
could give rise to the inherent jurisdiction of the court must constitute
something extraneous going to the very root of the fair and constitutional
administration of justice. In order to emphasise that the remedy is confined
to such matters it may be appropriate to recall the observations of Lord Simon
in
The
Ampthill Peerage [1977] AC 547
cited with approval by Murphy, J. in
Tasson
Din -v- Banco
Ambrosiano
(cited above)
37. The
question still remains whether this Court has an inherent jurisdiction to
address such an issue in this appeal from the High Court. Although in the
Greendale case, as well as in
Rooney
-v- The Minister for Agriculture and Food and Ors
(The Supreme Court, unreported, 23rd October, 2000)
and
Bula
-v- Tara Mines and Ors
this Court did review final judgments which were impugned (in each case
unsuccessfully) on the alleged grounds of want of a fair and proper hearing,
they all concerned a final order of this Court. Having regard to the
provisions of Article 34.4.6. - “
The
decision of the Supreme Court shall in all cases be final and conclusive
”
it seems to me inconceivable that any Court other than the Supreme Court could
have jurisdiction to amend or vary its own decisions on the grounds of a breach
of constitutional justice alleged to have occurred in the course of a hearing
before it.
38. The
situation regarding a final and an unappealable order of the High Court gives
rise to very different considerations. The Supreme Court is not a court of
first instance and does not (save for limited exceptions) exercise original
jurisdiction. The High Court is a Court of first instance with original
jurisdiction.
39. In
Attorney General -v- Open Door Counselling (No. 2) [1994] 2 I.R. 333 at 341,
Finlay, C.J. set out with great clarity the kind of jurisdiction which the
Supreme Court enjoys, in the following terms:
40. This
appeal is grounded on an allegation of prejudgment or objective bias on the
part of the trial judge. Whether this submission is well founded or not is a
matter for distinct and separate adjudication. When the issue concerns a final
and unappealable order of the High Court it would have to be raised by way of a
distinct and substantive application to have the order set aside. If this
Court were to be the first judicial forum before which such an application was
considered it would be exercising an original jurisdiction. In my view this
Court does not possess such an original jurisdiction.
41. While
the judgments of this court in the Greendale case specifically recognise, in
the light of Article 34.4.6l, the inherent jurisdiction of this Court to afford
a remedy in respect of its own orders to which the exceptional circumstances
referred to apply, I think it must follow that there is an inherent
jurisdiction in the High Court to provide a similar remedy at first instance in
the same circumstances in respect of a final and unappealable order of the High
Court. Of course these considerations do not apply to decisions of the High
Court which are subject to appeal in the ordinary way. There, appeal is the
remedy. Nor do the same considerations apply to decisions of the District
Court or the Circuit Court where there is a right of appeal and which in any
case are subject to judicial review by the High Court.
42. As
Barron, J. stated in the extract from his judgment in Greendale, cited above,
where such exceptional circumstances exist in which a party is allowed to seek
to impugn a final order “
This
Court must be free to so declare and to indicate the procedures whereby such
circumstances should be investigated
”
That statement of course was made in respect of a case where the judgment in
issue is a judgment of this court.
43. As
regards these proceedings, it seems to me that for the Appellant to seek the
kind of remedy which he has sought by way of appeal to this Court, he must do
so by way of a substantive proceedings before the High Court in first instance.
By analogy with the procedure at common law for the setting aside of
proceedings on the ground of fraud the appropriate procedure
may
perhaps be a separate action to set aside the proceedings. However, it must be
for the High Court itself to indicate the procedures whereby this remedy may be
sought and the matter should be fully argued before that Court.
44. By
way of addendum I would note that during the High Court appeal the learned High
Court judge noted that it was open to the Appellant to go back to the Circuit
Judge for a variation of the original Circuit Court order in the light of
changed circumstances since the Circuit Court proceedings and Counsel for the
Respondent appears to have acquiesced in that view. I express no view on the
rights of the Appellant in that regard except to say that if that were the case
he would obtain a hearing
de novo
on the merits of maintenance issue which is in effect the remedy which he is
seeking in this appeal. If that were objectively the case it seems to me that
that would be a relevant consideration on whether the setting aside of a final
order is, as Denham J. put it “dictated by the necessity of justice.”